1 0 The Ritualisation of Laughter
Topics covered
1 0 The Ritualisation of Laughter
Topics covered
10
CONTENTS
1. THE RITUALISATION OF BEHAVIOUR
2. METHODOLOGICAL ISSUES
3. DETERMINANTS OF RITUALISATION OF LAUGHTER
4. THE FUNCTION OF LAUGHTER
BIBLIOGRAPHY
a. "to promote better and more signal function, both intra and inter-specifically
According to Huxley, rituals can all be broadly characterized as displays. They are
based on motivated intention movement, either singly or in combination, frequently with
the addition of displacement and redirected activities.
If we have a closer look at these definitions, one might doubt that these definitions
can be brought into empirical testable hypotheses, because their main parts are centered
around the determination of function on an ultimate or proximate level.
This flaw of the definition was recognized very soon by other ethologists, who then
tried to establish descriptive categories for the analysis of displays and who developed
methodological approaches for the evaluation of function. The above definitions were
made more
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precise by Morris (1966) and then modified by Eibl-Eibesfeldt (1975). The process by
which displays evolve is called ritualisation.
The rigidification of the the form of the pattern results in the development of a
typical intensity. This process involves the disruption of the usual frequency/intensity
relationship: instead of the intensity of the action increasing as its frequency increases, it
remains more or less the same regardless of frequency changes.
The function of ritualized behaviour can be assessed in two ways: a. the evaluation of
context differences and b. the evaluation of consequences. This means that a certain type
of behaviour should differ markedly in frequency and quality from one context to another if
it has a special function in one of those contexts. A certain type of behaviour should also
be connected to repeatedly observable consequences (Hinde,1975).
The aim of this article will be trying to find out, if the categories for the description
of ritualisation and the methods for the evaluation of function can be applied satisfactory
in empirical approaches to the description of human behaviour on a micro-level, in other
words, do humans use ritualized non-verbal displays, and if yes, what are the
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"Laughter" was selected because it is a clear cut behaviour, which can be identified
reliably in interactions, and because there are reasonable interspecific comparisons which
shed light on the phylogeny of laughter
According to van Hoof (1972) human laughter and human smiles have two different
phylogenetic roots. The roots of the smile can be found in the bareed-teeth display, which
is present in nearly all primates: lips and mouth corners are retracted, and the mouth is
open. Animals show this intense vocalized display when they are subject to some threat
or strong aversive stimulation. It is shown for instance in situations of defence. Among
higher primates the tendency to flee does not have to be present - it may develop into a
signal of frustration and
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general excitement.
But laughter itself is supposed to have its roots in the "relaxed open mouth display"
a common pattern occurring during play among primate infants, which is a
metacommunicative signal, designating the behaviour with which it is associated as mock
aggression or play.
In humans then both roots are mixed into a continuum between the extreme cases:
aversive and friendly laughter to loud and vocalized laughter as an expression of play.
A function different from the ones van Hoof postulates, was proposed by
Eibl-Eibesfeldt (1986), in which laughter is an action whose function is to correct or to
repel deviant or non-conforming individuals - the effect is a binding function on
companions who are laughing together - (mobbing effect). Laughter then also might have
an educational aggressive function, which brings outsiders in line and which reinforces
group solidarity and homogeneity. In this view laughter acts as a conformity pressure.
