Improve SMT Assembly Yields Root Cause Analysis Ipc
Improve SMT Assembly Yields Root Cause Analysis Ipc
Greg Smith
FCT Assembly, Inc.
Greeley, CO
Abstract
Reduction of first pass defects in the SMT assembly process minimizes cost, assembly time and improves reliability. These
three areas, cost, delivery and reliability determine manufacturing yields and are key in maintaining a successful and
profitable assembly process. It is commonly accepted that the solder paste printing process causes the highest percentage of
yield challenges in the SMT assembly process. As form factor continues to get smaller, the challenge to obtain 100% yield
becomes more difficult. This paper will identify defects affecting SMT yields in the printing process and discuss their Root
Cause. Outer layer copper weight and surface treatment will also be addressed as to their effect on printability. Experiments
using leadless and emerging components will be studied and root cause analysis will be presented on the following common
SMT defects:
Root causes of these challenges will be identified and practical stencil design recommendations will be made with the intent
of eliminating defects and improving yields during the printing process.
Introduction
Component miniaturization is a way of life in the SMT assembly industry and as smaller components continue to become
mainstream, larger, established components continue to be used in the same assemblies. In addition to requiring these
challenging mixes of technology, end users are also pushing for improved yields and improved product reliability. The
ability of the assembly operation to reduce defects in the SMT assembly process can minimize cost, reduce assembly time
and ultimately improve product reliability.
By identifying the most common types of SMT defects in the process, focus can be placed on specific ways to eliminate
those defects. The common SMT defects addressed in this paper are poor solder paste release, bridging at print, insufficient
solder volume at reflow and bridging at reflow, mid-chip solder balls, tombstoning, and voiding. Causes of these defects will
be addressed along with stencil design solutions that have been utilized in production situations to reduce and in many cases
eliminate the defects altogether. These common SMT defects can be referred to as “universal” defects in that their presence
can be seen across multiple companies, in multiple product builds over many years. In previous work [1], R. Dervaes states,
“Determining the root cause of a “universal” SMT defect, that is more assembly independent, involves testing a very wide
array of assemblies over a much longer period than can be fit into one experiment.” This paper is a continuation of the
Dervaes’ work and utilizes both experimental data and customer feedback.
The current stencil area ratio only considers the stencil thickness and stencil aperture size when predicting solder paste
release and the printed circuit board (PCB) is not considered. The question becomes, “Is the adhesion of the solder paste to
the PWB SMT pad what pulls the solder paste out of the stencil?” If so, the adhesion strength of the solder paste to the PWB
SMT pad is determined by the size of the SMT pad, and the corresponding surface area. In addition, differences in copper
weight and surface finishes would produce differences in PWB pad sizes at the surface of the PWB and these differences
could become critical to improve solder paste release.
The PCB manufacturing process consists of etching the copper to produce the circuitry (traces, SMT pads, via pads, etc.) and
the copper etching process produces a SMT pad cross section (Figure 2) where the top of the SMT pad is smaller than the
bottom.
During the design stage of the PWB, lines, traces and pads are “modified” to allow for etch back during its fabrication
process. The results typically show the top of the SMT pad will be smaller than the base and as copper weights increase, the
pad dimensions at the surface can be smaller than the nominal Gerber SMT pad size. The smaller pad size on the top surface
of the PWB could potentially affect the release of paste. If this is true, a new modified Surface Area Ratio should be used to
predict sufficient transfer efficiency of the solder paste for small component printing. A test vehicle (Figure 4) with 5 mil
lines and 7 mil spaces in the upper left and bottom of the board was used in this experiment. Cross sections were taken from
the boards after fabrication and an optical measuring device was used to measure the tops of the 5 mil traces to determine
etch back as compared to nominal from the Gerber file. The measurements are recorded in Table 1.
