Clinical Metabolomics
Clinical Metabolomics
Applications in
Genetic Diseases
123
Clinical Metabolomics Applications
in Genetic Diseases
Anas M. Abdel Rahman
Editor
Clinical Metabolomics
Applications in Genetic
Diseases
Editor
Anas M. Abdel Rahman
Metabolomics Section, Department of Clinical Genomics, Center for Genome Medicine
King Faisal Specialist Hospital & Research Center (KFSHRC)
Riyadh, Saudi Arabia
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Contents
The Advanced Technology and Clinical Application in Metabolomics������ 1
Anas M. Abdel Rahman
Mass Spectrometry-Based Metabolomics for the Clinical Laboratory������ 17
Joshua A. Dubland
etabolomics: A Pipeline for Biomarker Discovery in Genetic Diseases�� 43
M
Lina A. Dahabiyeh and Refat M. Nimer
Bioinformatic Tools for Clinical Metabolomics�������������������������������������������� 71
David S. Wishart
Untargeted Metabolomics in Newborn Screening���������������������������������������� 97
Joshua Manor and Sarah H. Elsea
Untargeted Metabolomics, Targeted Care:
The Clinical Utilities of Bedside Metabolomics�������������������������������������������� 117
Joshua Manor and Sarah H. Elsea
Metabolomics in the Study of Human Mitochondrial Diseases������������������ 147
Rajaa Sebaa, Mary-Ellen Harper, Ruqaiah Al-Tassan,
Mohammed Al-Owain, and Anas M. Abdel Rahman
Metabolomics of Rare Endocrine, Genetic Disease:
A Focus on the Pituitary Gland���������������������������������������������������������������������� 173
Afshan Masood, Abeer Malkawi, Anas M. Abdel Rahman,
and Mohamed Siaj
Metabolomics and Genetics of Rare Endocrine Disease:
Adrenal, Parathyroid Glands, and Cystic Fibrosis�������������������������������������� 189
Afshan Masood, Abeer Malkawi, Mohamed Siaj,
and Anas M. Abdel Rahman
Metabolomic Role in Personalized Medicine: An Update���������������������������� 207
Minnie Jacob and Anas M. Abdel Rahman
v
vi Contents
Lipidomic Profiling in Clinical Practice Using LC-MS�������������������������������� 225
Núria Amigó Grau and Pablo Ortiz Betes
Bringing Human Serum Lipidomics to the Forefront of
Clinical Practice: Two Clinical Diagnosis Success Stories �������������������������� 239
Núria Amigó Grau and Pablo Ortiz Betes
LC-MS-Based Population Metabolomics:
A Mini-Review of Recent Studies and Challenges
from Sample Collection to Data Processing�������������������������������������������������� 269
Myriam Mireault and Lekha Sleno
Metabolomics and Transcriptomic Approach to
Understand the Pathophysiology of Interstitial Lung Disease�������������������� 301
Sanjukta Dasgupta, Anindita Bhattacharya, Priyanka Choudhury,
Nilanjana Ghosh, Tanisha Das, Sushmita Roychowdhury,
Riddhiman Dhar, and Koel Chaudhury
Transferring Metabolomics to Portable Diagnostic Devices:
Trending in Biosensors������������������������������������������������������������������������������������ 327
Shimaa Eissa
The Advanced Technology and Clinical
Application in Metabolomics
Abbreviations
CI Chemical ionization
EHMN Edinburgh human metabolic network
ESI Electrospray ionization
FFPE Formalin-fixed paraffin-embedded
GSEA Gene set enrichment analysis
HIES Hyper-IgE syndromes
HILIC Hydrophilic interaction liquid chromatography
HRM High-resolution metabolomics
ICR Ion cyclotron resonance
LC-MS Liquid chromatography-mass spectrometry
LGPC Linoleoylglycerophosphocholine
LIT Linear quadrupole ion trap
NAFLD Nonalcoholic fatty liver disease
NMR Nuclear magnetic resonance
QIT Quadrupole ion trap
ROC Receiver operating characteristic
SMPDB Small Molecule Pathway Database
TOF Time of flight
1 Introduction
The history of metabolomics started from the essential biochemical genetics’ tech-
niques used routinely for patient diagnostics. The first metabolomics study was con-
ducted in 1984 by Jermey Nicholson using nuclear magnetic resonance (NMR) and
in 1995 by liquid chromatography-mass spectrometry (LC-MS) by Gary Siuzdak at
Scripps Research Institute [1, 2]. Metabolomics and lipidomics are the techniques
for studying the end product of the genetic makeup of living cells. Both techniques
cover small molecules with a size below 1500 Da. This class of molecules covers
endogenous and exogenous molecules, including drugs, food additives, microbiome
secretome, and environmental exposome, with more than 217,920 compounds
based on the human Metabolome Database (HMDB 5.0) [3].
In the last couple of decades, along with the advancement of MS and NMR,
metabolomics and lipidomics have drastically populated different fields, including
clinical research and drug development. Multiple disease models have been used to
study the unique metabolomics profiles such as primary cell lines, mouse, and
human biological materials (e.g., serum, plasma, tissue) [4, 5]. The use of metabo-
lomics in medicine extends chronic diseases such as chronic kidney disease (CKD)
[6], diabetes [7, 8], and rare syndromes with single gene deficiencies such as
DOCK8 deficiency causing hyper-IgE syndromes (HIES) [9, 10].
In clinical research, metabolomics has shown to be a great choice for studying
the disease mechanism, diagnostic and prognostic biomarkers, and therapeutic tar-
gets. More than 95% of the available clinical tests in the medical laboratory, 85% of
the known drugs, and 50% of the genetic diseases are based on small molecules,
The Advanced Technology and Clinical Application in Metabolomics 3
2 Mass Spectrometry
Mass spectrometry separates molecules based on their mass-to-charge ratio (m/z) in the
gas phase under low pressure. At a given energy, molecules with the lowest m/z pass the
analyzer the fastest. The MS performance can be evaluated based on resolution, preci-
sion, accuracy, and sensitivity. The MS resolution, the ability of the analyzer to separate
ions and calculate as m/∆m, is based mainly on the complexity of the mixture and the
length of the analysis path. The mass precision is based on the isotope abundance mea-
surement reproducibility, represented as the coefficient of variation (CV%) for multiple
measurements of the same sample. The MS accuracy is more challenging than precision
evaluation, where the analysis has to be throughout interlaboratory standards. The accu-
racy of MS is known as the proximity of the experimental measurement to the true and
exact mass (measurement error). The minimum sample size to obtain the optimal mass
accuracy and precision is known as the sensitivity of MS.
The separation techniques enhanced the analytical performance of the MS and
the accuracy of molecular annotation by introducing analytes in groups based on
their physicochemical properties and reducing the matrix effect. Liquid chromatog-
raphy (LC), gas chromatography (GC), and capillary electrophoresis (CE) are the
main separation techniques hyphenated to MS used in metabolomics and lipido-
mics. Each technique has performance capabilities based on target molecules and
the separation approach, such as in LC reversed-phase (RP) chromatography [12–
15]. LC and CE analyze polar nonvolatile molecules without pretreatment or
derivatization. RP LC is a dominating technique for metabolomics profiling.
However, for the highly polar compounds, ion-pairing reagents are used for the
stationary phase hydrophobicity and enhance their column retention for better anal-
ysis. In high-resolution and untargeted metabolomics analysis, ion-pairing reagents
are used in negative mode ionization. Once switched to positive, ion-pairing reagent
will drastically develop ion suppression and ion source contamination. Hydrophilic
interaction liquid chromatography (HILIC) was found as an alternative to ion-
pairing chromatography, where the polar stationary phase combines organic and
aqueous mobile phases [16–18].
4 A. M. Abdel Rahman
Capillary electrophoresis has been used widely to analyze polar and charged
metabolites, where the molecular separation is based on electrophoretic mobility
(charge-to-size ratio). Although both CE and HILIC are suitable for polar and
charged molecules, HILIC is more sensitive due to the column capacity, while
CE’s peak is more efficient. The potential use of CE-MS in metabolomics has
been reviewed [13]. The limitations of using CE are attributed to the lack of stan-
dardization of the small specimen load (poor sensitivity) and migration time
variability.
The metabolomics throughput and depth of coverage have drastically increased
after adding another dimension of post-ionization gas-phase separation using ion
mobility (IM) to MS analyzers. The IM separation is based on molecular size, where
the confidence of metabolites annotation is increased by adding the collision cross-
section (CCS) as a molecular descriptive [19, 20]. In addition, IM plays a crucial
role in lipidomics by enhancing the lipids’ complex separation, improving isomer
resolution, and increasing confidence in molecular identification and characteriza-
tion [21].
Combining multiple chromatographic and IM techniques with high-resolution
mass spectrometry and a data extraction algorithm is known as high-resolution
metabolomics (HRM) [22]. The physiochemical properties and abundance hetero-
geneity of the cellular metabolome make the analytical tools used to study their
expression quite challenging. Any research group aims to expand the metabolomics
coverage to reach the low abundant molecules by combining multiple chromato-
graphic approaches in different detection modes. The author’s laboratory experi-
ence uses an alternating strategy: two chromatographic systems (RP and HILIC)
and two ionization polarities (positive and negative) to cover the maximum number
of metabolites. Several classes of molecules can be overlapped but in different sen-
sitivities (Fig. 1).
Electrospray ionization (ESI) is the most common technique in both LC-MS and
CE-MS use in metabolomics research. Moreover, the ESI ionization is considered
soft to prevent uncontrolled in-source fragmentation, which is ideal for biomolecu-
lar analysis. The retention variations to using unbuffered mobile phase and ion sup-
pression are the main restraints in using ESI in omics applications, mainly
metabolomics (more details are covered in chapter “Metabolomics: A Pipeline for
Biomarker Discovery in Genetic Diseases”).
GC-MS is one of the most efficient and reproducible metabolomics platforms to
match the standard of commercial and “in-house” established libraries and data-
bases. As an analytical tool, GC-MS is considered robust, excellent separation capa-
ble, selective, sensitive, and reproducible to cover a large group of metabolites.
Electron ionization (EI) and chemical ionization (CI) are GC-MS’s main ionization
techniques, producing fragments and molecular ion spectra for the target molecule.
However, EI is the most informative ionization technique compatible with metabo-
lomics’ most available libraries and databases. Low molecular weight (50–600 Da)
and volatile compounds are the most likely compounds that can be analyzed using
GC-MS. The polar, thermolabile, and nonvolatile compounds can be analyzed using
GC-MS after using some derivatization reagents to collect an informative analytical
The Advanced Technology and Clinical Application in Metabolomics 5
Fig. 1 The
chromatographic option to
increase the detection
coverage of metabolites
using LC-ESI-HRMS
5.1 Oncology
The Warburg effect was the first to report the metabolic arm of cancer by converting
glucose to lactate at a higher rate than normal cells [46]. This effect moves the main
source of cellular energy from the mitochondria to the cytoplasm, which shifts the
cell from an inert entity producing ATP to rapidly dividing cells. The metabolic
nature of cancer progression produces many amino acids, lipids, and nucleotides, to
produce the cellular biomass for the highly proliferating cells. Metabolomics has a
great role in cancer personalized medicine which has been extensively reviewed
[47]. As the frozen tissue is quite limited, an alternative formalin-fixed paraffin-
embedded (FFPE) option is still viable for cancer metabolic biomarkers, mainly for
tumor classification [48]. This protocol combines sensitive targeted metabolomics
that covers cancer’s most important pathways, such as glycolysis, TCA, and pentose
phosphate pathways. For instance, more than 30 endogenous metabolites in breast
cancer have been reported, including cholate levels (resulting from increased phos-
phocholine), low glycerophosphocholine, and low glucose, as potential biomarkers.
These biomarkers improve the sensitivity and sensibility up to 83–100% in
The Advanced Technology and Clinical Application in Metabolomics 9
detecting malignancy more than tumor size, lymph node hormonal status, and his-
tology [49].
Elevated levels of glutamine, glycine, cysteine, and threonine were reported in
ovarian cancer studies, and tryptophan, histidine, and phenylalanine were degraded
significantly (reviewed by Turkoglu et al.) [50]. The profile based on the next-
generation metabolomics in lung cancer was reviewed extensively as biomarkers for
diagnosis, pathogenesis, classifications, and precision medicine. Most LC metabo-
lomics markers are involved in the upregulation and reprogramming of the TCA and
glycolysis pathways and the upregulation of phospholipid metabolic pathways and
fatty syntheses (reviewed by Turkoglu et al.) [51]. Serum lactic acid, progesterone,
homocysteine, 3-hydroxybutyrate, linoleic acid, stearic acid, myristic acid, threo-
nine, and valine levels were reported to be significantly dysregulated in endometrial
cancer (EC) [52, 53]. A group of metabolites has shown great concordance with
colorectal cancer (CC) recurrence, prognosis, and survival [54]. Most of these
metabolites play roles in perturbing cellular respiration and carbohydrate metabo-
lism (i.e., TCA cycle and anaerobic respiration), lipid metabolism (i.e., fatty acid
oxidation), amino acid metabolism (i.e., histidine, methionine, and tryptophan), and
nucleotide metabolites (i.e., uracil, p-cresol, etc.) [54]. Cancer as a metabolic dis-
ease has been reviewed recently by Wishart [55].
The cancer metabolic biomarkers (oncometabolomics) open the venue for utiliz-
ing mass spectrometry in translational medicine. Removing tumor tissue accurately
with minimally invasive, especially in brain tumors, is now closely using iKnife
technology. These surgical cutters connected to desorption electrospray ionization
(DESI) mass spectrometry were developed by Graham Cooks groups at Purdue
University and Nathalie Agar at Harvard Medical School. This ambient ionization
technique mediated a medical cutter and mass spectrometry collecting analytical
signals for oncometabolite to accurately diagnose tissue removed during brain sur-
gery [56]. This approach reduces postsurgical complications, speeds up surgery, and
minimizes the subjectivity of conventional pathology. Zoltán Takáts at Imperial
College London capitalized on this technology and started to build an oncometabolite-
based library from multiple laboratories using rapid evaporative ionization mass
spectrometry (REIMS). In BC, 63 phospholipids and 6 triglyceride species were
responsible for 24 spectral differences between normal and tumor tissues, increas-
ing the diagnostic sensitivity and specificity to 93.4% and 94.9%, respectively,
using REIMS [57].
5.2 Prenatal Medicine
associated with pregnancy, e.g., bleeding, ectopic pregnancy, miscarriage or fetal loss,
placental complication, and preeclampsia or eclampsia. These complications are
associated with overlapped risk factors such as the mother’s age, body mass index,
and medical history. Preeclampsia is the leading pregnancy complication that affects
about 5–8% of pregnant women worldwide. Gestational high blood pressure is the
main preeclampsia characterization, and it is combined with protein in the urine,
occasionally fluid retention, and in some severe cases, seizures, coma, and death.
Oxidative stress is the common metabolic pathway in most prenatal disorders,
except preeclampsia and congenital anatomic defects. Acylcarnitine and amino acid
metabolism are altered in both preeclampsia and CAD, while taurine metabolic
dysregulation is unique in patients with preeclampsia. Preterm labor and deliveries
alter bile acid and inflammation metabolism. Some energy metabolism (e.g., pen-
tose phosphate pathways, ketone body production) is dysregulated in other preg-
nancy complications, including single gene disorders.
Throughout the pregnancy, noninvasive (e.g., history analysis, ultrasound, mater-
nal serum analysis) and invasive (e.g., fetal samples of the placenta) assessments
might be needed. Developing noninvasive tests with lower false-positive rates is
fundamental in prenatal medicine, where metabolomics is potentially useful.
Metabolomics has great potential for evaluating several biomarkers in a single,
rapid, relatively low-cost, controlled experiment. This technology identifies the tar-
geted pathway altered through multiple intermediates unsupervised, which can iden-
tify the fetal or pregnancy disorders using simultaneously different compartments
(e.g., maternal, placental, and fetal). However, overinterpretation and high false dis-
covery rates, with unestablished cutoff values for the target analytes, are the biggest
limitation of metabolomics in prenatal medicine. Multiple metabolomics studies
have been conducted on prenatal cases covering normal pregnancy in different tri-
mesters [43–45]. Aneuploidy screening, preeclampsia [58], fetal, preterm labor and
delivery [45], congenital anatomic defects (CAD), and single gene disorders [43].
The cause of preeclampsia is not known, and mothers with a history should be
under continuous monitoring for any potential risk. Several metabolic biomarkers
were reported in the literature to predict the early onset of preeclampsia from con-
trol, such as taurine and asparagine [58]. Metabolomics Diagnostics (Metabolomic
Diagnostics), an Ireland-based, deep-tech medical diagnostics company, specializes
in developing novel biomarker-based diagnostic solutions. This company estab-
lished a preeclampsia screening program after screening more than 1000 pregnant
women to validate a panel of biomarkers for preeclampsia prediction. Their panel of
metabolites (PrePsia) is now executed as a prototype screening test to identify
women at increased risk of developing preeclampsia in early pregnancy.
6 Frontiers in Metabolomics
Metabolomics platforms have been drastically advanced in the past decade, with
great translational potential in medicine. The biological fluids and materials are
used between the study groups in the standard clinical metabolomics pipeline.
The Advanced Technology and Clinical Application in Metabolomics 11
Single-cell metabolomics has shown promising results that explain the cellular het-
erogeneity based on the phenotypical differences to help understand the cause of
cellular biochemical activity with implications for health and disease [59]. Single-
cell metabolomics experiments with low sample volume are based on a shotgun-like
approach. This motivates the developments of the metabolomics pipelines such as
the nano-DESI, ambient ionization technique, droplet-based microextraction, single
probe with duel bore capillary, etc. Single-cell metabolomics has great potential for
studying the cellular biochemical changes in a specific genetic disease that is hard
to notice in biological fluids, such as mitochondrial disorders (reviewed in detail in
chapter “Lipidomic Profiling in Clinical Practice Using LC-MS”).
Molecular imprinting polymer (MIP)-based electrochemical sensor is greatly
applied in targeted metabolomics toward developing point-of-care tests (POCT)
[60]. Having this line of research and technique advancement encourages the appli-
cation scientist to continue in biomarker discovery at multiple levels, including
monitoring health statuses such as metabolic disorders and those with critical meta-
bolic risk. This part of the research is covered extensively in chapter “Transferring
Metabolomics to Portable Diagnostic Devices: Trending in Biosensors”.
Together, the advancement of the biosensor of targeted metabolomics and the
metabolomics biomarker discovery opens the venue toward real-time health moni-
toring, mainly for metabotyping individuals for well-being, nutritional, and person-
alized medicine. Urine metabolomics in multiple studies has shown a real-time
behavior regardless of the analytical platform, from sample collection to analysis
limitations [61]. By enabling patients to access continuous measurement and wear-
able devices to diagnose and control their illnesses precisely, metabolomics will
have a great opportunity in this field by multiplexing the monitoring to avoid the
confounding effects in each case.
Metabolomics is gaining significant interest in medicine and clinical diagnosis,
where multiple novel assays have been licensed to provide metabolomics-based diag-
nostic services. Metabolon and Baylor College of Medicine have worked in the last
decades in developing Global MAPSTM, a semiquantitative metabolomics profiling,
to determine the disruption related to specific biochemical abnormalities. More
details regarding their experience in detecting some metabolic diseases are detailed in
chapters “Bioinformatics Tools for Clinical Metabolomics” and “Untargeted
Metabolomics in Newborn Screening”. Quantose®IR and Quantose®IGT are metab-
olomics-based clinical assays for insulin resistance (IR) and impaired glucose toler-
ance (IGT) identification in patients with multiple conditions, such as type 2 diabetes.
In addition to insulin, Quantose®IR is based on a panel of biomarkers comprised of a
small organic acid (α-hydroxybutyric acid (AHB)) and two lipids (oleic acid and
linoleoylglycerophosphocholine (LGPC)) [62]. The algorithm scoring was devel-
oped based on a nondiabetic cohort from 13 European countries, where the score
cutoff is 63 between insulin sensitivity and resistance. This test is performed using
LC-MSMS for treatment monitoring, such as pioglitazone [62]. Quantose®IGT iden-
tifies the prediabetes risk based on the IGT. The Quantose®IGT scores were devel-
oped based on α-hydroxybutyric acid (AHB), 4-methyl-2-oxopentanoic acid (4MOP),
oleic acid, linoleoylglycerophosphocholine (LGPC), β-hydroxybutyric acid (BHBA),
serine, and pantothenic acid (vitamin B5) levels in the sample [63].
12 A. M. Abdel Rahman
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Mass Spectrometry-Based Metabolomics
for the Clinical Laboratory
Joshua A. Dubland
Abstract In the clinical laboratory, analysis of small molecules using mass spectrom-
etry (MS) primarily encompasses the targeted and quantitative determination of
known biomarkers for disease diagnosis and monitoring, general health status evalu-
ation, toxicology, and therapeutic drug monitoring. Although there are exceptions,
MS-based assays in the clinical laboratory typically involve the utilization of analyte-
specific calibration curves for quantitation, and stable isotope-labeled internal stan-
dards to correct for any sample preparation and instrument-related variability. A
clinical MS-based assay usually consists of a relatively small panel of biomarkers in a
certain diagnostic context that are compatible with the same sample preparation pro-
tocol. Alternatively, the term metabolomics generally refers to the comprehensive and
systematic large-scale profiling of small molecules within a biological system.
