Nonlinear Analysis of Slender RC Columns
Nonlinear Analysis of Slender RC Columns
and Building
Received 28 November 2003; received in revised form 3 November 2004; accepted 31 January 2005
Available online 21 March 2005
Abstract
This paper introduces an analytical model which can simulate the nonlinear behavior of slender reinforced concrete (RC) col-
umns. The layer approach is adopted to determine the equilibrium conditions in a section and to consider the different material
properties across the sectional depth effectively. The material nonlinearity including the cracking of concrete is taken into consid-
eration, and geometric nonlinearity due to the P–D effect is taken into account by using the initial stress matrix. In advance, the
creep deformation of concrete is described in accordance with a first-order algorithm based on the expansion of a degenerate kernel
of the compliance function. To verify the analytical results, correlation studies with previous numerical results and experimental
data are conducted, and numerous parameter studies are followed to discuss the structural responses of slender RC columns accord-
ing to the changes in design variables. Finally, the necessity for a rigorous nonlinear analysis is emphasized for more accurate pre-
diction of the ultimate resisting capacity of slender RC columns.
2005 Elsevier Ltd. All rights reserved.
Keywords: RC column; Ultimate resisting capacity; Slenderness ratio; P–D effect; Creep
0950-0618/$ - see front matter 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/[Link].2005.01.036
528 H.-G. Kwak, J.-K. Kim / Construction and Building Materials 20 (2006) 527–537
composed of the mechanical strain em c ðtÞ caused by short- ing to the mechanical strain can be calculated by using
term service loads, and the nonmechanical strain enm c ðtÞ the stress–strain relation of concrete.
consists of creep strain ecr sh
c ðtÞ and shrinkage strain ec ðtÞ. X
m
C ðt; sÞ ¼ ai ðsÞ 1 eki ðtsÞ : ð3Þ
ec ðt Þ ¼ em nm m cr sh
c ðt Þ þ ec ðt Þ ¼ ec ðt Þ þ ec ðt Þ þ ec ðt Þ: ð1Þ i¼1
Shrinkage strain can be evaluated directly by utilizing The response of RC columns under loads depends to a
the shrinkage models proposed in the design codes [1,7] large extent on the stress–strain relation of the constitu-
since it is defined as the volume change that occurs inde- ent materials and the magnitude of stress. Since concrete
pendently of imposed stresses. On the other hand, creep is used mostly in compression, the stress–strain relation
is defined as an increase in strain under sustained stress. in compression is of primary interest. Of many mathe-
Introduction of an analytical model to calculate the matical models currently used in the analysis of RC
creep strain is inquired, and many studies have been per- structures, the monotonic envelope curve introduced
formed [4,9]. In this paper, the first-order algorithm by Kent and Park and later extended by Scott et al.
based on expansion of creep compliance, proposed by [18] is adopted in this paper because of its simplicity
Kabir and Scordelis [9], has been adopted because this and computational efficiency. In this model, as shown
model can simulate the stress history effectively in spite in Fig. 2(a), the monotonic concrete stress–strain rela-
of its simplicity in application. tion in compression is described by three regions, where
The increment of creep strain from time tn 1 to time eco is the concrete strain at maximum stress, K is a factor
tn for uniaxial stress state can be expressed as follows which accounts for the strength increase due to confine-
[2,4]: ment, and Z is the strain softening slope.
On the other hand, it is assumed that concrete is line-
X
m
arly elastic in the tension region. Beyond the tensile
Decn ¼ Ain1 1 eki Dtn ; Ain ¼ Ain1 eki Dtn þ ai ðsÞDrn ;
i¼1
strength, the tensile stress decreases linearly with increas-
ing principal tensile strain (see Fig. 2(b)). Ultimate failure
ð2Þ
is assumed to take place due to cracking, when the prin-
where Decnis the increment of creep strain, ki are inverse cipal tensile strain exceeds the value e0 = 2 Æ Gf/ft Æ ln(3/b)/
retardation times, ai(s) are constants depending on the (3 b) in Fig. 2(b), where b is the element length. Gf is the
age at loading s, m is a number of time steps, and Ai with fracture energy that is dissipated in the formation of a
initial values Ai1 ¼ ai ðt1 Þ Dr1 at n = 1 represent hidden crack of unit length per unit thickness and is considered
state variables by which the effects of past time steps to be a material property. The value of e0 is derived from
are considered. the fracture mechanics concept of equating the crack
Before starting the calculation of creep strain by Eq. energy release with the fracture toughness of concrete
(2), parameters such as m, ai(s) and ki must be deter- Gf [12]. The experimental study by Welch and Haismen
mined. Since the use of the compliance function [20] indicates that for normal strength concrete, the value
(J(t, s) = 1/E(t) + C(t, s)) in the form of a Dirichlet series of Gf/ft is in the range of 0.005–0.01 mm. If Gf and ft are
induces some numerical difficulties caused by not con- known from measurements, e0 can be directly determined
sidering a separate term to represent the instantaneous from the equation in Fig. 2. More details for the concrete
deformation, the creep compliance (C(t, s)) is used di- model can be found elsewhere [13].
