2023handout 1 - Control System Fundamental Concepts
2023handout 1 - Control System Fundamental Concepts
Control Engineering is concerned with techniques that are used to solve the following
six problems in the most efficient manner possible.
The two basic approaches to solving these six problems are conventional and modern
approach.
The electrical oriented conventional approach is based on complex function theory.
The modern approach has mechanical orientation and based on the state variable
theory.
Therefore, control engineering is not limited to any engineering discipline but is equally
applicable to aeronautical, chemical, mechanical, environmental, civil and electrical
engineering.
For example, a control system often includes electrical, mechanical and chemical
components.
Furthermore, as the understanding of the dynamics of business, social and political
systems increases; the ability to control these systems will also increase.
AUTHOR: UCHIYABU 1
Concept of a Control System
Control means a specific action to reach the desired behaviour of a system.
Control methods should be used whenever some quantity must be kept at a desired
value.
Control systems are everywhere in our surroundings. A control system is realised e.g.,
when taking a shower, where the temperature of the shower is to be kept at a
comfortable value.
If the temperature sensed by our body differs from its desired value, we intervene by
opening the cold-water tap or the warm-water tap. After being mixed, the water goes
through the shower pipe. The effect of the change takes place after a delay. The effect
of the delay has to be considered when deciding on a possible newer execution.
AUTHOR: UCHIYABU 2
the system and its environment
In this case the system is the turbine, which converts the thermal energy of the steam
into electrical energy.
The quantities going from the environment into the system are the inputs, while the
quantities going from the system into the environment are the outputs. With control—
by appropriately manipulating the input quantities—the output quantities are to be
maintained according to the given requirements.
AUTHOR: UCHIYABU 3
Basic Concepts
Control means the specific actions to influence a process in order to start it, to
appropriately maintain it, and to stop it.
Control is based on information obtained from the process and its environment
through measurements. Measuring instruments are needed to measure the different
physical quantities involved in the control. Based on the knowledge of the control’s
aim and on the information obtained from the process and its environment, a decision
is made about the appropriate manipulation of the process input.
The methodology of control is that specifically designed external equipment is
connected to the process and then, based on data obtained by measurements, it
directly modifies the input variables and in that way influences indirectly the output
variables.
The control system is the joint system made up of the interconnected plant to be
controlled and the control equipment.
Control can be performed manually or automatically.
In manual control the operator makes a decision and manipulates the input quantity
of the process based on the observed output quantity.
The operator observes the level of the liquid in the tank and sets the required level by
the valve position of the tap influencing the amount of the outlet liquid.
AUTHOR: UCHIYABU 4
automatic level control in a water tank
The level of the liquid is sensed by a floating sensor. If the level differs from its
required value, the valve influencing the input flow will be opened more or less.
Control engineering deals with the properties and behaviour of control systems, with
the methods for their analysis and design, and with the question of their realisation.
Sensing: gaining information about the process to be controlled and its environment
Decision making: processing the information and, based on the aim of the control
taking decisions about the necessary manipulations
Disposition: giving a command for manipulation
Signal Processing: determine the characteristics of intervention, acting
Intervention, Acting: the modification of the process input according to the
disposition.
The individual operations are executed by the appropriate functional units.
AUTHOR: UCHIYABU 5
Signals and Their Classification
To control a process it is required to measure its changes.
Changes of the process occur as consequences of external and internal effects. The
features of the process which manifest its motion, and also the external and internal
effects, are represented by signals.
The signal is a physical quantity, or a change in a physical quantity, which carries
information. The signal is capable of acquiring, transferring, as well as storing
information. Signals can be observed by measurement equipment.
Signals have a physical form (e.g., current, voltage, temperature, etc.)—this is the
carrier of the signal.
Signals also have informational content—which shows the effect represented by the
signal (e.g., change of the current versus time).
The characteristic signals of a process are its inputs, outputs, and internal signals.
Those input signals which are supposed to be used as inputs modifying the output of
the process are called manipulated variables or control variables. The other input
variables are disturbances.
AUTHOR: UCHIYABU 6
Representation of System Engineering Relationships
The various parts of a control system are in interaction with each other. The relations
of the individual parts can be represented by different diagrams. A piece of equipment
which performs some control task is called functional unit (e.g., sensor, actuator,
etc.).
The symbols for the functional units also appear in the diagrams characterising the
connections of the elements of the control system.