For the context of laughter we selected same sex and opposite sex encounters
between strangers, because this makes it possible to observe differences in frequency and
quality, and, as we will see, the possible consequences. Furthermore, in mixed sex
encounters the subjects are in a difficult situation: one or both individuals might be
attracted to the partner and start courting him or her. His or her actions could be
interpreted as courtship actions by the partner - and it would be possible, that the partner
would try to stop these actions. According to Goffman (1967) in the initial phases of
mixed sex encounters, we find high anxiety of rejection, because "by saying something,
the speaker opens himself up to the possibility that the intended recipients will affront
him by not listening or will think him foolish, or offensive in what he has said". Thus
mixed sex encounter have a high potential risk of face loss and rejection. Males and
females thus should develop tactics to meet this risk (Grammer, 1989b). A statement
accompanied by laughter which has the metacommunicative function of signalling that
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this statement is a play statement could reduce this possibility. The same holds for the
signalling of aversion. Laughter allows the partner to accept actions as a joke, which
would in case of refusal then allow to save the face. If we take into account that the more
ambiguous and potentially dangerous a situation is, the more ritualized and strictly
behaviour should be organised (Eibl-Eibesfeldt, 1975), then we should find marled
differences between the potential courtship situations and same sex encounters, as far as
degree of the ritualization is concerned. This means the higher the interest in the partner,
and the higher the experienced risk of possible rejection, the more ritualized the laughter
should be.
Both types of interactions have one aspect in common. This is the establishment of a
potential dominance relationship. So in addition to the risk of possible rejection, there is
a risk of status loss. According to Eibl-Eibesfeldt (1988) male sexual behaviour has a
tendency for dominance, whereas female sexual behaviour is submissive as a part of our
archaic heritage: "It still plays a significant role in normal human sexual behaviour, but
supplemented and controlled by the phylogenetically newly acquired love or affiliative
sexuality "(p.6). Thus females, when they are together with males should show the
"higher degree of ritualisation in laughter than males, because showing submissiveness is
equal to solicitation when the male has a tendency to dominate the female. When the
establishment of dominance relationships plays a role in same-sex dyads, the ritualization
of laughter should be more pronounced for male-male dyads than for female-female dyads
because males are more dominance oriented than females (Grammer, 1988).
If the function of laughter is signalling 'this is play', then males who are together
with males should laugh less. than females who are together with females, because
signalling play could be interpreted by the partner as a submissive signal. Thus males
should laugh less than females, in both the mixed-sex dyads and in the same sex dyads. If
this is the case, laughter would be a submissive signal.
In addition to this, laughing together should have a binding function, which prevails
in those mixed sex episodes were mutual interest is developed, - and which allows to
signal "this is play, don't take it serious" in a difficult situation, in a non-binding standard
which
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2. METHODOLOGICAL ISSUES
The data were gathered in a strangers meet situation. Two unfamiliar subjects were
brought together in a room and then left alone for ten minutes and filmed through a one
way mirror. The experiment included opposite sex (n=79) and same sex dyads (males n=6
and females n=9; all of mean age 18,5 years). In order to evalute interest or disinterest in
the partner, we gave questionnaire to participants, where they could rate their interest in
the partner on scales from one (not interested) to seven (highly interested) by the question:
"Would you like to accompany your partner in the experiment to cinema, or give him/her
your telephone number". A second question concerned the amount of possible compliance
of the partner, i.e. the subjective representation of "risk" of the person in the situation
("Do you think your partner would go out with you to the cinema, or give you his/her
telephone number if you asked him/her?"). These variables are used as independent
variables in the analysis. The following analysis of the data was done on several levels:
b. a frequency analysis
The movements have been described in terms of deviances of the body axes for all
body parts: heads, trunk, legs arms and hands. For head, shoulders and trunk deviations
from the horizontal and vertical room axis were used to form the patterns. This procedure
results in seven possible directions of movements or postures: neutral (i.e. identical to
room axes), left-right, up-down, and lateral tilt (left-right).
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global descriptors, which can not be described in terms of deviation from the room axes:
Hair flip, Head nod, Trunk flex forward or backward which arches the spine, in contrast to
Trunk forward or backward, and Move hips.
Hand movements are often coupled to arm movements. We divided hand movements
into all categories of 'self-touching' behaviour defined by the body part which was
touched: for instance: Touch legs, Touch body, Hair strike, Primp (e.g. Moore, 1985) and
so on. The coding of legs was mainly done by contrasting open and closed postures and
the respective movements of Open legs and Close legs in different combinations with
Legs crossed In this analysis we will refer to all codings globally as movements, or to
some selected movements, because the discussion of all movements would go beyond the
scope of this paper.
