Determinants of Health and Inequality
Determinants of Health and Inequality
Dr Stephen Monaghan
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THE DETERMINATION OF HEALTH
As a first step towards improving health and reducing health inequalities, it is natural
to ask what factors lead to our current pattern of ill health and health inequality.
Usually in this context, the medical concept of causation comes to mind as the
required element. However, for these purposes the medical notion of a necessary and
sufficient cause is too narrow, implying a direct “follow-on” relationship and
originating from the doctrine of specific aetiology whereby each disease has a single
cause.
This is commonly the position for infectious diseases, which are actually defined and
classified according to their causative agent. But for the majority of health conditions,
it has become clear that at best a complex web of causation involving many
interacting factors is involved, and it is even debatable how useful the narrow concept
of direct causation is over and above the concept of the wider determining factors.
Broadly, there are two approaches to gaining this knowledge, basic laboratory science
and human population research (epidemiology). Epidemiology is the study of the
distribution and the determinants (of the distribution) of health related states in human
populations. It is this epidemiological information on the determinants of health and
disease in that population that we mainly require for public health policy.
Blum (1974, 1981) has usefully grouped the determinants of health within a model
which comprises the four fields of Environment, Lifestyle, Heredity (Genetics), and
Health Care Services. Lalonde used a similar classification, the Health Field Concept
(Laframboise 1973) in his famous public health strategy (Canadian Government
1974).
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Building upon Blum’s framework, Evans and Stoddart (1990 and 1994) developed a
detailed model (below) suggesting interactive pathways in the production of health.
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Considering the determinants of health in turn, within the original categories of
Environment, Lifestyle, Heredity (Genetics), and Health Care Services as suggested
by Blum (1974, 1981).
THE ENVIRONMENT
The environment can usefully be sub-divided into the pre-natal environment - before
birth, within the womb; and the post-natal environment to which we are exposed
following birth during childhood and adult life.
A growing body of evidence supports recognition of the central importance of the pre-
natal environment within the womb as a central determinant of subsequent adult
health and mortality (Barker and Robinson 1992) and of health inequalities (Barker
and Osmond 1987a, Osmond 1987, Barker et al 1989a, Barker et al 1989c, Osmond et
al 1990).
The adult mortality rate from stroke and ischaemic heart disease appears to be
powerfully determined by adverse maternal factors acting before and during
pregnancy. The same factors cause neonatal mortality, and in a given geographical
area, the adult mortality rate from stroke and ischaemic heart disease is closely
correlated with the neonatal mortality rate which applied some sixty years earlier
(Barker and Osmond 1986 and 1987b) (Barker, et al 1989a and 1989c). These
intrauterine factors may be linked with stroke and ischaemic heart disease though the
mediator of high blood pressure (Barker et al 1990b and 1992) (Law et al 1992) or
maternal anaemia or iron deficiency (Godfrey et al 1991). Impaired intrauterine
growth is also strongly predictive of non-insulin dependent diabetes in late adulthood
(Hales et al 1991) and impaired glucose tolerance in early adulthood (Robinson et al
1992).
Research evidence has shown beyond reasonable doubt that the dramatic
improvements in the health experienced by all societies as they develop can be
attributed less to improvements in medicine and surgery and more to improvements in
wider environmental conditions (McKeown 1979). These include access to sufficient
nutritious food, the provision of pure drinking water and separate disposal of
sewerage, improvements in working conditions and in housing, and a voluntary
reduction in birth rate. The environment can be usefully sub-categorised into the
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physical, chemical and biological environment and the social, psychological and
economic environment.
Social factors powerfully determine health and ill-health, and this is clearly
exemplified by the very strong association between health and socio-economic status
as measured according to the Registrar General’s Social Class Classification. Within
this schema individuals are allocated to social classes depending on occupation with
high prestige professionals (doctors and lawyers) placed in social class I, managers
and other professionals (teacher and nurses) in social class II, skilled non-manual and
skilled manual workers in social class III, semi-skilled manual in social class IV and
unskilled manual in social class V.
In the UK there is a 5 year difference in life expectancy between males in social class
I and in social classes IV and V. The corresponding figure for females is 3 years
(Davey-Smith et al 1997, Hattersley 1997). Both of these differentials are wider than
they were 15 years ago (Harding et al 1997) with the gap for young males opening
most markedly (Drever and Bunting 1997). Long standing limiting illness is 40
percent more common in social class V than social class I in the UK, while no such
differential exists in acute sickness (Bunting 1997).
