Hello
Hello
2015
To my parents; Dhafer and Moneera
ii
3.1.1. Pragmatism and mixed methods research ................................................. 47
3.1.2. Patient safety and mixed methods research............................................... 50
3.2. Design .................................................................................................................. 51
3.2.1. Mixed methods designs ............................................................................. 51
3.2.2. Employed design ....................................................................................... 54
Interaction ............................................................................................ 55
Priority ................................................................................................. 55
Timing.................................................................................................. 56
Integration ............................................................................................ 56
3.3. Summary ............................................................................................................. 57
iii
4.2.3. Recruitment ............................................................................................... 75
4.2.4. Data analysis ............................................................................................. 76
Trustworthiness.................................................................................... 77
Credibility ............................................................................................ 78
Transferability...................................................................................... 78
Dependability ....................................................................................... 78
Conformability ..................................................................................... 79
4.3. Summary ............................................................................................................. 79
iv
Working conditions............................................................................ 130
Policy and procedures ........................................................................ 132
Education for employees.................................................................... 133
5.9.4. Summary of open-ended results .............................................................. 134
5.10. Summary of results of first phase .................................................................... 135
v
Teamwork climate ............................................................................. 195
Safety climate .................................................................................... 195
Job satisfaction................................................................................... 196
Stress recognition ............................................................................... 196
Working condition ............................................................................. 197
Perception of management ................................................................. 197
7.3. Summary ........................................................................................................... 198
vi
List of Tables
Table 2.1: Reviews of the survey instruments ..................................................................... 34
Table 4.1: Overview of participating sites ........................................................................... 65
Table 5.1: Response rate by site and profession .................................................................. 80
Table 5.2: Summary of key demographic information classified by respondents’
professions ........................................................................................................ 83
Table 5.3: Number (and percentage) of respondents’ ratings of overall patient safety
based on profession ........................................................................................... 85
Table 5.4: Alpha correlation for each dimension ................................................................ 87
Table 5.5: Regression weight estimates ............................................................................... 88
Table 5.6: Correlations among dimensions ......................................................................... 88
Table 5.7: The new items tested for dimensionality ............................................................ 90
Table 5.8: Pattern and structure matrix for PCA with oblimin rotation for two factors
in the new dimension ........................................................................................ 91
Table 5.9: Correlation between multicultural workplace dimension and other
dimensions ........................................................................................................ 92
Table 5.10: New dimension’s items and other new items ................................................... 93
Table 5.11: Original scale items .......................................................................................... 95
Table 5.12: Univariable results for teamwork climate dimension ....................................... 98
Table 5.13: Final regression model for teamwork climate dimension ................................ 99
Table 5.14: Univariable results for safety climate dimension ........................................... 100
Table 5.15: Final regression model for safety climate dimension ..................................... 101
Table 5.16: Univariable results for job satisfaction dimension ......................................... 102
Table 5.17: Final regression model for job satisfaction dimension ................................... 102
Table 5.18: Univariable results for stress recognition dimension ..................................... 104
Table 5.19: Final regression model for stress recognition dimension ............................... 104
Table 5.20: Univariable results for working conditions dimension................................... 105
Table 5.21: Final regression model for working conditions dimension ............................ 106
Table 5.22: Univariable results for perception of management dimension ....................... 107
Table 5.23: Final regression model for the perception of management dimension ........... 108
Table 5.24: Univariable results for multicultural workplace dimension ........................... 109
Table 5.25: Final regression model for multicultural workplace dimension ..................... 109
Table 5.26: Significant independent variable predictors of each dimension ..................... 110
Table 5.27: Mean rating each group received .................................................................... 112
Table 5.28: Mean rating given by each group of professionals (in left column) to other
groups .............................................................................................................. 113
Table 5.29: Mean rating each group received from other groups, including and
excluding ratings from their peer professionals from the same group ............ 114
vii
Table 5.30: Pearson’s correlation between intra-profession rating and ratings of all
professional groups ......................................................................................... 115
Table 5.31: Univariable analysis for rating received by surgeons ..................................... 116
Table 5.32: Multiple regression results for ratings received by surgeons ......................... 116
Table 5.33: Univariable analysis for rating received by anaesthetists ............................... 117
Table 5.34: Multiple regression results for ratings received by anaesthetists ................... 117
Table 5.35: Univariable analysis for rating received by nurses ......................................... 118
Table 5.36: Multiple regression results for ratings received by nurses ............................. 119
Table 5.37: Univariable analysis for rating received by anaesthesia technicians .............. 120
Table 5.38: Multiple regression results for ratings received by anaesthesia technicians .. 120
Table 5.39: Themes and sub-themes from analysis of open-ended responses .................. 122
Table 6.1: Themes, sub-themes and their illustrations ...................................................... 140
Table 7.1: Summary of international studies reporting SAQ results ................................. 193
viii
List of Figures
Figure 1: Saudi Arabian Map (Operation World, 2014) ........................................................ 2
Figure 2: Three levels of mental programming (Hofstede et al., 2010, p. 6). ..................... 20
Figure 3: Schein's different categories of culture mapped to Hofstede et al.’s mental
programming levels .......................................................................................... 21
Figure 4: Three basic mixed methods designs (Creswell, 2014, p. 220) ............................. 54
Figure 5: Sequence and weight of methods used in the current study employing
explanatory sequential mixed methods design. ................................................ 56
Figure 6: Comparison of the number of respondents in each tenure and experience
group ................................................................................................................. 84
Figure 7: Scree plot showing two dimensions ..................................................................... 91
Figure 8: Percentages of positive scores across the six operating theatre departments ....... 96
Figure 9: Comparison of means on each dimension from international settings ............... 194
ix
Abstract
Surgical patients are highly susceptible to preventable harm in health systems that
tolerate inadequate patient safety: the World Health Organization recognises that half of
preventable adverse events happen in surgical care. Each year, seven million surgical
patients are estimated to suffer serious complications from adverse events and up to one
million die. Improving safety culture and non-technical skills can reduce adverse events
and improve patient safety. This study explores safety culture in operating theatres in Saudi
Arabia, where many employees work in an environment that is radically different from
their own, in a language that they know imperfectly. It targets cultural differences and their
The concept of safety culture is complex, and to achieve sufficient breadth and
depth this study employs a sequential explanatory mixed methods design. All health care
hospitals in Riyadh City were surveyed using the internationally validated Safety Attitudes
Questionnaire, administered in both English and Arabic. Items pertaining to local culture
were added to assist in measuring cultural factors related to patient safety. Furthermore,
conducted.
Returned surveys (n = 649; 60.8 % response rate) were subjected to reliability and
validity tests. Cronbach’s alpha values for each dimension ranged between 0.71 and 0.82,
except for the perception of management dimension (0.44). Confirmatory factor analysis
showed that all dimensions except perception of management had good psychometric
properties, indicating the tool’s applicability to Saudi Arabian context. Respondents’ mean
x
perceptions ranged between 3.5 and 4 out of 5 for each dimension, which is comparable to
differences between sites, analysis indicates that nurses, younger professionals, females
the dimensions under investigation, and that nurses rate their quality of communication
with other professionals significantly lower than the ratings they received from them.
0.96) has strong, positive correlations with other valid dimensions except stress
recognition. Site, profession, and gender are significant predictors of this new dimension.
Both the open-ended questions and the semi-structured interviews reveal culture as
an important factor, influencing several aspects of safety culture. Many issues were related
to the concept of a multicultural workplace, and the strong correlation of this with other
dimensions of safety climate indicates its relevance and importance to the safety culture.
Nurses, of whom the majority were female and non-Arabic speaking, had significantly
lower perceptions of safety culture than other respondents. The influence of context,
and conflict resolution should provide a better, safer environment for hospital staff and
patients if implemented.
xi
Declaration
I certify that this work contains no material which has been accepted for the award
of any other degree or diploma in any university or other tertiary institution and, to the best
another person, except where due reference has been made in the text. In addition, I certify
that no part of this work will, in the future, be used in a submission for any other degree or
diploma in any university or other tertiary institution without the prior approval of the
University of Adelaide and where applicable, any partner institution responsible for the
I give consent to this copy of my thesis, when deposited in the University Library,
being made available for loan and photocopying, subject to the provisions of the Copyright
Act 1968.
I also give permission for the digital version of my thesis to be made available on
the web, via the University’s digital research repository, the Library catalogue and also
through web search engines, unless permission has been granted by the University to
Sign
Date
xii
Acknowledgements
The work in this thesis is a summary of the journey I undertook a few years ago,
and from which I have learnt so much. I would not have been able to reach my destination
your words and actions inspired me before and throughout this journey. I also acknowledge
the support and toleration of my busyness from my wife Mashael; your support,
understanding and belief in me got me through this journey and more. The patience of my
sons, Bader and Talal, meant so much: daddy is free now to pay for previous days. My
brothers and sisters: your help and support eased so many difficulties. I also acknowledge
the contribution of my friend and colleague Mr. Mohammad Alboliteeh for his support; the
long regular discussions were worth publishing. I also would like to acknowledge family,
friends and colleagues who had helped in various ways to keep me going.
support from my main supervisor, Professor Alison Kitson, and my co-supervisor Dr Tim
Schultz. Your contribution has been invaluable. You were generous with your time, effort,
knowledge and support, and made this journey a blessing. You had me longing for our next
meeting as soon as I walk out of the last one. This journey was an apprenticeship of which
I would like to extend my acknowledgement for the statistical help I received from
Dr Nancy Briggs: you made numbers meaningful; and to my copy editors Dr Margaret
Johnson and Ms Valerie Williams whose eyes picked what I could not see. The
contribution of the men and women working in operating theatres who spent time filling
xiii
out survey forms and talking to me in the interviews, is highly appreciated; I hope this
study benefits you and your patients. Those people who facilitated data collection from
different sites, thank you. Experts who helped in the development of the tool, your
xiv
Glossary
xv
Chapter 1: Introduction
In spite of the ancient origins of the maxim “above all, do no harm”, (Smith, 2005),
it is still relevant in the modern age. This aphorism, applied to medical and nursing
practice, prioritises patient safety over potentially risky treatments and may lead a health
care professional to decide not to conduct a certain form of treatment or, indeed, not to
conduct any treatment. Florence Nightingale (1863, p. iii) acknowledged the relevance of
patient protection to the health system in general by stating that “it may seem a strange
principle to enunciate as the very first requirement in a Hospital that it should do the sick
no harm”. These axioms are constant reminders of the risks imposed by health care to
patients and the potential for adverse outcomes—that is, harm resulting from the health
care that patients receive rather than from their underlying illness or disease.
Health (MOH) hospitals in Riyadh, the capital city of Saudi Arabia. It employs a mixed
methods approach to achieve breadth and depth in the understanding of issues impacting
on patient safety. This chapter introduces the study by exploring and presenting the
context. It states the primary research aim, its significance and its main questions, and
Peninsula in the Middle East (Central Department of Statistics and Information [CDSI],
2013). It shares borders with eight countries and has two water frontiers: the Red Sea in the
west and the Arabian Gulf in the east (Figure 1). It is a Monarchy in which the King is also
Introduction 1
the Prime Minister. Managerially, it is divided into 13 regions with 118 governorates
(CDSI, 2013). Saudi Arabia has gained international significance for two main reasons.
Firstly, two Muslim holy places, Makkah (Mecca) and Almadinah Almunwarah, are
located in Saudi Arabia, giving the area a spiritual and international influence that has
lasted for more than 14 centuries (Mufti, 2000). Secondly, the discovery of oil in
commercial quantities in 1938 has given the country great influence in the modern world
Exporting Countries (OPEC), is the largest oil exporter, and has the second largest proven
oil reserve in the world (OPEC, 2014). In 2013, oil revenues made up more than 90% of
Saudi Arabia’s financial budget of more than a trillion Saudi riyal (over US$300 billion)
(Ministry of Finance, 2013). World Health Organization (WHO) (2013) claims that the
significant international influence of oil has allowed the country to improve the living
standards of its people. Despite dramatic change in the conditions of the people and the
country, less noticeable change has occurred at the cultural level as discussed in the
following sub-heading.
Introduction 2
1.1.2. Saudi culture
Historically, the nation is an amalgamation of several self-autonomous tribal areas,
which were unified into one country in 1932 (Mufti, 2000). Despite Saudi Arabia being a
fairly young country, its people have a culture that has lasted for thousands of years.
Common cultures shared by members of a certain tribe or region (Gallagher & Searle,
1985) usually develop and are refined over several centuries before the country becomes
unified.
Similarities and differences existed within the traditional tribal cultures. Several
factors played a major role in their development and modification; however, geographical
location and religion were deemed to be the two most important (Gallagher & Searle,
1985; Searle & Gallagher, 1983). The diverse geography of Saudi Arabia contributed to
widening differences between its peoples, but religion has helped create commonalities
that unify it along with these different tribal cultures being part of the general Arabic
Culture. The influences of these factors on micro-level cultures were particularly important
prior to the unification of the country (i.e., before the beginning of the 20th century).
The geography of a country influences people and their culture in different ways.
Weather, type of soil, and sources of water and food are examples of the influence of
tribes in Saudi Arabia influenced their cultures differently, and is still evident in
differences between cultures in the western parts of the country to those in the central
regions (Bjerke & Al-Meer, 1993). Makkah, the holy place, is located in the western part
of the country, and that region has long been influenced by constant exposure to visitors
and pilgrims from all over the world. In contrast, people from the central regions rarely see
anybody other than people from their tribe or neighbouring tribes, resulting in more
conservative cultures (Searle & Gallagher, 1983; Vogel, 2000). Religion, that is, Islam, has
played an important role in shaping the Saudi culture (Gallagher & Searle, 1985).
Introduction 3
Since the unification of the country, a unified Saudi culture has emerged that has
been shaped by different factors. Most importantly, Saudi people and their culture have
been changed by the wealth generated since the discovery of oil in 1938 (Gallagher &
Searle, 1985; WHO, 2013). It resulted in free education (all levels including tertiary) and
health and no taxes (Luna, 1998). This changed all aspects of life for the Saudi people.
Sudden wealth generated from large export of oil, lack of skilled people due to recent
background of illiteracy and the resilience of folk beliefs against modernisation result in
the dependence on the skills of expatriate workers (in all aspects of modern life including
the provision of modern medicine) who arrived in large numbers (Gallagher & Searle,
1985; Mufti, 2000). Despite increases in the numbers of educated and skilled locals, more
than one-third of the population, which is more than half of the working population, is
imposed radical changes to lives of its people, the society remained traditionally oriented
(Luna, 1998). One obvious character is the domination of gender segregation, where
unrelated men and women are not supposed to mingle with each other beyond what was
considered socially necessary (AlMunajjed, 1997), on all aspects of Saudi life. Gender-
based schools, colleges, work places and even banks (gender-singularity is enforced) were
created in response to public demand (Aldossary, While, & Barriball, 2008; AlMunajjed,
1997; Mackey, 2002). Examples of this separation were women teaching girls in female-
only schools and colleges, or working in female-only branches of banks and government
sectors that served only women, while males worked and taught in male-only schools and
work places.
Health care institutions were the only exception to this separation because of the
need for qualified health care workers to work together to treat patients regardless of
gender (Al-Shahri, 2002). Despite hospitals being open to all, different wards were
Introduction 4
allocated to each gender, and separate coffee rooms were provided for male and female
staff. Gender separation was evident in all aspects of Saudi Arabian culture.
health system specifically—has been its rapid population growth (Walston, Al-Omar, &
Al-Mutari, 2010). In 1974 the population was just over seven million; by 2013 it had
reached 30 million (CDSI, 2013). The population is not evenly distributed, with more than
half located in only two of the 13 regions in the country, Riyadh and Makkah (CDSI,
2013). This is no surprise given that Makkah is the religious capital and Riyadh the
administrative capital. Riyadh is the most populous city in Saudi Arabia by far, with a
population of about six million, followed by Jeddah (part of the Makkah region) with about
four million and Makkah city with about two million (CDSI, 2013). In addition to the
reliance on expatriate health care workers, both the rapid population growth and the
unbalanced population density have been major challenges for the health care system in the
country.
care system. They used various herbs and different scripts from the holy Quran for their
healings. They also used cautery (Khan & Khan, 2000): this involved traditional healers
deliberately inducing burns using thin hot rods on certain areas of the patient’s body to
invoke healing. This method as well as other traditional medicine are still in use and highly
regarded as a healing practice (Abdullah, 1993; Malone & Al Gannass, 2012; Qureshi, Al-
The country established a Health Department in 1926 as the first form of organised
health service (Mufti, 2000). However, real improvement was only achieved after the
Introduction 5
establishment of the Ministry of Health (MOH) in 1954 (Al-Mazrou, Khoja, & Rao, 1995).
Currently Saudi Arabia’s health care system is divided into three sectors: the MOH, other
governmental health sectors (e.g., military hospitals and university hospitals) and the
private sector. Most health services in Saudi Arabia are provided by the MOH, which
provides 59.5% of all beds in the country, followed by the private sector (21.2%) and the
other governmental sectors (19.3%) (MOH, 2012). The MOH provides health services to
the general public; other governmental health sectors serve particular groups of the
population. For example, military hospitals are funded and run by the Ministry of Defence
and Aviation and provide health services only to military personnel and their families.
English was adopted as the formal language in health care facilities for two reasons
(Brown & Busman, 2003; Luna, 1998; Tumulty, 2001; Walston et al., 2010). The first was
that the health system was built on the principles of Western medicine, with no
accommodation for any part of traditional medicine. In spite of modern medicine being
practiced and recognised internationally (Asuni, 1979), it was new practice for the
traditional Saudi Arabian people (Abdullah, 1993). The second was that the system was
dependent on expatriate health care workers, most of whom did not speak Arabic, the local
language. Establishing a totally new practice of medicine provided by people from other
cultures who spoke strange languages created some resistance among local patients,
although it eased over time as the system progressed and proved successful.
Saudi Arabia’s health care system has been challenged by the lack of its own health
care workforce. According to the latest MOH statistics (MOH, 2012), approximately three-
quarters of the doctors and nurses in the Saudi Arabian health system are of other
than where they were raised (Vance, 2005). This problem is exacerbated by their short
tenure—around two years on average in Saudi Arabia (Walston et al., 2010). Such a
transitional workforce may have a negative impact on the safety and quality of health care
Introduction 6
provided. In addition, communication within such a multicultural and transitional
An arising issue that may add to the magnitude of the health care worker problem is
the massive increase in both the number of health education graduates and new health care
facilities. Since 2006 the number of health education colleges and universities has
increased more than fivefold. During this same time the number of hospital beds has
established institutions. The deputy health minister announced that the number of beds of
in Saudi Arabia (beds in the country in 2013 = 62,000; MOH beds = 38,000) would be
doubled (beds in the country = 120,000; MOH beds = 73,000) by the end of 2018
(Alothman, 2013; MOH, 2014). According to MOH statistics, in 2012 Saudi Arabia
employed 303,578 health care workers, including 211,219 physicians and nurses; Saudi
physicians and nurses constituted only 32.1% (n = 67,847) of this number (MOH, 2012).
Given this situation, the Saudi health system will continue to rely heavily on international
health care workers for an extended period of time, despite the increase in the number of
Saudi graduates. Such a massive increase in the health system’s capacity will necessitate
Training for international health care workers, in the nature of the Saudi work
environment and patients, and the newly graduating local health care workers, to get the
required skills, pose challenges to the Saudi health system. The massive number of trainees
could affect health care standards and patient safety when the balance between experienced
and inexperienced health care workers is disturbed over a short period of time. Every
organisation has a certain capacity to take on new employees and train them, but exceeding
that threshold could result in an environment that is vulnerable to errors (Fero, Witsberger,
Wesmiller, Zullo, & Hoffman, 2009). The current study will investigate patient safety
Introduction 7
1.2. Aim and significance of the study
As surgical skills are important in the surgical field, non-technical skills are also
important for patient safety and wellbeing. Several strategies have been shown to improve
patient safety in health care facilities, one of which is to assess and improve safety culture
(Guldenmund, 2000; Kohn, Corrigan, & Donaldson, 2000; Leape, 2008). However, no
issues related to safety culture (Cooper, 2000; Guldenmund, 2000; Pronovost & Sexton,
2005). This study aims to inform the development of patient safety improvement strategies
in the context of Saudi Arabian operating theatres in Saudi Arabia by investigating the
safety culture, using mixed methods approach. Operating theatres were considered one of
the highest error-prone environments with high volume of significant complications and
lethal consequences internationally (Leape, 1994; WHO, 2009). The most vulnerable areas
usually benefit the most from investigations and improvement efforts (Schwendimann,
Issues particular to improving patient safety include how health care professionals
from different cultural and linguistic backgrounds work and communicate with each other
and their (mainly Saudi) patients, what factors impact on patient safety culture and climate,
and how the health system deals with its workforce. By understanding the important
recommendations can be made that, if adopted, should contribute to a better safety culture
culture and patient safety in operating theatres in Saudi Arabia. The recommendations
generated in this study may be applicable to countries with similar cultures, such as the
Gulf countries, and even to countries with distinctly different cultures that have parallel
Introduction 8
situations in their health systems, particularly of health care workers who speak a language
the answers:
1- What is the current safety climate in the operating theatres in the MOH’s hospitals
in Riyadh?
a. What are the main characteristics of the perioperative teams and do they
culture?
3- What, if any, areas of patient safety can be improved in the operating theatres?
4- What aspects of Saudi local culture could have an influence on patient safety?
Saudi Arabia. It has also provided background about Saudi Arabia and its culture and
people, the health system and the health workforce. It has outlined the research aims and
Introduction 9
Chapter 2, Literature Review, presents a review of the literature relevant to the
Chapter 4, Methods, presents both methods used for the data collection and analysis
Chapter 5, Survey Results, and Chapter 6, Interview Findings, both present the
Introduction 10
Chapter 2: Literature Review
We cannot change the human condition, but we can change the conditions under
The previous chapter introduced the research problem and context. This chapter
follows by defining the topic’s terminology and providing the historical development of
patient safety. It presents a review of the relevant literature on different aspects of patient
safety, including strategies used to improve patient safety internationally and in Saudi
Arabia. This study reviewed and evaluated previous research critically to determine
important foundations in safety science in general and, more specifically, in patient safety.
topic. This search used combinations of the following keywords: patient safety, safety,
culture, safety culture, safety climate, non-technical skills, incident, sentinel, iatrogenic,
adverse events/incidents, near miss, error, human error, system error, hospitals, health care,
was conducted using online search engines including PubMed, Cochrane, Embase, Scopus,
Web of Science and CINAHL. The search was limited to English and Arabic language and
was conducted throughout the study (from early 2011) until mid-2014.
to patients. Patient safety is diversely defined and conceptualised throughout the literature.
This recognised diversity has initiated efforts to unify and classify patient safety definitions
Literature Review 11
and conceptualisation (Donaldson, 2009; Runciman et al., 2008; Runciman et al., 2009;
Sherman et al., 2009; Thomson et al., 2009; World Alliance for Patient Safety, 2009). The
WHO World Alliance for Patient Safety has led the way, developing the International
Classification of Patient Safety (ICPS) (Runciman et al., 2009). One of the main aspects of
the ICPS’s final technical report is the provision of definitions of patient safety
with healthcare to an acceptable minimum” (World Alliance for Patient Safety, 2009, p.
15). Health care-associated harm is then defined as “harm arising from or associated with
plans or actions taken during the provision of healthcare, rather than an underlying disease
or injury” (World Alliance for Patient Safety, 2009, p. 15). This definition narrows the
focus of patient safety efforts to preventable risks. The debatable “acceptable minimum” is
further referred to as “the collective notion of given current knowledge, resources available
and the context in which care was delivered weighed against the risk of non-treatment or
other treatment” (World Alliance for Patient Safety, 2009, p. 15). These explanations
reduced. The risks that are referred to in patient safety literature can lead to an incident,
defined as “an event or circumstance that could have resulted, or did result, in unnecessary
harm to a patient” (World Alliance for Patient Safety, 2009, p. 15). Incidents in which
there is the possibility of harm to patients are commonly known as near misses, while those
that result in actual harm are known as adverse events. Patient safety is more concerned
with preventable incidents in which unnecessary harm occur. It has been estimated that
about half of the patient safety incidents in health care are preventable (de Vries,
Literature Review 12
Preventable incidents are linked to errors, violations, abuse and deliberate unsafe
acts (World Alliance for Patient Safety, 2009, p. 16). Errors, probably due to their
unintentionality, receive the most attention in patient safety assessment and interventions.
The landmark report by the Institute of Medicine (IOM) states that “ensuring patient safety
involves the establishment of operational systems and processes that minimize the
likelihood of errors and maximize the likelihood of intercepting them when they occur”
(Kohn et al., 2000, p. 217). An error is defined as the “failure to carry out a planned action
as intended or application of an incorrect plan” (World Alliance for Patient Safety, 2009, p.
22). In the medical context, an error can occur when planning or conducting treatment,
either by taking the wrong action or failing to carry out the right action. Such errors take
different forms, including diagnostic errors, treatment errors, medication errors, equipment
failure and preventive errors (Kohn et al., 2000). Fewer errors would result in fewer
44,000 to 98,000 deaths annually: more than half of them (58%) are preventable (Kohn et
al., 2000). In addition to often having lethal consequences, adverse events result in serious
injuries and disabilities. Adverse events are estimated to cost the US economy about
US$29 billion annually (Kohn et al., 2000). More recently it has been estimated that
between 210,000 and 400,000 preventable deaths occur in US hospitals each year (James,
2013). Serious, but not lethal, adverse events are estimated to be 10 to 20 times higher than
the lethal figures: that is, between two and four million serious adverse events annually
(James, 2013).
adverse events, with about half (51%) having a high likelihood that they could have been
Literature Review 13
prevented (Wilson et al., 1995). Such adverse events cost the country more than an
estimated A$2.2 billion annually (Runciman & Moller, 2001). Surgical adverse events are
estimated at 21.9% of hospital admissions, with 48% highly preventable (Kable, Gibberd,
& Spigelman, 2002). Similar results have been reported by the Department of Health in the
United Kingdom which found that one in 10 admissions (10%) results in an adverse event,
cumulatively costing the health system more than £2 billion annually (Vincent, Neale, &
Woloshynowych, 2001). Baker and colleagues (2004) report that 7.5% of admissions in
Canadian hospitals are associated with adverse events, more than a third of them (36.9%)
preventable.
On a broader scale, de Vries et al. (2008) indicate in their systematic review that the
median global average rate of adverse events was 9.2% of hospital admissions. In other
words, almost one in 10 admitted patients suffers an adverse event. These can result from
Vries and colleagues (2008) indicates that almost half (43.5%) of such events are
preventable. Their review included developed countries with health systems considered
superior to those of developing countries for several reasons, including higher budgets,
Wilson and colleagues’ (2012) report of eight developing countries, Egypt, Jordan,
Kenya, Morocco, Tunisia, Sudan, South Africa and Yemen, found that a diverse range of
adverse events occur at rates ranging from 2.5% to 18.4%, an average annual rate of 8.2%.
Interestingly, 83% of those adverse events were claimed to be preventable and 30% were
associated with death. Statistics from Saudi Arabia about adverse events have not been
located.
Literature Review 14
2.4. Patient safety in operating theatres
Patient safety is sometimes investigated at the hospital level, which is not sensitive
to differences in departmental cultures. Pronovost and Sexton’s (2005) study of more than
500 hospitals found that department-focused investigations and interventions, rather than
hospital-imposed standards, improve safety and teamwork climate. Routine work in the
wards differs from that in critical care units: it is also assumed that cultures in different
clinical places are different. Solving any problem requires a thorough understanding of the
problem and the settings at unit level, and the problem of patient safety cannot be solved
without fully understanding health care settings and appreciating the differences between
departments.