The hypotheses suggest that as soon as a potential target of the other sex is spotted,
frequencies and quality of behaviour should change, and ritualisation should occur, as
compared to same sex dyads. In both types of dyads dominance rituals should be present,
where males should laugh less and females should show signs of submission. Changes in
quality of laughter can be assessed by comparing the amount of vocalizations, and
repetition, i.e. The number of bouts which are produced in an episode of laughter.
Furthermore, if the function of laughter in mixed sex episodes differs for the sexes,
sex-differences should appear in mixed-sex dyads which are not present in same-sex dyads.
Then, by the comparison of frequencies and quality of laughter with the data from the
questionnaire, we are able to analyze whether frequency and quality of laughter can predict
interest for either males or females. If this is the case we can demonstrate a specific
function of laughter and ritualisation
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By comparing the means we can suspect that there are no overall sex-difference in the
sense that females would laugh more often than males. Although both sexes laugh
significantly less in mixed-sex experiments, a sex-difference becomes evident as soon as
females are together with males: females laugh more often than males (mean=15. 1,
StdDev=7.9) in this situation (mean=12.4; StdDev=7.9). This shows that laughter is
significantly suppressed in mixed-sex experiments for both sexes, and that this effect is
more Pronounced for males
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Table 2: Differences in Laughter between same-sex and mixed-sex dyads and between the sexes
Laughs Laughs
The markers used for the intensity of laughter surely are its loudness, the number of
single bouts and the amount of vocalization which is present. Because we did not measure
loudness, we only will compare the number of bouts and the amount of vocalisation.
For the quality of laughter we find sex-differences which already present in same-sex
experiments and which are still at hand in mixed sex experiments. In same-sex
experiments, males laugh more often non-vocalized (mean=10; StdDev=5.5, females:
mean=6.2, StdDev=4.4), females laugh more often vocalized (mean=9.8; StdDev=8.3;
males:
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The number of bouts per episode does not differ between sexes or between experiment
types, with the exception that females in mixed sex encounters laugh with significantly
less bouts than their male partners (Table 2).
Bout rate, i.e. the number of bouts per episodes is comparably high for all sexes in the
different contexts. For females we find 2.16 (Std=0.37) bouts per laughter in mixed sex,
and 2.0 under same sex conditions (Std=0.65). Comparable results present for males with
1.7 (std=0.4) in the same sex condition and 1.8 (std=0.7S) in the mixed
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sex condition. This shows that the degree of rhythmical repetition is not context
dependent.
The number of laugh bouts is bound directly to vocalization. Laughter with more
bouts tends to be vocalized in both sexes (Chi-square=19.4 for females, 42.3 for males;
df=2, p<0.0000). Thus duration and vocalization of laughter can be interpreted as signs of
intensity of laughter.
Now if typical intensity would be present for laughter - the bout rate should not
change with the frequency of laughter.
The results are shown in Figure 3, which shows nearly flat regression lines with a
small standard deviation in every context. This means, that the bout rate does not change
with increase in frequency of laughter.
The first conclusion we can draw is that laughter is rhythmically repeated, and has a
typical, stereotyped intensity, but the threshold of
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Form constancy of laughter is expressed in the number of bouts which form an episode of
laughter. Several episodes of laughter performed by the same person can be labeled as
constant in form, if the number of bouts which constitute it does not vary. In order to
analyze this, we calculated a variability coefficient for bout length for those subjects who
performed more than 10 episodes of laughter. The variabilty coefficient V was calculated
by the following formula: V=100*Standard Deviation/mean (Haselhoff and Hoffman,
1970).
In both sexes and in the controls vocalized laughter shows higher form constancy
than unvocalized laughter (Wilcoxon-test: Females mixed sex p<0.000; female controls
p=0.01; male mixed sex p=0.001; male controls p=0.04). This means that higher
intensity laughter shows higher form constancy.