Targeted and quantitative MS-based assays containing relatively large panels of small
molecules (metabolites) are routinely utilized for newborn screening (NBS), bio-
chemical genetics testing, and toxicology. Broad nontargeted metabolomics investiga-
tions have found some utility in the aforementioned testing areas, but are not currently
commonplace in the clinical laboratory. This chapter discusses current state-of-the-art
MS instrumentation, describes several applications, and provides implementation
considerations for MS-based metabolomics in the clinical laboratory.
J. A. Dubland (*)
Department of Pathology and Laboratory Medicine, BC Children’s Hospital Research
Institute, University of British Columbia, Vancouver, BC, Canada
e-mail: [Link]@[Link]
Abbreviations
AC Alternating current
APCI Atmospheric chemical ionization
APPI Atmospheric pressure photoionization
CCS Collisional cross section
CI Chemical ionization
CID Collision-induced dissociation
Da Dalton
DC Direct current
EI Electron ionization
ESI Electrospray ionization
eV Electron volt
FTICR Fourier-transform ion cyclotron resonance
FWHM Full width at half maximum
GC Gas chromatography
HILIC Hydrophilic interaction liquid chromatography
HPLC High-performance liquid chromatography
HRMS High-resolution mass spectrometry
ICP Inductively coupled plasma
IEMs Inborn errors of metabolism
IMS Ion mobility spectrometry
kV Kilovolt
LC Liquid chromatography
m/z Mass-to-charge ratio
MALDI Matrix-assisted laser desorption/ionization
MRM Multiple-reaction monitoring
MS Mass spectrometry
MS/MS Tandem mass spectrometry
QTOF Quadrupole time-of-flight
RF Radiofrequency
TOF Time-of-flight
UPLC Ultra-high-performance liquid chromatography
1 Introduction
panels (typically <10 analytes). For targeted metabolomics, analytes have been pre-
selected and the analytical approach has gone through some form of validation to
ensure the accuracy of the results. Targeted and quantitative analysis of relatively
large small molecule panels (>10 analytes) using MS has found applications in new-
born screening (NBS), biochemical genetics testing, and toxicology.
Alternatively, nontargeted (global) metabolomics aims to detect as many specific
metabolites or metabolomic features as possible within a given sample. The term
“metabolomic feature” refers to a certain mass-to-charge ratio (m/z) at a unique chro-
matographic retention time. Nontargeted metabolomics can involve the following
or combinations of the following: (1) m/z pattern recognition and relative signal com-
parisons between samples, (2) quantitative or semiquantitative analyses using calibra-
tion curves and/or surrogate calibrants, and (3) spectral comparisons with MS
libraries to try and identify some or all of the metabolomic features. Nontargeted
metabolomics analyses can lead to the discovery of new metabolites and potential bio-
markers. Confirmatory analyses are still needed, including chromatographic retention
time and m/z comparisons with synthesized or commercially available compounds,
and/or nuclear magnetic resonance (NMR) spectroscopy to elucidate the chemical
structure of isolated metabolite chromatographic fractions. Large-scale nontargeted
(global) MS-based metabolomics investigations have been utilized primarily for
research purposes and have not been widely utilized in the clinical diagnostic laboratory.
This chapter starts with a description of the basic concepts of a mass spectrom-
eter and instrumental interfacing with several chromatographic techniques. Next,
some current examples of MS-based metabolomics in the clinical diagnostic labora-
tory are described. A brief discussion on guidance documentation and validation
considerations for small molecule MS assays in the regulated clinical setting is
then provided.
2.1 Sample Ionization
utilized. A neutral gas running perpendicular to the direction of ions moving through
the cone orifice is used to prevent contamination of the MS. ESI works well with polar
compounds that can hold a charge or exist in a charged state [4, 6].
In the APCI source, no voltage is applied to the capillary needle. Instead, the
heated nebulization gas alone, flowing parallel to the capillary, generates solvent
droplets as the solvent exits the tip of the capillary. The nebulization gas helps with
the desolvation of the liquid droplets and is typically heated to higher temperatures
than in ESI. The solvent in the vapor becomes charged from being in close proximity
to a corona discharge needle that has a current (microamps typically) applied to it.
The charge on the solvent (e.g., water, methanol, acetonitrile) is transferred to mole-
cules in the vapor to produce ions. Like ESI, APCI operates at atmospheric pressure.
APCI can provide more efficient ionization than ESI for nonpolar molecules. Both
ESI and APCI are considered soft ionization techniques and generate minimal analyte
fragmentation compared to EI. In-source fragmentation can occur for some mole-
cules with ESI and APCI as a result of the high heat (between 300 and 650 °C) and/
or the electric charge applied. LC is most often coupled to MS using ESI or APCI
sources [1, 4, 7]. The solvents (mobile phases) carrying analytes from the LC into the
ESI or APCI source are frequently made basic or acidic using modifiers such as for-
mic acid, ammonium hydroxide, or a pH buffer such as ammonium formate to
enhance the addition or removal of a proton (charge). Solvent modification can
increase the MS signal intensity as more ions may be generated in the source and
then enter the MS.
A variation of APCI much less commonly utilized is atmospheric pressure pho-
toionization (APPI). In APPI, a photon-emitting lamp generates ions instead of a
corona discharge needle. An ionizable dopant such as toluene or acetone is com-
monly infused in parallel to the nebulization gas for APPI. The dopant increases
charge exchange or proton transfer to the molecule(s) being analyzed [8, 9]. Like
APCI, APPI is generally used for the analysis of nonpolar analytes. In some cases,
using APPI can lead to increased analyte ionization and higher signal intensities
than APCI.
Matrix-assisted laser desorption/ionization (MALDI) is an ionization technique
where a pulsed laser generates ions from a sample on which a UV-absorbing matrix
has been applied. The matrix often acts as a proton donor to generate charged ana-
lytes. MALDI is a soft ionization technique that produces mostly singly charged
ions [5]. MALDI is often used to generate ions for imaging MS of proteins and
small molecules in tissue samples [10, 11]. Each MALDI laser shot at a certain
location on a tissue section provides a mass spectrum comparable to a pixel in digi-
tal imaging. The combined analysis of many pixels provides spatial distribution
information about ions across a tissue. An alternative surface ionization technique
to MALDI is desorption electrospray ionization (DESI). With DESI, a charged sol-
vent is directed toward the surface of a sample instead of a laser, and the charged
solvent desorbs ions directly from the sample [5]. It is, therefore, a combination of
ESI and surface desorption approaches. Interestingly, DESI has potential applica-
tions for real-time surgical tissue analysis as it is performed at atmospheric pressure
and has simplified sample preparation relative to MALDI [12].
22 J. A. Dubland
Direct analysis in real time (DART) is a rapid analysis approach that also pro-
duces ions directly from the surface of a sample without the need for the addition of
any matrix or time-consuming sample preparation. With DART, an electrical current
is applied to a heated inert gas to generate excited neutral species, which are directed
at the sample of interest. The electronically excited inert gas (e.g., helium) interacts
with water vapor and other gases at atmospheric pressure to generate reagent ions,
which then cause chemical ionization of the analytes on the sample’s surface. Gas-
phase ions generated from the surface of the specimen then enter the MS for analy-
sis [13]. DART can be performed in an open environment and is well suited for trace
analysis screening purposes (e.g., drugs of abuse, plant material, explosives) [14]
and has also been utilized for metabolite profiling [15].
2.2 Mass Analyzers
A variety of mass analyzers are commercially available, the most common of which
are the quadrupole, time-of-flight (TOF), ion trap, orbitrap, and Fourier-transform
ion cyclotron resonance (FTICR) mass analyzers. Mass analyzers vary in their m/z
range, mass accuracy and resolution, and acquisition speed. At a very basic level,
mass analyzers can be classified as either beam or trapping-type instruments. In
beam instruments, ions make a single pass through the mass analyzer and are
recorded using a detector. In trapping instruments, ions are confined using combina-
tions of electric and magnetic fields, which are manipulated in order to measure
selected ions. Beam instruments generally operate on the timescale of microseconds
to milliseconds, whereas trapping instruments can operate from milliseconds to
minutes (or even longer). Quadrupole and TOF mass analyzers are beam instru-
ments, whereas ion trap, orbitrap, and FTICR instruments are trapping instruments.
Although the development of the first mass spectrometers date back over 100 years
[16–18], the basic utilization of electric and magnetic fields for separating and iso-
lating ions remain the same. It is common for several types of mass analyzers to be
combined within the same instrument and incorporate collision cell(s). These tech-
nical arrangements allow for the analysis of intact charged metabolites (precursors)
and charged fragments of metabolites (products), which is critical for targeted anal-
yses as well as nontargeted investigations.
2.2.1 Quadrupole
other set of opposing rods has a negative potential applied (Y-Z plane). This means
that the AC or radio frequency (RF) waveform applied to one set of rods is 180° out
of phase with the waveform applied to the other set of rods. At the same time, the
DC potential of one set of opposing electrodes is positive (X-Z plane), while the
other is negative (Y-Z plane). The applied voltages affect the flight path of ions
between the rods as they traverse the device. When the AC potential is positive, the
ions are accelerated onto the central Z-axis. In contrast, when the AC potential is
negative, the ions are defocused and accelerated toward the rods. Depending on the
voltage applied, ions either travel along the length of the quadrupole and pass
through or are eliminated by colliding with the rods [19, 20].
In the X-Z plane, heavier ions will be mostly influenced by the positive DC
potential and not affected by the high-frequency AC potential. Lower mass ions, on
the other hand, will be significantly affected in the X-Z plane by the AC potential
and, if they are light enough, may collide with the rods and be eliminated. In the Y-Z
plane, heavier ions will be defocused from the central Z-axis. They may be elimi-
nated on the Y-Z rods as they will mainly feel the destabilizing effect of the negative
DC potential and not the high-frequency AC potential. However, lighter ions will be
focused onto the central Z-axis in the Y-Z plane by the high-frequency AC potential
and pass through the quadrupole.
In essence, the opposing rods in the X-Z plane act as a high-pass mass filter as
only higher m/z ions will be transmitted and lower m/z ions will strike the X-rods
and then be removed as neutral species by the turbo pumps. Conversely, the oppos-
ing rods in the Y-Z plane act as a low-pass mass filter transmitting only lower m/z
ions and eliminating higher m/z ions [19]. Mathieu’s equation describes the stability
or instability of certain m/z ions in the X- and Y-coordinates in relation to AC and
DC voltages on electrodes of opposite potential [21, 22]. The combination of the
high-pass and low-pass mass filters creates a narrow band pass window (Δ m/z) of
ions transmitted through the quadrupole. Changing the amplitude of the RF voltage
can select (tune) for different masses to be transmitted through the quadrupole. A
complete mass spectrum can be obtained by simultaneously varying the amplitude
of the AC and DC voltages applied to the quadrupole rods but keeping the DC/RF
ratio fixed. The mass resolution can be varied by changing the DC/RF ratio [19].
Generally, parameters are set such that the band pass window (Δ m/z) is constant
across the entire m/z range, which provides sufficient mass resolution to separate
isotopes of small molecules that are singly charged. Mass resolution is calculated as
[(m/z)/(Δ m/z)]. The quadrupole mass analyzer can act as either a mass filter (i.e.,
isolate single Δ m/z’s as set by the user) or as a scanning instrument (i.e., scan Δ m/z
across a range as set by the user) [4].
The benefits of quadrupole mass analyzers include high sensitivity, a large
dynamic range, fast positive and negative mode polarity switching, small size,
robustness, and low cost. Limiting factors are a mass range typically less than
2000 m/z, low mass accuracy (greater than 100 ppm), and a mass resolution of 0.5
to 1 Dalton (Da) full width at half the maximum (FWHM) [1, 4]. One Da is equiva-
lent to 1/12 of the mass of carbon 12 in its lowest energy state. Some quadrupole
analyzers can reach resolutions of ≤0.1 Da at FWHM with specially designed
24 J. A. Dubland
2.2.2 Triple Quadrupole
2.2.3 TOF
A TOF is a beam type mass analyzer where m/z is determined from the time it takes
for an ion with a certain kinetic energy to travel through a long tube under a vacuum.
An electrostatic field first accelerates packets of ions entering the TOF. The ions all
obtain the same kinetic energy and then are separated over a drift path and
Mass Spectrometry-Based Metabolomics for the Clinical Laboratory 25
registered by a detector. Lower mass ions arrive at the detector first. The ion flight
path length limits a TOF device’s resolution. To increase the flight path and not the
overall size of the instrument flight tube, the flight path can be reflected multiple
times within the tube [28, 29]. The TOF mass analyzer is a pulsed instrument by
nature but is frequently paired with a continuous incoming ion beam from ioniza-
tion sources such as ESI, APCI, or EI. In order to extract packets of pulsed ions from
the continuous incoming ion beam, the TOF drift tube is placed orthogonally to it.
Ion packets are then accelerated and injected into the TOF low-pressure drift tube in
pulses [30]. A TOF mass analyzer is also often paired with MALDI, which is already
a pulsed incoming ion beam.
The TOF instrument is a high-resolution mass spectrometer (HRMS) that can
measure the exact mass of an ion, typically within a mass error of five parts per mil-
lion (ppm). This high-resolution mass measurement allows the TOF mass analyzer
to be useful in identifying unknown compounds by matching the measured exact
mass to a library of compounds of known molecular weight. Often, a quadrupole
mass analyzer followed by a collision cell is placed between the ionization source
and the TOF mass analyzer in order that high resolution fragment ion spectra can
also be collected. This instrumental arrangement is called a QTOF [31]. A TOF
mass analyzer has a very fast acquisition rate of microseconds, making it compati-
ble with being placed after a quadrupole mass analyzer that has an acquisition rate
of milliseconds. The quadrupole allows for initial low-resolution selection of spe-
cific ions or a range of ions, followed by fragmentation of those ions in the collision
cell and then high-resolution measurement of those fragments by TOF. Metabolomics
studies are often performed using a QTOF. The combination of measuring both the
exact mass of intact precursor ions and the exact mass of the fragmentation (product
ions) spectra greatly increases the spectral library matching performance. In addi-
tion, LC or GC is usually performed prior to molecules entering the MS in order to
separate compounds and thereby improve spectral quality. The LC or GC retention
time data also can be informative for identifying unknown molecules in combina-
tion with the exact mass spectra [4, 20].
Benefits of a TOF mass analyzer include high-resolution mass measurement
capabilities, high spectral acquisition rates, very large mass measurement ranges,
relative simplicity, durability, and having relatively reasonable cost. Disadvantages
include a lower analytical sensitivity range than quadrupole mass analyzers, the
requirement for a highly controlled instrument temperature environment, and lower
resolution capabilities than other HRMS systems such as orbitrap or FTICR
instruments.
2.2.4 Ion Traps
An ion trap is a mass analyzer that traps and stores ions using electric or magnetic
fields. Several configurations of ion traps exist and are discussed briefly in the fol-
lowing section. These include the 3D-type quadrupole ion trap, 2D-type linearity
ion trap, orbitrap, and ion cyclotron resonance mass analyzer.
26 J. A. Dubland
The 3D-type quadrupole ion trap (also called a Paul ion trap) functions similarly
to a quadrupole mass analyzer as oscillating RF fields and DC voltages are utilized.
Quadrupole ion traps differ in their configuration though, as they consist of a
hyperbolic ring electrode situated between two symmetrical hyperbolic entrance
and exit end cap electrodes. Ions enter and exit the device through holes in the end
caps. Unlike a quadrupole, which is a mass filter in 2D space, the ion trap accumu-
lates ions confined in a circular 3D space between the electrodes. Storage of
selected ion species or a certain mass range can be set in the ion trap. The incoming
ion beam is first trapped, and then, ions are subsequently scanned out based on
their m/z by manipulating the electric fields [22, 25]. Ion traps have high sensitivity
but are limited in the overall number of ions that can accumulate due to space
charging effects, which restricts the dynamic signal range. Since ions are accumu-
lated in the ion trap spectral skewing from chromatographic peak elution does not
affect the mass analysis. Notably, a 3D-type quadrupole ion trap is able to perform
multiple-stage fragmentation (MSn) experiments. All ions except the ion to be frag-
mented are first ejected from the trap. Then, the ion of interest is fragmented by
collisional activation, and the products are subsequently detected. The fragmenta-
tion and analysis process can then be repeated at higher orders. MSn experiments
are useful for structural investigations of molecules, but higher fragmentation
orders lead to a loss of signal intensity [20, 22, 32].
A 2D-type linear ion trap consists of a quadrupole with the addition of electro-
static plates on both ends of the device that generate a stopping potential to trap
ions. The linear ion trap is unique because it can function as a stand-alone quadru-
pole mass analyzer or an ion trap. Relative to 3D-type quadrupole (Paul type) ion
traps, the linear ion trap has a higher capacity for storing ions [33, 34]. Linear ion
traps have been paired in series following a standard quadruple mass analyzer (a
hybrid instrumental arrangement called a QTRAP). In this configuration, the hybrid
instrument can operate as a regular quadrupole mass analyzer (i.e., generate stan-
dard MRM data) or utilize the trapping features of the linear ion trap such as
enhanced MS scan, enhanced product ion scan, enhanced resolution scan, enhanced
multiply charged scan, and generation of MS3 ion fragmentation data [35–38].
The orbitrap is a high-resolution mass analyzer where ions are trapped in orbit
around a central spindle-like electrode in electrostatic fields. The general princi-
ples of orbitraps in use today are based on the ion trap device called the Kingdon
trap that was reported in 1923 [39]. Commercial orbitrap instruments were devel-
oped by Makarov et al. in the early 2000s [40, 41]. An orbitrap mass analyzer is
made up of a central spindle-like electrode surrounded by outer cup-shaped elec-
trodes. An ion packet from an orthogonally positioned curved linear ion trap
(called a C-trap) is injected into the orbitrap through a small slit in the outer cup-
shaped electrodes. An incoming ion beam initially fills the C-trap and then the ion
packet is pulsed orthogonally out of the C-trap into the orbitrap mass analyzer. The
ions that enter the orbitrap are bent around the central axial electrode using a radial
electric field and with the correct choice of parameters ions continue to orbit the
central electrode. At the same time, an axial electric field induces harmonic axial
ion oscillations. An image current signal (meaning a current induced by ions
Mass Spectrometry-Based Metabolomics for the Clinical Laboratory 27
passing by a conductor) from the frequency of the harmonic axial ion oscillations
is then recorded by outer electrodes on the orbitrap device acting as receiver plates.
The frequency of the oscillations is mathematically related to the m/z of the ion.
After Fourier transformation of the image current signal, a mass spectrum is
obtained [40–42]. The resolution of the orbitrap mass analyzer decreases as the
scan speed increases and also as the m/z increases [43]. In some incidences, resolu-
tion may need to be reduced in order to increase the orbitrap scan speed. In com-
parison, a TOF mass analyzer obtains relatively lower mass resolution than an
orbitrap, but the resolution is independent of detection time and m/z.
Orbitrap mass analyzers have also been coupled with other devices, such as
quadrupoles, linear ion traps, and collision cells in order to increase selectivity and
perform MSn fragmentation for structural analysis [41, 44]. The coupling of differ-
ent devices is facilitated via the C-trap, which can also serve as a T-device. Instrument
configurations can vary, but generally, the ion beam first passes through a quadru-
pole mass filter or a linear ion trap (having fragmentation capabilities) and then
enters the C-trap. From the C-trap, ions can be sent orthogonally to the orbitrap
mass analyzer or pass straight through the C-trap to a high collision-induced disso-
ciation (HCID) cell or linear ion trap where fragmentation is induced. The ions are
then returned to the C-trap, where they are orthogonally injected into the orbitrap to
generate high-resolution mass spectra [41]. In this way, both high-resolution precur-
sor and product ion spectra can be obtained with various experiments. Other molec-
ular fragmentation methods have been utilized with orbitrap mass analyzers, such as
electron transfer dissociation (ETD), which utilizes reagent anions to interact with
peptide cations. ETD has helped facilitate in-depth analysis of peptides and post-
translational protein modifications [41, 45].
