Th17/Treg Axis in Autoimmunity Therapy
Th17/Treg Axis in Autoimmunity Therapy
Review
Therapeutic Potential of Targeting the Th17/Treg Axis
in Autoimmune Disorders
Patrizia Fasching, Martin Stradner, Winfried Graninger, Christian Dejaco * and Johannes Fessler
Department of Rheumatology and Immunology, Medical University of Graz, Auenbruggerplatz 15, 8036 Graz,
Austria; patriziafasching@[Link] (P.F.); [Link]@[Link] (M.S.);
[Link]@[Link] (W.G.); johannes_fessler@[Link] (J.F.)
* Correspondence: [Link]@[Link]
Abstract: A disruption of the crucial balance between regulatory T-cells (Tregs) and Th17-cells was
recently implicated in various autoimmune disorders. Tregs are responsible for the maintenance
of self-tolerance, thus inhibiting autoimmunity, whereas pro-inflammatory Th17-cells contribute to
the induction and propagation of inflammation. Distortion of the Th17/Treg balance favoring the
pro-inflammatory Th17 side is hence suspected to contribute to exacerbation of autoimmune disorders.
This review aims to summarize recent data and advances in targeted therapeutic modification of the
Th17/Treg-balance, as well as information on the efficacy of candidate therapeutics with respect to
the treatment of autoimmune diseases.
1. Introduction
Autoimmunity comprises a number of pathological conditions and disorders with distinct
appearances and characteristics, all sharing the common hallmark of impaired self-tolerance. In healthy
individuals, the mechanisms of central and peripheral tolerance ensure a proper regulation of
the immune system thus preventing autoimmunity. Regulatory T-cells (Tregs) are crucial for the
maintenance of peripheral immunological tolerance. Impairments in Treg numbers or function have
been investigated in various autoimmune diseases (AIDs) [1]. More recently, autoimmunity has been
linked to an impaired balance between Tregs and Th17-cells, an effector T-cell subset described to
promote inflammation by acting as Treg antagonists. A shift in the Th17/Treg equilibrium towards the
pro-inflammatory Th17 side has been reported in several autoimmune disorders including rheumatoid
arthritis (RA), ankylosing spondylitis (AS), psoriasis and psoriatic arthritis (PsA), multiple sclerosis
(MS), systemic lupus erythematosus (SLE), inflammatory bowel disease (IBD), as well as Crohn’s
disease (CD) [2–4]. Moreover, several drugs with the potential to modify Treg- and in particular
Th17-responses, have already shown to be effective and received approval for the treatment of some of
these disorders [5–11]. These findings have corroborated existing evidence on the involvement and
reciprocal role of Tregs and Th17-cells in autoimmune inflammation, thus highlighting the importance
of investigating new therapeutic strategies in this regard. This review aims to summarize recent data
and advances in targeted therapeutic modification of the Th17/Treg-balance, as well as on the efficacy
of candidate therapeutics with respect to the treatment of AIDs.
2. Treg-Cells
Although a wealth of regulatory immune cells [12,13] have been identified, CD4+ Tregs remain
the most extensively studied cell-type with immunosuppressive properties. Tregs can use a variety
of mechanisms to induce immunosuppression, including indirect suppression via the expression of
inhibitory cytokines, metabolic disruption of target T-cells, cytolysis, and regulation of dendritic cell
maturation and function [14]. Tregs are divided into two different subsets, depending on their origin.
While natural Tregs (nTregs) are derived from the thymus, inducible Tregs (iTregs) develop from naïve
T-cell precursors in the periphery. Thymic development of nTregs depends on TCR-stimulation in
combination with CD28 co-stimulation. CD28 is furthermore essential for homeostatic proliferation
and survival of nTregs in the periphery [15]. In contrast, development of iTregs requires the presence
of IL-2 and transforming growth factor (TGF)-β instead of CD28 co-stimulation [16].
2.2. Cytokines
One of the features attributed to Tregs is the secretion of cytokines exerting suppressive
function on various immune cell subsets. The major Treg-cytokines include TGF-β and interleukin
(IL)-10 [14]. TGF-β is pivotal for the maintenance of immunological tolerance through interference
with differentiation, proliferation and survival of lymphocytes and other immune cells [30]. Targeted
deletion of the TGF-βRII receptor in T-cells resulted in early-onset lethal autoimmunity in mice [30,31].