rectly in this study, as shown in Eq. (3). Hence, m = 4
is taken, and the assumed corresponding retardation 3.2. Steel
times are 8.0, 80.0, 800.0, and 8000.0, respectively. Be-
sides, the values of ai(s) are determined by the method Reinforcing steel is modeled as a linear elastic, linear
of least squares using Kabirs Dirichlet series creep com- strain hardening material with yield stress fy. The rea-
pliance [9]. After determination of nonmechanical strain sons for this approximation are: (1) the computational
increments, the concrete stress at each layer correspond- convenience of the model; and (2) the behavior of RC
(a) (b)
members is greatly affected by the yielding of reinforcing equilibrium condition of normal force only. To determine
steel when the structure is subjected to a monotonic the neutral axis while considering bending effects, the
bending moment [17,19]. Thermal strain is the only non- mechanical strains of concrete ðem m t
c Þ and steel ðes ¼ es Þ
m t
mechanical strain expected for steel. However, it is not need to be partitioned into an axial strain ðeca ; esa Þ and a
considered in this study, and thus the mechanical strain bending strain ðem t
cb ; esb Þ, as represented in Fig. 3.
can be directly calculated from the total strain of steel Since the axial strain is constant across the section
ðes ðtÞ ¼ em
s ðtÞÞ. and the bending strain is zero at the neutral axis, the
bending strains of concrete and steel at any layer can
be calculated by em m m t nm m t
cb ¼ ec eca ¼ ec ec eca and esb ¼
4. Determination of neutral axis t t
es esa , respectively. Based on the assumed neutral axis,
the stress corresponding to the mechanical bending
In order to formulate the constitutive relationships in
strain can be calculated from the stress–strain curves
the section of an RC column, the following simplified
of the constitutive materials, and iterations using the
assumptions have been made: (1) The section of an ele-
bisection method are repeated until errors for the axial
ment is divided into imaginary layers to describe the dif-
force and bending moment calculated by the axial strain
ferent material properties; (2) plane sections remain plane
and bending strain are within the given tolerances [14].
to represent the linearity in the strain distribution on any
In addition, time rate in a stress increment has been
section at any loading history; (3) a perfect bond between
considered. If a stress increment Drc(t0) is introduced
the concrete matrix and reinforcing bars is assumed; and
at time t0 and sustained without a change in magnitude,
(4) the constitutive materials are assumed to carry uniax-
the time variation of strain in concrete follows the
ial stress only. In addition, shear deformation is not taken
continuous line ABC in Fig. 4, and the total strain at
into account in the formulation because the shear effect is
time t, instantaneous plus creep, can be represented by
expected to be very small in slender RC columns.
Unlike a beam element subjected to a bending moment Drc ðt0 Þ
only, a column element is subjected to both axial force Decr
c ðtÞ ¼ ð1 þ /Þ; ð4Þ
Ec ðt0 Þ
and bending moments so that the neutral axis of a
column section cannot be calculated directly by the where / = /(t, to) is the creep coefficient.
