CMOS-Compatible Capacitive Humidity Sensor
CMOS-Compatible Capacitive Humidity Sensor
Abstract— This paper describes the design, fabrication, and climate control for domestic or industrial applications), process
performance of a thin film humidity sensor fabricated in standard control (e.g. for high quality chemical products), pharmaceu-
CMOS process, hence it may be combined with an integrated tical and biomedical applications (e.g. respiration monitoring
circuit. The sensor is based on a capacitance between interdigi-
tated electrodes in the top metal layer and water adsorption in systems). This wide-ranging usage has inspired much research
the polyimide layer. The design is optimized by analytical and and industrial efforts to develop humidity sensors based on
then finite element models which show that, within the constraint different sensing mechanisms. Major mechanisms to sense and
of the CMOS structure, the sensitivity can be no greater than measure relative humidity can be classified in three categories:
one third of the sensitivity of the polyimide alone. Experimental optical, mechanical and electrical (capacitive or resistive).
sensors were fabricated in-house before an improved design
was fabricated in a commercial foundry. The different behavior Among the commercial humidity sensors the majority are of
of these sensors, despite their similar designs, leads to an the capacitive type. This technique offers low power consump-
investigation into the effects of fabrication process on the sensor tion, high output signal amplitude and wide operating range.
linearity. Characterizing the polyimide film by contact angle, Also, this type of humidity sensors are less influenced by
AFM and FTIR revealed that the difference in linearity of the temperature and require less complicated readout electronics
response between the two sensors resulted from different etching
techniques employed to pattern the film. compared to the resistive type. However, the sensitivity is not
high with most dielectrics. Capacitive humidity sensors can be
Index Terms— Thin film sensors, interdigitated electrodes, realized with a moisture sensing film (dielectric layer) either
CMOS integration, humidity measurement, polyimide film,
plasma etching. sandwiched between two parallel plates or deposited on top
of interdigitated electrodes (IDEs). Dokmeci et al. [1] demon-
strated a capacitive humidity sensor which utilized a thin
I. I NTRODUCTION
(120 nm) polyimide layer as the moisture sensing film, placed
Fig. 2. Capacitance output signal vs. relative humidity for HS-cover (curve A)
humidity sensor. In terms of sensor fabrication, standard IC and HS-perforated (B) at a temperature of 37 °C. The rate of humidity change
fabrication processes generally use similar processing steps, was 1% RH per minute. Shown are the cycles for adsorption and desorption.
except the etching steps which are either wet or dry. In
this work, particular attention was paid to the effect of the
etching technique on the sensor performance. Performance sensors for adsorption and desorption, when relative humidity
characterization of a single chip which combines the sensor was changed between 15% to 95%, are shown in Fig. 2.
with a capacitance to frequency readout circuit is presented The sensors exhibited nonlinear response with a very low
elsewhere [6]. sensitivity below 50 %RH (areas marked by a and b in Fig. 2).
Above 65 %RH the sensitivities of both sensors were
significantly increased in a narrow range (regions marked by
II. FABRICATION
a’ and b’ in Fig. 2). The sensitivities of the sensors are 15
The first two designs of sensor were fabricated in an in- fF/%RH (region a, HS-cover) and 7.3 fF/%RH (region b,
house process on top of a 4" p-type silicon wafer used as HS-performed). In the regions a’ and b’ the sensitivities are
the substrate. A 1 μm thick layer of oxide was deposited by 0.22 pF/%RH (HS-cover) and 0.74 pF/%RH (HS-perforated).
PECVD (Plasma Enhanced Chemical Vapour Deposition) on The HS-perforated sensor shows negligible hysteresis (Fig. 2,
top of the substrate followed by deposition of 0.5 μm-thick curve B) which might be attributed to the larger contact
layer of aluminium (1% silicon). The metal was patterned to surface area compared to HS-cover. The latter exhibits
form the sensor electrodes. The electrode width and spacing pronounced hysteresis (Fig. 2, curve A).
were 3 μm and 8 μm respectively. Polyimide (HD Microsys- The openings in the dielectric film increase the air-film
tems PI2545) was deposited over the electrodes to act as the contact area and should therefore make moisture absorp-
dielectric material for the humidity sensor. The thickness of tion/desorption quicker. However, due to the lower dielectric
the polyimide layer deposited on the metal structures was constant of air compared to polyimide it was expected that
2.65 μm. To examine the effect of surface area in contact the perforated sensor would result in a lower sensitivity; the
with the surrounding ambient on sensor response, polyimide opposite was observed as shown in Fig. 2. These observations
between the electrodes was partially etched using oxygen will be discussed in Section IV.
plasma. Device HS-cover is a sensor with blanket polyimide
film on top and device HS-perforated is a sensor with 4 μm
III. D ESIGN
wide openings in the polyimide between the electrodes. The
overall size of each sensor was about 2 mm × 2 mm and the Before we discuss the characterizations of the sensor fab-
number of electrode fingers was 182. ricated in the commercial process (XFAB), we describe the
results of our investigation on the effects of stray capacitance
as well as the electrodes geometry on the performance of
A. Characterization
sensor, when realized in a typical CMOS process.