Moreover, T-cell specific TGF-βRII deficiency resulted in the emergence of a highly pathogenic T-cell
population overexpressing granzymes, perforin, death receptor ligand FasL and interferon (IFN)-γ,
which has been assumed to cause this autoimmune disease [31]. Tregs, however, are not the sole
source of TGF-β secretion, and there is a multiplicity of effects exerted by TGF-β on its target cells,
as reviewed in detail elsewhere [32,33]. IL-10, in contrast, seems to be predominantly essential for
the control of inflammation at environmental interfaces such as lungs and colon. IL-10 does not only
induce suppression of pathogenic Th17-cell responses [34–36], it is also required to maintain Treg
suppressive activity and expression of Foxp3. Besides, IL-10 was reported to interfere with Th1-cell
migration to intestinal inflammatory sites [37,38]. Apart from that, nTregs were reported to be a natural
source of IL-35, thereby triggering differentiation of naïve T-cells into a distinct iTreg-subset exerting
its suppressive function exclusively via production of IL-35 (iTr35-cells) [39]. Notably, iTr35-cells differ
from Foxp3+ Treg-subsets as they lack Foxp3 expression [39]. Presumably, IL-35 is required for maximal
suppressive function of Foxp3+ Tregs and has been suggested to contribute to the maintenance of
Molecules 2017, 22, 134 3 of 24
immune tolerance in the gut [39–41]. The exact physiological role of IL-35 in vivo, however, is under
debate and requires further investigation.
Molecules 2017, 22, 134 3 of 22
3. Th17-Cells
3. Th17‐Cells
Since their identification, Th17-cells have been extensively studied and were soon accepted
as a Since their
distinct identification,
CD4+ helper T-cellTh17‐cells
lineagehave beenAextensively
[42,43]. studied from
bulk of evidence and were soon accepted
numerous studies as
hasa
distinct CD4+ helper T‐cell lineage [42,43]. A bulk of evidence from numerous studies has
demonstrated their malicious, pro-inflammatory involvement in various autoimmune disorders [2]. demonstrated
their malicious,
However, this pro‐inflammatory
cell subset also has involvement in various
a physiologic role autoimmune
in the immunedisorders
system[2]. by
However, this
conferring
cell subset also has a physiologic role in the immune system by conferring protective function
protective function against microbial pathogens (including fungi, bacteria, and viruses) at mucosal against
microbial[44,45].
surfaces pathogens (including fungi, bacteria, and viruses) at mucosal surfaces [44,45].
Figure
Figure 1.
1. Development
Development and
and trans‐differentiation
trans-differentiation pathways
pathways of
of Tregs and Th17-cells.
Tregs and Th17‐cells.
3.2. Cytokines
IL‐17A (commonly referred to as IL‐17) and IL‐17F are the key effector cytokines of Th17‐cells.
During Th17‐cell differentiation, RORγt directly binds to the promoter region of IL‐17A, thereby
orchestrating its transcription [48]. IL‐17 is involved in inflammatory responses by stimulating cell
Molecules 2017, 22, 134 4 of 24
3.2. Cytokines
IL-17A (commonly referred to as IL-17) and IL-17F are the key effector cytokines of Th17-cells.
During Th17-cell differentiation, RORγt directly binds to the promoter region of IL-17A, thereby
orchestrating its transcription [48]. IL-17 is involved in inflammatory responses by stimulating cell
types of both, immune and non-immune nature. The effect of IL-17 in this context is to indirectly
promote neutrophil recruitment via induction of CXCL8 in macrophages, epithelial and endothelial
cells and fibroblasts [54]. Additionally, tumor necrosis factor (TNF)-α and granulocyte-macrophage
colony-stimulating factor (GM-CSF) secreted by Th17-cells also contribute to neutrophil recruitment,
activation and survival [55]. Furthermore, IL-17 induces CCL20 expression in various cell types found
at sites of chronic inflammation, thereby enhancing attraction of additional Th17-cells, which express
CCR6, the receptor for CCL20. Other molecules such as IL-22, IL-26 and IL-21 are also part of the
characteristic Th17-signature [47,49,56]. These cytokines feed another positive loop amplifying the
Th17 response in an autocrine manner [50,57]. IL-22 seems to be crucially involved in the pathogenesis
of psoriasis and RA [58,59] whereas IL-26 most likely contributes to the pathogenesis of intestinal
inflammation [60].