In addition we find that the higher the females self-report they are interest in the
male, and the higher the female evaluated the risk of rejection, the lower is the variability
in her episodes of laughter (r=0.33, p=0.01 for interest, r=-0.56, p<0.000 for risk ,n=42)
this again is not so for males (r=0.00 for interest, r=0.01 for risk, n=33).
For the number of episodes of laughter, where one of the partners joins the other in
laughing we do not find a difference between the sexes in same-sex experiments, but
again, as soon as females are together with males, they laugh significantly less
synchronized than with females (mean=9.7; StdDev=5.7 versus mean=5.5, StdDev=4.0).
For starting an episode of synchronization the suppression effect is on the males' side:
they start significantly less episodes of synchronization when they are together with
females than they do when they are together with males tmean=2.7. StdDev=2.6 versus
mean=1.5, StdDev=1.5).
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Thus frequency and quality are changed significantly in mixed sex encounters
compared to same sex encounters, so we have to analyze whether frequency and quality of
laughter are able to predict interest in both sexes.
In order to find out in how far laughter could predict interest we applied a step wise
regression approach to the laughter data with interest as the dependent variable. Table 3
shows the results. The number of times the female laughs, the number of vocalized
laughs, and the number of times the couple laughs together are able to predict mal interest
significantly. The partial correlation coefficient between interest and frequency of laughter
is the highest for the number of times the female laughs, but it is negative. This means
that the more the female laughs alone, the lower is the males' interest to join the female.
Laughing together shows the second highest partial correlation, followed by the number
of vocalized laughs the female performs. These two aspects thus have a high predictive
value for interest. Both variables correlate positively with male interest: the more the
couple laughs together, and the more the female vocalizes, the higher is the
males' interest.
The synchronization of laughter (laughing together) predicts female interest: the more
often she joins the male in laughing together. the higher is her interest to join the male.
For female laughter only the number of laughs she performs shows a tendency to correlate
positi
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vely with interest, and the number of non-vocalized laughs correlates negatively with
interest: the more non-vocalized laughs she shows, the lower is the female's interest.
Again, the controls should show either the opposite or no effects of laughter in
respect to interest, if laughter signals interest in mixed sex dyads. For male controls, we
do not find a correlation between frequency of laughter and interest, whereas for female
controls the opposite turns out: the less another female laughs, the higher is her partner's
interest (to join her for cinema). The opposite is true for nonvocalized laughs.
So far we can draw the following picture: the more the female laughs, the less the
male is ready to join her. But the more often the female laughs vocalized, and the more
often she laughs jointly with the male, the higher male interest will be. The female's
interest can be predicted by the number of times she joins the male laughing. This is not
so for the controls.
As a result laughter might indeed signal interest or common ground. Frequencies and
types of laughter are bound to interest in the partner. Females seem to use this signal
more often, thus signalling interest non-verbally. Laughter, seems to signal interest if it
is vocalized, or declination if it is non-vocalized. Thus qualitative changes of a single
signal might change the meaning of the signal completely, even in opposite directions.
This analysis also shows, although that the overall 'threshold of performance' is
higher in mixed sex episodes, it becomes lowered as soon as interest is developed.
These movement codings show a marked increase in the number of movements, as soon
as laughter occurs. Movement analysis was carried out only for mixed-sex episodes,
because there was a reasonable number of dyads present, which are necessary for reliable
analysis.