The FTICR mass analyzer currently offers the highest resolution and mass accu-
racy of commercially available mass spectrometers and works on the basis that ions
within a magnetic field undergo cyclical motion (cyclotron motion). FTICR mass
analyzers consist of a Penning trap, where a strong uniform magnetic field is applied
to induce cyclotron motion of ions in the plane perpendicular to the magnetic field
lines (the radial plane). A ring and endcap electrodes are used to generate a
weak quadrupolar electric field, which traps ions in the axial plane. Within the
Penning trap, ions undergo three independent motions: cyclotron, magnetron, and
axial. Cyclotron motion is the large circular motion of ions in the plane perpendicu-
lar to the magnetic field lines (the radial plane). Magnetron motion is an additional
slow circular drifting motion of ions in the radial plane (a drifting of the cyclotron
motion centre). Axial motion is the harmonic oscillation of ions along the magnetic
field lines. Excitation electrodes generate a sweeping RF potential that excites ions
to larger cyclotron orbits in the radial plane so that they pass in close proximity to a
pair of detection electrodes. Similar to an orbitrap mass analyzer, an image current
is recorded by the pair of detection electrodes and then Fourier transformation is
performed to generate mass spectra. The m/z of an ion is inversely proportional to
the ion cyclotron frequency. Resolution can be improved by increasing the magnetic
field strength or by increasing the scan time. FTICR instruments can also perform
MSn experiments [46–51].
28 J. A. Dubland
3.1 Liquid Chromatography
since the system can tolerate higher back pressures. UPLC paired with MS is a pre-
ferred approach for metabolomics investigations [52].
Generally, synthetic silica polymers are used as the adsorbent packing material
in LC columns. Pore sizes of the silica polymer particles are typically in the
100–300 Å range. The smaller the pore size, the larger the surface area available on
the particle to interact with analytes. Smaller pore sizes are generally utilized for
small molecules, whereas larger pore sizes are preferable for larger molecules such
as proteins. The silica polymers packed into an LC column are usually covalently
modified using alkyl chains (e.g., C8 or C18 chain lengths) or other functional
groups (e.g., phenyl, cyano, amide, amine, fluorophenyl) to improve selectivity. In
reversed-phase chromatography, a nonpolar stationary phase (e.g., C18 modified
silica) is utilized. The mobile phase composition is ramped from high aqueous
(polar) to high organic (nonpolar) solvent content. The organic solvent competes
with nonpolar hydrophobic analytes for interaction with the nonpolar adsorbent sta-
tionary phase. Analytes generally elute in order of decreasing polarity as the mobile
phase composition is increased from high aqueous to high organic solvent content.
In normal-phase chromatography, the stationary phase is polar (e.g., bare silica or
amide-modified silica), and the mobile phase composition is nonpolar. The mobile
phase can be ramped to higher polarity content in order to elute polar analytes.
Nonpolar compounds generally elute first in normal-phase chromatography.
Normal-phase chromatography is not frequently utilized with HPLC or UPLC. If
the stationary phase is bare silica, organic solvents nonmiscible with water are gen-
erally utilized as water can become highly adsorbed to the silica and cause chro-
matographic variability. Polar-modified silica (e.g., amide modification) is a
normal-phase chromatography approach where water can be tolerated in the mobile
phase. Another normal-phase type approach that has also been developed is called
hydrophilic interaction liquid chromatography (HILIC). In HILIC separations,
polar hydrophilic compounds are retained more than nonpolar hydrophobic com-
pounds by the stationary at high nonpolar solvent content. The stationary phase is
polar and hydrophilic. As the water (polar) content in the mobile phase increases,
polar hydrophilic compounds elute off the column. The mobile phases used for
HILIC generally require buffers such as ammonium formate or ammonium acetate
to improve chromatographic peak shape. Additionally, acid or base modifiers such
as formic acid or ammonium hydroxide are often added to mobile phases to enhance
either positive or negative mode ionization in the MS source [53].
3.2 Gas Chromatography
can reach up to 350 °C, and columns must be able to withstand these high tempera-
tures. MS is frequently used for detecting eluting analytes (typically using an EI
source at 70 eV, as discussed earlier) when a mass spectrum is required for analyte
confirmation or library searching. Other methods include flame ionization detection
and thermal conductivity detection. GC columns are usually very long, being on the
order of 10 m or more in length [54]. The first reports of combining GC with MS
date back to the late 1950s [55]. GC-MS is a robust and well-utilized method of
analyzing specimens for metabolic investigations and allows for the identification of
unknown analytes using well-developed 70 eV EI libraries, but can only analyze
volatile compounds. To enhance the volatilization of molecules derivatization is fre-
quently required. A common method is silylation to generate trimethylsilyl (TMS)
derivatives from alcohols, carboxylic acids, and amines. Ketone groups form TMS
derivatives following initial treatment with hydrazine. Sample preparation of bio-
logical specimens for GC-MS analysis typically involves liquid-liquid extraction
protocols that are generally longer than sample preparation techniques required for
LC-MS analysis of the same specimens. Urine organic acid profiling by GC-MS is a
standard targeted and nontargeted metabolomics assay utilized in biochemical
genetics laboratories to investigate inborn errors of metabolism (IEMs) [56].
3.3 Capillary Electrophoresis
Ion mobility spectrometry (IMS) is an analysis technique where molecules are sepa-
rated based on their mobility through an inert buffer gas such as nitrogen or helium
in the presence of an electric field. IMS generates an analytical output called a col-
lisional cross section (CCS) value that provides additional complementary data to
m/z determined by MS. The CCS value is a measure, in square Ångströms (Å2), of
the interaction of a molecule with the buffer gas. CCS values depend on the mole-
cules’ specific size, shape, and charge and also vary based on the buffer gas utilized
in the device. Several different types of IMS devices are commercially available.
These include drift tube ion mobility spectrometry (DTIMS), traveling wave ion
mobility spectrometry (TWIMS), structures for lossless ion manipulations (SLIM),
field asymmetric waveform ion mobility spectrometry (FAIMS), and trapped ion
mobility spectrometry (TIMS) [58–61].
Mass Spectrometry-Based Metabolomics for the Clinical Laboratory 31
IMS devices operate on the millisecond timescale and are, therefore, well suited
to being incorporated into an MS instrument (termed IMS-MS), which are often
additionally paired with either LC or GC front-end separations. IMS is a useful
analytical technique for increasing the separation of isomers and interferences in
addition to LC and GC, or it can also operate as a stand-alone separation method.
An IMS-MS instrument paired with initial chromatographic separation can provide
retention time, m/z, and CCS data that is useful for metabolomics investigations [59,
62]. Ion mobility spectrometry has not been utilized in the clinical laboratory to any
great extent thus far, but in the future it may offer ways to increase selectivity,
shorten analysis times, and potentially reduce reliance on traditional LC or GC sep-
arations [63].
MS has been utilized for diagnostic testing in several areas of clinical pathology
including clinical biochemistry, microbiology, anatomical pathology, toxicology,
and newborn screening and biochemical genetics testing (Fig. 1) [64–67]. Generally,
clinical quantitative diagnostic assays that utilize MS consist of targeted small pan-
els of analytes where sample preparation and instrument parameters can be fairly
easily optimized. Applications of MS for clinical biochemistry include quantitative
LC-MS/MS analysis for steroids, vitamins, therapeutic drug monitoring of small
molecules and antibodies, and protein biomarkers for various disorders [64, 66].
These types of quantitative clinical assays typically consist of a single analyte or a
small panel of analytes. Larger profiling panel assays have also been developed to
improve patient diagnosis. For example, a 26 analyte panel urine steroid profiling
assay by LC-HRMS has been reported [68]. Trace metal analysis is also done by
inductively coupled plasma MS (ICP-MS) [69]. MS is utilized in microbiology for
the qualitative identification of microorganisms by MALDI-QTOF MS via spectral
matching of ionizable proteins and peptides present in a bacterial culture to a vali-
dated MS library [70]. In anatomical pathology, the use of MALDI-QTOF MS for
spatial imaging analysis of small molecules, proteins, and peptides in cancer and
other tissue biopsies is an emerging area [71]. MS has also been used during surger-
ies to guide the removal of tumor tissues [72].
In toxicology, LC-MS/MS, GC-MS, and LC-HRMS are routinely used for drug
screening and investigation of toxic chemical exposures. ICP-MS is also utilized to
investigate exposure to toxic levels of metals [73]. Detecting known and unknown
drug substances in the body involves a combination of targeted and nontargeted
approaches. LC-HRMS and GC-MS assays utilize analytical standards and spectral
library matching to identify known and unknown drugs and toxic substances.
LC-MS/MS is utilized for targeted quantitative analysis. Additionally, the use of
large panel targeted and nontargeted MS assays to detect drug metabolites and
determine the effect of drugs on biochemical pathway metabolite formation may
find applications in clinical toxicology to improve workflows [74–77]. Global
32 J. A. Dubland
Fig. 1 Mass spectrometry applications to diagnostic testing by clinical pathology division. (i)
Divisions of clinical pathology that MS has been applied to. (ii) Applications of MS in each divi-
sion. (iii) MS platforms typically utilized in each division. Abbreviations: FIA-MS/MS flow injec-
tion analysis-tandem mass spectrometry, GC-MS gas chromatography-mass spectrometry, ICP-MS
inductively coupled plasma-mass spectrometry, LC-HRMS liquid chromatography-high-resolution
mass spectrometry, LC-MS/MS liquid chromatography-tandem mass spectrometry, MALDI-QTOF
MS, matrix-assisted laser desorption/ionization-quadrupole time-of-flight mass spectrometry.
glycosaminoglycan analysis [85, 86], and lysosomal enzyme activity testing for
lysosomal storage disorders [87].
Amino acids are the building blocks of life and are utilized to synthesize peptides
and proteins in the body, such as enzymes, hormones, and neurotransmitters. They
are also key energy sources and metabolic intermediates in biological pathways,
and can be recycled when required. There are 21 amino acids that are utilized to
generate proteins, and 9 of these are called “essential” amino acids as the body can-
not synthesize them. Essential amino acids must be obtained in the diet [88].
Mutations in genes involved in amino acid catabolism can cause metabolic pathway
blockages in the body, leading to toxic elevations in certain amino acids and metab-
olites [88, 89]. Deficiency in the synthesis pathways of amino acids caused by gene
mutations can also occur [90]. As such, the measurement of amino acids in blood,
plasma, urine, and cerebral spinal fluid is of essential importance for both diagnos-
ing IEMs and subsequent patient monitoring [91]. Amino acid analysis for NBS is
discussed later on. As part of the diagnostic workup, gene sequencing for patients
suspected of an IEM is frequently performed in addition to the biochemical
assessment.
Traditionally, deproteinized amino acids have been analyzed by ion exchange
chromatography (IEC) with post-column ninhydrin derivatization for colorimetric
detection [92, 93]. IEC has been considered the gold standard for amino acid analy-
sis for over half a century. This approach involves lengthy sample analysis time
(more than 1 h of analysis time per sample), lacks specificity and analytical resolu-
tion, and has minimal calibration. Many clinical laboratories have, therefore, moved
away from IEC in favor of LC-MS/MS amino acid analysis approaches. LC-MS/
MS approaches include pre-column or post-column amino acid derivatization, and
underivatized analyses using ion pairing reagents in the LC mobile phases [94–97].
Assays must be able to cover large analytical ranges as amino acid concentrations
span three orders of magnitude. LC-MS/MS provides a much faster sample analysis
time relative to IEC, which can facilitate urgent patient care needs and improve
laboratory workflows.
Acylcarnitine analysis is done to help diagnose mitochondrial β-oxidation and
organic acid metabolism disorders [98, 99]. Typically, this is performed by flow
injection analysis paired with MS/MS (FIA-MS/MS) for urine and serum speci-
mens. Either derivatized or nonderivatized approaches can be used. Acylcarnitine
analysis for NBS is discussed later on. Acylcarnitine isomers have also been sepa-
rated using LC-MS/MS to increase specificity [100].
Urine organic acid analysis is traditionally done by GC-MS and covers a broad
range of IEMs arising from enzyme or transporter deficiencies [56]. Disorders can
affect many biochemical pathways, including the metabolism of organic acids,
amino acids, carbohydrates, fatty acids, sterols, and purines and pyrimidines. It pro-
vides targeted analysis of known biomarkers and also nontargeted screening capa-
bilities through spectral library searching (fragmentation energy of 70 keV is
standard for GC-MS library generation and searching). Elevated levels of excreted
metabolites and observed metabolite patterns are used to both identify and monitor
disorders. Normalization of values to urine creatinine levels is required for
34 J. A. Dubland
panels is that quality control issues arising from both the sample preparation and
the instrumental analysis can occur more frequently. Analyte recovery can vary
greatly when using a universal sample preparation approach. Obtaining optimal
chromatographic peak shape may not be possible as columns are designed to work
optimally with different classes of molecules. Matrix effects leading to analyte ion
suppression or enhancement need to be considered. Using a large number of inter-
nal standards to correct matrix effects can be problematic from a technical perspec-
tive. In some situations, benefits and disadvantages need to be taken into
consideration regarding either condensing or expanding existing small molecule
test panels. Ultimately the approach must be beneficial to patient care and clinical
laboratory workflows.
Several guidance documents exist for validating small molecule MS assays [111,
112]. These documents describe analytical criteria that should be demonstrated in a
method validation to prove that the assay is acceptable for use in the clinical labora-
tory. Assay parameters to be included in a method validation are sensitivity, speci-
ficity, linearity, analytical range, the limit of quantitation, the limit of detection,
recovery, matrix effects, accuracy, precision, and sample stability. Evaluation of
normal ranges, clinical diagnostic decision-making points, and abnormal ranges
must be performed. Frequently, a method comparison of the new assay vs. another
assay in use at a different laboratory is also conducted using real specimens [113,
114]. Targeted MS-based assays almost always involve the use of stable-labeled
internal standards. Post-validation assay performance is monitored using a system
suitability sample that is run prior to starting a batch of samples, in addition to QC
samples analyzed during the run. Involvement in available external proficiency pro-
grams is also often done for assay performance monitoring.
Guidance strategies are currently available and work well, for single analyte or
small panel assays in the clinical setting. However, for larger panel targeted metabo-
lomic assays (such as some mentioned in the prior section), sample and batch
acceptance criteria are not as straightforward. A fit-for-purpose approach, in some
cases, is required. The clinical importance of certain biomarkers in the context of
assay performance must be taken into consideration.
Nontargeted global metabolomics investigations are not generally utilized out-
side urine organic acids analysis in the routine clinical laboratory [56]. A major goal
of many nontargeted metabolomics investigations is to identify differentially pres-
ent biomarkers or biomarker signatures that may be informative of a disease or
health state. Accurate quantitation in nontargeted metabolomics investigations is
not generally a main goal [115]. The incorporation of HRMS nontargeted metabo-
lomics investigations with clinically validated targeted small molecule panels may
provide further health insights. Any potential biomarkers identified in nontargeted
analyses should be validated in a fit-for-purpose manner and not by themselves
drive clinical decisions. Harmonization of nontargeted metabolomics approaches
36 J. A. Dubland
and the use of proficiency testing specimens [116, 117] will help improve results
and data consistency from different laboratories [118–120]. A guidance document
has also been published regarding combining and reporting ion mobility data from
different instruments and buffer gases utilized [121].
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Metabolomics: A Pipeline for Biomarker
Discovery in Genetic Diseases
L. A. Dahabiyeh (*)
Department of Pharmaceutical Sciences, School of Pharmacy, The University of Jordan,
Amman, Jordan
e-mail: [Link]@[Link]
R. M. Nimer (*)
Department of Medical Laboratory Sciences, Jordan University of Science and Technology,
Irbid, Jordan
e-mail: rmnimer@[Link]
Abbreviations
1 Introduction
Fig. 1 The four omics sciences genomics, transcriptomics, proteomics, and metabolomics in sys-
tems biology approach. Metabolomics represents the downstream output of the genome, and
together with environmental factors and the microbiome, it can reflect the phenotype of an
organism
2.1 Sample Collection
outcomes. Poor study design during sample collection is one of the reasons that
might explain the poor progression of discovered biomarkers toward clinical appli-
cability [18].
2.2 Sample Type
of all cancers. Many metabolomic studies on cancer patients mainly used tissue
specimens to monitor disease progression, identify different disease stages, and dis-
cover biomarker candidates in breast and colon cancers [33–35].
2.3 Metabolite Extraction
The matrix of the biological sample has a certain level of interferences (such as salts
and proteins) that can affect the operation of the analytical instrument. Therefore,
sample preparation is crucial in metabolomic analyses and might be a major source
of variability [36]. To ensure informative and accurate metabolite profile outcomes
in global metabolomics, the sample preparation method should be (a) unselective to
maximize metabolite coverage, (b) sensitive and compatible with the analytical
approach followed, (c) simple and fast to avoid metabolite degradation and mini-
mize variability, (d) reproducible, and (e) include a metabolism quenching step to
stop any biochemical reactions after the time of sampling [37].
In the metabolomic study of serum or plasma, proteins will be precipitated first
with organic solvent (such as methanol, acetonitrile, and acetone or a combination),
followed by metabolite extraction. Among the most commonly used extraction
methods are (a) liquid-liquid separation (with specified ratios of solvents), where
metabolites of interest are separated into an immiscible solvent, (b) using a column
or solid-phase extraction (SPE) approach to trap the metabolites, and (c) selective
solubilization [38, 39]. Analysis involving GC-MS will typically include a step of
derivatization before metabolic profiling. Among the solvents used in extraction,
methanol was the best in metabolite coverage and method reproducibility [39]. On
the other hand, sample preparation for NMR analysis is much simpler than MS-based
approaches and requires a deuterated solvent and a chemical shift reference.
Metabolite extraction during metabolite profiling using the LC-MS approach in CF,
Down syndrome, and sickle cell disease mainly employed a solvent extraction
method [23, 29, 40, 41]. It offers a simple and rapid extraction approach with excel-
lent metabolome coverage. However, the latter highly depends on the solvents used
[37]. To ensure system stability and aid in metabolite identification, stable isotope-
labeled quality control internal standards are added during sample preparation, as in
the metabolite profiling of sickle cell disease patients [22].
5.1 Untargeted Approach
5.2 Targeted Approach
The targeted analysis will focus on a specific set of defined metabolites. Hence, it
offers an improved limit of detection (LOD) and limit of quantification (LOQ) com-
pared to global metabolomic methods. The approach can provide absolute quantifi-
cation (when analyzed with standards) of tens-hundreds of metabolites
simultaneously in a highly specific and sensitive manner. Triple quadruple MS
instruments are the preferred analyzers in targeted quantification as they offer high
sensitivity, particularly when running multiple reaction monitoring (MRM) modes
[44, 64]. MRM requires the selection of precursor-to-fragment transitions; MS1
(Q1) will selectively filter ions of a particular mass over charge m/z (within a certain
resolution) corresponding to the intact targeted metabolite. The precursor ions are
then subjected to fragmentation using collision-induced dissociation (CID) in a col-
lision cell (q2). Finally, the fragment ions of the target analyte with high ion inten-
sity and specificity are filtered through MS2 (Q3), generating a signal of the MRM
transition [65].
Due to its high specificity and sensitivity, MS-based targeted metabolomics can
be used to quantify low-abundance metabolites. It can also be applied for verifying
and validating candidate biomarkers, especially in easily accessible blood samples
and body fluids. It is an essential step for translating disease biomarkers into clinical
practice. Targeted MS metabolomics was employed to quantify extra- and intracel-
lular metabolites in cultured fibroblasts from healthy controls and patients with the
GSD Ia, GSD Ib, and GSD III [32], relevant metabolites in BALF and blood sam-
ples (spiked with isotopically labeled internal standard) from children with CF [27,
59, 66, 67], and plasma metabolites of normal individuals and patients with sickle
cell disease [23].
biofluid obtained from diseased patients and compare them to those found in healthy
individuals matched for age, sex, and other factors. Once potential candidates are
identified; the key step is validation, which produces disease biomarkers for even-
tual clinical applications.
Metabolomic biomarker discovery has led to identifying numerous potential
candidates for disease diagnosis, prognosis, and prediction of response to therapy.
The field of metabolomics has significantly developed over the last 10–15 years.
However, very few potential biomarkers discovered have been validated clinically
and are regularly utilized in clinical practice [70]. One challenge that has delayed
the translation of the most promising biomarker candidates into a clinical setting is
validation [71, 72]. Due to the large physicochemical varieties of the metabolome,
validating metabolite characteristics is still regarded as a bottleneck [4]. Potential
biomarkers should be further validated with large-scale studies [69]. However, one
of the obstacles in biomarker validation is the limited access to large and indepen-
dent cohort samples [72].
At the discovery level, metabolomic technologies permit only a few (20–100)
samples to be analyzed in each class sampled from two independent populations.
Then, the study is repeated at the internal validation stage to validate the previous
findings from the discovery study. This step is needed to see if the proposed bio-
marker can distinguish disease states in a cohort similar to the discovery cohort. In
the external validation stage, a larger sample size in the hundreds to thousands is
analyzed; however, only a small number (e.g., one to ten) of metabolites are mea-
sured [73, 74]. One crucial issue often overlooked in biomarker development and
validation is proper patient recruitment, simply because more samples need to be
analyzed in the biomarker validation stage than in the biomarker discovery stage.
During external validation, the biomarker must be evaluated in a population typical
of the population for whom the test is designed; thus, ethnicity and place of origin
should be considered. In addition, a suitable control group for the biomarker pur-
pose must also be established [70]. Notably, the test and control groups must have
precisely the same collection conditions with similar demographics. Confounding
variables, such as sex and age, should always be matched; other confounders, such
as experimental conditions, diet, and drug interactions, should also be controlled
during the discovery and validation of a metabolomic biomarker [75, 76].
