Chap1 Leadership
Chap1 Leadership
Michaël Parmentier
Why do we need leadership?
Why leadership?
• Leadership is apparent in all writings:
• Classical Western (Plato, Aristotle)
• Eastern writings (e.g., Sun Tzu)
› The field of management emerged with the industrialization of our society during the 20th
century
Management Produces Order and Consistency Leadership Produces Change and Movement
Kotter (1990)
Leadership and Management
Other scholars have also theorized the differences between the two:
• To manage means to accomplish activities and master routines, whereas to lead means
to influence others and create visions for change (Bennis & Nanus, 2007)
• Others went so far as to argue that managers and leaders are generally different types of
people (Zalesnik, 1977)
Many of the functions of management are consistent with the definition of leadership
The managing versus leading controversy had
continued so long because the roles are defined
in a narrow way that makes it difficult to
understand how they jointly affect organizational
performance and how they can be integrated
Unidimensionality
• They are the same thing – it depends on the context
Bidimensionality
• They are distinct, yet complementary activities
Hierarchical
• One is one of the dimensions of the other
Communication
Information sharing
Listening skills
Organization knowledge
Trustworthiness
Decision-making
Problem awareness
Decisiveness
Cooperation
Berlin (1990), Simonet & Tett (2012), Wood & Petriglieri (2005)
What is leadership?
Although leadership seems easy to identify in practice, it is very difficult to define
› Leadership is a process
› Leader-centric perspective
› Leadership involves influencing others
› Leadership involves goal pursuit and attainment
› These goals are shared by leaders and their followers
› Leadership happens within the context of a group
The evolution of leadership
definitions
1900–1929
• Leadership is defined as control and centralization of power
• Domination is a central theme of leadership
• Burn’s (1978) definition during this period was one of the most influential :
Leadership is the reciprocal process of mobilizing people with certain
motives and values, various economic, political, and other resources,
in a context of competition and conflict, in order to realize goals
independently or mutually held by both leaders and followers
1980s
In the 1980s, research on leadership substantially increased, gained public attention, and
was recognized as a scientific field
• Power is part of the influence process and is defined as the capacity or potential to
influence
• Power was once synonymous of leadership, but no more -> it is now shifting to followers
Kellerman (2012)
Leadership and Power
Numerous philosophers, writers, and scientists have attempted to define power
In their review, Stum and Antonakis (2015) identified its main dimensions
For them, power involves having the (1) discretion and (2) means to (3) enforce one’s
will
Leadership and Power
Referent power Based on followers’ identification and liking for the leader. A teacher who is
adored by students has referent power.
Expert power Based on followers’ perceptions of the leader’s competence. A tour guide who
is knowledgeable about a foreign country has expert power.
Legitimate power Associated with having status or formal job authority. A judge who administers
sentences in the courtroom exhibits legitimate power.
Reward power Derived from having the capacity to provide rewards to others. A supervisor
who compliments employees who work hard is using reward power.
Coercive power Derived from having the capacity to penalize or punish others. A coach who sits
players on the bench for being late to practice is using coercive power.
Information power Derived from possessing knowledge that others want or need. A boss who has
information regarding new criteria to decide employee promotion eligibility has
information power.
Referent power Based on followers’ identification and liking for the leader. A teacher who is
adored by students has referent power.
Personal power
Expert power Based on followers’ perceptions of the leader’s competence. A tour guide who
is knowledgeable about a foreign country has expert power.
Legitimate power Associated with having status or formal job authority. A judge who administers
sentences in the courtroom exhibits legitimate power.
Reward power Derived from having the capacity to provide rewards to others. A supervisor
who compliments employees who work hard is using reward power.
Position power Coercive power Derived from having the capacity to penalize or punish others. A coach who sits
players on the bench for being late to practice is using coercive power.
Information power Derived from possessing knowledge that others want or need. A boss who has
information regarding new criteria to decide employee promotion eligibility has
information power.
The science of leadership is the systematic study of this process and its outcomes, as
well as how this process depends on the leader’s traits and behaviors, observer
inferences about the leader’s characteristics, and observer attributions made regarding
the outcomes of the entity led
In leadership and management as well, the validity of theories and practices can be put to the
empirical test
If a claim is true, then one should be able to observe evidence supporting this claim, and our
practices and policies should be based on existing evidence
• Theoretical foundations
Nothing is so practical as a
good theory
Kurt Lewin
Bacharach (1989), Day & Antonakis (2013), Dubin (1976), Kerlinger (1986)
What is research and what is theory?
In all areas, research efforts should be able to produce theory
• A theory explains a naturally occurring phenomenon by identifying how variables are
causally related in some contextual conditions
• Practice is also dominated by unvalidated practices that are still deemed useful but can
be inadequate in specific contexts
Bacharach (1989), Day & Antonakis (2013), Dubin (1976), Kerlinger (1986)
Bacharach (1989), Day & Antonakis (2013), Dubin (1976), Kerlinger (1986)
What is Theory?
Theory is the cornerstone of any science and can be defined as a set of testable
assertions that specifies:
Daft (1984)
The conduct of research
Research is the process of obtaining knowledge about natural phenomena using
controlled observations and theory
• Reliability
• Validity
Reliability
Reliability refers to the capacity to have the same results across attempts
• Across situations
• Across time
• Across different forms of the same test
• Across different evaluators
Reliability allows to distinguish the true score (due to what you measure) from error,
biases, and other sources of variation
Validity
Beyond being stable (i.e., reliability), the measures must
• Truly reflect the underlying constructs
• Provide valid data regarding the phenomena they are supposed to represent
If they measure constructs other than those intended, we are at risk of:
• Disconfirming theories that are actually correct
• Confirming theories that are actually incorrect
Validity
• The most used leadership styles and theories have been widely criticized with
regard to their validity
› Transformational leadership
› Leader-member exchange
Hinkin (1995)
So what?
