Emotional Factors in Infant-Mother Attachment
Emotional Factors in Infant-Mother Attachment
Author(s): Carroll E. Izard, O. Maurice Haynes, Gail Chisholm and Katherine Baak
Source: Child Development, Vol. 62, No. 5 (Oct., 1991), pp. 906-917
Published by: Wiley on behalf of the Society for Research in Child Development
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Emotional Determinants of Infant-Mother
Attachment
This work was supported by NIMH grant no. MH4205003 and NSF grant no. BND8706146.
The authors appreciate the assistance of Teri Brown Lawler, Christopher T. Hyde, Priscilla
Putnam, Deborah Libero, Geriann Krensel, Jill Matuny, Brian Simon, Beth Slomine, and Shan-
non Voirol with the collection and management of the data and the helpful comments of Larry
Cohen, Roger Kobak, and Jack Schuenemeyer on the manuscript. Address all correspondence to
Carroll E. Izard, Department of Psychology, 220 Wolf Hall, University of Delaware, Newark,
DE 19716.
[Child Development, 1991, 62, 906-917. ? 1991 by the Society for Researchin Child Development, Inc.
All rights reserved. 0009-3920/91/6205-0022$01.00]
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Izard et al. 907
are significant determinants, and this evi- studies, and the findings are not completely
dence comes from studies that found neona- consistent. Further, we do not know how a
tal or early infancy measures of tempera- temperamental disposition such as irritabil-
ment or reactivity (e.g., autonomic stability, ity or physiological reactivity is manifested
irritability) to be predictive of patterns of at- in observable behaviors that might influence
tachment (e.g., Belsky & Rovine, 1987; Fox, mother-infant interactions and the outcome
1985; Frodi & Thompson, 1985; Kagan, of the attachment process. One class of such
1982; Miyake, Chen, & Campos, 1985; Wa- observable behaviors might be infants' dis-
ters, Vaughn, & Egeland, 1980). Although crete emotion expressions, a view consistent
one of these studies (Waters et al., 1980) with the hypothesized relations among emo-
failed to replicate (Egeland & Farber, 1984), tions and dimensions of temperament (Gold-
meta-analysis of data from several studies smith & Campos, 1982; Rothbart, 1981). In
led to the conclusion that the temperament particular, we expected that the rate of in-
variable of proneness to distress predicted fants' negative emotion expressions in chal-
resistant behavior, a form of behavior associ- lenging or mildly stressful conditions would
ated with one type of insecure attachment predict the quality of infant-mother at-
(Goldsmith & Alansky, 1987). tachment.
All of the relevant reviews agreed that In summary, attachment theory assumes
the evidence supports the notion that attach- that attachment is essentially a relationship,
ment (as a social bond) is an important as- and that because the mother is the dominant
pect of human development, that there is figure she is the most important influence in
some relation between maternal sensitivity determining the quality of attachment (Ains-
to the infant's signals and the quality of worth et al., 1978; Bowlby, 1969, 1973).
infant-mother attachment, and that attach- Other positions (e.g., Kagan, 1982) have con-
ment as assessed in the Strange Situation is sistently argued that infant characteristics
influenced by patterns of infant-mother in- are significant determinants of attachment.
teractions. However, as Lamb, Thompson, Differential emotions theory (Izard, 1977;
Gardner, Charnov, and Estes (1984) and oth- Izard & Malatesta, 1987), which guides the
ers concluded, there is a need for further re- present study and the parent longitudinal
search on the specific maternal traits or be- project,' assumes that personality and inti-
havioral dimensions that influence the mate social relationships are rooted in emo-
quality of attachment. tions, and that emotion-related characteris-
tics of both mother and infant mediate the
Several studies have examined maternal
attachment process.
variables similar to those of the present
study. One of these showed that mothers of In keeping with the foregoing assump-
secure infants had a "better understanding tions and previous research, measures of
of their infants and their relationships with mother and infant characteristics were se-
their infants" (Egeland & Farber, 1984, p. lected for their assumed relations to emo-
759). This study found no significant differ- tions and their potential relevance to the
ences among mothers of secure and insecure development of attachment. Thus the assess-
infants on personality and anxiety scales. ment battery for mothers included measures
However, another study found that mothers of emotion experiences and emotion expres-
of securely attached infants rated them- siveness; a personality questionnaire that in-
selves as more extraverted than did mothers cludes measures of traits of affiliation, nur-
of insecurely attached infants (Bretherton, turance, and emotional security; and an
O'Connell, & Tracy, 1980). empathy inventory that measures concern
for the plight of others and the tendency to
Although some evidence indicates that become emotionally involved with others.
