Maintenance Management
Maintenance Management
Maintenance Management
Framework
ISBN 978-0-9804681-7-5
© The State of Queensland
(Department of Housing and Public Works)
Email [email protected]
Contents
1.0 Introduction
This guideline forms part of the Maintenance Management Framework (MMF). The MMF is the
whole-of-Government policy for managing building maintenance. It was approved by Executive
Government on 28 June 1999 and came into effect on 1 July 1999. The second edition of the
MMF policy document, incorporating enhancements resulting from a comprehensive whole-of-
Government review, was approved on 17 December 2007 and further updated in 2011.
The MMF defines the minimum policy requirements for the maintenance of Queensland
Government buildings. One of these requirements is that departments assess the condition of
their buildings by site inspection at least every three years. Depending on the nature of the
facility, more frequent assessments may be deemed necessary.
The MMF states that “departments should decide on the appropriate interval in terms of
criticality to service delivery and complexity of the building asset”. In addition, the MMF
specifies the type of information that should result from the condition assessment process.
1.1 Definitions
Definitions of the key terms used in this guideline are outlined in Appendix 1.
1.2 Scope
This guideline provides guidance on the process to be adopted for the planning and
implementation of condition assessments. It also defines the scope of condition assessments
required by the MMF.
Reliable and objective knowledge of the physical state of their buildings and the impacts on
service delivery will enable departments to develop appropriate strategies and actions for
maintenance, major replacements, refurbishments and investment.
A lack of such knowledge could result in:
• unnecessary exposure to legal, social and other risks associated with deteriorated facilities,
statutory non-compliance and hazardous materials
• premature asset failures, shorter useful asset lives, higher repair and replacement costs, all
of which ultimately affect service delivery capacity and quality.
1 Where condition standards are specified at overall building level, detailed descriptions of what is meant by the S1
to S5 ratings (see Appendix 3, MMF Table 1) should be articulated in terms of condition standards of key building
elements most critical to delivery of services. This is because more complex and critical building elements will
generally have specific performance requirements and these elements may therefore need to be maintained above
the standards required of the overall building.
Given the variety of inspections associated with buildings, appropriate Service Level
Agreements (or other suitable instruments) need to be established between departments and
their service providers undertaking these inspections and audits (as applicable - some
departments use in-house personnel for these tasks). This will ensure that condition
assessments (as required by the MMF) are clearly differentiated from other data gathering
audits and inspections. Prior to the finalisation of Service Level Agreements (or other suitable
instruments), departments need to consider how best to integrate or coordinate such
services/activities to ensure that opportunities for efficiency and effectiveness are maximised.
Scoping of services • determining the requirements for information (as required Departments
by the MMF) and other data to meet asset management
obligations
• developing service specifications
The stages of the condition assessment process are represented in Diagram 1, together with the
associated maintenance planning activities.
Diagram 1: Condition assessment process
Condition
Other maintenance works
assessment
Performance and (preventative, statutory
service delivery data Condition-
and unplanned
performance based works
review program
Annual
maintenance works
program
2 Guidance for departments on establishing condition standards is provided in the MMF guideline: Building
Maintenance Policy, Standards and Strategy Development.
• the opportunity for efficiency is explored to ensure coordination with other maintenance
tasks (including tasks of other departments in the same location or region) or assessment
programs/data gathering services, particularly when the services are undertaken in remote
locations.
Departments should determine the objective and scope of service(s) required in terms of the
following elements:
• outputs required from the assessments:
data to meet MMF requirements
data to meet the requirements of other policies, such as the Queensland Government
Asbestos Management Policy for its Assets
any other asset management data to be collected, such as the performance of
buildings in terms of energy consumption
• reporting requirements for the results of assessments
• buildings to be assessed in the relevant period.
The buildings to be assessed in any particular year are determined by the size of the portfolio,
departmental priorities and the frequency of assessments, provided that the 3 year
requirement of the MMF is satisfied. Complex and service-critical buildings3 where workplace
health and safety and risk issues may be present, may require more frequent and thorough
assessments, while other buildings may be inspected less frequently and in less detail.
Buildings which have been impacted by a natural disaster should be fully assessed as soon as
practical after the event.
The frequency of assessments is also determined by building elements. Dynamic elements such
as electrical and mechanical building services and fire services may require more frequent
assessments than more stable elements such as building fabric and structural elements. Such
assessments may be undertaken as part of preventative maintenance routines or other tasks
and the results integrated into the overall program of condition assessments for other building
elements.