After the discovery phase, targeted studies can be carried out to validate the
results. However, in patients with nonspecific phenotypes, untargeted metabolomics
shows promise as a validation tool for variants of unknown significance in candidate
genes for genetic disorders [77]. Moreover, biomarker validation studies can be
performed using affinity multiplexing assays [78]. In a second independent study,
NMR spectroscopy was used to validate metabolites from exhaled breath conden-
sate of patients with unstable CF, stable CF, and healthy subjects [79]. Purine
metabolism and protein catabolism pathways have been found as biomarkers for
neutrophilic airway inflammation in CF patients.
Furthermore, these multiple metabolic pathways were validated by an indepen-
dent cohort [80]. Calprotectin and urinary glucose tetrasaccharide for hepatic GSDs
and Pompe disease are examples of biomarkers approved for clinical use in
54 L. A. Dahabiyeh and R. M. Nimer
GD. Nevertheless, most of the reported biomarkers for GSD were performed with
few patients and needed clinical validation to transfer to routine use [81].
One of the greatest and ongoing challenges in genetics is the ability to predict the
phenotypes of individuals from their genotypes. In GD, the genetic variants may
alter an individual’s metabolome; this link between genetic variants with changes in
the metabolome may help predict novel phenotypes [82]. Metabolomics differs
from other “omics” sciences in linking gene and environmental interactions. As a
result, scientists may investigate gene-environment interactions by studying metab-
olites and metabolism [83, 84].
Our focus in this chapter will be on cystic fibrosis, Down syndrome, sickle cell
anemia, and glycogen storage disorders.
7.1 Cystic Fibrosis
Table 1 (continued)
Sample
Sample Method size Main findings References
Primary Untargeted Three The levels of purine nucleotides were Wetmore
human metabolomic/ separate significantly reduced in CF cells. et al. [25]
airway UHLC/MS/MS cohorts Decreased glucose metabolism in CF
epithelial cells may exacerbate oxidative stress
cell and limit epithelial cell response to
cultures environmental stress
DBS Nontargeted 152 N-glycated amino acids, oxidized DiBattista
capillary glutathione disulfide, and et al. [89]
electrophoresis- nicotinamide were differentially
mass expressed in normal birth weight CF
spectrometry neonates without meconium ileus
(CE-MS) compared to the control group
Sputum Untargeted LC/ 34 Pseudomonas aeruginosa Moyne
HRMS “metabotypes,” antibiotic resistance et al. [90]
and virulence phenotypes, and
clinical exacerbations were
significantly associated
Sweat Nontargeted 68 Several metabolites associated with Macedo
capillary asymptomatic CF infants were et al. [28]
electrophoresis- identified in sweat, including
mass asparagine and glutamine. Both
spectrometry pilocarpic acid, a synthetic sweat
(CE-MS) stimulant, and mono(2-ethylhexyl)
phthalic acid, a natural sweat
stimulant, were secreted in
significantly lower concentrations in
CF infants than in unaffected CF
screen positive controls
Exhaled UPLC-MS 35 4-hydroxycyclohexylcarboxylic acid Zang et al.
breath and pyroglutamic acid were used to [92]
condensate distinguish acute pulmonary
exacerbation (APE) samples from
stable CF samples. Lactic acid and
pyroglutamic acid accurately
distinguished pre-APE samples from
stable CF samples and matched the
APE signature when projected onto
the APE vs. stable CF model.
Post-APE samples had a metabolomic
signature more similar to stable CF
samples
Serum UPLC-MS 30 Tryptophan-kynurenine, nitric oxide, Muhlebach
bile acids, and microbial-derived et al. [41]
amino acid metabolites were altered
in serum to distinguish the pre- from
post-exacerbation state
Metabolomics: A Pipeline for Biomarker Discovery in Genetic Diseases 57
Table 1 (continued)
Sample
Sample Method size Main findings References
BALF NMR 11 Alteration in amino acids and lactate Wolak
may help distinguish the high- from et al. [91]
the low-inflammation groups
Plasma UPLC-MS 52 Fatty acid, amino acid, and Alvarez
carbohydrate metabolism differed et al. [24]
between baseline vitamin D and
placebo-treated CF patients
The amino acid pathways in CF
patients treated with vitamin D3
versus placebo were altered. Several
tricarboxylic acid cycle intermediates
increased, while amino acid-related
metabolites decreased in the placebo
group but not in the vitamin D3 group
Exhaled GC-TOF-MS 105 Volatile organic compounds (VOCs) Robroeks
breath such as C16 polyunsaturated et al. [93]
hydrocarbon in the exhaled breath of
CF patients can distinguish between
CF and non-CF patients and between
CF patients with and without
Pseudomonas
pathways are altered with neutrophilic inflammation and destructive lung disease
[59]. Metabolites related to amino acids, di-, and tri-peptides, glutathione, gluta-
mine, glutamate, and arginine metabolism pathways have also been described as
potential biomarkers among the CF mutational classes (II–VI) and between the
class III and IV through analyses of serum samples by chemical isotope-labeled
MS-based metabolomic approach [66]. Joseloff et al. [26] applied LC-MS/MS and
GC-MS in two groups of children with CF and non-CF lung disease. They reported
an alteration in cellular energy metabolism in CF, potentially reflecting mitochon-
drial dysfunction, which may be useful in differentiating CF from non-CF lung
diseases [26]. Metabolomic profiling showed differences in CF and non-CF primary
lung epithelial cells [25]. The levels of glucose, sorbitol, glycerophosphocholine,
and various glycolytic intermediates, including glucose 6-phosphate, fructose
6-phosphate, and lactate, were significantly reduced in CF cells compared with the
non-CF cells [25].
Many studies have revealed that different biomarkers, based on metabolite pro-
files, could be detected in a range of biological samples, including blood [89], spu-
tum [88, 90], BALF [80, 91], exhaled breath condensate (EBC) [92, 93], cell culture
[25], sweat [28], plasma [24], and serum [26, 41, 66]. Biomarkers in the polyamine
(e.g., putrescine, spermidine) metabolism highlighted significant associations
between Pseudomonas aeruginosa “metabotypes,” expression of antibiotic resis-
tance and virulence phenotypes, and frequency of clinical exacerbations in CF
patients [90]. The level of ophthalmic acid was found to be downregulated, along
58 L. A. Dahabiyeh and R. M. Nimer
with amino acids (serine, threonine, proline, and glycine) present in neonatal DBS
[89]. Mono(2-ethylhexyl) phthalic acid in sweat samples from positive CF infants
was differentially downregulated compared to non-CF [28]. Zang et al. [92] reported
a distinctive profile for CF in exhaled breath condensate, including two metabolic
discriminant characteristics, 4-hydroxycyclohexylcarboxylic acid and pyroglutamic
acid, between APE and stable CF samples. Moreover, lactic acid and pyroglutamic
acid were found to differentiate stable CF from pre-APE [92].
7.2 Down Syndrome
Down syndrome (DS) is the most common chromosomal-related GD. The presence
of an extra-human copy of chromosome 21 characterizes DS. DS patients are char-
acterized by the facial appearance and various complications, including intellectual
disabilities, mental and growth retardation, vision problems, hearing loss, infec-
tions, hypothyroidism, blood disorders, and cardiovascular abnormalities [94, 95].
Even though the anatomical and physiological abnormalities in DS are well known,
and the genetic etiology of DS has been identified, understanding the exact cellular
mechanisms linking genotype to phenotype is the major challenge. With the pres-
ence of well-established procedures for testing DS, such as ultrasonographic meth-
ods and amniocentesis, which looks for chromosome disorders, the diagnosis of DS
based adequately on reliable biomarkers is underdeveloped [30, 96].
DS genotype affects the functional phenotype leading to changes in metabolo-
mic profiles. Therefore, metabolomics seems to be a promising tool for identifying
disease-related biomarkers. To date, few metabolomic studies have been conducted
to study and discover novel biomarkers in DS disease. The urinary metabolome of
122 maternal urines has been analyzed using LC-MS and revealed that dihydroura-
cil was significantly elevated in the urine of women with a DS-affected pregnancy.
In contrast, progesterone was decreased in a DS-affected pregnancy compared with
normal pregnancies [97].
Parfieniuk et al. [29] reported significant differences in the level of methylhisti-
dine, hexanoylcarnitine, diacetylspermine, and p-cresol sulfate when comparing
amniotic fluid of 13 women with fetal DS with 13 healthy fetuses [29]. Diaz et al.
[98] conducted a study on urine levels of 2-ketoglutarate, 1-methylhistidine,
3-hydroxybutyrate, 4-OH-hippurate, and dimethylamine and were able to distin-
guish the pregnant women carrying a baby with a chromosomal abnormality from
the control group using NMR method [98]. Furthermore, alterations of cortisol lev-
els, free amino acids (arginine, histidine, and glutamate), and pregnenolone sulfate
in amniotic fluid from fetuses with DS were observed and validated in a study con-
ducted by Haung et al. [30] using UPLC-MS. NMR-based metabolomic profiles of
plasma samples from 129 people with DS and 46 healthy controls showed a dra-
matic difference in the 7 metabolites that may be used to distinguish between the DS
and healthy groups [30]. However, the metabolomic patterns examined cannot be
linked to the degree of intellectual disability (ID) [48]. Caracausi et al. [47]
Metabolomics: A Pipeline for Biomarker Discovery in Genetic Diseases 59
analyzed the plasma and urine metabolome from 67 DS patients and 29 healthy
controls using NMR and reported distinguished metabolic patterns in DS attribut-
able mainly to mitochondrial dysmetabolism [47]. Moreover, a study using untar-
geted metabolomic analysis of amniotic fluid samples from women having normal
and DS fetuses identified alterations in several steroid hormones and their deriva-
tives, glutathione catabolites coupled, gamma-glutamyl amino acids, phospholipid
catabolites, sugars, and dicarboxylic acids [99].
Sickle cell disease (SCD) is a set of red blood cell hereditary disorders caused by
structural hemoglobin (Hb) abnormalities known as sickle hemoglobin (HbS). A
single nucleotide change in the gene-producing β-globin is the cause of SCD. The
sixth position of the β-globin in hemoglobin S (HbS) is replaced by valine instead
of glutamic acid. SCD is caused by a homozygous HbS condition (HbSS) or is the
result of having inherited HbS with additional hemoglobin mutations such as beta0
thalassemia (HbS-beta0 that), which refers to the absence of production of beta-
globin, HbC (HbSC), or beta+ thalassemia mutations (HbS-beta+thal) where the
beta gene makes low levels of globin [100]. Sickle cell anemia (SCA) is a condition
where a mutation in the β-globin gene on chromosome 11 may occur. This is an
autosomal recessive condition. The sickle cell trait is characterized by the appear-
ance of long polymers of deoxygenated HbS (deoxyHbS), resulting in sickle-shaped
erythrocytes and the eventual vascular hemolysis [100]. SCD symptoms include
anemia, acute chest syndrome, stroke, transient ischemia events, severe vaso-
occlusive discomfort, severe pain, and splenic sequestration. In addition, SCD may
cause problems in the central nervous system, lungs, kidneys, and gastrointestinal
system [100, 101].
Currently, metabolomics is aiding scientists in precisely measuring functional
phenotypes that arise from changes in genomic, transcriptomic, and proteomic lev-
els. Therefore, this approach can be applied to identify new potential candidates’
diagnostic, prognostic, and therapeutic biomarkers for SCD. In this context, several
studies concerning the application of metabolomics in SCD have been conducted.
Dembélé et al. [102] presented the results of metabolomic profiling of patients
experiencing vaso-occlusive crises compared to their sickle cell disease baselines.
To determine the differences between these two disease states, a standardized tar-
geted metabolomic method was used for samples from 40 individuals, including
plasma and erythrocyte fractions. They found that metabolic signatures in the
plasma were especially notable for their differences in nitric oxide metabolism,
which hints at connections with pain. In addition, during the crisis, red blood cells
had extensive alterations in phospholipids, indicating significant membrane remod-
eling [102].
Several metabolomic studies were conducted on the transgenic mouse model of
SCD. A list of 251 metabolites associated with 8 pathways, including glycolysis,
60 L. A. Dahabiyeh and R. M. Nimer
the pentose phosphate pathway (PPP), amino acids, nucleotides, xenobiotics, lipids,
fatty acids, and carbohydrates, were significantly changed in SCD mouse blood
[23]. In addition, the elevation of several metabolites was reported in SCD blood
mice, for instance, nucleosides (including adenosine), lipids (such as sphingosine-1-
phosphate [S1P], lysophospholipids, and free acyl fatty acids), and glycolytic inter-
mediates (such as 2,3-BPG) [23, 103, 104].
Analysis of the red blood cell metabolome from 28 adult patients with the HbSS
(hemoglobin SS) genotype in a steady state and comparing it to 24 healthy adults
(HbAA) showed that 31 metabolites in key metabolic pathways (e.g., glycolysis,
pentose phosphate, glutathione, ascorbate, polyamines, carnitine, creatine, and
other amino acids) were significantly altered [60].
Table 2 A summary of the literature on applying metabolomics for biomarker discovery in Down
syndrome (DS), sickle cell disease (SCD,) and glycogen storage disorders (GSDs)
Sample
Sample Method size Main findings References
1. Down syndrome (DS)
Urine ZIC-HILIC MS 122 Dihydrouracil is elevated in the urine of Trivedi
women with a DS-affected pregnancy, et al. [97]
while progesterone is decreased
Amniotic LC-MSMS 26 There were significant differences in the Parfieniuk
fluid levels of four metabolites: et al. [29]
methylhistidine, hexanoylcarnitine,
diacetylspermine, and p-cresol sulfate,
which may be linked to the improper
nervous system and muscle development
Urine NMR 300 Urine levels of 2-ketoglutarate, Diaz et al.
spectroscopy 1-methylhistidine, 3-hydroxybutyrate, [98]
4-OH-hippurate, and dimethylamine
have been shown to differentiate
pregnant women carrying a baby with a
chromosomal abnormality from the
control group
Amniotic LC-QTOF-MS 50 Significant differences between DS Huang
fluid fetuses and controls in porphyrin, bile et al. [30]
acids, amino acids, and hormone
metabolites such as
taurochenodeoxycholate, l-arginine, and
taurocholate. They also found
differences in l-histidine and
glycocholic acid metabolites
Plasma NMR 175 Alterations in the level of 7 metabolites Antonaros
spectroscopy may be used to distinguish between the et al. [48]
DS and healthy groups. No association
between the differences in metabolites
and the degree of ID
Plasma NMR 96 Several significantly altered metabolites Caracausi
and urine spectroscopy of Down syndrome correlate with et al. [47]
alteration of mitochondrial metabolism
Amniotic UPLC-MS 42 There were many different metabolites Liu et al.
fluid found in the amniotic fluid of DS [99]
pregnancies compared to normal
pregnancies, including lower levels of
several steroid hormones and their
derivatives, higher levels of glutathione
catabolites, and lower levels of
gamma-glutamyl amino acids
(continued)
62 L. A. Dahabiyeh and R. M. Nimer
Table 2 (continued)
Sample
Sample Method size Main findings References
2. Sickle cell disease (SCD)
Red blood Targeted 40 The involvement of metabolites not Dembélé
cells and quantitative previously identified in sickle cell et al. [102]
plasma using LC-MS/ disease, such as hexoses, acyl-carnitines,
MS and -aminoadipate all help explain how
sickle cell disease affects energetic
metabolism
Red blood LC/GC-MS 44 human Erythrocyte sphingosine kinase 1 Zhang
cells and and 6 mice SPHK1-mediated elevation of et al. [23]
plasma sphingosine-1-phosphate (S1P)
contributes to sickling and disease
progression
Whole LC/GC-MS 37 human Increased erythrocyte cytosolic Wu et al.
blood and and 12 phospholipase A2 (cPLA2) is a key [103]
plasma mice factor in the imbalanced lands cycle
seen in SCD erythrocytes, as well as the
increased erythrocyte LysoPC and
circulating arachidonic acid seen in SCD
mice
Whole UHPLC-MS 52 The concentrations of reduced Darghouth
blood glutathione (GSH) and oxidized et al. [60]
glutathione (GSSG) were reduced in
HbS cells, while their precursors
(glutamine, glutamate, and glycine)
were increased. N-acetylglutathione
(NAG) was found to be decreased in
HbS cells, as were two ascorbate
metabolism metabolites, diketogulonic
acid and threonolactone
3. Glycogen storage disorders (GSDs)
Plasma LC-MS/MS 45 Changes in metabolites in various Tamara
metabolic pathways, such as the et al. [106]
tricarboxylic acid cycle, creatine
metabolism, urea cycle, amino acid, and
purine/pyrimidine metabolism, as well
as enzyme cofactors such as biotin these
metabolic changes were seen in both
GSD subtypes (Ia and Ib)
Skin Targeted Skin Energy production pathways (glycolysis, Hannibal
fibroblast LCMS/MS fibroblasts Krebs cycle, succinate) were et al. [32]
cell lines dysfunctional in GSDIa and GSD III
Urine UPLC-MS/MS 79 Urinary glucose tetrasaccharide (Glc4) Chien et al.
determination may be useful in the [107]
follow-up of a positive newborn Pompe
disease screening result. A high Glc4
indicates an infantile phenotype
Metabolomics: A Pipeline for Biomarker Discovery in Genetic Diseases 63
The field of metabolomics has recently seen a rapid expansion in clinical research,
with goals ranging from elucidating disease pathogenesis to discovering clinical
biomarkers. As a result, a new technology utilizing NMR and MS to assess metabo-
lite profiles in clinical samples has been introduced to detect the disease’s biomarker
molecules and metabolic effects or its treatment [108].
It is difficult to determine GD’s pathogenic mechanisms because of their com-
plexity and effects on multiorgan systems. Furthermore, it appears that GD does not
have a single biomarker that can distinguish between patients and accurately reflect
the pathology of the disease. In this context, metabolomic analysis of clinical sam-
ples may be an excellent tool for distinguishing biomarkers from therapeutic tar-
gets [109].
Recently, the field of metabolomics has made significant contributions to study-
ing GD. This is due to the ability of metabolomics, in contrast to other “omics”
sciences, to link gene and environmental interactions. It represents the genome’s
downstream output and the upstream input of the surrounding environment [110].
As a result of its ability to detect subtle changes in large datasets through compre-
hensive metabolic measurements, metabolomics is a practical application in GD for
clinical biomarker discovery [111].
Technological advancements in MS have made it possible to detect tens of thou-
sands of signals in complex biological systems, allowing the detection of a wide
range of metabolites in a single test and opening up new opportunities in the preci-
sion and personalized medicine [112]. Computing tools, databases, and big data
analytics are evolving quickly, allowing a complete annotation and identification of
these signals. Thus, it will be possible to discover new molecules, classes of com-
pounds, or metabolism pathway configurations that have not previously been con-
sidered in studies of GD. Public databases for metabolomics are being established,
and they will apply to a wide range of GD and therapeutic areas shortly.
Current biomarker discovery strategies on GD frequently rely on identifying
alterations in metabolites and the association of these altered metabolites with a
specific disease. When it comes to GD, the exact mechanism of these metabolites
and the functional role of metabolite biomarkers are frequently unknown and under-
studied. An integrated biomarker discovery platform must be supplemented with
genomic, transcriptomic, and proteomic data to be effective.
Despite significant progress in metabolomic research over the past decade, most
identified biomarkers still need to replace existing clinical tests. A potential bio-
marker must be confirmed and validated using hundreds of specimens before being
used in a clinical setting. It must also be reproducible, specific, and sensitive to be
approved. Robust experimental designs, data acquisition, data mining, and bio-
marker validation must be performed to successfully translate the results of a
metabolomic experiment to clinical use in GD. In addition, future methodology
development in sample preparation and analysis is still necessary to achieve com-
prehensive metabolome studies.
64 L. A. Dahabiyeh and R. M. Nimer
9 Conclusions
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Bioinformatic Tools for Clinical
Metabolomics
David S. Wishart
Abstract Clinical metabolomics may be used for the discovery of novel disease
biomarkers, the diagnosis of known diseases, and the understanding or rationaliza-
tion of disease mechanisms. This chapter introduces readers to some of the bioinfor-
matic tools that can be used to facilitate clinical metabolomics and provide key
insights into disease processes. In particular, readers will be introduced to several
important bioinformatic tools and resources in clinical metabolomics that are widely
used for metabolite identification, for biomarker discovery, for disease diagnosis,
and for understanding disease mechanisms. These will include discussions on the
Metabolomics Standards Initiative (MSI), software tools for metabolite identifica-
tion and quantification (such as Bayesil and XCMS), data resources for metabolite
annotation such as the Human Metabolome Database (HMDB) and MarkerDB (a
biomarker database), data analysis and biomarker discovery tools such as
MetaboAnalyst, and resources for interpreting or characterizing disease mecha-
nisms, such as the Small Molecule Pathway Database (SMPDB). Using these and
other well-known bioinformatic resources, clinicians are now able to make more
precise diagnoses, integrate multiple types of omics data, and provide the frame-
work for making metabolomics and integral part of precision medicine.
