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#REEBOARD CRITERIA AND
GUIDELINES FOR COMPUTING FREEBCARD
ALLOWANCES FOR STORAGE OAMS
UNITED STATES DEPARTMENT OF THE INTERIOR
Bureau of Reclamation
Revised 1992
(1981)a pom
CONTENTS
Section
Preface
|. Introduction
A. Purpose
B. Freeboard policy for Bureau of Reclamation dams
1, New concrete dams
2, New embankment dams :
3. Existing concrete and embankment dams.
4. Parapet walls
|, Factors Which Influence Freeboard
Floods :
Wind setup and wave runup
Reservoir operation : veces
Malfunction of the spillway and outlet works
1. Ungated spillways
2. Gated flood outlet
3. Gated spillways
Earthquake- and tan
F. Unanticipated settlement of a
comp
G. Addi:
|W, References
Figures
Appendix |. - List of ter
Appendix II. - Computations for embankment dam freaboard analyses
‘A. Fetch calculation
B. Simultaneous occurrence of all freeboard components
C, Methods of freeboard analysis
1. Design of small dams
2. Corps of Engineers
3. Probabilistic method
Analysis of existing wind data
Analysis of flood data
Wind effects on water
Probability relationships
The interrelationship between minimum, normal, and
intermediate freeboard in the probabilistic method
Metric equivalents of the presented equationsL
}
INTRODUCTION
A, Purpose
‘Specification of freeboard is critical in protecting downstream areas against possible hazards
resulting from overtopping of a dam. The objective of freeboard is to provide defense against
overtopping due to high reservoir inflows, wind setup and wave runup, landslides and seismic
activity, unanticipated settlement of the embankment, malfunction of water release structures,
uncertainties in the operation and maintenance of the dam and appurtenant structures, and
hydrologic uncertainties.
This basic objective of freeboard does not necessarily require total prevention of splash over
the dam by occasional waves under full surcharge and extreme conditions, but does require
that such occurrences will be of such magnitude and duration as to not threaten the safety of
the dam. However, the objectives of freeboard allowance for dams should include prevention
of any overtopping of the dam by either frequent or infrequent high waves that might interfere
with efficient operation of the project, create conditions hazardous to personnel, or cause other
adverse effects not necessarily associated with the general safety of the structure.
8, Ereeboard Policy for Bureau of Reclamation Dams
A policy for fr $0 that the risk of failure due to overtopping achieves,
indards. The amount of freeboard required to reduce the risk of failure varies
depending on the type, condition, and setting of the dam. Therefore, Bureau of Reclamation
freeboard policy has been developed for three categories of dam
erodibility, as follows:
Joard is impor
types relative to their age and
- Dams made with
aventional concrete or roller compacted
concrete, and any other types of dams that can resist the erosive action of temporary
overtopping flow should be designed so that the top of the nonovertlow section of a dam is
coincident with the maximum water surface (MWS) elevation. The standard 3.5-foot (1.1
1m)" high solid parapet entirely above the elevation of the nonoverfiow section provides for
minimum freeboard in the event of the probable maximum flood (PMF). Due to the ability
of concrete dams to resist erosion, this is ordinarily the only type of freeboard necessary to
consider. Exceptional cases may point to a need for more freeboard, depending on the
anticipated wave height or other factors that will be discussed later,
2. New embankment dams. - Freeboard should be determined for new embankment dams
from various water surface elevations in order to select a design crest elevation that
adequately protects the embankment from the full range of wind and flood loading
conditions. The design crest elevation should be the highest that would result from
calculating all freeboard requirements.
"Metric equivalents are nominal conversions, not exact.
1a. Freeboard requirements. - Although the following freeboard requirements can be
defined for both concrete and embankment dams, criteria for the computation of
freeboard are only presented within the embankment dams freeboard policy discussion
because embankment dams are more sensitive to overtopping. Unlike concrete dams,
embankments are erodible and subject to failure without adequate allowance for
freeboard.
M1) Freeboard criteria at MWS. - When the reservoir is at MWS, the minimum
freeboard should be the greater of: (a) 3 feet (0.9 m), or (b) the sum of the setup
and runup that would be generated by the average winds that would be expected to
occur during large floods, {i.e., floods greater than the 1,000-year event). Such a
wind velocity should be obtained from local authorities or meteorologists who can
associate the winds that would occur during flood events. Due to uncertainty that
cannot be avoided for such an estimate, a good freeboard analysis should consider
fa variety of winds that may occur. If the reservoir or watershed is very large in
comparison to the size of the storm, the wind events that occur when the water
surface is near maximum may be statistically independent of the storm that created
the flood. In this vase, a typical wind of not less than 10 percent exceedance
probability? should be used to compute a runup for minimum freeboard.
ia. When the reservoir is at the normal
nserval
against wind-generated
capacity, a
city winds that could
the nore
itty (a
10,000-year returts period may be used as an initial estimate) of being exceaded by
any combination of wind-generated waves and water surfaces occurring
simultaneously.
seuuaid caquirement s
b. Scope of freeboard analysis. - The recommended approach to perform an
‘embankment dam freeboard analysis is to start by choosing 3 fest (0.9 m) of minimum
freeboard above the maximum water surface as protection against wind-generated
waves, then check to see if such a crest elevation would satisfy normal and
intermediate water surface freeboard requirements. Allowances for camber and
additional factors are added after the 3 feet of minimum freeboard is deemed
satisfactory. Figure 1 shows the steps that are recommended for the analysis.
For some dams, even large, high-hazard structures, a freeboard analysis may be quite
simple using the following checks.
*Derivation of site-specific wind events and their probability are explained in appendix Il
2‘Two relatively conservative checks can be performed initially to determine if 3 feet of
minimum freeboard is sufficient to prevent overtopping. For new Reclamation
embankment dams, these two checks are the first steps of the analysis. If itis found
‘that the dam design fails either of these two checks, then the probabilistic method
should be used to evaluate the adequacy of 3 feet or more minimum freeboard. The
probabilistic method de-cribed in appendix Il is a more rigorous analysis that evaluates
the probability of overtopping various target crest elevations from all possible water
surfaces below the maximum. Finally, whether or not the probabilistic method is used,
the evaluator should consider the possibility of winds and floods occurring that are even
more severe than those used in the analysis. If the dam is located in an area where
extremely high winds may occur when the reservoir reaches its maximum during the
largest flood events, then this association should be further developed and included in
‘the freeboard design. A qualified meteorologist may be required to quantify these wind
velocities. These wind events can be specified in the probabilistic method as minima to
associate with the PMF or an additional amount of freeboard could be added to the
minimum freeboard to account for such extreme possibilities
‘The simple checks to evaluate 3 feet (0.2 m) of mit
nimum freeboard are as follows:
minimum freeboard is enough to prot
build up from a 100-mish (160-km/h} wird while the reservoir is of
below ficed storagi
nservation capacity ito comp:
of the upstra
2 fig. 2
epp
face of the dem, use fi
ed from a 190-mith wing evant. if the dista
‘the active conservation capacity and the top of the da
expel
han th
feet of minimum freeboard is adegu:
to protect the
100-mish winds when the reservoir is not in flood stage.