Table 1 - PWB Measurements
Difference-
Cu Surface Surface Surface versus Foot
Weight Finish Measurement(mils) Nominal(mils) Measurement(mils)
2 oz HASL 0.004173 -0.0008 0.005906
2 oz HASL 0.004016 -0.0010 0.005492
2 oz ENIG 0.004874 -.00012 0.005911
1 oz HASL 0.004252 -0.0007 0.005236
1 oz HASL 0.003937 -0.0011 0.005807
1 oz ENIG 0.004823 -0.0002 0.005906
1 oz ENIG 0.004991 -0.0000 0.006063
To accurately determine if the PWB configuration affects paste transfer efficiency at print, a modified Surface Area Ratio
formula was determined (Figure 3).
Figure 3 - Modified Surface Area Ratio
The modified comparison takes into account changes in PCB SMT pad sizes due to variations in copper weights and surface
finishes. Heavier copper weights will produce larger reductions at the surface of the SMT pad as compared to the actual
board Gerber data. Flat surface finishes, like ENIG, OSP, immersion Ag, and immersion Sn, allow the solder paste to stick
to the entire top surface of the SMT pad (assuming PCB-to-stencil alignment is accurate) for maximum adhesion strength.
When these flat surface finishes are used no size reductions is used when calculating Surface Area Ratio for the surface
finish. Non-flat surface finishes, like HASL, have a more domed/irregular surface and the semi-rounded surface makes it
more difficult for the solder paste to stick to the entire surface. When HASL and HAL surface finishes are used, an
additional reduction is made to calculate the Surface Area Ratio. To calculate this modified Surface Area Ratio, the
following table has been created based on measurement of finished board data (Table 2).
Table 2 - SMT Pad Reductions to Calculate Modified Surface Area Ratio
Size Reduction Size Reduction
Copper Copper Size Reduction
mm(inches) with mm(inches) with
Weight (oz) Thickness (µm) mm(inches)
ENIG, OSP, Ag, Sn HASL & HAL
0.5 17.5 0 0 0.001
1 35 0.0005 0 .0005
2 70 .001 0 0.001
Utilizing the SMT pad size reductions in Table 3 will provide a much more realistic representation of what SMT pad sizes to
expect on physical PCBs, and the modified Surface Area Ratio will be used to test this theory.
The table below (Table 4) shows the stencil aperture design for each of the component shapes above. Two 4 mil thick stencils
were used. One stencil was uncoated and a second stencil was coated with a Fluoro-Polymer Nano Coating (FPN).
One can see from the graph above (Figure 5) that as the standard area ratio increases, the transfer efficiency also increases in
a linear fashion. Also, as expected, transfer efficiency is better when using No Clean, type 4 paste versus Water Soluble, type
3 paste. However, when looking at the chart by Surface Area Ratio (Figure 6), transfer efficiencies do not increase in a linear
path. It is easier to see the validity of this modified Surface Area Ratio if one looks at a specific component (Figure 7).
Figure 7 – Transfer Efficiency Vs Area Ratio vs Surface Area Ratio for uBGA46 by Board Type
When looking at the 46 pin uBGA component data, it is easy to see that calculating Surface Area Ratio based on copper
weight of the outer layer and the surface finish on the board is not a good method to determine improved transfer efficiency.
As the Surface Area Ratio increases, transfer efficiency decreases. Data from other components followed this same trend.
This experimental test process establishes that although the copper weight of the outer layers of the board and surface finish
do impact transfer efficiency, the area ratio calculation is the best method of predicting transfer efficiency.
It is also worth noting that standard deviations are also reduced using FPN coatings versus uncoated stencils. In Figure 9
below, the standard deviation for area ratios between 0.56 and 0.81 is less on FPN coated stencils than uncoated stencils.
Once area ratios increase higher than 0.81, the benefit of FPN coatings to reduce standard deviation no longer exists.
Figure 9 – Transfer Efficiency vs Standard Deviation by Stencil Type
Using the following graph (Figure 10), recommendations can be made as to minimum area ratios used to achieve targeted
transfer efficiencies. Again, these recommendations are for 4 mil stencils using 3D SPI equipment and a no-clean paste. It is
necessary for manufacturers to consider their specific SPI results versus Area Ratio to determine what minimum transfer
efficiency is required to produce acceptable results. It is also necessary for manufacturers to determine what transfer
efficiencies are required for small component printing to achieve acceptable solder joints.