Infant mortality in the UK is 70 percent higher in social class V than in social class I
(Botting 1997), and again this is a differential that has widened in the last decade and
a half. Children in the manual social classes are more likely to suffer from chronic
sickness and tooth decay than those in non-manual classes (Botting and Bunting
1997).
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primarily genetically determined. Similarly, health status has not been the main
determinant of social class, though it does have some effect (Fox and Benzeval 1995).
Given that artefact is not the explanation, and that the association is therefore real, it
is natural to enquire into the possible mechanisms linking the socio-economic
environment and health, and also into the particular aspects of the socio-economic
environment which are responsible for determining health. These issues are now
considered in turn, beginning with a discussion of the possible mediating pathways
between the socio-economic environment and health, before moving on to a
discussion of the important (general and later specific) socio-economic environmental
factors which determine health.
The main mediators acting between the socio-economic environment and ill health are
likely to be psychosocial stress (Patrick et al 1995) and other psychological states
including self-esteem, identity, and personality, which also influence personal and
social expectations. Some of the translation from socio-economic environment to
biological health state probably occurs through endocrine hormone release and other
biological signals (Tarlov 1996). The psyche (the mind) and the soma (the body) are
likely to be much more closely linked than the philosopher Descartes implied when he
separated them within his model of “Cartesian Dualism”, a conceptual separation
which unhelpfully persists to this day.
The general factors within the socio-economic environment which act to determine
health status can be summarised by the “3 Rs” of “relational position” (social
integration and cohesion), “resource position” (wealth, poverty and deprivation), and
“relative position” (social stratification, inclusion and exclusion) (Miller 1995). These
will be taken in turn:
The relational position of a society or group refers to how closely individuals relate to
each other. Research dating back as far as the great 19th century French sociologist
Emile Durkheim (1897) has suggested that the closeness of a society in terms of a
sense of belonging (anomie as opposed to atomie) and community is a strong
determinant of mental health particularly of suicide. Similarly, more recent work
shows clear links between social networks, confiding relationships and depression
(Brown 1978). Community cohesion, including family structures, is also related to
physical health indices (Patrick et al 1995).
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Resource Position (Wealth, poverty, and deprivation)
Wealth, income, poverty and deprivation are strongly related to social class and a very
close correlation between the pattern of deprivation and the pattern of ill-health and
disease is evident.
There is considerable evidence suggesting that once one gets above a basic third
world developmental level, then it is relative rather than absolute deprivation and
poverty which is the more important determinant of health. Countries with lower
levels of inequality in wealth (relative poverty) have lower levels of health inequality
(Wilkinson 1996, 1997, Marmot et al 1995).
If relative poverty is more important than absolute poverty (at least in a country with a
welfare state) this may suggest that health disadvantage may be more a result of
psychological mediators (Brunner 1997) related to relative social position than to
differential exposure to hazardous material physical agents.
Absolute poverty can be prevented by benefits, and some argue that absolute poverty
barely exists in the UK, at least in the way that it did 50 years ago. However, benefits
may also create dependence resulting from a poverty trap caused by the perverse
incentives built into the benefit system.
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Employment and the Occupational Environment
Education
After age, the largest determinant of differential health status is probably social class.
However, social class and education are strongly correlated in both directions in a
virtuous cyclical relationship (Blane et al 1996). The absence of wealth and education
acts in a vicious cycle potentially spiralling towards a socially excluded position
associated with ill health (Wadsworth 1996).
The main determinant of adult social class is the social class into which one was born.
However, general education appears to offer the greatest potential for social class
mobility and is probably the key intervention available to prevent poverty, deprivation
or exclusion and thereby to reduce health inequalities and to promote public health
(Wadsworth 1996, Blane et al 1996).
Cultural factors and social and group norms (peer pressure) are powerful health
determinants (Patrick et al 1995) through their effect on behaviour. Social norms
condition (normative) behaviour patterns that are socially acceptable but not
necessarily healthy. Traversing social norms can also lead to felt stigma or enacted
stigma (labelling) resulting in secondary deviant health related behaviour.
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Crime and Violence
If the social environment becomes unsafe this can influence the mental health status
of an individual. A safe environment free of crime (or fear of crime) is an important
factor and contributes significantly to individuals’ sense of well being (Patrick et al
1995). Violent crime directed at the person is of particular importance as a health
determinant. However, crime against property is also relevant. The challenge is not
just to be “tough on crime” for health as well as other reasons, but also to be “tough
on the causes of crime”, which are largely the same socio-economic factors which
determine health.
After food and water, shelter from the extremes of the natural environment is
probably the other important physical environmental pre-requisite for health.