setting with IL-6 and IL-2 [69]. This result highlights the importance of IL-1β in this re-polarization
process. A recent study by Komatsu et al. [70] reported CD25lo Foxp3+CD4+ T-cells obtained from
Foxp3hCD2 knock-in mice to preferentially loose Foxp3-expression and acquire expression of IL-17 upon
adoptive transfer into arthritic mice. These exFoxp3 Th17-cells eventually accumulate in inflamed
joints of these animals. Conversely, Gagliani et al. [71] more recently reported reprogramming of
inflammatory Th17-cells into IL-10 producing cells with regulatory functions. Clustering analysis of
Th17-relevant genes revealed that these exTh17-cells have undergone transcriptional reprogramming
and subsequently clustered together with Tr1-cells, a regulatory T-cell subset characterized by secretion
of IL-10 but lacking Foxp3 expression. Gagliani et al. referred to this subset as Tr1exTh17 . Moreover,
a complete functional trans-differentiation from Th17 into regulatory Tr1-cells was suggested as these
Tr1exTh17Molecules
cells were furthermore
2017, 22, 134 shown to prevent Th17-cell mediated colitis in the respective 5 of 22 mouse
model. Overall, these studies illustrate the ability of Th17-cells and Tregs to undergo phenotype
Moreover, a complete functional trans‐differentiation from Th17 into regulatory Tr1‐cells was
conversion. The physiological role of this phenotypic and functional adaptation of these cells to
suggested as these Tr1exTh17 cells were furthermore shown to prevent Th17‐cell mediated colitis in the
changingrespective
environmental conditions
mouse model. may
Overall, lie studies
these in maintenance of ability
illustrate the an appropriate immune-regulation
of Th17‐cells and Tregs to in
responseundergo
to the presence
phenotype of certain microbes,
conversion. cytokines
The physiological role ofand other signals
this phenotypic from innate
and functional immune cells.
adaptation
of these cells
As an imbalance between to changing environmental
Th17-cells and Tregsconditions
is observed mayin lie in maintenancethe
autoimmunity, of plasticity
an appropriate
of these cells
could be exploited in order to develop more effective therapies that will recover signals
immune‐regulation in response to the presence of certain microbes, cytokines and other immune from tolerance
innate immune cells. As an imbalance between Th17‐cells and Tregs is observed in autoimmunity,
while avoiding adverse effects that go along with therapies of systemic immunosuppression.
the plasticity of these cells could be exploited in order to develop more effective therapies that will
recover immune tolerance while avoiding adverse effects that go along with therapies of systemic
5. Therapeutic Approaches: Molecules Influencing the Th17/Treg Axis
immunosuppression.
In the past years, accumulating evidence highlighted a shift in the Th17/Treg equilibrium towards
5. Therapeutic Approaches: Molecules Influencing the Th17/Treg Axis
the pro-inflammatory Th17-program, which is assumed to contribute to the pathogenesis of chronic
In the past years, accumulating evidence highlighted a shift in the Th17/Treg equilibrium towards
inflammatory disorders such as psoriasis, PsA, RA, AS, SLE, MS, IBD and CD [2–4].
the pro‐inflammatory Th17‐program, which is assumed to contribute to the pathogenesis of chronic
Various drugs with the potential to modify Treg- and in particular Th17-responses have already
inflammatory disorders such as psoriasis, PsA, RA, AS, SLE, MS, IBD and CD [2–4].
proven efficacy anddrugs
Various received approval
with the potential for the treatment
to modify ofparticular
Treg‐ and in certain Th17‐responses
AIDs while others are currently
have already
being tested
provenin clinical trials
efficacy and (Figure
received 2). Nevertheless,
approval identification
for the treatment and while
of certain AIDs testing of additional
others candidate
are currently
moleculesbeing
is tested in clinical trials
an incessant (Figureaim.
research 2). Nevertheless,
Generally, identification
therapeutic and testing of additional
approaches candidate
are multidirectional
molecules is an incessant research aim. Generally, therapeutic approaches are multidirectional and
and comprise direct targeting of Th17-related cytokines, cytokine receptors, intracellular signaling
comprise direct targeting of Th17‐related cytokines, cytokine receptors, intracellular signaling pathways,
pathways, as well as inhibiting Th17- and enhancing Treg-specific transcription factors.
as well as inhibiting Th17‐ and enhancing Treg‐specific transcription factors.
Figure 2. Therapeutic tools targeting Th17‐cell cytokines, cytokine receptors and transcription factor
Therapeutic
Figure [Link] tools
facilitate targeting
correction Th17-cell
of the Th17/Tregcytokines, cytokine
imbalance in receptors
favor of the and transcription
Treg‐population. All Th17‐ factor
pathways facilitate
modifying correction
agents of figure
listed in this the Th17/Treg imbalance
are either approved in favorstudied
or are currently of theinTreg-population.
clinical trials. All
Th17-modifying agents listed in this figure are either approved or are currently studied in clinical trials.
5.1. Targeting Th17‐Related Cytokines and Receptors
5.1.1. IL‐17
IL‐17 is the most prominent effector cytokine of Th17‐cells and is implicated in a variety of
inflammatory diseases [3]. This led to the conclusion that neutralization of IL‐17, although not directly
inducing a re‐balance of Th17/Treg‐cell ratio can abrogate IL‐17‐mediated pathogenic effects in
autoimmune settings. Several IL‐17 neutralizing monoclonal antibodies have been developed in
Molecules 2017, 22, 134 6 of 24
5.1.1. IL-17
IL-17 is the most prominent effector cytokine of Th17-cells and is implicated in a variety of
inflammatory diseases [3]. This led to the conclusion that neutralization of IL-17, although not
directly inducing a re-balance of Th17/Treg-cell ratio can abrogate IL-17-mediated pathogenic effects
in autoimmune settings. Several IL-17 neutralizing monoclonal antibodies have been developed in
recent years including secukinumab (AIN457), ixekizumab (LY2439821) and brodalumab (AMG827).