Again, if 50% transfer efficiency is adequate, an FPN coated stencil can be used down to 0.5 area ratio according to the data
in Figure 8 above. Again, in previous work, Bath [3] confirms that a 0.3mm CSP, 8 mil aperture with an area ratio of 0.50
printed at 55.5% transfer efficiency which is in line with the data in this study. If smaller transfer efficiencies are proven to
create acceptable solder joints then lower area ratios can be used. Looking at the 0.44 area ratio component above which is
the 7mil square with rounded corner aperture, one could expect at least 42% transfer efficiency with the Type 4 No Clean
solder paste used in this study (Figure 11).
When performing Root Cause Analysis in situations of inadequate solder paste transfer, solder paste should also be
considered. Looking at Figure 11 above, it is clearly seen that paste type and powder size can play a factor in obtaining
adequate transfer efficiency. For example, looking at the uncoated stencil data, one could expect to see 50% transfer
efficiency with a 0.59 area ratio aperture using a No Clean, Type 4 paste. The same aperture printed with a Water Soluble,
Type 3 paste would only provide 43% transfer efficiency. Looking at the FPN stencil data, the 0.53 area ratio component
release at 55% transfer efficiency with the No Clean, Type 4 paste whereas the Water Soluble, Type 3 paste releases only
28%.
This data is also dependent on the actual brand of solder paste being used in addition to the paste type and powder size.
Solder paste from different manufacturers will give different transfer efficiencies. Again, when performing a root cause
analysis for insufficient paste, these factors should be considered.
Solder-Balls (Mid Chip Solder Beads): Stencil Design to Minimize Solder Balls
Solder balls on two pin chips appear after reflow but in many instances can be prevented or greatly reduced by stencil design.
When performing Root Cause Analysis on a stencil design to prevent solder balls, one must look at the design of the stencil
apertures in relation to the actual part package. In many instances where solder balls are occurring, there is a mismatch in the
design of the stencil apertures versus how the component sits on the SMT pads. It is critical at this step that all of the Gerber
layers are available as the actual copper outer layers and mask layers will be needed for this process. The first step is to
identify the actual dimensions of the part package and this can be done by referring to a chip design guide such as the one
below (Figure 12).
Figure 14 – Inverted Homeplate Aperture Design to Prevent Solder Balls During Reflow
This design removes solder volume from the back end of the package so that when the paste reflows, it wants to spread or
pull toward the outside of the apertures holding the component down flat during reflow. Put in another way, removing this
paste on the outside of the component lowers the wetting force of the solder when it becomes liquid and helps prevent the
component from tombstoning. When designing the “Reverse U-Shape” aperture, one should pull the aperture toward the
inside of the component so that Dt is at the inside edge of the terminal or 2-3 mils inside the terminal edge. Please note that
there should be 7.5 mils minimum between the inside edges of the stencil apertures (Cs) for 0201 and larger chip
components.
There are a lot of scenarios where the SMT pads on the board are not optimum. Sometimes the pads are shifted too far apart
and sometimes pads are too long. In many cases, the solder paste brick needs to be pulled toward the inside of the
component removing paste from the outside of the component pads. Again, this places more paste under the part so that
when it turns liquid, the paste spreads from under the component to the outside holding the component down.
One final consideration is that when applying this design to chip components, the area ratio must be considered. When
changing from a rectangle to this “Reverse U-Shape” more surface area is being added to the aperture walls. For example, a
rectangular pad that is 13.8 mils square has an area ratio of 0.7 and the same aperture reduced by one mil per side with the
“Reverse U-Shape” has an area ratio of 0.5.
If the area ratio limit (i.e., 0.63) is exceeded, a standard reduction should be made and a rounded square or rectangular
aperture must be used.
After calculating half the pitch to determine the width of the aperture and designing it so that the length is the same as the
copper pad, the area ratio can be determined. The stencil designer should then verify the area ratio is higher than the lowest
allowable area ratio for the stencil.