Homelessness, which has been seen with increasing frequency in recent years, is
therefore a fundamental threat to health. Alongside the availability of shelter, the
quality of housing has also been a crucial factor related to health. The links between
housing conditions and health have long been recognised. Generally, those living in
good housing are in better physical and mental health than those who are not.
These links were most prominent in Victorian Britain, which established the
connection between overcrowded and insanitary housing, high death rates and high
rates of disease. The link was probably mainly between overcrowding and poor
ventilation and respiratory infections such as TB. Massive slum clearance and
significant investment in private sector and social housing improved these conditions
but often broke up community psychosocial support. Even though the condition of
housing has now improved, it is still likely that many of the inequalities in health
which we see in today’s adults and elderly are related to the poor housing conditions
they experienced many years ago when they were children (Barker and Osmond
1987a). Poor adult respiratory health status and adult death from chronic obstructive
airways disease are both determined by childhood respiratory infection, which is
partly related to overcrowded living conditions (Barker et al 1991).
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Pollution of the general environment
Historically, following the industrial revolution, domestic water polluted with sewage
was probably the greatest single threat to health. The efficient separation of drinking
water from effluent achieved by the sewer system in cities was probably the greatest
achievement of the public health movement. The maintenance of this system remains
crucial today, and drinking water providers have to consider new microbiological
threats such as Cryptosporidium which are particularly difficult to deal with. The
main chemical hazard in drinking water is lead from piping which can cause lead
poisoning and mental retardation. Fluoride in drinking water at appropriate naturally
occurring (or artificially created) levels substantially reduces the incidence of dental
decay across all classes and age groups. This benefit is not enjoyed in large parts of
the UK.
LIFESTYLE
Another important factor which influences health is the lifestyle of each individual;
whether a person chooses to smoke, exercise frequently, or limit intake of fatty foods.
Evidence suggests that poor nutrition in early childhood related to family poverty
some sixty to seventy years ago increased subsequent susceptibility to death from
ischaemic heart disease and stroke in adulthood (Barker and Osmond 1986, Barker
and Osmond 1987a, Barker et al 1989b, Barker et al 1990a). Several of these papers
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suggest hypertension as the mediator within this relationship, though evidence also
implicates high serum cholesterol concentration again resulting from poor nutrition in
childhood earlier this century (Fall et al 1992).
In more modern times, deficient maternal and early childhood diets may be less
common. However, the important recent discoveries of the nutritional value of
maternal folic acid for the prevention of neural tube defects and of breast feeding for
the promotion of general health and the prevention of disease makes it clear that this
issue remains relevant. Furthermore breast feeding has actually been declining,
particularly in poorer groups (James et al 1997). Diet in adulthood may be less
important in explaining inequalities in health than diet in childhood (Cade et al 1988),
though there is also a wealth of evidence of a relationship.
Green vegetables, salads and fruit provide antioxidant vitamins and fibre and are
thought to be protective against bowel diseases and cancers in general (James et al
1997). Current health promotion campaigns advise five helpings of fruit or vegetables
daily. Diets high in saturated fatty acid cause heart disease and strokes and high salt
intake causes high blood pressure and heart disease and strokes (James et al 1997).
Similarly, it is well known that foods high in refined sugar cause obesity and dental
caries.
For each component of a healthy diet a consistent picture relating poor diet, poverty
and low social class is seen throughout the UK (James 1997).
SUBSTANCE MISUSE
The misuse of nicotine, alcohol and drugs has major implications for health.
SMOKING
Smoking increases the risk of having a small baby, and of suffering heart disease,
lung cancer, bronchitis and emphysema, limb amputation and various other problems,
A major concern is the continued high number of teenage girls who smoke.
ALCOHOL
In excess, alcohol causes cirrhosis of the liver and high blood pressure in addition to
social problems. In moderation, alcohol is probably beneficial to health.
Both exercise and obesity are strong risk factors for coronary heart disease, which is
the biggest killer in the UK.
OVERWEIGHT / OBESITY
Obesity increases risk of heart disease and stroke, among other problems. The UK has
some of the worst rates of obesity in the world – and rising.
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EXERCISE
Regular strenuous exercise has a protective effect for heart disease and stroke, builds
bone mass, improves posture and helps control body weight.
These factors include genetic endowment (including sex) and biological age. The
genetic constitution of individuals and populations is the key intrinsic determinant of
health. All human diseases have a genetic component, including those due to
infectious diseases or toxic agents, where the host response, in terms of the extent and
severity of the effect, is at least in part a function of genetic susceptibility. Some
diseases, which are due to single gene or chromosomal deficits, appear to be
completely genetically determined.