(2) The second check is used to see if 3 feet of minimum fresboard is enough to
protect the dam from overtopping in the event of the PMF and winds that would
typically occur during a time period equal to the duration that the reservoir water
surface is near maximum. Information that is needed for this includes:
+ Reservoir Elevation versus Time graph derived from routing the PMF.
+ Hourly Probability of the Wind (F,,) versus Wind Velocity derived from the
analysis of wind data part of the probabilistic method (see app. 2.).
Horizontal lines are drawn across the Reservoir Elevation versus Time graph 2 and 4
feet (0.6 and 1.2 m) below the MWS. The duration that the reservoir is within 2
feet (0.6 m) of the MWS is equal to the length of the upper horizontal line below
‘the flood curve. The inverse of this duration is equal to the hourly probability of the
largest wind event that may typically occur while the reservoir is within 2 feet of
3Nesp ae
the MWS. A wind velocity is taken from the 2,, versus Wind Velocity curve. This
wind velocity and the reservoir's fetch (compute fetch at a reservoir elevation equal
to the MWS) are plotted on figure 5. If the point plots below the curve representing
the upstream slope of the dam, then less than 5 feet (1.5 m) of runup will be
generated by this wind velocity and 3 feet (0.9 m) of minimum freeboard is
adequate to protect the dam from this wind event when the reservoir is 5 feet
below the crest. The duration represented by the horizontal line drawn 4 feet (1.2
m) below the MWS on the Reservoir Elevation versus Time graph is used to find the Py,
and maximum wind velocity that may typically occur while the reservoir is 4 feet
from the MWS. Similsrly, the wind velocity associated with the inverse of this
duration and the reservoir's fetch are plotted on figure 6. If this point also plots
below the line representing the upstream slope of the dam, then less than 7 feet
(2.1 m) of runup will be generated by this wind velocity and 3 feet (0.9 m) of
minimum freeboard is adequate to protect the dam from this wind event when the
reservoir is 7 feet below the crest. Points plotting below the lines representing the
upstream slope of the dam on figures 5 and 6 indicate that the dam design passes
this second check and typical winds would not generate waves to overtop the dam
during the PMF with 3 feet of minimum freeboard:
lf the dam design passes both of the above checks, then no other method needs to
bbe used to calculate freeboard. If there is no
igh wind velocities (those not ne
Jason to believe that excep!
ily typicall would b
water surface is within 4 feet (7.2 m) of the maximum water surf
then these two
blowing whil
2 dur
suffici
ebcard analysis.
is sufficiently safe
On the oth
‘overtopping due to wind generated
1¢ probabilistic method
the dam design fa
ld be used according to appendix Il. It may st
feet above the MWS would provide for an acce
either of the above two checks, then
ow that a crest elev
table design probability. The above
‘two simple checks have been developed conservatively and the probabilistic method
is a more precise design tool. In summary, the scope of a freeboard analysis for
new Reclamation embankment dams can be described by the flow chi
figure 1.
c. Top of impervious zone. - To preclude development of seepage caused by the
maximum reservoir water surface, the top of the impervious zone must be designed
0 that after settlement it is at the elevation of the MWS plus wind setup (but not
runup] from winds associated with the largest flood events or typical winds of not
less than 10 percent exceedance probability, whichever is greater. Similarly, if the
109 of the impervious zone could be subjected to frost action or desiccation
cracking, zoning of new dams must be provided to control leakage through cracks
cr frost lense separations, or the reservoir water surface must be kept below the
depth of such effects. The most economical solution should be used.3. Existing concrete and embankment dams. - A freeboard analysis for an existing dam
attempts to identify hydrologic or hydraulic deficiencies that might lead to failure of the
dam. In the case of an embankment dam, if the MWS of the reservoir is close enough
to the dam crest such that wind generated runup and setup would wash over or if the
MWS is higher than the existing crest, then the following factors should be considered
to evaluate the potential of this high water condition to cause failure of the
} embankment:
© Crest elevations, width and slope. - Normally, the two lowest crest areas on an
embankment dam are at the two ends, where the camber is least. A crest
survey should be performed to determine actual crest elevations and the
existence of low spots. A wide crest or a crest that slopes toward the reservoir
also tends to reduce the erosion potential during overtopping. Also, it is
important to be aware of the possibility of dam failure due to sustained reservoir
water levels below the crest elevation if the upper portion of the dam is highly
permeable (i.e., the top of the impermeable zone is below the crest)
'* Crest and downstream slope face materials. - In general, well-graded, dense,
impermeable cohesive soil without a significant amount of coarse-grained
material is the type of material that is most resistant te erosion in the event of
overtopping. A paved road surface is quite bene! reducing the
ntiat for failure during ove at the velocity of the 0°
erosion takes place off of the
the pavement. An unpaved gravel road is also beneficial
‘oad base binder will dens!
‘oss 4 paved crest such
arasion unless trees and other obstructions are intermittent enough to ©:
turbulence or a flow concentration. Surface roughness will retard the flow of
water or limit the washover of waves across the top of the dam.
Permeability of surface materials. - In general, a permeable, unsaturated surface
will impede wave runup and flow velocity more readily than an impermeable,
saturated surface. During flood events which would cause overtopping, it can
be assumed that the surface of the embankment dam is saturated to the point,
‘where water would rather run off than infiltrate the dam. If water flows over a
very permeable embankment crest, seepage may accelerate destruction.
© Overall candition of the structure, - The historical record of a dam’s ability to
resist erosion due to prior overtopping, heavy rainfall or extremely severe wave
action may provide some insight into the expected performance of the dam
during the PMF. Dams that are in the same area or built out of the same
material as those that have overtopped can also be informative. Natural or
manmade exposures of the dam material may provide evidence of the erodibility
of the material. A structure that has existed for a long time without anyme Sy
apparent erosion of the crest, downstream face, or toe may endure overtopping
better than one that has degraded under natural weathering.
Depth, velocity, and duration of overtopping. - The deeper, faster, and longer
that water flows over a dam, the more likely the possibility of failure. Empirical
relationships are available to estimate threshold failure conditions during
overtopping for an embankment dam. The critical depth of overtopping is
derived by comparing the tractive shear stress and velocity of the overflow to
Permissible values. The permissible values are dependent on the roughness,
slope angle, and type of material on the downstream face. The duration of
overtopping is accounted for by comparing both the depth and the volume of
overflow water for selected duration intervals to permissible values for various
surface roughnesses. The time at which failure is initiated is the time during the
PMF when the critical depth of overtopping is reached,
Wind. - The two checks that are given in section 1.8.2.b. can be used to verify if
there is enough freeboard to prevent overtopping caused by wind generated
waves. The first check uses figure 3 with the fetch of the reservoir at the top
of active conservation capacity (to compute fetch, see fig. 2 ar app. 2.2.) and
‘the slope of the upstream face of the dam to derive the amount of runup that
can be fed from a.100-mifh (160-x:
between the top of active cons
at is det
waves are not expected to wasl
} wind event. if the distance
vation capacity and the top of the dain
nined from figure 3, then wind-generated
h over the dam ci reservoir
horizontal lines are drawn across the PMF
servoir Elevation vs. Time curva at elevations 3, 5, and 7 feet 10.9, 1
¢ during norm
the second ch
derive the maximum durations that t
of the duration is t
of the wind avent that
relates to the wind velocity on the 3, vs.