Multiple clinical trials yielded impressive therapeutic effects of all three molecules [5–8,72] leading
to the approval of secukinumab for psoriasis, PsA and AS, and ixekizumab for psoriasis [73–76].
Besides, ongoing clinical trials are evaluating the efficacy of ixekizumab in patients with active PsA
(NCT01695239) and AS (NCT02696785, NCT02696798, NCT02757352).
In RA patients, IL-17 neutralization yielded inconsistent results, with some studies reporting
significant clinical response and improvements in patient-reported outcomes [77–79], whereas others
failed to meet the primary efficacy end points [80–82]. Importantly, approaches of IL-17 neutralization
in CD were terminated due to high rates of serious adverse events and fungal infections, overall
resulting in a worsening of the disease while having no beneficial impact [83,84]. The explanation
for the clear failure of IL-17 neutralization in CD is most likely because of the protective role of IL-17
at mucosal surfaces where it confers host defense and contributes to the maintenance of immune
homeostasis [85].
5.1.2. IL-23
Years of research compellingly illustrated the requirement of IL-23 for expansion and maintenance
of Th17-cells and recently also for their conversion of non-pathogenic cells with a protective role
at mucosal barriers into highly pathogenic cells that promote inflammation [86,87]. IL-23 is a
heterodimeric cytokine composed of two subunits, p19 and p40. The latter subunit is shared by
the Th1-inducing cytokine IL-12 [88]. In psoriasis patients, p40 and p19 mRNA levels were higher in
affected compared to normal skin whereas mRNA of the second IL-12 subunit (p35) was decreased
in the lesions [89]. Pre-clinical psoriasis models further indicated that IL-23, but not IL-12, is able to
drive excessive growth and abnormal differentiation of keratinocytes in murine skin [89]. Moreover,
genetic abrogation of the p19 subunit of IL-23 in mice resulted in resistance to the development of
experimental autoimmune encephalomyelitis (EAE), the most commonly used experimental model
for human MS [90]. Similarly, resistance against joint inflammation was observed in p19-lacking mice
with collagen induced arthritis (CIA), a mouse model of RA [91]. In this study, IL-23-deficiency was
linked to the absence of IL-17-producing CD4+ T-cells [91]. Another mouse study reported that both,
anti-IL-12/23p40 and anti-IL-23p19 antibodies markedly lowered transcript levels of Th17-cytokines
such as IL-17 and IL-22 [92]. Blocking IL-23 and its cognate receptor IL-23R is therefore another
promising therapeutic strategy for the inhibition of Th17-responses in autoimmunity.
Several antibodies for the application in humans have been developed so far, including the
anti-IL-12/23p40 antibodies ustekinumab and briakinumab.
Due to its favorable efficacy, ustekinumab has already been approved for the treatment of
psoriasis [93,94], PsA [95–98] and CD (NCT01369329, NCT01369342). Additional clinical trials
are underway assessing the effectiveness of ustekinumab in UC (NCT02407236; phase 3), SpA
(NCT02437162, NCT02438787, NCT02407223; phase 3), RA (NCT01645280; phase 2) and type 1 diabetes
(T1D) (NCT02117765; phase 1 & 2). Notably, ustekinumab did not reduce disease activity of MS patients,
hence no further studies are planned in this area [99]. Briakinumab was associated with an increased
risk of major adverse cardiovascular events [100], and its application for marketing approval was
therefore withdrawn in 2011.
Several anti-IL-23p19 antibodies (tildrakizumab, guselkumab, BI-655066, AMG 139, LY3074828)
have been in clinical development. These antibodies enable specific targeting of IL-23 without the
Molecules 2017, 22, 134 7 of 24
cross-reactive effect on IL-12. Tildrakizumab and guselkumab are currently under investigation in
phase 3 clinical trials (Tildra: NCT01722331, NCT01729754; Guselku: VOYAGE 1 & 2) for psoriasis and
in a phase 2 study for PsA (Guselku: NCT02319759). BI-655066 induced rapid and durable clinical
improvements in psoriasis patients [101] while LY3074828 and AMG139 are still in early stages of
studies for psoriasis, CD and UC.