(a) (b)
hi at each node can be calculated by derivation of the the basis of the virtual displacement dr and neglecting
vertical displacement vi with respect to x, the displace- a higher order incremental term, the incremental of no-
ments, U0(x) and V(x) at any point within the element, dal force vector DRj applied at node j can be written
can be represented by from Eq. (9) as
Z Z
v j T
U 0 ðxÞ ¼ / u; V ðxÞ ¼ w ; ð6Þ DR ¼ B Dr dV þ cT rc dV Dr
h V V
Z Z
where / = [(1 p), p] and w = [(1 3p2 + 2p3), ¼ T t nm
B Eðde de Þ dV þ cT rc dV Dr
(3p 2p ), L(p 2p + p ), L(p + p3)] represent the
2 3 2 3 2
V V
Z Z
displacement shape functions, and the nondimensional T T
parameter p denotes x/L, that is, the position along ¼ B EB dV þ c rc dV Dr
V V
the axis of the beam element. Z
T nm
Then, by adopting the plane section hypothesis, the x B E de dV ; ð10Þ
displacement U(x) at any point can be written by the V
relation of U ðx; yÞ ¼ U 0 ðxÞ y dV ðxÞ=dx ¼ / u where E is the tangent modulus of constitutive material.
2 3
EA=L EA=L 0 0 0 0
6 EA=L 0 0 0 0 7
6 7
6 7
6 12EI=L3 12EI=L3 6EI=L2 6EI=L2 7
½K e ¼ 6
6
7;
6 12EI=L3 6EI=L2 6EI=L2 7
7
6 7
4 sym: 4EI=L 2EI=L 5
4EI=L
ð12Þ
2 3
0 0 0 0 0 0
6 0 0 0 7 0 0
6 7
6 7
6 6P =5L 6P =5L P =10 P =10 7
½K g ¼ 6
6
7;
6 6P =5L P =10 P =10 7
7
6 7
4 sym: 2PL=15 PL=30 5
2PL=15
ð13Þ
while calculating the elastic stiffness [Ke] and the geomet-
ric stiffness [Kg], the value of E at each layer is assumed
to be held constant along the element length, and thus
the volume integration in Eq. (10) can be represented
by the inner product of the line integration along the ele-
Fig. 6. Solution procedure.
ment length and the area integration across the sectional
depth. Moreover, since the layer approach is employed,
wherein a typical section is divided into imaginary lay-
ers, the sectional stiffness terms of EA and EI in Eq. ture depends on the displacement increments, the solu-
(12) can beR evaluated tion of the equilibrium equations is typically
Pnby c
summation Pns over all layers, accompanied by an iterative method through the con-
i.e.,
R EA ¼ P
A
E dA ¼ i¼1 EPns
c i A c i þ i¼1 E si Asi and EI ¼
Ey 2
dA ¼
nc
E c y 2
A c þ E s y 2
A , where nc and vergence check. The nonlinear solution scheme selected
A i¼1 i c i i i¼1 i s i si
ns denote the number of concrete and steel layers respec- in this paper uses the tangent stiffness matrix at the
tively, Ai and Ei are the sectional area and elastic mod- beginning of each load step and each time step in
ulus of ith layer, yi is the distance from the centroid, and combination with a constant stiffness matrix during
P refers to the applied force. the subsequent correction phase, that is, an incremen-
tal-iterative method.
The criteria for measuring the convergence of the
6. Solution algorithm iterative solution are generally based on the accuracy of
satisfying the global equilibrium equations or on the
Every nonlinear analysis algorithm consists of four accuracy of determining the total displacements. The
basic steps: the formation of the current stiffness matrix, accuracy of satisfying the global equilibrium is controlled
the solution of the equilibrium equations for the dis- by the magnitude of the unbalanced nodal forces. Hence
placement increments, the state determination of all ele- the convergence criteria for the unbalanced nodal forces
ments in the model, and a convergence check. These are used in this paper, and these can be expressed as
steps are presented in some detail in the flow diagram
of Fig. 6. Since the global stiffness matrix of the struc- F max
unbal: 6 Tol:F ; M max
unbal: 6 Tol:M ; ð14Þ
H.-G. Kwak, J.-K. Kim / Construction and Building Materials 20 (2006) 527–537 533
Table 2
Comparison of computed ultimate strengths of RC columns with test results from Chuang and Kong [6]
Specimen L/r e/h q (%) Test results Pu,t (·103 kgf) Analysis results Pu,a (·103 kgf) Pu,a/Pu,t
A-17-0.25 58.9 0.25 3.27 120.3 123.5 1.03
A-18-0.25 62.4 110.1 113.8 1.03
A-19-0.25 65.8 121.8 107.3 0.88
A-17-0.50 58.9 0.50 91.9 92.0 1.00
A-18-0.50 62.4 86.7 84.0 0.97
A-19-0.50 65.8 83.1 82.0 0.99
prevents the increase of concrete strength due to hydra- ties are assumed: fc0 ¼ 360 kgf=cm2 , Es = 2.1 · 106 kgf/
tion. This means that the analytical results may repre- cm2 and fy = 4350 kgf/cm2. The resulting strength inter-
sent lower values of Pou/Put than those from the action curves in terms of primary bending moments are
experimental data along the whole range of bd because given in Fig. 10.