Departments should determine the frequency of assessments (subject to the minimum policy
requirements of the MMF, which includes this guideline) by considering the following risk
factors:
• likelihood of workplace health and safety risks to occupants and residents
• nature of the building and its associated engineering services
• criticality and volatility of the assessment information required
• age of the building and its essential components
• actual state and rate of deterioration of the building and the associated risks
4 When engaging external service providers, departments should be aware of the provisions of the Queensland
Procurement Policy.
Departments are responsible for providing building and other information (e.g. from
computerised maintenance management systems) that might impact on the delivery of the
condition assessment service and for ensuring that the service provider is able to deliver the
service as efficiently and effectively as possible.
4.4 Implementation
The key activities associated with implementation of condition assessments include:
• reviewing data from previous condition assessments
• undertaking the condition assessment
• recording and updating condition assessment data.
Departments participate in the implementation stage in a facilitating/monitoring capacity and
are responsible for:
• monitoring and reviewing the progress and the performance of the condition assessment
program
• monitoring and reviewing performance of the service provider (linked to the performance
criteria outlined in the service specification, Service Level Agreement or other suitable
instrument)
• liaising and coordinating at regional and local facility level to assist the service provider to
undertake the assessments efficiently and effectively
• providing access to facilities, including the provision of security and appropriate escorts
where necessary (e.g. for secure or sensitive facilities).
Equivalent arrangements should be established where in-house personnel are used.
Departments need to manage the risks and determine the appropriate course of action to
address critical maintenance items/issues brought to their attention by condition assessors
and/or as a consequence of natural disasters as soon as possible.
Achieving effective implementation of condition assessments depends on the work
management procedures and resources, including the appropriate level of access to
maintenance information and systems.
Key success factors in the implementation of condition assessments are explained below.
Procedures
• Condition assessments should be professionally managed and delivered using appropriate
procedures for work planning, resource allocation, scheduling, coordination and
monitoring.
Competencies
• Integrity and quality of outcomes from the condition assessments depends, amongst other
things, on the ability to match, where possible, the appropriate competency of assessors
with the building elements being assessed.
• A competent assessor is a person who has relevant training, qualifications, ability, aptitude,
experience and where required by law, the appropriate licence or registration, to undertake
a building condition assessment as defined by the MMF.
Supporting information and systems
• Condition assessments can be carried out more efficiently and cost effectively with access to
local knowledge. Service providers need a wide range of information from departments, as
asset owners, in order to provide a quality service that meets departmental needs. Effective
implementation of condition assessments requires access to:
information on the assets to be inspected, including site and building plans,
photographs, and engineering drawings of building services
condition and asset performance standards and benchmarks
operations and maintenance manuals, maintenance log books and other technical
documentation
maintenance history and records from previous condition assessments
capital investment, refurbishment and asset disposal plans
building management plans
deferred maintenance data.
• Condition assessments should be implemented based on an appropriate computerised
maintenance management system that adequately facilitates planning, implementation and
reporting.
In addition, the assessor should provide an assessed overall condition index for each building
(refer to Appendix 3, MMF Table 2) as a means to communicate the general state of buildings
to the building owner.
Defects and risks
Defects include the effects of physical deterioration and other factors (refer to Appendix 1 for a
more detailed definition of defect) and represent the gap between the desired condition
standard and the actual condition. Such defects may have led to the complete or partial failure
of the building element in performing its designated function. Potential failures include
anticipated failures arising from deterioration of elements/components reaching the end of
their foreseeable useful life.
The assessment of risk and priority ranking for the remedial work is subject to the technical
knowledge and experience of a competent assessor. Data collected on defects should include
appropriate information on the cause of defects in a form that will enable analysis of trends and
trigger appropriate action or remedial work. Understanding and addressing the causes of
defects is as important as rectifying them in order to avoid a repetition of the problem.
Remedial work generally consists of:
• corrective maintenance to repair and restore physical condition and operational
effectiveness
• preventative maintenance to prevent further deterioration leading to failure
• replacements and upgrades to comply with standards and regulations, to avoid future
failure (e.g. end of useful life)
• actions to avoid or mitigate the impact of natural disasters
• investigative work where the full extent of defects and their remedial actions cannot be
readily assessed on site by the assessor and further expert engineering investigations are
required (which could lead to any of the above remedial actions).
Cost estimates of remedial work
The cost estimates for remedial work should be reviewed and updated as part of the condition
assessment process to allow for cost escalation and changed circumstances. Care should be
taken with this process because at any given time, such estimates may need to be relied upon by
departments to formulate their annual maintenance works programs and forecast future
liabilities for anticipated replacements or upgrades.
