Formalism Notes
Formalism Notes
Definition:
movement
consider
substance,
(the
criticism
theory
structural
particular
movements
Formalism
Criticism
object
they
authors’
strong
methodological
RUSSIAN
AMERICAN
group
(Viktor
Jakobson,
Tomashevsky,
Eichenbaum)
Edmund
objects
unmixed
stemmed
philosophers
Croce]
aesthetics,
which
grounded
facts
access
truth,
connotative
metaphor,
Literature
considered
specifically
characteristics;
palpability
its
medium
sociology
Led
K.
Crowe
who
aesthetic
opposed
Their
claim
consists
defamiliarization;
things
presents
perspective
conscious
self-
resides
design
statements
authorial
author.
into
describing
devices
operation.
prose
narrative]
[sound
subjective
reactions
readers
study
since
structure
Narrative
components
PLOT
Techniques
delayed
voice
distinction
story,
strategies
simply
Guided
science
theology
(aesthetics
belief
determined
These
across
continuing
close
demands
logic
pronounced
genre;
foregrounded
rhythm,
consonance,
Poetry
undertaking,
rules
unlike
subordinated
function.
in
poetic
contortion
called
violence’].
name
limited
positive
only
senses.
meaning,
beyond
cannot
be
through
American
modern
Though
Formalists
inevitably
result
disrupt
conventions
ones;
evolution
devices.
argue
as,
it
defamiliarize
autonomous
historical
Roman
influential
Formalists;
linguist,
circles
Structuralism
40s/50s.
Formalists’
by
suppressed
but
East
The
while
odds
emphasis
social/ideological
literature,
concern
formal
novel,
literary
Scientific
a
critical
scientifically
what
Anti-scientific
dimension
Concerned
modes
entire
Concentrated
individual
i.e.
READING
DISCERN
UNIVERSALS.
from
is
denotive;
meanings,
language
concrete/specific
universal/general.
thus
RECONCILLIATION
otherwise
terms
metaphor
This
Defamiliarization
Shklovsky,
voices
about
known
Russian
twentieth
reaction
pan-European
Symbolism
universal
could
looking
order
,Ideal
thought
altogether
scientific
kind
adequately
concentrating
device.
to
right
was
notion
makes
literature
Shklovsky’s
read
well-
(which
Device”),
That
literariness
working
“makes
our
interrupting
perception
way,
extra
meaning
doing,
wonder
enlivened.
“Habitualization
clothes,
and
Art
make
the
as
job
of
world
unfamiliar
anew.
example,
reader
artfulness
than
object.
Russian
must
value-free
literary
connotative
Notesanalysing
ensuring
Formalism
universal
Symbolism.
say
language
the
life”
Wimsett,
own,
what
transparent
the
a
Technique”).
studied
alluded
exists
for
a
is
two
unique
literary/
result
was
nonrational
opening
employ
concern
product
sensation
stone
habituated
its
by
the
way
first
second
intentional
Formalists
affective
distinction
practical
work
a
concerned
all
grasped
of
is
worked
inseparable
a
means
with
simply
practical
is
European
essay
the
than
knowable
onmakes
it
of
singular
with
form
effort
most
available
it=
of
to
its
etc.
reading.
unusual
only
universal
literary
of
a
one
i.e.
narrative
genres
universal
everyday
literature
would
of
against
and
polemic
grammar,
this
that
of
in
language
distinct
To
–
author
Stalinist
mode
Shklovsky
elements
literature
having
values
their
which
description
behind
devices/
Shklovsky,
a
Ransom
is
to
component
=
experiences
experience
as
constantly
time
machine
If
of
texts
disciplines,
evolution
forms.
to
existing
Cleanth
in
be
is
to
agreed
of
For
sideways
literary
in
Jakobson
intellectual
by
strange”
operation
of
sensory
alliteration,
fear
rather
are
positivist
and
i.e.
empirical
part
literary
art
poetic
they
science
language
glimpse
itthe
The
borne
furniture,
recover
disclosure,
for
that
lives/
with
to
and
movement,
of
objective
Formalism
This
young
picture
reader
Husserl]
an
poetic
text
itone
style,
purity.
literary
Poetry
The
and
considered
methods;
methods.
basis
intention,
changes
of
literariness
to
also
alone
a
about
reflects.
should
found
itself.
Russianworlds
as
circumstances).
epoch
world.