Velocity curve. Figur:
© used, respe
wind-generated waves may wash over the dam crest during extreme flood
events, if itis determined that waves may wash over the crest even though the
maximum water surface is below the dam crest, then factors that are included
in this section should be considered to determine if these waves would reach
the downstream edge of the crest and if these waves would possibly cause
erosion. Waves generated by winds over a reservoir water surface above the
am crest will act to increase the depth of overtopping equal to one-half the
wave height. Relationships based on soil material erosion and transportation
an be used to study the potential for the development of dam breaching in
both cases.
Freeboard for an existing concrete dam is not as critical as it is for an embankment
because concrete is not likely to wash away if the dam is overtopped. In the case of a
Concrete dam, feilure will almost always depend on the ability of the abutments and
foundation to survive the force of the water flowing over the concrete dam. Although
some existing concrete structures may be in such a poor condition that overtopping
May cause extensive damage, @ failure that would threaten the safety of life and
6property downstream is not likely to be the result of this damage. However, the
‘20logy of the damsite should be carefully examined by engineers and geologists to
make a judgment on the potential for erosion or plucking of the materials. Fault zones
and other types of discontinuities, weathered rock, friable or weakly cemented material,
and soft intact rock are a few geologic types that may not survive well during
overtopping. If erosion of the abutments or foundation leads to undercutting of the
concrete structures, failure may result.
A Safety of Dams evaluation may be performed when it is decided that insufficient
freeboard would lead to dam failure.
‘The freeboard requirements for an existing dam may be different than the requirements
for anew dam. The incremental costs for raising a new dam a few feet during design
would be minimal compared to the costs for doing the same to an existing dam.
Expenses would be much greater for a modification to an existing dam in the areas of
design data acquisition, design time, contracting, construction mobilization and unit,
price of materials. The option of changing the spillway design to accarmadare larger
floods is extremely costly for an existing dam while it may Hv
for a new dam under design. Not only are all of thes: 2
ut the benefits from raising an existing dam a few 1. * : 5
© design higher by
irom the raising educed th
its reduced remaining sevice tive. Thus, 2
ing an amount oF f
The evaluation of existing dams alse needs to tale into
have changed since the initial freeboard design determinatio
malfunction of spillway and outlet works should be better known than at the time of
original design because of maintenance and operating experience. When assessing the
risk of malfunction, known limitations to gate operation should be considered as well 2s
improvements in mechanical and electrical features or added provisions for skilled
attendance during periods of operation. Because foundation and embankment
settlement are likely to have occurred, the adgition of a parapet wall may be a feasible
method of providing freeboard in some embankment dam cases.
4. Parapet walls. - A standard 3.5-foot (1.1-m) high parapet wall provides all of the
freeboard that is required for concrete dams. This wall is intended to keep waves from
washing over the dam during high reservoir water levels.
Use of parapet walls to provide freeboard allowances for embankment dams may be
considered on a case-by-case basis. The parapet wall ordinarily only replaces the
Portion of the freeboard needed to prevent overtopping from wave runup but, in some
owcases, can be used to retain the uppermost flood storage of the extreme flood events
for a very short time. When used, the following safeguards must be met:
'* The parapet wall should be adequately tied into the impervious zone and proper
zoning provided to prevent piping.
© Future foundation and embankment settlement that would adversely affect the
structural integrity of the parapet wall must be provided for in construction
sequencing or the design.
© Consideration must be given to hydrostatic and hydrodynamic (wave) loads,
drainage off of the crest around or through the wall, adjoining and sealing the
wall units together with each other and each end of the dam, maintenance and
esthetics.
|. FACTORS WHICH INFLUENCE FREEBOARD
A. Floods
Flood characteristics such as the shape of the inflow design flood (IDF) hydrograph, peak
inflow, and volume will influence the methods used and computations performed to determine
freeboard low hydrograph, reservoir storage capacity, spillway and autlet-warks
character and « ions are used to route v
the reservoir.
Ordinarily, the 19F is wake
the PMF. Ic can arbitrariiy be assigned a mean return period
equal to 10,000 years. This is the basis to which other probability relationships hav
with flood i er wards, 10,000 years can be considered
which other floce or combined flood and wind probabilities ean be com
1g to do
els are established. in o}
it would be more or I
fore, once every 10,000 years should be tak:
absolute, probability
8 likely th
as a relative, rather than
In addition to the PME, lesser floods are evaluated for the full probabilistic calculations. The
‘95-percent confidence limit of the annual flood frequency curve is generally used to derive the
‘magnitudes of the peak discharge (inflow! of floods lesser than the PMF.
Hydrologic uncertainty involves the condition of being unsure about the value of some of the
Parameters used in hydrologic computations. The value of some parameters must be inferred
from a random sample which might not, and probably does not, represent all of the future
possibilities accurately. Consequently, estimates of parameters contain some degree of
uncertainty, and resulting errors do not necessarily compensate each other. The impact of
errors in one direction due to uncertainty can be quite different from the impact of errors in the
other direction. The confidence level in computing the IDF in terms of reliability of data for
Geveloping the design storm and snowmelt runoff and other hydrologic parameters are factors
that could impact on freeboard determinations. This becomes evident when the adequacy of
existing IDF’s is reevaluated on the basis of all currently avsilable data. This usually results in
increased flood magnitudes. Problems related to inadequate hydrologic data should be resolvedto the extent feasible during derivation of the IDF. If conditions exist that justify including a
freeboard allowance for hydrologic uncertainty, the value should be based on the judgment of
those responsible for developing the IDF.
8. Wind Setup and Wave Runup
Wind setup and wave runup are often the predominant factors in the determination of all types
of freeboard. Wind-generated wave heights and wave runup are probably the most studied and
understood factors of those which influence freeboard. Much of the study has been carried out
and reported by the U.S. Army Corps of Engineers (1].?
Wave generation is influenced by wind characteristics such as velocity, duration, and
orientation with respect to the reservoir, by topographic configuration of the reservoir, including
depth and shoaling effects, and by fetch. Fetch accounts for the effects of the length of the
open-water approach of the waves. Weve runup is governed by the height and steepness of
the waves: by the slope, roughness, and porosity of the dam face; by changes in the slope of
the dam face; and by the presence of berms on the dam face
A probabilistic method to acct
s and control f
*t for wind setup and wave runup which would occur during
-eeboard is presented in appendix 1. The
tain to thase that wot
-get crest elevations
in the appendi
id be adequa’
neratad by winds over 3 water surface having 2 si
ombinations of wind and fle:
ping by
‘unup and setup &
mathod
alt possit
-geboard
upon whieh fi
Depending on water use, the reservoir level can hi
ve a large seasonal fluctuation. This
seasonal fluctuation should be taken into account along with the seasonal wind variation if data
are available. In addition, this may be a factor to consider when performing flood routings.