5 Escalation rates and data used may include the CPI and wage price index published by the Australian Bureau of
Statistics (ABS) along with related indices published by other parties (for example, trends within the Queensland
building industry as relevant to the activities of the Department of Housing and Public Work, is available in the
Building Industry Bulletin
(http://www.hpw.qld.gov.au/aboutus/ReportsPublications/Newsletters/BuildingIndustryBulletin/Pages/Default.aspx ).
• the desired condition standard rating for each building as specified by the department
(refer to MMF policy requirement 2)
• a condition index determined by the assessor for each building, which communicates the
general state of the department’s buildings
• an itemised schedule of recommended maintenance work necessary to bring each building
up to, or maintain it at, the condition standard as nominated by the asset owner (refer to
Appendix 4 for an example schedule of maintenance works that would form part of a
building condition assessment report)
• cost estimates for the remedial work identified (at a level of detail agreed with individual
departments)
• advice about the longer term maintenance needs of the building to assist in planning and
decision-making (e.g. any anticipated major replacements or upgrades).
The condition assessment report is the primary output of the condition assessment process and
provides the information necessary for the development of a condition-based maintenance
program6 within a comprehensive maintenance plan. The report must be analysed by
departments in the context of other building data, such as functionality, utilisation rate,
remaining life and operational cost efficiency; departmental and government priorities (e.g.
environmental sustainability, workplace health and safety commitments and community
service obligations), and budget imperatives.
A condition assessment report should enable a department to:
• form an objective view of the relative condition of its buildings compared to the desired
condition necessary for service delivery, and to undertake any further analysis to refine
that knowledge
• understand the scope, cost and priority of maintenance work required to rectify the defects
identified or to maintain the building to the required condition standard
• plan for future funding requirements for major replacements, natural disaster mitigation,
repairs and upgrades
• develop a maintenance program for the following financial year and beyond, and a longer
term strategic plan by facility and portfolio
• seek and allocate funding for implementation of the maintenance program
• initiate engineering and other investigations, as required, to further define the scope and
severity of defects.
At times, the nature or intent of the work (or parts of the work) identified may extend beyond
restoring an asset to its original condition, capacity or function. In these cases, the expenditure
may be more appropriately classified as a “capital outlay” (i.e. that increases the value of the
6 The condition-based maintenance works program, combined with the anticipated preventative maintenance works,
statutory maintenance works and condition assessments, form the total annual maintenance works program. In
turn, this will inform the development of a Strategic Maintenance Plan, which should reflect the maintenance needs
of a department’s portfolio of buildings over the immediate, medium and long term. The Strategic Maintenance Plan
should link to the department’s Asset Plan (refer to the Strategic Asset Management Framework guideline: Asset
Planning for Buildings), and should address requirements of the Total Asset Management Plan Framework. The Total
Asset Management Plan Framework facilitates a coordinated approach to asset management across Queensland
Government.
asset on which the expenditure is incurred) and should be either separately identified, together
with a cost estimate, in the report, or further investigations recommended.
Further guidance on determining whether it is more appropriate to classify work as
maintenance expenditure or capital expenditure is provided in the MMF policy advice note
Capital or Expense?: A Guide for Asset and Maintenance Managers.
Depending on the specific services commissioned by the department, the condition assessment
report may also contain information and other data collected in addition to that required for
maintenance purposes.
Table 2 summarises the key results from the condition assessment process and their
application.
Table 2: Building condition assessment results
Longer-term maintenance Forecast budgets for future replacements, • Strategic maintenance planning
needs upgrades and natural disaster mitigation • Strategic asset planning
Appendix 1: Definitions
Building
Refers to all government buildings, including residences, and includes:
• building structures, exterior and foundations
• building interiors and finishes
• site improvements around a building (e.g. sculptures, driveways, footpaths, retaining walls,
car parks, recreational facilities, fences)
• fire detection and other safety systems
• heating, ventilation and air conditioning systems
• electrical power systems, including emergency power generation facilities
• building data and communication facilities
• plumbing and sewerage (above and below ground)
• elevators, escalators and people movers
• enclosed/unenclosed walkways and corridors
• building management and control systems
• access control and surveillance systems
• stage and performance-related facilities
• built-in artworks and sculptures.
Competent assessor
A person that has the relevant training, qualifications, ability, aptitude, experience and, where
required by law, the appropriate licence or registration, to undertake a building condition
assessment as defined by the MMF. These must be relevant to the specific building elements
being assessed (e.g. electrical and mechanical systems, lifts, hydraulics, building structural
elements) or to particular aspects of interest such as asbestos, environmental pollution and
workplace health and safety.
There may be instances where more than one assessor will be required to conduct a full
condition assessment of a building. Where assessments are undertaken on facilities with a low
complexity of services, it may be possible for a person to be trained/upskilled to competently
assess a range of building services, rather than using a number of trade-specific assessors.