D. S. Wishart (*)
Department of Computing Science, University of Alberta, Edmonton, AB, Canada
Department of Biological Sciences, University of Alberta, Edmonton, AB, Canada
e-mail: dwishart@[Link]
1 Introduction
Depending on the method used (targeted vs. untargeted) and the type of compounds
being measured (lipids vs. non-lipids), different levels of metabolite identification
can be achieved. According to the Metabolomics Standards Initiative (MSI) [5],
there are actually four levels of metabolite identification: (1) positively identified
compounds, (2) putatively identified compounds, (3) compounds putatively identi-
fied to be part of a compound class, and (4) unknown compounds. Positively identi-
fied compounds correspond to those chemicals that have a name, a known structure,
74 D. S. Wishart
Fig. 1 An image illustrating spectral deconvolution. On the left side is a simplified depiction of
how an NMR mixture spectrum could be decomposed into three separate “pure” spectra from three
separate compounds (A, B, and C). Summing the three spectra together produces the spectrum of
the mixture at the top. On the right side of this image is a spectral deconvolution performed on a
real NMR spectrum with the list of identified compounds and their concentrations
76 D. S. Wishart
interest. These reference NMR spectra must be collected under exactly the same
conditions (same temperature, same solvent, same salt, same pH) under which the
biological sample was analyzed.
The fact that most metabolites have distinct, almost invariant chemical shift “fin-
gerprints” made up of several compound-specific peaks is one reason why spectral
deconvolution works so well for NMR. Furthermore, given that most metabolites
have many NMR peaks helps to alleviate the problem of spectral redundancy. To put
it in another way, it is highly unlikely that any two distinct compounds will have the
same number of peaks, chemical shifts, peak intensities, spin couplings, or line
shapes in their NMR spectra. Another reason why spectral deconvolution works so
well with NMR is because NMR peak intensities provide precise information about
compound concentrations. In other words, accurate spectral matches not only lead
to exact compound IDs, but they also lead to exact or near-exact concentration
determinations.
There are several commercial programs that support NMR spectral deconvolu-
tion for metabolite identification, including AMIX (Bruker) and NMR Suite
(Chenomx) (for small molecule metabolites). These software packages have large
NMR spectral reference libraries consisting of hundreds of metabolites. Newer ver-
sions of these packages such as Bruker B.I. QUANT and Bruker FoodScreener as
well as NMR Suite (Version 7 and above) now support semiautomatic deconvolu-
tion for higher-throughput analysis. In addition to small molecule metabolite analy-
sis for clinical applications, several other companies, including LipoScience,
Bruker, and Nightingale, have begun to offer lipoprotein analyses of serum or
plasma samples through an automated or semiautomated spectral deconvolution.
These programs or services generate quantitative clinically useful data on high-,
medium-, and low-density lipoprotein particles (HDL, MDL, and LDL) from human
plasma samples.
In addition to these commercial programs or commercial services for clinically
based NMR metabolomics, several freely available academic programs have been
developed to perform semiautomatic compound identification or quantification via
NMR. These include Batman [13], AQuA [14], ASICS 2.0 [15], and rDolphin [16].
Unfortunately, these programs do not support automated data processing, which
means a separate software package such as NMRPipe [17] or NMRFx [18] must be
used to manually process the data prior to analysis. This requirement for manual
processing significantly slows the analysis (hours per spectrum) and adds an ele-
ment of human error to the analysis pipeline.
Recently, two new NMR spectral deconvolution programs called Bayesil [19]
and MagMet [20] have been introduced. These programs support fully automated
NMR metabolite identification and quantification. Both Bayesil and MagMet can
perform fully automated data processing and spectral deconvolution of one-
dimensional (1D) 1H NMR spectra to identify and quantify upward of 50 to 60
compounds in 3–4 min. Just as with the Chenomx NMR Suite, Bayesil and MagMet
work with most NMR instrument models and field strengths but are limited to ana-
lyzing specific biofluids such as serum, plasma, or fecal water. Both Bayesil (http://
Bioinformatic Tools for Clinical Metabolomics 77
GC-MS has been used in clinical chemistry for more than 50 years [21]. Indeed,
many clinical labs continue to routinely use GC-MS as their go-to platform for
metabolite profiling. GC-MS can be used to identify and quantify amino acids,
organic acids, hormones, and other important clinical biomarkers. As a result,
GC-MS can be used to diagnose and monitor many IEMs or other genetic disorders.
While most clinical chemists are reluctant to call GC-MS analysis a form metabo-
lomics, the simple fact is that clinical GC-MS is one of the most robust and most
widely used metabolomic platforms in clinical chemistry.
Just as with NMR-based metabolomics, compound identification via GC-MS is
best done through a form of spectral deconvolution. A typical GC-MS spectrum or
total ion chromatogram (TIC) from a metabolite mixture will consist of dozens of
sharp peaks (corresponding to ion counts) covering an elution time of about
30–45 min. Each peak often consists of one or more EI (electron ionization) mass
spectra arising from one or more compounds. A variety of commercial GC-MS data
analysis tools such as AMDIS, which stands for Automated Mass Spectral
Deconvolution and Identification System [22], MassHunter (Agilent), ChromaTOF
(Leco), and AnalyzerPro (SpectralWorks) can be used to identify and quantify
metabolites. Once the EI-MS spectra are extracted, metabolite identification is per-
formed in a similar manner to what is done for NMR. Namely, the extracted EI-MS
spectra from the biofluid are compared, one at a time, to EI-MS spectral reference
libraries containing the EI-MS spectra of thousands of pure, derivatized, and authen-
ticated compounds. This process is done semiautomatically with users making
metabolite identification calls based on the information and spectral image overlays
that the computer programs provide.
There are three key factors that ultimately determine the quality of a compound
identification by GC-MS: (1) the quality of the extracted query spectrum, (2) the
quality of the spectral matching algorithm, and (3) the quality and comprehensive-
ness of the reference spectral database. Unlike NMR, where “false-positive” peaks
are extremely rare, GC-MS is frequently plagued with an abundance of false-
positive peaks. In some cases, up to 50% of features seen in GC-MS spectra are
fragments, adducts, or derivatives of either the column matrix, the derivatization
reagents, or of the metabolites themselves. Different software packages tend to han-
dle these spectral artifacts differently. A study by Lu et al. [23] compared three
commonly used GC-MS deconvolution packages (AMDIS, ChromaTOF, and
AnalyzerPro) using a defined mixture of 35 compounds with widely varying con-
centrations. It was found that both the AMDIS and ChromaTOF packages produced
78 D. S. Wishart
Over the past three decades, LC-MS has become the most popular analytical plat-
form for clinical chemistry and clinical metabolomics [2, 24]. Indeed, most new-
born screening activities in the developed world are done using triple quadrupole
(QQQ) tandem mass (MS/MS) spectrometers [2]. Relative to NMR or GC-MS,
LC-MS methods offer much greater sensitivity, more comprehensive compound
detection, and generally higher throughput. These advantages largely explain its
growing popularity. Most LC-MS methods adopted in clinical chemistry laborato-
ries employ targeted approaches that use authentic, isotopically labelled standards
to simultaneously identify and quantify a small (15–25) number of high-priority
metabolites. Most of these targeted LC-MS methods use defined tables of specific
metabolite retention times (for their given liquid chromatography system),
metabolite-specific multiple reaction monitoring (MRM) or single reaction moni-
toring (SRM) peak lists, and multipoint calibration curves for metabolite identifica-
tion and quantification. A number of different software packages from various
LC-MS vendors are available to facilitate targeted LC-MS analysis. These include
Bioinformatic Tools for Clinical Metabolomics 79
possible to reduce the number of feasible chemical formulas even further [30].
Unfortunately, even with these improvements, parent ion-based metabolite identifi-
cation is still very risky as there are often many masses or molecular formulae that
can still match dozens of metabolites in existing compound databases.
The preferred route of metabolite identification for most untargeted LC-MS
metabolomic studies is to use both parent ion (or formula) matching and MS/MS
spectral matching. MS/MS spectra, with their characteristic fragmentation patterns,
provide very useful structural information about molecules. Successful LC-MS/MS
spectral matching is critically dependent on having instrument-specific or condition-
specific MS/MS product ion fragment libraries. Many of these libraries are bundled
with the instrument-specific software packages mentioned earlier. On the other
hand, commercial MS/MS databases, such as the NIST20 database and METLIN
[31], as well as public MS/MS databases such as MassBank of North America
(MoNA), [32], and HMDB [10] are normally used by the freeware packages
(XCMS, MS-DIAL, and MzMine) to perform MS/MS spectral matching. Table 1
provides list of MS/MS databases with experimentally acquired (and predicted)
MS/MS spectral data and their relative size.
The challenge with using experimentally acquired MS/MS spectra from these
MS databases is that each compound is often represented by dozens of different
MS/MS spectra collected on different MS instruments under different ionization
conditions or at different collision energies. So, while the number of experimentally
collected MS spectra is large, the actual number of unique (parent) compounds
represented by this diverse collection is quite small. Indeed, it is thought that the
current experimental MS/MS spectral collection represents <20% of known or
expected human metabolites. Given the striking shortage of experimentally col-
lected MS/MS spectra, a number of investigators have started to use computational
tools to predict MS/MS spectra for individual compounds where no experimental
MS/MS spectra exist [33, 34]. Many of these in silico predicted MS/MS spectral
libraries are now available through the HMDB [10] and the CFM-ID database [34].
These data resources support direct MS/MS spectral searches (to find specific com-
pounds) as well as neutral loss searches (to find related compounds). Other
Table 1 A list of MS/MS spectral databases with the reported numbers of compounds and MS/
MS spectra
Number of
Database name compounds Number of MS/MS spectra
Metlin 870,000 2,510,000 (experimental)
CFM-ID 216,890 1,771,460 (predicted and
experimental)
MassBank of North America 223,614 658,790 (experimental and
(MoNA) predicted)
NIST20 MS/MS 31,808 1,300,000 (experimental)
MassBankEU 15,055 89,769 (experimental)
GNPS 11,947 584,567 (experimental)
mzCloud 11,495 3,243,574 (experimental)
Bioinformatic Tools for Clinical Metabolomics 81
Regardless of whether targeted or untargeted approaches are used, one of the central
goals of any clinical metabolomic study is to determine which peaks or which
metabolites are significantly different for those individuals with a disease or condi-
tion relative to healthy controls. This comparison between healthy concentration
values versus diseased concentration values is how most known disease biomarkers
are measured and how new disease biomarkers are discovered. In clinical metabo-
lomics, there are three routes for determining which metabolites are significantly
different or significantly differentiating. These include (1) reference-based metabo-
lite differentiation, (2) multivariate metabolite differentiation, and (3) multivariate
peak differentiation.
Reference-based metabolite differentiation involves comparing quantitatively
measured metabolite concentrations in a given biofluid for a diseased individual
(measured via targeted metabolomic methods) with healthy, age-specific and sex-
specific reference metabolite concentrations for the same biofluid, as reported in a
database or a reference textbook. Reference-based metabolite differentiation is
ideal for diagnosing individuals or for identifying biomarkers in individuals afflicted
with rare diseases, such as IEMs, or other genetic disorders. This approach is the
most widely used method for detecting significant metabolite differences in clinical
metabolomics.
The second approach, called multivariate metabolite differentiation, detects
metabolite differences by conducting case-versus-control studies using targeted
metabolomic methods. This involves quantitatively measuring specific “named”
metabolites from biofluid samples collected from multiple individuals with the dis-
ease of interest and biofluid samples from multiple healthy individuals (age and sex
matched) without the disease. This approach, which requires the use of multivariate
statistical techniques, is ideal for discovering multiple metabolite biomarkers for a
given disease and for creating robust multi-marker profiles or multi-marker models.
82 D. S. Wishart
genetic, protein, and metabolite biomarkers for 670 human disorders or conditions.
MarkerDB not only provides metabolite concentration data for healthy individuals
(with information on age- and sex-specific values), but it also provides data on the
unhealthy metabolite concentrations (in different biofluids), descriptions of the
associated disorders, detailed descriptions of the metabolites, and even biomarker
performance indications, such as biomarker sensitivity and specificity. In this
regard, the disease and biomarker data in MarkerDB is probably more complete
than the data in HMDB.
Both HMDB and MarkerDB are primarily designed for querying or browsing a
small number (<3) of metabolites and assessing their concentration differences rela-
tive to healthy normal values. If multiple (10 or more) metabolites need to be que-
ried to determine if the observed metabolite concentrations are significantly different
from normal, it is possible to use an online metabolomic web server called
MetaboAnalyst [38]. In particular, the Single Sample Profiling (SSP) option within
MetaboAnalyst’s enrichment analysis (EA) module allows users to enter long lists
of metabolite names and concentrations which are then compared against those val-
ues reported in the HMDB for a wide variety of biofluids. Metabolites that are
higher (H) or lower (L) than the normal reference values are flagged in the resulting
output. Hyperlinks to the HMDB compound database entries are also provided. The
SSP option with MetaboAnalyst provides users a fast and convenient route to per-
form reference-based metabolite differentiation from targeted metabolomic data. It
also allows important metabolite features (i.e., those marked with H or L) to gener-
ate a biomarker profile for a given disease.
PCA is not the only multivariate statistical approach that can be used to identify
important metabolites or reduce the number of spectral features. Another type of
multivariate statistical method that can be used for this purpose is known as super-
vised classification. Supervised classifiers are programs or algorithms that require
that information about the class identities must be provided in advance of running
the analysis. In other words, prior knowledge about which samples belong to the
“cases” and which samples belong to the “controls” is used to label each of the
samples. Examples of supervised classifiers include SIMCA (soft independent
modeling by class analogy), PLS-DA (partial least squares discriminant analysis),
and OPLS-DA (orthogonal projections to latent structures discriminant analysis).
All of these techniques can be used to help convert extensive NMR, LC-MS/MS,
and GC-MS metabolite lists (for targeted metabolomics) or their corresponding
spectral features (for untargeted metabolomics) into much shorter lists of highly
significant metabolites and/or features.
PLS-DA or partial least squares discriminant analysis is often used when PCA
techniques do not generate sufficiently distinct clusters or sufficiently distinct
metabolite sets. In particular, PLS-DA can be used to enhance the separation
between data points in a PCA “scores” plot by essentially rotating the PCA compo-
nents such that a maximum separation among classes is obtained. This enhanced
separation allows one to better understand which variables are most responsible for
separating the observed (or apparent) classes. Care must be taken in using PLS-DA
methods because these classification techniques can be overtrained. That is, PLS-DA
can create convincing clusters or classes that have no statistical meaning (i.e., they
over-fit the data). The best way of avoiding these problems is to use permutation
(random relabeling) approaches to ensure that the data clusters derived by PLS-DA
are real and robust. A number of freely available metabolomic software packages
and web servers, such as MetaboAnalyst, are able to perform these permutation
tests. Another way of quantitatively assessing a PLS-DA model is to report R2 and/
or Q2 values. Both R2 and Q2 are typically reported by metabolomic web servers and
software packages such as MetaboAnalyst. R2 is the correlation index and refers to
the goodness of fit or the explained variation, while Q2 refers to the predicted
86 D. S. Wishart
variation or quality of prediction. A poorly fit model will have an R2 of 0.2 or 0.3,
while a nicely fit model will have an R2 of 0.7 or 0.8. In practice, Q2 typically tracks
very closely to R2. However, if the PLS-DA model becomes over-fit, Q2 reaches a
maximum value and then begins to fall. Generally, a Q2 > 0.5 if considered good,
while a Q2 of 0.9 is outstanding.
If a robust PLS-DA model can be generated, the set of important metabolites
(generated via targeted metabolomics) or features (generated via untargeted metab-
olomics) arising from the variable importance plot (VIP) can be more easily inter-
preted than those determined via a PCA loading plot. PLS-DA is generally among
the most powerful and useful methods for reducing the number of features in untar-
geted metabolomic data from 1000s to just a few dozen or less. PLS-DA is also very
effective in reducing the list of important or differential metabolites in targeted
metabolomic studies from 100 s to just a dozen or fewer. Furthermore, PLS-DA can
be used to identify the most important or most informative metabolites required to
generate a biomarker profile for a given disease. The utility of PLS-DA in bio-
marker development and discovery is discussed in the next section.
considered as the probability of a negative test result given that a subject has an
actual negative outcome. For instance, if a biomarker or biomarker panel has a sen-
sitivity of 0.95 and a specificity of 0.60, this indicates that if a patient has a test score
that is above the decision boundary there is a 95% chance that the patient is cor-
rectly diagnosed with the disease/condition; but if the test score is below the deci-
sion boundary, then there is only a 60% chance that the patient is correctly classified
as being healthy. A promising biomarker must have both high sensitivity (i.e., to
give a positive test result when the disease is actually present) and high specificity
(i.e., to give a negative test result when the disease is absent).
One of the best ways to observe how a decision boundary affects sensitivity and
specificity is through a receiver operator characteristic (ROC) curve. A ROC curve
shows how the sensitivity and specificity change as the classification decision
boundary is varied across the range of available biomarker scores. Because an ROC
curve depicts the performance of a biomarker test over the complete range of pos-
sible decision boundaries, it allows the optimal specificity and associated sensitivity
to be determined by visual inspection. When one evaluates a biomarker using a
ROC curve, there is no need to be worried about the “data normality” of either the
predicted positive or negative score distributions nor whether the two distributions
have equal numbers of subjects or equal variance. As a result, ROC curve analysis
is widely considered to be the most objective and statistically valid method for bio-
marker performance evaluation [42].
ROC curves are often summarized into a single metric known as the “Area Under
the Curve” (AUC or AUROC). The AUROC indicates a biomarker model’s ability
to discriminate between cases (positive examples) and non-cases (negative exam-
ples.). If all positive cases are ranked before negative ones (i.e., a perfect classifier),
the AUC is 1.0. An AUC of 0.5 is equivalent to randomly classifying subjects as
either sick or healthy (i.e., the classifier is of no practical utility). A rough guide for
assessing the utility of a biomarker based on its AUROC is as follows: 0.9–1.0 = excel-
lent; 0.8–0.9 = good; 0.7–0.8 = fair; 0.6–0.7 = poor; and 0.5–0.6 = fail (see Fig. 2).
Currently, the most useful tool for biomarker discovery, biomarker selection, and
for performing sensitivity/specificity analysis (via ROC curve analysis) with metab-
olomic data is MetaboAnalyst [38]. In particular, the MetaboAnalyst biomarker
module supports three common ROC-based analysis modes: (1) classical univariate
ROC curve analysis, (2) multivariate ROC curve exploration, and (3) manual bio-
marker model creation and evaluation. The most popular and useful option is the
multivariate ROC curve exploration which supports automated multi-biomarker
selection and optimization using Monte Carlo cross validation (MCCV). This
allows the biomarker panel’s AUROC to be maximized while minimizing the num-
ber of biomarkers being used. MetaboAnalyst will typically generate several bio-
marker models with different numbers of metabolites and different AUROCs to
allow users some choice over what biomarker panel matches their biomarker
requirements or performance expectations.
Four different biomarker modeling options are currently offered with
MetaboAnalyst’s Biomarker module: (1) partial least squares discriminant analysis
(PLS-DA), (2) support vector machine (SVM), (3) random forests, and (4) logistic
88 D. S. Wishart
Fig. 2 A depiction of several different ROC curves for different biomarker tests with the area
under the ROC curves indicated. On the bottom left is an example of a perfect biomarker with a
perfect ROC curve having an AUROC of 1.0. On the top left is an example of an excellent bio-
marker profile with an AUROC of 0.9. On the top right is an example of a moderately good bio-
marker profile with an AUROC of 0.7. On the bottom left is an example of a random biomarker
with no predictive or diagnostics capability
regression. The most useful of these four options is the logistic regression model as
it provides an equation, or set of equations, incorporating metabolite concentrations
that can be universally used for calculating cutoff thresholds or decision boundaries.
MetaboAnalyst also generates a number of useful graphs, ROC curves, confidence
intervals, and charts to help users assess the selected biomarkers and biomarker
models. The simplicity with which biomarker models can be developed (mostly via
point-and-click operations) and rich graphical support in MetaboAnalyst within its
Biomarker module makes it the ideal tool for biomarker discovery in clinical
metabolomics.
It is important to note that the metabolomic data being uploaded into
MetaboAnalyst’s Biomarker module should be absolutely quantitative. As with
most analytical methods supported by MetaboAnalyst, the metabolite data uploaded
Bioinformatic Tools for Clinical Metabolomics 89
into the biomarker module must be properly normalized, scaled, and transformed so
that metabolite values are comparable and therefore more robustly analyzable.
bottlenecks or those that serve as hubs or precursors for many reactions are more
“central.” By calculating the topological importance of different metabolites in a
given pathway, as well as the enrichment of certain metabolites in a pathway, it is
possible to calculate a pathway impact score.