1. There must be covariation between the predictor and the dependent variable
2. The cause (i.e., predictor variable) must temporally precede the effect (i.e., the dependent
variable)
1. Our predictions must reflect situational and contingency conditions that moderate (i.e.,
increase or decrease) relationships between constructs
2. Our predictions must reflect the presence of other variables that might explain,
sometimes indirectly, the relationships between constructs
Systematic research in leadership
Finally, research design is an important aspect of making valid predictions
Field survey
Systematic collection of data from a natural environment or
specific setting, typically through questionnaires or interviews
Case studies
In-depth analysis of a specific setting to analyze
complex issues in its real-life context Laboratory experiment
Controlled study conducted in a predetermined environment to
investigate the effects of specific variables or manipulations
Field experiment
Controlled study conducted in a real-world setting to
investigate the effects of specific variables or manipulations Review studies
Systematic synthesis and analysis from existing research on a
particular topic (e.g., meta-analysis of quantitative findings)
An example: Leadership
training
An example: Leadership training
An underlying assumption that managers and organizations do is that:
Leadership Effectiveness
An example: Leadership training
Leadership training is a major issue in organizations
• European organizations spent approx. 94 billion € on training and development in 2018
• Leadership development constitutes around 30% of this expenditure
Leadership
Effectiveness
training
Systematic Leadership Research
Variable Hypothesis
Any general characteristic that can be « measured » A tentative explanation of the relationship
and that changes in amplitude or intensity between variables
Training in
Effectiveness
Leadership
Training in
Effectiveness
Leadership
Training in
Effectiveness
Leadership
Training in Skills
Effectiveness
Leadership development
Mediating variable
HOW or WHY? The variable that is predicted to explain the influence
of the independent variable on the dependent variable
Systematic research in OB
Our predictions must reflect the presence of other variables that might affect or explain, sometimes indirectly,
what we are studying
Mediating variable
HOW or WHY? The variable that is predicted to explain the influence
of the independent variable on the dependent variable
Systematic research in OB
Our predictions must reflect the presence of other variables that might affect or explain, sometimes indirectly,
what we are studying
Skills
Development
Training in
Self-efficacy Effectiveness
Leadership
Motivation and
Purpose
Mediating variable
HOW or WHY? The variable that is predicted to explain the influence
of the independent variable on the dependent variable
Systematic research in OB
Our predictions must reflect the presence of other variables that might affect or explain, sometimes indirectly,
what we are studying
Training in Motivation
Recognition Effectiveness
Leadership and Purpose
Low recognition
from
management
Systematic research in OB
Our predictions must reflect the presence of other variables that might affect or explain, sometimes indirectly,
what we are studying
Training in
Effectiveness
Leadership
Pre-existing
leadership skills
Alternative explanations
Variables that might explain the observed
relationship, or changes in the dependent variable,
independently of the independent variable
Your turn, now !
By groups of three, identify a leadership situation that you, or one of your relatives, have
experienced
• Conflict, communication, specific decisions, harassment, praises for one’s work, etc.
In one or two slides, try to identify the constructs involved and to find their role:
• The independent variable (i.e., the causes)
• The dependent variable (i.e., the outcomes)
• The moderating variable
• The mediating variable (i.e., the process)
A brief history of Leadership Research
The history and streams of Leadership Research are generally divided into 9
major schools of thought
• Intelligence
• Personality
Two of the most prominent behaviors that have been identified in this area are:
› Consideration behaviors (e.g., supportive, person-oriented leadership)
› Initiating structure behaviors (e.g., directive, task-oriented leadership)
Blake & Mouton (1964), Katz et al. (1951) Stogdill & Coons (1957)
3. Contingency school of Leadership
The contingency approach states that it is not the leader who is determining but:
• Leader-member interactions
• Task structure
• Position power of the leader
Antonakis et al. (2003), Bligh et al. (2004), Liden & Antonakis (2009),
Lord et al. (2001), Osborn et al. (2002), Porter & McLaughlin (2006),
Shamir & Howell (1999)
5. Skeptics-of-Leadership school
This movement originates from very strong criticism of leadership research in the 70s and
80s:
• Validity of questionnaires
Eden & Leviathan (1975), Rush et al. (1977), Weber et al. (2001)
6. Relational school of Leadership
The relational movement focuses on relationships between leaders and followers
• Leader-member exchange theory (LMX) is one of the most popular theory of this
movement
› High-quality relations based on trust and mutual respect
› Low-quality relations based on the fulfillment of contractual obligations
• This movement relies on the assumption that followers make the leader and not the way
around
Bass and colleagues believed that a more emotional, purposeful, and visionary view of leadership was
needed
• Transformational leadership
• Charismatic leadership
• Visionary leadership
Bass (1985, 1990), Bass & Avolio (1994), Bass et al. (1987), Bennis &
Nanus (1985)
8. Information-processing school of Leadership
The movement focuses on the information-processes explaining how:
Balkundi & Kilduff (2006), Lord et al. (1984), Wofford et al. (1998),
Wofford et al. (1998)
9. Biological and Evolutionary school
This perspective is rooted in the hard sciences and focuses on the evolutionary
processes involved in leadership
• Heritability of leadership
• Genetical correlates of leadership
• Hormonal correlates of leadership
• Neuroscientific roots of leadership