However, it is expected that this person will have relevant prior knowledge, skills and licenses
(where required), or will be registered in at least one building-related trade or profession.
Condition assessment
A technical inspection by a competent assessor to evaluate the physical state of building
elements and services and to assess the maintenance needs of the facility. The process may
include the following:
• visual inspections and assessment of straightforward building elements
• review of on-site building asset management plans to identify building information relevant
to the conduct of condition assessments (e.g. the presence of asbestos containing material
on the site)
• gathering information from maintenance records and communicating with maintenance
personnel and building users to understand the complexity of the facilities to be assessed
and any maintenance issues
• capture of visual images on electronic or other media
• physical measurements of a building, building elements and site elements
• inspections by closed circuit television (e.g. of underground services)
• taking of non-destructive samples for testing
• review of disaster recovery plans, flood lines etc to determine the likely effect of a natural
disaster on the building and its services
• infrared scanning for thermal stress (e.g. of electrical services)
• recordings of sound level, vibration and other operating parameters
• taking location coordinates using a satellite-based global positioning system
• collection or confirmation of asset data
• undertaking load measurements of electrical and other services
• indoor air quality measurements
• determining actions to mitigate any immediate risk until remedial works (or other actions)
can be taken to address problems.
Defect
Refers to:
• the extent of physical deterioration of building elements and services, including the decline
in operational effectiveness, aesthetic appearance and general presentation to occupants,
residents, visitors and the community, compared to the accepted standards appropriate to
the building elements and services
• the presence, deterioration or unintended discharge of materials that present a hazard to
building occupants, residents, visitors and the environment
• signs of distress indicating diminished performance (e.g. excessive heat, vibration or noise)
or the potential for imminent failure
• breaches of workplace health and safety and other regulatory requirements
• illegal or unauthorised construction and installations.
Department
Has the meaning expressed in s8 of the Financial Accountability Act 2009.
Service provider
Refers to:
• an in-house maintenance unit of a department
• a commercial business unit of the Department of Housing and Public Works
• a private sector organisation capable of providing building condition assessments.
Asbestos surveys1
Refers to:
• asbestos audits undertaken to comprehensively identify the actual location, type, quantity
and condition of asbestos containing material in a building facility
• asbestos inspections into the physical state of asbestos containing material (after it has
been identified), including the validation and updating of existing asbestos containing
material records.
Building reviews
Refers to any of the following:
• building code audits – review of existing building facilities for compliance with the
current building code (including the minimum standards under the Building Code of
Australia for the provision of mandatory equitable access to buildings for people with
disabilities), identification of areas of non-compliance, and development of strategies and
recommendations to either comply with the code or seek exemption
• fire safety audits – review of existing building facilities for compliance with current
legislation pertaining to fire safety, identification of areas of non-compliance, and
development of strategies and recommendations to comply
• town planning code audits – review of existing building facilities for compliance with
current legislation pertaining to planning and development, identification of areas of non-
compliance, and development of strategies and recommendations to either comply or seek
exemption
• health and amenity audits – review of existing building facilities for compliance with
current legislation pertaining to health and amenity, identification of areas of
non-compliance and development of strategies and recommendations to either comply or
seek exemption
1 The Queensland Government Asbestos Management Policy for its assets provides a framework for identifying,
documenting, managing and controlling (including the safe removal of) asbestos containing material.
• functionality audits2 - review of existing building facilities in terms of their suitability for
current or future functions. This includes identification of options for refurbishment,
redevelopment, or change in usage. Functionality audits can be done for components as
well as whole or parts of buildings, sites and campuses
• utilisation audits2 – review of existing building facilities to assess the current utilisation
levels, identification of areas of non-compliance with performance targets, development of
strategies/options and recommendations to address over/under utilisation
• post-occupancy evaluations3 - a range of post-project reviews for measurement against
set performance criteria, from small project reviews to comprehensive post-occupancy
evaluations. Recommendations resulting from these reviews can inform and influence
future projects, future use of current building facilities, and strategic directions in the
delivery of building facilities.
2
The Building Asset Performance Framework (whole-of-Government best practice guideline) specifies a
range of performance indicators for assessing building asset performance, such as “functionality”,
“utilisation rate”, “extent of non-compliance”. The results of audits outlined above, where relevant to
the purpose of analysis, should provide input in the application of building asset performance
management necessary for achieving the effective management of buildings.
3
The Capital Works Management Framework (Queensland Government’s key policy for managing risks in
the delivery planning and programming of building construction and maintenance projects) provides
further information on post-occupancy evaluations as part of building performance reviews.