Shklovsky
the
and
truth
philosophy
century
of
literature
historically
develop
a
it
verse].
tropes
that
purposes
from
of
text.
say,
operation
return
different
however,
stony.”
use
to
and
shares
Formalism
etc.
varies
literary
New
was
a
From
would
join
the
Russian
of
in
on
opposing
knowledge
practical
to
rather
of
[Roman
the
feel
analysed
FORMALISM
that
An
language.
effects/
between
‘organized
of
Two
more
literature
CONCRETE
symbolism
be
TO
was
its
the
of
Boris
values
legacy
He
agreed
allowing
Russian
for
to
is
and
which
the
of
truths
famous
an
distinct
one
in
or
work
is
literary
rooted
that
within
evokes
he
thought
regarding
of
“Art
as
language
with
analyzed
non-literary
this
the
practical
philosophy,
Christian
by
our
of
subject.
regard
different
John
and
irrelevant
in
meaning
language
unusual
literary
of
to
verbal
=
critical
Mikhail
the
constant
movement,
decades
science
be
–
NEW
well
mode
literature
empirical
in
specify
modes
and
the
of
rather
the
realm
rebut
=
is,
of
a
literary
acknowledged
the
describing
a
inspired
“literary”
naming
Art.
of
[i.e.
concept
repetition,
works
denotative
change
fallacy:
by
could
idealist
indirectly
and
Russian
the
to
in
simply
means
determining
principle
i.e.
alone
and
influenced
Formalists
revealed
(S)
philosophy
verbal
have
poem
early
Rational;
of
i.e.
speech
known
formal
mainly
their
on
with
point
one
The
from
concrete
world
th
itFormalism
the
act
poetry
rather
a
puts
unconventional/
orsomething
STORY.
was
Whereas
Both
Russian
than
written
–
apprehend
West
things,
the
response
material
mystification
Viktor
mode
language;
this
arts
idealist
as
gave
or
Boris
–
between
war
language
school
Criticism
Indeed,
the
Govt
only
with
genre
fallacy:
were
American
Poetry
written
major
contains
through
the
work.
text
emigres.
both
itlanguage
[operations
literary
truth
literature
that
in
scholars
of
automatic
more
link
Brooks,
reason,
as
to
truths
motifs
is
science
this
defamiliarized.
the
and
is
devours
autonomous
a
to
make
So,
has
elucidating
particular
way
of
prosaic,
that
Russian
study
thus
“the
the
experience;
life;
is
to
that
from
a
extent
stone
now
be
are
such
the
was
or
than
as
provokes
that
is
familiar,
generate
how
from
(“Art
language
has
their
works
and
the
conveyed
word.
word
began
science.
result
literature
argues,
as
at
Benedetto
features
euphony,
automatic
There
facts
to
one’s
literary
Structuralism.
well
of
possible;
which,
the
displaced
is
practical
social
not
=
interested
the
aour
so
CRITICISM
forced
render
Poetry
are
Roman
which
emotional
in
truth
literature
may
the
disciplines/
be
devices
of
another
autonomous
instead
Viktor
Technique”
linguistic
his
Formalism.
parts
the
work,
Jakobson
object
made
in
which
of
art
It
energies
movements
general
the
than
language.
narrative
secondary
movement
itsocial/
work.
also
other
…
interrupts
20
receded
su
is
of
merely
Formalism
between
its
studied
and
the
emerged
narrative
are
can
Bakhtin,
critical
through
of
on
today
the
new
using
–
is
argues
isolate
led
Allen
by
(platonic)
birth
no
not
in
a
itcannot
–
kind
is
could
language.
the
at
than
of
between
interested
can
literary
sensation
all
like
that
they
The
novel
of
aesthetics
as
to
that
by
their
is,
of
be
two
with
attempt
is
a
universal
in
one
genres
i.e.
the
influential
French
literature,
of
etc.
about).
literary.
in
to
main
i.e.
as
CLOSE
language
view,
–
a
literature
entirely
of
provides
the
own
exists
as
are
to
thre-
differs
what
as
rather
stone
in
available
the
Meaning
an
by
that
this
thinking
recover
socio-
objects
seeking
By
plot
is
of
that
world
interest
century
do
most
truth
wife,
world
rhyme.
itwriter’s
William
their
value
the
a
by
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theory
[i.e.
in
as
“Art
is
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to
the
and
make
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to
works,
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in
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to
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the
of
to
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as
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major
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ain
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of
a-
RUSSIAN FORMALISM
Criticism in Russia in the 19 century was moralistic in nature.
th
They also opposed the claim that only those things which can be felt with
the senses and verified are real and worthy in life (positivism). Just like
the new critics they did not favour the use of historical, sociological and
other type of knowledge for interpreting literature. They never believed
that poetic language was referential in nature and did not entertain
subjective readings of works of literature. They were professed opposers
of the symbolist movement.
Their subject matter was never literature, but “literariness” or the quality
of being literary. They tried to examine what techniques and devices
were present in making everyday language literary.
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1. Deformation
Changes made to language with the help of poetic devices and artistic
elements which change the form of the language and make it
aesthetic.