measures of infant irritability or reactivity
contribute to the prediction of the quality of In addition to the apparent conceptual
attachment, there are only a few supporting relations among the selected measures,
1 The parent project covers the period from birth to 51/2 years. In addition to the variables
described here, the project includes studies of the effects of positive and mildly stressful condi-
tions on expressive behavior, level of play, and problem-solving behavior. Such assessments at
ages 2-5 years provide outcome measures for evaluating the long-range predictive efficacy of
the early infancy data. The project also includes a psychophysiological component that examines
developmental changes in patterns of cardiac activity and their relations to expressive behavior
and the outcome measures.
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908 Child Development
there is some empirical evidence that shows perienced in daily life. Form IV of the DES
relations among them. Scores on the empa- was used in the present study. It is a modifi-
thy scale have been shown to interact with cation of the original DES (Izard, 1972;
other variables in predicting affective Izard, Dougherty, Bloxom, & Kotsch, 1974)
arousal and helping behavior (Stotland, Ma- that is applicable to various educational lev-
thews, Sherman, Hansson, & Richardson, els and ages. There is a three-item DES
1978), and measures of positive and negative scale for the emotions of interest, joy, sur-
affect were significantly and positively cor- prise, sadness, anger, disgust, contempt,
related with the personality traits (Diener fear, shame, shyness, guilt, and inner-
& Emmons, 1985; see also Eysenck & directed hostility (anger, disgust, and con-
Eysenck, 1985; Thayer, 1989). Finally, tempt directed toward the self). In the pres-
Bretherton et al. (1980) have shown that ent project, the reliabilities (r) for the trait
mothers of secure children rate themselves version of the DES scales administered to
as more sociable or extroverted. mothers at infant ages 2.5 and 4.5 months (N
= 66) were: interest .78, joy .77, surprise .73,
The assessment of infants included ob-
sadness .75, anger .74, disgust .72, contempt
jective measures of emotion expressions,
mothers' perceptions of their infants' emo- .70, fear .73, shame .70, shyness .69, guilt
tion expressions, and a mother-report tem- .50, inner-directed hostility .74. The DES
was administered a third time at infant age
perament measure with emotion-related di- 6 months. To maximize the stability of these
mensions. Numerous studies have shown
scales for data analyses, the DES scores
that several discrete emotion expressions are
functional in early infancy. For example, were averaged across administrations. To be
these expressions tend to elicit particular in- included, subjects had to complete the DES
at least two of the three times (N = 111).
terpretations and actions from the caregiver
(Izard, Huebner, Risser, McGinnes, & Emotion Expression Styles Ques-
Dougherty, 1980; Huebner & Izard, 1988). tionnaire.-The seven-item EESQ (Izard,
Other studies have shown that infants' be- 1981) was completed by mothers at infant
havior is clearly affected or guided by moth- age 2.5 (N = 114). This questionnaire re-
ers' emotion expressions (Campos, Hiatt, quires mothers to rate on a six-point scale
Ramsay, Henderson, & Svejda, 1978; Ter- the extent to which they typically hide or
mine & Izard, 1988). Thus we expected that express emotions in the presence of their
indexes of mothers' and infants' emotion infant. The EESQ yields expressiveness
characteristics would contribute to the pre- scores for seven emotions: interest, joy, sad-
diction of attachment. ness, anger, disgust, fear, and shame.