Globally, the operating theatre department is one of the busiest places in the health
care system. It has been estimated that approximately 234 million major surgeries are
undertaken every year (Weiser et al., 2008): in other words, one in every 25 human beings
undergoes major surgery annually (WHO, 2009). Leape (1994) asserts that the operating
theatre department is the most common place for errors to occur in hospitals. On a global
scale, the World Health Organization (2009) has concluded that about half of all known
adverse events in health care occur during surgical care. The WHO also estimates that
every year seven million patients suffer significant complications, and that an estimated
The WHO (2009) presents four challenges to improving surgical safety in operating
theatre departments. First, surgical safety is not recognised as the significant public health
concern that it is. Second, there is a lack of basic, routine data that could be used to
diagnose and improve safety in operating theatre departments. Third, the lack of adherence
to existing safety policy and procedures creates problems. The fourth challenge is the
Literature Review 15
complexity of its work (Mazzocco et al., 2009). The treatment protocol, high-risk
environment, high level of technology, accurate coordination and changing conditions all
contribute to the complexity of the work in the operating department (Christian et al.,
2006; Mazzocco et al., 2009). Just as the technical complexities are recognised, so too is
the importance of teamwork for surgical safety (Manser, 2009; WHO, 2009).
leadership and decision making, to name a few (Yule, Flin, Paterson-Brown, & Maran,
patient safety during surgical procedures. For example, problems in communication are a
causative factor in 43% of errors in surgical procedures (Gawande, Zinner, Studdert, &
Brennan, 2003). Non-technical skills are general and relevant to all members of any given
team, especially in operating theatres. Several strategies can be adopted to reduce errors
medical field as in other high-risk fields such as aviation and nuclear technology. Major
understanding the nature of errors. Reason (1990) classifies errors as human and non-
human. Non-human errors are related to equipment and technology failure that contributes
to errors. The term safety-engineered device is widely used to refer to devices which
include safety mechanisms to reduce errors and faults (Gaba, 2000). However, medical
treatments are human-based, and equipment and devices play only a supportive role: in
other words, health care workers use different devices to help them treat their patients
Literature Review 16
(Bates et al., 2001; Bates et al., 1998; Leape et al., 1995). Thus, the focus of safety
Human error is one of the most commonly cited causes of medical adverse events
(Leape, 1994; Pelletier, 2001; Wilson et al., 1995). Human errors in general are referred to
as slips, lapses and mistakes (Reason, 1990). In simplified terms, slips are actions not
carried out as intended, lapses are an omission of actions required from memory failure or
forgetfulness, and mistakes refer to the conduct of wrong actions. Leape (1994, p. 1853)
reclassifies human errors into skill-, rule- and knowledge-based errors. He explains that
skill-based errors are unconscious errors in performing an automatic activity or skill, rule-
based errors result from the application of an incorrect rule to solve a certain problem, and
Reason’s (1990) classification of human errors, Leape (1994) argues that skill-based errors
Human errors are inevitable because humans are naturally prone to error (Cuschieri,
2006). Therefore, the focus of researchers has moved from attempting to perfect human
beings by making them infallible, to perfecting their work environment by making it harder
to make errors. Reason (1990) proposes the “Swiss-cheese model” where defence lines are
created to intercept errors before they can result in accidents or adverse events. For
medication prescription errors reduces medication errors by 60% to 80% (Bates et al.,
Management of and reaction to errors have been classified by Reason (2000) into
two main approaches: system approach (for latent errors) and person approach (for active
errors). Unlike the person approach, where unintentional errors are associated with workers
instead of the institution, errors under the system approach are perceived as a consequence
rather than a cause. Reason (2000, p. 768) identifies the need to improve the system
Literature Review 17
because “though we cannot change the human condition, we can change the conditions
under which humans work”. In health settings, Stock, McFadden, and Gowen III (2007)
argue, the focus of error-reduction strategies has shifted from the person approach to the
system approach since the IOM (Kohn et al., 2000) report, which emphasises the need to
argued that safety culture is based on integrated patterns of shared beliefs and values about
safety between institutions and their workforce (Kizer, 1999; Weaver et al., 2013). The
Committee on Quality of Health Care in America (IOM, 2001, p. 79) argues that changing
a culture from seeing errors as individual failures into seeing them as opportunities for
system improvement is “the biggest challenge to moving toward a safer health system”.
More than a decade later, Weaver and colleagues (2013) found evidence in their systematic
review that patient safety is improved through improvement to the safety culture.
presented and followed by a review of the concepts of safety culture and safety climate.
traditional (i.e. historically derived and selected) ideas and especially their
The concept of culture is relevant to different fields (Mead & Andrews, 2009). In
the field of management, Hofstede (1984, p. 82) defined culture as “the collective
programming of the mind which distinguishes the members of one group or society from
those of another” emphasising the existence of differences between people based on their
Literature Review 18
cultural backgrounds. He then continued describing the influence of culture and cultural
Culture is reflected in the meanings people attach to various aspects of life; their
way of looking of the world and their role in it. … Culture, although basically
culture with other forms of culture (i.e. organisational culture) through people belonging to
the software of the mind, as in the title of his book (1991). Culture was distinguished from
other programs as it is completely learned. Figure 2 showed that the mind is influenced by
three levels of programming. The basic level is human nature, such as the feeling of fear or
happiness, which is universal to all mankind and completely intrinsic. The expression of
these feelings is controlled by what is accepted and learnt culturally (group culture);
second level. The third level is the individual personality which is both inherited and
some extent, despite its relative stability (Guldenmund, 2000; Hofstede, Hofstede, &
Literature Review 19
Figure 2: Three levels of mental programming (Hofstede et al., 2010, p. 6).
The term culture has been used in different contexts beyond the original
anthropological perspective, and nowadays is a fluid term that can be used to describe a
wide range of social aspects ranging from societies, races and nations to specific behaviour
into four categories (Figure 3). The first is “macroculture”, which he identifies as a culture
that exists globally, such as an ethnic, religious, or nationwide culture. A good example of
a macroculture is the followers of a certain religion who share beliefs that shape their lives
exemplified in any given organisation despite its nature of work and refers to organisations
that make up societies. The third category is “subculture”, which make up organisational
cultures and can take the form of professional groups. The fourth level is “microculture”,
subgroups or teams within larger categories. Depending on the context in which these
categories are viewed, they can exist as major categories with subcultures, or as a
macroculture (global) with subcultures such as surgical and internal medicine. Culture,
Literature Review 20
hereafter, refers to macroculture level represented in national and ethnic background unless
otherwise stated.
The term safety culture was first introduced by the International Atomic Energy
Agency (IAEA)’s initial report into the Chernobyl nuclear accident in 1986 (Lee, 1998). It
as the Kings Cross underground station’s fire (Fennell, 1988), Clapham Junction’s train
crash (Hidden, 1989) and the Piper-Alpha oil platform explosion (Cullen, 1990), to name
but a few. It was concluded, across different accidents, that safety was breached not
because of the lack of safety regulations, but because of the nature of the safety culture and
[ACSNI], 1993).
a key element for successful organisations (Gaba, Singer, Sinaiko, Bowen, & Ciavarelli,
2003). The most reported definition of safety culture is the Advisory Committee on Safety
Literature Review 21
of Nuclear Installations’ definition (Guldenmund, 2000; Halligan & Zecevic, 2011), which
defines the safety culture of a given organisation as “the product of individual and group
values, attitudes, perceptions, competencies and patterns of behaviour that determine the
commitment to, and the style and proficiency of, an organisation’s health and safety
management” (ACSNI, 1993, p. 23). Simply defining safety culture is not sufficient to
understand and comprehend its meaning. Organisations with a desirable and positive safety
measures” (ACSNI, 1993, p. 23). The definition and characteristics of safety culture are in
general terms for both industrial and health organisations. Health and safety management
in health organisations includes the safety of both health care workers and their patients.
Geller (1994) presents ten principles that form what he calls total safety culture in
approach; a focus on safety process not outcomes; a view of behaviour being directed by
failure; observation and feedback on work practices; effective feedback through behaviour-
based coaching; observation and coaching as key activities; the importance of self-esteem,
belonging and empowerment; and safety as a priority rather than a value. He models safety
culture into three distinct, dynamic and interactive factors: person, behaviour and
A similar model is provided by Cooper (2000), who classifies safety culture into
reciprocal relationships among them. Cooper replaces Geller’s person and environment
beliefs and attitudes about safety and indicates that they can be investigated through safety
Literature Review 22
patterns of behaviour that can be measured through behavioural safety initiatives such as
checklists. Finally, the situational component refers to the organisational safety system and
sub-systems that can be assessed through safety management audits (Cooper, 2000, p.
120).
Cooper (2000, p. 114) argues that safety culture is mainly defined as something that
the organisation is rather than something that the organisation has. Unlike the latter view,
function within an organisation, in the former view, the “interpretative view”, safety
was argued that the majority of safety culture researchers believe that safety culture
emerges from the safety values, attitudes and behaviours of a given organisation’s
attitudes and perceptions about safety (Flin, Mearns, O'Connor, & Bryden, 2000;
Guldenmund, 2000). Safety culture and safety climate are often used interchangeably in the
literature, and some researchers debate whether they describe the same concepts (Halligan
The surface features of the safety culture discerned from the workforce’s attitudes
and perceptions at a given point in time ... It is a snapshot of the state of safety
attitude while safety culture is actually what shapes and drives that attitude. Most studies
that define safety culture and safety climate use safety climate as the measurable elements
that describe the safety culture (Halligan & Zecevic, 2011), or simply “the measurable
Literature Review 23
components of safety culture” (Colla, Bracken, Kinney, & Weeks, 2005, p. 364). Safety
Frazier, Ludwig, Whitaker, & Roberts, 2013), and researchers have called for the concept
of safety culture to be studied within the broader context of organisational culture (Frazier
culture and climate, both of which have been extensively researched since the 1970s and
1980s (Guldenmund, 2000). The definitions of organisational culture and climate overlap,
and the differences between them are not clear. Verbeke, Volgering and Hessels (1998)
note that more than 50 different definitions exist of the concept of organisational culture.
Reichers and Schneider (1990) argue that organisational climate lacks consistency in
definition and conceptualisation. Safety culture and safety climate also inherit this lack of
culture by almost 20 years (Reichers & Schneider, 1990) but the concepts were not
separate from each other and the term organisational culture replaced the term
organisational climate in the 1980s (Guldenmund, 2000). This created an overlap in the
definition and conceptualisation of both concepts. Despite pointing out the different origins
of the concepts (climate from social psychological disciplines, culture from anthropology),
Glick (1985) considered the differences between them more ostensible than real. This
notion was shared by Reichers and Schneider (1990), who considered culture as merely a
On the other hand, the distinction between the two concepts was clear in Ekvall’s
(1983) work, which considered the concepts as different components of the social system
Literature Review 24
within organisations. He referred to shared beliefs and values as culture, and behavioural
aspects as climate. Schein (1992, p. 230) classifies the relationship between culture and
Guldenmund (2000) concludes in his review that when the term culture succeeded climate,
this resulted in climate being limited to the measurement and description of attitudes
within an organisation. Both organisational culture and climate can be discussed within
this conceptualisation.
Campbell, Dunnette, Lawler and Wick (1970, p. 390) define organisational climate
as “a set of attributes specific to a particular organization that may be induced from the
way the organization deals with its members and its environment”. Organisational climate
members in terms of their institution and their roles in that organisation (Peterson & White,
1992; Reichers & Schneider, 1990). It differs from organisational culture in that it is
(Reichers & Schneider, 1990). Schein (2010, p. 18) defines organisational culture as
A pattern of shared basic assumptions that was learned by a group as it solved its
problems of external adaptation and internal integration that has worked well
(e.g., the external environment hosting the organisation) and internal variables representing
the value and style of an organisation. This assumption is in line with the findings of
Hofstede’s seminal work in the late 1960s and early 1970s. Hofstede (1983) studied
100,000 IBM employees in different geographical settings and found that, despite working
Literature Review 25
for the same company, organisational cultures differed based on their geographical
locations and the hosting cultures leading him to define culture as presented earlier.
Organisational culture has its roots in anthropological studies: knowing this helps to
(groups of) organisational members that supplies a frame of reference and which gives
meaning to and/or is typically revealed in certain practices”. Based on the assumption that
anticipated that climate is less stable than culture, having fewer dimensionalities and being
not deeply rooted in the beliefs of an organisation, less resistance to change is expected
(Denison, 1996); thus, it is in the best interests of management to intervene and manipulate
organisational climate which, if maintained over a period of time, should result in a more
desirable organisational culture with the required stability. This assumption has been
Despite the concepts of organisational culture and climate both emerging from the
social sciences, they have different theoretical origins. It has been argued that
organisational culture research is interested in the evolution of the social system within an
organisation while organisational climate research is more concerned with the effect of the
organisational climate, on the other hand, has been investigated objectively within a
quantitative paradigm (Denison, 1996; Guldenmund, 2000; Reichers & Schneider, 1990).
the comparative research of organisational climate (Denison, 1996; Reichers & Schneider,
Literature Review 26
1990). However, given the overlap of these concepts, a less strict application of traditional
Safety culture and safety climate are clearly derivatives of organisational culture
and climate, which can be greatly influenced by the national culture, which is considered
as part (or a type) of anthropological culture. In other words, national culture may have an
influence on safety culture and climate either directly or indirectly. This is of particular
interest in the current study as it tries to understand and assess safety culture and climate in
organisations after they had been linked to safer environments and work practice in fields
such as nuclear plants and aviation (Halligan & Zecevic, 2011). Despite the concept of
modern patient safety tracing back to 1991 (Leape, 2008), the relevance of safety culture
and climate to patient safety was only widely adopted after the IOM’s report was published
in 1999 (Flin, Burns, Mearns, Yule, & Robertson, 2006; Halligan & Zecevic, 2011;
Jackson, Sarac, & Flin, 2010). As a result, the concepts of patient safety culture and
climate can be looked at as the descendants of safety culture and climate in other fields.
They are applicable to health care settings, where safety climate takes on a more specific
definition as “the consensus of shared perceptions regarding patient safety norms and
behaviors by frontline workers in a given clinical area” (Sexton et al., 2011, p. 934).
Different approaches using different tools are used to investigate patient safety culture and
climate.
Literature Review 27
aspects of safety culture assessment. Despite researchers’ recommendations and
suggestions to use a mixed methods approach to study safety culture (Glendon & Stanton,
2000; Guldenmund, 2000; Nieva & Sorra, 2003; Pumar-méndez et al., 2014; Reiman &
Oedewald, 2002; Scott, Mannion, Davies, & Marshall, 2003), almost all the reviewed
et al., 2014). Only one used a mixed methods approach (Cook, Hoas, Guttmannova, &
Several explanations for the domination of the quantitative approach (e.g., cross-
sectional surveys) in the safety culture and climate research have been proposed (Clarke,
2000; Colla et al., 2005; Nieva & Sorra, 2003; Reiman & Oedewald, 2002). First, surveys
can be useful in collecting shared beliefs, values and norms about different safety issues
Second, surveys produce numerical results that can be aggregated to any desired level to
summarise the safety climate at that level. Third, the numerical results can be used to
assess changes in safety climate over time or compare the results with similar
organisations. Despite these benefits, researchers have expressed doubts about using only a
quantitative approach to assess safety culture (Cooper, 2000; Guldenmund, 2000; Hopkins,
2006; Marshall, Parker, Esmail, Kirk, & Claridge, 2003; Nieva & Sorra, 2003; Reiman &
Oedewald, 2002; Schein, 2010; Scott et al., 2003). Their main concern is the ability of the
quantitative approach to reveal the core aspect of any given culture, including safety
culture. However, safety climate (as the measurable component of safety culture) has
traditionally been studied this way through cross-sectional surveys (Flin et al., 2000;
Literature Review 28
2.9. Patient safety climate as a measurement of patient safety
culture
Improving patient safety in any given health care organisation requires a thorough
understanding of safety culture and climate. Different methods and tools have been used to
assess patient safety in an effort to find ways for improvement. The use of safety culture
tools to assess patient safety can be beneficial in several aspects. Nieva and Sorra (2003)
summarise the importance of studying safety culture and climate in health care
These four aims, despite not being exclusive, map the importance of patient safety
investigations. Health care organisations regularly assess safety culture and climate,
whether initiated from within or as required by regulatory authorities, to identify areas for
possible improvement and interventions as required. These interventions are usually aimed
at transforming the culture, behaviour or system, among other components. Once areas for
patient safety.
perceptions (Sexton et al., 2006a). A large number of different safety dimensions have
been tested by several different questionnaires. As the study of safety climate is in its
(Halligan & Zecevic, 2011; Singla, Kitch, Weissman, & Campbell, 2006). Depending on
Literature Review 29
the tool used, the unit/department and the type of investigation, the dimensions can change
(Jackson et al., 2010). The reviews indicate that a large number of overlapping dimensions
exist in the literature, making it difficult to categorise them into safety themes (Colla et al.,
2005; Fleming, 2005; Flin et al., 2006; Halligan & Zecevic, 2011; Jackson et al., 2010;
Kirk, Parker, Claridge, Esmail, & Marshall, 2007; Sexton et al., 2006a; Singla et al., 2006).
review of the safety climate surveys available. Based on consultation with patient safety
experts, they reclassified them into 13 dimensions: management and supervision; safety
cause of errors and adverse events; job satisfaction; and overall perception of safety. Two
years later Fleming and Wentzell (2008) conducted a review of patient safety surveys and
reduced the dimensions to six fundamental dimensions: leadership, safety systems, job
Consistency in the safety climate dimensions has yet to be achieved, yet common
dimensions are recurrent in the literature. The following list identifies combined
3- Teamwork
8- Safety perception and attitude (Colla et al., 2005; Flin et al., 2006; Halligan &
Literature Review 30
This list is not inclusive. Endless lists of dimensions exist and will continue to be
identified as new developments arise in research on safety climate. Nevertheless, given that
safety culture is influenced by organisational culture (Guldenmund, 2000) and the latter is
influenced by the national culture (Hofstede, 1983), studies investigating the influence of
national culture on safety culture were not located through the literature search. Similarly,
teams in regards to safety; although the influence of cultural differences between health
care professionals and their patients (who are usually from minority cultural backgrounds)
on patient safety is evident (Johnstone & Kanitsaki, 2006, 2008; Renzaho, Romios, Crock,
& Sønderlund, 2013; Suurmond, Uiters, de Bruijne, Stronks, & Essink-Bot, 2010).
Various tools claiming to measure safety climate are abundant in the literature.
Several safety climate instruments measure different dimensions of patient safety in health
care organisations. Reviews of patient safety and safety climate instruments have also been
conducted on a regular basis (Colla et al., 2005; Cooper, 2000; Flin et al., 2006; Flin et al.,
2000; Guldenmund, 2000, 2007, 2010; Halligan & Zecevic, 2011; Jackson et al., 2010;
Jha, Prasopa-Plaizier, Larizgoitia, & Bates, 2010; Pumar-méndez et al., 2014). Given this
tested and valid tools (Colla et al., 2005; Flin, 2007; Guldenmund, 2010; Nieva & Sorra,
2003; Singla et al., 2006). These reviews provide comparative analyses of the available
instruments, and helped in the choice of the instrument for the current study. The reviews
were also used as a starting point to indicate the available instruments. Findings from these
reviews were compared to identify similarities and differences, and a manual bibliographic
search was conducted to retrieve all available instruments. The findings of the reviews
were then cross-checked with the findings of the manual search. This was done to build on
Literature Review 31
The focus of the review was to find instruments that have been 1) subjected to
psychometric and validity testing; 2) used in different contexts and cultures as this study is
conducted in a different culture than the Western where most of the research conducted;
and 3) used or could be used in operating theatres’ settings. Psychometrically sound and
valid tools help reflect safety culture more accurately than other tools (Flin, 2007;
Guldenmund, 2010). In addition, it was assumed that tools that had been tested in different
contexts would be more suitable for this study’s contexts. Finally, tools that specifically
Several reviews addressed patient safety climate instruments as their main aim or as
part of their review of patient safety in general (Colla et al., 2005; Fleming, 2005; Flin et
al., 2006; Halligan & Zecevic, 2011; Jackson et al., 2010; Pumar-Méndez et al., 2014;
Singla et al., 2006). These provided a strong indication of the plethora of instruments
measuring patient safety climate, as there was hardly any duplication of the instruments on
which they reported. The lack of consensus on the core aspects of safety culture has led
researchers to develop different tools that vary in their focus, length and structure (Flin et
al., 2000; Guldenmund, 2000; Singla et al., 2006). The available instruments included a
diverse range of items (from nine to 99) and dimensions (from one to 12) (Pumar-Méndez
et al., 2014). Most instruments appearing in each review, depending on the review’s focus,
were used in a single study with no reporting of any psychometric properties (Table 2.1).
Attitude Questionnaire (SAQ), 2) the Hospital Survey on Patient Safety Culture (HSOPSC)
and 3) the Modified Stanford Patient Safety Culture Survey Instrument (MSI). Meanwhile,
Flin and colleagues (2006) indicate in their review that safety climate instruments are still
in the early stage of development and validation. Five years later, Halligan and Zecevic
(2011) indicate that the SAQ, HSOPSC and MSI along with the Patient Safety Culture in
Health Organisations (PSCHO) survey are the most widely used instruments. Jackson and
Literature Review 32
colleagues (2010) found in their review that the SAQ, HSOPSC, PSCHO and the Hospital
Safety Climate (HSC) survey are the most appropriate instruments and show acceptable
Foundation (United Kingdom - UK) (2011, p. 3) reports that the SAQ, HSOPSC, PSCHO,
the Safety Climate Survey (SCS) and the Manchester Patient Safety Assessment
Framework are “the most rigorously tested and well known tools”. European Union
Network for Patient Safety (2010) recommend the use of the SAQ and HSOPSC or the
qualitative tool, the Manchester Patient Safety Assessment Framework, in their report
All these reviews consistently recommend the use of the SAQ or HSOPSC because
of their psychometric properties, validity and applicability to safety climate research. Both
the SAQ and HSOPSC were developed and tested to measure patient safety climate in
health organisations. The HSOPSC consists of 12 dimensions (AHRQ, 2011) while the
SAQ has only six (Sexton et al., 2006a). Both instruments address core aspects of safety
including teamwork, communication and management support. The SAQ addresses human
factors and job satisfaction along with core aspects of safety culture; the HSOPSC includes
promoting patient safety. Singla et al. (2006) indicate that these two instruments are similar
in terms of strength and appropriateness, and suggest that the choice between them should
be based on the desired dimensions of safety to be investigated and the targeted clinical
The SAQ was developed for critical care areas and has a version specifically
modified to investigate the safety climate in operating theatres (Sexton et al., 2006a).
Pronovost and colleagues (2009, p. 176) claim that the SAQ is the “most thoroughly
validated and widely used instrument to assess safety culture in health care”. The SAQ is
Literature Review 33
also sensitive in picking up differences at the unit level, which is the recommended level
12 instruments identified; the The most widely used were SAQ, HSOPSC,
Halligan and
review focus was concerned PSCHO and MSI
Zecieve 2011
with patient safety in general
Literature Review 34
2.11. Safety Attitudes Questionnaire (SAQ) development
The current version of the SAQ has been through different stages of development
and refinement. The Flight Management Attitudes Questionnaire (FMAQ) was the original
instrument used to develop the Intensive Care Unit Management Attitudes Questionnaire
which, in turn, was used to develop the SAQ (Sexton et al., 2006a). The FMAQ was
developed to measure the attitudes of flight crew members about such things as teamwork,
aviation (Helmreich, Merritt, Sherman, Gregorich, & Wiener, 1993). Twenty-five per cent
of FMAQ items, applicable in medical settings, were retained in the SAQ (Sexton et al.,
2006a). The other SAQ items were developed based on discussions and the focus group
approach with health care providers and experts in the field of patient safety (Sexton et al.,
2006a).
Most safety climate instruments are criticised for lacking theoretical underpinning
in their development or application (Flin et al., 2000; Flin, 2007; Guldenmund, 2000,
2007). Sexton and colleagues (2006a) indicate that the SAQ is based on two conceptual
models: Vincent, Taylor-Adams and Stanhope’s (1998) framework for analysing risk and
process. The SAQ was piloted and tested in different settings such as intensive care units,
operating theatres, general inpatient settings like medical or surgical wards and ambulatory
units (a total of 203 units) in the USA, the UK and New Zealand (Sexton et al., 2006a).
The SAQ was subsequently subjected to rigorous psychometric testing that resulted in the
current version, used in this study. Benchmarking data were made available for future
usage and comparisons. A multilevel factor analysis yielded 30 items measuring six
dimensions with high reliability (Raykov’s rho = 0.90) (Sexton et al., 2006a) and
Literature Review 35
strongly disagree, 2 = disagree, 3 = neutral, 4 = agree and 5 = strongly agree). Higher
associated with positive patient and staff outcomes (Health Foundation, 2011; Sexton et
al., 2006a). SAQ has been recommended to be used to measure the effectiveness of safety
The Health Foundation’s (2011) review indicates that the SAQ is unique in having
been used for more than 20 years in different industries. The review indicates that the SAQ
is suitable for comparing attitudes between different professions where it has been
validated for this purpose. Sexton and colleagues (2006a) tested factorability and
determined that the SAQ is valuable in detecting differences within and across
organisations. The SAQ has been used in different settings (Pronovost et al., 2009) and has
been translated into different languages including Turkish (Kaya, Barsbay, & Karabulut,
2010), Dutch (Devriendt et al., 2012), Chinese (Lee et al., 2010), Norwegian (Deilkås &
Hofoss, 2008) and German (Zimmermann et al., 2013). Two Arabic translations were
located at a later stage of this study (Abdou & Saber, 2011; Hamdan, 2013).
The SAQ’s measured dimensions are teamwork climate, safety climate, job
communication between health care professionals within a clinical area (Sexton et al.,
2006b; Thomas, Sexton, & Helmreich, 2004). Familiarity and trust between team
members, their experience and professional beliefs, their perception of collaboration with
other team members, and their role and job within an organisation are among the most
Literature Review 36
influential factors on the quality of the teamwork climate (Sexton et al., 2006b;
Zwarenstein & Bryant, 2000). A positive teamwork climate is indicative of strong cohesion
within the team, characterised by an environment that values and welcomes members’
contributions with a high level of familiarity between team members that can lead to better
teamwork has been associated with an increase in adverse events (Barraclough & Birch,
(Hindle, Braithwaite, Travaglia, & Iedema, 2006; Leigh, Long, & Barraclough, 2004;
Sexton et al., 2006b). Sexton and colleagues (2006b) argue that understanding the
perceptions and attitudes of team members about the state of teamwork within a clinical
Serious adverse events in operating theatres have been linked to teamwork and
communication breakdown (Edmonds, Liguori, & Stanton, 2005; Gawande et al., 2003).
Effective teamwork is one of five strategies recommended for safer health systems in the
IOM report (Kohn et al., 2000), and positive teamwork in operating theatres has been
shown to be an integral part of a positive safety culture (Saufl, 2002, 2004), associated
with a lower error-reduction rate in aviation (Helmreich, Foushee, Benson, & Russini,
1986) and health settings (Baggs et al., 1999; Shortell et al., 1994). It has also been
associated with lower nurse turnover in operating theatres (Makary et al., 2006). Positive
teamwork is associated with less dissatisfaction and less sick leave being taken by health
care professionals (Kivimäki et al., 2001). A lack of positive teamwork has been found to
be one of the important sources of nurses’ dissatisfaction with their profession (Aiken,
Clarke, Sloane, Sochalski, & Silber, 2002), leading to nursing turnover and shortages and
an increase in patient mortality (Aiken, Clarke, Sloane, Lake, & Cheney, 2008; Bednash,
2000).
Literature Review 37
2.11.2. Safety climate
The safety climate dimension is used as an indication of the presence of a proactive
behaviour and management (Sexton et al., 2006). A proactive commitment towards patient
safety has been argued as an essential part of positive safety culture (Barraclough, 2004;
McFerran, Nunes, Pucci, & Zuniga, 2005; Pronovost & Sexton, 2005). The proactive
commitment presents itself in the actions taken by leaders and managers in response to
with work and autonomy in work practice (Sexton et al., 2006a). Job satisfaction, in terms
of a longer turnover time, helps to maintain an adequate level of staffing and creates an
attractive environment that has been associated with a positive safety culture (Aiken et al.,
2008; Aiken et al., 2002; Duffield, 2007; Sexton et al., 2006a). Lack of job satisfaction
leads to emotional exhaustion, or burnout (Maslach & Leiter, 2008) and is an indication of
clinician manager’s role has been shown to be essential in the development of patient
safety strategies (Harris, Treanor, & Salisbury, 2006). A critical aspect of their role
involves maintaining a safe system in health care delivery for both health care workers and
their patients (Braithwaite et al., 2004; Ireri, Walshe, Benson, & Mwanthi, 2011). It has
been argued that the safe delivery of health care is dependent on management’s decisions
Literature Review 38
on the level of staffing and the availability of required equipment (Nunes & McFerran,
prioritisation of safety and quality over other organisational and managerial aspects
workers recognise the effect of stress impairment on their work and judgement in the
workplace. It includes both stress and fatigue, which are usually a result of extended
working hours (Dorrian et al., 2006). Long working hours, and related fatigue, have been
associated with an increase in medical errors (Landrigan et al., 2004; Williamson et al.,
2011). Working long hours has been shown to be ingrained in health care organisations’
culture, with a lack of recognition of its effect on workers as reported by the Australian
Council for Safety and Quality in Health Care (ACSQHC) (ACSQHC, 2005)). The effect
reduction in and capping of working hours (Sexton, Thomas, & Helmreich, 2000).
the working environment: training, supervision, policy and procedures (Sexton et al.,
2006a). Working conditions are considered an important component of the health care
system (Hickam et al., 2003; Taylor et al., 2011) and have been associated directly with
patient outcomes (IOM, 2001). They have also been associated with staff shortages (Stone
et al., 2007), which in turn have been associated with patients’ probability of survival
(Aiken et al., 2002). Higher scores on working conditions are indicative of the presence of
Literature Review 39
2.11.7. Communication and collaboration ratings
A breakdown in communication has been found to be a leading cause of wrong-site
surgeries, among other adverse events (Lingard et al., 2004a; Nagpal et al., 2010; Rabøl et
al., 2011). Communication is considered an integral part of safety culture (Blake, Kohler,
Rask, Davis, & Naylor, 2006; Farrell & Davies, 2006; Gillespie, Chaboyer, & Murray,
2010; Gillespie, Gwinner, Chaboyer, & Fairweather, 2013; Hansen, Williams, & Singer,
2011; Hansen et al., 2003; Sammer, Lykens, Singh, Mains, & Lackan, 2010). Makary and
colleagues (2006) found differences in how health care professionals view the quality of
communication with colleagues from the same profession and with colleagues from other
professions. They found that surgeons rate communication with fellow surgeons as high or
very high 85% of the time. On the other hand, nurses rate the quality of communication
and collaboration with surgeons as high or very high only 48% of the time (Makary et al.,
theatres where professionals from different disciplines work together at the same time on
tools used, the dimensions measured, and the findings. Studies have attempted to develop
new tools (Al-Saleh & Ramadan, 2011; Walston et al., 2010) as well as using validated
tools such as the HSOPSC (Aboshaiqah & Baker, 2013; Al-Ahmadi, 2009; Alahmadi,
2010), different versions of the SCS (Almutairi, Gardner, & McCarthy, 2013; Taher et al.,
2014) and different versions of the SAQ (Alayed, Lööf, & Johansson, 2014; Zakari, 2011).