The fabricated sensor was placed in a climate test chamber
(Heraeus Votsch HC 7033) which provided the controlled
humidity and temperature levels for sensor characterization. A. Parallel Plate Capacitor
A commercial precision humidity sensor (Honeywell The relative permittivity of polyimide changes from 3.35
HIH-4000-001) was also placed inside the chamber, close when dry (0% RH) to 4.35 when wet (100% RH) [7]. As the
to the sensor chip, as the reference sensor to measure sensor is based on this effect, its sensitivity is bound to be
relative humidity. The capacitance output of the sensors low e.g. S polyimide = (ε100 − ε0 )/ε0 = 0.3. Assuming that
was measured at 1 kHz and with a bias voltage of 1 V. the proper response is linear, the fractional change per % RH
Because of the intended biomedical application of the sensors would be a mere 0.003 or 0.3%. However, the actual sensor
all measurements were carried out at body temperature will be less sensitive than the polyimide. This can be shown
(37 °C). The capacitance of HS-cover and HS-perforated for the models described below.
SAEIDI et al.: CAPACITIVE HUMIDITY SENSOR SUITABLE FOR CMOS INTEGRATION 4489
(a) (b)
Fig. 3. (a) CMOS sensor structure: the metal electrodes are deposited on the field oxide, passivated with impermeable silicon oxy-nitride then coated with
polyimide. (b) Parallel plate capacitor with two passivation layers and polyimide.
where d2 = d21 +d22. Substituting in (3), the total capacitance So x is a convenient number (units: m−1 ). The sensitivity
is function changes to
Q A Aε0 ⎧ ⎫
C= = = .
⎨ x + ε d1 + dε2 ⎪
(4) 1
V d d d ⎪ ⎬
1
+ 2 ε1
1
ε2+ d2 εr1 εr2 S= 1,100 2
− 1. (8)
⎩ x + d1 d2 ⎪
⎪ 1
⎭
This is the same as two parallel plate capacitors in series. The ε1,0 + ε2
effect of moisture is to change εr1 from εr1,0 at 0%RH to
εr1,100 at 100%RH. So Consider first the x = 0 curve in Fig. 4 (i.e. no stray
Aε0 Aε0 capacitance). The sensitivity continues to rise against d1 and
C0 = and C100 = . (5) is asymptotic to 0.3, the sensitivity of the polyimide itself
d1 d2 d1 d2
εr1,0 + εr2 εr1,100 + εr2 (as mentioned above). However, increasing d1 is also decreas-
ing the total capacitance so that when there is a constant
Therefore, the sensitivity is
shunt stray capacitance, its contribution is becoming relatively
d1 d2
ε1,0 + ε2
C100 − C0 smaller. It is not surprising therefore, that as x increases from
S= = d1 d2
− 1. (6) zero, there are maxima in the sensitivity curves which move
ε1,100 + ε2
C0
to lower d1 as x increases.
4490 IEEE SENSORS JOURNAL, VOL. 13, NO. 11, NOVEMBER 2013
B. Analytical Model
For the CMOS structure of Fig. 3(a), the stray capacitance
will not be constant as the gap increases. In order to understand
how the sensitivity depends on W E and WG , in the next
stage, we calculated the sensitivity for an IDE structure, using
conformal mapping and with an allowance for the electrode
thickness.
Analytical expressions for the capacitance of IDEs are often
derived by using conformal mapping of the space region of
the IDE onto a parallel plate capacitor geometry for which the
capacitance can be readily calculated [9], [10]. We used the
model by Igreja and Dias [10] which allows one to take into
account multiple layers: the polyimide, the air layer overhead
and the substrate (silicon dioxide) below the electrodes. Given Fig. 5. Sensitivity versus gap width for the IDE structures, computed
the large number of electrodes, the different capacitances of using conformation mapping as described in the text. There is no passivation
the two outermost electrodes compared to the inner ones can layer between the electrodes and the polyimide. The elevated electrodes are
approximated by flat electrodes with an effective width W ’R (Eq. 11). The
be neglected. The capacitance of one interior electrode of curves are for electrode widths of 1.5, 2.0, 2.5, 3.0 and 3.5 μm (from top to
length L relative to the ground potential within the framework bottom). Maximal sensitivity is about 0.15.