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Izard et al. 909
completed by mothers at infant age 2.5 ment that asks the mother to rate her child
months. The PFI contains five subscales de- on 92 items relating to behavior in com-
signed to measure different aspects of empa- monly occurring situations. Only the scales
thy. These include: (1) Concern-assesses relating to negative emotions were used in
empathy in terms of role assumption, one's the present study-fear, or distress/latency
ability to imagine how it would feel to be in to approach novel stimuli (alpha = .81);
the other person's circumstances; (2) anger, or distress to limitation (alpha = .78);
Friend-measures the tendency to experi- and soothability (alpha = .82). Stability
ence a friend's emotions vicariously; (3) (9-12 months) correlations typically range
Fantasy-measures the extent of empathic from .43 to .80 (Rothbart, 1981). The IBQ
identification with characters in novels or was administered to the mother at infant age
movies; (4) Denial-determines the degree 9 months (N = 76).
to which one denies emotional involvement
or responsiveness; (5) Hostility-assesses Mother's perceptions of baby's emotion
the extent to which one reacts with anger in expressions (MPBEE).-The MPBEE
response to another's distress. (Izard, Buechler, & Huebner, 1979) asks the
mother to rate the frequency with which her
Derivation of maternal factor infant (compared with the average infant of
scores.-To obtain an acceptable subject- the same age) expresses each of 11 emotions
variable ratio, the scale or trait scores de- (interest, joy, surprise, sadness, anger, dis-
rived from each inventory of the mothers' gust, contempt, fear, shame, shyness, and
characteristics were subjected to factor anal- guilt). The mother completed the MPBEE
ysis. The factors that emerged on the vari- at infant ages 2.5, 4.5, 6, and 9 months. The
max rotation were adopted as the new mater- items reported with sufficient frequency for
nal (independent) variables to be used in the statistical analyses were interest, joy, sad-
prediction of attachment security. The re- ness, anger, crying, and demand attention.
sults for the separate factor analyses of the Reliability of single-item scales in a period
DES, EESQ, PFI scales, and the selected of rapid developmental change was, as ex-
scales of the PRF are shown in Table 1. Each pected, only moderate. For the MPBEE
inventory/measure yielded two orthogonal emotion-expression frequency scales admin-
factors. In each analysis, the factor structure istered at 4.5 and 6 months (the briefest in-
was exceptionally clear, with primary item tertest interval), the reliability coefficients
(scale) loadings ranging from the high 0.60s (N = 88) for the scales used in the present
to the 0.90s and separating widely from their study were as follows: sadness .21, anger .53,
secondary loadings. Each factor contains crying .56. For the 6- and 9-month adminis-
traits or scales that have conceptually con- trations (N = 82), the reliabilities were: sad-
gruent content and can easily be interpreted. ness .23, anger .47, crying .53. All correla-
The factor labels, shown in Table 1, were tions, except that for sadness are significant
easily derived from the item/scale content of at p < .001. The low reliability for sadness
the factors. The mothers' emotion experi- was probably due to the relative infrequency
ence (DES) and emotion expression (EESQ) of this expression. Only the negative scales
scales loaded on either a positive or negative were used in the analyses.
factor. The PFI and PRF factors can also be
viewed as generally positive or negative. Derivation of infant emotion-
More specifically, the positive PFI factor temperament factor scores from the
(empathy) represents empathic concern, two mother-report measures (IBQ,
whereas the negative PFI factor (hostility) MPBEE).-The three negative scales of the
entails projection and denial. The positive IBQ and the four negative scales of the
PRF factor (sociability) involves interper- MPBEE (which were moderately intercorre-
sonal warmth, friendliness, and extrover- lated)3 were subjected to factor analysis. The
sion, and the PRF negative factor (depen- results are in Table 2. Factor 1 is easily inter-
dence) contains items reflecting social preted as fussiness, defined as proneness to
anxiety, insecurity, and a lack of autonomy. cry and express negative emotions, espe-
cially in response to frustration. Factor 2 was
Infant Measures not readily interpretable and was excluded
Infant Behavior Questionnaire from further analyses.
(IBQ).-The IBQ (Rothbart, 1981) is a
behavior-based measure of infant tempera- Emotion expression indexes.-Emotion
3 IBQ distress to limitations correlated .48 and .36 with MPBEE crying and anger expression,
and IBQ distress to novel (fear) was correlated .22 with MPBEE crying.