These tools measure different dimensions and so produce different results, but there are
Al-Saleh and Ramadan (2011) developed and tested a tool in 16 Saudi hospitals to
examine agreement between frontline employees and managers regarding the impact of
Literature Review 40
human factor interventions on patient safety. They conclude that their tool is valid;
however, it has not been used since. They found diverse assumptions between frontline
employees and managers in terms of the level of training and education, reaction to errors
and level of employees’ participation in decision making (Al-Saleh & Ramadan, 2011).
These differences between management and employees may be seen as an indication of the
distance between the two groups. Managers thought that they provided enough support but
Arabia. Walston and colleagues (2010) found that management support along with
adequate resources and proper reporting systems are the main influencers of patient safety.
These findings came from the use of a self-developed tool tested in four Saudi hospitals.
They found in their sample that Saudi public hospitals perform better than private hospitals
on the investigated measures (Walston et al., 2010). This contradicts Al-Ahmadi’s (2009)
findings of better overall patient safety grades in private hospitals (72.7% rated good or
excellent) compared to public hospitals (58.2%). One explanation for this is the differences
in measurement: Walston and colleagues (2010) used their own tool whereas Al-Ahmadi
(2009) drew his results from the ratings of overall patient safety question on the HSOPSC,
and reported that management role, communication and feedback about errors,
organisational learning and teamwork were the main contributors to the overall patient
learning, teamwork within units, and feedback and communication about errors were areas
and teamwork across hospital units were areas with potential for improvement (Alahmadi,
2010). Similar results were reported by Aboshaiqah and Baker (2013) in a study using the
Literature Review 41
HSOPSC that sought to identify the factors perceived by nurses as contributing to patient
safety culture in one tertiary hospital in Riyadh. They found only two areas of strength,
organisational learning and management support; yet it is not clear if they were considered
to be factors contributing to patient safety culture (Aboshaiqah & Baker, 2013). Both
studies viewed null responses to reported errors in the past year as indication of a strong
under-reporting culture; this could be argued otherwise (Aboshaiqah & Baker, 2013;
the basis of self-reported, retrospective data. Both studies conceptually mixed patient
safety culture and under-reporting behaviour, assuming that each exists with the other.
Almutairi et al. (2013) used the SCS (21 items) to collect data from nurses in one
tertiary hospital in Saudi Arabia. They concluded that nurses perceived the safety climate
in their hospital as “unsafe” (Almutairi et al., 2013, p. 187). In addition, they found
nationalities, despite reporting having no information on more than half of the participants’
nationalities (n = 171, 53%). The SCS (17 items) was used by another study to compare
the perceptions of safety climate among nurses and physicians in different dialysis units,
Two studies investigated nurses’ attitudes towards safety culture using different
versions of the SAQ. Alayed et al. (2014) used the intensive care unit (ICU) version in six
ICUs while Zakari (2011) used the ambulatory version in four ambulatory units. In both
studies, participants displayed the most positive attitudes towards job satisfaction and the
lowest positive attitude towards the perception of management. Zakari (2011) finds
significant differences between staff nurses and nurse managers in all dimensions. Alayed
and colleagues (2014) concluded that all dimensions, including job satisfaction, need
Literature Review 42
include increased staffing levels and competence, better equipment, proper application of
2.13. Summary
Safety culture is an important aspect of patient safety. There are well validated tools
that can be used to measure safety culture but it is recommended that mixed methods are
used to fully understand its complexity in a wider cultural context, embracing both
organisational and national contexts. Reviewed studies indicate the strengths and weakness
of different methods for investigating patient safety; the study design, methodology and
methods were subsequently derived from this review and are discussed in later sections.
Literature Review 43
Chapter 3: Methodology
A mixed methods approach was chosen as the most appropriate approach to explore
a complex topic. Survey and semi-structured interviews were collected and analysed
sequentially, and findings from them were integrated to provide a holistic picture of the
century (Johnson, Onwuegbuzie, & Turner, 2007). By the second half of the century, some
researchers started to consider whether social sciences might be better addressed through a
dispute called the paradigm war. Purists who believed in paradigm singularity emerged on
both sides; there were also those who advocated combining the approaches.
As the dispute evolved, researchers emerged who believed that each paradigm, with
its inherited methods, had strengths but also had weaknesses, and that the two should be
used in tandem and complement each other (Brewer & Hunter, 1989; Campbell & Fiske,
1959; Cook & Reichardt, 1979; Sieber, 1973). In 1959 Campbell and Fiske introduced the
different methods to answer the same question as a way of validating results. This
combination was also promoted in Sieber’s (1973) work, which argued for the use of
fieldwork and surveys in the same study. In 1979 Cook and Reichardt published a book
proposing different ways of combining quantitative and qualitative data. An entire issue of
the American Behavioral Scientist was devoted to mixed methods research (Rossman &
Wilson, 1985). In the 1980s mixed methods research was recognised as a distinct approach
Methodology 44
linked to the pragmatic paradigm (Greene, Caracelli, & Graham, 1989; Morse, 1991;
The call to mix methods and paradigms from the opposing quantitative and
from the world. Rossman and Wilson (1985) published a classification of researchers’
and pragmatists. At one end are the purists, who believe that quantitative and qualitative
paradigms derive from fundamentally and totally different epistemological and ontological
assumptions and thus cannot be mixed (Guba, 1990; Lincoln & Guba, 1985; Smith, 1983;
Smith & Heshusius, 1986). Purists argue that the different paradigms’ embedded
assumptions about the nature of knowledge and what is important to know are
incompatible: this is termed the ‘incompatibility thesis’. Purists believe in the dichotomy
of research paradigms. Situationalists occupy the middle ground. While they maintain the
purists’ perspective of paradigm integrity, they allow the use of different paradigms in a
single study, driven by specific situations or phases of the research (Kidder & Fine, 1987;
Rossman & Wilson, 1985). Situationalists claim that each question or research phase
should be addressed by one or the other method. Despite their advocacy of the use of
different methods within a single study, they do not support integration. Pragmatists
believe that methods are independent of research paradigms and argue for integrating them
to best answer particular research questions (Cook & Reichardt, 1979; Johnson &
Onwuegbuzie, 2004; Miles & Huberman, 1994; Teddlie & Tashakkori, 2009). They
support the use and integration of different methods to address an issue or question.
Since the late 1980s a new movement promoting mixed methods research has
the third path (Gorard & Taylor, 2004); the third research paradigm (Johnson &
Onwuegbuzie, 2004); and the third methodological movement (Tashakkori & Teddlie,
Methodology 45
2003). Recently, with a growing number of researchers using mixed methods research, it
has been referred to as the third research community (Teddlie & Tashakkori, 2009).
Johnson, Onwuegbuzie and Turner (2007) promote the view that even though
mixed methods research is not a new practice, its approach is a new movement and a
developing paradigm (p. 113). As this new movement has grown, the literature has
expanded, offering different definitions, designs and elements that constitute the approach
and to try to reach consensus among researchers. In their effort to come up with a
identified 36 leading researchers in mixed methods and asked them to define it. Nineteen
responses proved that definitions were diverse in terms of what is mixed (e.g., paradigms
vs. methods); at what stage of a design mixing is carried out (e.g., the analysis stage vs. the
interpretation stage); and the purpose and orientation of mixing (e.g., confirmation vs.
exploration). Johnson and colleagues argue that such differences are healthy and should be
embraced: as well as differences, they also note significant areas of homogeneity. For
example, there was agreement that mixed methods research incorporates both qualitative
and quantitative data and is undertaken for the breadth and depth of understanding of any
given research problem. The great benefit of their study is that it sheds light on leading
researchers’ understanding and practice. It also indicates the great flexibility of mixed
methods research. The most comprehensive definition found is that of Plano Clark and
Creswell, that:
assumptions that guide the direction of the collection and analysis of data and the
mixture of qualitative and quantitative data in a single study or series of studies. Its
Methodology 46
combination provides a better understanding of research problems than either
use of mixed methods research offers. In this current study a mixed methods approach has
been chosen to answer the research questions as it is considered most suitable for a topic as
complex as patient safety research (Battles & Lilford, 2003; Brown et al., 2008;
Guldenmund, 2007; Halligan & Zecevic, 2011; Morgan, 2007; Runciman et al., 2008).
researchers have about “how, and what, they will learn”. Researchers ideally end at a
different level of understanding than where they began (Morse & Niehaus, 2009). Stating a
knowledge claim makes it easier to follow the discovery of new knowledge and to validate
(Plano Clark & Creswell, 2011) the findings. This transition in knowledge is usually
relating to the nature of knowledge and reality. Post-positivism and constructivism are
stance or position driving knowledge claims in mixed methods research (Creswell, 2003;
Tashakkori & Teddlie, 2010, 2003; Teddlie & Tashakkori, 2009), claimed to be the “most
useful philosophy to support mixed methods research” (Johnson et al., 2007, p. 121).
Pragmatism was formulated based on the work of late 19th and early 20th century
(1842–1910), George Mead (1863–1931) and John Dewey (1859–1952). Peirce was the
founder of the pragmatism theory, which was developed and formulated in the work of
James and later by Dewey (Rorty, 1982). Peirce, James’s and Dewey’s work led to the
Methodology 47
notion that instead of letting one’s understanding of an idea be driven by a philosophy or
(Johnson & Onwuegbuzie, 2004; Murphy, 1990). Unlike other paradigms or world views
issue, pragmatism focuses on the issue and its consequences to drive the inquiry (Creswell,
2014). Several writers have discussed the development of pragmatism and its use in mixed
methods research (Cherryholmes, 1992; Creswell, 2003, 2014; Johnson & Onwuegbuzie,
2004; Murphy, 1990; Patton, 1990; Rorty, 1990; Tashakkori & Teddlie, 2010, 2003;
Teddlie & Johnson, 2009; Teddlie & Tashakkori, 2009). Pragmatism as a philosophical
research questions and, in turn, drives the choice of method that best addresses the research
problem rather than being restricted by the philosophical underpinning of either (Rossman
& Wilson, 1985; Tashakkori & Teddlie, 2003). While pragmatists have been accused of
falsifying the dichotomy of quantitative and qualitative approaches (Newman & Benz,
1998) and advocate integrating different methods within a single study (Creswell, 2003),
Sieber (1973) argues that just as quantitative and qualitative approaches have strengths,
they also have weaknesses that can be overcome by mixing them in a single study where
they complement each other. Based on the work of Cherryholmes (1992), Creswell (2014),
Johnson and Onwuegbuzie (2004), Morgan (2007), Patton (1990) and Rorty (1990), this
research draws on three characteristics, keeping in mind the risk of over-simplifying the
First, pragmatism neither follows one philosophy nor attains any superiority of a
single assumption. It rejects the duality of assumptions and seeks the middle ground to
draw from the strengths of opposing assumptions, and allows them to complement each
Methodology 48
other’s weaknesses. It sanctions dualism even with opposing assumptions such as
subjectivity and objectivity. As a result, researchers are free to choose what works to best
social and political contexts, among others, shape experiences and beliefs and play an
important role in research. Knowledge is constructed from the reality in which we live.
testing what works and solves the problem, or at least answers the questions at hand.
Third, we are finding a provisional truth, not the ultimate one, and the world is not
in unanimity. In fact, pragmatism assumes there are two worlds, one independent of the
mind and one within the mind. Those two worlds should not be assumed to follow certain
& Tashakkori, 2012). For example, the dialectical position advocates the use of multiple
paradigms within a single study (Greene, 2007). The transformative paradigm advocates
the intertwining of research and politics to transform policies governing the studied issues
(Mertens, 2010). It is too early to think of those positions as separate philosophies, and
pragmatism is still widely respected as the philosophy driving mixed methods research
researchers to use what best addresses their concerns or research problems, whether from
quantitative or qualitative assumptions, methods and procedures. With the great flexibility
Methodology 49
3.1.2. Patient safety and mixed methods research
Quantitative surveys have been the dominant research tool for investigating patient
safety (Guldenmund, 2007; Halligan & Zecevic, 2011; Jackson et al., 2010). Other
methods have been given lower weight compared to quantitative methods (Runciman et al.,
2008). Several authors have argued for the need to combine both quantitative and
qualitative methods and approaches to investigate patient safety (Battles & Lilford, 2003;
Brown et al., 2008; Brown & Lilford, 2008; Guldenmund, 2007; Halligan & Zecevic,
2011; Jeffcott & Mackenzie, 2008; Runciman et al., 2008; Shekelle et al., 2011;
Halligan and Zecevic’s (2011) review of 139 studies of safety culture in health care
finds that only 14 use qualitative approaches. They conclude that surveys should be
colleagues (2008) in their commentary on the epistemology of patient safety. They argue
the need for a pragmatic approach utilising quantitative and qualitative methods along with
retrospective, real-time and prospective designs. Years before these recommendations, the
use of mixed methods was strongly advocated by Battles and Lilford (2003), arguing that
patient safety is a complex issue and single method research cannot identify risks and
hazards. It was suggested that for more understanding of risks in patient safety, methods
The quality of methods and methodologies used in researching patient safety has
concerned the Medical Research Council in the United Kingdom. They argue that patient
safety research is a complex issue that benefits greatly from a pragmatic philosophy and a
mixed methods approach (Brown et al., 2008). Mixed methods research is considered the
best approach as it improves the ability to contextualise findings in complex settings such
as patient safety (Brown & Lilford, 2008). Wahlström and Rollenhagen (2009) argue for a
Methodology 50
connection between people’s attitudes, beliefs and values and the culture of safety in an
issues that can be later investigated in more depth, such as by using semi-structured
interviews.
The current research problem and questions are best addressed by employing mixed
and Creswell (2011), Rossman and Wilson (1985) and Tashakkori and Teddlie (2003), to
unravel the complexity of patient safety culture in operating theatres, in a Saudi Arabian
context.
3.2. Design
3.2.1. Mixed methods designs
As mixed methods research is initially the result of combining quantitative and
qualitative approaches and methods, several combinations have been created and promoted
by researchers. Books and articles have been published about different ways to combine
quantitative and qualitative methods in a single study (Brewer & Hunter, 1989; Cook &
Reichardt, 1979; Miles & Huberman, 1994; Morse, 1991; Rossman & Wilson, 1985). This
plethora of designs has been recognised by several researchers who, in turn, have reviewed
the way that researchers mix their methods (Caracelli & Greene, 1997; Greene et al., 1989;
Morgan, 2007; Östlund, Kidd, Wengström, & Rowa-Dewar, 2011; Rossman & Wilson,
1985).
Greene et al.’s (1989) publication was the first to classify designs based on
reviewing the employed designs of antecedents’ mixed methods research. Based on their
review of 57 empirical mixed methods research studies, they divided the designs into five
categories based on the purpose of the approach. Those categories were: triangulation,
Methodology 51
Table 3.1: Five mixed methods designs
Purpose Rationale
Design
Seeks convergence, corroboration, To increase the validity of constructs
Triangulation
correspondence of results from the and inquiry results by counteracting or
different methods. maximising the heterogeneity of
irrelevant sources of variance
attributable especially to inherent
method bias but also to inquirer bias,
bias of substantive theory and biases of
inquiry context.
Seeks elaboration, enhancement, To increase the interpretability,
Complementarity
illustration and clarification of the meaningfulness and validity of
results from one method with the constructs and inquiry results by both
results from the other method. capitalising on inherent method
strengths and counteracting inherent
biases in methods and other sources.
Seeks to use the results from one To increase the validity of constructs
Development
method to help develop or inform and inquiry results by capitalising on
the other method, where inherent method strengths.
development is broadly construed
to include sampling and
implementation as well as
measurement decisions.
Seeks the discovery of paradox To increase the breadth and depth of
Initiation
and contradiction, new inquiry results and interpretations by
perspectives of frameworks and analysing them from the perspectives of
the recasting of questions or different methods and paradigms.
results from one method with
questions or results from the other
method.
Seeks to extend the breadth and To increase the scope of inquiry by
Expansion
range of inquiry by using different selecting the methods most appropriate
methods for different inquiry for multiple inquiry components.
components.
Source: adapted from (Greene et al., 1989)
As mixed methods research has become more popular, different designs have
emerged. Tashakkori and Teddlie (2003) indicate that more than 40 mixed methods
designs are reported in the literature. Creswell, Plano Clark, Gutmann and Hanson (2003)
identify the most popular six designs. Those fall into two groups, sequential and
concurrent, based on the type and time of data collection and data integration. Those
designs are then classified into two levels, basic mixed methods, and advanced or complex
(Creswell, 2014). The complex designs are mainly combinations of the basic ones. The
three basic designs, explained as the basic elements of research designs in mixed methods,
Methodology 52
are convergent parallel mixed methods design, exploratory sequential mixed methods
The convergent parallel mixed methods design is the most familiar (Creswell,
2014). It uses different methods to confirm that the obtained results are of greater
applicability to diverse populations. Different methods are used to complement each other:
both quantitative and qualitative data about the same dimensions are collected at the same
time and the results are compared and confirmed, which may reveal convergence or
divergence in the results. Both results are integrated at the discussion phase of the study.
The exploratory sequential mixed methods design is most useful for developing
(Creswell, 2014). It is more applicable for research in relatively new fields where
important issues need to be identified. It starts with the collection and analysis of
qualitative data, which influence the development of the quantitative data collection and
analysis. While the results are mainly integrated at the interpretation phase, they also
connect at the earlier stage as the results of the first study inform the data collection in the
second phase.
sequential mixed methods design which is considered the most straightforward of the
mixed methods research designs (Creswell et al., 2003). It is characterised by the use of a
quantitative data collection and analysis phase followed by an in-depth qualitative data
collection and analysis phase; the latter is used to gain more understanding of the
significant issues raised in the former. The strength of this design is that it provides an in-
depth understanding of unexpected issues or significant differences that are raised from
investigating the general population of the study. In a fashion similar to the exploratory
sequential design, the results of the first study inform the second study and the main
integration of the results takes place in the interpretation phase. This design has been
Methodology 53
advocated as applicable to fields dominated by the quantitative approach and methods
design was chosen as the best approach to investigate the research problem at hand. It was
used to guide the process of collecting and analysing the data and present the results and
findings. Plano Clark and Creswell (2011) argue that mixed methods research is
challenging and designs should be used based on their specific advantages. The
explanatory sequential mixed methods design was employed for this study because it is
more applicable for fields dominated by quantitative research (Creswell, 2014). Patient
safety research has been dominated by surveys (Battles & Lilford, 2003; Guldenmund,
2007; Halligan & Zecevic, 2011). This design builds on what others have achieved using
Methodology 54
surveys and provides more understanding, through semi-structured interviews, of
significant issues. In other words, it allows different methods to complement each other. It
uses the survey to identify significant issues or certain groups from the general population
of the study. It then uses the interviews to provide more understanding of those issues
(Figure 5).
Plano Clark and Creswell (2011) identify four aspects of design in mixed methods
quantitative and qualitative methods and results; b) the priority of the methods; c) the
Interaction
This aspect is concerned with the level of interaction between quantitative and
qualitative data collection, analysis and results. Both studies may be totally separate from
each other until the interpretation of the results, as in convergent, parallel mixed methods
design, or they could have earlier interaction. For this study there were two stages at which
interaction occurred: at the formation of the second study, as it was informed by the results
of the first study; and at the stage of interpretation, where both sets of result were
integrated. This was a consequence of the nature of the employed design where the second
Priority
Priority relates to the emphasis or relative weighting given to the quantitative and
qualitative components of the study. The priority could be equal or weighted towards one
over the other. In this study, both quantitative and qualitative components have equal
weighting and priority. They both took almost the same amount of time to plan, conduct
Methodology 55
Timing
Timing is concerned with when various methods are employed within research. A
concurrently. If collected sequentially, which method comes first? The study used
sequential implementation, with the quantitative data collected and analysed in the first
phase followed by the qualitative data being collected and analysed in the second phase.
Integration
This aspect refers to the synthesis or mixing of data, which might occur at any stage
of the research: during data collection, analysis or at the interpretation of results. Both
quantitative and qualitative data were collected and analysed separately in this study.
Integration took place at the level of the interpretation of results. As has been noted, the
results of the first phase informed the second phase’s data collection; this is considered
Semi-structured Integration
Survey interviews
Data collection and Data collection and Discussion
analysis analysis
Figure 5: Sequence and weight of methods used in the current study employing explanatory
sequential mixed methods design.
Methodology 56
3.3. Summary
In this chapter, it is argued that mixed methods design, underpinned by pragmatism,
is the most appropriate approach to explore complex topics such as safety culture. This
study was designed to collect two sets of data, survey and interviews, in an effort to get a
broad and deep understanding of safety culture in operating theatres in Saudi Arabia.
Methodology 57
Chapter 4: Methods
This chapter presents the methods used for data collection and analysis for both
phases of the study. It is divided into two sections: the first section introduces the
quantitative method (survey) used for the first phase and the second section presents the
exploratory studies such as this one where the researchers are interested in participants’
opinions of the safety climate in operating theatres (De Vaus, 2001; Nardi, 2003). A cross-
sectional design involves the collection of data once at a certain point in time (Polit &
because it permits systematic comparison and aggregation of results (De Vaus, 2001).
Using the same instrument to collect data from multiple cases is the basis of the analysis of
cross-sectional designs.
gather the required information from a large number of participants in a cost-effective and
timely manner (Gorard, 2003). They are easy to implement, especially in large studies (De
Vaus, 2001) and Gorard (2003) claims, enhance the confidentiality and anonymity of
respondents, while the absence of the researcher encourages truthful answers. Nardi (2003)
Methods 58
summarises four advantages of using self-administered questionnaires as follows: 1)
measuring issues with numerous variables; 2) measuring variables that are not usually
that are highly sensitive and difficult for participants to discuss openly.
administered questionnaires (De Vaus, 2001). These can be avoided with careful design
and testing of the questionnaire to be used (by pilot testing and expert consultations). A
low response rate is the main drawback of self-administered questionnaires; however, well-
designed questionnaires usually have almost the same response rate as other data collection
methods (Dillman, 2000; Gorard, 2003). Given that the design of the questionnaires plays
an important role in the response rate and the results’ accuracy, it was carefully considered.
carefully designed to elicit answers the research questions and went through several stages
of preparation. After deciding on the field of study and research questions, the patient
safety climate was critically reviewed. Other questions that were expected to assist in
answering some of the fundamental research questions were added. All questions were
continuously revised. Permission to modify and use the SAQ was sought from one of the
authors of the original climate, namely R. Helmreich (2011), and was granted via email.
When agreement was reached on the final elements of the questionnaire, a rigorous process
of translation was conducted. Subject, field, research and linguistic experts were consulted
on the final version of the questionnaire. Finally, the questionnaire was pilot tested.
Comments from the research supervisors, field and language experts and the pilot test were
encouraged, and suggestions were incorporated. The questionnaire went through the stages
Methods 59
4.1.4. Research questionnaire design
The final version of the questionnaire consisted of four parts: demographic
majority of the questions were taken from the SAQ and others were added as required by
the research questions and research focus as detailed in the following sub-headings
(Appendix 1).
Demographic information
This part consisted of the basic demographic information: gender, age, nationality,
language spoken at home, job, years of professional experience, and years of experience in
The safety climate from the SAQ was used in this part. It consists of a 30-item scale
intended to measure six dimensions: teamwork climate (6 items), safety climate (7 items),
Eight new elements were added to this section, mainly to explore the effects of the
local culture on the safety culture in operating theatres. The researcher’s experience in
those issues. Two items addressed gender; three addressed cultural difference; one
addressed working consecutive night shifts; one addressed communication of new policies;
Methods 60
Quality of communication ratings
This question asked each respondent to indicate the quality of communication
experienced with other professionals in performing their most recent surgical procedure.
cleaners), ward nurses, recovery personnel, ICU personnel and others that respondents
might recommend. The respondents were given six responses to rate the quality of
communication: very low, low, adequate, high, very high and not applicable, in light of the
fact that not all types of operation required all of those professions to attend.
This question was based on a modified version of the SAQ. One question originally
pertained to the rating of communication and collaboration. This was seen as a dual and
possibly confusing question; communication and collaboration are important but separate
working alone, or a great team member with limited communication skills. This was
reworded to focus on the quality of communication. Another question asked about the
quality of communication and collaboration within a certain profession but did not specify
a time limit. It was changed to specify communication in the latest surgery, given that the
teams in operating theatres are dynamic. Specifying the quality of communication in the
latest surgery created the need for another category of responses – not applicable – as it
could not be assumed that communication would be carried out with all the listed
Open-ended questions
Two open-ended questions were added to the questionnaire. One question asked
about the effect of Saudi culture on patient safety, in the hope of exploring aspects of Saudi
culture that members of a multinational staff might believe affect patient safety. The other
question asked about ways to improve patient safety in the respondents’ workplace based
Methods 61
on their experience. In addition to those two questions, the respondents were given space to
Respondents were given five choices: failing, poor, acceptable, good and excellent. This
the next sub-section, “Translation”). A question was added asking respondents to indicate
the language they used in answering the questionnaire. This question was added to assess
Translation
The data were collected in an Arabic-speaking country. English is used in Saudi
Arabia as a second language, mainly by multinational workers who do not speak Arabic
(Walston et al., 2010). The official language in the MOH’s hospitals is English; however,
Arabic can be spoken only (Tumulty, 2001). The questionnaire (in English language) was
translated into Arabic, and both versions were incorporated into a single form. This was
done to accommodate the majority of the research population and to convey a sense of
cultural understanding and sensitivity to the respondents. The questionnaire went through
rigorous translation and validation. The research supervisors were consulted at every step
of the validation and their comments were integrated into the final draft.
The researcher translated the final English language of the questionnaire into
Arabic. The researcher’s mother tongue is Arabic and he speaks English fluently, and has
Methods 62
version of the questionnaire was then back-translated into English by two field experts and
The first expert has worked in the operating theatres of different hospitals in Riyadh
for more than 18 years. His native language is Arabic and he speaks English fluently. He
earned undergraduate and graduate degrees from English-speaking countries and was
completing his PhD in Australia at the time of translation. The second expert has worked in
operating theatres in several hospitals in Riyadh for more than 11 years. His native
language is Arabic and he speaks English fluently: his undergraduate degree was obtained
in Australia. He earned a Master’s degree in quality and safety from Saudi Arabia. At the
time of translation he was working in the Quality and Safety Department in a large hospital
in Riyadh. This role gave him broad knowledge about research in safety in Saudi Arabia to
The Arabic version of the questionnaire was sent to each expert for back-translation
into English. After receiving the back-translation, the translator’s comments were
investigated and the questionnaire modified accordingly. Both English and Arabic versions
of the final questionnaire were returned to each expert for review, and their feedback was
Saudi national lecturing at a Saudi university. He received his PhD from a university in
Australia and had expertise in English–Arabic translations. As with the field experts,
comments from the linguistic expert were discussed with the supervisors and changes were
made as needed.
Both Arabic and English versions of the questionnaire were incorporated into a
single form. English is written from left to right: Arabic is written from right to left. The
researcher took advantage of this distinction by reserving the left half of the page for
English questions and the right side for the same questions in Arabic. In other words, both
Methods 63
Arabic and English versions of each question are on the same line of the page with only
one possible answer for each question. To prevent the respondents from becoming
confused and replicating their answers, only one space (or choice) was provided for each
question. This was arranged by using the centre of the line for the possible answer on the
five-point Likert scale, regardless of whether the respondent read it in English or in Arabic.
Therefore, if a respondent was reading an item in English, the choices lay just after the
item, and the same for respondents who read the same item in Arabic (Appendix 1).