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Table 3: Regression Analysis of Laughter and Interest
Interest: Males
(Female Laughter) (Male Laughter)
Regression model: R' F Sig.F R F Sig.F
0.43 4.98 0.003 0.22 3.56 0.063
Variables p' F Sig.F p F Sig.F
Laughter -0.37 10.66 0.001- -0.01 0.02 0.882
Vocalized Laughs 0.26 8.42 0.005- -0.05 0.21 0.644
Unvocalized Laughs 0.02 0.05 0.818 -0.03 0.08 0.771
Laughing together 0.33 5.02 0.005- 0.22 3.56 0.063
Starting synchronized 0.02 0.03 0.852 -1.13 1.28 0.260
Interest:Females
(Male Laughter) (Female Laughter)
Regression model: R F Sig.F R F Sig.F
0.24 4.42 0.039 0.23 1.94 0.151
Variables p F Sig.F p F Sig.F
Laughter -0.06 0.30 0.580 0.20 2.98 0 088
Vocalized Laughs 0.00 0.00 0.987 -0.06 0.31 0 573
Unvocalized Laughs -0.10 0.71 0.400 -0.29 3.44 0.067
Laughing together -0.07 0.33 0.560 0.06 0.27 0.598
Slarling synchronized 0.25 4.42 0.039- -0.04 0.18 0.743
The changes in the number of movements affect the whole body in females: head
(frequency/per episode of 0.21 before, 0.40 after laughter), trunk (0.042 to 0.14), hands
(0.017 to 0.040), shoulders (0.007 to 0.067), arms (0.032 to 0.043) and legs (0.0013 to
0.012) start to move, when laughter bursts out. These changes in female movements are
dramatic for movements of trunk, shoulders and legs. The changes are not so pronounced
among males: head movements aug
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meat in frequency from 0.25 to 0.45, hands from 0.01 to 0.03, shoulders from 0.004 to
0.016, from 0.046 to 0.049, and legs from 0.0075 to 0.0064. Thus the sign value for
females, which becomes evident in the movement changes, might be more pronounced for
females.
For the analysis of sequences different methods are available - with typical methodological
flaws of each method. Cross-leg analysis (Sackett, 1978, 1979) is an exception, because
this method does not make any assumption on the underlying distributions of behaviour.
The basic idea is the event or time lag. One behaviour, the "criterion behaviour" is defined
as a fixed point. In our case laughter, which is the point "zero". Then the distributions of
all following behaviours are calculated for the following onset (lag 1 ), the next onset
(lag2) and so on
The same procedure can be applied to the behaviour proceeding laughter - in this ease the
lags are called lag -1, lag-2 and so on. Now, if a behaviour would occur at random in
respect to laughter in these chains, laughter should be distributed according to the
"unconditional probability" calculated from total number of instances where the behaviour
unit occurred, divided by the total number of all units. These scores then are transformed
into Z-Scores, and the"lag-conditional" probabilities (the number of times a behaviour
unit occurred on a lag divided by the total number of all units) are calculated. The
graphical representations of these distributions are called "lag-profiles". Finally the size of
the z-scores then allows to decide if a behaviour unit occurs significantly more often on
certain lags.
Figures 4 and 5 show the lag profiles for head and arm movements. In this figures
the point 0 is the occurence of the criterion behaviour "laughter". The profiles suggest for
female arm movements an illustrating arm movement followed by an adaptor before
laughing, which is followed by five other movements until laughter occurs. After
laughter, illustrating arm movements are insignificant. When an adapting arm and hand
movement occurs, this movement occurs at three steps
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before laughter. If we look at the males arm movements, the distributions seem to be
nearly identical. Thus arm movements in both sexes, always seem to occur at specific
sequential points relative to laughter, which can be interpreted as a sign of typical
movement sequences.
The analysis of vertical head movements shows comparable results. The lag profile
suggest the following sequence for females:
Females thus perform an oscillating up and down movement starting with the head up.
Males show the sequence:
Head up - Head down - Head up -Laughter- Head up - Head down- Head up - Head down -
Head up.
Thus males perform the same oscillating movement sequence, but this sequences is
extended by an additional oscillation before and after laughter. The basic sequence in
respect to laughter is the same.
If we look at the horizontal head movements - looking at the partner or not - we find
slightly different sequences for the sexes. Females show
Look away - Look at- Look away - Look at- Laugh - Look away -Look at.
Look at- Look away -look at- Look away - Laugh - Look awayLook at- Look away -
Look at.
We see that in both sexes the person who is laughing avoids eye-contact with his partner,
and when laughter is finished, the person makes eye contact again.