When realising a control system, the requirements for the process and the aim of the
control have to be formulated first. Then, to solve the control problem, the individual
structural control units are chosen. These units are connected to the process and to
each other according to the control structure. It has to be analysed whether the control
system meets the quality specifications. To do this it is required to examine the signal
transfer properties of the individual elements and also the signal transfer in the
interconnected system.
In a block diagram the individual elements of the operational diagram are described
by their signal transfer properties, i.e., by the mathematical formula giving the
relationships between the outputs and inputs. These relationships can be
mathematical equations, tables, characteristics, operation commands, etc. The signal
transfer properties of the individual elements can be given by a mathematical
description of the physical operation of the element, where the values of the
parameters involved in the equations are also given. To indicate some frequently used
operations, accepted symbols are written inside the rectangles (e.g., the symbol of
integration).
AUTHOR: UCHIYABU 7
symbols of summation and subtraction
If the information is not gained directly from the measurement of the controlled signal,
an open-loop control is realised. If the information is derived by directly measuring
the controlled signal, a closed-loop control or feedback control is obtained.
The distinction between the open-loop and closed-loop control system is determined
by the control action, which is that quantity responsible for activating the system to
produce the output.
Open-Loop Systems
The main problem with open-loop is that the controlled variable is sensitive to changes
in disturbance inputs.
For example, if a gas fire is switched on in a room, and the temperature climbs to
200C, it will remain at that value unless there is a disturbance. This could be caused
AUTHOR: UCHIYABU 8
by leaving a door to the room open, for example. Or alternatively by a change in
outside temperature.
In either case, the internal room temperature will change. For the room temperature
to remain constant, a mechanism is required to vary the energy output from the gas
fire.
Closed-Loop Systems
AUTHOR: UCHIYABU 9
disturbance 1 disturbance 2
input + + output
or input + controller + process + or
reference transducer or plant controlled
variable
output
transducer
or sensor
A closed-loop control system measures the output and feeds back part of this signal
to compare it with the input (reference or command).
The input transducer converts the form of the input to the form used by the controller.
An output transducer, or sensor, measures the output response and converts it into
the form used by the controller.
For a room temperature control system, the first requirement is to detect or sense
changes in room temperature. The second requirement is to control or vary the energy
output from the gas fire, if the sensed room temperature is different from the desired
room temperature.
In general, a system that is designed to control the output of a plant must contain at
least one sensor and controller.
The controller and plant lie along the forward path, and the sensor in the feedback
path. The measured value of the plant output is compared with the desired value at
the summing point. The difference or error is fed to the controller which generates a
control signal to drive the plant until its output equals the desired value.
Such an arrangement is sometimes called an error-actuated system.
Closed-loop control systems are more commonly called feedback control systems.
In a closed-loop (feedback) control the controlled signal itself is measured.
The control error, i.e., the deviation between the actual and the desired value of the
controlled signal, influences the input of the process. The functional units are the
sensor (measuring equipment), the unit providing the reference signal, the subtraction
unit, the amplifier and signal forming unit, and the executing and actuator unit. The
characteristic signals of the processes are measured by sensors.
The measuring instruments provide signals which are proportional to the different
physical quantities measured.
AUTHOR: UCHIYABU 10
The requirements set for the sensors are the following:
1. reliable operation in the range of the measurements
2. linearity in the range of the measurements
3. accuracy
4. small dead-time compared to the time constants of the process
5. low measurement noise.
AUTHOR: UCHIYABU 11
Advantages of Closed-Loop Systems
1. Greater accuracy when compared to open-loop systems
2. They are less sensitive to noise, disturbances, and changes in the environment
3. Transient response and steady-state error can be controlled more conveniently and
with greater flexibility in closed-loop systems, often by an adjustment of gain
(amplification) in the loop and sometimes by redesigning the controller.
We refer to the redesign as compensating the system and to the resulting hardware
as a compensator.
AUTHOR: UCHIYABU 12
Feedforward control (disturbance compensation)
AUTHOR: UCHIYABU 13
DC generator with compound excitation
The armature voltage is the controlled variable; the excitation is the control
(manipulated) variable. The load current (disturbance variable) decreases the
armature voltage of the generator. With compound excitation, part of the excitation
is created by the load current itself, thus the disturbance variable directly produces
the effect of eliminating itself. In this way the armature voltage of the generator is
greatly stabilised. For more accurate voltage
control, an additional closed-loop configuration can be applied.
Example:
In a CD player the disc has to be rotated at steady speed. A DC motor can be used as
actuator. The angular velocity is proportional to the terminal voltage of the motor.