5.2.1. RORγt
The ROR family of nuclear hormone receptors generally comprises three different members:
RORα, RORβ and RORγ. While RORγ mRNA is present in various peripheral tissues, expression of its
isoform RORγt is restricted to lymphoid tissues and certain types of lymphoid cells [114]. After RORγt
was recognized as master transcription factor of the Th17-lineage, there has been a major research
interest in potential inhibitors of the RORγt/Th17 axis.
The small molecule digoxin has been well established for decades in cardiology. Later it was
reported also to inhibit the transcriptional activity of RORγt [115]. Digoxin suppressed differentiation
of murine Th17-cells without affecting other T-cell lineages [116] and inhibited IL-17 production of
T-cells from EAE mice [115]. Consistently, digoxin was effective in attenuating EAE [116] as well as in
reducing the incidence of arthritis and joint inflammation in CIA mice, where it significantly reduced
Th17-cells and increased Treg numbers [117].
Another study in the CIA mouse model identified the herbal medicine compound ursolic acid (UA)
to effectively inhibit RORγt function and to decrease IL-17 expression in developing and differentiated
Th17-cells [118]. In the spleens of these animals, UA decreased the frequency of Th17-cells while Treg
Molecules 2017, 22, 134 8 of 24
numbers were increased [118]. Clinically UA treatment resulted in a reduction of disease activity of
CIA mice [118].
TMP778 and TMP920 were identified as inverse agonists of RORγt [119]. Both molecules were
shown to potently suppress Th17-cell generation and IL-17 secretion by differentiated Th17-cells
in vitro [119]. TMP778 moreover inhibited human Th17 signature gene expression in vitro as well
as murine Th17-cell differentiation in vivo [120,121]. Two independent murine studies reported
TMP778 administration to reduce imiquimod-induced cutaneous inflammation (a murine model of
psoriasis) and the severity of EAE [119,121]. Unfortunately, high doses of digoxin, TMP778 and
TMP920 are most likely toxic for a variety of non-immune tissues and cells. Lately, Takaishi et al. [122]
described attenuation of psoriasis-like lesions in two independent psoriasis mouse models after oral
administration of the novel RORγt antagonist A213. They suggested that this effect was based on
neutralization of IL-17-producing cells [122], however, A213 also led to a systemic attenuation of Tregs.
The underlying mechanism for this effect remained unclear [122]. Smith et al. [123] described the
RORγt inverse agonist GSK2981278 to significantly inhibit production of Th17 signature cytokines
(IL-17A, IL-17F, IL-22 and IL-23) in multiple in vitro and human tissue-based assays, including topical
delivery of the compound via the sRICA assay and psoriatic lesional explants. Assuming that tissue
cytokine production is one of the main drivers of inflammation in plaque psoriasis, this study suggests
that topical treatment with GSK2981278 might improve clinical outcomes of psoriasis patients [123].
Results from a recent phase 1 proof-of-concept study (NCT02548052) will shed more light on the
potential benefit of topical GSK2981278 application in psoriasis patients. Another inverse agonist,
VTP-43742 [124], is already in a phase II clinical trial (NCT02555709).
Given that RORγt and RORγ share a similar ligand binding domain (LBD) but differ by a
variation in their N-terminal region [114], current small molecule antagonists and inverse agonist
targeting RORγt bear the risk of an inadvertent impact on non-immune tissues via binding of
RORγ. The mechanisms of post-translational modification of RORγt, including acetylation and
ubiquitinylation, are therefore subject of ongoing investigations with the goal to develop therapeutic
RORγt modulators with greater specificity, selectivity and safety.
The fact that acetylation and ubiquitination processes often compete for the same lysine residues
led to speculations about the exact consequences of these modifications in Th17-cells. One hypothesis is
that acetylation prevents the respective protein from ubiquitination-induced proteasomal degradation.
For instance, histone acetyltransferase (HAT) p300 was shown to stabilize RORγt via acetylation of its
K81 residue. Knockdown of p300 in HEK293 T-cells resulted in down-regulation of RORγt protein
levels [125]. However, there is also evidence that this acetylation occurs within the DNA-binding region
of RORγt consequently impairing interaction of the transcription factor with its target genes [126].
Using mass spectrometry, Lim et al. [126] reported that all three acetylated lysine residues (K69, K81,
K99) located within the DNA-binding domain of RORγt become deacetylated in presence of the protein
deacetylase SIRT1. Hence, SIRT1 increased transcriptional activity of RORγt and enhanced Th17-cell
development and function [126]. SIRT-inhibition in EAE mice not only delayed disease onset, but also
ameliorated disease severity. This observation supports the concept of a pro-inflammatory role of
SIRT1 in autoimmunity [126].