D. Malfunction of the Spillway and Qutlet Works
Operation and maintenance factors should be given careful consideration in the determination
of freeboard requirements. Malfunction of the spillway and/or outlet works, either due to
operation error, mechanical and electrical failure, or as a result of plugging with debris could
cause the reservoir to rise above levels considered in the design
1, Ungated spillways. - Ungated spillways are less affected by and, in most cases, are free
from improper maintenance and operation problems. Freeboard allowance for malfunction is
not required for most dams with ungated spillways except for those reservoirs which
depend on the outlet works to discharge a large portion of the floodfiows. When shaft
*Numbers in brackets refer to references, section Ill,Te po —
Ie ee
oh a
spillways are used, particular attention should be given to potential loss of discharge
capacity as a result of plugging the inlet by debris. The effect of debris would depend upon
the location of flow contro! in the shaft spillway system. Some freeboard allowance to
account for potential loss of discharge capacity as a result of debris may be warranted,
2. Gated flood outlet. - Where a large, gated flood outlet is used in place of a spillway or
results in smaller overfiow spillway, the gated spillway freeboard allowance given in the
next paragraph should be used.
3. Gated snillways. - Even with the regular maintenance of equipment and adequate
attendance by an eperater, the possibility of malfunctions of gated spillways and outlet
works due to mechanical and electrical power failure or operational error should be
ized, In determining freeboard allowances for malfunction of gated spillways, the
following site-specific conditions should be considered:
'® Reliability of gate operations’ from actual experience,
2 operation to IDF characteristics and flood-storage capability.
af condition of the dam tenusr
jn going from one
increases, especialt
two to three gates.
© Rolie
y of commercial and auxiliary power supplies.
© Availability of emergency materials and equipment.
° Av
bility of warning and communications systems.
© Remoteness of the damsite.
‘The designer should make an assessment of the foregoing site-specific conditions, making
auantitative evaluations where possible. For example, determine the change in MWS.
resulting from failure of one of three gates to open. For some reservoirs with large surface
‘areas, the change in MWS might be small, while for reservoirs with small surface areas, the
result of losing ourflow capacity from one of three gates might result in overtopping the
10|
ee
dam. The characteristics of the flood hydrogranh would also be a factor that influences the
severity of the outcome of a malfunction.
In most cases, a minimum additional allowance of 1 foot of freeboard is considered
necessary to account for the malfunction of gated spillways; however, 3 or 4 feet may be
required in some cases where a valid combination of adverse conditions could reasonably
be expected to occur.
E. Earthquake- and Landslide. Waves
Waves can result from earthquakes either from a fault displacement near of within the reservoir
‘of from shaking of the reservoir basin. The amount and type of fault displacement and energy
and frequency spectrum are factors influencing wave generation by these two events,
respectively. The magnitude of waves resulting from landstides is affected by the volume,
speed, and geometry of the slide mass. Wave runup is calculated using the same method
for wind-generated waves.
Seiches or earthquake-generated water waves can develop when the resonance of a reservoir
equals the resonance of the seismic shaking. Also, @ wave develops in a reservoir when water
tushes in to fill a "void" caused by faulte«
tundar oF 94 oi. A
waves, apailed hy:
Rapid reservoir drawdown, earthquakes, rain, and other factors may trigger landsiides in @
reservoir. The height of landslide-generated waves is dependent on several factors. The mass
and velocity of the slide and its orientation to the reservoir probably are the mest significant
factors for evaluating landslide-generated waves. Of these three, velocity is the most critical
‘The height of a reservoir wave from a landslide can vary from a minimurn disturbance to @
“Vaiont size” [5]. Some methods exist for estimating the approximate size of
landslide-generated water waves. A starting point for this analysis can be found in @ chapter
entitled “Occurrences, properties, and predictive models of landslide-genarated water waves"
{6}. Another useful paper, 14th ICOLD Conference in Rio de Janeiro (1982), is "Prediction of
Landslide-generated Water Waves” by C, A. Pugh and D. W. Harris (7.
Landslides are site-specific. The waves generated by landslides in a reservoir must be analyzed
individually as to their potential maximum height and their attenuation characteristics in the
reservoir before reaching the dam. In some cases, a freeboard component for "large" waves
may be beyond the economics or realities of any project. When a real danger of wave
ugga
overtopping exists for a proposed or an existing dam, then an evaluation is required which may
indicate @ need for freeboard or other mitigating measures.
F. Unanticipated Settlement of an Embankment
‘An embankment is usually constructed to an elevation above the design crest elevation to allow
for long-term consolidation of the embankment and its foundation. This distance above the
design crest camber usually ranges from O at the abutments to a finite amount in the middle
reach of the dam, Requirements and calculation methods for camber are given in the Design
Standard No. 13, Embankment Dams, Chapter 9 [8]. Camber is not part of the freeboard.
However, additional freeboard may be required if the amount of settlement is not easily
predictable and could be greater than determined analytically.
G. Additional Factors
Additional factors to consider in freeboard analysis include climate, downstream
considerations, the type of spillway, and remoteness of the damsite.
up on Reservoir Embankments, "Engineerin
9, D.C., 1978.
ers, Washi
wiiatin Ne, 198,
{4] Wilson, B. W., "Seiches,” V. T. Chow (ed.), p. 94, Advances in Hydrosciences, New
York Academic Press, 1972
[6] Kiersch, George A., "Vaiont Reservoir Disaster", ASCE Civil Engineering, vol. 34, No. 3,
March 1964.
[6] Slingerland, R. L., and 8. Voight, "Occurrences, Properties, and Predictive Models of
Generated Water Waves,” Rockslides and Avalanches, vol. 2, Elsevier Science
Publishing, 1978
(71 Pugh, C. A., and D. W. Harris, "Prediction of Landslide-generated "Waterwaves” 14th
ICOLD Conference (paper), Rio de Janeiro (1982), Gureau of Reclamation, Denver,
Colorado, 1981
12(3)
(9)
vl (10)
ou
ai
13)
al
Design Standard No. 13, Embankment Dams, Chapter 9, "Embankment and Foundation
Consolidation Deformation Analysis," Bureau of Reclamation, Denver, Colorado
(unpublished draft document)
“Determining Sheltered Water Wave Characteristics,” ETL No. 1110-2-221, U.S. Army
Corps of Engineers, Washington, 0.C., 1984.
Design of Small Dams, Bureau of Reclamation, Denver, Colorado, third edition, 1987.
“Waves in Inland Reservoirs - Summary Report in CWI Projects CW-164 and CW-165,"
Technical Memorandum No, 132, U.S. Army Corps of Engineers, Washington, D.C.,
1962.
Saville, Thorndike, Jr., Elmo W. McClendon, and Albert L. Cochran, *Freeboard
Allowances for Waves in Inland Reservoirs,” Proceedings ASCE, May 1962.
Shore Protection Manual, vols. | and ll, Coastal Engineering Research Center, Fourth
Edition, U.S. Army Corps of Engineers, 1984.