We see that females, in contrast to males, look at their partner, laugh, and then look
away, whereas males look away already before they laugh. This oscillation of looking at
and looking away from the partner could express ambivalence (Eibl-Eibesfeldt, 1986).
This inter
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SEQUENCING IN FEMALE MOVEMENTS DURING LAUGHTER
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SEQUENCING IN MALE MOVEMENTS DURING LAUGHTER
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pretation then would mean that males show a higher degree of ambivalence than females.
Moreover, the fact, that just before and after laughter eye-contact is avoided by both sexes
is a hint on the loss of orientation or the redirection of movements.
The logical extension of this analysis under different interest different interest scores
is not possible, bee&use we have not enough data to meet the minimum requirements of
lag-sequential analysis. Nevertheless we can conclude that laughter is indeed embedded in
sterotypic movement configurations, which show constant organisation of their order of
occurrence.
These results indicate that laughter could well be a ritualized metacommunicativc signal,
which communicates "this is play" in the ambiguous situation where two strangers of the
other sex meet for the first time:
The fact that rhythmical repetition is present in both contexts is obvious for each
observer. On the other hand we found that rhythmical repetition is not influenced by the
context nor by interest. Besides this typical intensity is present in both contexts. This
means that laughter shows a frequency independent intensity level.
Thus laughter can be labeled as a ritualized display. The open question still is if the
function we assume also is the function in our contexts. In contradiction to our
hypotheses the threshold for the performance is higher in mixed sex episodes, but it is
lowered with increasing female interest.
The analysis of differences in frequencies between the two contexts shows two main
points: in mixed-sex encounters, sex
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differences occur which are not present in same-sex encounters, and these differences are
mainly a suppression in frequency of laughter, whereas the overall quality of laughter
stays the same. In mixed-sex 'encounters sex-differences appear: Females laugh more often
than , males, with far more bouts.
This is not so for the controls. In same sex-dyads the frequencies are much higher,
but there are no sex differences. Thus melees together with males do not show less signs
of submission as predicted. But as soon as they are together with males, females show
more laughter than males and thus the interpretation of laughter as a submissive signal
could is reasonable. As soon as males are dominance oriented towards females - female
solicitation could use signs of submissiveness. The fact that laughter indeed might signal
female readiness is strengthened by the finding that females laugh more often in presence
of a male rated as attractive by independent other females. Thus laughter signals females'
readiness for males.
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If we look back to Huxley's definition of rituals, laughter indeed promotes better and
unambiguous signal function - but not in a direct way. Laughter allows to communicate
signals which otherwise could offend the receiver- one of the metacommunicative
functions of laughter is the prevention of face-loss in a difficult situation, thus it reduces
intra-specific damage. Furthermore laughter is a ritualized sign of submission, which
communicates female interest in the male. Finally laughing together has a social bonding
function, which emerges in mixed-sex encounters as soon as courtship, i.e. the signalling
of interest in the partner takes place.
BIBLIOGRAPHY
Eibl-Eibesfeldt, 1. (1975): Ethology:The Biology of Behavior.- New York (Holt, Rhinehart and
Winston).
(1986):Die Biologie des menschlichen Verhaltens. Grundrip der [lumanethologie.- 302 - 332,
Munchen (Piper).
Ekman, P., Friesen, W.V. (1978): Facial Action Coding System.- Palo Alto, California
(Consulting Psychologists Press).
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-------------(1989d): Strangers meet: Laughtcr and nonverbal signs of interest in opposite sex
encounters.- (Manuscript).
Haseloff, O.W., Hoffmann, H.J. (1970): Kleines Lehrbuch der [Link] (DeGrayter).
Hoof, J., A., R., A., M. van (1972): A comparative approach to the phylogeny of laughter and
smiling. In: Hinde, R., A. (Eds..): Nonverbal communication.- 209-243, Cambridge
(Cambridge Univcrsity Press).
Moore, M.M. (1985): Nonvcrbal courtship patterns in women: context and consequences.-
Ethology and Sociobiology, 6, 237-247.
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