Combining English and Arabic in the same form ensured that a respondent did not
answer two questionnaires and corrupt the data. In addition, it made the distribution of the
questionnaires easier.
Pilot test
The final questionnaire was pilot tested in a hospital in Riyadh City. The pilot
respondents included three surgeons, three anaesthetists, three nurses and three anaesthesia
technicians. A minimum of one male and one female from each group was included in the
pilot to reflect the settings where data were collected. The researcher also made sure that at
least one member of each group answered in Arabic and one in English. The researcher
asked each respondent to keep track of the amount of the time taken to complete the
questionnaire. The researcher then sat with each respondent and asked about the clarity and
difficulty of the questions and how well they were understood. Their comments were
considered and changes were made where necessary. This process was to ensure that there
addition, the researcher wanted to make sure that the questions were easy to understand for
all respondents.
Methods 64
4.1.5. Research population
This study targeted health care workers in operating theatres at the MOH’s general
hospitals in Riyadh City. At the time of data collection, the MOH managed two medical
cities, two general hospitals and one women’s and children’s hospital in Riyadh City
(Table 4.1).
The study was designed for those professionals who could be expected to attend
each operation, in order to obtain more generalisable results. Each operation usually has a
minimum of one surgeon, one anaesthetist, one anaesthesia technician and two operating
theatre nurses (including surgical technicians). These four groups were the target
surveyed. For this study, the entire population was included in order to compare groups.
Before the collection of the data, the number of possible participants was obtained from
each one of the targeted four departments in each hospital. The total population of the
study was 1,068 potential respondents in the targeted hospitals. Surgeons represent 36.2%
Methods 65
(n = 387) and nurses 42.8% (n = 457). Anaesthetists and anaesthesia technicians
represented 10.1% (n = 108) and 10.9% (n = 116) of the study population, respectively.
section 4.1.8 for details about ethics), the researcher approached each head of department
With the consent of the department head, the researcher was introduced and given 5-10
minutes at the end of the weekly departmental meeting to talk about the study. The
researcher introduced the study, the questionnaire and the participation process, and
distributed the questionnaire to all attendees. Each prospective participant was given a
questionnaire, information sheet and a return envelope. Each department head was asked to
have the completed questionnaires returned to the department secretary. The secretaries
were asked about the number of prospective participants who had not attended the
meeting; these people were sent a copy of the questionnaire and the information sheet, and
Two reminders were provided two weeks apart. As with the distribution process,
the researcher was given three minutes at department meetings to encourage participation
and to thank the respondents who had returned the questionnaires. Each department head
was also asked to encourage faculty participation. Questionnaires were not given out in the
reminder meetings to prevent anyone from returning more than one questionnaire.
researcher entered and checked all of the data for outliers and missing values. The
Methods 66
1. Any case with more than two missing values on the same dimension of the
safety climate was excluded from the analysis for that dimension.
2. Any case with two dimensions not analysed was deleted from the data set.
were presented descriptively; whereas, the original scale, new items and quality of
communication ratings were subjected to inferential testing. Different inferential tests were
introduced and discussed in the results chapter (chapter 5) whenever they were used.
Answers to the open-ended questions were analysed using NVivo version 9 (QSR
International Pty Ltd., 2012). Responses to each question with the respondent’s gender,
age, profession and site were entered into the program for analysis. Themes were extracted
complied with their specifications (Appendices 2 and 3). The researcher also anticipated
the ethical challenges that could arise during the course of the study and prepared a
The study was anonymous and responses were linked only to the department, not to
was voluntary and a participant information sheet (PIS) accompanied each questionnaire.
The PIS explained the study and its ethical considerations (Appendix 1).
participate according to the information outlined in the PIS, and that they could withdraw
from the study at any stage without any consequences. The participants were also informed
Methods 67
of what was required of them. The researcher’s contact details were included in case
participants needed to discuss any issue concerning the study. Although the study was low
risk, possible associated risks were anticipated and counselling contacts were obtained, to
be provided if needed.
The data were kept secure, with access limited to the researcher and his supervisors
to protect the privacy of the participants. Hard copies of the data were stored in a secured,
locked cabinet. Soft copies were kept in password-protected computers. The data will be
kept for five years after which they will be destroyed according to the governing
guidelines.
the second phase of the study. Qualitative research is interpretive, emergent and evolving,
taking place in natural settings and focusing on context by employing different methods in
a humane way (Rossman & Rallis, 2003). It is concerned with deep understanding of social
issues that affect the social context and human interactions and behaviours (Creswell,
understanding how people interpret their experiences, how they construct their worlds, and
what meaning they attribute to their experiences”. Maxwell provides a similar definition by
research that is intended to help you better understand (1) the meanings and
perspectives of the people you study—seeing the world from their point of view,
rather than simply from your own; (2) how these perspectives are shaped by, and
shape, their physical, social, and cultural contexts; and (3) the specific processes
Methods 68
that are involved in maintaining or altering these phenomena and relationships.
(2012, p. viii)
It is difficult to define qualitative research. Denzin and Lincoln (2011) argue that
qualitative research than to define it. Marshall and Rossman (2011, p. 2) provide one of the
researcher as a primary tool or instrument (Creswell, 2013; Hatch, 2002; Lincoln & Guba,
1985; Marshall & Rossman, 2011). This intensifies the importance of the role that the
researcher plays in all elements and processes of qualitative research. The subjectivity of
this type of research necessitates the establishment of the concept of trustworthiness (Cho
& Trent, 2006; Lincoln & Guba, 1985). Trustworthiness is discussed at the end of this
section after the presentation of the method used to collect and analyse qualitative data.
Qualitative research methods are defined by Schensul (2012, p. 85) as “the tools
qualitative researchers use to investigate their research topic and construct their argument
and the decisions they make as to how to use those tools and with whom”. The tools share
characteristics that have been discussed in the methodology and methods literature: they
include settings, sampling, methods of data collection and analysis, ethical considerations
Semi-structured interviews
Individual semi-structured interviews in a private room at the participants’
workplaces were the main method used for the collection of qualitative data. Semi-
structured interviews are seen as a suitable method for collecting data as they enable
Methods 69
participants to elaborate on issues that are raised. Participants were asked to reflect on the
issues in their own words, which provided more credibility and face validity for the data.
(Green & Thorogood, 2004, p. 79) and as “literally an inter view, an inter change of views
between two persons” (Kvale & Brinkmann, 2009, p. 2). Patton (2002) indicates that there
are three types of interview, ranging from unstructured or conversational to very structured
or standardised. Between these polar opposites lies the semi-structured interview (pp. 341–
qualitative research, and specifically in qualitative health research (Green & Thorogood,
2004; Marshall & Rossman, 2011). They are seen as cooperation between the researcher
and the participant. While the researcher brings certain topics to the interview for
discussion, the participant’s responses actually determine the type and relative importance
of the constructed knowledge (Green & Thorogood, 2004). Semi-structured interviews are
used to acquire respondents’ perceptions and reflections on certain topics which guide the
interviews (Merriam, 2009) They are progressive in nature, and new questions and topics
2006); this characteristic was considered important for the second phase of this study. As
each interview progressed, new questions emerged that helped in developing more
As this part of the research was influenced by the first phase, open-ended questions,
which were guided by the results of the first component, were used. The interviewer used
topics to explore some of the issues that the interviewee mentioned in the course of the
interview.
Only one interview was conducted with each participant. The interviews were face-
to-face and lasted an average of 45 minutes. The interview guide consisted of core
Methods 70
questions to allow respondents to explain their views and experiences, and prompt
questions used to explore more of the discussed points (Appendix 4). Participants’
interpersonal elements (e.g., whether they were relaxed, not feeling well, nervous, or not
willing to share their experiences) were noted. Notes were taken during and after the
interview and were used in the analysis process. The researcher also kept a reflective
journal throughout the process of data collection and analysis. A digital audio recording
device was used to record the interviews, with a second recording device as a back-up.
Interviews were conducted in English, the official language used in MOH hospitals.
The researcher started the interview by introducing himself and the study. He then
went through the consent form, reading and explaining each element. This was done to
make sure that the respondents had understood the consent form and any concerns could be
addressed. Once the participant was satisfied and willing to take part, the consent form was
signed and obtained by the researcher. At the end of the interview, the researcher recapped
the issues that had been discussed to confirm his understanding of the participant’s point of
view. This was done to increase the rigour of the study as the researcher confirmed his
The study employed the saturation process to decide the number of participants:
interviews continued until there was no new information uncovered in new interviews
(Charmaz, 2006).
improving the trustworthiness and rigour of a study. However, because of the exploratory
nature of qualitative research, researchers may enter the field without knowing the sample
or having a solid sampling strategy (Marshall & Rossman, 2011). Employing the mixed
Methods 71
methods approach, where the first phase informs the second one, helps in the choice of
sample and sampling techniques. In addition, the choice of the sample and sampling
Stratified purposive sampling was used for the qualitative phase. This procedure
had two parts, as its name implies: stratified and purposive. While the first phase of the
study targeted all the operating theatre personnel in anaesthesia and surgery, the results
indicated that responses from one group, namely surgical nurses, were statistically
significantly different from other groups. The sample for the second phase of the study was
stratified to include only this group. Stratification was considered important to focus on the
group that could best enrich the study about basic cultural assumptions, as informed by the
results of survey.
issues under investigation (Burns & Grove, 2005; Patton, 2002). Nurses with a minimum
of one year’s experience in operating theatres were thought to be able to reflect on the
Within the purposive sampling framework, the critical case sampling approach was
knowledge about the relevant issues (Patton, 1990). One of the advantages of critical case
sampling is the transferability of the constructed knowledge to other cases (Miles &
Huberman, 1994). The results of the first phase, following the explanatory sequential
mixed methods research design, helped in identifying suitable critical cases for the second
phase of data collection. It was used as magnifying lenses to identify participants for the
second phase. Non-Saudi female nurses who did not speak Arabic, the Saudi Arabian
national language, with a minimum experience in Saudi Arabia of one year, were chosen
from two sites as the critical cases for the second phase.
Methods 72
The non-Arabic-speaking female nurses had not been raised in Saudi Arabia and
had not been exposed to Saudi culture until later in life; their understandings were not
shaped by Saudi culture. Nevertheless, they were expected to have had time to experience
and immerse themselves in all levels of cultures (national, organisational and safety), and
could describe and discuss them. They could reflect on their first experience of the national
culture and also on their experience of it after they had lived within it for a year or more. In
addition, they could describe the organisational and safety cultures as both outsiders
(reflecting on their experiences) and insiders (as being part of that organisation). The
had been working in the operating theatres for at least one year.
Ethical considerations
It was mentioned in every application to the ethics committees in the first phase
study that there would be a second phase study. Before the commencement of the second
phase, ethics approval was sought from all concerned ethics committees (n = 4). Two
ethics committees granted extensions to the initial approval after revision of the second
phase application; the other two granted new approvals (Appendix 3).
participants in the creation of knowledge (Lincoln, 2009). Studies are usually conducted
according to ethical codes and approvals from institutional review boards or human
research ethics committees. Guillemin and Gillam (Guillemin & Gillam, 2004, p. 263)
former indicates the codes of ethics that are presented by organisations and ethics
committees. The latter is more concerned with the practice of researchers and the handling
Methods 73
of any dilemmas that they face in the field. Despite minor variations between the ethics
codes, most overlap on two main principles: informed consent, and confidentiality and
privacy. The researcher was aware of both types of ethics and strove to conduct the
research in an ethical manner at both levels. Close supervision also helped in achieving this
ethical conduct.
Informed consent
Almost all texts on method discuss informed consent as a principal ethical
obligation (Christians, 2011; Piper & Simons, 2005). Polit and Beck (2004, p. 151)
indicate that “informed consent means that participants have adequate information
regarding the research; are capable of comprehending the information; and have the power
of free choice, enabling them to consent voluntarily to participate in the research or decline
participation”. The study’s consent form included most of the ethical issues that needed to
The principle of minimising risk for the participants by making them aware that
participation was voluntary and they could withdraw at any time without any
consequences.
The contact details of the researcher and his supervisors, provided for any
phases of data collection, analysis and presentation. Several steps were taken to ensure best
practice:
Methods 74
All identifying information of participants and non-participants was removed
The researcher received close guidance and supervision from his research
4.2.3. Recruitment
After gaining the proper ethics approval, the heads of departments in each of the
targeted hospitals were contacted to facilitate the recruitment process. The process was
much easier in this phase as it followed contact with potential participants in the first phase
data collection. As in the first phase, the researcher targeted the departments’ regular
meetings to provide an overview of the study and encourage the nurses to participate. The
researcher concisely explained the nature of the study and the interviews, never exceeding
five minutes in length. Importantly, the researcher indicated what was required from
potential participants. At the end of the presentation, cards with the researcher’s name and
contacts (phone number and email address), and the research topic, were handed to
interested parties who might like to contact the researcher at a later time. After the
presentation, the researcher stayed for the remainder of the day in the operating department
and made himself available for inquiries and discussion. He met potential participants and
elaborated about the study and the process of participation. These participants might have
contributed to the surveys collected a year before, but this was not known to the researcher.
Methods 75
The nursing management in the operating theatre provided a convenient and private
office in which interviews could take place. The schedule of the interviews was agreed
between the participant, the researcher and the nursing management in the operating
department. It included providing the office for the whole interview based on the schedule
of interviews, and relieving the participant from duties for the duration of the interview.
collectively, to identify the significant issues on a certain topic (Green & Thorogood,
2004). The conduct of the thematic analysis starts concurrently with the data collection.
Several books have discussed this process, in particular Creswell (2014, pp. 196–201) and
Marshall and Rossman (2011, pp. 209–221), whose ideas shaped the analysis undertaken
by the researcher.
First the data were transcribed and checked against the recordings in order to
prepare them for analysis. Then the researcher spent time reading and immersing himself
in the data, keeping a journal to record formative ideas and analyses. After that, the
researcher started the coding process on hard copies of the transcribed interviews. It was at
this level of analysis that he started to classify chunks of the texts into shorter and
meaningful codes. The researcher kept writing memos as he continued the coding process.
At the end of the coding, the researcher entered the data into NVivo software and recoded
the text electronically, based on the hard copy coding system. This last step helped the
researcher to confirm the coding process and immerse himself in the newly developed
codes. New assumptions were developed and recorded in the research journal. Themes and
categories developed more and more with each iteration. Next, the researcher worked with
the extracted codes, the results of the first study and the theoretical framework, to
Methods 76
conceptualise, describe and connect themes as they emerged. This helped to form themes
that were strongly connected and reflected the basic assumptions of the organisational and
safety cultures. The process did not end when the themes were formed: the researcher went
back to the codes, categories and themes and investigated their connectivity. Then themes
were merged or split, based on their strengths and their place in the whole thematic
structure. Finally, the researcher interpreted the themes and linked them to each other and
to the whole study: that is, the first phase’s results and the theoretical framework.
Each step involved data reduction. The research journal was used to add new
entries and was continually referred to by the researcher. The research supervisors were
consulted at each step of the analysis and provided invaluable guidance and discussion. A
coding process: each supervisor and the researcher coded the text and then a comparison
was made to check the credibility and dependability of the researcher. Supervisors also
checked the codes’ connectivity to the themes after these had been formed; and the themes’
Trustworthiness
In their iconic book Naturalistic Inquiry, Lincoln and Guba (1985) discuss the
trustworthiness that should be applied in all qualitative research inquiries. Despite criticism
and attempts to develop other elements (Cho & Trent, 2006), those four are still the main
those elements and their applicability to the current research based on the original work of
Methods 77
Credibility
Credibility is a qualitative term that is concerned with the truthfulness and the level
of confidence in our findings and interpretations (Lincoln & Guba, 1985). The credibility
of findings is established when human experiences are described as lived and perceived by
the participants to the point where such descriptions are recognised immediately by others
who share similar experiences (Sandelowski, 1986). Krefting (1991) argues that credibility
is the most important principle of qualitative research assessment. This importance is based
on the assumption of the existence of multiple realities that need to be presented accurately
findings helped in careful planning and conduct in the current study. Interviews with the
participants allowed them to express their views freely. Recordings and transcripts helped
the researcher to immerse himself in and become familiar with those perceptions and
views; keeping a research journal also helped in organising and understanding them.
Transferability
Transferability refers to the applicability of the research findings to other contexts
description for others to compare contexts and decide on relevance (Lincoln & Guba,
1985). In this thesis the researcher has tried to provide as many details about the study and
the settings as possible so readers can have a clear picture of the research settings. With the
details presented the reader should be able to apply the research findings to similar sittings,
Dependability
Dependability refers to the stability of findings over time (Sinkovics & Ghauri,
Methods 78
different investigator (Lincoln & Guba, 1985, p. 317). The research supervisors acted as
auditors throughout the research. They provided critical comments that improved the
Conformability
Conformability refers to the fact that the findings were engrained in and reflective
dependability, the supervisors audited the work and maintained conformability during all
phases of the research. Keeping a reflexive journal during data collection and analysis also
helped in documenting all the steps of the research, which made it easier to go back and
4.3. Summary
In summary, this chapter has presented both the quantitative and qualitative
methods that were used to collect, analyse, interpret and present the data from both phases
of the study. It presented the sample, the sites and the data collection process for each
Methods 79
Chapter 5: Survey Results
This chapter presents the results from the survey, the first phase of the study. It
starts by outlining the response rate and the demographic information of the respondents.
Next, it presents the descriptive and inferential results of the safety climate and the rating
of the quality of communication between professional groups. Finally it presents the results
questionnaires that were returned by the end of the data collection period (Table 5.1). The
response rate from each site ranged from 52.1% to 70.9% and the response rate from each
Returned questionnaires were screened for eligibility for analysis. This screening
resulted in the exclusion of 10 questionnaires from the returned 659 questionnaires due to
incompleteness. Ultimately, 649 (60.8% response rate) of the responses were valid. A
Survey Results 80
response rate of more than 60% is considered good (Babbie, 2010) and is recommended
and experience is reported in Table 5.2. More than half of the respondents were female (n
= 345, 53.2%), and that all the professions were male-dominated except for nursing. The
majority of respondents were younger than 39 (n = 408, 62.9%); the majority of surgeons
and anaesthetists were aged between 30 and 49 (n = 158, 61.7%). Due to the low number
of respondents in the oldest group, over 60 (n = 13.2%), this group was merged with the
closest group, 50–59 years (n = 82, 12.6%), into a new group called over 50 years old
(50+). The new category included 95 respondents (14.6%). As a result, the age groups
frequently indicated nationalities. When the results were classified by profession, some
nationality clusters were evident: for example, nurses were predominantly either from the
Philippines or India. The other three professional groups were mainly from Arabic nations.
To quantify the nationalities and for ease of analysis, the nationalities were
1. Saudis: local professionals from Saudi Arabia, who are most familiar with
Saudi Arabia, but who might not be familiar with some patients’ customs and
Survey Results 81
3. Others: professionals not from Saudi Arabia or from Arabic-speaking countries,
who are less familiar with the culture and the language than their Arabic and
Although Arabs can speak the same language, they are not necessarily familiar with some
of the cultural customs and assumptions. The other professionals add another dimension
In addition to nationality, the respondents indicated the language they used in their
homes. Several languages were indicated, which were grouped into three main categories:
Arabic, English, and neither Arabic nor English. The first included those professionals who
spoke the language of the host country in their homes. The second included those
professionals who spoke the official language spoken in hospitals in their homes; it also
included respondents who indicated that they spoke English and another language at home.
The third category included all the professionals who indicated speaking their native
language—neither Arabic nor English—at home. Table 5.2 indicates that the majority of
Despite many respondents indicating that they had more than 10 years of
experience (n = 287, 44.2%), the majority indicated that they had spent less than six years
(n = 467, 72%) at their current hospitals at the time when the data were collected (Table
5.2). Almost three-quarters of the respondents (n = 467, 72%) had worked at their hospitals
for six years or fewer. Actually, almost half of the respondents had worked in the hospital
in which data were collected for three years or fewer (n = 315, 49.1%). Generally
respondents tended to have more years of experience in their profession than tenure in their
Survey Results 82
Table 5.2: Summary of key demographic information classified by respondents’
professions
Variable Surgeons Anaesthetists Nurses Anaesthesia Overall
technicians
N (%) N (%) N (%) N (%) N (%)
Gender (missing n = 4; 0.6%)
Female 54 (26.1) 11 (22.4) 265 (83.9) 11 (16.2) 345 (53.2)
Male 153 (73.9) 38 (77.6) 51 (16.1) 57 (83.8) 300 (46.2)
Age (missing n = 6, 0.9%)
< 30 34 (16.4) 6 (12.2) 115 (36.4) 27 (39.7) 182 (28.0)
30–39 67 (32.4) 13 (26.5) 116 (36.7) 27 (39.7) 226 (34.8)
40–49 63 (30.4) 15 (30.6) 49 (15.5) 12 (17.6) 140 (21.6)
50–59 38 (18.4) 9 (18.4) 33 (10.4) 2 (02.9) 82 (12.6)
60 + 4 (1.9) 6 (12.2) 3 (0.9) 0 (0.0) 13 (2.0)
Nationality (missing n = 34, 5.2%)
Saudi 69 (33.2) 9 (18.4) 63 (19.9) 50 (73.5) 191 (29.4)
Philippines 0 (0.0) 1 (2.0) 112 (35.4) 0 (0.0) 113 (17.4)
India 6 (2.9) 5 (10.2) 85 (26.9) 2 (2.9) 98 (15.1)
Egypt 46 (22.2) 12 (24.5) 7 (2.2) 3 (4.4) 68 (10.5)
Syria 20 (9.7) 7 (14.3) 5 (1.6) 2 (2.9) 34 (5.2)
Sudan 18 (8.7) 1 (2.0) 4 (1.3) 2 (2.9) 25 (3.9)
Other* 43 (10.2) 10 (20.4) 21 (6.6) 8 (11.6) 86 (13.3)
Language spoken at home (missing n = 23, 3.5%)
Arabic 173 (83.6) 36 (73.5) 84 (26.6) 66 (97.1) 359 (55.3)
English 10 (4.8) 6 (12.2) 70 (22.2) 1 (1.5) 87 (13.4)
Other$ 21 (10.1) 7 (14.3) 151 (47.8) 1 (1.5) 180 (27.7)
Tenure (missing n = 8, 1.2%)
< 1 yr. 53 (22.4) 11 (22.4) 49 (15.5) 9 (13.2) 122 (18.8)
1–3 yrs. 50 (24.2) 18 (36.7) 109 (34.5) 15 (22.1) 193 (29.7)
4–6 yrs. 42 (20.3) 8 (16.3) 82 (25.9) 19 (27.9) 152 (23.4)
7–9 yrs. 23 (11.1) 4 (8.3) 48 (15.2) 18 (26.5) 96 (14.8)
10 + yrs. 37 (17.9) 7 (14.3) 27 (8.5) 7 (10.3) 78 (12.0)
Experience (missing n = 7, 1.1%)
< 1 yr. 15 (7.2) 1 (2.0) 17 (5.4) 6 (8.8) 39 (6.0)
1–3 yrs. 28 (13.5) 7 (14.3) 36 (11.4) 10 (14.7) 81 (12.5)
4–6 yrs. 23 (11.1) 6 (12.2) 82 (25.9) 12 (17.6) 123 (19.0)
7–9 yrs. 35 (16.9) 5 (10.2) 51 (16.1) 21 (30.9) 112 (17.3)
10 + yrs. 105 (50.7) 105 (59.2) 129 (40.8) 19 (27.9) 287 (44.2)
* Number of participants from other nationalities (n = 22 other nationalities not reported here)
$
Indicates native languages other than Arabic or English.
Survey Results 83
350
300 287
250
193
200
152 Tenure
150 122 123 112 Experience
96 78
100 81
39
50
0
<1 year 1 to 3 years 4 to 6 years 7 to 9 years 10 + years
Figure 6: Comparison of the number of respondents in each tenure and experience group
Each questionnaire was written in both Arabic and English and the respondents
were asked to indicate which language they used to answer the questions. More than half
indicated that they answered in English (n = 355, 54.7%). Another 267 respondents
answered in Arabic (41.1%). Twenty-seven respondents did not indicate which language
Almost half indicated that the overall grade was good (n = 310, 47.8%), and 218
respondents indicated that it was excellent (33.6%), on a 5-point Likert scale ranging from
failing to excellent. Overall patient safety in their department was considered acceptable by
93 respondents (14.3%). Twelve respondents (1.8%) indicated it was poor and only one
chose failing (0.2%). Table 5.3 shows how each professional group rated the overall
patient safety at their hospitals. The overall mean was 4.2 (standard deviation [SD] = 0.75).
The lowest means were found in surgeons ( = 4.04, SD = 0.70) and nurses ( = 4.13, SD
= 0.79).
Survey Results 84
Table 5.3: Number (and percentage) of respondents’ ratings of overall patient safety based on
profession
Response Surgeons Anaesthetists Nurses Technicians Total
n (%) n (%) n (%) n (%) n (%)
Failing 0 (0.0) 0 (0.0) 1 (0.3) 0 (0.0) 1 (0.2)
Poor 5 (2.4) 1 (0.3) 6 (1.9) 0 (0.0) 12 (1.8)
Acceptable 31 (15.0) 5 (10.2) 54 (17.1) 2 (2.9) 93 (14.7)
Good 119 (57.5) 21 (42.9) 136 (43.0) 31 (45.6) 310 (47.8)
Excellent 49 (23.7) 21 (42.9) 108 (34.2) 35 (51.5) 218 (33.6)
Mean 4.04 (0.70) 4.29 (0.74) 4.13 (0.79) 4.49 (0.56) 4.15 (0.75)
(SD)*
Note: * Responses were given values (failing = 1, poor = 2, acceptable = 3, good = 4 and excellent
= 5) to calculate the mean and standard deviation.
though there were slightly more female respondents than male respondents, all the
professions, except nursing, were male-dominated. More than half of respondents had
Arabic origins and spoke Arabic; more than three-quarters of nurses were from non-Arabic
origins.
While most respondents were younger than 39, the majority of surgeons and
anaesthetists were between the ages of 30 and 49. Most respondents had more than 10
years’ experience in their professions, but about half had been working at their hospitals
for fewer than three years at the time of data collection. Most respondents believed that the
survey. The original scale included six dimensions (30 items) that had been
psychometrically tested and validated (Sexton et al., 2006a), and eight new items. The
Survey Results 85
reliability test was presented and followed by a confirmatory factor analysis for the
previously tested subscales. Exploratory factor analysis was conducted for the new items.
coefficient alpha which takes a value between 0 and 1; higher values indicate higher
reliability. Nunnally (1978, p. 245) argues that acceptable values of Cronbach’s alpha vary
depending on the scale’s purpose, but should not be less than 0.7. George and Mallery
(2003, p. 231) indicate that the level of internal consistency could be described as excellent
if values are above 0.9, good if between 0.8 and 0.9, acceptable if above 0.7, questionable
Cronbach’s alpha for the original scale (30 items) in the current study was 0.88,
which indicated that the scale had very good internal consistency. The original scale
consisted of six dimensions or subscales that were tested individually. All dimensions were
found to have acceptable (above 0.70) to good (above 0.80) values except for the
Cronbach’s alpha tends to be lower in scales with fewer than 10 items (Nunnally,
1978). In this case, inter-item correlation was investigated and found to be 0.17, which was
below the recommended cut-off level of 0.2 (Briggs & Cheek, 1986, p. 115). Cronbach’s
alpha correlation value increased to 0.57 when item #7, “hospital management does not
knowingly compromise the safety of patients”, was deleted. The inter-item correlation
mean also increased to 0.32. The structure of the dimension in terms of its constituent
Survey Results 86
Table 5.4: Alpha correlation for each dimension
Dimension Number of items Alpha coefficient Mean inter-item
correlation
Teamwork climate 6 .76 .364
Safety climate 7 .71 .275
Job satisfaction 5 .75 .366
Stress recognition 4 .82 .539
Perception of 4 .44 .174
management 3* .57 .324
Working conditions 4 .73 .407
Multicultural workplace^ 3 .79 .562
Notes: * when item #7 was deleted.
^ the new dimension (see sub-section 5.4.3)
underlying factorial structure of the overall scale using IBM SPSS Amos analysis program
software version 21 (IBM, 2012). Because the data had a low number of missing values on
each item (details are presented in the following section), they were subjected to factor
analysis without the substitution of missing values. All items showed good regression on
weight estimates except for item #7 and, to a lesser extent, item #13 (Table 5.5). These
findings are in line with the results of the principal component analysis when Cronbach’s
alpha for the perception of management dimension improved from 0.44 to 0.57 by deleting
item #7.