Wind Enerav Resource At!
and 8, 1980 and 1981
5, Battelle Pacific Northwest Laboratory, vols. 1, 2, 7, 8,
13Penror cHcr
Br A IcoeH oD
hes [roears |
és ie o | crane
‘ | EaeTe nS | meet
leita
DRE EXPECTED TO
‘OccuR HHEN THE
RESERVOR IS. NOR
"THE As
| He pRosauisnc
ran
ETHOS
LL
Le
SELECT A MOaDy REST
ELEVATION EOUAL. TO TH
mas FS On
Figure 1. - Flowchart for freeboard analysis to protect new
embankment dams from overtopping failure due to wind-generated waves.
14
SeLecr A woman
est ELEVATION Eo]
Toure. + SFT oR
‘SPECIFIC, WOCHEVERL
18 GREER- CENTRAL RADIAL
RESERVOIR RIM
12 oo 1 2 3
a ———— sl
‘SCALE OF MILES
FETCH = (2 LENGTH OF RADIALS) / ( NUMBER OF RADIALS)
a
+ (3.50 + 4,00 + 4°15 + 4.25 + 4.35 + 4.35 + 4.25 + 4.25 + 4,50 + 4.55)
9
+37.8/9 + 4,20 MILES
Figure 2. - Fetch calculation. (Units in miles to match text.)
15FOR WIND VELOCITY + 100 MI/H«
FETCH (MILES)
Oar} To a3s]2
[8 12g. 858 «168.97 Fy T
Fs FETCH (mt)
Be -RUNUP (#4)
8+ ANGLE OF DAM SLOPE (°
core
10 20 30
Figure 3. - Vertical distance between the reservoir water surface and the dam crest
that is required to prevent overtopping for various slopes of the upsteam dam face
and 100-mi/h wind velecity.
164
3 FEET (0.9m) OF RUNUP
0.0225 yi
-os
\ \ unur 3
\ HAS veton Ty gia
2
2 RESERVOIR
DANGLE OF CAN SLOPE
»7
2
e |
i
wo
°
20 30 40 50 60 0
WIND VELOCITY (MI/H)
Figure 4. - Wind/fetch relationship to produce 3-ft runup for various
slopes of the upsteam dam face.
7a
2
5 FEET (1.5m) OF RUNUP
0 20 30 40 50 60 70 80
WIND VELOCITY (Mi/H)
Figure §. - Wind/fetch relationship to produce 5-ft runup for various
slopes of the upstream dam face.
18304
a
HILES)
Fe
\\
\
1 T ] T T
0 20 30 40 $0 60 10 80
WIND VELOCITY (MI/H)
Figure 6. - Wind/fetch relationship to produce 7-ft runup for various
slopes of the upstream dam face.
1912
ee L pot 4
“00 40 20 ° » ”
d.oconees
Figure 8. - Wave height reduction due to angular spread.
22ess « s67e910
10,000 100,000
iS 22ss 4
x100
Seresio 18 2253 «5678910 15 2
1,090
Feten (11)
waves. Constant depth = 5 feet
I i
NS 2253 eS eve90 15 225) 4 S678T10 15 2253 a SETBIIOTIE
x 100
2
1,000 10,000, £100,000
Fetch (11)
Sores
Figures 10. - Forecasting curves for shallow-water waves. Constant depth = 10 feet.
22EH
gol, Fl TEs
wees
baa,
Shela
Correctee Windszee:
15 2258 4 56789 is 2253 4 S67B9I0 15 2233 4 SET eID
100 1000 cy eqay £10,000
1s 2253 4 5678910
190,000
Figures 11. - Forecasting curves for
low-water waves. Constant dapth = 15 feet
TS 2253 4 5678910 15 2253 4 5678910 15 2253 4 S6TB9IO 15 2259 * 5 6789)
100) 1,000 10,000 £100,000
Fetcn (111
Figures 12. - Forecasting curves for shallow-water waves. Constant depth = 20 feet.
23WS @REy | Se7II 1S 225) a FETED 15 PEST 4 SETETIO 15 225) 4 5 67O910
“100 1,000 110,000 x
Fetch (ft) ‘90,008
Figures 13. - Forecasting curves for shallow-water waves. Constant depth = 28 feet.
Teal 15 2253 « 5670910 15 2
Feren (try *10:000
Fas 2253 4 5670910 15 2253 456
2534 5.678910
2100 11,000 100,000
Figures 14. - Forecasting curves for shallow-water waves, Constant depth’ = 30 feet.
24wanon
st f BoaeN
115 2253 4 678910 15 2253 4 S67OSID 1S 2253 4 5678910 15 2253 4 567810
100 x aM x
x Feten (11) 210.000 100,000
5. - Forecasting curves for shallow-water waves, Constent depth = 35 feet,
LL
[TUS 2253 4 BOTH 15 225s 4 SSTOIIO 15 2253 4 5678910 15 2253 4 5 67BII0
x100 1,000 x 10,000 100,000
Feten 11)
Figures 16. - Forecasting curves for shallow-water waves. Constant depth = 40 feet.
25re in
S7e9I0 IS 22d} A Se TENG 15 2253 4 F6TAdION
recnin 22000 190,000,
casting curves for shallow-water waves. Constant depth = 45 fest.
SeTes 15 2253 4 5678910 15 225s *
100 1,000 000
DeTERID IS 2253 4 56
100,000,
Fete (18)
Figures 18. - Forecasting curves for shallow-water waves. Constant depth = 50 feet.
| 26Cee
a
a
0.003 0004 0.006 0.008 0.01 aa% 002 0.03
or?
Figure 19. - Comparison of wave runup on smooth siopes with runup on permeable rubble slopes.
(Data for d, /h’, > 3.0)
27aot
Figure 20. - Wave runup on smooth, impermeable slopes when d, / h’, > 3.0.
28Ss
lS
Los 12 16 120 Lea
Runup Correction Factor, k
Figure 21. - Runup correction for scale effects.
29co
jst
3
DURELV
DURINT
IDF
wis
»,
ater
Paiva,
APPENDIX I. - LIST OF TERMS
‘The duration that could be expected each year of the reservoir water
surface being at or above the given elevation {h).
The time that the reservoir would be within a certain interval any year
(ny.
‘The reservoir fetch is an average horizontal distance over which wind
acts to generate waves at a particular point (mi).
‘The acceleration due to gravity (79036.36364 mish*, or 9.806850
mis?)
‘The significant wave height, the average of the highest one-third of the
waves of a given group or spectrum. “Wave height” is the vertical
distance between a wave crest and the praceding trough ift)
The inflow design flood. Usually the Pi
@ deep water wave length is the horiz
Soints on two successive waves (ft)
distance between similar
Maximum water su
2 elevation
‘nual probability for design. An anaual orsbability of the combined
events, wind and water being exceeded
The probable maximum flood event.
The annual probability of the probable maximum flood being exceeded.
The hourly probability of the reservoir water surface at or above a given
elevation.
‘The hourly discretized probability of the reservoir water being between
two elevations as defined by the interval.