Apart from acetylation, the complex area of ubiqitination-mediated RORγt-regulation was
recently addressed. Several reports identified a number of E3 ubiquitin ligases (e.g., Itch, UBR5
and TRAF5) that seem to be involved in Th17-regulation by ubiquitination of RORγt [127–129]. E3
ligases are known to mediate the last step in the ubiquitination cascade, whereas deubiquitnating
enzymes (e.g., USP15, USP17, DUBA) counteract this mechanism. Itch was identified to target RORγt
for ubiquitination, resulting in decreased IL-17 expression and preventing colonic inflammation [129].
He et al. [130] recently reported that deubiquitination of K446 by ubiquitin-specific protease USP15
enhanced the recruitment of steroid receptor coactivator 1 (SRC1), thereby stimulating RORγt activity.
Moreover, USP17 seems to acts as a positive regulator of RORγt [131]. Its knockdown in Th17-cells
decreased RORγt protein levels and expression of Th17-related genes [131]. Paradoxically, TRAF5
Molecules 2017, 22, 134 9 of 24
mediated ubiquitination stabilizes RORγt protein levels and might thus aggravate inflammatory
responses [127]. Consistent with this observation, elevated TRAF5 mRNA levels were found in
CD4+ T-cells from SLE-patients [127]. Another surprising observation is the stabilization of ubiquitin
ligase UBR5 upon accumulation of deubiqitinase DUBA in activated T-cells. In response to TGF-β
singaling, UBR5 could then ubiquitinate the RORγ protein and act as cell-intrinsic suppressor of IL-17
production [128].
In summary, post-translational modification of RORγt is a tightly regulated, highly complex
mechanism. Extensive investigational effort is needed in order to identify a safe target for novel
pharmacologic interventions in AIDs.
5.2.2. STAT3
Differentiation of Th17-cells is triggered by an intracellular signaling cascade involving
IL-6-dependent phosphorylation and activation of STAT3 [67,132]. More precisely, binding of IL-6 to its
receptor IL-6R results in homodimerization of the signal-transducing β-receptor gp130 [133]. This leads
to STAT3 phosphorylation via activation of gp130-associated janus kinases (JAKs), in particular
Jak1 [132]. STAT3 is a latent transcription factor that upon phosphorylation translocates into the nucleus
to induce transcription of IL-6-responsive genes [132]. As previously mentioned, IL-6-dependent STAT3
activation downregulates TGF-β-induced Foxp3-expression and promotes differentiation of naïve
CD4+ T-cells into Th17-cells with simultaneous suppression of Treg development [67]. Therapeutic
approaches aimed at the modulation of IL-6 signaling are thus not limited to direct targeting of IL-6
and its receptor IL-6R, but also comprise inhibition of the JAK/STAT pathway.
Tofacitinib is a targeted synthetic small molecule that competitively binds to the ATP-binding
pocket of JAKs, thus inhibiting their catalytic activity in a reversible manner [134]. Tofacitinib
potently inhibited IL-6 induced phosphorylation of STAT1 and STAT3 in human whole blood cellular
studies [135] and in synovial tissue extracts from RA patients [136]. Importantly, reduced levels of
pSTAT1 and pSTAT3 in synovial biopsies were highly correlated with clinical improvement of RA,
indicating that JAK1-mediated signaling of IFNs and IL-6 is involved in the synovial response to JAK
blockade [136]. Moreover, tofacitinib potently suppressed the generation of pathogenic Th17-cells
with an IL-23/STAT3 signature by abrogating IL-21, IL-22 but also IL-23R expression [137]. Tofacitinib
is approved for RA in numerous countries [9], and it is under investigation as a possible treatment
option for other inflammatory disorders , including psoriasis [138–140], PsA [141] and IBD [142,143].
The STAT3 inhibitor STA-21 is another compound that interferes with STAT3 signaling leading to an
improvement of the clinical course of arthritis in IL-1Ra–KO mice. STA-21 enhanced Treg function and
numbers while acting suppressive on Th17-cells and osteoclast formation [144]. SHR0302—another
JAK inhibitor—binding JAK1 with strong affinity—reduced Th17 function along with total B-cell
numbers via inhibition of JAK1-STAT3 phosphorylation in a study with adjuvant-induced arthritis
rats [145]. Human clinical trials for SHR0302 have recently been started with three studies evaluating
pharmacokinetics, safety and tolerability in healthy individuals (NCT02892370, NCT02423538) and RA
patients (NCT02665910).
Several other biological and synthetic compounds were shown in animal models to skew the
Th17/Treg balance towards the regulatory direction by blocking STAT3 phosphorylation. These
compounds include the green tea-derived component epigallocatechin-3-gallate (EGCG) [146], the
herbal compound celastrol [147], grape seed proanthocyanidin extract (GSPE) [148], the gastrointestinal
protective drug rebamipide [149], halofuginone [150] and the antidiabetic drug metformin [151].
Among these, GSPE and metformin were also reported to increase the phosphorylation of STAT5 thus
additionally enhancing Treg development [148,151].