By plotting the pathway impact score against the number of significant metabo-
lites appearing that pathway, it is possible to generate a plot that illustrates the most
important pathways detected from a set of significantly altered metabolites in a
given metabolomic experiment (Fig. 3).
In this example, the X-axis displays the pathway impact score, while the Y-axis
displays the level of enrichment. The size of the colored circles represents the num-
ber of metabolites in the illustrated pathway, and the color of the circle indicates its
overall significance (with red being most significant and pale yellow being least
significant). By clicking on the colored circles, it is possible to see more details
about the pathway name, the pathway components, and their topological relation-
ships. Within MetaboAnalyst, each detected metabolite is also “clickable” so that a
box-and-whisker plot can be generated that illustrates the metabolite concentrations
and range between the “case” and “control” samples.
In addition to pathway analysis, there are also a number of other approaches that
can be used to interpret, visualize, or explore clinical metabolomic data. One par-
ticularly useful approach involves using a technique called metabolite set
Fig. 3 An example of a pathway impact diagram from MetaboAnalyst. For the graph on the left
side of the image, the X-axis displays the pathway impact score, while the Y-axis displays the level
of enrichment. The size of the colored circles represents the number of metabolites in the illus-
trated pathway, and the color of the circle indicates its overall significance (with red being most
significant and pale yellow being least significant). By clicking on the colored circles, it is possible
to see more details about the pathway name, the pathway components, and their topological rela-
tionships. This expanded view is shown on the right side of the image with the pathway diagram
being taken from KEGG and the individual metabolites being identified with KEGG identifiers
92 D. S. Wishart
6 Summary
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Untargeted Metabolomics in Newborn
Screening
Abstract Since its inception six decades ago, newborn screening has been lauded
as a highly successful and cost-effective public health program by identifying disor-
ders at the presymptomatic stage, enabling early disease-modifying intervention
that otherwise invariably leads to death or permanent damage if treated at the symp-
tomatic stage. The advent of multiplex high-throughput assays involving chroma-
tography coupled with mass spectroscopy enabled the analysis of multiple disorders
in a single run, vastly increasing the repertoire of screened disorders while keeping
the cost nearly the same. Industrialized countries provide unified screening for more
than 50 conditions, compared to about a dozen, a mere decade ago. Inevitably, we
now screen, in essence, more than we know how to treat. Nonetheless, as a constant
flow of new therapies breaks ground, providing accurate diagnostic data is vital for
patient outcomes. Breaking the diagnostic barrier can mean new research, new
drugs, and ultimately increased survival. In this chapter, we overview the concept of
untargeted metabolomics as applied to newborn screening, how it fares compared to
the well-standardized tests of the targeted screening, and its ability to screen for
more disorders that are currently “unscreenable.”
J. Manor
Metabolic Disease Unit, Haim Sheba Medical Center, Edmond and Lily Safra Children’s
Hospital, Sheba Medical Center, Tel Hashomer, Israel
S. H. Elsea (*)
Department of Molecular and Human Genetics, Baylor College of Medicine,
Houston, TX, USA
e-mail: [Link]@[Link]
acids]
Carnitine palmitoyltransferase 600649 Hexadecanoylcarnitine (P), stearoylcarnitine (P), + + SE
II deficiencyH 608836 oleoylcarnitine (P), Linoleoylcarnitine (P)
255110
(continued)
101
Table 1 (continued)
102
Group Disease MIM Common diagnostic markers (in bold—when analytes P U DBS RUSP
used for NBS-DBS)
Common diagnostic markers (in bold—when analytes
Group Disease MIM used for NBS-DBS) P U DBS RUSP
Disorders of ammonia Carbamoyl phosphate 237300 Ammonia (P), glutamine (P), arginine (P) +I NO
detoxification synthetase I deficiency
Ornithine transcarbamylase 300461 Ammonia (P), glutamine (P), arginine (P), orotic acid (U) + 0 NO
deficiency
Citrullinemia type 1 215700 Citrulline (P, U), ammonia (P), glutamine (P), orotic acid + + CR
(U)
Argininosuccinic acid lyase 207900 Citrulline (P), argininosuccinate (P, U), ammonia (P), + CR
deficiency glutamine (P), orotic acid (P, U)
Arginase deficiency 207800 Arginine (P), ammonia (P) glutamine (P) + SE
Hyperammonemia- 238970 Ornithine (P), homocitrulline (U) + +/− NO
hyperornithinemia-
homocitrullinuria syndrome
Disorders of Phenylketonuria, 261600 Phenylalanine (P), phenylpyruvic acid (U) + + + CR
phenylalanine hyperphenylalaninemia
metabolism
Disorders of tyrosine Tyrosinemia type 1 276700 Tyrosine (P), succinylacetone (P, U) + + J CR
metabolism Alkaptonuria 203500 Homogentisate (U) 0 + NO
Hawkinsinuria 140350 4-hydroxycyclohexylacetate (U), hawkinsin (U) + NO
Disorders of sulfur Homocystinuria 236200 Methionine (P), homocysteine (P, U) + + CR
amino acid and sulfide Methionine adenosyltransferase 250850 Methionine (P), S-adenosylmethionine (P), methionine + + NO
metabolism I/III deficiency sulfoxide (U)
Ethylmalonic encephalopathyF 602473 C4-butyrylcarnitine (P), 2-methylbutyrylcarnitine (P), + NO
ethylmalonic acid (P, U), methylsuccinic acid (P, U)
J. Manor and S. H. Elsea
Common diagnostic markers (in bold—when analytes
Group Disease MIM used for NBS-DBS) P U DBS RUSP
Disorders of lysine Glutaric acidemia type 1 231670 Glutarylcarnitine (P), glutaric acid (U, P), + + +/−K CR
metabolism 3-hydroxyglutaric acid (U)
Pyridoxine-dependent epilepsy 266100 l-α-aminoadipic semialdehyde (P,U), pipecolic acid (P) + NO
Hyperlysinemia type 1 or 2L 268700 Lysine (P, U), saccharopine (P, U) + NO
238700
Disorders of proline and Hyperprolinemia type 2 239510 Proline (P, U), hydroxyproline (P, U), pyrroline-5- + NO
ornithine metabolism carboxylate, (P, U)
Ornithine aminotransferase 613349 Ornithine (P, U), lysine (U), arginine (U) + + NO
deficiency
Disorders of serine and Phosphoglycerate 601815 Low CSF serine, low fasting plasma serine + 0M NO
glycine metabolism dehydrogenase deficiency
Glycine encephalopathyN 605899 Glycine (P) + + NO
Disorder of histidine Histidinemia 235800 Histidine (P, U) + NO
Untargeted Metabolomics in Newborn Screening
metabolism
Disorders of purine Adenylosuccinate lyase 103050 Succinyladenosine (P, U), + + NO
metabolism deficiency succinylaminoimidazolecarboxamide riboside (SAICA
riboside) (P, U)
Hypoxanthine guanine 300322 Uric acid (P, U), hypoxanthine (P, U) + NO
phosphoribosyltransferase and
deficiency 300323
Disorders of pyrimidine Uridine monophosphate 258900 Orotic acid (P, U) + + NO
metabolism synthase deficiency
β-Ureidopropionase 613161 N-carbamoyl-β-alanine (P, U), N-carbamoyl-β- + NO
deficiencyO aminoisobutyric acid (P)
Disorders of carnitine Primary carnitine deficiency 212140 Low free carnitine (P, U) + + CR
metabolism Trimethyllysine hydroxylase 300872 Low free carnitine (P) + NO
epsilon deficiency
(continued)
103
Table 1 (continued)
104
Group Disease MIM Common diagnostic markers (in bold—when analytes P U DBS RUSP
used for NBS-DBS)
Common diagnostic markers (in bold—when analytes
Group Disease MIM used for NBS-DBS) P U DBS RUSP
Disorders of ketone β-Ketothiolase T2 deficiencyA 203750 2-methyl-3-hydroxybutyrylcarnitine (P, U), + + CR
body metabolism tiglylglycine (P, U), 2-methylacetoacetic acid (U)
3-hydroxy-3-methylglutaryl- 605911 4-hydroxy-6-methyl-2-pyrone (U), 3-OH-dicarboxylic + NO
CoA synthase 2 deficiency acids (U)
Disorders of biotin Holocarboxylase synthetase 253270 Hydroxyisovalerylcarnitine (P), + CR
metabolism deficiency 3-methylcrotonylglycine (U), 3-hydroxypropionic acid
(U), lactate (P)
Disorders of cobalamin Cobalamin-related disorderP See commentP + CR
metabolism
Disorders of folate Glutamate 229100 Formiminoglutamate (P, U), hydantoin-5-propionate (U) + NO
metabolism formiminotransferase
deficiency
Methylenetetrahydrofolate 236250 Homocysteine (P) 0 + NO
reductase deficiencyQ
Disorders of riboflavin Multiple acyl-CoA 231680 Glutarylcarnitine (P), isovalerylcarnitine (P), C6-C18 + + SE
metabolism dehydrogenase deficiency esters (P), ethylmalonic acid (U), isovaleric acid (U),
glutaric acid (U), isovalerylglycine (U), hexanoylglycine
(U)
Disorders of Molybdenum cofactor 252150, S-sulfocysteine (P, U), taurine (P, U), xanthine (P, U), low +/− NO
molybdenum deficiencyR 252160, uric acid (P)
metabolism 615501
Xanthinuria type 2R 603529 Hypoxanthine (P, U), xanthine (P, U) + NO
J. Manor and S. H. Elsea
Common diagnostic markers (in bold—when analytes
Group Disease MIM used for NBS-DBS) P U DBS RUSP
Disorders of Aromatic l-amino acid 608643 High 3-O-methyldopa (CSF, P) and S + NO
neurotransmitters decarboxylase deficiency 5-hydroxytryptophan (CSF); low homovanillic acid (CSF,
P), 5-hydroxyindoleacetic acid (CSF, P), 3-methoxy-4-
hydroxyphenyl glycol (CSF), and dopamine-3-O-sulfate
(P)
Succinic semialdehyde 271980 4-hydroxybutyric acid (U), γ-aminobutyric acid (P) + NO
dehydrogenase deficiency
Disorders of creatine Guanidinoacetate 612736 Guanidinoacetate (P, U), low creatine (P, U) +T + NO
metabolism methyltransferase deficiency
Disorders of amino acid Lysinuric protein intolerance 222700 Lysine (U), ornithine (U), arginine (P, U), citrulline (P), +U + +/− NO
transport orotic acid (U), glutamine (P), ammonia (P)
Disorders of the pentose Transaldolase deficiency 606003 Sedoheptulose (U), sedoheptulose-7-P (U), erythronic +V + NO
phosphate pathway and acid (U), erythritol (U), ribitol (U), arabitol (U)
glutathione synthesis Transketolase deficiency 617044 Arabitol (P,U), erythritol (P, U), ribitol (P, U) + + NO
Untargeted Metabolomics in Newborn Screening
R—Consistently found altered in MoCD in the cohorts above is elevation of xanthine. Only one plasma sample presented, in addition, statistically significant
reduction in uric acid and elevation of S-sulfocysteine [7]. Other samples did not show statistically significant reduction in uric acid including samples from
DBS. Elevation of xanthine and reduction of uric acid can also be seen in xanthinuria type 1 (MIM 278300) and type 2 (MIM 603592)
S—Successful identification of this disorder was previously reported [31] by identification of elevated 3-methoxytyrosine (3-O-methyldopa) in plasma, a
methylation product of l-DOPA by catechol-O-methyltransferase (COMT). 3-methoxytyrosine is elevated when l-DOPA is not further metabolized to dopa-
mine due to defective aromatic l-amino acid decarboxylase (AADC)
T—Guanidinoacetate failed detection in two cohorts but was identified in a third
U—Lysinuric protein intolerance was identified successfully in two studies while two others failed. LPI diagnostic rates increase when combined with a
urine sample
V—In one case, only sedoheptulose was detected in the sample. This finding is not specific for transaldolase deficiency and can be seen in isolated sedoheptu-
lose kinase deficiency (MIM 617213), a benign condition but also due to a common copy number variant found in patients with cystinosis (MIM 219800)
W—In plasma, only galactitol was identified in a single case of galactosemia. Galactitol will be elevated also in galactokinase deficiency (MIM 230200) and
galactose epimerase deficiency (MIM 230350). In urine, elevations in galactose were also seen, giving a similar nonspecific picture
X—Identification of Refsum disease (phytanoyl-CoA hydroxylase deficiency) was made based on elevation of phytanic acid. Elevation of pipecolic acid was
not seen. Elevation in phytanic acid can also be seen in peroxisomal biogenesis defects (Zellweger spectrum disorder) and rhizomelic chondrodysplasia punc-
tata (MIM 215100)
Y—Identification of primary hyperoxaluria type 1 was made based on elevation of glycolic acid. These elevations can also be seen in fumarate hydratase
deficiency (in which fumaric acid will be elevated) or d-2-hydroxyglutaric acid (in which 2-OH-glutaric acid will be elevated)
Z—Elevated MMA was detected in plasma, indicating a disorder of elevated MMA. In urine, the additional detection of elevated lactate creates a more specific
diagnosis of this disorder of mitochondrial DNA depletion
J. Manor and S. H. Elsea
Untargeted Metabolomics in Newborn Screening 109
Table 2 (continued)
Metabolite(s) Condition(s) MIM Specimen
4-Hydroxy-6-methyl-2- 3-hydroxy-3-methylglutaryl-CoA 605911 Urine
pyroned synthase 2 deficiency
2-Pyrrolidinone, succinamic GABA transaminase deficiency 613163 Plasma
acid
UM untargeted metabolomics, IEM inborn error of metabolism, NBS newborn screening, ↓ reduc-
tion in metabolite; otherwise, alteration is elevation
a
With normal levels of methionine. Reported only by some laboratories as the detection of homo-
cysteine requires special preparatory steps
b
Elevations of proline and ornithine may not be seen in ornithine aminotransferase deficiency dur-
ing the neonatal period due to substrate stoichiometry
c
Similar metabolomics picture can be seen in phosphoserine aminotransferase 1 deficiency
(PSAT1D, MIM 616038), which can present similarly to phosphoglycerate dehydrogenase
deficiency
d
Not routinely reported by all laboratories
e
Alterations may also include the elevation of pipecolic acid
in uridine stems from shunting of carbamoyl phosphate from the urea cycle into the
pyrimidine biosynthesis pathway via the orotic acid intermediate; however, orotic
acid was not elevated in the two patients with OTCD. For citrin deficiency (citrul-
linemia type 2, MIM 603471 and 605814), citrulline was elevated along with amino
acid markers of liver injury (tyrosine and its degradation products
4-hydroxyphenyllactic acid 4-hydroxyphenylpruvic acid, lysine, arginine, and
5′-S-methyl-5′-thioadenosine), a common finding in neonatal presentation of this
disorder. In a patient with hyperornithinemia-hyperammonemia-homocitrullinuria
syndrome (HHH, MIM 238970), a secondary UCD caused by mitochondrial orni-
thine transporter defect, only general markers for urea cycle dysfunction were iden-
tified (elevations in uracil and orotic acid), yet this finding should merit a focused
investigation for UCDs. Homocitrulline and ornithine were both elevated in plasma
UM of a 30-year-old patient with HHH, [11], while it failed to detect elevations in
citrulline in a patient with citrin deficiency in another study [12]. For OTCD, DBS
samples showed orotic acid elevation in one of two cases; however, no significant
elevations in uridine or uracil were found, in contrast to plasma, where both were
elevated. Nonetheless, these results are somewhat encouraging giving hope for
expanded DBS screening for the most common urea cycle defect [2], with severe
presentation in males and no current screening protocols.
A few important examples demonstrate the increased diagnostic repertoire of
UM (see Table 2). Lysinuric protein intolerance (LPI, 222700) is a disorder caused
by defective cationic amino acid (CAA) transport at the basolateral membrane of
epithelial cells in the kidney and intestine leading to increased renal excretion of
CAA leading to the depletion of mainly lysine, arginine, and ornithine, the latter
leading to secondary urea cycle defect (UCD) which can result in hyperammone-
mia. UM in two patients identified excess glutamine, a marker for compensated
hyperammonemia and reduction of plasma CAA (although mild in one study). In
urine, low glutarylcarnitine and N6-trimethyllysine were recorded, with mildly ele-
vated N6-acetyllysine [9]; the latter two are products of lysine catabolism. Urine
levels of CAA did not differ significantly from the control.
Successful identifications of four severe nucleotide degradation IEMs have been
reported, two pyrimidine degradation disorders, β-ureidopropionase deficiency
(MIM 606673), in plasma, and dihydropyrimidine dehydrogenase deficiency (MIM
274270), in urine, and two purine metabolism syndromes: X-linked hypoxanthine-
guanine phosphoribosyltransferase deficiency (causing either Lesch-Nyhan syn-
drome (MIM 300322) or HPRT-related hyperuricemia (MIM 300323)) in two
patients (one each in plasma and in urine) and adenylosuccinate lyase deficiency
(MIM 608222) in the other two (also one each in plasma and in urine). These results
are promising, as currently purine and pyrimidine metabolism defects can cause a
severe neurological phenotype which may be amenable for treatment but currently
are not routinely screened among presymptomatic newborns. Moreover, elevation
of xanthine and xanthosine (purine catabolites) and low uric acid (the degradation
product of xanthine) were found in five patients, three with molybdenum cofactor
deficiency (MoCD, MIM 252150) and two with xanthinuria type 2 (MIM 603592).
The former disorder is a severe, rapidly progressive encephalopathy due to
112 J. Manor and S. H. Elsea
deficiency in the molybdenum and biopterin cofactors, the latter a benign disorder
of accumulation of xanthine due to defect in xanthine oxidase and aldehyde oxidase
(AO, affecting mainly N1-methylnicotinamide degradation). Of note, elevations in
the specific MoCD marker S-sulfocysteine was seen in only one sample, while thio-
sulfate and taurine were not detected. On DBS, increased levels of α-amino adipic
semialdehyde (AASA) were also seen, which are also observed in sulfite oxidase
deficiency (MIM 272300) and AASA deficiency (antiquitin deficiency, also called
pyridoxine-dependent epilepsy, MIM 266100) [13], both are disorders bearing
importance of early screening. For the MoCD samples without elevated
S-sulfocysteine, both patients were under treatment; however, a profile containing
elevations in xanthine and xanthosine and reduction of uric acid is expected to
include sulfa-containing analytes, as well. Identification of these metabolites can
facilitate the diagnosis of MoCD, which for its most common genetic cause a thera-
peutic option is available, and avoidance of permanent damage can be achieved if
therapy is initiated within days after birth [14]. 3-phosphoglycerate dehydrogenase
(3-PGDH) deficiency (Neu-Laxova syndrome, MIM 606879), a severe neurodevel-
opmental due to serine biosynthesis defect, is characterized by low plasma levels of
serine and glycine, and while this profile was correctly captured in the plasma, it
was not observed in DBS, presumably due to treatment.
Cerebrotendinous xanthomatosis (CTX, MIM 213700), an autosomal recessive
bile acid synthesis disorder resulting in a neurodegeneration and premature athero-
sclerosis due to diffuse xanthomata, was successfully identified in five patients due
to elevations in cholestane-3,7,12,24,25-pentol, a specific marker for CTX [15].
These results would allow early treatment with chenodeoxycholic acid early in the
course of the disease and can prevent neurodegeneration in a disorder otherwise
diagnosed well into the development of systemic symptoms. Elevations of phytanic
acids were seen in one patient with adult Refsum disease (MIM 266500), a disease
of defective α-oxidation of phytanoyl esters into pristanic esters, resulting in vision
decline, hearing loss, polyneuropathy, ichthyosis, and cardiac conduction defects.
Early recognition can initiate low phytanic acid diet can improve significantly the
overall prognosis of this disorder that is usually diagnosed after the appearance of
symptoms [1].
Unlike organic acidemias, amino acidopathies, and urea cycle disorders, the
screening for organelle-based diseases, such as storage diseases, lags behind with
currently only two types of mucopolysaccharidoses being screened [16]. UM offers
hope as a highly sensitive screening tool for additional metabolites that can indicate
abnormal intra-organelle catabolism, which are pathognomonic for certain disor-
ders. For lysosomes, β-mannosidosis, a neurodegenerative lysosomal storage disor-
der (LSD) due to a defect in removal of β-d-mannose from glycoproteins (MIM
248510), was successfully identified by elevation of the pathognomonic mannosyl-
β1,4-N-acetylglucosamine (GlcNAc-Man). In the mitochondria, mitochondrial
neurogastrointestinal encephalopathy (MNGIE, MIM 603041) is a multisystem dis-
order of mitochondrial DNA depletion causing severe gastrointestinal (GI) dys-
motility with peripheral neuropathy, hearing and vision impairment, and early death
in the fourth decade [17]. On average, diagnosis is delayed by 12 years [18] due to
Untargeted Metabolomics in Newborn Screening 113
Glossary
Dried blood spot (DBS) A method of whole blood sample collection, in which a
small amount of fresh blood is blotted onto an absorbent filter paper, followed by
drying. This method provides a convenient storage and shipment platform and
is widely used for newborn screening. Typically, a small punch from the DBS
paper is eluted with phosphate-buffered saline, availing the sample for testing.