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910 Child Development
TABLE 1
FACTORS
ANDITEM/SCALELOADINGS
FROMTHE FACTOR
ANALYSES
OF MATERNAL
MEASURES(Varimax Rotation)
1. Negative 2. Positive
DES scales:
Disgust ................ .82 - .04
Sadness ................... .81 - .23
Guilt ....................... .81 -.10
Fear ........................ .77 -.01
Shame ..................... .76 -.10
Hostility, inward ..... .75 -.30
Shyness ................ .74 -.11
Anger ..................... .69 - .20
Contempt .............. .66 .08
Interest .................. - .23 .86
Joy .......................... - .34 .80
Surprise ................... .20 .74
EESQ scales:
Disgust .................. .80 .08
Fear ....................... .79 - .05
Sadness .................. .70 .33
Anger .................... .68 - .09
Shame .................... .67 .15
Joy ........................... - .04 .84
Interest ................... .14 .80
1. Hostility 2. Empathy
PFI scales:
Hostile .................... .79 .26
Denial ..................... .76 - .15
Friend ..................... - .72 .21
Fantasy .................. .14 .85
Concern ................. - .31 .75
1. Sociability 2. Dependence
PRF scales:
Nurture .................. .85 .02
Affiliation .83 .10
..............
Autonomy ................. - .06 - .78
Succorance ............. .05 .73
expression variables were derived from vid- visits at 9 months (N = 88). Two video cam-
eotaped facial behavior of infants during eras with zoom lenses provided close-up
positive and negative 2.5-3-min mother- full-face records of the infants' and mothers'
infant interactions with their mothers during faces. At 2.5 months, the conditions were
one visit at infant ages 2.5 (N = 108), 3 (N normal play, contingent play (mother
= 108), 4.5 (N = 95), 6 (N = 93), and two
responding only when her infant initiates
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Izard et al. 911
TABLE 2
FACTORS AND ITEM/SCALE LOADINGS FROM THE FACTOR ANALYSIS
OF THE IBQ ANDMPBEE
MPBEE/IBQ
(Temperament) FACTORS
interaction), and still face (mother expres- contingent responding procedures were ad-
sionless and silent). At infant ages 3-9 ministered. The anger and sadness expres-
months, the positive interactions were nor- sion indexes for the negative emotion-
mal mother-infant face-to-face play, and in expression condition (based on mother
the negative interactions, mother expressed anger- and sadness-expression procedures)
anger or sadness facially and vocally. that were repeated at 3, 4.5, 6, and 9 months
were averaged to maximize stability and re-
Two complimentary systems were used duce the number of variables.
to code the facial behavior-a System for
Identifying Affect Expressions (Affex) Attachment classifications.-To assess
(Izard, Dougherty, & Hembree, 1983) and mother-infant attachment, the Ainsworth
the Maximally Discriminative Facial Move- Strange Situation procedure (Ainsworth et
ment Coding System (Max) (Izard, 1979). By al., 1978) was conducted at infant age 13.0
random stratified sampling, 25% of each con- months. Intercoder agreement on ratings of
dition (episode) was selected for Affex cod- the specific interactive behaviors for a sub-
ing. Between 14% and 33% of each segment sample of 16 subjects was 88%.4 The coders
was coded by independent coders using agreed on the major classifications (A,B,C)
Max. Intercoder-intersystem agreement was in 14 of the 16 cases, kappa = .77.
87%, 91%, 89%, 88%, 91%, and 90% for the The coding procedure results in the fol-
six visits, respectively. The unit variate for
lowing basic classifications: secure (B) in-
infant emotion expressions was the rate each
fants, who consistently show positive re-
emotion was expressed in the positive and
sponses to mother during reunion episodes
negative stressful conditions. The emotion and use mother as a secure base in which to
expressions observed with sufficient fre- explore the environment; insecure-avoidant
quency for statistical analyses were interest, (A) infants, who show little or no tendency to
joy, sadness, and anger. seek proximity or contact with mother even
In keeping with our focus, we reduced during reunion episodes and little to no dis-
the number of variables by retaining for the tress during separation; and insecure-
resistant (C) infants, who are characterized
analyses only the two negative expressions
(sadness and anger) in the negative by conspicuous contact and interaction re-
emotion-expression condition (which com- sisting behavior toward mother, particularly
bines the procedures of mother expressing during reunion episodes, remain angry
sadness and mother expressing anger) and throughout much of the procedure, and are
the ambiguous condition (which combines difficult to soothe.
the conditions of mother with still face or Of the 81 infants who completed the
responding only contingently). The anger Ainsworth Strange Situation procedure at
and sadness expression indexes for the am- age 13 months, 12 were classified as
biguous condition were obtained at age 2.5 insecure-avoidant (A) infants, 59 were classi-
months, the only time the still face and fied as secure (B) infants, and 10 were classi-
4 The coders were trained by an expert (Dante Cicchetti), and they also attained reliability
using video records that were precoded by another expert (Everett Waters).