Defamiliarisation
According to Russian Formalists literature makes familiar things and
happenings appear new and interesting to us.
Thus for formalists like Victor Shklovsky the work was the sum total of its
artistic devices and the study of these devices. Thus the form is more
important than the content. The content gives pleasure only because of
the form that it is given.
THEORY ON PROSE
Syuzhet – The order in which the story is presented in the wok of the
literature, commonly known as plot.
The Syuzhet makes the Fabula interesting and fills the reader with
curiosity to know what happens next.
In “Aspects of the Novel”, E M Foster explains that plot explains how one
incident leads to another. In prose fiction, Syuzhet defamiliarises the
story for the reader.
The concept of Fabula and Syuzhet are very familiar in the field of
narratology and fictional poetics. In order to make the story interesting
the author uses the techniques like selection, concealment (certain
aspects are not revealed to the reader), focalisation, distancing and
taking up different points of view. Wayne C Booth and Tzvetan Todorov
are two major critics who analysed prose fiction. Russian Formalists
were more interested in poetry and they believed that aspects like
rhythm, rhyme and metre converted ordinary language into poetic
language. They called these methods deviations (deviations from the
normal use of language).
Even in the case of Greek Dramas and plays of Shakespeare the focus
was on presentation rather than originality in the story. It was the novel
treatment that they gave already existing stories that made them great
writers.
Characteristics
It opposed the prevailing interest of scholars, critics, and teachers of that era in the
biographies of authors, the social context of literature, and literary history by insisting that the
proper concern of literary criticism is not with the external circumstances or effects or historical
position of a work, but with a detailed consideration of the work itself as an independent entity.
The method of New Criticism focuses on a close reading of rhythm, meter, theme, imagery,
metaphor, etc.
According to the intentional fallacy, it’s impossible to determine an author’s reasons for writing
a text without directly asking him or her.
Intentional Fallacy, a literary term, is coined by the American New Critics W. K. Wimsatt Jr and
Monroe C. Beardsley to describe the general assumption that an author’s assumed or declared
intention in writing a work is an appropriate basis for deciding upon the meaning or value of a
work.
Even if we did determine the author’s intentions, they don’t matter, because the text itself
carries its own value. So, even if we’re reading a book by a renowned author like Shakespeare,
we shouldn’t let the author’s reputation taint our evaluation of the text.
The affective fallacy is a literary term that refers to the supposed error of evaluating or judging a
work on the basis of its emotional effects on a reader.
The new critics held that work should not have to be understood relative to the responses of its
readers; its merit (and meaning) must be inherent.
The New Critics favoured poetry over other literary forms because for them poetry is the
purest exemplification of the literary values which they upheld. Still, the techniques like close
reading and structural analysis of the works are also applied to drama, novel, and other literary
forms.
The aesthetic qualities used by the New Critics were largely borrowed from the critical
writings of ST Coleridge. Coleridge was the first to describe poetry as a unified, organic whole
that reconciles its internal conflicts and reaches some final balance or harmony.
Examples
British Poetry Since 1960 by Michael Schmidt and Grevel Lindop (1972).
He gave so much importance to the text and asked readers and critics to forget about the
history and biography behind a text.
As a psychologist he believed that aesthetic experience helps people to coordinate impulses and
attitudes.
It helped people to resolve their tensions and confusions and made them happy.
Thus it is true that Richards believed that the reader is very important for the literary work. He believed
that the poem was born in the reader. Therefore, he believed that the poem was capable of producing
multiple meanings.
In ‘Two Uses of Language’, he talks about the referential and emotive uses of language.
Language can refer to something, but it can also induce a particular emotion in the reader.
Statements are considered true if they correspond with the external reality they represent.
Pseudo-statements are found in poetry and literature and they are justified if they produce the intended
emotion or help in organizing the impulses and attitudes of the readers. Richards says that poetry has
nothing to do with external ideologies and is shaped only by the experiences of the poet.
The reader and the critic should not seek the aid of anything outside themselves to analyze the poem
that they have with them.
For Richards, good poetry is poetry that helps a person to order/organize his impulses and attitudes.
Later, critics have discarded psychological theories about poetry. But the fact that he gave more
importance to the text rather than the external details makes him valuable to the world of literary
criticism.
His major works are ‘Principles of Literary Criticism’ and ‘Practical Criticism’.
Poetry has value if it is able to organize impulses and attitudes in human beings. But the idea of
communication is also very important in criticism.
The author does not have the intention of communicating with the audience. If he is conscious of this
end of poetry then he is an inferior writer.
The experiences of the poet when they are given a proper form will naturally give the reader the same
experience. In order to give form to his experience the poet should be familiar with the symbols that
were used in the past.