Table 5.6 shows the inter-correlation between the dimensions using Pearson’s
correlation coefficient. Other than the stress recognition dimension, all other dimensions
were highly and positively correlated with each other. The stress recognition dimension
was negatively correlated with all other dimensions. All the correlations were significant at
Survey Results 87
Table 5.5: Regression weight estimates
Dimension Item # Estimate Standardised Standard Composite
estimate error reliability
Safety 22 1.000 .566
climate 15 .780 .507 .072 10.762
14 .589 .385 .069 8.591
13 .368 .188 .082 4.459
12 .962 .618 .077 12.449
11 1.094 .678 .083 13.243
10 1.286 .703 .095 13.534
Teamwork 16 1.000 .633
climate 17 1.240 .694 .087 14.197
21 .870 .403 .097 8.984
34 1.174 .620 .090 13.018
35 .979 .624 .075 13.115
36 1.027 .642 .077 13.414
Job 1 1.000 .337
satisfaction 2 2.946 .741 .364 8.084
5 2.846 .654 .362 7.856
9 3.219 .768 .395 8.140
37 2.311 .570 .305 7.564
Stress 31 1.000 .620
recognition 29 1.183 .811 .077 15.296
28 1.297 .840 .084 15.492
27 1.020 .671 .075 13.578
Working 25 1.000 .561
conditions 8 1.269 .600 .106 11.996
4 1.462 .706 .109 13.362
3 1.543 .731 .113 13.642
Perception of 6 1.000 .738
management 7 -.056 -.036 .063 -.886
23 .756 .581 .052 14.567
26 .594 .401 .060 9.927
Note: the p-value was < 0.001 for all items except #7 (p = 0.375)
Survey Results 88
Goodness-of-fit indices indicate an acceptable model fit. These indices include the
chi-square test of absolute model fit (2), Tucker–Lewis index (TLI), comparative fit index
(CFI) and root mean square error of approximation (RMSEA). The standardised root mean
square residual (SRMR) was not calculated as a result of using data with missing values.
The x2 test value was 1413.85 (df = 390, p < 0.001). Although it is recommended
that the significance level for the chi-square test exceed 0.05 (Browne & Cudeck, 1993),
this is difficult to achieve with a large sample size (Jöreskog, 1969). The TLI and CFI take
values between 0 and 1, with values closer to 1 indicating a good fit (Bentler, 1990;
Bentler & Bonett, 1980). The TLI and CFI yield values of 0.85 and 0.87, respectively. It is
suggested that the TLI and CFI values should be above 0.90 for a good model fit (Browne
& Cudeck, 1993), which indicates that the fit of the current model is slightly below
optimal. RMSEA values can range from 0 (best fit) to more than 1 (poor fit) (Vandenberg
& Lance, 2000). Browne and Cudeck (1993) argue that RMSEA values below 0.08 are
indicative of good fit. The RMSEA value for the current model is 0.06 (0.060–0.067, p <
0.001), which results in a good model fit. The overall results of the goodness-of-fit indices
indicate that the data has an acceptable fit for the model.
The original scale was found to have good psychometric properties when subjected
to psychometric analysis. All the dimensions showed good internal consistency and good
factorial properties, except for the perception of management, which had low internal
consistency, and some issues were raised by the confirmatory factor analysis results. The
statement “hospital management does not knowingly compromise the safety of patients”
(item #7) showed the most negative effect on the perception of management dimension.
Other than this issue, the dimension was found to have good psychometric properties.
Survey Results 89
5.4.3. The new dimension: multicultural workplace
Eight new items were added to the scale to explore the experiences of Saudi and
items, which measured the same concept of attitude about working in a multicultural
environment, were tested for dimensionality (Table 5.7). Two tests, the Kaiser–Meyer–
Olkin (KMO) measure of sampling adequacy and Bartlett’s test of sphericity, were
conducted to determine the factorability of the data. For data to be considered for factor
analysis, the KMO should exceed 0.50 (Kaiser, 1974) and Bartlett’s test of sphericity
should be significant at p < 0.05 (Stevens, 2009). The five items were found to be suitable
for factor analysis when the KMO was 0.59, which Kaiser (1974, p. 35) describes as
“mediocre”. Bartlett’s test of sphericity was statistically significant (p < 0.001). The
correlation matrix was also investigated and found to have many coefficients with
satisfying strengths. Thus, the five items were subjected to exploratory factor analysis.
Survey Results 90
The five new items were subjected to principal component analysis (PCA), which
revealed the presence of two components with eigenvalues above 1. These two
components explain a total of 78% of the variance (43% and 35%, respectively). They are
also evident in the scree plot (Figure 7). The component matrix shows that three items
loaded strongly on the first component while the other two loaded strongly on the other.
Both the unrotated and oblimin rotated loadings are similar (Table 5.8). Because the
second component had only two elements, it was not considered a dimension or factor
(Pallant, 2010). It was concluded that three elements contributed to the new multicultural
workplace dimension and should be subjected to further psychometric tests (items # 18, 19
& 20).
Table 5.8: Pattern and structure matrix for PCA with oblimin rotation for two factors in the
new dimension
Item # Pattern coefficients Structure coefficients Communalities
Component 1 Component 2 Component 1 Component 2
20 .904 -.018 .905 -.046 .819
19 .841 -.123 .845 -.148 .729
18 .778 .126 .775 .102 .616
33 .017 .936 -.011 .935 .875
32 -.019 .930 -.047 .931 .867
Note: Bold font indicates the highest loading between the two components on each item
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Cronbach’s alpha was used to test the internal consistency reliability of the new
dimension (three items), and was found to give a strong alpha coefficient of 0.79 despite
the low number of items. The mean inter-item correlation was 0.56. In addition, the
dimension had strong item-total correlations (range = 0.54 to 0.74). The multicultural
workplace dimension was also found to have significant correlation with teamwork
Table 5.9: Correlation between multicultural workplace dimension and other dimensions
Teamwork Safety Job Stress Working Perception of
climate climate satisfaction recognition conditions management
Multicultural .218* .132* .135* -.242* .038 -.041
workplace
Note: Pearson correlation is used for calculations;
* correlations were significant at p < 0.01 (two-tailed).
workforce. On the other hand, negative scores on the dimension are indicative of an
multicultural workforce. Table 5.10 provides a summary of the new dimension’s items and
Survey Results 92
Table 5.10: New dimension’s items and other new items
Item Item description % Mean % %
# missing (SD) agreement disagreement
(Range)^ (Range)$
Multicultural workplace (3 items) = 3.6, SD = 0.96
18 Working with personnel from 0.5 3.16 49 36
different cultures does not reduce (1.23) (40–59) (30–39)
the quality of communication. *
19 I do not find it difficult to work with 0.3 3.87 75 13
employees of the opposite gender. * (1.07) (60–79) (8–23)
20 I do not find it difficult to work with 0.5 3.76 72 16
employees from another culture. * (1.13) (63–77) (6–23)
Other items that were not part of any dimension (5 items)
24 New policies are well communicated 0.3 3.67 68 17
to the staff. (1.02) (58–80) (9–26)
30 I have to work consecutive night 1.2 3.24 49 29
shifts. (1.18) (39–54) (26–38)
32 I find it as easy to treat patients of 0.6 3.37 54 29
the opposite gender as patients from (1.25) (29–75) (15–47)
my gender.
33 I find it as easy to treat patients from 0.6 3.39 56 29
another culture as patients from my (1.24) (29–81) (11–50)
culture.
38 Patients here disclose important 1.4 2.79 25 41
medical information to the treating (1.01) (16–28) (30–63)
professionals.*
Note: Likert scale values (strongly disagree = 1; disagree = 2; neutral = 3; agree = 4 and strongly
agree = 5).
(% missing = percentage of missing values on corresponding item). (% agreement = percentage of
agree and strongly agree responses from the total responses). (% disagreement = percentage
of strongly disagree and disagree responses from the total responses).
* Originally negatively worded questions, presented here after being reworded and recoded where a
higher mean indicates a more positive response.
^ The range of the lowest and the highest percentage agreement by operating department.
$ The range of the lowest and the highest percentage disagreement by operating department.
item and dimension based on participants’ average scores (Table 5.11). The percentages of
positive responses (i.e., agree and strongly agree) and negative responses (i.e., strongly
disagree and disagree) for each item are presented in the same table. In addition, the lowest
Survey Results 93
Table 5.11 shows the variation in the presented results. The lowest mean is found
for the statement “hospital management does not knowingly compromise the safety of
patients” (item #7; = 3.06, SD = 1.22). The highest mean is for item #1 (“I like my job”),
with a mean of 4.5 (SD = 0.68). Table 5.11 also shows the percentage of missing responses
for each item; these ranged from 0.2% and 1.4% of the total responses.
The means for the dimensions range between 3.3 and 4.0 (Table 5.11). The highest
mean is for job satisfaction ( = 4.00, SD = 0.64) and the lowest for perception of
management ( = 3.32, SD = 0.7). For each dimension, the percentage of respondents with
means ≥ 4 (out of 5) were calculated for each operating department and are presented in
Figure 8. The greatest variation between sites is found in the stress recognition dimension
variations are in the safety climate (19%–36%) and perception of management dimensions
multicultural workplace (42%–60%) also show variations between the clinical sites.
Survey Results 94
Table 5.11: Original scale items
Item # Item description % missing Mean (SD) % agreement % disagreement
(Range)^ (Range)$
Teamwork climate (6 items) = 3.72, SD = 0.64
16 Nurse input about patient care is well received in this OR 1.2 3.84 (0.84) 74 (58–85) 7 (4–14)
[operating room].
17 The physicians and nurses here work together as a well- 1.2 3.86 (0.95) 75 (65–84) 10 (6–17)
coordinated team.
21 In this OR, it is not difficult to speak up if I perceived a 1.2 3.34 (1.15) 58 (52–64) 27 (18–38)
problem with patient care. *
34 Disagreements in this OR are resolved appropriately (i.e., not 0.9 3.69 (1.01) 67 (58–84) 13 (8–15)
who is right, but what is best for the patient).
35 I have the support I need from other personnel to care for 0.3 3.77 (0.84) 72 (64–81) 9 (3–12)
patients.
36 It is easy for personnel in this OR to ask questions when there 0.2 3.81 (0.85) 73 (65–87) 8 (4–12)
is something that they do not understand.
Safety climate (7 items) = 3.62, SD = 0.6
10 I would feel safe being treated here as a patient. 1.4 3.57 (1.07) 62 (35–75) 15 (9–43)
11 Medical errors are handled appropriately in this OR. 0.5 3.85 (0.94) 74 (57–87) 9 (4–19)
12 I am encouraged by my colleagues to report any patient safety 0.3 3.87 (0.91) 76 (67–84) 9 (6–12)
concerns I may have.
13 In this OR, it is not difficult to discuss errors. * 0.8 3.13 (1.14) 43 (32–55) 31 (24–37)
14 The culture in this OR makes it easy to learn from the errors of 1.1 3.59 (0.89) 63 (60–70) 13 (3–16)
others.
15 I know the proper channels to direct questions regarding 0.6 3.76 (0.9) 71 (61–82) 10 (6–14)
patient safety in this OR.
22 I receive appropriate feedback about my performance. 0.6 3.53 (1.03) 64 (56–81) 18 (5–25)
Job satisfaction (5 items) = 4, SD = 0.64
1 I like my job. 0.6 4.54 (0.68) 94 (91 –95) 2 (1–4)
2 This hospital is a good place to work. 0.9 4.0 (0.91) 79 (62–87) 7 (3–30)
5 Working in this hospital is like being part of a large family. 0.8 3.77 (1.0) 69 (64–72) 13 (8–18)
9 I am proud to work at this hospital. 1.2 3.98 (0.96) 76 (51–84) 8 (3–32)
37 Morale in this OR is high. 0.5 3.73 (0.93) 69 (64–72) 11 (8–22)
Stress recognition (4 items) = 3.5, SD = 0.95
27 When my workload becomes excessive, my performance is 0.5 3.56 (1.16) 61 (47–87) 23 (12–31)
impaired.
28 Fatigue impairs my performance during emergency situations. 0.2 3.44 (1.18) 59 (44–84) 26 (14–38)
29 I am less effective at work when fatigued. 1.2 3.57 (1.11) 64 (46–84) 22 (11–32)
31 I am more likely to make errors in tense or hostile situations. 2.0 3.43 (1.23) 57 (38–78) 28 (14–41)
Working conditions (4 items) = 3.6, SD = 0.77
3 This hospital does a good job of training new personnel. 1.1 3.69 (1.07) 65 (46–77) 15 (3–29)
4 Trainees in my discipline are adequately supervised. 0.9 3.63 (1.05) 65 (50–81) 16 (4–30)
8 This hospital constructively deals with problem physicians and 1.4 3.17 (1.07) 41 (32–49) 25 (14–32)
employees.
25 All the necessary information is available before the start of a 0.8 3.89 (0.9) 78 (70–83) 10 (7–13)
procedure.
Perception of management (4 items) = 3.32, SD = 0.7
6 Hospital management supports my daily efforts 0.2 3.39 (1.08) 51 (38–58) 22 (15–41)
7 Hospital management does not knowingly compromise the 1.5 3.06 (1.22) 39 (26–49) 36 (30–41)
safety of patients.
23 I am provided with adequate, timely information about events 0.5 3.41 (1.04) 57 (44–70) 21 (11–33)
in the hospital that might affect my work.
26 The levels of staffing in this OR are sufficient to handle the 0.6 3.43 (1.18) 62 (30–72) 26 (16–62)
number of patients.
Note: Likert scale values (strongly disagree = 1; disagree = 2; neutral = 3; agree = 4 and strongly agree = 5).
(% missing = percentage of missing values on corresponding item). (% agreement = percentage of agree and strongly agree responses
from the total responses). (% disagreement = percentage of strongly disagree and disagree responses from the total responses).
* Originally negatively worded questions that are presented here after been reworded and recoded where a higher mean indicates a more
positive response.
^ The range of the lowest and the highest percentage agreement by operating department.
$ The range of the lowest and the highest percentage disagreement by operating department.
OR refers to Operating Rooms
Survey Results 95
Percentage positive score was
calculated as the percentage of
respondents who scored above 4
on a dimension in an operating
theatre department
Site A = 1; Site B = 2; Site C = 3;
Site D = 4; Site E = 5 & Site F = 6
Figure 8: Percentages of positive scores across the six operating theatre departments
Survey Results 96
Diverse results were also obtained from the remaining five new items (Table 5.10).
The highest mean ( = 3.67, SD = 1.02) is found on statement #24, “new policies are well
communicated to the staff”. Most respondents agreed with that statement (68%, range by
clinical place = 58%–80%). The lowest mean ( = 2.79, SD = 1.01) is found on statement
#38, “patients here disclose important medical information to the treating professionals”.
Forty-one per cent of participants disagreed with this statement compared to only 25% who
were in agreement. This statement has the highest percentage of missing responses (n = 9,
differences between groups. Two tailed t-tests were used for independent variables with
two levels (i.e. gender and language used to answer the questionnaire). One way analysis
of variance (ANOVA) was used for independent variables with more than two variables;
that is site (6 sites), age (4 groups), profession (4 groups), nationality (3 groups) and tenure
(5 groups). Tukey HSD post-hoc test was used to identify the groups of significance
differences. After that, backward stepwise multiple regressions were used to test which
independent variables (with significance value of < 0.15) were included in the multiple
sites (F (5,643) = 2.90; p = 0.014) and age groups (F (3,639) = 4.36; p = 0.005) (Table
5.12). Higher means for teamwork climate indicates a more positive perception of the
department, and vice versa. Tukey’s HSD [honest significant difference] post-hoc tests
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indicate that the teamwork mean in site D is statistically lower than the mean from site F,
and that the youngest group of respondents (aged 18–29) have a statistically lower mean
than respondents in the two oldest groups (i.e., older than 40).
The backward stepwise regression shown that site, profession and age of the
respondents are significantly predicting about 6% of the teamwork climate (R2 = 0.058, F
Survey Results 98
Table 5.13: Final regression model for teamwork climate dimension
Variable B SE-B β t Sig.
Site D .000 .000
Site A -.031 .100 -.013 -.312 .755
Site B .239 .115 .087 2.083 .038
Site C .176 .083 .094 2.113 .035
Site E .192 .086 .099 2.248 .025
Site F .249 .068 .184 3.692 < .001
Nurses .000 .000
Surgeons .040 .061 .029 .662 .508
Anaesthetists .094 .099 .039 .956 .339
Anaesthesia techs .188 .085 .090 2.224 .027
Age .101 .026 .162 3.966 < .001
Note: * p < 0.05; ** p < 0.01; R2 = 0.058, Adjusted R = 0.044, p < 0.001
variables (Table 5.14). The one-way analysis of variance (ANOVA) shows that means are
and tenure. Higher means on safety climate indicates a more positive perception of a strong
and proactive organisational commitment to safety, and vice versa. The post-hoc test
shows that the safety climate mean at site F is significantly higher than at sites A and D. In
addition, the mean at site C is significantly higher than at site D. With regard to
respondents’ professions and safety climate, the post-hoc test shows nurses higher than
surgeons, and the Saudi respondents’ mean greater than that of non-Arabic respondents. It
is also evident in the post-hoc results that younger respondents have significantly lower
scores. Similar results are found when results are classified based on tenure: respondents
with fewer than three years of experience in the same operating department score lower
Survey Results 99
Table 5.14: Univariable results for safety climate dimension
IV Groups N Mean (SD) Statistics Sig.
The backward stepwise regressions show that the site, profession and age
significantly predict about 11% of the safety climate dimension (R2 = 0.106, F (9,629) =
different means based on respondents’ worksites, nationality, age and tenure (Table 5.16).
Higher means on the job satisfaction dimension indicates a more positive perception of
work experience at that particular operating department, and vice versa. Tukey’s HSD
post-hoc analysis indicates that site F has a statistically significantly higher mean than sites
A or B. In addition, it shows that Saudis respond statistically lower on job satisfaction than
older than 40. Only the means of respondents with one to three years of tenure are
statistically different from the means of respondents with more than seven years of tenure.
Table 5.17 presents backward stepwise regressions showing that site and age
significantly predict about 7% of the dimension (R2 = 0.065, F (6,636) = 7.39, p < 0.001)
profession, gender and nationality (Table 5.18). In addition, respondents who indicated that
they had answered the English version of the questionnaire had statistically significantly
lower means on the stress recognition dimension than those who indicated that they had
of the effect of stress on people’s performance and concentration. Post-hoc tests indicate
that the means of respondents from site F were statistically lower than those from all other
sites. Nurses responded statistically lower than all other professional groups. The means of
non-Arabic respondents were statistically lower than the means of respondents of Arabic
nationalities.
Multiple regression analysis shows that site, nationality and gender of respondents
are the significant predictors of the stress recognition dimension (Table 5.19). Backward
stepwise regressions show that the three independent variables can significantly predict
20% of the stress recognition’s score (R2 = 0.201, F (8,607) = 19.05, p < 0.001).
the respondent’s site, profession and nationality (Table 5.20). Higher means indicates a
more positive perception of the quality of the work environment. Tukey’s HSD post-hoc
test indicates that respondents from site F have means statistically higher than those from
other sites, except site C. Similarly, respondents from non-Arabic nationalities have higher
means than Saudis. Anaesthesia technicians had statistically higher means than surgeons.
stepwise regressions show that these three independent variables can statistically predict
about 11% of the working conditions dimension (R2 = 0.106, F (9,629) = 8.27, p < 0.001).
based on the respondent’s sites and nationality (Table 5.22); higher means indicate more
Respondents from site F have higher means for the perception of management
dimension than respondents from all other sites except site C. Similarly, non-Arabic
respondents have a higher mean for perception of management than respondents from
Arabic nationalities.
Results of multiple regression analysis show that only site and age of respondents
workplace dimension are classified based on respondent’s profession (Table 5.24). Nurses
have statistically lower means than surgeons and anaesthetists; higher means indicated a
< 0.05 on univariable analysis, the results of multiple regression analysis show that site,
workplace dimension (Table 5.25). The backward stepwise regression shows that these
of management, show good psychometric properties. Five new items were tested for
work environment. Site was the only independent variable that showed significant
prediction for all dimensions. Site, profession, age, gender and nationality were the
independent variables that significantly predicted one or more of the dimensions (Table
5.26).
Site F was more constantly significantly different than other sites, especially site D,
in almost all dimensions. Site D was the oldest and site F the newest hospital at the time of
data collection. In addition to the level of culture maturity, respondent’s age was a
younger professionals respond less positively than older ones. Nurses responded
nationals respond significantly differently from other nationalities on the dimension where
English versions of the questionnaire except on the stress recognition dimension. However,
that difference is not a significant predictor when multiple regression analysis was
conducted. Multiple regression results showed that the effect is more due to the other
independent variables. These results indicate the rigorousness of the translation of the
questionnaire.
perfusionists, surgical technicians, support staff, ward nurses, recovery personnel and ICU
personnel. The rating scale included six options: very low, low, adequate, high, very high
The overall mean of the rating received by each professional group was calculated
at the professional group level. The responses were transformed into a 100-point scale so
the differences between means would be easier to compare and understand. The
transformation took place as follows: “very low” = 0 points, “low” = 25 points, “adequate”
The mean rating each professional group received from all respondents is reported
collectively (Table 5.27). Operating theatre nurses received the highest mean rating of
Surgeons, recovery personnel and anaesthesia technicians receive similar means of 68.8,
68.7 and 68.2, respectively. The lowest rating is given to perfusionists, who obtain a mean
of 60.8.
The means of the ratings range between 60 and 75 on a 100-point scale, equivalent
that there is room and need for improvement in the quality of communication between
professionals.
profession rated their peers differently. The results were reported according to the
respondents’ professional groups (i.e., surgeons, anaesthetists, operating theatre nurses and
anaesthesia technicians).
experienced with their peers in their profession as well as professionals from other groups.
When data were aggregated at the professional level, it was found that each group rated
their quality of communication with their peers higher than the quality of communication
with other groups (Table 5.28). The quality of communication among each group of
Table 5.28: Mean rating given by each group of professionals (in left column) to other groups
Professional group being rated
Professionals who performed the
Although intra-profession rating was higher than inter-profession in each group, the
rating each group received from other non-peer groups was explored, and different results
were obtained. The mean rating each group of professionals received is lower when
excluding their peers’ ratings, except for operating theatre nurses (Table 5.29). Operating
theatre nurses rating their fellow operating theatre nurses higher than they rate other
professional groups, and receive even higher ratings from all other professional groups. To
illustrate, operating theatre nurses rate the quality of communication with their peers
higher than with any other group ( = 71.2), and receive a higher rating from surgeons ( =
77.5), anaesthetists ( = 78.4), and anaesthesia technicians ( = 82) (Table 5.28). This
indicates differences between groups’ rating behaviours, with some groups tending to give
higher ratings than other groups. Univariable and multivariable tests were performed to
understand the rating behaviour of the respondents and the professional groups.
new independent variable was added in the univariable and multivariable tests. The new
independent variable was the rating that respondents gave to their colleagues from the
same profession. It included the ratings surgeons gave to communication with surgeons,
profession rating would help in understanding the respondents’ rating behaviours, and was
named rating behaviour. Table 5.30 shows that rating behaviour is highly correlated with
all dependent variables, the rating each professional group received. Such results indicate
communication with colleagues from the same profession and with other professions. In
other words, respondents who rated highly the quality of communication with colleagues
from their profession tended to rate communication with other professions highly also; and
vice versa.
Results of univariable analysis show that the mean ratings of the quality of
communication with surgeons are significantly different, based on all tested independent
variables (Table 5.31). Only three variables show significant prediction of the ratings when
Table 5.30: Pearson’s correlation between intra-profession rating and ratings of all
professional groups
Independent Surgeons’ Anaesthetists’ Nurses’ received Technicians’
received ratings received ratings ratings received ratings
variable
Rating .635 .620 .754 .638
behaviour (p < .001) (p < .001) (p < .001) (p < .001)
n = 541 n = 561 n = 567 n = 539
Note: This table reports Pearson product–moment correlation coefficient (two-tailed).
This table shows that respondents who gave their colleagues from the same profession high ratings
(intra-profession rating) also gave other professional groups high ratings.
Univariable results for the ratings received by anaesthetists are similar to the results
anaesthetists are statistically significantly different based on the categories of all tested
independent variables (Table 5.33). The backward stepwise multiple regression test
indicates that rating behaviour, respondent’s profession and language can predict only
about 44% of the ratings (R2 = 0.440, F (5,541) = 84.970, p < 0.001) (Table 5.34).
independent variables except respondent’s site and age (Table 5.35). Despite this
difference, multiple regression results reveal the same independent variables. Backward
profession and language can predict about 58% of the received ratings (R2 = 0.577, F
differ significantly based on each independent variable (Table 5.37). However, multiple
regression shows similar results as in ratings given to other groups. Backward stepwise
multiple regression indicates that rating behaviour, respondent’s profession and language
can predict 48% of the ratings (R2 = 0.484, F (5,519) = 97.487, p < 0.001) (Table 5.38).
Consistent results of multivariable analysis are obtained across all the ratings of
respondent’s profession and language are significant predictors of the ratings. Rating
behaviour recognises that people differ when they communicate with each other. Some
people are positive in nature, which is reflected in their views of and perceptions about
their experiences in communicating with others. This independent variable indicates that
respondents who view the quality of communication with their colleagues from the same
profession positively hold more positive views about communication with other
predictor of the way the group rates. Generally, the anaesthesia team (anaesthetists and
anaesthesia technicians) rated differently from the surgical team (surgeons and nurses).
Table 5.38: Multiple regression results for ratings received by anaesthesia technicians
Variable B SE-B β t Sig.
Rating behaviour 16.010 .994 .546 16.101 < .001
Nurses .000 .000
Surgeons -1.796 2.178 -.032 -.825 .410
Anaesthetists 10.007 3.217 .106 3.111 .002
Technicians 10.769 2.951 .140 3.650 < .001
Arabic speaking 8.911 2.013 .117 4.427 < .001
the effect of the local culture on patient safety. The second asked respondents to offer
suggestions to improve patients’ safety. Finally, respondents were asked if they wanted to
add any comments, giving them the chance to express in their own words the issues that
Sixty per cent (n = 387) of the respondents answered a minimum of one question of
the three. A total of 644 responses were provided, of which 231 responses (35.9%) to the
cultural aspect question, 358 responses (55.6%) to the safety improvement question and 55
(8.5%) additional comments. While some positive comments were provided about the need
to maintain the existing level of patient safety practice, the majority of comments were
about issues that needed improvement, in spite of more than 80% (n = 528) of participants
indicating earlier that the overall patient safety in their facility was either good or
excellent.
Respondents were given the space to respond to the questions as they wished, so
some provided more than one comment for a single question resulting in a total of 842
codes. As the comments were provided and coded in relation to safety, they fell naturally
into three major themes (Table 5.39). The first related to issues needing to be addressed at
the employee level (253 codes; 30.0%). The second related to issues needing to be
improved at the patient level (292 codes; 34.7%). The third related to issues needing to be
improved at the hospital level (297 codes; 35.3%). These three themes are the main
components of any health care delivery, indicating the breadth of the responses provided.
Most of the codes on the first and third themes were from nurses’ comments: 178 (70.3%)
and 209 (71.6%) respectively. The second theme was mainly composed of codes derived
from physicians’ comments (231 codes; 79.1%). Despite the majority of comments on a
given theme coming from one or two professions, all had similar value in enriching the
backgrounds raised the same issues. This led to the conclusion that while issues under
discussion were more meaningful to a certain group of professionals, they are also still
relevant to other health care workers in operating theatres regardless of their background or
specialty. One can assume that these issues were more related to concept of safety culture
level. It is divided into two sub-themes: issues in dealing with other employees, and issues
in dealing with patients. The first sub-theme focuses on problems related to teamwork and
The second consists of issues centred on communicating and dealing with patients. Issues
improvement. The issue was summarised by the following comment: “there is no good
implication for communication and teamwork was indicated in the comment “we need to
solve these problems, communication and teamwork, to avoid risking patient safety”.
Anthropological aspects of culture, including the way they been handled, were indicated to
affect the quality of teamwork and communication which ultimately affect patient safety
negatively.
communication. As health care workers came from different cultures and backgrounds,
respondents indicated that “different nationalities are negatively affecting the quality of
work”. Some of the comments highlighted that “there is favouritism with no fair treatment
to other team members” and that “equality should be improved”. It was also added that
“we have a problem that the employees are speaking in their native language at all times”.