AUTHOR: UCHIYABU 14
Figure above shows the solution of the task in open-loop control. The terminal voltage
of the motor is provided by a direct current power supply through an amplifier. The
velocity is proportional to the terminal voltage.
Figure below schematically presents the solution using closed-loop control.
Figure (a) gives the structural diagram, while (b) shows the operational diagram. The
speed of the motor is measured with a tachometer generator, whose output voltage
is proportional to the velocity. The measured voltage is compared to the reference
signal voltage set by the power supply, which is proportional to the prescribed value
of the speed. The error signal operates the actuator DC motor.
With closed-loop control more accurate and more reliable operation can be reached.
Closed-loop control ensures not only reference signal tracking, but eliminates speed
changes resulting from possible changes in the load, as well.
In practice, besides closed-loop control, open-loop control systems are also given an
important role. When starting and stopping a complex system, a series of complex
open-loop control operations has to be executed. Generally, intelligent Programmable
Logic Controller (PLC) equipment is used to realize the open-loop control. To keep
various physical quantities at their required constant values closed-loop control
systems are applied.
AUTHOR: UCHIYABU 15
General Specifications for Closed-Loop Control Systems
The main goal of a closed-loop control system is to track the reference signal and to
reject the effect of the disturbances. Regarding the quality of the performance of the
control system static and dynamic requirements are prescribed. First of all a closed-
loop control has to be stable, i.e., oscillations of steady or increasing amplitude in the
loop variables are not allowed. After the change of the input signals a new balance
state has to be reached. The problem of instability comes from the negative feedback
realizing the closed-loop control. As after the appearance of the control error the
manipulation of the process input can be executed only in a delayed fashion, it may
occur that undesired transients do appear in the system (e.g when taking a shower
the water can be too hot or too cold, the desired temperature is not settled.) Stable
behaviour can be ensured by appropriate controller design.
Block Diagrams and Signal Flow Graphs are shorthand, graphical representations of
either the schematic diagram of a physical system, or the set of mathematical
equations characterising its parts.
Mathematical models, in the form of system equations, are employed when detailed
relationships are required. Every control system may theoretically be characterised by
mathematical equations. The solution to these equations represents the system’s
behaviour.
AUTHOR: UCHIYABU 16
Systems and Models
Building a model is a significant part of analysing a control system.
The model describes the signal transfer properties of a system in mathematical form.
With a model, the static and dynamic behaviour of a system can be analysed without
performing experiments on the real system. Based on the model, calculations can be
executed and the behaviour of the system can be simulated numerically. A model of
the system can also be used for controller design.
The choice of the elements of a control system is based on practical considerations.
The operation of a control system can be followed in the structural diagram, which
shows the connections and interactions of the individual units building the control
system. The mathematical model of the elements of the control loop describes their
signal transfer properties. In a control loop the signal transfer properties of all the
elements are given by mathematical relationships.
AUTHOR: UCHIYABU 17
creation of a model of a system
The model is reliable if its output for a given input approximates well the real output
of the system. The domain of validity of the model can be obtained (e.g., in which
range of the input signal it is valid).
Types of Models
A model is static if its output depends only on the actual value of its input signal.
For example, a resistance where the input signal is the voltage and the output signal
is the current being a static system.
A model can be linear or non-linear. The static characteristic plots the steady values
of an output signal versus the steady values of an input signal.
If the static characteristics are straight lines, the system is linear, otherwise it is non-
linear.
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A model can be a continuous-time (CT) or a discrete-time (DT) model.
A continuous-time model gives the relationship between its continuous input and
output generally in the form of a differential equation.
If the input and the output are sampled, the system is a discrete-time or sampled data
system, where the relationship between the input and the output signals is described
by a difference equation.
Considering the number of the input and the output signals, the model can be Single
Input Single Output (SISO), Multi Input Multi Output (MIMO), Single Input Multi
Output (SIMO) or Multi Input Single Output (MISO).
Besides the input and the output signals state variables of the system can also be
defined. The state variables are the internal variables of the system, whose current
values have evolved through the previous changes of the signal in the system. Their
values cannot be changed abruptly when the input signals change abruptly. The
current values of the input signals and that of the state variables determine the further
motion of the system.
Linearity:
A system is linear if the superposition and homogeneity principles are applicable to it.
If for an input signal u1 the output signal of the system is y1 = f(u1), and for the input
signal u2 the output signal is y2 = f(u2), then the superposition principle means that
y1 + y2 = f(u1 + u2).