‘The hourly conditional interval design exceedance probability. The
hourly probability of the water surface being at or above a certain
elevation due to @ wind event accurring while the reservoir is between
‘two elevations as defined by the interval,
31RUNUP
SETUP
TAC
Target
vip
‘The probability of the wind event being exceeded any hour.
‘The movement of water up a structure or beach on the breaking of a
wave. The amount of runup is the vertical height that the water reaches
above stillwater level (ft)
‘The wind setup is the vertical rise in the stillwater level on the leeward
side of a body of water due to wind stresses on the surface of the water
(ft). (Also called “wind tide.")
The period of the deep water wave. The time for two successive wave
rests to pass a fixed point(s)
Top of active conservation elevation (Ft).
An arbitrary elevation for the dam crest for which 2,, is computed (ft)
nual return period of the
curring (year)
P {fully develop} the maximum
waves for a given wind velocity and reservoir fetch (h}
The wind valocity mis}.
wind velocity over water {mitfl
'@ wind velocity over water (m/s)
‘The angle of the upstream face of the embankment dam with the
horizon (9).el ae oe oe ee
APPENDIX II - COMPUTATIONS FOR EMBANKMENT DAM FREEBOARD ANALYSES
A. Fetch Calculations
‘The recommended procedure for estimating the fetch over an inland reservoir having an irregularly
shaped shoreline consists of constructing nine radials from the point of interest at 3° intervals and
extending these radials until they first intersect the shoreline again on the opposite side of the
reservoir [9] (see fig. 2). The length of each radial is measured and arithmetically averaged. While
3° spacing of the radials is recommended, any other small angular spacing could be used. This
calculation should be performed for several directions (of the central radial) approaching the dam,
including the direction where the central radial is normal to the dam axis and also the dit
where the 24° total spread results in the longest possible set of radials.
ction
For each fetch calculated, the angle of the central radial with respect to 2 line normal to the dam's
axis should be determined. This angle will be used with figure 8 to adjust the wave height
considering that the wave may approach the dam from a less severe direction.
1 wave prediction methadolog width {effective fetch} wes considered
to be important in limiting wave ge
been formulated in this med p a ‘ome important if the fetch
scumentad variations of the matnogs in section C of refarance 8, which
can be used
B. Simultaneous Occurrence of All Freeboard Components
The possibility that some combinations of the components of freeboard will occur simultaneously is
extremely low. Maximization of all components and adding them together 2), strongly depend on the assumed probability
distributions of the input random variables "X" and "Y." In particular, the range of water
surface elevations has a prescribed minimum and maximum value, the latter corresponding to
‘the PMF whose exceedance probability may be arbitrarily set at 10" per year for relative
analysis purpases. In light of these assumptions, it is desirable that a sensitivity analysis be
done to determine the relative sizes of contributions to the “hourly risks" p (or "annual risks
"P") from different flood levels, i.e., floods corresponding to different fractions of the PMF. It
also makes sense to consider the impact on the overtopping risk due to floods that are
“multiples of the PME," associated with mean annual occurrence rates below 10°.
‘The remainder of this section presents a step-by-step description of the probabilistic method. It
should be noted that the use of this method is greatly facilitated by the use of computers with
programs already developed by the Bureau of Reclamation at the Denver Office (D-3620).
35Analysis of existing wind data. -
(1) Wind data stations. - Maps showing the status of wind data for National Climatic
Center stations in the United States are available in the Wind Eneray Resource Atlases
published by Battelle Pacific Northwest Laboratory [14]. Those stations for which the
wind data have been summarized and digitized are the primary sources of wind
persistence data needed for determining design winds for computing freeboard
requirements.
Wind data from stations with the highest degree of applicability to the reservoir
should be used for computing wind-generated wave height, wave runup, and wind
setup. Applicability includes consideration of proximity, similarity of topography,
vegetation and relief, meteorological similarity, and length and content of wind records.
(2) Converting the wind data to probabilities. - The tables of wind persistence from
Battelle list the number of occurrences that a given wind velocity has been exceeded
for a selected number of consecutive hours. By converting the "number of
occurrences" to “number of hours” and dividing by the total number of hours of the
period of record, the value 2y,, the probability of the wind exceeding a given velocity
for a specific number of how
is derived.
nsposition of the probabilities to the reserva
ng a given
Probabilities of the wind
must be transposed to @ voir. When data from more
‘ing wansposed, weighting factors should be used to account for
the reservoir, differences between the station and reservoir such as
eteorologic setting, and differences in period
factors are assigned to each station with higher
ser to the raservoir, those which have
1 ef the reservoir, have longer
periods of records, and! so forth,
To transpose the probability of wind exceeding a given velocity from a given station to
the reservoir site, each value of hourly wind probability, Py,, for the station is multiplied
by the weighting factor assigned to that station and divided by the sum of weighting
factors assigned to all stations. The probability of wind exceeding a given velocity for a
given duration at the reservoir is the sum of the transposed probabilities for the
respective velocities from each station.
(4) Wind event curves. - The probability of wind exceeding 2 given velocity (Py,) for 1,
2, 3, 4, and 5 consecutive hours at the reservoir is plotted for each wind velocity. The
data points are plotted on semilogarithmic paper, and a best fit curve is drawn for each
velocity. Each curve represents the probability of the wind exceeding a specific
velocity for a selected duration (,,) during any wind event.
36(5) Overwater correction. - Winds blowing over land change in velocity as they pass
over a reservoir. An adjustment must be made, therefore, to convert wind velocities
measured overland to overwater velocities. The wind velocities for each wind event
curve are measured overland and must be adjusted to overwater velocities for use in
calculating wave heights, wave runup, and wind setup. The following table
) demonstrates the relationship between winds blowing over land as compared to wind
blowing over water at the same elevation.
" Table 2. - Relationship between overland and overwater wind velocities
Wind velocity (m/s)
Overland 2.0 4.06.0 8.0 10.0 12.0 14.0 16.0 18.0 20.0
Overwater 24 48 7.2 96 11.2 12.7 14.3 156 17.1 18.0
IF < 16 km)
Overwater 3.3 «5.6 75 96 11.2 127 143 15.6 17.1 18.0
(F > 16 km}
(6) Minimum wind duration to reach maximum wave heights. - Both wind duration and
fetch distance can limit the height of waves cai wind velocity. Waves
are assumed to grow continuously under the ection of the wind as they move along the
fetch. Given the minimum fetch distance needed, t gach a maximum
shes increase in
height regardless of how long the wind blows or how much the fetch exceeds the
num needed. Conversely, given a limited fetch distance, the maximum wave
height for a particular velocity will not be reached because the waves will collide with
the shoreline or dam before reaching maximum height.
ed by a giv
height thai can be sustained by the wind velocity. There will be no
ay
‘The duration needed for a given wind velocity to generate the highest waves is.
designated the minimum duration. The value of fetch is used with figure 7 to obtain
minimum durations for the wind velocities (adjusted to overwater velocities)
. corresponding to the wind event curves. The minimum durations can also be computed
i
| as:
1,912 (Fj vee") {Equation 11*
i where:
tna = The minimum duration required to build up the maximum waves (hours).
F Fetch (miles).
= V_—_-= Wind velocity (mith).