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912 Child Development
5 The six infants who were "misclassified" by the discriminant function were recoded by
an independent coder blind to the original classifications and the statistical predictions. She
agreed with the original coder's classification five of six times and with the statistical prediction
once.
6 An analysis with missing values replaced through regression techniques yielded results
similar to those of the original analysis.
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Izard et al. 913
TABLE 3
REGRESSION OF INSECURITY SCORES ON MEASURES OF MOTHERS'
CHARACTERISTICS
rity (discriminant function) scores as tions (MPBEE/IBQ factor 1). The direction
dependent variable yielded R2 = .23, was reversed for anger expression in the
F(5,51) = 3.10, p < .016 (see Table 4). En- negative emotion condition.
tering only the objectively coded infant- To test for possible interaction effects,
emotion expression indexes in the equation
the attachment scores were regressed on the
resulted in R2 = .12, p < .073.
two strongest mother variables, the two
The problem of infants with missing strongest infant variables, and their interac-
values was treated in the same way as with tions. None of the interaction terms was sig-
the mothers. There were no significant dif- nificant.
ferences between the groups with complete
and incomplete data on any of the indepen- Discussion
dent variables, and a regression with miss-
The results confirmed and extended ear-
ing values replaced yielded results very sim- lier evidence of mothers' influence on the
ilar to those from the original analysis.
infants' attachment security. More clearly
The relations between the infant emo- than previous studies, the present one
tion (independent) variables and the attach- showed that mothers' emotion-expressive
ment security (dependent) variable were behaviors are significant predictors of the
generally in the expected direction. The quality of attachment. Also unique to the
higher the infants' insecurity scores, the present study was the finding that young in-
higher were their objective (Affex-coded) fants' emotion-expressive behaviors in
and perceived (MPBEE) rate of sadness and mildly stressful interactions with their moth-
anger expressions and the more they cry, de- ers contributed to the prediction of the level
mand attention, and show distress in mildly of attachment security. In a separate study
stressful or frustrating conditions to limita- of resting-state cardiac activity as a source
TABLE 4
REGRESSION OF INSECURITY SCORES ON MEASURES OF INFANT
CHARACTERISTICS
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914 Child Development
of individual difference variables, heart-rate insecurity and have a strong need for social
variability was also a significant predictor of support (PRF factor 2, dependence). This
attachment, even after the strongest mother may result in maternal behaviors that reflect
variables were partialed out of the regres- insecurity and thus adversely affect the qual-
sion equation (Izard et al., in press). ity of nurturance and infant attachment. That
these mothers are less sociable (PRF factor
Mother Characteristics as Predictors of
1, sociability) and show less empathic con-
Infants' Attachment Security cern (PFI factor 2, empathy) may cause them
The results showed that mothers' char- to be perceived by their infants as less avail-
acteristic emotion experiences, emotion- able emotionally.
expressive behaviors, and other emotion-
related traits of personality (sociability, The present results showed that there
empathy) predicted the quality of attach- are apparent similarities or logical relations
ment. All the mother characteristics that ef- among the Strange Situation behaviors of in-
fectively predicted the infants' attachment fants with low or high insecurity scores and
security scores can be viewed as direct or the characteristics of their mothers. Secure
indirect measures of emotion. The results infants (or those with lower insecurity
support our assumption that the motivational scores) typically interacted with mother and
influence of discrete emotion experiences stranger in a friendly fashion. They showed
and expressions helps explain a causal rela- negative emotions in response to separation
tion between mother's personality and but greeted mother positively on return,
infant-mother attachment. were soothed easily, and were soon at play
again. Similarly, their mothers were rela-
Unexpectedly, the higher the infants' tively high on affiliation/sociability and em-
insecurity scores, the more their mothers re- pathic concern and open in their expression
ported expressing positive emotions around of negative emotions, which they experience
their children in daily life (EESQ factor 2, less frequently than mothers of children
positive expression). This kind of self report with high insecurity scores. Insecure infants
may also be a form of defense against the (or those with relatively higher insecurity
relatively frequent experiencing of negative scores) showed more negative emotions in
emotions. Interestingly, they can report ex-
early infancy and in the Strange Situation.