According to the homogeneity principle, a k-fold change in the input signal yields a k-
fold change in the output signal: ky = f(ku). It can also be stated that for the input
signal αu1 + βu2 the output signal is αy1 + βy2.
Causality:
At a given time instant the output depends on the past and the current input values,
but it does not depend on future input values.
Time invariance:
A system is time invariant if its response to the input signal does not depend on the
time instant of applying the input signal: to an input signal shifted by a dead-time of
τ, it gives the same response shifted by the dead-time τ.
AUTHOR: UCHIYABU 19
Time invariant system
In a time invariant system, for the delayed output the following relationship holds:
y𝜏(t) = y(t – τ).
Linear time invariant systems generally are referred by the acronym LTI.
AUTHOR: UCHIYABU 20
m denotes the mass, c1 and c2 are spring constants, and k is the damping coefficient
of the oil brake. A concentrated mass is supposed. In the springs, forces proportional
to the position are created.
The damping piston provides a braking force proportional to the velocity.
It can be seen that the behaviour of the system is described by a differential equation.
By solving the differential equation, the motions x1 and x2 as function of time can be
calculated as the responses to the given force.
Let us investigate the signal transfer of the externally excited DC generator shown in
the figure above, between its input signal, the excitation voltage u g, and its output
signal, the armature voltage uk. The resistance of the excitation coil is Rg and its
inductance is Lg. The following differential equation can be written for the excitation
circuit:
AUTHOR: UCHIYABU 21
Assume that the machine works within the linear section of its magnetic characteristic,
thus Lg can be considered constant. The generator is not loaded. The terminal voltage
of the generator is proportional to the excitation flux, or supposing a linear magnetic
characteristic the terminal voltage is proportional to the excitation current: u k = Kgig,
where Kg is a constant depending on the structural data of the machine, its units are
[V/A].
AUTHOR: UCHIYABU 22
Feedback Signal: A measure of the output of the system used for feedback to control
the system.
Negative feedback: The output signal is feedback so that it subtracts from the input
signal.
Block diagrams: Unidirectional, operational blocks that represent the transfer
functions of the elements of the system.
Signal Flow Graph (SFG): A diagram that consists of nodes connected by several
directed branches and that is a graphical representation of a set of linear relations.
Specifications: Statements that explicitly state what the device or product is to be
and to do. It is also defined as a set of prescribed performance criteria.
Open-loop control system: A system that utilises a device to control the process
without using feedback. Thus the output has no effect upon the signal to the process.
Closed-loop feedback control system: A system that uses a measurement of the
output and compares it with the desired output.
Regulator: The control system where the desired values of the controlled outputs
are more or less fixed and the main problem is to reject disturbance effects.
Servo system: The control system where the outputs are mechanical quantities like
acceleration, velocity or position.
Stability: It is a notion that describes whether the system will be able to follow the
input command. In a non-rigorous sense, a system is said to be unstable if its output
is out of control or increases without bound.
Multivariable Control System: A system with more than one input variable or more
than one output variable.
Trade-off: The result of making a judgment about how much compromise must be
made between conflicting criteria.
Additional Definitions
In engineering the term control system is restricted to those systems whose major
function is to dynamically or actively command, direct, or regulate.
AUTHOR: UCHIYABU 23
Control Systems can be defined as devices which regulate the flow of energy, matter,
or other resources.
Control Systems are used to maintain process conditions at their desired values by
manipulating certain process variables to adjust the variables of interest.
Example:
The figure shown below is an example of a control system which consists of a mirror
pivoted at one end and adjusted up and down with a screw at the other end. The
angle of reflected light is regulated by means of the screw.
The input is the stimulus or excitation applied to a control system from an external
energy source, usually in order to produce a specified response from the control
system.
The output is the actual response obtained from a control system. It may or may not
be equal to the specified response implied by the input.
The purpose of the control system usually identifies or defines the output and input.
Given the output and input, it is possible to identify or define the nature of the system’s
components.
In identifying a system, spurious inputs producing undesirable outputs are not
normally considered as inputs and outputs in the system description.
AUTHOR: UCHIYABU 24
A control system consists of subsystems and processes (or plants) assembled for
the purpose of obtaining a desired output with desired performance, given a
specified input.
An automatic controller compares the actual value of the plant output with the
reference input (desired value), determines the deviation, and produces a control
signal that will reduce the deviation to zero or to a small value.
The manner in which the automatic controller produces the control signal is called the
control action.
AUTHOR: UCHIYABU 25