the increase in concrete strength can accurately be con- As shown in Fig. 10, which represents the relation be-
sidered in the numerical analyses by implementing the tween the axial force and the primary bending moment,
age effect. In this aspect, the two models proposed by the P–D effect appears more significant as the steel ratio
the ACI and Bazant et al. give slightly conservative re- decreases. This seems to arise from the fact that columns
sults and underestimate the resisting capacity of slender with relatively small steel ratios have smaller bending
RC columns as bd increases. In advance, since the dead stiffnesses, EI, at the post-cracking state, and this leads
load takes possession of 50% of the total design load in to an increase in the lateral deflection and accompanying
most RC columns (bd P 0.5), direct application of the the P–D effect. On the other hand, the P–D effect gradu-
ACI model or the Bazant model may result in a conser- ally disappears as the slenderness ratio converges to zero,
vative design. so that a minor influence of the steel ratio on the P–D ef-
On the other hand, the numerical results from the fect appears in columns with low slenderness ratios (i.e.,
proposed analytical model agree well with the experi- L/r 6 30). This effect also disappears when the applied
mental results. Especially at bd = 1, the numerical result axial force P becomes zero. More details related to the
shows 30% reduction in the ultimate resisting capacity P–D effect can be found in the companion paper.
for the axial load. This coincides well with the experi- Fig. 11 shows the structural response of slender RC
mental results, which represent reductions ranging from columns according to changes in the compressive
20% to 40%. strength of concrete. A more significant decrease of
the ultimate resisting capacity with an increase of the
slenderness ratio appears in the RC columns using con-
8. Numerical analyses crete with relatively high compressive strength. Since the
stress–strain relation of concrete represents more brittle
8.1. Short-term loading behavior as the compressive strength increases, a slender
high strength concrete column has a relatively small en-
The ultimate resisting capacity of slender RC col- ergy absorption capacity when it is subjected to a large
umns is affected by many variables in addition to the lateral deflection accompanied by the P–D effect. This
compressive strength of concrete, such as the slenderness is why a significant decrease of the ultimate resisting
ratio, steel ratio, eccentricity, etc. In order to isolate the capacity occurs in the high strength concrete column.
effects of these variables, a parametric study is con- The obtained results also show that the use of high
ducted. The same cross-section dimensions as those used strength concrete in slender RC columns is not as effec-
in the analytical verification under short-term loading tive as in short columns.
are used (see Fig. 10). Two values of steel ratio
(qs = 0.03 and 0.08) are investigated and the slenderness 8.2. Long-term loading
ratio is limited to a maximum L/r = 70, because the slen-
derness ratio of RC columns generally used in design In order to study the long-term behavior of slender
practice is less than 70. The following material proper- RC columns, time-dependent analyses using the
(a) (b)
Fig. 10. P–M interaction diagrams of RC columns in accordance with the steel ratio.
536 H.-G. Kwak, J.-K. Kim / Construction and Building Materials 20 (2006) 527–537
(a) (b)
Fig. 11. P–M interaction diagrams of RC columns in accordance with the compressive strength of concrete.
proposed model are conducted in the case of bd = 1 be- are the same as those used in the short-term loading
cause this case represents the most severe decrease in the case. Figs. 12 and 13 show the P–M interaction dia-
ultimate resisting capacity for the axial load (see Fig. 9). grams, which represent the relation between the axial
The cross-section dimensions and material properties force and the primary bending moment.
(a) (b)
Fig. 12. P–M interaction diagrams of RC columns in accordance with the steel ratio.
(a) (b)
Fig. 13. P–M interaction diagrams of RC columns in accordance with the compressive strength of concrete.
H.-G. Kwak, J.-K. Kim / Construction and Building Materials 20 (2006) 527–537 537