These comments and similar ones were indicative of the concerns about the effect of
different anthropological aspects of culture (i.e. cultural background and the use of native
Different comments related the negative cultural effect on the work environment to
the way these differences been handled. It was argued that “diverse cultures in the hospital
may increase the quality of patient safety if used appropriately not in competition about
should be “more cooperation between all nationalities, not only people from the same
The comments were not specific to cultural differences, but indicated that
“there should be more collaboration between nurses, surgeons and anaesthetists in regard
to patient safety” and “sticking to common sense behaviour and cooperating between the
improvement was needed at all levels. Comments about the need for better communication,
such as “we need effective communication between the members of the surgical team in
each department and across the departments”, were presented. The importance of
communication which can elevate the standard of safety”. Specific comments about other
Some respondents mentioned the need for “proper communication between the staff
and the supervisors”, “regular departmental meeting to discuss errors and problems to find
solutions” and “the improvement of information dissemination of patient safety and patient
between staff and management, not as what we have now, just one-way communication
from management to staff leaving them [staff] frustrated and their problems not solved”. It
was suggested that “listening [better] to the comments of the surgical team, discussing
The quality of handovers was another communication issue that was raised. It
should be recognised that the word “endorsement” is used in Saudi Arabia instead of
that we have now needs to be fixed”, emphasising the need for “proper endorsement”. It
was suggested that this could be improved “by making the endorsement procedures much
simpler” while maintaining the importance of “[the] timely and complete handover of
issue, it was indicated that there were some issues that could contribute to the lack of
communication.
Significantly, many of the teamwork and communication issues raised could be linked to
cultural differences between respondents. There were concerns about the handling of these
cultural and linguistic differences which was claimed to be ineffective resulting in negative
dealing with patients as issues that needed to be improved. They indicated that “the lack of
communication” and “minimal communication with patients” were issues affecting the
safety of patients. They also mentioned the need to “improve effective communication
between patients and all members of the surgical team”, indicating the importance of the
involvement of all team members. The existence of “improper behaviour towards some
patients” and the need to “improve the dealing with patients” were highlighted and
and preparation of patients for surgical procedures. Some comments indicated the need for
more explanations about surgical procedures for patients. Respondents commented that
their surgeries” and that “patients need more explanation about their procedures”. In
would reduce the turnaround time and save theatre time” implied some issues with the
improved to achieve better care for them. They pointed out that improper preparation of
patients wasted employees’ time, which sometimes forced them to work for longer hours to
cultural barriers and health-related barriers. The former was more about cultural practices
that were seen as hindering the safety of the patients. The latter, on the other hand, was
patients’ desire for privacy and language barriers. Gender issues were raised mostly by
interaction and its effect on the delivery of safe care. The respondents indicated that “the
social norms of seclusion”, such as the “limited interaction between male and female”,
result in “difficulty when dealing with [patients of] the other gender”. Others noted that
“dealing with a patient from the other gender makes a barrier between the doctor and the
patient”, and that this barrier affects the delivery of proper assessment and care; they
pointed out that “no proper contact [occurs] when taking medical history with other gender
patients”. Other comments indicated that some of the patients asked to be cared for by a
cared for by the opposite gender”, “some female patients ask for a no-male operating
theatre” and “female staff not attending for male patients, and vice versa”. These could be
difficult given the skewed gender balance in the professional groups, indicated in the
as conservative and seeking a high level of privacy. They indicated that the local culture
was based on “too much desire for privacy” and that “people here are so conservative, we
have to dig for more information from the patient and use more time for doing that”. Such
a desire for privacy can affect the quality of the work provided: “[s]ome patients refuse to
allow nurses to check them in the holding area before being pushed to the operating room”
and “it is not easy to assess female patients when they are covering their faces; difficulty
also arises due to reluctance to speak to a male health care provider”. Other respondents
indicated that “patients feel embarrassed and anxious when we take their cover off before
the operation, we cannot operate on a fully covered patient”; they pointed out that it is a
language barrier as an issue affecting proper health care provision. They commented that
“[the] language barrier is a big problem” because “not all patients are able to understand
English and not all staff are able to speak and understand Arabic”. It was pointed out that
“the language difference will affect the contact with staff and will affect the patient safety
in the OR eventually”.
Some respondents suggested that the availability of a translator could help bridge
the gap: “[the] appointment of a translator would probably improve the performance of
non-Arabic staff”. Others felt that “there should be at least some Saudi staff to help in
interpreting the patients’ needs”. Some suggestions were that “we need to improve our
Arabic speaking staff”. This was summarised in one of the comments: “every
communication with the patients should be confirmed with an Arabic-speaking person and
Health-related barriers
The respondents raised two important issues that they claimed affected patient
safety and the quality of care provided: the low level of health literacy and mistrust of the
medical team. Respondents pointed out a need for more health-related education and
awareness programs for the public. They also highlighted the effect of this low level of
health literacy on the relationship between health care providers and patients.
According to respondents, “most patients have low medical and health knowledge”;
the “lack of medical awareness” results in them “not [being] able to communicate with the
lack of understanding about the surgical process, especially anaesthesia, and their safety
issues” because “patients take their information from unqualified people, sometimes from
outside the medical field”. Respondents commented that “we should educate the patients
about surgical procedures and anaesthesia through leaflets and explanatory instructions”
whereas others suggested the “need [for] home education programs”. A “misunderstanding
of the rights of the doctor and the rights of the patients” was a related concern for some of
The majority indicated a need for some sort of education programs for patients,
regardless of the methods used to promote health awareness. Some respondents indicated
that most patients do not know the importance of their medical history for making a proper
the “difficulty of getting medical history right because patients hide important
information” as a problem that could increase the risk for patients. Some comments were
specifically about surgical history, mentioning that “patients [not telling] the treating
doctor of other medical problems such as complications from previous surgeries affects
patient safety”. Others noted that “patients get treated in different hospitals, so they have
files in several hospitals and their medical history is not complete”. Hiding medical history
could be seen as one part of the low level of health literacy and could be addressed in
educational programs.
The other issue raised was the lack of trust in modern medicine, which led to
widespread use of Saudi Arabian traditional medicine. Respondents identified lack of trust
as a problem, mentioning “patients not trusting the doctors” and “trust between treating
doctor and the patient should be improved”. The lack of trust was attributed by some to
“the large number of medical errors and the improper handling by the management”.
However, other respondents offered a different reason: “some patients do not believe in the
modern medicine and they insist on using the traditional medicine”. They pointed out the
traditional medicine makes them come [to the hospital] with advanced stages of disease”;
in particular, they recommended that “traditional medicine usage for burns and wounds
The respondents agreed that this lack of trust was evident and resulted in a lack of
cooperation from patients, commenting that “patients do not follow medical advice”
complete and safe care for the Saudi Arabian patients. Furthermore, some of the cultural
practices, such as gender segregation, were thought to hinder the quality of care provided.
Language difference was also advocated to be an additional burden for the non-Arabic
speaking professionals.
and procedures, and the need for more education and training. These issues complement
each other and help in understanding issues around safety culture in hospitals.
Working conditions
Respondents identified issues that were grouped under the working conditions sub-
theme. They indicated a shortage of staff, through comments such as “there is not
sufficient staff to handle the number of the cases” and “more personnel are needed”. They
indicated that the shortage of staff affects patient safety. One respondent stated outright
that “we have a very seriously dangerous lack of personnel, it affects patient safety”.
Another respondent argued the need for more staff by stating “any goal of patient safety in
a hospital, like ours, could be achieved with proper staffing”. Most respondents specified
the need for qualified and experienced physicians and nurses, making comments such as
“we need more experienced staff” and “[we can improve by] recruiting more trained and
highly qualified doctors and nurses”. Some comments specifically advocated recruiting
and training local staff: “[w]e need more local staff, so they can stay longer” and “there is a
problem with short turnover, the management should recruit more staff and try to make the
current staff stay longer; I think more local staff should be recruited”.
respondents pointed out the need for proper instruments and adequate supplies. When
adequate supply of surgical items”. Others pointed out the need for the proper equipment
to deliver proper and safe care to patients, stating that “providing the proper equipment
will help in finishing the job safer and on time” and “providing all the necessary equipment
issues that concerned them. They pointed out the need for a better work environment with
less stress. They indicated that they needed “less pressure on surgical team”. This pressure
stemmed from long working hours and the number of on-calls each week, evidenced by
comments such as “reduce long working hours”, “earlier handover should be considered in
long operations” and “we have too many on-call duties in a week; reduce them for each
person”. Others indicated that they needed support to cope with the stress: “[we need]
supportive management for all staff”, “encouragement for good work” and “creating a
for the work in operating theatres, stating that “the financial incentives are not good
enough for the level of work and effort required”. Some respondents identified the need for
a non-punitive system for responding to adverse events: “it should not matter who did
wrong, but what was wrong and how it affects patient safety” and “we need to employ the
The respondents indicated in this sub-theme the stressors they felt could harm
patients and might affect their safety. These included a shortage of staff, a lack of proper
instruments and adequate supplies, long working hours and frequent on-call duties, a lack
of incentives and the lack of a non-punitive system to handle errors. They indicated the
application, and the need for change in the system. Some indicated the need to update
policies and procedures, pointing out the need for “more infection control measures in
OR”. Others advocated a more active role for the safety department, indicating a need “[to]
improve the quality and safety department” or noting “we need periodical reports about our
Other comments were about specific issues with policy and procedures. The
respondents indicated a need for “less paperwork” and “less documentation”. This issue
stemmed from the need to repeat the same information in different forms, affecting the
quality of care provided for each patient: “[we need to] reduce the paperwork so we can
take care of the patient more than writing the same information over and over” and “I find
it difficult to find time to look after patients because of the repeated documentation of the
everything”.
Despite the need to update policy and procedures, more comments showed concern
about their application. Some respondents indicated that “medical and non-medical staff
are not compliant to the policy and procedures and standard practice” and “we need strict
and complete application of the protocols”. Others pointed out the need to “update and
apply policy and procedures; make sure everyone is following them”. Comments like “all
members of the health care team should adhere to the policy and procedures, not only the
nurses” and “need strict application of protocols, not only by nurses, but all regardless of
job, culture and especially nationality” implied the possibility of differences between
supported by comments like “all workers should get equal responsibilities” and the
accusation that there is “unfairness in duties’ distribution” as well as the suggestion that
there should be “more attention to the workload and the assessment of the work”. The
raised about staff shortages and long working hours could result in high risks for patients.
“[We need] respect for the operating theatre’s time by not adding new cases at the end of
the day” was an example of how some individual actions (without consulting others) might
Updating, revising and fairly applying policy and procedures were important issues
raised by respondents. They pointed out that patient safety could be affected by some of
the policies, such as repeated paperwork, or by the lack of equality in the application of the
policy and procedures. The issues raised here may be directly linked to the stressors in the
first sub-theme (working conditions). Respondents claimed that proper and fair application
of policy and procedures would improve the safety culture in operating theatres.
“continuous education for all personnel” and “more education and training for all staff”
through “regular posters and workshops”, “conferences and external training” and “cross-
training with other schools and hospitals”. Some of the respondents identified a lack of
adequate education specifically about patient safety. They wanted “more education on
safety of employees and patients” and “more training and seminars for safety and quality”
according to “the latest medical research and evidence-based”. They underscored the
importance of “understanding the requirements of the cultural aspects of the local people”
and incorporating them into patient safety education. Some non-Arabic staff commented
expressed their desire for more education and training, especially in the field of patient
safety.
Participants in this sub-them identified their need for more continuous education
and training, especially in the field of patient safety. They pointed out the need for some
cultural education about their patients in order to provide proper and safe care. They also
identified in the other two sub-themes some stressors related to the system in addition to
those caused by the policy and procedures. The shortage of staff, supplies and proper
instruments combined with long working hours and duties, as well as the improper
application of policy and procedures, were the main issues raised that could affect patient
safety. The respondents believed they received insufficient incentives to compensate for
these stressors.
concerning patient safety at all levels: patients, employees and hospital. Anthropological
employees. Respondents complained about others using a language that was not
members of the workforce, who were not given the chance to uncover their full potential.
Employees indicated that they were dealt with based on their cultural background, which
hampered a positive work environment. Differences between employees and patients were
demanding jobs, inadequate application of policy and procedures was also a source of
stress. Respondents complained about the selective enforcement of rules on certain groups
of employees such as nurses, but not all. Some respondents voiced concern about the need
While the majority of comments from nurses were on the first and the last themes,
physicians’ comments were mainly about issues with local patients. Mistrust of medical
teams and low health literacy, along with some cultural issues, were the respondents’ main
concerns (mainly the physicians). They indicated that some patients did not follow medical
teams’ instructions, sought traditional medicine over modern medicine, and hid important
medical history from the medical teams. It was suggested that health education for the
the safety attitude scale, the new dimension, the quality of communication ratings and
open-ended comments. Different but consistent results from first phase data were revealed.
Nurses were demographically different from other professional groups. Unlike the other
Work site was the most consistent significant predictor of all dimensions.
Significant differences were detected between respondents from sites D and F, the oldest
Culture was the link between the previous two independent variables. The non-
Arabic female-dominated profession, that is, nurses, responded differently than the Arabic
other professional groups, where nurses’ rating behaviours were different to those of the
other professionals. The language that respondents spoke in their homes was another
respondents, of whom the majority were nurses, behaved differently than Arabic-speaking
their need for more education about the Saudi culture. Teamwork was reported to be
also pointed out the need for better communication between staff and patients, and between
staff members. Respondents linked both the lack of proper communication and the lack of
understanding of Saudi culture to safety concerns. These concerns were exacerbated by the
instruments, inadequate supplies, insufficient incentives and long working hours were
The second phase, employing critical case sampling (see Section [Link]), targeted
non-Arabic speaking female nurses from site D and site F to get rich information about the
influence of culture on safety culture. Female nurses were considered the critical case as
professionals, of whom the majority were nurses, had significantly lower perceptions of the
questions also supported the decision to interview them. The choice of sites was intended
to get maximum exposure of respondents. As responses from these sites were significantly
different across most of the dimensions, it was assumed that wider representation would be
This chapter presents the findings of the qualitative phase, which comprises one-on-
one semi-structured interviews. This phase was conducted to enhance the understanding of
cultural contexts that might affect patient safety. The interviews were conducted with non-
Arabic female nurses with a wide range of experiences and backgrounds. A total of 20
from the Philippines (n = 9) and India (n = 7), which matches with the most commonly
reported non-Arabic nationalities in the first phase. There were also three South Africans
Participants’ age and years of experience in Saudi Arabia were diverse. Six
participants were younger than 30 and four were aged between 30 and 40. Half the
participants were older than 40 (7 between 40 and 49; 3 older than 50). Most had been
working in Saudi Arabia for more than seven years at the time of the interviews (8
participants between 7 and 9 years; 6 participants for over 10 years). Four participants had
worked for a period of four to six years; only two had worked for fewer than three years.
Such a group with so much experience enriched the data with their reflections on
their experiences and perceptions. The data also benefited greatly from the fresh
perspective of the younger participants with shorter experiences in Saudi Arabia. The
All participants volunteered to take part in the interviews. They talked openly about
their feelings, experiences and views on important ways to improve safety culture. Their
willingness and openness to discuss the issues related to safety culture in their clinical
workplaces showed the importance of the topic to them. They were passionate about the
interview topics and discussed the issues with enthusiasm, sincerely looking for solutions.
Despite each participant’s unique contribution to the research data, they all had common
feelings and similar experiences. These differences and commonalities helped uncover the
6.2. Findings
The findings presented in this chapter were based on a thematic analysis of the
interview transcripts. Patient safety was embedded within each theme and sub-theme, and
the influence of the identified issues on patient safety was linked within the thematic
The quoted texts were transcribed from spoken English; almost all participants
spoke English as a second language. Instead of correcting any grammatical errors, the
researcher has maintained the transcripts in their original form in an effort not to distort the
original meaning.
Three main themes were extracted from the transcribed text of the interviews
(Table 6.1). The first theme, culture’s influence on work environment, concerned the link
between culture and the work environment. Participants talked about the benefits and
difficulties of working in a surgical team with health care professionals from different
cultural backgrounds. They pointed out the effect of the local culture on their work
environment, including their difficulties in taking part in this culture, which led to their
The effect of culture and cultural background on the work environment, employees and
Cultural difficulties were also manifested in the second theme, safety culture and
patient safety, where participants talked about these issues surfacing in their everyday
work. They emphasised the importance of teamwork, respect and communication between
team members for a better safety culture. They indicated the difficulties they faced in
communicating with Arabic-speaking patients when they could not speak the language.
They also talked about the issue of being able to speak up when patient safety was
compromised.
Participants talked about how health care professionals from different teams and
backgrounds work together in surgical teams. The surgical team usually consists of
such as radiographers. Optimally they work as a team, and everyone performs their duties
as required until the end of the operation; however, conflicts sometimes arise between
professionals for various reasons. The third theme, conflict in theatres, introduced the
types of conflict that had an impact on the workers, the work, and—ultimately—the safety
of patients. It also shed light on the sources of conflict in operating theatres. This theme
consisted of five sub-themes that illustrated the conflicts and explored their impact on
Participants talked openly about the issues that affected the safety culture in their
workplaces. As mentioned, three main themes were identified from the participants’
Themes and sub-themes that are interrelated can be used to understand each other.
Safety Teamwork Between all of us, it goes a very long way for people to
Culture and understand that we are a team, we work together (participant 6)
patient Communicating It’s all for the patient, patient’s safety, you need to speak in
safety within teams English. I don’t know what I will understand when she speaks in
her language (participant 10)
Communicating I’m feeling guilty that I don’t interact with patients that much,
with patients because I don’t speak Arabic very well (participant 18)
Receiving respect Sometimes we (nurses) feel less respected (participant 16)
Speaking up We’re not telling [our comments on policies] to the head ... We
are afraid also ... maybe they will get angry with us ... We’re
trying to avoid that we do something wrong. We’re just following
what they are telling us (participant 20)
Conflict in Conflict affecting I actually was traumatised by it ... I wanted to be swallowed by the
theatres professionals floor and just to vanish from the world ... I was humiliated really
(participant 7)
Conflict affecting (Conflict) affects the patient as well in a way because [when] you
patient safety become so emotional; you don’t know how to handle this
(participant 4)
Sources of I know of a surgeon who is forever belittling others, not only
conflicts nurses, even other surgeons in the theatre. You know, when they
are uptight and they are in a situation with a patient, he takes it out
on everybody around him (participant 6)
Handling effect of Basically for nursing, we were trained to face all kinds of
conflicts difficulty in the profession ... we will manage, we will work ... It’s
part of our life; we accept it and manage it effectively (participant
5)
Solving vs. They (the management) will call the surgeon and they will talk to
resolving each other but we are not getting any feedback from them ... But
still the surgeons were not changing ... Nothing happen ... They
have to investigate what was the problem and they have to solve
the problem correctly (participant 3)
culture on their work environment and, ultimately, patient safety. It provides a holistic
foreigners and how participants’ first impressions of Saudi Arabia shaped their subsequent
work experience.
The theme consists of four sub-themes that are related and complement each other
on their work. Participants described the multicultural workforce environment in the first
sub-theme, different backgrounds. They pointed out some benefits of working with
colleagues from the same cultural background plus issues when working with others from
different backgrounds. Dealing with team members based on cultural background was one
important issue raised by participants. The second sub-theme was local culture, where
participants talked about the differences between their cultures and the Saudi culture. They
described the effect of these differences on them and the health care services provided.
They also talked about the difficulties they faced in understanding the culture rather than
embracing it. They mentioned different ways that helped them to learn about the Saudi
culture. In the third sub-theme, local culture influencing work environment, participants
talked about how the culture was entrenched in the work environment. They raised some
issues about the Saudi culture that affected their work environment and suggested some
solutions. They noted that Saudi culture was male-dominated, and suggested appointing
male Saudi leaders in the nursing field to ensure a better power balance with other fields.
These sub-themes complement each other as they collectively describe cultural differences
and how nurses learnt about and dealt with the differences, and provided suggestions for
improvement.
those from different cultures. People engage in common actions and behaviours without
thinking, and some actions may have different meanings in other cultures. Participants
expressed their feeling of ease and comfort with colleagues from the same culture, when
working in a multicultural work environment. They indicated that they did not have to
worry about being misunderstood, as they were by colleagues from other cultures. They
They talked about how these affected their cooperation with each other. They felt that they
were misunderstood when they did something they were used to doing, as some actions
There are different cultures and we are from different backgrounds, so we will see
things differently and do things a little differently ... They [people from other
backgrounds] confuse arrogance with assertiveness, they don’t know the difference.
You stand up for what you believe in and they think you are just being arrogant ...
working with people from other backgrounds. They felt more freedom when they worked
with people from their own background as they could act more naturally:
Because we worked together in the previous hospital [in our home country] ...
(participant 3)
The participants felt that the work environment was divided into groups based on
people’s cultures and backgrounds. They talked about themselves as part of a cultural
her background:
We’re only a few here so I feel isolated ... we are a minority here. (participant 4)
Participants indicated that people were dealt with based on their backgrounds. For
example, one participant described how people dealt with particular cultural groups. She
talked about people from the Philippines, even though she was from another nationality,
Filipino female nurses they won’t talk back. They would rather keep them quiet. We
In the previous two examples, the words minority and outnumbered indicate the
presence of a cultural view of health care workers among the workers. This view was
evident not only among them: even management perceived, and deal differently with,
different nationalities. Participants indicated that people from different countries receive
Nationality wise, we all are working the same, same stress, same position, but
different salary by different country ... It makes you depressed. (participant 10)
That health care workers were dealt with based on their cultural background was
evident in the participants’ words. They indicated that it affected them at different levels.
Local culture
On a broader aspect, participants also talked about the difficulties they faced in
understanding and adapting to the local culture. They talked about their experiences,
feelings and perceptions when they first came to Saudi Arabia, describing their early
“different from our culture”. They identified the most significant differences that they
they had found Saudi culture to be different from what they had heard before they arrived.
They argued that a culture can only be understood when people are exposed to it.
Almost all participants described their first experience of Saudi Arabia as a shock
and a challenge. One of the nurses described her experience in detail, indicating her
I had like quite a big cultural shock ... I was, like, taken aback and I couldn’t
understand exactly what’s happening here. Only when I came here did I know that
there is another culture, totally different from all the other cultures that I know ... it
Another participant pointed out that Saudi culture was a shock and a challenge at
the same time. She had spent eight years in Saudi Arabia at the time of the interview and
concluded, “up to now, it has been a real challenge for me to be in Saudi Arabia”
(participant 4).
Different challenges were described, but they were summarised by one participant
when comparing Saudi culture with her own: “we have difficulties culture wise, language
Several aspects of the Saudi culture were discussed; the most evident manifestation
of Saudi culture was gender segregation. Customs relating to dress were the first issue
The culture was a shock in the sense that I couldn’t understand the female thing in
Saudi. It was a real shock. We had to cover from head to toe ... I had to respect it
Saudi customs are built around minimal interaction between females and males,
except within one’s immediate family. Thus, females wear special clothing, called the
abaya is a black dress, usually made of very light material that goes from the shoulder to
the ankle. Women cover their hair with a matching scarf called a tarha. Most Saudi
women, but not all, cover their faces with a very light cover called a ghotwa, niqab or
borqa. Although it is the norm and the law for females to cover their hair and body when
in public, covering the face is optional; however, most women prefer to cover their faces.
Social norms also dictate that men refrain from staring at females, leading to a lack of eye
It is just that like the Saudi women covering and when you see the culture you know
I used to see the people’s faces when I talk to them, and I look at them eye to eye, so
here you have to be more conserved ... we have less eye contact. (participant 18)
Here there are some restrictions for us, males to females and females also to males
... If you are a female, you cannot talk to males ... you want to elaborate more, but
you cannot do more because of the restrictions outside [the hospital] ... really, we
just talk to them [during work] and after that, no more. (participant 11)
pointed out that they learnt about local culture in their orientation program. Most
considered the program helpful for learning about different customs and rituals, but some
questioned its benefit. They advocated the need to mingle with local people to learn about
(General Nursing Orientation): they are giving lectures and classes explaining the
I think you will not learn from that orientation with only teaching for one class. I
think you have to be spending a lot [of time] with patients for you to know the
inner, the real thing about this culture ... Once you get to know the patients, you
will have a different idea of how or what the culture is. (participant 15)
In this sub-theme, participants described their first impressions of the Saudi culture
and the main issues that they found hard to understand in the Saudi culture. Despite efforts
that were implemented to help them in understanding the local culture, participants
questioned their effectiveness. They argued that they only truly learnt about the culture
professionals. This sub-theme presents the effect of these differences on the work
environment, health care workers and patient safety. Participants pointed out that all levels
of the work environment were influenced by the culture, commenting on how male status
in the culture influenced interactions among team members. They pointed out how it
This is a male-dominated society. Women don’t have much of a say here and most
nurses are female and not of this country. We do show them respect ... Work is the
same as the society. The doctor, a male, will always be at the top, so we will have
to be under him and give him respect. I think outside and inside the hospital, it is
cultural thing I think ... It seems engrained in the culture of the Saudi people.
(participant 7)
environment was a safety threat, given that the majority of nurses were females. They were
Participants stressed the importance of having male nursing leaders in allowing them to
speak up, which ultimately would enhance the safety culture. One participant presented her
I think being male and being Saudi at the same time is important for us, because he
can bridge the gap between his nurses and the surgeons if a problem arises ...
Unlike if you have a female as a director; she can’t talk to these surgeons in a more
One of the participants talked about her experience with a new male Saudi nurse
leader. She indicated that he helped nurses in voicing their concerns. She reflected on her
We have a stand, and a leg to stand on. We have our director at the premises ... We
have been having a woman as director, and now that we have [Mr X], he’s a Saudi,
number one, and he’s a man ... [Being a Saudi and a man] gives much more power.
It does. Sometimes you go and tell [Mr. X], I have [issues with] A, B, C and D; and
then the person is called. Now they’ll be talking whether in English or Arabic. But
they’ll come to a consensus and it will be okay in no time. It’s solved. (participant
6)
among employees. They indicated that, during their breaks, socialisation was limited to
We have a female lounge and male lounge here. So a female can rest and have their
food in the female lounge and a male is separated from the female lounge
(participant 5)
In this sub-theme, participants talked about the influences of the Saudi culture on
their work environment and the safety culture. They expressed their need for male Saudi
departments. Participants felt more secure and more respected when they had such leaders.
Being a foreigner
The influence of the culture on the work environment had led the participants to
feel like foreigners. In this sub-theme, they continued to describe their feeling as
foreigners, which they associated with stress, loneliness and feelings of helplessness. Some
highlighted the effect of being a foreigner on their work. They pointed out some strategies
they used to overcome such feelings. Being a foreigner could have a direct effect on the
unity of the team; they tended not to feel like part of the team when they classified
themselves as foreigners.
Participants experienced loneliness as they were away from family and friends.
They felt more stressed when they could not live among families and friends. They gave
different examples of how they relieve stress. Some tended to work more; they found free
Very lonely situation. The fact that you come to work, you go back to your room,
just being alone in that room, your friends circle around you, but there’s no loved
ones. (participant 4)
sitting there the whole weekend and you don’t know what to do, don’t know where
to go, it’s so stressful ... It’s just stressful for you to be here. Just to be here.
(participant 6)
They indicated that living as foreigners was an adjustment that they had to make
Because you came here, you will work here, you will be adjusting yourself. You
They identified different methods for adjusting to being a foreigner. They set
targets and worked to achieve them. One of the most common targets was working to
improve their financial status, which helped them to overcome hurdles they encountered
when away from their families. However, setting a goal to overcome such issues made
We manage ... because we came here, we have to work. To earn money, we have to
What can they do? We’re in another country. They all came here to work for the
money. So they have to do their job and go home ... we have to do whatever
Despite some benefits of working with colleagues from the same culture,
participants expressed their concerns about being dealt with based on their cultural
their cultures and the local culture. They explained how the local culture influenced their
work environment and dealings with other colleagues. Cultural complexities made it
divided into five sub-themes. In the first sub-theme the nurses describe the characteristics
of their teamwork. In the second they talk about issues related to communication between
team members. The third sub-theme presents the communication difficulties they face with
their patients. When discussing Saudi culture, participants raised issues about the local
with their patients. Suggestions included the provision of Arabic classes and hiring
translators. They argued that bilingual people would help bridge the gap between health
In the fourth sub-theme, the nurses talk about the image of nursing and how they
are perceived by other team members. Their concerns about their ability to advocate for
their patients is presented in the fifth sub-theme. These sub-themes collectively provide a
Lack of good teamwork influences patient safety. A good description of the team
We have the DON, the director of nursing in operating rooms, who’s on the
premises. Then we have the head nurse. Then we have charge nurses ... Then we
have nurses allocated to all the theatres. So our communication goes with a
hierarchy like that. If we have a problem at ground root level, we tell it to the
charge nurse, who will communicate it to the office up until it reaches the DON; if
we cannot solve it, but if we can, there’s no problem ... And we have anaesthetists
and surgeons, each one of them has got their little committee. So if we have
meeting where there will be only the heads of the departments who will sit and talk.
Teamwork
The participants described some of the positive effects of good teamwork on them
and their work, and its effect on productivity and patient safety. The role played by
supervisors and the surgeons in the team was emphasised. They pointed out some issues
According to the participants, if their surgeon was cooperative the quality of the
teamwork improved. The surgeon’s cooperative nature boosted their confidence level.