5.2.3. Foxp3
Targeting the bona fide Treg marker Foxp3 is a reasonable choice to influence the Th17/Treg
equilibrium and thus, numerous studies investigated the effect of Foxp3 modulation. Several animal
Molecules 2017, 22, 134 10 of 24
studies for example demonstrated that ectopic expression of Foxp3 in conventional T-cells by retroviral
gene transfer resulted in a Treg-like phenotype and function and that these Foxp3-transduced T-cells
were able to suppress arthritis in a murine host [152–154].
In the absence of IL-6, TGF-β stimulates a transcriptional program in naive T-cells with
up-regulation of Foxp3 and inhibition of nuclear receptor RORγt, finally resulting in the evolvement
of iTregs. Inhibition of RORγt by Foxp3, however, is abolished under the influence of TGF-β plus
IL-6, leading to the generation of Th17-cells [155]. Consequently, tocilizumab treatment was shown to
increase the Foxp3/RORγt ratio in patients with RA [105]. A similar effect was observed in studies
evaluating the effect of TNF-α blockade on Foxp3. Etanercept treatment induced transcriptional
levels of Foxp3, STAT3 and STAT4 mRNA in responding psoriasis patients [156] and increased the
Foxp3/RORγt ratio in RA patients [157]. In the latter study, the Treg/Th17 ratio negatively correlated
with TGF-β, but positively correlated with IL-6. More recently, adalimumab was reported to expand
functional Foxp3+ Tregs via binding monocyte membrane TNF, and it unexpectedly enhanced the
expression of TNF-RII on Treg-cells [158].
Abatacept, a CTLA-4 fusion protein, is clinically effective in RA and was recently effective in
delaying the decline of beta-cell function in recent-onset T1D [159,160]. Tregs stimulated via CTLA-4
showed increased suppressive capacity in vitro, whereas activity of non-regulatory T-cells was reduced
upon CTLA-4 ligation [161]. Moreover, abatacept therapy decreased the Foxp3/RORγt ratio [105].
In accordance with this finding, Bonelli et al. [162] observed an increase in Foxp3+ Tregs following
initiation of CTLA-4Ig treatment. Tregs isolated from these abatacept-treated patients, however,
revealed diminished in vitro suppression of responder cell proliferation [162].
In the early phase of B-cell depletion with rituximab, mRNA levels of Foxp3 were significantly
increased in patients with active SLE. During follow-up, patients in clinical remission revealed
persistently elevated Foxp3 mRNA levels, whereas this marker decreased in patients with active
disease [163]. This finding is potentially explained by a simultaneous rise in mRNA levels of TGF-β,
a cytokine contributing to Treg induction.
Apart from the aforementioned factors, epigenetic modifications contribute to the regulation of
Foxp3 expression. A critical factor in Foxp3 protein stability is the methylation status of CpG sites
within the proximal promoter region of the FOXP3 gene [164]. In vitro experiments showed that
TGF-β favors de-methylation, whereas the addition of IL-6 increases methylation, the latter resulting
in reduced Foxp3 expression [165]. More recently, Cribbs et al. [166] reported that methotrexate
was able to increase expression of Foxp3 and restored suppressive function of initially defective
Tregs in RA patients. Bisulfite sequencing PCR of methotrexate-treated Tregs revealed a significant
reduction in methylation of the FOXP3 upstream enhancer region [166]. Similarly, treatment with the
combination rapamycin/IL-2 was shown to augment the frequency and function of Tregs in vitro [167].
The suppressive activity of these Tregs was further increased by all trans retinoic acid, leading to a
lower methylation status of the FOXP3 gene [168].
These findings led to the hypothesis that inhibition of DNA methyltransferases (DNMTs) might
be a treatment option in autoimmunity. In vitro studies demonstrated the emergence of a stable Foxp3+
Treg population in the presence of TGF-β and the DNMT inhibitor 5-aza-20- deoxycytidine [165].
Another method to increase Foxp3 expression in Tregs is the inhibition of histone deacetylases (HDACs).
HDACs are normally recruited by methylated DNA and mediate compact nucleosome formation.
A study in mice showed that trichostatin A therapy down-regulating HDACs led to increased
prevalence and suppressive function of Foxp3+ Tregs [169]. Accordingly, impaired Treg function
was observed upon inhibition of acetyltransferase p300, since p300—despite increasing stability of
RORγt [125]— hyperacetylates Foxp3 [170]. Besides, deletion of HDAC6, HDAC9, or Sirt1 increased
expression of the gene encoding Foxp3, and enhanced suppressive function of Tregs [171–173]. On the
other hand, Tregs of HDAC5−/− mice showed reduced suppressive function in vitro and in vivo.
CD4+ T-cells lacking HDAC5 convert poorly into Tregs despite appropriate polarizing conditions [174].