Bridging at SMT Reflow: Causes for Bridging After Reflow When it is Not Present After Print
When bridging occurs after reflow but is not present after print, most often it is seen occurring on Gull wing, QFP type
devices (Figure 17). Before beginning a root cause analysis process for this type of defect, it is necessary to have a
Component Data Sheet (Figure 18) for the actual device being placed.
To identify a solution for this defect, one has to look at the foot dimension, Lp on the component data sheet and compare it to
the land pad on the copper layer of the PWB. In most cases when the foot is much shorter than the land pad, bridging can
occur. An example of this is shown below (Figure 19).
Figure 19 – Example of QFP Bridging
Due to the way the gull wing lead is exposed to the convective heat of the oven, these types of components heat up quickly in
reflow. When the length of the Gull wing foot is 25% shorter or more than the length of the land pad of the board, thermal
differences allow the foot of the lead to heat faster than the solder paste on the land pad of the board. As this occurs, the
solder paste becomes liquidous at the foot first, and paste tends to wet up the lead typically stopping close to the shoulder. At
this point, because no more solder can wet up the lead, the liquid solder starts pooling around the foot of the component until
the rest of the land pad heats and paste wets to the entire pad. On fine pitch components, this pooling can spill out across the
lead and bridge or short to the next lead. A common cause of this phenomenon is when the land pad is designed for a
specific component and the component is replaced by another similar component where the foot is too short for the length of
the land pad on the PWB.
Reducing the paste volume printed on the land pad is necessary to prevent paste from pooling during reflow and causing
bridges or shorts. The process to identify and correct this defect includes determining the length of the foot and comparing it
to the length of the copper SMT pad on the PWB. If the foot of the component lead is 25% shorter than the length of the pad,
the volume of paste deposited should be reduced 10%. If the length of the lead is 50% shorter than the land pad a 25%
volume reduction should be made and finally, it if is 70% shorter, then the volume should be reduced by 40%. In addition to
reducing the volume of paste printed on the land pad, it is also necessary to center the new, modified stencil aperture on the
component foot. This process involves looking at the component drawing (Figure 18) and identifying the dimension HE and
HD for the component being analyzed to determine the outer extents of the component feet to create a Gerber layer of the
component feet centered according to the drawing. The new stencil apertures created to reflect the reduction in volume
should be centered on this pattern as shown below (Figure 20). When the new apertures are used, the reduced paste volume
will flow up to the aperture shoulder as it wets to the land pad. The pooling will be eliminated and bridging prevented with
this new aperture design.
To obtain sufficient solder paste volume after reflow and produce acceptable solder joints, the PCB land pad length is ~110%
of the leadless termination length (Figure 21). However, inspection and rework of leadless components is extremely difficult
when almost 100% of the land pad is underneath the component. For this reason, the majority of leadless land pad designs
will lengthen the PCB land pad.
While in the reflow oven, the leadless package design tends to obstruct more of the convection air flow and IR, compared to a
gull wing style component. Unless the PCB has extremely heavy copper weights, the leadless termination and PCB land pad
temperatures will therefore increase fairly uniformly, and be close together at liquidous. This will produce a uniform wetting
of the solder across the surfaces. Increasing the land pad length beyond 110% of the termination length increases the surface
area that the solder has to cover. This will limit the formation of acceptable solder fillets, if the solder paste volume is not
increased at print.
Figure 22 – Volume Increase Diagram
The volume increase is based on the size difference of the leadless termination and PCB land pad and is applied to the stencil.
Referring to Figure 22, the volume increase is calculated as follows:
Volume increase (%) =
The new stencil apertures created to reflect the reduction in volume should be centered on this pattern as shown in Figure 22.
The additional solder paste volume should always be printed to the “toe” side for leadless components. Extending the solder
paste brick further underneath the leadless package should be avoided, due to the bridging potential and increasing the stencil
aperture width should also be avoided. Extending solder paste beyond the SMT land pad, up to 0.040”, is not a problem with
leaded or lead-free solders as both coalesce and pull back onto the SMT land pad extremely well.