Genetics is also potentially the most powerful arena for medical intervention to
improve the health of individuals and could therefore also be a key focus for public
policy in facilitating the treatment of those who could benefit. Thus far, medical
intervention cannot change the genetic constitution of individuals to improve their
health, but the power of the genetic revolution is to enable greater understanding of
the interaction between genetic and environmental factors. This will allow
conventional public health interventions to be focused on genetically susceptible sub-
populations, and health promotional messages to be targeted at individuals at specific
risk of disease.
Genetic testing and screening for diseases can at this stage only identify those at
greater or lesser risk, with little prospect for direct curative intervention. Nevertheless,
in some cases useful medical or personal action can be taken to reduce that risk, while
in others the information may lead to benefit for other family members. The extent to
which such knowledge may give rise to unnecessary anxiety is unclear but the whole
question of genetic testing and screening raises significant ethical questions.
In summary, at the moment there is only limited scope for clinical or public health
intervention, but a number of policy issues can reasonably be set out at this time. This
provides a window of opportunity to debate the ethical and financial implications of
genetic science, yet however these resolve, there can be little doubt that the greater
understanding of disease mechanisms brought about by the genetic revolution will
have significant benefits for the public health (see also Zimmern and Cook 2000).
A person’s health can also be influenced by access to good quality (effective) services
(Bunker et al 1995). However, contrary to popular opinion, the evidence from
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historical studies (McKeown 1979), between countries comparisons (Cochrane 1978),
and other studies (Marmot et al 1995) suggests that this influence of medical and
health care upon the health of the population has been and remains smaller than each
of the three other fields of environment, lifestyle and genetics. It follows therefore
that inequalities in access to effective medical and health care services are not likely
to be the main explanation for inequalities in health status.
It should be noted that these conclusions are based largely on mortality based
evidence and it is possible that health care may well play a larger part in improving
quality of life rather than increasing length of life.
Within the domain of clinical medical and health care services, it is preventive
medicine in the form of immunisation and preventive maternal and child health, rather
than “curative” services that have historically been of greatest value in advancing
population health and also in reducing health inequalities (Bunker et al 1995, Hobbs
and Jamrozik 1997). Large though this contribution has been, it should not distract
from the fact that overall, prevention has most effectively and efficiently been
achieved by social and environmental policy than by public health or preventive
medical services.
Therapeutic medicine has benefited the health of the population most through the
antibiotic treatment of sexually transmitted diseases and of some other infectious
diseases, particularly Tuberculosis (Hobbs and Jamrozik 1997). However, in the latter
case, the role of improving social and environmental conditions (including provision
of clean water and better housing leading to reduction in overcrowding) and better
nutrition was much more important in the decline of this disease than the advent of
effective treatment.
There have been some notable medical successes in the treatment of cancer in
younger patients particularly in the case of childhood leukaemia, and of testicular
cancer in young men, both of which are now almost invariably curable, however the
population health impact of successful treatment of these rare diseases is small.
Outside medical drug therapy, orthopaedic and accident surgeons have a claim to be
among the doctors achieving greatest population health gain particularly as a result of
treating fractures due to trauma in younger patients (Hobbs and Jamrozik 1997).
Ophthalmic surgeons can rival these claims as a result of the great benefits to be
derived from cataract surgery (Hobbs and Jamrozik 1997).
In recent times there have been considerable advances through medical innovation
and it is often assumed that this must therefore translate into a greater benefit to the
health of the population. It is reasonable to assume that there has been benefit at the
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population as well as the individual level. However, there is little convincing evidence
to suggest that the the relative contribution made by medical and health care to the
health of the population has increased markedly compared to wider social,
environmental and public health policy and action.
Following the success of the latter interventions in combating infectious diseases, the
current picture of population ill-health is different from that in the past, comprising
largely chronic degenerative diseases in older people. These patients are in health
terms on a downward trajectory and their diseases being degenerative in nature, are
more refractory to medical intervention. Hence there is also a law of diminishing
returns, whereby progressively larger increments of expenditure on medical care for
these groups achieves progressively smaller incremental health improvement. Health
maintenance may be a more realistic goal than health improvement for these groups.
Ironically therefore, just as medicine appears to have become more potent, the
prevalent degenerative health conditions make it more difficult for it to demonstrate
unequivocably that it is making a larger contribution to the health of the population.
These degenerative diseases are usually amenable more to delay than prevention, and
to quality of life improvement rather than cure. Because medical treatment benefits
might therefore be more evident in quality of life improvement rather than mortality
rates or longevity, they may also be more difficult to demonstrate unequivocably.
CONCLUSION
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