of a three layer model is given by
CI = L(Cair + Cfilm + Csub ). (9)
where Cair , and Csub are the capacitances of quasi infinitely
thick air and substrate layers and Cfilm is the capacitance
of the polyimide film. For details of the calculation of the
capacitances see the paper by Igreja and Dias [10]. The
capacitance of the array of N electrodes is then given by
CI
C=N (10)
2
The expressions to calculate CI were implemented in For-
tran 90/95. The algorithms for evaluating special functions
were taken from the literature [11], [12]. The thickness of the
electrodes, t E , was taken into account by the approximation Fig. 6. Calculated capacitance for a sensor area of 2 mm × 2 mm. The
electrode width and spacing are 1.5 μm and 3.5 μm. The relative permitivities
[9] of the sensing film and the substrate are 3.5 and 3.9 respectively.
tE 4π W E
WR = W E + 1 + ln (11)
π tE
which replaces the real width of the electrode, W E , by an C. Finite Element Model
effective width, WR . Note, however, that in Eq (11) the two-
dimensional structure of the electrode (i.e. width and height) is In the third stage, having settled on W E = 1.5 μm, we
approximated by a 1-D structure (i.e. an effective width). This modeled the CMOS structure using COMSOL Multiphysics
approximation does not take into account the effect that for FEM software (ver. 3.5a). Using the Electrostatics Mode, the
a constant film thickness, the volume of the sensing film will value for electrostatic energy density, Wes , can be calculated
change, depending on the electrode height and width. Based by integration over the whole computational domain
on this model the sensitivity calculated for 5 different IDE
structures as shown in Fig 5. Wes = D · E d (12)
Theoretical studies reported in literature [10], [13] suggest
that the thickness of the sensing film impacts the capacitance where D and E are the electric flux density and the field
of the sensor. Fig. 6 shows calculated capacitance for a intensity, respectively. Using the relation Wes = 0.5CV , the
constant sensor area, electrode width and spacing while the capacitance is then given by
height of the sensing film varies. With increasing height of the
Wes
film the capacitance increases until a limit is reached where the C = 2N L (13)
capacitance remains constant. In Fig. 6 the capacitance shows V 2
saturation when the height is greater than 4 μm. In this case the where N denotes the number of electrodes of length L and
film is thick enough so that the electric field is confined within V is the potential difference applied between two adjacent
the dielectric layer. This thickness is greater than the actual electrodes. We assumed a high value for N (N > 80), so that
thickness of the polyimide in the CMOS process (2.8 μm) the slightly different contributions of the edge electrodes is
but the figure shows that the loss in capacitance is only negligible. Furthermore the length L (2 mm) of the electrode
about 3%. is much larger than the width of the electrode, so that a
SAEIDI et al.: CAPACITIVE HUMIDITY SENSOR SUITABLE FOR CMOS INTEGRATION 4491
Fig. 7. Sensitivity versus gap width, calculated using COMSOL for the
geometry shown inset (the unit cell includes two half widths of adjacent
electrodes): dimensions in μm. Electrode width is 1.5 μm. Substrate and Fig. 8. Capacitance values for the constant sensor area with different
passivation permittivity is 3.9. Polyimide has a permittivity of 3.35 (dry) and geometry factors (α). Symbols are the result from FEM simulations, line
4.35 (wet). Gas above polyimide has a permittivity of 1.0. Total area covered is the result from an analytical model [10]. The inset shows the change of
is 2 mm × 2 mm. Maximal sensitivity occurs with WG = 4 μm. the number of electrodes, N,and the metallization ratio, η, with the electrode
width, W E .
2-dimensional geometry could be applied. The sensor struc- This as well as other combinations of W E with WG show,
ture (W E , thickness of passivation layer, electrode thickness, that the electrode geometry 0.5WG ≤ W E ≤ WG leads to the
height of the polyimide film, sensor size) used in the FEM optimal compromise between metallization and the number of
simulations is according to the structure of the commercially electrodes on a given area, for maximal capacitance.
fabricated sensor. The variation of the sensitivity with the For the example plotted in Fig. 8, FEM calculations in
change of the gap is shown in Fig. 7. COMSOL produced the points marked which are in good
agreement with the conformal mapping calculations.