“Equivalent metric unit equations are given at the end of this append
y 37‘The minimum durations are then plotted on the respective wind event curves. The
probability of each velocity being exceeded for the minimum duration needed to
Produce a maximum wave height is the ordinate corresponding to the minimum duration
plotted on the wind event curve.
(7) Wind event probabilities. - A curve joining the minimum wind durations plotted on
‘the wind event curves represents the probability of a selected overwater wind velocity
being exceeded for the minimum duration needed to produce its maximum wave. For
ease in determining the wind velocity likely to occur for a minimum duration during a
sven reservoir water surface event, a curve of probability of wind velocity being
exceeded (P,,) versus wind velocity (overwater) should be drawn on semilogarithmic
Paper. Values of P,, and their respective overland (converted to overwater) velocities
corresponding to the minimum duration for each velocity should be used.
b. Analysis of flood data. - Reservoir flood storage between the top of active conservation
or joint-use capacity and the MWS is divided into intervals. Discrete probabilities can be
computed for each interval based on flood data. When the wind events are added to these
reservoir evants, wave runup, and wind setup determine the target crest elevations.
11) Reservoir events. - All intermediate reservoir events between the top of active
conservation of jcint-us2 capacity and the MWS are used in this probabilist
Tho PMF, 4,900-, 1,000-, 400-, and 10-year Hood events are routed so that
at fi8 can be made te obtain the durations of any reservoir elevation
pola
(2) Duration of resarvalr water surtace. - Twenty of so intermediate +
levations are select
pacity and che MWS.
servoir weter
16 between the top of active conservation or joint-u
vations that the water is et of
hove each elavation for each
sievation versus time information of the floud routings.
Thase durations are plotted versus their annual probability |1/the flood mean return
Period) on semilogarithmic paper. Lines are drawn through points representing equal
reservoir elevations. These lines are divided up into 10 or so increments and the
probability times the average duration of each increment is summed to obtain DURELV,
‘the amount of time {in hours) that the reservoir can be expected at or above each
elevation each year.
flood are det
38. Wind effects on water.
(3) Probability of reservoir water surface intervals. - The hourly probability of the
reservoir exceeding the given elevation (F,.) is calculated by:
poreny
my ceLy (equation 2)
" (24) x (365) aes 7
= The hourly probability of exceeding the given reservoir elevation.
DURELV The total duration that the reservoir would be expected at or above
the given elevation in any year (h).
The hourly probability of being within a reservoir interval Pnaeen,. is the difference
between the P,, of the two bounding reservoir elevations or:
PRINT _
Gay x 3
where:
= The hourly probability of t
reservoir being within a certain interval
two elevations.
DURINT
‘The time that the reservair would be expected to be within the
certain interval any year. The difference between the DURELV of
each reservoir elevation bounding the interval (h)
(1) Wave height. - Wind-generated waves in large bodies of water are not uniform in
height but consist of spectra of waves with various heights [11, 12]. A well-defined
‘relationship exists between the significant wave height (H,) and the heights of the other
waves in the spectrum. The relationship is shown in table 3. From this tabulation, it
can be seen that H, represents the average height of the highest one-third of the waves
in a given spectrum. Likewise, the average wave height of the highest 10 percent of
the waves in a given spectrum is 1.27 H,, and the average wave height of the highest 1
percent of the waves in a given spectrum would be approximately 1.67 H,.
39Table 3. - Common wave height relationships
Percent of total Ratio of specific Ratio of specific Percent of
number of waves in wave height, H, to wave height, H, waves exceeding
series averaged to average wave height, _to significant wave specific wave
compute specific “ave (ave) height H, (H/H,) height, H
wave height (H)
a 2 (3) (a)
1 2.66 1.87 0.4
5 2.28 1.40 2
10 2.03 1.27 4
20 1.80 1.12 8
25 7 1.07 10
30 1.84 1.02 12
33.33 1.60 1.00 13,
40° 152 0.95 16
50 1.42 0.88 20
75 4.20 0.75 32
100 1.09 0.62 46
The maximum wave height ratio to be used to compute wave runup should be selected
on the ability of the crest and downstream slope to withstand overtopping by wave
action. When the crest and downstream sloge are adequately provected against erosion
oF will not slough oF soften excessively, or when public zraffic will not be interrupted, @
wave height equal to the average height of the highest 10 percent of the waves (1.27 x
eight of significant wave) 9) should be used to compute sunup. A wave height equal
to 1.67 x height of the significant wave should be used if overtopping by only an
infrequent wave is permissible
40‘The height of significant wave due to each wind event is determined from figure 7 or
calculated from the relationship:
H,= 0.0177 (WI (F)% (Equation 4]
H, = Height of significant wave, in feet
Wind velocity, in miles per hour
Fetch, in miles
Wave heights for waves computed for fetches that are not normal to the dam axis
should be reduced according to a factor derived from figure 8. The angular spread is
the angle between the central radial of the nine radials used to compute the fetch and a
line normal to the dam axis. The reduction factor is multiplied to the significant wave
height to abtain 2 reduced significant wave height.
(2) Wave length and wave period. - The deep water wave length in feet can be
computed by the relationship:
[equation 51
in which T
ined from figure 7 oF the following
It may be assumed that the wave period T is the same for all wave heights in a given
wave spectrum.
Most dams have relatively deep reservoirs compared to the wind-generated wave
length, and the wave is unaffected by the reservoir floor. The above equations for
wave height, wave period, and minimum duration (equations 4, 6, and 1) are valid
when the water is deeper than one-half of the wave length. If reservoir depth becomes
a limiting factor, different relationships for shallow water waves should be used. Wave
height, wave period, and minimum duration for shallow water waves can be obtained
from figures 9-18 or can be computed from similar relationships given in reference 13,
chapter 7.
a(3) Wave runup. - If a deepwater wave reaches @ sloping embankment without major
modification in characteristics, the wave will ultimately break on the embankment and
run up the slope to a height governed by the angle of the slope, the roughness and
permeability of the embankment surface, and the wave characteristics. Wave runup, R,
is the vertical difference between the maximum level attained by the rush of water up
the slope and the stillwater elevation. Runup, from a wave, on an even embankment
2 tiprap surface is given by:
(Equation 7]
R= The vertical component of wave runup in feet
H_ = The wave height in feet
L. = The wave length in feet
8 = The angle of the dam face from horizontal
This equation should be used only for dam slopes of 5:1 (horizontal:vertical) or steeper.
‘The wave height used to compute runup should be selected on the basis of permissible
overtopping by runup. The selection of the Py, value to use in determining the wind
velocity for the calculation of wave height has been described previously in this ACER.
Technical Memorandum.
For embankment dams with soil-cament, rounded cobbles and boulders for riprap, or
other protective surfaces not as rough or irreguiar as dumped angular riprap, the runup
‘computed by the above equation should be muhiplied by a factor of up to 1.5 {for the
smoothest embankment surfaces, such as soil cementl, depending on the relative
smoothness of the surface.