periencing more negative emotions and less Although their mothers experienced more
positive emotions (DES-IV), but they cannot negative emotions, they were least expres-
admit expressing negative emotions around sive of negative emotions around their chil-
their children (EESQ) consistent with their dren. The data suggest that insecure infants'
pattern of emotion experiences. This incon- behavior sometimes complements rather
sistency between their reports of emotion than mirrors that of their primary caregiver.
experiences (DES-IV) and emotion expres- Apparently, insecure infants react to stress-
sions around their children (EESQ) suggests ful events with excessive negative emotion
that their expressive behaviors may some- or behavior in order to obtain attention and
times send mixed or uninterpretable mes- nurturance from relatively unsociable and
sages to their children. emotionally unresponsive mothers.
The present results raise the question of
how the mother's emotion and personality Infant Characteristics as Predictors of
Attachment
characteristics influence her child's behav-
Infant variables derived from two mater-
iors in the Strange Situation and hence the nal reports were predictive of infant-mother
insecurity score. The study did not address attachment. The contribution to prediction
this issue directly, but a plausible explana-
of measures of Affex/Max-coded emotion ex-
tion might begin with the observations of
pressions in challenging or mildly stressful
Bowlby (1969) that the mother plays a lead- situations only approached significance. The
ing role in determining the nature or pattern diversity of these measures somewhat
of this relationship. An intimate, dyadic rela-
strengthens their support of the hypothesis
tionship requires that each member learn that individual differences in infants con-
from the other and make appropriate adapta-
tribute to the level of attachment security.
tions. In the infant-mother relationship,
mother displays a complex array of behav- We can only speculate why rate of anger
iors and characteristics, and she is fre- expressions in the negative-emotion condi-
quently in the role of model and teacher. tion was negatively correlated with insecu-
Our results suggest that mothers of insecure rity scores. Perhaps the more secure infants
children are themselves prone to feelings of perceived their mothers' negative emotion
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Izard et al. 915
expressions (which were continued for 2-3 characteristics predict attachment does not
min) as more atypical and disruptive than necessarily mean that they explain the rele-
did the insecure infant. Although mothers of vant developmental processes. However,
more secure infants generally express nega- each of the effective variables can be logi-
tive emotions more openly, they very proba- cally related to behaviors that are thought to
bly do not express them to their infants in be involved in the development of attach-
close-up interactions for so long a period of ment. Examples are mothers' affiliative and
time. empathic tendencies and infants' rates of
The notion that the responses of the se- negative emotion expressions in daily life.
cure infants in the negative emotion- One could argue that none of the infant
expression condition is an exception to the measures in the present study is truly inde-
more general finding of their lower negativ- pendent of the mother. The objectively
ity and irritability is supported by their coded infant emotion expressions are indi-
mothers' rating of them on the MPBEE and vidual difference measures, but they were
IBQ. The MPBEE/IBQ factor 1 (fussiness) obtained in mother-infant interactions.
scores were positively related to the insecu- However, the indexes of resting state heart-
rity scores. Thus, according to the mothers' rate variability can be considered as individ-
perceptions and ratings, the more insecure ual difference measures that are indepen-
the infants, the more frequently they cry, de- dent of the mother, and it did account for
mand attention, express sadness and anger, significant unique variance in the measure
and show distress to limitation in daily life. of attachment (Izard et al., in press). The re-
These results are consistent with data from sults for infants' emotion expressions to-
different laboratories that have shown that gether with those for heart-rate variability
individual differences in irritability or reac- provide support for our argument that indi-
tivity in the neonatal period predict the vidual differences in infants play a signifi-
broad categories of secure and insecure at- cant role in determining the level of attach-
tachment (e.g., Miyake et al., 1985). They ment security.
are also consistent with the finding from
Goldsmith and Alansky's meta-analytic References
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