D. Analytical and Finite Element Models for Calculating
Geometry Dependence of the Capacitance E. Discussion of Design
The advantage of the FEM approach using COMSOL is The CMOS structure imposes a water-impermeable passiva-
all the structure can be represented, including, here, the tion layer between the electrodes and the absorbent polyimide
impermeable passivation layer; thus Fig. 7 should be the most which reduces sensitivity, and it is further reduced by constant
realistic calculation. stray capacitance which is in parallel to the sensor capac-
Igreja and Dias [10] show the dependence of the sensor itance. In the very approximate model of the parallel-plate
capacitance on the metallization ratio η = W E /(W E + WG ). capacitor (Fig. 3b), these two effects caused a maximum in
However, in their approach the number of the interdigitated the sensitivity for a particular geometry (Fig. 4). For the more
electrode fingers is constant while η is varied, so the size of accurate FEM model, this maximum remained for variation in
the sensor is not fixed, whereas in practice, the sensor area the electrode gap.
is constrained and the minimal gap and electrode width are Fig. 5, the results from conformal mapping, suggested that
limited by the fabrication process design rules. the maximal sensitivity is about 0.15. The optimal gap and
Therefore, the capacitance was calculated versus α, the electrode widths are not very critical but are close to those
product of the number of electrodes (N) and the metallization used in our commercially fabricated sensor: 3.5 and 1.5 μm
ratio. respectively (see Section G). There is some reduction in
capacitance due to the given polyimide thickness but it is
WE small, about 3% (Fig. 6).
α=N = Nη (14)
WE + WG Comparing the sensitivities of the polyimide itself (0.30),
As an example, if there is a constant gap width of the model without passivation (0.15, Fig. 5) and the COMSOL
WG = 5 μm and 1<W E <20 μm, then 334>N>83. The α vs. model (0.10, Fig 7), we see that most of the reduction is due to
capacitance plot is shown in Fig. 8. The reversal of the curve stray shunt capacitance and less due to the passivation. Given
at α =100 is explained as follows. Keeping WG constant and the IDE structure, with impermeable dielectric between and
increasing W E will increase the metallization η (c.f. Eq.(14)) below the electrodes, the reduction from 0.30 to 0.10 (30%)
and will decreasing the number of electrodes on the sensor, seems quite reasonable.
as shown in the inset of Fig. 8. Therefore α goes through a
maximum. The maximum α is reached when W E = WG = F. Design Limitations
5 μm. At this point, η is 0.5 and N = 200. However, a Usually, in a standard fabrication process the thickness of
slightly higher capacitance is reached, when α = 89, for the sensing film is fixed. Therefore, design optimization is
the parameter combination N = 267 and η = 0.33. This limited to improving the geometrical configuration of the elec-
combination is realized by WG = 5 μm and W E = 2.5 μm. trodes with regards to a fixed height of the sensing film. For
4492 IEEE SENSORS JOURNAL, VOL. 13, NO. 11, NOVEMBER 2013
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Andreas Demosthenous (S’94–M’99–SM’05)
received the [Link]. degree in electrical and
electronic engineering from the University of
Leicester, Leicester, U.K., the [Link]. degree
in telecommunications technology from Aston
University, Birmingham, U.K., and the Ph.D.
degree in electronic and electrical engineering from
University College London (UCL), London, U.K.,
in 1992, 1994, and 1998, respectively. He was a
Post-Doctoral Research Fellow with the Department
of Electronic and Electrical Engineering, UCL,
Nooshin Saeidi (S’11–M’12) received the [Link]. from 1998 to 2000. He became an Academic Faculty Member in 2000,
degree in hardware engineering from the Iran Uni- and is currently a Professor leading the Analog and Biomedical Electronics
versity of Science and Technology, Tehran, Iran, Research Group. He has numerous collaborations for interdisciplinary
and the Ph.D. degree in electronic and electrical research. He has authored or co-authored over 170 articles in journals and
engineering from University College London (UCL), international conference proceedings. His current research interests include
London, U.K. From 2008 to 2011, she was a Visiting analog and mixed-signal integrated circuits for biomedical, sensor, and
Ph.D. Student with the Tyndall National Institute, signal-processing applications.
Cork, Ireland. She is currently a Research Asso- Dr. Demosthenous is an Associate Editor of the IEEE T RANSACTIONS ON
ciate with the Implanted Devices Group, Depart- C IRCUITS AND S YSTEMS I: R EGULAR PAPERS , the IEEE T RANSACTIONS
ment of Medical Physics and Bioengineering, UCL. ON B IOMEDICAL C IRCUITS AND S YSTEMS , and the IEEE C IRCUITS AND
Her current research interests include CMOS/MEMS S YSTEMS N EWSLETTER. He is on the International Advisory Board of
sensors, micropackaging for CMOS and MEMS devices, TSV based 3-D Physiological Measurement, Institute of Physics. He was an Associate Editor
integration technologies, and aligned wafer bonding. of the IEEE T RANSACTIONS ON C IRCUITS AND S YSTEMS II: E XPRESS
B RIEFS from 2006 to 2007. He is a member of the Analog Signal Processing
Technical Committee and the Biomedical Circuits and Systems Technical
Committee of the IEEE Circuits and Systems Society. He is a member of
the Technical Programme Committee of various IEEE conferences, including
ESSCIRC, BioCAS, and VLSI-SoC. He is a fellow of the Institution of
Engineering and Technology and a Chartered Engineer.