Engineering investigations
Refers to:
• geotechnical investigations - geotechnical and other survey services to identify potential
issues with ongoing management and development of the site
• structural integrity investigations - a review of assets, including testing of structural
members for any sign of deterioration, failure or corrosion. Service includes preparation of
a report identifying any recommendations for rectification, review or replacement
• electrical/mechanical investigations - specific investigations of electrical or mechanical
service installations in relation to operating performance, failure, upgrading/enhancement,
additions etc.
Environmental audit
A review of existing building facilities for compliance with current legislation pertaining to
environmental protection, identification of areas of non-compliance and development of
strategies and recommendations to either comply or seek exemption.
5
Building facilities include residences.
Departments should use this table to determine the appropriate standard required at facility
level or individual building level.
Highly sensitive purpose with critical results Building to be in the best possible condition. Only S5
(e.g. hospital operating theatre) or high profile minimal deterioration will be allowed.
public building (e.g. Parliament House).
Good public presentation and a high quality Building to be in good condition operationally and S4
working environment are necessary (e.g. aesthetically, benchmarked against industry
modern multi-storey CBD building). standards for that class of asset.
Where standards are specified at overall building level, detailed descriptions of what is meant
by the S1 to S5 ratings should be articulated in terms of condition standards of key building
elements most critical to delivery of services. This is because more complex and critical
building elements will generally have specific performance requirements and these elements
may therefore need to be maintained above the standards required of the overall building.
Such descriptions should be used to establish a common understanding and agreement with
condition assessors by focusing on building elements most likely to warrant immediate repair
or further assessments. These descriptions can also be used to monitor change in general
condition over time.
This table sets out the ratings to be used by the assessor to represent the general condition of
building assets.
5 Excellent • no defects
• as new condition and appearance
This table sets out the rankings to be used by the assessor undertaking condition assessments
to provide an indication of recommended maintenance work.
Priority
Definition
ranking
2 Works that:
• affect the operational capacity of the building
• are likely to lead to serious deterioration and therefore higher future repair costs if not
addressed between 1 to 2 years.
3 Works that:
• have minimal effect on the operational capacity of the building but are desirable to maintain
the quality of the workplace
• are likely to require rectification within 3 years.
4 Works that:
• can be safely and economically deferred beyond 3 years and reassessed at a future date.
Building Building Cond. Actual. Building Defect Work to rectify Recomm. Est.cost Comments Cause Category Reference Priority
ID Std. Cond. asset/ description defect mth/yr ($) on estimates code code
element
04 Teaching S3 S2 IFAB Ceiling grid Repair sagged 2010 $4,800 Needs full C WH&S B123456 1
Block C near entry is ceiling to entry measure
sagging. area. and estimate
Students at risk
if ceiling falls.
Column Legend:
1. Building ID – Building identification code (e.g. WIC number)
2. Building – Building description
3. Condition Standard – MMF condition standard (MMF Table 1) established for the building asset or the key building element
4. Actual Condition – Assessed MMF condition index (MMF Table 2) rating
5. Building asset/element – Building asset or key building element group in which the defect is located (e.g. IFAB = Internal Fabric, ELEC = Electrical, VENT =
Mechanical Ventilation)
6. Defect description – Description of the defect, associated risk and any other additional information to assist the owner to develop work programs
7. Work to rectify defect – Description of the task required to rectify the defect
8. Recomm. mth/yr – Recommended time frame for rectification
9. Est. cost ($) – Estimated cost (inclusive of GST) to rectify the defect, including estimated cost escalation for the recommended year of execution
10. Comments on estimates – Information on the estimated cost, such as the level of confidence, relevant references, date of estimation etc.
11. Cause code – Code to indicate cause of defect (e.g. A=Design fault, B=Overload, C=Age deterioration, D=Hostile environment)
12. Category – Category of the work (e.g. WH&S = Workplace Health and Safety, IAPP = Image and Appearance, BC&S = Building Codes and Standards)
13. Reference code – Service provider’s work reference code (e.g. Work Order Number)
14. Priority – Priority of work as per MMF condition assessment priority ranking scale (1-4) (MMF Table 3). Do not program critical maintenance items that require
immediate rectification! These items warrant urgent action as unplanned maintenance!
Note: The above schedule is a guide only. Departments should choose a format that suits their requirements, however, it should as a minimum include or map
to items 3, 4, 6, 7, 8, 9, 10 and 14. Other items may be considered and adapted to suit the operating methods of departments. The full report provided by a
service provider would contain other information that complements the schedule above to assist the building owner in using the report for maintenance
planning.