Difficult situations are expected in operating theatres. Surgery requires cutting and
dissecting, and bleeding is expected at any time of the operation. Bleeding can be
considered one of the difficult situations, especially if the source cannot easily be located
or accessed. One participant narrated a difficult situation and how the surgeon’s behaviour
I like a friendly attitude from the surgeon side, so that I can anticipate and
participate more confidently ... I scrubbed for pancreatic tumour resection; it was a
quite large tumour. While dissecting the tumour, we had unexpected bleeding ... It
depends on the surgeon’s attitude and ability. With my luck, our surgeon was very
excellent, no shouting, no panicking and he managed very well, even with that
critical situation. So I felt at the end of the day, I can do whatever critical situation
tired. (participant 3)
responsibilities because you know that the other people can do their things, so you
have to be only working wisely on your own ... You will finish your job well and on
As indicated in the last illustration, for any task to be achieved, team members have
to work collectively—that is, everyone has certain responsibilities to take care of. The
participant continued by commenting on the negative effects on team members when their
Some cannot do the task well, so you have to cover up for them and you end up
doing your job and their job ... It’s a difficult thing ... It hurts us ... It would be like
Conflicts happen not only when team members fail to do what is required of them;
they also arise when other members do something that is not their responsibility. This mix
of responsibilities exerts pressure on other team members and creates conflict. In operating
theatres, nurses are responsible for calling the next patient on the list and preparing the
theatre for surgery. They know how long it takes them to prepare and how long it takes the
patient to reach the theatre: the nurses manage these processes effectively. When other
members of the team interfere with their work, it pushes them to take shortcuts in their
patient, we are not yet ready. We still need to prepare ... Then they inform us the
surgeon was the one who called them to bring down the patient. (participant 1)
Most participants were concerned that the meaning of teamwork had been lost.
They expressed their need for the reimplementation of the teamwork concept. One of the
Between all of us, it goes a very long way for people to understand that we are a
improved. One of the participants explained that team members needed to be more
The only thing is that the attitude of everybody. They should change, they should
accept from each other ... They should not feel bad. (participant 16)
work. They provided examples of difficult situations that were overcome safely owing to
good teamwork between the team members. They also provided examples of how less than
participants expressed concern about their communication with each other within the
languages. They indicated that people from the same background spoke their language
despite other members of the team not understanding them, which they felt had a negative
impact on them and on patient safety. They felt that language difference was a barrier in
members:
indicated that they speak English, the formal language of the hospital, as a second
language. Difficulties arise when almost all team members speak English as a second
language. Misunderstanding each other was one of the difficulties mentioned by the
participants:
person ... Sometimes we don’t get to understand each other and he probably say
something, which has different meaning for me, but he doesn’t mean it ... It’s not
only between Arabs and us, also among us. (participant 15)
Difficulties in speaking and comprehending English are one reason that team
members tend to speak their own language. They find it more convenient and easier to
express their ideas. However, they work as part of a team that includes people who cannot
understand their language, and this affects their teamwork and communication flow:
The most important barrier in this whole thing is language, still. Because, in a
team, you find that you are three or four nationalities; team of nurses ... the two
Communication problems explained the effect on the other members of the team as
well as on patient safety. Communication can break down when individuals speak in a
It’s the policy of the hospital to speak English in the hospital ... It has to be
enforced ... you can hear that inside the theatre, three languages, four languages ...
you feel left out. It irritates you. Really it’s very irritating and sometimes you just
want to go out of the room ... You try to focus and then you hear this in the
It’s all for the patient, patient’s safety, you need to speak in English. I don’t know
what I will understand when she speaks in her language. (participant 10)
In addition, they indicated that new staff were not always able to speak English
fluently, which affected their willingness to train new staff. Nor could they communicate
Some of the new Saudi staff, they don’t know how to speak English ... if you want to
teach them, you cannot teach well because of this language barrier. (participant
20)
other on the nursing team, and identified aspects of patient safety that were affected by the
communication barrier. The low level of communication was responsible for less
interaction and unity within the nursing teams. They also described communication
safety. This sub-theme presents the participants’ views on language difference between
staff and patients as a problem. They identify the Arabic language, which is different from
theirs, as a problem for them and for the health care services that they provide.
The language barrier was an issue from the moment participants arrived in Saudi
Arabia. They expressed their perceptions of the importance of speaking Arabic to provide
good health care to Saudi patients and identified language difference as a problem that has
implications for patient safety and the provision of proper and safe health care:
I was not aware that in Saudi, there will be someone who doesn’t know English ...
So when I came here, I found people who could not understand a yes. And they
know something else instead of a yes ... That’s a very big gap that we have. If you
cannot talk, communicate, with your patient, and you do not know what she is
saying to you and she does not understand what you are saying to her, that’s a very
If you want to really establish a good rapport with your patient you have to speak
Not being able to speak Arabic affected not only patients and the delivery of health
care services, but also the participants themselves as they felt guilty and helpless when not
Maybe if I can speak Arabic more, my patient care will be more improved. Because
sometimes the patient is asking but really I don’t know. Even though I want to
answer ... but really, it is hard for me because I don’t speak Arabic. (participant
19)
They stated that a lack of communication affects the quality of their work; it also affects
the safety of their patients. They gave different examples of situations in which patients
I think it’s also important for the patient safety [that] they can tell you everything ...
If you ask the patient ‘do you have any dentures?’, if there’s none, they’ll say no,
no, but they cannot explain to you that they have a fixed bridge, which is also
important. (participant 8)
participant argued that, although errors and safety issues arise in health care settings where
patients and health care workers speak the same language, health care settings that include
language barriers are more susceptible to errors. Such a comparison helped put their
concerns into perspective, showing the potential magnitude of safety issues in operating
In other countries, problems arise even when they speak the same language. How
much more if you have a multicultural setting, you take care of Arabic-speaking
people and the nurses are from another nationality, so it would be great to have
7)
Another participant provided an example of how other countries deal with health
care workers speaking different languages. She indicated that health care workers are
required to take English language tests when they intend to work in English-speaking
countries such as the USA and Australia to ensure that they are fluent in the national
language of the country. The participant argued that health care workers working in Saudi
Arabia should also be fluent in the national language, Arabic, or at least have some basic
skills:
When you go to America, you are taking exams like IELTS [International English
Language Testing System]. So you have to learn their language before you work. I
think it is also a must for us here. [It is] for patients also to understand you because
it is not their fault also being a patient in their place. They are Arabs, so they have
Participants indicated that they needed to learn Arabic. They suggested that the best
way was for the hospital to provide Arabic classes, and indicated a need and willingness to
attend them. However, such classes have not been offered to staff in operating theatres.
If I will have that power to improve patient safety, [it will be] Arabic classes for
Translators could help solve the language barrier between the health care workers
and their patients. According to participants, translators can help communicate clearly with
patients, enabling them to understand their patients more holistically. However, translators
problem because they can get information from the patient, they can translate in
English to us. Educated people should work as interpreters, so they can solve the
problem. (participant 5)
between them and their patients. They indicated that it affected their quality of care and the
safety of their patients. They agreed about the need for Arabic classes for the non-Arabic
speaking health care workers; they also indicated their need for bilingual professionals to
Receiving respect
In the previous sub-themes participants talked about teamwork and communication.
In this sub-theme they pointed out their concern about the lack of respect, appreciation and
cooperation that they experienced from other professionals. Some participants reflected on
how others view their status as professionals, and their importance as part of the team.
Nurses in operating theatres are responsible for all stages of the surgical procedure.
They are responsible for admitting patients into the operating theatre, preparing the
instruments and assisting the surgeon throughout the procedure. Filling out the paperwork,
discharging the patient, cleaning the theatre and preparing for the next patient all fall under
nurses’ responsibilities. When the nurses perform these duties, they expect recognition and
appreciation.
Participants were frustrated about not being recognised as professionals. They were
also concerned about not receiving appreciation for the job they do:
Most people still do not see nurses as professionals and then I would assume that
they are still in the dark ages. Well, nursing is a profession and then they tend to
They raised concern that the surgeons do not cooperate with them. Some felt that
the lack of cooperation from surgeons was because surgeons perceive nurses to be
subordinates:
The lack of cooperation ... [surgeons] don’t want to cooperate with nurses.
(participant 19)
You know with these surgeons I think it’s universal. They really think that they are
above the nurses. But we want, as nurses, to be treated equal ... They don’t think of
us as equals. (participant 7)
Their concerns were not related exclusively to surgeons; they had similar concerns
about their supervisors. One of the nurses talked about the lack of encouragement for
nurses from their supervisors and how it affected their work and improvement:
not only for scolding, not only for depressing and keeping you down. (participant 3)
expressed her feelings about the lack of appreciation and support for nurses:
No one cares about the nurses ... People should support us ... [We need]
The participants had concerns about how nurses were perceived and treated. They
theatres and this sub-theme follows by pointing out the difficulties participants face in
speaking up about safety issues. They discussed the effect of their immediate leaders on
them and on patient safety. As they provided examples of good leadership and its effect on
their work, they also discussed some concerns about their ability to speak up.
Participants recognised the importance of good leadership, and pointed out the
impact of their leaders on their work. One talked about the importance of the supervisors’
If the in-charge is good, it’s really nice. [It feels like] they’re taking half of the
burden, so we can relax. But if the one who is leading doesn’t know the job, it’s a
As the participants recognised and appreciated good leadership, they also voiced
concerns about poor leadership. They indicated that poor leadership affected patient safety.
Their concerns focused on the open communication between themselves and their
superiors:
Supervisors should be more cooperative with the staff to improve patient safety ... It
will make a big difference ... If I’m free to my head nurse or my charge nurse, why
Participants used several strong words when they explained that they did not feel
comfortable in commenting on the policies and procedures. They talked about feeling
“ashamed” and “afraid” and the fear of “do[ing]something wrong.” One participant
We’re not telling [our comments on policies] to the head. We just only keep on
talking with the other sisters ... Because we are ashamed, you know, and then we
do something wrong. We’re just following what they are telling us. (participant 20)
health care professionals and their patients, respect between team members and speaking
up were the main issues discussed by participants about safety culture. They pointed out
how these issues directly affect patient safety. In addition, they discussed how those
and their related issues. Five related sub-themes are included. The first, conflicts affecting
professionals, talks about the examples of conflicts and their effect on health care workers.
The participants shared their experiences of conflict and openly described their feelings.
They describe the perceived effect, supported by examples that they had experienced, of
these conflicts and their feelings about the safety of their patients in the second sub-theme,
conflicts affecting patients. The third theme, sources of conflicts, identifies sources of
conflicts extracted from participants’ stories. In addition, participants describe their ways
of handling and managing the effect of conflict in the fourth sub-theme, handling effect of
conflicts. Their personal ways of dealing with conflict can be understood as strategies to
cope with the effect of conflict, especially given the lack of appropriate solutions, as
about their effect on them. They expressed their feelings when they were caught in such
situations. Their words showed how significantly they were traumatised by those actions.
very, very sore inside ... I was in tears because it was very emotional. Because
everyone was at me and looking ... It’s really not a nice feeling. I’m talking from
the bottom of my heart ... Very, very stressful. I can’t explain to you. At one stage, I
wanted to leave. But financially, I couldn’t leave ... It’s not a nice thing to talk
about. It’s like an abuse situation ... I was broken inside. (participant 4)
The abuse was not only emotional. Others described physically and emotionally
abusive situations:
solutions on you, saying things that are hurtful, deliberately trying to praise one
nurse and look at you and say that you are lazy or something like that in front of a
Despite physical abuse which included having instruments and solutions thrown at
them, the nurses talked more about emotional pain. Almost all their descriptions were
about their feelings and emotions. The following examples highlight the nurses’
I actually was traumatised by it ... I wanted to be swallowed by the floor and just to
It makes you feel low and incompetent ... You feel flustered ... You will feel really
down and out ... By the end of the day we are still humans, we are still girls with
feelings. (participant 9)
The sister is not a robot, they have feelings also ... It’s painful. (participant 20)
These emotions affected the nurses at work and outside work. Some used
Participants’ responses suggested that these situations and the resulting emotions
affected them more than they were aware of. The emotions seem to have been buried, as if
It brings all the memories and, actually, I don’t want to put myself exactly into the
picture because I had a situation like that, and I told myself, I’m not going there
explanation for this was that nurses indicated that their duty was to “adjust”:
their concerns about the safety of their patients. In the previous sub-theme participants
gave some examples of conflict and described how they felt. They also recognised, in this
sub-theme, that these conflicts were negatively affecting patient safety. They indicated that
they lost concentration, which could result in catastrophic results. One participant pointed
[Conflict] affects the patient as well in a way because [when] you become so
A detailed example of how conflict can lead to risks to patients’ lives was given by
another participant. She described how emotions affect concentration and ultimately affect
you’re angry, and the patient bleeds and he’s asking you for a clamp. You give him
a scissor. And he can cut the major artery when he’s trying to clamp. He’s cutting
because you gave him a scissor instead of a clamp. Because you’re both angry. You
know, anger can blind you. You think you’re looking, but you’re not seeing
anything. (participant 6)
Handing the wrong instrument to the surgeon was one example of the effect of
conflict. Instrument counting, as participants pointed out, is one of the most important
safety defence strategies in operating theatres. It guards against leaving instruments inside
patients. Participants indicated that conflict affects their concentration when involved in
instrument counting, which could lead to safety breaches. One respondent explained that
You’re already stressed and you might do some of the counting wrong, because you
cannot see properly ... [It is] harmful to the patient ... Sometimes you couldn’t find
the thing and maybe it’s just in front of you. (participant 10)
Sources of conflicts
As participants explicitly shared their feelings and concerns, they also discussed the
effect that conflict had on other health care professionals and their patients. Different
strategies employed by the nurses to cope with such stressors were outlined and discussed.
In this sub-theme, the sources of conflicts in theatres were discussed. Most conflicts were
equipment. Participants indicated that some team members were unable to handle stressful
situations and, consequently, started conflicts with others. Other conflicts were engrained
used during the surgery. It is the nurses’ responsibility to prepare all needed instruments
instrument, with the surgeons before the start of the operation. The participants identified
theatres.
The surgery could be at a stage where that instrument is needed immediately, such
as a clamp for a bleeding artery. Bringing another one from the store takes time, which
may not be available. One participant explained that improper preparation for surgery was
something, we need to go back to the store and that takes five minutes of delay.
That might extend surgery time and get the surgeon angry. (participant 5)
If the instrument is available but forgotten by the nurse, this is an issue. The other
issue is if the instrument is not available at all. Sometimes, the supply of a certain
instrument might not be available for a certain period of time. The supply issue usually
stems from purchasing department issues, so frontline personnel can do nothing about it.
However, the surgeon expects the availability of these instruments and operates
accordingly. Conflict can arise when he/she discovers the unavailability of such
instruments.
Sometimes we don’t have any supply, so we cannot give if requested. That is why
Participants also indicated that, even if the nurses were completely prepared, they
were still blamed if the instruments did not work during some stage of the operation.
He’ll be operating something, and if he thinks it does not work he would throw it.
Every instrument and every gadget and every electrical appliance, there’s a time
stress. Participants talked about situations where some of the surgeons panic when they get
into difficult situations during surgery. One participant acknowledged that surgeons create
conflicts because of the stress they are under, usually related to the surgery. She indicated
that some surgeons cannot handle stress well and take it out on everybody:
I know of a surgeon who is forever belittling others, not only nurses, even other
surgeons in the theatre. You know, when they are uptight and they are in a situation
Another participant pointed out that some surgeons start the conflicts because they
Sometimes he is not sure, he is not sure what he will do that’s why, maybe that is
his way to get angry in replacement of his thinking what next he will do on this
Participants also indicated that some conflicts were started for no particular reason,
as they were just part of some workers’ personalities and attitudes. They explained that
some surgeons were moody and would start conflicts without any particular reason:
It’s according to their mood. Sometimes they will say okay very good, today you’re
okay. Otherwise, sometimes without any reason, they will throw the instruments
discussed sources of conflicts. Following from this and the other sub-themes, this sub-
Despite admitting to the negative effect of conflict on them and their patients, the
nurses talked about the strategies they or other health care professionals use to handle
stressors, emotions, and difficult situations. “Shoulders of steel” was one of the
characteristics mentioned that helped them to manage and isolate the effect of conflict
As a scrub sister you have to have shoulders of steel, so you have to handle
everything ... I think we set ourselves up for this ... I think we are just used to it, so
we are able to handle everything under pressure; anything that comes through the
door. (participant 9)
Other participants indicated that the characteristics that gave them the ability to
handle stressors grew from their nursing education and training to the point where they
Basically for nursing, we were trained to face all kinds of difficulty in the
profession ... we will manage, we will work ... It’s part of our life; we accept it and
We will keep it here (pointing at heart) but our work will not be affected ... we can
accept that is our work. You will accept because he is your surgeon. So, accept and
He (the surgeon) was shouting a lot of things, but anyhow those things don’t affect
me emotionally ... It does affect my ability to concentrate, but maybe for just a
Participants had previously indicated that they believed difficulties were part of a
nurse’s routine. This belief extended to the point where they thought that the only options
they had were to accept that nursing in operating theatres is a stressful job with difficulties
or to leave the profession and the country for good. Despite admitting the effect of stress
on any human being, the following participant indicated that nurses should not have an
option. She noted some of the negative effects of stress and then indicated that nurses who
Physically, you will have some headache; you don’t sleep well. You feel like
depressed; like you don’t feel like going to work because of that stress. It’s very
normal. If nurses cannot really handle the stress, they are going for exit.
(participant 15)
Participants pointed out that the management system enforced these options of
accepting or leaving. They indicated that they had to manage or their employment would
be terminated:
Because what we know, we can lose our job. Tomorrow we’ll be on the flight.
(participant 4)
The participants shared different ways that they used to overcome the difficulties
and emotions encountered. They seemed to have lost faith in management’s ability to solve
these problems.
conflict resolution strategies. They indicated that conflicts were only solved momentarily
although they happened repeatedly. They voiced a need to permanently resolving conflicts
We have to solve this problem, you know because as a team, we should have a good
relationship with each other ... Sometimes they confront the surgeons after [the
incident] ... Some seniors also go and talk to them, but they (surgeons) come again
the same ... They never change, they are behaving the same (participant 11)
She blamed management for not being able to stop conflict from recurring, and claimed
that management did not take the issue seriously. She felt that management was unaware
The management took it (the incident) over and they spoke to him (the surgeon), but
nothing happened. You know, sometimes, people have to realise that it’s not a joke.
It’s a serious issue. It’s a serious issue that’s affecting people’s lives and it affects
The management’s lack of proper conflict resolution was one part of the problem.
Participants also expressed frustration that management did not give them feedback about
any steps taken to resolve a conflict. They felt neglected; as one participant indicated,
They (the management) will call the surgeon and they will talk to each other but we
are not getting any feedback from them ... But still the surgeons were not changing
... Nothing happen ... They have to investigate what was the problem and they have
The participant had lost hope in finding solutions for these conflicts.
some surgeons. One of the participants indicated her acceptance by stating that
Some of them have been reported and some of them refuse to change their attitude
... I think there is always one rotten egg in a bunch ... it is a vicious cycle ... There
is nothing else we can do with those kinds of people that are deliberately trying to
the extent of desperation among them. One of the nurses said that she prayed for the team
I pray for the team really. That is my habit before coming here to do an operation, I
am praying for the patient and for the team, the results are nice. (participant 12)
6.3. Summary
Conflict was present in participants’ words when talking about patient safety and
describing the effect of conflict on them and their patients. Ineffective teamwork,
incomplete preparation and the lack of ability to handle stress were identified as the main
sources of conflict in operating theatres; however, deeper sources were also identified.
Participants recognised that both conflict and safety culture were affected by deep-
rooted cultural mores. One clear connection between conflict and culture was the male
domination of the work environment, an inherent part of Saudi culture. Another was that
cultural background determined how nurses were dealt with, a form of discrimination that
way that professionals from other cultures found difficult to understand or adapt to,
conflicts affected health care, professionals’ lives, and their quality of care.
results of the mixed methods used in this study. Culture in its anthropological form, which
has emerged during this study as a significant factor in patient safety, is discussed first
despite being an answer to the last research question. Furthermore, the discussion examines
the relevance of an international safety assessment tool, the SAQ, to the Saudi Arabian
context, and considers the safety climate in Saudi Arabian operating theatres in relation to
As first described in section 1.3, this study was guided by four main questions and
their sub-questions:
1- What is the current safety climate in the operating theatres in the MOH’s hospitals
in Riyadh?
a. What are the main characteristics of the perioperative teams and do they
culture?
3- What, if any, areas of patient safety can be improved in the operating theatres?
4- What aspects of Saudi local culture could have an influence on patient safety?
Discussion 173
7.1. Culture and safety culture
In the belief that patients are an essential part of the medical team (Oates, Weston,
& Jordan, 2000; Reynolds, 2009), this study has answered the fourth research question,
what aspects of Saudi local culture could have an influence on patient safety? This
differences between patients in Saudi Arabia and the predominantly expatriate medical
team members (Al-Shahri, 2002; MOH, 2012). It was found that the differences in the
cultural backgrounds of both patients and health care professionals were evident and had a
negative influence on patient safety; to alter this will first require a thorough understanding
presented after first discussing the influence of differences between health care
descriptions of their first experience of the Saudi Arabian culture as “cultural shock”,
“challenge” and “different than our cultures”. Their responses to open-ended questions as
well as the questions in the interviews highlight three dominant cultural aspects that are
believed to influence patient safety in operating theatres: gender segregation and a desire
for privacy; language differences between health care professionals and Saudi Arabian
As interaction between unrelated adults from opposite genders is not accepted in Saudi
Arabian culture (Aldossary et al., 2008; AlMunajjed, 1997; Mackey, 2002), difficulties
Discussion 174
arise when health care professionals perform physical assessments on patients of the
Different studies have found that (generally) Muslim and (specifically) Arabic
females highly prefer female physicians (McLean et al., 2012; Nigenda et al., 2003; Rizk,
reported in Western countries, especially in the field of obstetrics and gynaecology (Aboul-
Enein & Aboul-Enein, 2009; Adams, 2002), the majority of Arabic females insist on
having female health care professionals for all medical procedures (Govender & Penn-
Kekana, 2008; McLean et al., 2012). Social and physical contact between genders in
highly gendered societies such as Saudi Arabia is restricted by cultural and religious norms
(Rizk et al., 2005). Such restrictions affect the optimal provision of health care: for
example, Saudi Arabian females have reported difficulty in asking questions and obtaining
Study participants expressed their struggle to understand the level of privacy sought
requests, such as the demand for a single-gendered theatre in which all the treating team
members are of the patient’s gender, and women wishing to be covered head-to-toe all the
time, were expressed. Some participants struggled to understand these cultural aspects of
patients even after having been in Saudi Arabian for an extended period of time, which
highlights the persistence of these issues and the lack of appropriate solutions to date.
Difficulties in understanding the cultural traits of Saudi Arabian patients were worsened by
and patients was raised as another hurdle to the provision of optimal and safe health care.
Language discordance occurs when health care professionals and their patients lack
proficiency in the same language (John‐Baptiste et al., 2004; Sears, Khan, Ardern, &
Discussion 175
Tamim, 2013). It has been linked to significant increases in physical harm resulting from
adverse events (Divi, Koss, Schmaltz, & Loeb, 2007) and to longer hospitalisation (John‐
Baptiste et al., 2004). Participants argued that as errors and adverse events were evident in
contexts where health care workers and their patients did speak the same language, it was
easy to imagine how the likelihood of error increased in contexts where they are faced with
= 20,082) found that patients’ low English-speaking status significantly and independently
increases the risk of death with an odds ratio of 1.91 (p < 0.001) (Douglas, Delpachitra,
quality of their care imposed by language discordance. Sullivan (1993, p. 445) explains
this frustration, for both patients and health care professionals, as the amount of
information lost because “even the best interpreter may not ask the questions I have asked,
and may misinterpret, abridge, amend or modify the patient’s response”. Language
instructions (Karliner et al., 2012). In addition to the frustration resulting from the feeling
of not being able to care for their patients as they wish, participants also expressed concern
Health literacy is “the degree to which individuals have the capacity to obtain,
process, and understand basic health information and services needed to make appropriate
health decisions” (Parker, Ratzan, & Lurie, 2003, p. 147). Low health literacy has been
associated with low health status, high hospitalisation, poor disease management and less
use of preventive measures, resulting in decreased health care quality and increased cost
(Berkman, Sheridan, Donahue, Halpern, & Crotty, 2011; Nielsen-Bohlman, Panzer, &
Kindig, 2004; The Joint Commission, 2007). Mistrust of the health system and the medical
team, not communicating their medical history to the surgical team, use of Saudi
Discussion 176
traditional medicine, and lack of adherence to post-operative instructions were the main
considered an essential and strategic aspect of any health system (Andrulis & Brach, 2007;
Nielsen-Bohlman et al., 2004; Nutbeam, 2000, 2008); and it is not only a patient
low level of health literacy as the “triple threat” to effective health communication. This
was evident in the results of this study, when participants expressed their lack of
satisfaction with (and increased frustration about) their levels of connection and
communication with their patients. Patients with successful communication skills are
willingness to discuss health concerns, to ask questions and explain symptoms (Hester &
Stevens-Ratchford, 2009; Mead & Bower, 2000; Zolnierek & DiMatteo, 2009). A high
level of health literacy has been linked to patients’ empowerment, which is essential for
The relationship between culture, language and health literacy has been described
as complex (Andrulis & Brach, 2007). Culture and language are recognised as barriers to
the improvement of health literacy, as they set barriers upon the attainment and use of
health literacy skills and, ultimately, of patient safety (Johnstone & Kanitsaki, 2006;
implicated among patients from a minority culture, usually with low levels of proficiency
in the main language, within a mainstream culture (Andrulis & Brach, 2007; IOM, 2009;
John‐Baptiste et al., 2004; McLean et al., 2012; Parker et al., 2003; Singleton & Krause,
2009). However, the difference in this study is that the majority (if not all) of Saudi
Arabian patients speak the one language, Arabic, which is different from the expatriate
health care professionals’ (Al-Shahri, 2002; Luna, 1998). However, the effect of the
Discussion 177
patients’ cultural background and language on interpreting health messages delivered in
poor Arabic or in translation remains applicable(Berkman et al., 2011; Singleton & Krause,
in a perception of systemic and persistent low health literacy in Saudi Arabian patients.
More significantly, this study finds that the health care professionals’ cultural
background and language influence the safety culture in operating theatres. Although
until now has been non-existent (Almutairi et al., 2013). Following is the discussion of this
influence.
between cultural traits and safety culture, was developed and tested. The elements of this
dimension (gender, communication and cultural background) have their foundations and
essence in the anthropological concept of culture (Best, Williams, & Matsumoto, 2001;
Kress, 1988; Mills, 1988; Phillips, 2013); they are also relevant to safety culture. In
addition to the significant correlation between the multicultural workplace dimension and
other dimensions of the safety climate, their relevance is evident in the interviewees’
views: different aspects of safety culture are linked to the multicultural nature of their
workplaces.
Frazier et al., 2013; Guldenmund, 2000), and national culture is argued to influence
organisational culture (Hofstede, 1984). Hofstede (1983, p. 75) indicates that “[a] key issue
for organization science is the influence of national cultures on management”, rejecting the
Discussion 178
widespread perception of his time of the universality of management. He suggests that the
psychology (1983, p. 75–76). Organisations are influenced by national identity when they
try to adapt to a host society’s norms and regulations. One reason for seeking a society’s
importantly, employees. These employees are influenced by their national psychology, and
thus play a role in changing the organisation’s culture. Although Hofstede’s claims are
based on studies of corporate businesses, this study finds that they are equally relevant to
study. The way professionals perceive working with colleagues from different nationalities
and cultures was investigated through newly developed items: ‘Working with personnel
from different cultures does not reduce the quality of communication’, ‘I do not find it
difficult to work with employees of the opposite gender’ and ‘I do not find it difficult to
work with employees from another culture’. The results of the exploratory factor analysis
showed that the three items above had good psychometric properties, indicating the
multiculturalism and the quality of work, and of the work environment (see Section 5.4.3).
Cronbach’s alpha value of 0.79 indicates that this dimension has strong internal
consistency. Its overall mean is 3.6 out of 5 (SD = 0.96), indicating that respondents held
“agree” on the scale); only at one site did 60 per cent of respondents hold a positive
Discussion 179
multicultural workplaces. These results indicate the need for improvement in the way
climate, safety climate , job satisfaction and stress recognition: that is, it significantly
correlated with all valid SAQ dimensions except working conditions. With the exception
of stress recognition, which correlated negatively with all other dimensions from the
original scale, the multicultural workplace dimension correlated positively with all valid
dimensions of the SAQ. This shows the importance and relevance of this dimension to the
The three items constituting the multicultural workplace dimension related to the
on the quality of communication were less positive than their perceptions of the effect of
gender and cultural background on their dealings with each other. However, none exceeded
the cut-off mean for positive perception, 4 out of 5 (equivalent to “agree” on the scale).