They should spontaneously come to his aid when he gives expression to his experience. If the reader has
to understand the experiences that a poet talks about the impulses that the poet had should be similar
to that of the reader.
Richards says that human beings repress 9 out of 10 impulses that they experience. This repression does
not help in stabilizing/ systematizing the impulses. They remain impulses.
Richards says that the impulses and stimuli that occur in a particular group of people are similar.
Therefore the writer is able to connect with the reader. He is able to stabilize the impulses, inhibitions
and attitudes of the reader. However Richards insists that this is never something that the artist, poet,
or writer does intentionally.
Richards even said that a stabilized and calm nervous system is the success of a good poem, work of art.
NEW CRITICISM
Opposition to traditional forms of criticism focusing on the biography of the author and the
historical context of the text.
They also refused to look at the sociological, economic and psychological aspects of the text.
New Critics emphasized that the text and the text alone was sufficient.
New Critics believed that their version of criticism was intrinsic whereas others were extrinsic,
focusing on unnecessary external details.
New Critics warned the academic world about the danger of intentional fallacy (searching for
the intention of the author) and affective fallacy (analyzing the effect of the art on the reader.
Thus the new critics sidelined the author and the reader for the text.
New Critics also oppose relativism (the claim that everything is relative and no truth is possible)
and impressionism (giving importance to the effect of the work on the critic).
New Critics believed that all works produced a definite and final reading or close reading.
They search for textual elements like image, symbol, metaphor, plot, character, rhyme and meter.
These elements create an organic whole that is the poem and therefore they constitute the poem. If
something is taken away, the poem is lost. That is why new critics opposed paraphrasing.
They also insisted that the form and the content are inseparable.
They also made a clear demarcation between literary language and everyday language while ordinary
language pointed to something outside language, literary language organized itself into a self-sufficient
system which does not point to or depend on anything outside the system. It brings out the potential of
language and provides an aesthetic experience to the reader.
New Critics pointed out the presence of ironies, paradoxes, ambiguities and tensions in poetry. They
make poetry what it is. But the new critics said that good poems have certain unifying factors like myths,
images, metaphors, symbols, etc. which help the poem to retain its organic unity.
New Critics were united only by what they opposed. In actual practice, each critic focused on their
favourite linguistic aspect.
1. They focused only on aesthetic experience and did not discuss the social function of literature –
art for life’s sake.
2. Does not give enough importance to historical content, which is essential for understanding
certain texts.
3. Scientific methods used by new critics are not suited for literature which is irrational and
subjective.
4. New Criticism is an academic discipline and does not attract common readers to literature.
Criticism from Chicago critics
1. Its methods are predetermined. It tries to categorize works into a scheme it has prepared and
does not give importance to the uniqueness of the text.
Later on, most other schools of criticism discarded new criticism as its methods were obsolete,
unimaginative and repetitive.
1. They were not opposed to historical knowledge. They tried to say that it should be subordinate
to the text.
2. It is not true that new critics tried to alienate literature from the real world. They simply pointed
out that literature has a life on its own.
3. New Critics pointed out that a union of feeling and intellect happens in poetry, such a union
helps in understanding the world fully.
4. New Critics believed that in order to understand a text properly, it had to be singled out from
other aspects and factors which surround it.
1. They opposed pure objectivism (scientism) and indifferent relativism (that nothing is true and
everything is relative)
2. They also opposed valuating works of art on the basis of political ideology. Eg. Considering a
great piece of literature as bad just because it does not support a particular ideology or vice
versa.
New Criticism became popular in the US after 1940’s after the decline of liberal humanism which
considered the work of art as something that is beneficial to human life and did not give enough
attention to the beauty and strength of the work of art.
Aesthetic formalism
Analytical Criticism
Walter Sutton suggests that new criticism world have benefitted literary studies more if it was more
permissive. If it encompassed the social and historical context along with formal and aesthetic aspects.
Even those schools of criticism that discard new criticism employ the method of close reading developed
by them.
Structuralism claims that the literary work gets its meaning from the greater structure it is part of.
Therefore they did not approve of the new critical method of treating works in isolation. Deconstruction
does not believe in the finite and objective reading of literary texts.
With the advent of post structuralism critics were ever more interested in the ideological leanings of the
text. They also advocated that no two readers are alike and it is impossible to keep one’s ideology at bay
when one is reading a literary text.
Reader-response theories re-established the central position of the reader in the process of literary
criticism.
Later schools of criticism also emphasized the fact that the process of interpretation goes on forever and
even the text is rewritten every day when a reader takes it up to read. After reigning supreme over the
world of literary criticism for a long term, new criticism gave way to continental (European) theories
(Saussure, Derrida, etc).