Multiplex assay An assay measuring simultaneously multiple analytes in a single
testing. These tests are becoming more popular in the metabolic sciences where
several similar analytes are tested for alterations from the normal range, e.g.,
urine polyols for evaluation of the pentose phosphate pathway, urine glycosami-
noglycans for the diagnosis of mucopolysaccharidoses, or carbohydrate moieties
for congenital disorders of glycosylation.
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Untargeted Metabolomics, Targeted Care:
The Clinical Utilities of Bedside
Metabolomics
Abstract The second decade of the twenty-first century saw a quiet revolution in
the field of inborn errors of metabolism. Decades of extensive research into meta-
bolic pathways of physiologically active cells and tissues, along with an improved
resolution of high-throughput screening capabilities, brought forth the clinical
metabolome. Clinicians can now take a metabolic snapshot while assessing their
patients and receive invaluable information on pathological processes, rule in or
rule out a proposed diagnosis, highlight early signs of decompensation, assess
response to treatment, explore new disease biomarkers, and even suggest novel
treatment options. In this chapter, we review the major strengths of clinical metabo-
lomics as a diagnostic aid and its capabilities in promoting novel biomarker discov-
ery. We also provide an outlook for how next-gen interpretation modalities (such as
machine learning) are expected to revolutionize this field further to benefit patients
worldwide.
J. Manor
Metabolic Unit, Haim Sheba Medical Center, Edmond and Lily Safra Children’s Hospital,
Tel Hashomer, Israel
S. H. Elsea (*)
Department of Molecular and Human Genetics, Baylor College of Medicine,
Houston, TX, USA
e-mail: [Link]@[Link]
© The Author(s), under exclusive license to Springer Nature Singapore Pte 117
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
118 J. Manor and S. H. Elsea
1 Introduction
In recent years, clinical practice has seen a dramatic increase in the utilization of
targeted and untargeted metabolomics (TM and UM, respectively) [1, 2].
Metabolomics has been termed “the stethoscope of the twenty-first century” with
broad applications in many fields of medicine: In oncology, it is utilized for bio-
markers; in neurology, for severity stratification of neurodegenerative disorders; in
endocrinology for diabetes modulators; in rheumatology and cardiology where cer-
tain metabolites may improve prognostication of chronic diseases (e.g., osteoarthri-
tis and atherosclerosis); and in gastroenterology, where metabolomics may assist in
differentiating between Crohn’s disease and ulcerative colitis [3]. UM has been used
in multifactorial disorders to assist in risk assessment and early diagnosis, such as
the observation that increased plasma levels in three out of five aromatic and
branched-chain amino acids (isoleucine, leucine, valine, tyrosine, and phenylala-
nine) confers a fivefold increased likelihood for developing type 2 diabetes [4] or
that increased plasma levels of glycocholate, taurocholate, and glycochenodeoxy-
cholate are associated with nonalcoholic fatty liver disease (NAFLD). In contrast,
decreased plasma levels of free carnitine, butyrylcarnitine, methyl-butyryl carnitine,
and cysteine-glutathione are seen in nonalcoholic steatohepatitis (NASH) [5].
Similarly, breast cancer showed a pattern of increased total choline-containing sub-
stances and decreased glycerophosphocholine in the plasma [6], correlating malig-
nancy to a glycerophosphocholine-to-phosphocholine ratio switch [7].
Naturally, UM can highlight alterations in complex “metabolic disorders” and
refine our understanding of metabolic flux in health and disease. The untargeted
global assessment can further provide a high-resolution cellular homeostasis map
and multivariant perturbation metrics that can assist in prognostication, the need for
intervention, and the effect of a therapeutic modality. From a clinical perspective, a
rare disease is a primary focus, and areas of influence for untargeted metabolomics
include improving diagnostic rates, allowing affordable high-throughput disease
screening, and identifying novel disease biomarkers that can be translated to the
clinic. UM can contribute significantly toward a facilitated diagnosis and direct tar-
geted treatment, thus enabling a reduction of the traditionally high morbidity and
mortality associated with the under-recognition and undertreatment of metabolic
disorders.
Clinicians justifiably consider exome sequencing (ES) to be the panacea of all diag-
nostic dilemmas, particularly when routine laboratory studies and tissue biopsies
fail to establish a diagnosis. Indeed, ES has ushered in a new diagnostic era. Thanks
to the reduced cost of sequencing, massive utilization of ES is now widely available,
turning it into first-tier clinical testing for diagnostic evaluation of developmental
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 119
delay and other congenital anomalies [8–10]. ES is perhaps most heavily relied
upon in the neonatal intensive care unit (ICU), in which a third of admitted patients
are due to genetic causes [11]. ES is also heavily relied upon for primary mitochon-
drial disorders (PMD) [12], for which there is a notorious lack of biomarkers with
adequate specificity [13]. This is further exemplified by the staggering finding of
normal muscle respiratory chain enzymes in 10–20% of cases with mitochondrial
myopathy undergoing invasive diagnostic procedures [14].
Nonetheless, as intriguing as it may appear, a diagnosis relying solely on ES
without additional laboratory results lowers the test’s pretest probability and
increases the likelihood of false-positive results [15]. The American College of
Medical Genetics and Genomics (ACMG) recommends that effort should be made
to avoid using the pathogenicity of a variant as the sole evidence of a Mendelian
disease but rather should be used in conjunction with other clinical information
[16]. Perhaps, the best demonstration of the chasm between the diagnostic promise
of ES and reality is variants of uncertain significance (VUS) [17], perceived as a
“challenge” in ~1/3 of the articles reporting ES results [18]. With inconclusive
molecular data, generating a snapshot of metabolites during illness creates a func-
tional bioassay for candidate metabolic pathways. It provides an independent tool
for ruling in or ruling out suspected diagnoses. Following the ACMG variant inter-
pretation algorithm [16], metabolomic data fall into the functional data category by
providing “well-established functional studies to show deleterious [or non-
deleterious] effect,” which is considered strong supportive information for the
pathogenic or benign nature of a variant. Metabolomic data, therefore, can push the
needle from the neutral zone (a VUS) to the actionable zone [19, 20]. It is, neverthe-
less, of utmost importance to report only significant variations in metabolites to
avoid reporting fluctuations stemming merely from dietary changes, environmental
factors, drug exposure, and normal daily changes in metabolism. However, the defi-
nition of significance is still laboratory dependent [21]. It is also of equal impor-
tance to provide detailed clinical information and the nutritional and therapeutic
status of the patient to the performing laboratory to optimize the data analysis.
Given that a VUS is a common finding in ES, estimated to occur in 30–80% of clini-
cally indicated ES tests [22, 23], and comprises ~30% of variants found by targeted
sequencing for suspected inborn errors of metabolism (IEMs) [24], a variant valida-
tion and classification tool alongside molecular diagnostics is critical. UM serves as
a valuable biochemical, functional validation instrument that can be integrated into
clinical care.
2.1 Monoamine Synthesis
2.2 Ornithine Metabolism
Diagnosis by variant reclassification was also made in a 7-year-old male with global
developmental delay (GDD), ADHD, epilepsy, and ectodermal abnormalities [33].
The boy was found to have a novel, presumed splice-site VUS in ODC1. This gene
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 121
encodes ornithine decarboxylase, converting ornithine into putrescine, the first step
of the spermidine pathway. UM showed excessive N-acetylputrescine, a metabolite
of putrescine, confirming a gain-of-function variant in this gene, consistent with a
diagnosis of Bachmann-Bupp syndrome (MIM 619075), an autosomal dominant
disorder of neurodevelopment characterized by GDD, macrocephaly, white matter
and callosal abnormalities, spasticity, seizures, and ectodermal defects (alopecia,
cutaneous vascular malformations) [34, 35].
VUS reclassification can also direct treatment for metabolic disorders amenable to
the intervention. The NAD(P)HX repair system is a highly conserved two-enzyme
system that restores damaged NAD(P)H [36]. In an acidic and hyperthermic envi-
ronment, NADH and NADPH can both undergo hydration into NAD(P)HX nonen-
zymatically [37]. Without the repair system, the inactive NAD(P)HX accumulates
and depletes the NAD+ pool under cellular stress. Biallelic pathogenic variants in
either of the genes coding for the two enzymes, NAXD and NAXE, cause a rapidly
progressive neurometabolic disorder triggered by inflammatory stress (mostly
febrile illness), bearing high mortality in the first decade of life (MIM 618321 and
617186, respectively) [38–40]. A case of a fever-triggered encephalomyopathy cri-
sis in a 16-year-old adolescent demonstrated a small deletion encompassing the first
two exons of NAXD, in trans to a missense VUS in the exon 1-intron 1 splice donor,
suspected to alter both splicing and the mitochondrial localization of NAXD, which
contains the mitochondrial targeting sequence in its first exon [41]. Plasma UM dur-
ing metabolic crisis demonstrated NAD+ depletion and led the medical team to initi-
ate niacin therapy. Under therapy, clinical status improved, and baseline
metabolomics demonstrated repletion of NAD+. Not only did UM biochemically
support the pathogenicity of the variant, but it also provided monitoring data for the
targeted treatment. These results were further validated in a case of NAXE defi-
ciency, for which evidence of depletion of NAD+ derivatives was presented during a
crisis. Niacin treatment appeared to prevent metabolic decompensation during a
subsequent febrile illness while on niacin supplementation (Fig. 1).
2.4 Riboflavin Metabolism
Fig. 1 NAD(P)HX repair system deficiency and plasma untargeted metabolomics. Top: NAD+
utilization (red) and repletion by biosynthesis (green) pathways are shown. When the repair system
is defective (left, black), correction of spontaneously converted NADH to NADHX back to NADH
(blue) is impaired, lowering available NAD+ and, thus, lowering utilization products while increas-
ing upstream biosynthesis markers (quinolinate). Bottom: Plasma metabolomic profiles of defi-
ciency in the NAD(P)HX repair system when patients are under inflammatory stress. Two patient
profiles are shown, one for each repair system enzyme (NAXD, NAXE), with the effect of NAD+
depletion on selected analytes (red bars) and after supplementation with niacin (green bars). Taken
together, in both NAXD and NAXE deficiencies, these results point to NAD+ depletion during
inflammatory stress that is amenable to correction with substrate repletion. Bottom: Left panel—
At the time of acute inflammatory stress, the red bars show the metabolomic profile from a patient
with NAD(P)HX dehydratase deficiency (NAXD, EC [Link]), demonstrating the absence of
1-methylnicotinamide, marked deficiency in N1-methyl-2-pyridine-5-carboxamide, and increased
quinolinate (red bars). At 11 months’ post-crisis, the patient underwent another UM profiling
(green bars), showing a reversal of these alterations while under niacin treatment. Bottom: Right
panel—Shown are the same key molecules in plasma from a patient with NAD(P)HX epimerase
deficiency (NAXE, EC [Link]) demonstrating similar trends during an acute inflammatory crisis
(red bars). Repeat UM profiling at 9 months’ post-crisis while on niacin supplementation showed
a reversal of these alterations (green bars)
the entire cord, and cauda equina nerve root thickening and enhancement. ES
showed a pathogenic variant and a novel VUS predicted to cause an in-frame single
amino acid deletion (p.Phe153del) in SLC52A2, an intestinal basolateral and a
blood-brain barrier riboflavin transporter (MIM 607882). UM showed elevated C6
(hexanoylcarnitine), C8 (octanoylcarnitine), C10 (decanoylcarnitine), and C10:1
(decenoylcarnitine), supporting the pathogenicity of the in-frame deletion variant,
in addition to elevations in 2-hydroxyglutarate, methyl succinate, and ethylmalo-
nate, common secondary alterations in short- and medium-chain fatty acid oxida-
tion defects. These perturbations can also be detected on TM, yet the value of UM
was nicely demonstrated by showing additional perturbations in metabolic path-
ways that are related to riboflavin deficiency. Riboflavin is the precursor of flavin
adenine dinucleotide (FAD), a necessary cofactor for kynurenine-3-monooxygenase,
the de novo NAD+ biosynthesis pathway member; in the patient, the proximal kyn-
urenine was increased, and the distal picolinate was decreased. Reduction of
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 123
2.5 Histidine Metabolism
Fig. 2 Metabolomic map of the histidine catabolism pathway in a patient with urocanate hydra-
tase (EC [Link], urocanase) deficiency in (a) plasma and (b) urine. The affected arm of the
pathway, highlighted in green arrows in both plasma and urine, shows the accumulation of analytes
immediately upstream to the enzymatic block, trans-urocanate and cis-urocanate. These accumula-
tions then result in the subsequent accumulation of imidazole propionate (in equilibrium with
trans-urocanate) and, to a lesser degree, 1-methylhistidine. In urine, the deficiency of the down-
stream analytes, hydantoin-5-propionate and glutamate, are also shown (blue circles). The color,
diameter, and shading of each circle are proportional to the Z-score. Red circles indicate analytes
in excess (Z-score > +2); blue circles represent deficient analytes (Z-score < −2); pink circles
indicate analyte excess with a Z-score > +1.5 < +2. Black circles indicate analytes within
−1.5 ≤ Z-score ≤ +1.5. Gray circles indicate analytes that are not measured in this assay. (Adapted
from Glinton et al., 2018. Urocanate hydratase (urocanase) is indicated by the black “no entry” sign)
prioritization tool based on human phenotype ontology data and standard pathoge-
nicity prediction (variant prevalence, conservation, and information from model
organisms and inheritance patterns). In another approach, Reafect [64] assigned a
score based on cumulative pathway perturbations, including metabolites with sub-
significant Z-scores, correctly predicting the causative gene in the top fifth centile in
80% of the 76 patients harboring 36 different IEMs. When combined with the del-
eteriousness predictive score, Combined Annotation Dependent Depletion (CADD)
[65], specificity further increased. Another promising approach is the implementa-
tion of a siamese neural network, weighing in the tandem computational metabolic
network (for predicting metabolite flux) and machine learning (ML, for matching
metabolic networks to diseases) trained by the ML algorithm [66]. The model used
a single simulated profile for each disease with real data points from only 2% of the
diseases to outperform a generic algorithm that prioritizes causative genes based on
distance from real data profiles (using the L1 Manhattan metrics). Limitations to
ML include the quality of the training set and the generalizability of metabolic pro-
files to novel diseases. Nonetheless, implementing predictive ML-based algorithms
promises to reduce the number of patient-derived samples required for disease dis-
covery (smaller cohorts), a vital prerequisite in the world of rare diseases such as
IEMs [59].
Biomarkers are crucial for the effective screening, designation, and diagnostic con-
firmation or exclusion of diseases by UM. Biomarkers are also critical in monitor-
ing an affected patient’s metabolic status and treatment efficacy. Clinical biomarkers
for IEMs are abundant [67], although most are derived from TM. Many biomarkers
are assessed by routine biochemical tests, such as ammonia, lactate, uric acid, and
cholesterol, or from TM, such as UOA (e.g., trimethylamine in fish odor syndrome)
or PAA (high phenylalanine in PKU). To increase specificity, either identification of
disease-specific biomarkers can assist in the diagnosis (or ruling out) of a disease,
such as allo-isoleucine in MSUD or argininosuccinic acid in argininosuccinate
lyase (ASL) deficiency, or the identification of several non-pathognomonic metabo-
lites, such as low levels of lysine, ornithine, and arginine in plasma amino acids
suggestive of LPI, or the elevation of propionylcarnitine on ACP, methylmalonic
acid in UOA, low methionine on PAA, and homocysteine in the blood, indicative of
an intracellular cobalamin utilization defect. UM can instigate both strategies. By
its untargeted nature, UM has the potential to uncover biomarkers that were not
known to be associated with an IEM or not visible by targeted testing.
128 J. Manor and S. H. Elsea
3.1 Peroxisome Biogenesis
3.2 Urea Cycle
The urea cycle is the principal mechanism for the clearance of waste nitrogen
resulting from protein turnover, the sole source of endogenous production of argi-
nine, ornithine, and citrulline, and a principal component of the nitric oxide (NO)
production pathway [72]. The urea cycle is also connected with TCA anaplerosis
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 129
0 1 2 3 4 5 6 7 8 9
ZSD < 10 y of age
Lysoplasmalogen 7.81E-7
Plasmalogen 1.17E-9
Sphingolipid Metabolism 3.34E-9
Phosphatidylcholine (PC) 2.27E-7
Fatty Acid, Dicarboxylate 0.14
Methionine, Cysteine, SAM and Taurine Metabolism 0.27
Lysophospholipid 0.23
Androgenic Steroids 0.49
Glycine, Serine and Threonine Metabolism 0.49
Purine Metabolism, Adenine containing 0.62
Diacylglycerol 0.69
Endocannabinoid 0.69
Phospholipid Metabolism 0.69
TCA Cycle 0.75
Lysine Metabolism 0.75
Urea cycle; Arginine and Proline Metabolism 0.74
Leucine, Isoleucine and Valine Metaboilsm 0.76
Primary Bile Acid Metabolism 0.83
Phosphatidylethanolamine (PE) 0.83
Secondary Bile Avid Metabolism 0.89
Histidine Metabolism 0.92
Gamma-glutamyl Amino Acid 0.92
Tyrosine Metabolism 0.92
Dipeptide 0.94
Fatty Acid Metabolism(Acyl Carnitine) 0.95
0 1 2 3 4 5 6 7 8 9
Dipeptide 0.04
Lysoplasmalogen 0.17
via the alternative synthesis of fumarate. UCDs include eight different IEMs
resulting from defects in any one of the six enzymes or two transporters involved
in the hepatic removal of ammonia as waste nitrogen by its conversion to urea and
excretion by the kidneys [73]. Mortality and morbidity primarily contribute to
neurological damage resulting from hyperammonemia (HA) and the elevation of
other neurotoxic intermediates of metabolism [74]. A typical presentation of a
UCD includes neonatal hyperammonemic crisis; however, nontypical presenta-
tions of later-onset HA, acute liver dysfunction, intellectual disability, or insidious
pyramidal signs of the lower extremities with minimal HA crises (in arginase
deficiency) have been described [27]. It has been suggested that arginase defi-
ciency, with its unique presentation compared to other UCDs, exerts a neurotoxic
130 J. Manor and S. H. Elsea
effect by the guanylation of glycine, with the excess arginine serving as a guani-
dine donor rather than acute HA crises [75]. In a cohort of 13 patients with arginin-
emia, Burrage et al. demonstrated an increase in additional guanidine compounds,
namely, N-acetylarginine, homoarginine, argininate, and 2-oxoarginine, to a
greater degree than guanidinoacetate (GA) [76]. Guanidine compound (GC) tox-
icity is believed to be derived from the observed in vitro neurotoxicity: diminished
response to the inhibitory GABA and glycine neurotransmitters [77], promotion
of non-apoptotic cell death and axonal hypersprouting [78], and inhibition of Na+/
K+-ATPase activity and glutamate uptake, and decrease in antioxidant defense in
the rat brain [79]. Other toxic effects of GC include ethanol-induced liver injury,
stimulated osteoclastogenesis, generation of reactive oxygen species (ROS), and
modulation of cerebral cortex potentials [79]. In GAMT deficiency, GA is the
main GC accumulating and phenotypically exerting a greater degree of intellec-
tual disability, refractory epilepsy, and dystonia. At the same time, pyramidal
signs are less dominant as compared to arginase deficiency. While these results
may indicate an important role of GA in the developing brain, another important
modifier between the two disorders is the creatine level, which is normal in argi-
nase deficiency and low in GAMT deficiency [80]. Peripheral administration of
polyethylene glycol amalgamated to (PEGylated) arginase, now in advanced
stages of development, will help elucidate further pathomechanistic insights by
the peripheral reduction of arginine excess without restoring urea cycle function
in the liver.
The same study by Burrage and colleagues also examined a UM profile of OTC
deficiency, a severe X-linked disorder bearing high morbidity and mortality among
males and affected females. In this UCD, morbidity is attributed to HA crises, and
biomarkers are scarce, making this disorder “unscreenable.” In this study, 83% of
patients (10/12) with a history of hyperammonemia (excluding females with no
such history) showed a significant elevation (Z-score >+2) of either orotate or uri-
dine. Other biomarkers of increased pyrimidine metabolism (due to the shunting
of the cabamoylphosphate from the dysfunctional urea cycle), β-ureidopropionate,
and uracil were not significantly elevated. For screening purposes, the sensitivity
of these markers is ~60% (10/17), and the specificity is also low, given shared
pathway perturbation with other UCD and pyrimidine metabolism defects; how-
ever, these results point to an important consideration for biochemical testing,
indicating such abnormalities in cases of uncertain diagnosis given the sensitive
nature of this disorder. The authors are aware of a case of a 1.5-year-old female
presenting with fulminant liver failure and nonspecific liver biopsy for which only
uracil was elevated in urine on traditional metabolic screening. Based on that
result, a presumptive diagnosis of OTC deficiency was made, and targeted treat-
ment was promptly provided; molecular testing later confirmed the suspected
diagnosis. Both citrullinemia and ASL deficiency did not show unique metabolic
fingerprints beyond the accumulation of citrulline and argininosuccinic acid,
respectively [76 ].