7.1.4. Communication
To answer the second research question, a part of SAQ investigating the quality of
however, it was limited in this study to the measurement of communication only, to avoid
confusion for participants. Despite this, the results are comparable with studies by Makary
et al. (2006) and Thomas, Sexton & Helmreich (2003): in all three, each group rates
highest its fellow professionals (except surgeons in Makary et al.’s study), and nurses rate
Discussion 180
other groups lower than the rating they receive in return. This indicates two major findings:
the presence of sub-cultures within each site (represented by professions), and the presence
differences between the means each group receives (ANOVA) (Makary et al., 2006), or
simply reporting the percentage of the times a group is rated “high” or “very high”
(Makary et al., 2006; Thomas et al., 2003). The accuracy of the personal judgement or
rating of others has been argued to play a significant part in such questions (Funder, 1999),
and in response to this argument, a new independent variable that accounts for the rating
behaviour of respondents was developed and used in this study, as in others (Makary et al.,
2006): as respondents tend to rate colleagues from the same profession higher than those
from other groups, an independent variable that measured how individuals rated their own
profession’s communication was added to the analysis. The newly developed independent
variable, named “rating behaviour”, was found to have significantly strong and positive
correlation with all the ratings received by each group (p < 0.001).
This slight modification (above) to the standard analysis of the SAQ provides a
“rating behaviour” variable can be included in multiple regressions. This analysis indicated
that, controlling for rating behaviour, profession and language were among the significant
factors predicting the rating of quality of communication. Nurses rated other professional
groups significantly lower than the rating they received from each. In addition, non-Arabic
respondents had lower perceptions of the quality of communication, despite English being
the formal language used by employees in MOH hospitals (Tumulty, 2001). Only 13 per
cent of respondents in the first phase indicated they spoke English in their homes, so the
majority of health care workers in operating theatres spoke English as a second language,
Discussion 181
supporting earlier findings (Aldossary et al., 2008). These findings support the results of
employees and patient safety. One main problem is that semantic differences in
expressions and accents lead to misunderstanding, anxiety and ultimately affecting safety
admit not understanding a task or instructions, to avoid embarrassment (Brunero, Smith, &
Bates, 2008). Participants in the second phase of this study indicated similar issues,
foreign and isolated. It was indicated that “even [though] we speak English, it is different
... we were not raised as English people ... sometimes we don’t get to understand each
other ... It’s not only between Arabs and us, also among us”. Such differences point out
some of the issues that are constantly present in health care work. While the setting of this
study differs from the Australian, English-speaking one of Brunero et al. (2008), the
finding in alignment with the seminal work by Hofstede (1983) regarding the influence of
local culture on organisational cultures and work environments. The patriarchal Saudi
environment. Nurses summarised the influence of the local culture (in the form of gender
in this case) on work environment as “this is a male-dominated society; women don’t have
much of a say here and most nurses are female and not of this country”. This could be an
dimension, of which females had significantly lower perceptions than their male
Discussion 182
colleagues. Highly-gendered societies have been reported to influence female workers
Waseem, & Umer, 2003). The transferability of the masculine/feminine constructs of the
local culture into an organisational culture was a significant finding of Hofstede’s (1983)
work.
The dominant culture (usually the local culture) has been found to clash with
minority cultures in the workplace and affect its people (Konno, 2006). The present study
finds that although locals constituted less than a third (29.4%) of a workforce comprising
28 nationalities; they were still the largest and most dominant group. MOH statistics
indicate that 36.2 per cent of nurses and 23.8 per cent of physicians in Saudi Arabia are
locals (MOH, 2012). Lower percentages of Saudi Arabian nurses are reported elsewhere:
12 per cent in ICU settings (Alayed et al., 2014) and 1.7 per cent in ambulatory settings
(Zakari, 2011).
Despite participants describing the local culture as dominant, the presence and
influence of other cultures on the work environment was evident. Participants’ descriptions
such as “we are a minority here” and “outnumbered” indicate the presence of competing
cultures in the workplace. The presence of different cultures with different levels of
influence results in some of them dominating dealings with, and expectations of, other
cultural stereotyping in this context, evident in the example given by one of the
participants when she explained that colleagues from one culture “won’t talk back ... we do
understand that” and described how others took advantage of this when dealing with this
group: “they would rather keep them quiet”. This finding from the interviews supports the
Unlike other studies that have looked at multinational health care workers as a
minority group (Allan, Cowie, & Smith, 2009; Brunero et al., 2008; Omeri & Atkins,
Discussion 183
2002; Tuttas, 2014), the Saudi Arabian setting differs in the expatriate health care workers
being the majority. Despite differences, issues raised in this study support the international
evidence: there is minimal integration and interaction with the local culture (Brunero et al.,
2008; Konno, 2006). Given that the work environment is influenced by the local culture
(Hofstede, 1983), the lack of interaction and the inability of international health care
workers to immerse themselves in the culture are reflected in a lack of integration with the
work environment. In addition, this study finds some issues concerning speaking out when
discrimination (Allan et al., 2009; Konno, 2006; Omeri & Atkins, 2002; Tuttas, 2014);
however, this is not looked at from the perspective of patient safety. The ability to speak up
is a critical component of patient safety (Sayre, McNeese-Smith, Leach, & Phillips, 2012)
and the inability to speak up may result in serious adverse events. Such findings show that
dealings between health care professionals. Regardless of the form in which culture is
manifested, it has a profound influence on safety culture. Issues linked to the influence of
cultural backgrounds, gender and communication on safety culture are revealed and
manifested in conflicts in the operating theatre. Disruptive behaviours is the term used in
the literature referring to conflict, among other issues including abuse, bullying and
intimidation in the workplace (Saxton, Hines, & Enriquez, 2009). Even though it is a long-
(Saxton et al., 2009). Common characteristics of disruptive health care providers (usually
physicians) were described by Pfifferling (1999, p. 57) as those who constantly (or
Discussion 184
occasionally) show “disregard for the dignity of others, especially those with less power”.
It has been reported to be both horizontal (between workers with the same power level)
and vertical (between workers with different power level) (Griffin, 2004; Lemelin, Bonin,
In health care workplaces, nurses and junior physicians are the main groups
affected by disruptive behaviours (Bigony et al., 2009; Curtis, Bowen, & Reid, 2007;
Duffy, 1995; Walrath, Dang, & Nyberg, 2010). This study found that issues still rise
between nurses and physicians despite this area having been researched and written about
since the 1970s (Hodes & Van Crombrugghe, 1990). Several studies have made findings
similar to this study, indicating the universality of these issues regardless of context (Patel
et al., 2011; Rosenstein, 2011; Rosenstein & O'Daniel, 2008; Rosenstein & O’Daniel,
2006; Saxton et al., 2009). Conflict and resultant stress affect the health of care workers;
they are also found to pose risks to the safety of patients. Participants reported several
emotional and physical effects of conflicts on patients, and voiced their concern about
safety as a result. They explained how they lost concentration during the surgical
procedure because of the pressure disruptive behaviour exerted on them, and this could
have catastrophic results for patients if they handed out the wrong instrument or
Rosenstein and O’Daniel (2008) surveyed more than 4500 employees in 102 US
hospitals and found that 77% had witnessed disruptive behaviours. Most importantly, 71%
believed disruptive behaviours were linked to medical errors and 27% believed they were
linked to patient mortality. Surgery was the most reported of specialities in which
disruptive behaviours are exhibited (Cook, Green, & Topp, 2001; Rosenstein & O'Daniel,
2008). The safety of the employees and the patients were reported to be affected by
disruptive behaviours (Bigony et al., 2009; Walrath et al., 2010). Participants’ main
concern in this study was in the way conflicts were handled, and they complained that a
Discussion 185
lack of proper solutions and inadequate handling of conflicts increased their stress. This is
Generally, conflicts in theatres mainly develop around time, resources and work
roles (Lingard et al., 2004a; Lingard, Garwood, & Poenaru, 2004b; Lingard, Reznick,
Espin, Regehr, & DeVito, 2002). Conflict between cultures (the dominant against the
minorities) is also a major source of conflict (Brunero et al., 2008; Omeri & Atkins, 2002).
In addition to these findings, which are relevant to this study, the inability to handle stress
is also found to be a major source of conflict in operating theatres. Theatres are identified
as stressful places in this study and elsewhere (Rosenstein & O'Daniel, 2008). Respondents
believed that conflicts started when colleagues could not handle stress, especially during
surgical procedures.
O'Connor, & Crichton, 2008; Mitchell & Flin, 2008). Surgical and technical difficulties,
increased workloads, time pressures, distractions and interruptions were among the most
reported stressors (Arora et al., 2010a; Arora et al., 2009; Sevdalis, Forrest, Undre, Darzi,
& Vincent, 2008; Sevdalis, Healey, & Vincent, 2007; Wetzel et al., 2006). Despite stress
strategies are yet to be fully acknowledged and incorporated into surgical training (Arora et
actions and thinking, and helps to form human nature and personality. Culture is learnt
(Hofstede, 1991), not innate, and conflict may be expected when expectations from
different groups of people are based on their cultural assumptions (Briley, Morris, &
Discussion 186
Simonson, 2000; Brislin, 1993). There are different levels and categories of culture, as
and microcultures, and the influence of context in distinguishing between different levels
of cultures is a major contributor to the complexity of this topic: for instance, looking at
described in section 2.6, will alter the perception of cultural influence: in other words, it is
difficult if not impossible to specify which category and level of culture drives an action
Japanese male surgeon in a paediatric Saudi Arabian surgical theatre. In this scenario there
are different levels of culture that could contribute to conflict, regardless of its type,
making it difficult to know which one is the prime driver, or if it is operating solely or
jointly. The conflict may occur at the profession level–nurse vs. physician (Lingard et al.,
culture and influenced (indirectly) by the Saudi Arabian national culture? Or has a single
aspect of a national culture influenced the conflict, as might occur if assumptions about
gender clashed, given that the masculinity index of Sweden is 5, but 95 for Japan
(Hofstede et al., 2010). Masculinity index is a relative index with higher values relate to
distinct emotional gender roles such as men expected to be assertive and tough unlike
women whom are supposed to be modest and tender; whereas near 0 values relate to
overlap between these emotional gender roles between both genders (Hofstede et al.,
2010).
Different levels and categories of culture associated with safety culture in operating
theatres have different influences. Safety culture is one category of the broad concept of
culture and is both influenced by, and influences, other categories and levels of cultures.
Discussion 187
The multicultural workplace dimension was developed and tested to investigate the
safety climate and, ultimately, culture, in their workplaces. It was found to be strongly
associated with other internationally validated dimensions of safety climate. The strong
relevance of this dimension to other dimensions of the safety climate and to the Saudi
Arabian context showed the importance of this dimension to the improvement of patient
safety, which answers the third question about the areas of patient safety that need to be
improved. While the other dimensions are still relevant to patient safety, the influence of
culture is considered to be the one aspect that will most benefit from improvement,
the use of the SAQ and its applicability to the Saudi Arabian context with exploration of
the respondents’ characteristics and provides an overview of the safety climate and culture
The first phase yielded a response rate of just above 60 per cent, considered
representative of safety climate and ultimately descriptive of safety culture (Sexton et al.,
2006a). The highest response was from nurses (71.8%) who are traditionally more
the present study, there was a very low rate of missing data, and a large number of
responses to open-ended questions. The number and relevance of issues raised in the open-
ended questions, the representative response rate, and the low missing values are indicative
Discussion 188
7.2.1. Composite scale reliability
Composite scale reliability for the SAQ (0.88) was as strong as in the original study
(0.90) (Sexton et al., 2006a). Cronbach’s alphas for the dimensions ranged between 0.71
and 0.82 except for the perception of management dimension (0.44). One of the perception
of management items, hospital management does not knowingly compromise the safety of
Zimmerman and colleagues (2013) excluded this statement from their analysis as it lacked
the construct validity of the SAQ and were satisfactory. The p value of less than 0.001 was
one of the issues of the model fit to the data, mainly resulting from using a large sample
(Jöreskog, 1969). TLI (0.85) and CFI (0.87) were just below the recommended level of >
0.90, and RMSEA (0.06) was below the critical value of 0.08 (Browne & Cudeck, 1993).
six dimensions. The highest correlation was between teamwork climate and safety climate
(r = 0.71). Interestingly, the correlation between these two in the original study was 0.72
(Sexton et al., 2006a). The lowest correlation was found between stress recognition and all
other dimensions, as in other studies (de Carvalho & de Bortoli Cassiani, 2012; Göras,
Wallentin, Nilsson, & Ehrenberg, 2013; Kaya et al., 2010; Nordén-Hägg et al., 2010;
Sexton et al., 2006a). Stress recognition has previously been considered distinct and
detached from other dimensions (Zimmermann et al., 2013); it is the only dimension
excluded, for ambiguous reasons, from the Chinese version of SAQ (Lee et al., 2010)
Stress recognition was the only dimension that showed significant differences
between the Arabic and English text on the univariable analysis. This difference was not
significant when adjusted for other potential predictors (i.e. using multiple regressions).
Discussion 189
This indicates that the difference was more related to the respondents’ demographics than
to the translation.
It is concluded that the Arabic translation of the SAQ, with the exception of the
safety in Arabic operating theatres. Given that there were issues with psychometric
properties of the perception of management, it was not clear if the translation was affected
by these issues or it was more related to the differences in understanding the concept of
No Arabic translation of SAQ was located at the time of the initiation of this study
in late 2010 and early 2011; however, two studies later emerged reporting results of Arabic
translated tools (Abdou & Saber, 2011; Hamdan, 2013). Unfortunately, attempts to obtain
these two tools, to compare and critique translations, were unsuccessful. Despite reporting
the results of their studies, a psychometric analysis of their translation and cultural
adaptation was not reported. In this study, a rigorous translation process was followed by
psychometric analysis resulting in a valid and reliable Arabic translation of the operating
dimensions of safety climate in six different operating theatre departments in Saudi Arabia.
The highest scoring dimension in this study was job satisfaction (4/5). The mean of job
satisfaction is the highest in other studies conducted in Arabic countries (Abdou & Saber,
Discussion 190
2011; Alayed et al., 2014; Hamdan, 2013; Zakari, 2011) and internationally (de Carvalho
& de Bortoli Cassiani, 2012; Schwendimann et al., 2013). The lowest mean in this study is
above; this too is as found in other studies (Alayed et al., 2014; Kaya et al., 2010; Relihan,
comparable to other studies used SAQ in different contexts and cultures (Figure 9; Table
7.1). More importantly, variations are evident between and within clinical areas, which
supports previous findings (Schwendimann et al., 2013; Sexton et al., 2006a). In addition
to examining mean scores (either using a 1-5 scale, or a conversion into a percent, with
100% representing a ‘5’, 75% representing a ‘4’, 50% a ‘3’, 25% a ‘2’ and 0% a ‘1’, SAQ
results may also be presented and compared based on the percentage of respondents
holding a positive attitude (> 4/5) on a given dimension in a given clinical area.
Respondents with positive attitudes on a given safety dimension were those who agreed or
strongly agreed on all items of that dimension (Sexton et al., 2006a). Operating theatres
where less than 60 per cent of respondents report positive safety attitudes are places that
can benefit from efforts to improve quality and safety (Schwendimann et al., 2013).This
study had only two dimensions where any of the sites exceeded the 60 per cent threshold:
job satisfaction and stress recognition. Four sites out of six had more than 60 per cent of
their respondents positively satisfied with their jobs (job satisfaction), but only one had
more than 60 per cent recognising the effect of stress on their work (stress recognition).
While job satisfaction rates were high, other dimensions of the safety climate need
improvement.
identify the important predictors of a safety climate. It found that the work site is one of the
most important factors influencing perceptions of patient safety in operating theatres. Site
Discussion 191
is a significant predictor of each dimension of the safety climate, indicating the presence of
a distinct safety culture in each site. This finding is in line with claims that SAQ is a
sensitive tool for detecting differences at the unit and hospital level (Sexton et al., 2006a);
age and profession of respondents are also significant predictors of most dimensions. In
this study, younger respondents held less positive perceptions of safety than their older
professionals had the least positive perceptions of most safety climate dimensions in
less positive than other professions’. Comments about the work environment and system in
open-ended questions came mainly from nurses. Internationally, nurses have lower
perceptions of safety climate than physicians (Listyowardojo, Nap, & Johnson, 2011;
Singer et al., 2009), but the nurses in Saudi Arabia had an extra negative influence derived
from culture-related issues that affected them and their work. Nursing in Saudi Arabia is
Culture (represented by nationality) and gender were among the significant factors
affecting workers’ perceptions of stress recognition. Non-Arabic nationals and female staff
had less favourable perceptions of the effect of stress on them. Gender is an aspect of
culture, so culture seems to affect several aspects of safety climate and, ultimately, safety
culture.
Discussion 192
Table 7.1: Summary of international studies reporting SAQ results
Discussion 193
UK – operating theatres (Sexton et al., 2006a); Egypt – wards (Abdu & Saber, 2011);
Palestine – ICU (Hamdan, 2013); Saudi 1 – Ambulatory (Zakari, 2011);
Saudi 2 – ICU (Alayed et al., 2014); Turkey – wards (Kaya et al., 2009);
Switzerland – wards (Zimmermann et al., 2013); US – wards (Schwendimann et al, 2013);
Sweden – pharmacies (Nordén-Hägg et al., 2010); Ireland– wards (Relihan et al., 2009);
Brazil – wards (de Carvalho & de Bortoli Cassiani, 2012).
Discussion 194
Teamwork climate
Teamwork is widely recognised as a vital component of patient safety, especially in
operating theatres (Kohn et al., 2000; Undre, Sevdalis, Healey, Darzi, & Vincent, 2006).
and lack of respect, are among the findings of the interviews. The importance of these
issues has long been known and argued (Baggs & Schmitt, 1988; Baggs et al., 1999; Flin
& Maran, 2004; Lamb & Napodano, 1984; Manser, 2009; Undre et al., 2006; Yule et al.,
2006). In this study, the perception of the quality of the teamwork climate was less than
optimal, with a mean less than 75 out of 100. Concerns were raised about the quality of
teamwork, summarised as “it goes a very long way for people to understand that we are a
cultural backgrounds were found to underpin these concerns. Respondents indicated being
dealt with based on their cultural backgrounds, and this affected important aspects of
teamwork including cohesion with and collaboration between team members (Baker,
Amodeo, Krokos, Slonim, & Herrera, 2010; Undre et al., 2006). Positive and strong
Safety climate
A positive safety climate has been described as a proactive system promoting
patient safety (Sexton et al., 2006a). Proactive systems have been argued to influence
(Cooper & Phillips, 2004). They are based on the notion of learning from previous
mistakes to avert new ones before they occur or result in harm to the patients (Coyle,
Sleeman, & Adams, 1996; DeJoy, 2005; Frazier et al., 2013). Unfortunately, respondents
had less than positive perceptions about safety climate in their workplaces, which could be
an issue of concern. Nurses and younger respondents made up the two groups with
Discussion 195
significantly low perceptions. Nurses indicated in the interviews that they felt unrecognised
as professionals and unappreciated, which could have limited their input into (and their
Job satisfaction
Job satisfaction was the only dimension with positive perceptions (i.e. a mean
score of 4 out of 5) among the respondents. High staff morale, satisfaction and autonomy
have been listed as indicators of the job satisfaction dimension (Sexton et al., 2006a),
which has been linked to a positive safety culture, attractive work environment, and
increase in self-satisfaction (Aiken et al., 2008; Duffield et al., 2009; Judge & Bono, 2001;
Nahrgang, Morgeson, & Hofmann, 2011). Despite the reported challenges of the system in
which respondents work, interestingly, they also reported high job satisfaction. Knowing
that the balance between job demand and job resources has been linked to, and sometimes
presented as, job satisfaction (Nielsen, Mearns, Matthiesen, & Eid, 2011) makes one
Stress recognition
An operating theatre is recognised as a stressful environment (Rosenstein &
effect of stress on their mental ability and performance (Arora et al., 2009; Arora et al.,
2010b; Wetzel et al., 2006). Along with stress, fatigue from long hours of intense
This study found that respondents had less than optimal responses to stress recognition,
especially nurses and those of non-Arabic origin. Non-Arabic nurses indicated in the
interviews that they coped with the stressors they were exposed to by trying to ignore
them, believing that this strategy helped them to compensate for the lack of support they
Discussion 196
Working condition
Participants had less than optimal perceptions about their working conditions,
another element associated with patients’ outcomes and employees’ satisfaction (Aiken,
Sloane, Bruyneel, Van den Heede, & Sermeus, 2013; Nahrgang et al., 2011). Respondents
complained about staff shortages, a problem linked directly to increased workload and low
job satisfaction, and in higher risks for patients (Aiken et al., 2013; Stone et al., 2007).
Furthermore, conflicts in operating theatres and their resulting frustrations created more
negative feelings about the working conditions. This was also exacerbated by the lack of
proper conflict resolution, in specific, and the lack of compliance to policy and procedures
in general. In spite of this low perception of working conditions, respondents still held
positive job satisfaction which could be related back to the balance between job demands
Perception of management
Approval of management action has been linked to positive safety culture (Sexton
et al., 2006a). Management action has been recognised as leading patient safety
Guldenmund, 2010). The confirmatory factor analysis showed some statistical issues with
this dimension in particular. It has been suggested that the concept of management differs
from one context to another, or from one nation to another (Zimmermann et al., 2013), and
Warner (2014) recently produced a work discussing the influence of different Asian
cultures on the style and understanding of management. In Saudi Arabia, Al-Saleh and
Ramadan (2011) found discrepancies between the expectations of front-line employees and
Discussion 197
7.3. Summary
This chapter interpreted the results of this study and has integrated the findings of
the quantitative and qualitative methods in light of the relevant literature. The Multicultural
workplace dimension development, its relevance to patient safety in general and other
safety climate dimensions in specific were discussed. The influence of different levels and
categories of culture on patient safety was also presented. SAQ’s translation and
applicability to the Saudi context was discussed along with its dimensions.
Discussion 198
Chapter 8: Conclusion
This chapter recaps the significant aspects of this study and highlights the issues
operating theatres and similar settings. After a discussion of the strengths and limitations of
patient safety, this study set out to explore patient safety in Saudi Arabian operating
technicians) working in operating theatres in hospitals in Riyadh City under the aegis of
MOH, the main health provider in Saudi Arabia, were targeted. A quantitative
opportunity to consider the factors that help or hinder the practice of patient safety. This is
a complex topic, and its complexity is acknowledged in the breadth and width of the
knowledge acquired using a sequential explanatory mixed methods approach in which data
were collected in two phases, using a qualitative method in the second phase to explore and
Arabian settings. It showed good psychometric properties generally, although there was
some concern about the validity of one dimension. When compared with international data,
participants’ perceptions of each dimension under study were very much in the middle of
international norms; this leaves considerable room for improvement. They were satisfied
with their jobs, but did not have positive perceptions of teamwork climate, safety climate,
stress recognition, or working conditions. Concern was raised about the quality of
Conclusion 199
communication between professional groups. All these have been found to have an impact
on patient safety.
validated to investigate the influence of different cultures on the work environment. It was
found to be relevant to other valid dimensions of the SAQ, endorsing its importance and
Culture, in general, is shown to affect almost all aspects of the safety climate and
safety culture in Riyadh City hospitals. The local culture has a great influence on the work
environment, and cultural backgrounds of employees are clearly linked to issues relating to
integration, and inadequate approaches to conflict resolution, are two elements relating to
cultural influences on the work environment that impact negatively on patient safety
8.2. Recommendations
This research set out to investigate patient safety in Saudi Arabian operating
theatres, and the recommendations suggested here are based on the interpretation of its
findings in light of current and related literature. Significant issues are addressed, and these
benefit to patients.
evident. Effort should focus on creating a more equitable and accepting atmosphere
multicultural workplace dimension indicate that multiculturalism has been a burden instead
Conclusion 200
of being an advantage (Pedersen, 2013). Effort should be focused on enhancing social
activities among employees that will help in creating more understanding of each other. In
addition, health care workers in operating theatres should have the chance to engage
socially with the wider community. Participants reported concern about their failure to
integrate with the Saudi Arabian community. Exposure to the wider community would
help them to experience and appreciate Saudi Arabian culture first-hand. The importance
Arabic, the national language, in spite of being in Saudi Arabia for an extended period of
time. Based on the wishes of participants, this study recommends that hospitals provide
classes for their non-Arabic-speaking professionals. These classes should aim at equipping
health care professionals with conversational Arabic language and, theoretically should
improve the ability of expatriate healthcare workers to communicate with Saudi Arabian
patients.
Along with issues in speaking the local language, respondents expressed concerns
programs have been shown to improve different aspects of communication and teamwork,
such as collaboration and respect (Baker et al., 2010; Gillespie et al., 2010; Gillespie et al.,
2013; King et al., 2006; Stead et al., 2009; Weaver et al., 2013). In particular, the team
Nurses, the majority of whom were women from non-Arabic speaking countries,
expressed their concern about working in a male-dominated work environment. Given that
the majority of all other professional groups were males, nurses recommended the need for
male nursing leaders to help in balancing power. One potential solution would be for
hospitals to appoint Saudi Arabian male nursing leaders in the short term to help to balance
Conclusion 201
the power in the operating theatres. In the long term, hospitals should invest in the
development and training of leadership skills in nurses (male and female) and work to
enhance policies and procedures that will facilitate and enforce equity and equality.
theatres. One important issue is the inability to handle stress, an inevitable component of
operating theatres. The most concerning issue about conflict in operating theatres was the
way in which it was handled. Given their effect on health care workers and their patients,
and patient safety, supervisors and managers should have more training in conflict
resolution. This could be prevented from happening by using different tactics such as
Tzannes, & Rudge, 2011). In short, safety culture should be enhanced to empower people
to stand up for their own safety and the safety of their patients.
quantitative survey with the depth provided by qualitative interviews. Analysing the data
of the first phase before the collection of data in the second phase, a sequential-explanatory
mixed methods design, enriched the study by allowing the findings to build on each other.
This study also translated, tested and validated the SAQ in Saudi Arabian settings.
It approached this existing tool in a number of different and innovative ways. For example,
the tool was translated into Arabic and administered in a format that allowed either English
or Arabic speakers to complete the same questionnaire. Additionally, new items were
added to the questionnaire, and novel forms of analysis were used, for example, the
Conclusion 202
development of the rating behaviour independent variable and using multiple regressions
In spite of the advantages gained by collecting the data of the second phase after
analysing the data of the first phase, a year’s gap between these stages could be seen as a
limitation. Circumstances of hospitals and employees changed during this time; however,
the researcher remained conscious of the time gap during data collection and analysis. As
the data collected in the second phase supported the data of the first phase, this indicated a
It might also be argued that the researcher, being a male and a Saudi Arabian, could
have had an influence during the interviews with non-Arabic females in the second phase
in regard to the openness and the depth of information provided. Being aware of this
possibility, the researcher tried to manage this limitation by fully explaining to the
participants the nature of the research, and explained that the researcher was completely
approached the researcher after the presentation, the perceived openness of the interviews,
and their depth, are suggestive of the minimal effect of this possible limitation on the
results.
Despite sites D and F being significantly different from each other in the first phase
in most dimensions, findings from both sites in the second phase were similar. One
explanation is that the findings of the second phase, issues concerning culture, are relevant
to all multinational workforces in Saudi Arabia regardless of the hospital they work in.
While MOH is the main health provider in Saudi Arabia and Riyadh is the largest
and most populated city in the nation, the collection of data from a single city may be seen
as a limitation. The researcher believes that the results are applicable to other Saudi cities
and health organisations due to the similarities in their situations: run by the same health
Conclusion 203
provider (MOH), the presence of multicultural workforce and providing the services to
from the findings from this study. Larger studies to investigate cultural influence on patient
safety across the country are recommended. The newly developed dimension, multicultural
workplace, should be investigated in different settings and cultures to test if it has wider
international application.
This study provides an Arabic translation of the SAQ with its psychometric
analysis. The perception of management dimension does not have good psychometric
the issues raised here, to see if the findings are applicable to Arabic-speaking nurses and to
male nurses as well. If they are, they reinforce the finding that national and social culture
are influencers on safety culture, and indicate even more strongly that action, particularly
through education and better shared understandings for all parties, is required to address
those issues that have an impact on patient safety in Saudi Arabian hospitals.
Conclusion 204
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Appendices
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8.5. Appendix 1: Questionnaire
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8.6. Appendix 2(1): Ethics 1
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8.7. Appendix 2(2): Ethics 2
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239
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8.8. Appendix 2(3): Ethics 3
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8.9. Appendix 2(4): Ethics 4
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8.10. Appendix 3: Ethics phase II
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8.12. Appendix 4: Interview questions’ guide
The question guide used for the interviews included those questions:
o Tell me about the similarities and differences between Saudi Arabia and
o Can you give me an example of good team that you like to work with? And
o Can you talk about teams that you do not like to work with?
Can you please elaborate on the reasons that make you do not want
Reflecting on the issues you talked about, how do they influence patient safety
251