Molecules 2017, 22, 134 11 of 24
Therefore, there is a need for subsequent studies and a more sophisticated inhibition of HDACs seems
necessary to ensure stable Treg induction.
5.2.4. FoxO1
Recently, FoxO1 was reported to be a negative regulator of the Th17 transcriptional program [175].
Expression of FoxO1 in T-cells resulted in a distinct reduction in Th17 generation as well as in a
lower transcription of IL-17 and IL-23R genes in vitro. At the molecular level, FoxO1 binds RORγt
via its DNA binding domain thereby inhibiting the activity of this gene. As outlined above, RA
patients treated with the anti-IL-6R antibody tocilizumab yielded a marked reduction of circulating
Th17-cells and simultaneously an increase of peripheral Tregs [102]. The effect of IL-6 is related, at
least partly, to FoxO1. Ichiyama et al. [176] showed that IL-6 induces a microRNA-183-96-182 cluster
in Th17-cells. This cluster directly represses FoxO1 which in turn inhibits the expression of IL-1R1
resulting in enhanced pathogenic cytokine production [176]. Another study reported that microRNA
182 inhibits Treg differentiation in a FoxO1 dependent manner [177]. Accumulating evidence suggests
that anti-TNF-α therapy may support immunomodulation by Tregs via the influence of this therapy
on FoxO1. While TNF-α induced the activation of FoxO1 in human fibroblasts [178], the TNF-α
antagonist etanercept was reported to re-activate FoxO1 in patients suffering from psoriasis [179].
Liao et al. [180] reported that TNF-α promotes microRNA-705 expression, which in turn represses
FoxO1 via post-transcriptional regulation. Consistently, elevated numbers of Tregs [181] as well as
reduced frequencies of Th17-cells [182,183] were described following anti-TNF-α treatment in patients
with RA.
FoxO1 is also modulated by environmental factors. Wu et al. reported for example that a modest
increase in salt concentration induces SGK1 expression thus deactivating FoxO1 and promoting
IL-23R expression and Th17-cell differentiation in mice in vitro and in vivo [65]. Besides, in vitro
high-salt activation of human Tregs resulted in the loss of suppressive function that was mediated by
FoxO1-dependent alterations in Foxp3 stability [184]. Luo et al. recently reported that differentiation
of activated Tregs was associated with repression of FoxO1-dependent gene transcription, along with
a reduced FoxO1 expression [185]. This finding indicates that the role of FoxO1 is not fully understood
and requires further investigation.
investigating the efficacy of KD025 for the treatment of psoriasis have recently been completed, the
results of these trials will be available soon. Another study with a similar objective (NCT02852967) has
just started recruitment and will presumably be completed in 2018.
6. Conclusions
A bulk of evidence has highlighted a shift of the Th17/Treg equilibrium towards the
pro-inflammatory Th17-program in several autoimmune disorders, contributing to their progression
and recurrent clinical exacerbation. Substantial progress in understanding the development, function
and reciprocal regulation of Th17 cells and Tregs yielded a high therapeutic potential for targeting
these cell populations. The pathophysiology of autoimmunity however, is complex, explaining
the observations that certain therapeutic strategies are effective in some AIDs (e.g., IL-6R blockade
in RA [10]), while exhibiting no benefit in others (e.g., IL-6R blockade in AS [111]). Attention
must furthermore be drawn to the physiologic role of Th17-cells and -cytokines. For example,
IL-17 confers host defense and, in addition to other Th17-cytokines like IL-22, participates in
the maintenance of immune homeostasis at mucosal surfaces, especially in the gut [85]. IL-17
neutralization was accompanied by high rates of serious adverse events and fungal infections in
CD patients [83,84], despite being highly effective in the treatment of psoriasis [5–8,72]. Recently, it was
shown that Th17 is not a uniform subset but rather consists of a non-pathogenic and a pathogenic cell
population [61–66]. Targeting pathogenic Th17-cells alone might therefore be the next step to ameliorate
Th17/Treg-targeted therapies. Moreover, little is known about the consequences of long-term inhibition
of the IL-17 pathway. Various novel candidate molecules to beneficially re-shape the Th17/Treg
imbalance have recently shown promising results in animal models [116,118,120,122]. The application
of these substances still poses safety issues in humans and requires further evaluation before it can be
tested in clinical trials in humans.
In summary, there are still multiple challenges to identify, develop and implement the “ideal”
Th17/Treg-targeted interventional strategy with respect to the treatment of autoimmunity.
Author Contributions: P.F. and J.F. wrote the article. M.S., W.G. and C.D. provided intellectual input and critically
reviewed the manuscript.
Conflicts of Interest: The authors declare no conflicts of interest.
Molecules 2017, 22, 134 13 of 24
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