Equation 7 should not be used for computing runup for rockfill dams. Rockfill acts more
like @ rubble mound structure and has a different effect on energy dissipation than
riprap placed on an impervious embankment. Runup for rackfill dams may be
determined from figure 19. These data were taken from figure 7-20 of reference 13,
volume Ii
For smooth, impermeable slopes of concrete and other smooth surface dams with water
depth at the dam toe {d,) greater than three times the wave height (Hi), the relationship
between wave runup and wave height can be determined from figure 20. These data
were taken from figure 7-12 of reference 13.
Results predicted by figure 20 are probably less than the runup on prototype structures
because of scale effects due to the inability to scale roughness effects into small-scale
laboratory tests. Runup values should be adjusted for scale effects by using a factor
obtained from figure 21.
42(4) Wind setup. - Wind blowing over a water surface exerts a horizontal shear force on
the water, driving it in the direction of the wind. In an enclosed body of water, the
wind effect results in a rise in the water level at the leeward end of the fetch. This
effect is termed "wind-tide” or "wind setup.”
Wind setup in feet, S, is computed as follows:
ve
1400 D
s-
(Equation 8]
where:
V__ = The design wind velocity over water in miles per hour
F = Wind fetch in miles
D_ = Average water depth in feet
‘The value of D should be a reasonable approximation of the average depth along the
fetch length, with more emphasis given to depths within a few miles of the location for
which the setup is being computed. The direction of fetch is taken as that of the
central radial used in computing effective fetch.
Probability relationships. -
(1) General. - For each interval of i
to floods, numerous Fix
reservoir water surface
._ are calculated. This is 2 conditional exceedance
ability, By,, is combined wi
ations di
probability where the the hourly
probsbility of the reservoir water surfac
Parone ‘The hourly discrete probability of the reservoir water surface being
within a certain interval (see equation 5).
Pa,
‘The hourly exceedance probability of the wind event occurring.
The annual probability for design, ,,, is the probability that a given crest elevation will
be equaled or exceeded by a combination of flood and wind events in any 1 year. Itis
the sum of the probabilities of all possible wind and flood events that could raise the
water to the target crest elevation.
43a eee
inate
It is derived by the following two equations. Equation 10 is the hourly probability for
design,
where:
By, = 1- (2-Feepaeaner,) (2~Pyeiemom) = [equation 10}
2, = The hourly probability for design. The hourly probability
that water will rise up to or over the target crest
elevation.
Prexaen The hourly exceedance probability of the reservoir water
surface being within a given interval simultaneously
occurring with a wind event that creates setup and runup
‘to bring water up to a target crest elevation.
‘The hourly probability for design is converted to an annual probability by equation 11
where:
he annual probability for design. Th
that water will rise up to oF
elevation.
‘aval probability
target crest
” = ‘The number of independent wind events, m:
hours, per year. Ignoring the statistical dependence,
8760, the number of hours in a year, yields a
conservative estimate of the annual probability for design
for a given target crest elevation,
The proper value of “n” {less than 8760) is difficult to determine. Every hour of wind at
a site is not always independent of the previous or next hour of wind. One might try to
estimate a typical duration (in hours} of either a wind or fiood event and divide 8760 by
this number to obtain a "7." But, itis useful and sufficient to take n = 8760 and state
‘that it will yield too high a value for the annual probability for design of a target crest
elevation resulting in the selection of a conservative, higher design crest elevation for a
given probability
(2) Target crest elevations. - The set of target elevations for the dam crest (each higher
than the maximum water surface) is chosen somewhat arbitrarily and the probability of
reaching each of these elevations from all possible reservoir intervals is computed.
These elevations are reached by runup and setup generated by wind. Wind events of
various magnitude produce various runup and setup which are added to the MWS to
obtain the set of target crest elevations. Any of these target crest elevations can be
reached by wind-generated waves when the reservoir water surface is within any
447
4
Loot be
interval. The lower the interval, the higher the wind velocity has to be. The probebility
of reaching a target crest elevation from one interval due to a particular wind event is,
computed in equation 9. The probabilities are adjusted as one considers the wind event
necessary to reach the same target crest elevation from another reservoir interval. For
fone target crest elevation, the above calculation is performed many times to obtain the
probability of reaching the target elevation from all reservoir intervals within flood
storage.
For each reservoir water surface interval considered, a tabulation of Fania,
required to achieve each target probable crest elevation is made. Afterall of the
computations have been made for every reservoir water surface elevation interval, the
®,, is caloulated (see equations 10 and 11) for each target crest elevation. A plot is
made of P,, versus the crest elevation on semilogarithmic paper. The crest elevation
satisfying normal and intermediate freeboard requirements as well as one condition of
minimum freeboard is defined by the choice of Z,,.. A recommended value of, is
0.0001
2. The interrelationship between minimum, normal, and intermediate freeboard in the
probabilistic method. - Part of the requirements for minimum freeboard include the
consideration that at least some sort of typical wind may be blowing while the reservoir
water surface is at maximum during the PMF. Thus, the probabilistic approach should not
apply any velocity winds less than typical to the uppermost reservoir interval to derive the
lowest possible target crest alevation and 2 minimum freeboard above the MWS. The
‘typical wind which is applied to the MWS applies the lowest wind velecity considered in the
computations. Ordinarily, the lowest wind velocity considered is that which has an
exceedance orobability equal to 10 percent {F,, = 0.1}. A minimum freeboard is
determined by adding the runup and setup caused by this wind event to the MWS,
To create waves that would reach to the top of the dam from reservoir elevations far below
the crest (say, nearar the normal water surface than the maximum water surface), very
high wind velocities are often needed. Contributions to freeboard from extreme wind
events are expected to be insignificant, however, bacause their probabilities are so low. It
is mora important to assign realistic maximum winds to reservoir intervals down near the
normal water surface. It is suggested that this be in the range of 60 to 100 mith.
Intermediate freeboard is that distance between the dam crest and any reservoir interval
within flood stofage. Minimum and normal freeboard are the special cases of intermediate
freeboard where the reservoir interval considered is at the top or near the bottom of flood
storage. More appropriately, intermediate freeboard is the calculation of the runup and.
setup necessary to reach a particular one of the target dam crest elevations from any
reservoir interval between maximum water surface and top of active conservation or
joint-use capacity.
45f. Metric equivalents of the presented equations. -
(Bquation 1]
where:
Xp = The minimum duration required to build up maximum waves (h)
F™ = Fetch (km)
V_= Wind velocity (m/s)
#,= 0.011452 via was [Equation 4}
where:
H, = Height of the significant wave (m)
Vi = Wind velocity m/l)
F = Fetch (km)
bess (Equation 5}
where:
L_ = The deep water wave length (mi
T= Wave period (s)
= 0.856 you! som (Equation 6]
where:
T= The wave period (s}
V_ = Wind velocity (m/s)
F = Fetch (km)
46#
= on 7
2° SaTTHTEVB ESE 8 (Fqvation 71
where:
R= Wave runup (m)
H_ = Wave height (m)
L_ = Wave length im)
© = angle of the dam face from the horizontal (°)
(equation 8)
F
a whe
: S = Wind setup (m)
F = Fetch (kml
= Wind velocity (m/s)
D = Average water depth (on
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