However, it is extremely rare that an overprint gets even close to 0.040” with leadless components and an overprint to this
extent is typically reserved for paste-in-hole applications. The majority of the time the extension is somewhere between
0.005” and 0.010”.
In addition to increasing the stencil aperture size, the stencil foil thickness is also very important. For the majority of leadless
components, a 0.005” foil thickness is required. If the foil thickness has to be reduced to accommodate other SMT
components, the stencil aperture volume for the leadless components should be increased accordingly. Solder volumes are
critical and it does not take much of a volume reduction to start causing yield problems.
A standard window pane was used for U9, a diagonally rotated window pane was used for U10, five dot pattern used for U11
and a diagonal line design was used for U12. The specifics of the stencil design are listed below (Table 5). All designs
targeted a 65% paste coverage or a 35% area reduction.
Next, the data was compared to see if voiding percentage was significantly different using Tukey-Kramer HSD in the image
below (Figure 26). When examining the Tukey-Kramer data, water soluble paste A, water soluble paste E and no clean paste
D all showed no statistical difference in void percentage between different ground pad designs. However, water soluble paste
B showed that the ground pad design for U11 had a statistically higher percentage of voiding than the other three designs.
No clean paste C showed that U09 had a statistically higher percentage of voiding than the other three designs. One can see
by the results of this testing these specific designs do not significantly reduce voiding. It also appears the specific paste can
have an influence on voiding percentage for these specific designs.
There is much work still to do in identifying the best stencil design to minimize voiding on ground pads of these bottom
terminated devices. Area coverage, pattern opening designs as well as the venting pattern in many shapes and combinations
all need to be studied in order to determine the best pattern for void reduction. Until this work is done, a common design
currently yielding good results for BTCs is a 5 dot pattern or window pane pattern with 50% volume coverage of the ground
on the PWB.
Figure 26 – Tukey-Kramer HSD Data on Paste Vs Void Percentage by Location
Conclusions
Identifying specific “universal” defects in the print process is critical in the effort to improve first pass yields, minimize cost,
minimize assembly time and in turn to improve reliability. These “universal” defects including poor solder paste release,
solder balls, tombstoning, bridging at print, bridging after reflow, insufficient solder after reflow and voiding on bottom
terminated devices can all be addressed with stencil design. In many cases these defects can be greatly reduced by addressing
the root cause of the specific issues.
When addressing insufficient paste at print, it has been determined it is critical to identify minimum transfer efficiencies
required for acceptable solder joints and then determine minimum area ratios necessary on stencil apertures to achieve those
transfer efficiencies. Solder ball issues can best be overcome using a “U-Shape” or “Inverted Homeplate” aperture and
tombstoning can be improved using a “Reverse U-Shape” aperture. The “Half Pitch Rule” is a valid and widely accepted
method for eliminating bridging at print and when bridging is occurring after reflow on gull wing devices such as QFPs, it is
critical to compare the size of the PWB land pad to the size of the foot of the actual component lead. Finally, voiding on
ground pads of BTCs are critical and there is much work left to do to identify the best stencil design to minimize voiding
percentages on these types of devices. Currently, however, the standard window pane and five dot pattern remain accepted
designs.
Future Work
Further investigation into ground pad designs for bottom terminated devices will be presented to identify patterns that can
minimize void percentages.
References
[1] R. Dervaes, “SMT Assembly Challenges and Proven Solutions for Improving Yields”, Proceedings of IPC Apex Expo,
2015.
[2] IPC, “IPC-7525B 2011-October Stencil Design Guidelines”.
[3] J. Bath, T. Lentz, G. Smith, “An Investigation into the Use of Nano-Coated Stencils to Improve Solder Paste Printing with
Small Stencil Aperture Area Ratios”, Proceedings of IPC Apex Expo, 2016.
[4] R. Dervaes, “Improving SMT Yields – Leadless Components”. Internal Company Report.
[5] T. Lentz, “Fill the Void”, SMTA International 2016.