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 131
3.3 Pyruvate Kinase
Pyruvate kinase deficiency (PKD, MIM 266200) is the most common form of inher-
ited anemia due to glycolytic defects. It results in a spectrum of hemolytic anemia
that can result in infantile-onset transfusion-dependent anemia or a milder form of
compensated anemia [81]. A diagnostic gap exists for PKD due to the unsatisfactory
performance of activity assays, a genetic composition complicating molecular diag-
nosis (variants in regulatory elements or effector genes such as KLF1), and the
confounding effect of frequent blood transfusion on these methods [82]. In a cohort
of 16 patients with PKD (against 32 controls), van Dooijeweert et al. showed three
groups of metabolites in DBS that differed between the two cohorts: glycolytic
products phosphoenolpyruvate and 2- and 3-phosphoglycerate, as one might expect,
along with polyamines, such as spermine, spermidine, N1-acetylspermidine, and
putrescine, which are associated with red blood cell (RBC) membrane integrity, and
acylcarnitines such as methylmalonylcarnitine and propionylcarnitine which are
involved in turnover and repair of the RBC membrane [83]. Principal core analysis
showed a separation of metabolic profiles between the two groups. Interestingly, the
mildly affected patients with no history of transfusion dependence or splenectomy
more closely resembled the control group, followed by transfusion dependence
(severe phenotype), probably due to the frequent retrieval of donor RBC, and the
splenectomized patients (moderate phenotype) were furthest away from control.
Based on these findings, a machine learning algorithm trained on a subset of the
cohort could predict the disease in 94% of cases.
3.4 Glucose Transporter 1
models include near-complete abrogation of the transporter [85]. The sole thera-
peutic option available is a classic ketogenic diet (CKD). By altering the brain
energy fuel into mainly ketone bodies, this therapy dramatically affects seizures
and can improve cognitive outcomes. However, diet discontinuation was reported
in up to 10% of patients due to side effects [86], and low compliance led experts to
recommend alternative low carbohydrate diets (such as the modified Atkins diet)
for adolescents and adults [87] and even exploring amylopectin-based diet of the
low glycemic index [88]. Monitoring CKD is based on serum β-hydroxybutyrate
levels, as measuring urine ketones—a convenient and qualitative measure of aceto-
acetate—has a limited role in diet monitoring [87]. A more comprehensive picture
created by UM performed on six treated patients with GLUT1DS [89] showed
elevations in β-hydroxybutyrate, β-hydroxybutyrylcarnitine, β-methyladipate, and
N-acetylglycine. Other elevated derivatives were α-ketobutyrate, β-hydroxylaurate,
10-nonadecenoate, margarate, 15-methylpalmitate, and α-aminoheptanoate.
Furthermore, pathway analysis using Kruskal-Wallis analysis (comparing pathway
metabolite perturbations vs. non-pathway metabolite perturbations) showed
involvement of long-chain fatty acids, phospholipids, acylcarnitines, and, to a
lesser degree, sphingolipids, mono-hydroxy fatty acids, and polyunsaturated fatty
acids. In accordance with fatty acid utilization, free carnitine levels were low, while
carnitine-bound metabolites were elevated. CSF UM of three patients prior to CKD
onset revealed low levels of glycerol 3-phosphate, an intermediary metabolite in
lipid metabolism, and an increased level of isocitrate, which can indicate a TCA
dysfunction [89]. These results supply a CKD metabolic profile with a more com-
plete ketosis map, which can assist in diet fine-tuning, e.g., increasing the fat-to-
carbohydrate ratio to increase overall ketosis or examining the effect of decreasing
the ratio in reduced diet tolerability. The results can also guide the need for supple-
mental carnitine due to increased secondary excretion in ketosis, which, although
it is considered a benign supplementary agent, can also exacerbate GI-related
symptoms in patients under this GI-unfriendly diet and can also independently
elevate plasma trimethylamine N-oxide (TMAO) levels, an atherosclerotic agent
[90, 91].
3.5 Serine Metabolism
Serine biosynthesis defects occur due to deficiency in either of the three enzymes
converting 3-phosphoglycerate into serine, phosphoglycerate dehydrogenase
(PGDH), phosphoserine aminotransferase (PSAT), and phosphoserine phosphatase
(PSP), and result in a severe neurometabolic disorder including severe intellectual
disability, ataxia, nystagmus, epilepsy, hypertonia/spasticity, microcephaly, and
poor growth. Deficiencies in enzymes of the serine de novo biosynthesis pathway
result in low plasma and CSF levels of serine. Low serine impedes the synthesis of
sphingolipids (from serine and palmitoyl-CoA), phosphatidylserine, d-serine (an
agonist to the ionotropic glutamate receptor N-methyl-d-aspartate (NMDA)), and
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 133
Table 1 TM versus UM findings in two disorders of the nonoxidative portion of the pentose
phosphate pathway [97]
Metabolic Targeted metabolomics Untargeted metabolomics
pathway Plasma Urine Plasma Urine
TALDO Polyol Arabitol Arabitol Arabitol/xylitol Arabitol/xylitola
a
The muscular disease has a broad differential diagnosis and multiple pathological
mechanisms. An important etiological group is the mitochondrial myopathies, with
can have early- or late-onset and acute or subacute course and are progressive in
nature [14]. Buzkova et al. compared the metabolomic profiles of mitochondrial
myopathies and ataxias (lumping the sporadic inflammatory disorder inclusion
body myositis, which also affects mitochondrial functioning) in comparison to non-
mitochondrial neuromuscular diseases [98]. This study utilized TM of 94 metabo-
lites but is included herein, given its broad application and interest in disease
fingerprinting. The first group demonstrated alterations in the transsulfuration path-
way, including elevated cystathionine (1.9–4.1-fold increase) and a less consistent
reduction in taurine. In contrast, the second group was characterized by normal
levels of cystathionine, depletion of nicotinamide (−1.7-fold change), and increased
creatine (2.1-fold change). Alterations were also found in carbohydrate metabolism
leading the authors to propose a quad-biomarker set of elevations in sorbitol, ala-
nine, myoinositol, and cystathionine, producing an area under the curve similar to
fibroblast growth factor-21 (FGF-21), lactate, and pyruvate, to distinguish the mito-
chondrial origin of myopathy (with an overall 76% sensitivity, 95% specificity). A
particular mitochondrial myopathy, mitochondrial encephalomyopathy, lactic aci-
dosis, and stroke-like episodes (MELAS, MIM 540000) showed elevations in car-
bohydrate derivatives (sorbitol, glucuronate, myoinositol, and sucrose), decreased
arginine, and an increase in transsulfuration intermediates (cystathionine,
γ-glutamyl-cysteine S-adenosylmethionine, and glutamate) with a decrease in ade-
nosine, guanidinoacetate, and betaine. In another UM study of MELAS patients,
Sharma et al. demonstrated novel amino acid, acylcarnitine, and fatty acid biomark-
ers [99]: N-lactoyl attached to the branched-chain amino acids leucine, isoleucine,
or valine or to the aromatic amino acids phenylalanine and tyrosine; β-hydroxy
acylcarnitines of even-length C10:0 to C16:0 (C10:0, C12:0, C14:0, C16:0); and
β-hydroxy fatty acids of even-length C8:0 to C14:0. These biomarkers were associ-
ated with the degree of diseased severity (per Karnofsky performance score).
Interestingly, β-OH-C16:0 carnitine showed a severity correlation similar to the
well-accepted growth/differentiation factor-15 (GDF-15) [100], while β-hydroxy
acylcarnitines and β-hydroxy fatty acids correlated with ventricular lactate levels,
and the N-lactoyl-amino acids correlated with urine heteroplasmy. Table 2 summa-
rizes selected metabolic pathways in which more than 10% of metabolites are sig-
nificantly altered in the individual disorders (two-sample t-test for significance).
Table 2 Plasma metabolic pathways in which ≥10% of metabolites are altered compared to control in selected mitochondrial myopathies and ataxias,
136
mtDNA mitochondrial DNA, IOSCA infantile-onset spinocerebellar ataxia, MIRAS mitochondrial recessive ataxia syndrome, MELAS mitochondrial encepha-
lomyopathy, lactic acidosis, and stroke-like episodes
a
Sharma et al.
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 137
4 Future Perspectives
Glossary
Dried blood spot (DBS) A method of whole blood sample collection in which a
small amount of fresh blood is blotted onto an absorbent filter paper, followed by
drying. This method provides a convenient storage and shipment platform and
is widely used for newborn screening. Typically, a small punch from the DBS
paper is eluted with phosphate-buffered saline, availing the sample for testing.
Elevation/reduction (of a metabolite) In the context of this chapter, a metabolite
is considered reduced (insufficient) or elevated (in excess) when UM reveals a
Z-score ≥+2 or ≤−2. The Z-score is the number of standard deviations that a data
point differs from the population means, representing the relative level of a given
metabolite. Raw values for individual metabolites are log2-transformed, and the
relative Z-score is calculated compared to a lab-specific reference population
[91, 111–113].
Inborn error of metabolism (IEM) A heterogeneous group of mostly inherited
disorders involving a failure of the certain metabolic pathway(s) to break down
or store biomolecules (typically carbohydrates, lipids, or amino acids) in the cell.
Untargeted Metabolomics, Targeted Care: The Clinical Utilities of Bedside Metabolomics 139
Although any given inborn error of metabolism is rare, taken as a group, inborn
errors of metabolism occur in 1 in 2000 births [114].
Molecular confirmation A suspected diagnosis, as suggested by biochemical test-
ing such as UM, is said to be molecularly confirmed when genomic sequenc-
ing reveals pathogenic variants, either monoallelic for autosomal dominant or
X-linked disorders or biallelic for recessive disorders in the gene associated with
the metabolic abnormality. Sequencing can be targeted for the specific gene(s) or
untargeted as exome or genome sequencing. In the latter case, further confirma-
tion by Sanger sequencing may be performed to validate the variants identified.
Reference population A lab-specific reference population created by performing
UM on samples received in the clinical laboratory, with careful inclusion and
exclusion of clinical samples to ensure pathways and analytes are covered for
comprehensive clinical assessment. Raw data for each metabolite are median
scaled, log2 transformed, extreme outliers removed, and Z-scores generated based
on the mean and standard deviation in this reference population [91, 111–113].
Traditional screening methods Screening tools for certain common abnormalities
indicative of diseases. While there is no definition per se for traditional screen-
ing methods, they usually include organic acids measured in urine (urine organic
acids, UOA); measurements of standard amino acids in plasma (PAA); and car-
nitine conjugates of fatty acids (acylcarnitine profile, ACP). ACP and PAA are
examples of TM where predefined biochemicals are quantitatively measured
compared to known standards. UOA is a semiquantitative, untargeted analysis
in which analytes are qualitatively compared against a few laboratory-specific
internal standards. UOA and PAA are typically performed by liquid chromatog-
raphy (LC) and/or gas chromatography (GC) coupled with mass spectrometry
(MS). In contrast, ACP is performed by tandem MS/MS, where indicators are
aimed at detecting carnitine daughter ions.
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Metabolomics in the Study of Human
Mitochondrial Diseases
R. Sebaa
Department of Medical Laboratories, College of Applied Medical Sciences, Shaqra
University, Al-Dawadmi, Saudi Arabia
M.-E. Harper
Department of Biochemistry, Microbiology, and Immunology, Faculty of Medicine,
University of Ottawa, Ottawa, ON, Canada
Ottawa Institute of Systems Biology, University of Ottawa, Ottawa, ON, Canada
R. Al-Tassan
Department of Internal Medicine, King Abdullah Hospital, Bisha, Saudi Arabia
Department of Medical Genomics, Centre for Genomic Medicine, King Faisal Specialist
Hospital and Research Center, Riyadh, Saudi Arabia
M. Al-Owain
Department of Medical Genomics, Centre for Genomic Medicine, King Faisal Specialist
Hospital and Research Center, Riyadh, Saudi Arabia
A. M. Abdel Rahman (*)
Metabolomics Section, Department of Clinical Genomics, Center for Genome Medicine,
King Faisal Specialist Hospital & Research Center (KFSHRC), Riyadh, Saudi Arabia
e-mail: AabdelRahman46@[Link]
© The Author(s), under exclusive license to Springer Nature Singapore Pte 147
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
148 R. Sebaa et al.
ent levels of disease severity. The wide variety of leading causes and heterogenous
phenotypes of MDs make diagnosing MDs notoriously challenging. Despite these
challenges, multiple diagnostic examinations and tools, including family history,
phenotypic examinations, neurological imaging, biochemical tests, and genetic
analyses, have collectively enhanced the diagnosis of MDs. As a result of the diag-
nostic limitations and drawbacks, there have been demands for developing new
diagnostic approaches capable of detecting metabolic perturbations of MDs used as
metabolic biosignatures. For that reason, the metabolomic approach, the study of
small metabolites ≤1500 daltons, has recently garnered attention. While metabolo-
mics offers significant advances, it is recommended that data sets be integrated with
other diagnostic approaches. This chapter reviews the application of metabolomic
analyses in studying human MDs.
Abbreviations
ANT Adenine nucleotide translocase
ATP Adenosine triphosphate
BAT Brown adipose tissue
CAT Catalase
CE-MS Capillary electrophoresis-coupled mass spectrometry
CIL Chemical isotope labeling
CPEO Chronic progressive external ophthalmoplegia
DRP1 Dynamin-related protein-1
ETF Electron transfer flavoprotein
FIS1 Fission protein-1
GC-MS Gas chromatography-coupled mass spectrometry
GPxs Glutathione peroxidases
GSH Glutathione
IMM Inner mitochondrial membrane
IMS Intermembrane space
KSS Kearns-Sayre syndrome
LC-MS Liquid chromatography-coupled mass spectrometry
LHON Leber hereditary optic neuropathy
MDs Mitochondrial diseases
MELAS Mitochondrial encephalomyopathy, lactic acidosis, and stroke-like
episodes
MERRF Myoclonic epilepsy with ragged-red fibers
MFF Mitochondrial fission factor
MFN1 Mitofusins-1
MFN2 Mitofusins-2
MiD49 Mitochondrial dynamic proteins of 49 kDa
Metabolomics in the Study of Human Mitochondrial Diseases 149
1 Introduction
Fig. 1 Mitochondrial
structure consists of outer
mitochondrial membrane
(OMM), inner
mitochondrial membrane
(IMM), intermembrane
space (IMS), matrix,
cristae, and circular
mitochondrial genome
(mtDNA)
Metabolomics in the Study of Human Mitochondrial Diseases 151
Mitochondria are hubs of cellular metabolism. They are involved in many crucial
metabolic pathways, including the tricarboxylic acid cycle (TCA), fatty acid
β-oxidation, acyl-carnitine metabolism, urea cycle, amino acid degradation, keto-
genesis/ketolysis, steroidogenesis, and OXPHOS as shown in (Fig. 2). These path-
ways produce small molecular weight intermediate molecules called metabolites,
which are also important for cellular proliferation, signaling, survival, and function.
Defects in mitochondrial metabolism are associated with alterations in the level of
metabolites, which can directly or indirectly affect the physiology of tissues/organs
in the body [12, 29].
The OXPHOS system in the IMM consists of NADH dehydrogenase (complex
I), succinate dehydrogenase (complex II), cytochrome c reductase (complex III),
cytochrome c oxidase (complex IV), and ATP synthase (complex V) [30]. In detail,
in the presence of oxygen, mitochondria convert chemical energy stored in energy
substrates, such as pyruvate, acyl-CoA, ketone bodies, etc., into ATP through cou-
pled OXPHOS systems mediated via complex V. These energetic metabolites
undergo oxidative reactions producing reducing agents such as nicotinamide ade-
nine dinucleotide hydrogen (NADH + H) and flavin adenine dinucleotide dihydro-
gen (FADH2). These reduced coenzymes then provide electrons either to certain
OXPHOS complexes, including complex I and complex II or other IMM-bounded
activity. Thermogenesis results from the upstream oxidative reactions [35]. This is
depicted in (Fig. 4). Interestingly, there are other uncoupling proteins named UCP2
and UCP3, which protect against oxidative damage and facilitate fatty acid oxida-
tion in the tissues/cells [36]. UCP2 is found in most tissue types, while UCP3 is
predominantly found in the skeletal muscle and BAT, but their levels of expression
are approximately two orders of magnitude lower than the expression of UCP1 in
BAT [37, 38]. Adenine nucleotide translocase (ANT), which normally exchanges
cytosolic ADP for mitochondrial ATP, has been shown to cause proton leak across
the IMM and thereby possibly protect against oxidative damage [38–42].
During coupled or uncoupled OXPHOS pathways, ROS, which are byproducts
of aerobic metabolism, can be formed. ROS include superoxide anion (O2−), hydro-
gen peroxide (H2O2), and hydroxyl radicals (OH·). The last are reactive molecules
and free radicals derived from molecular oxygen produced in mitochondria.
Although they are needed at certain physiological levels to support cellular signal-
ing and transduction, increased and uncontrolled levels of ROS are detrimental,
causing pathological effects on cells/tissues such as proteins, lipids, and DNA [43–
45]. Therefore, cells/tissues have antioxidant systems that neutralize excessive
amounts of ROS. The antioxidant systems can be enzymatic and nonenzymatic
based. The enzymatic antioxidant system contains several enzymes, including
superoxide dismutase (SOD), catalase (CAT), glutathione peroxidases (GPxs), and
3 Mitochondrial Diseases
Various clinical approaches are utilized for diagnosing MDs, ranging from simple
to sophisticated methods. Suspected MD patients undergo a series of examinations
and tests. Examinations are extensive and include investigations of a patient’s fam-
ily medical history, clinical phenotypes, biochemical parameters, molecular genetic
tests, tissue biopsies, and neurological abnormalities. All these examinations have
usually been considered in diagnosing MDs because they give a comprehensive
picture of pathological status at distinct levels. Consensus-based recommendations
written by the Mitochondrial Medicine Society mention the optimal diagnostic
tools that can be used for MDs involving biochemical tests, genetic analyses, tissue
biopsy examinations, and neuroimaging as they explained the purposes of each
approach to verify the diagnosis of MDs [58].
Following the initial investigation of the medical family history and clinical phe-
notypes of the suspected MD patients, biochemical tests are usually performed on
biological fluids such as blood, urine, and CFS samples to measure the levels of
certain metabolites commonly disrupted in MDs, including pyruvate, lactate, acyl-
carnitines, ketone bodies, amino acids, and organic acids [58]. Lactate levels and the
ratio of lactate/pyruvate are commonly increased when mitochondria are defective
as pyruvate utilization by the mitochondria decreases. Moreover, ketone bodies are
often perturbed in MD patients. In addition, there are alterations in the level of
amino acids and organic acids in MD patients acting as an indication of mitochon-
dria dysfunction [59]. All the biochemical analyses mentioned above are not spe-
cific and exclusive to MDs because these alterations are a common feature in most
MDs and also could be seen in non-MDs.
Thus, supportive and specific analyses are needed to perform in addition to the
biochemical tests to improve the diagnostic investigation of MDs, involving neuro-
logical imaging of the central nervous system and collecting tissue biopsies from
MD patients for enzymatic analyses of OXPHOS and other mitochondrial proteins.
These methods show their great ability to inform about alterations in mitochondria
Metabolomics in the Study of Human Mitochondrial Diseases 157
in MDs cases; however, these methods have certain pitfalls as neurological imaging
detect abnormalities in the brain and nerve system developed only in particular, but
not all, MD patients [58]. In addition, enzymatic assays provide valuable functional
analyses of mitochondria, although they require an invasive tissue biopsy procedure.
In addition, genetic testing has been extensively included in the diagnostic
criteria of MDs since most MDs are inherited diseases. Genetic testing discovers
the genetic mutations leading to MDs. The implication of genetic testing has been
done for MDs through testing for common pathogenic variants in nDNA or
mtDNA genes associated with MDs by sequencing the whole mtDNA or nDNA
via whole genome sequencing (WGS) and/or whole exome sequencing (WES).
MDs that were identified by multiple genetic testing approaches include those
MDs developed by various pathogenic variants in genes coding for the following
proteins, NADH dehydrogenase, pyruvate dehydrogenase complex component X
(PDHX), ethylmalonic encephalopathy 1 protein (ETHE1), mitochondrial inner
membrane protein (MPV17), mitochondrial carnitine/acylcarnitine carrier protein
(SLC25A20), mitochondrial fission factor (MFF), F-Box and leucine-rich repeat
protein 4 (FBXL4), elaC ribonuclease Z 2 (ELAC2), protein PET100 (PET100),
iron-sulfur cluster assembly 2 (ISCA2), mitochondrial-processing peptidase sub-
unit alpha (PMPCA), metal cation symporter ZIP8 (SLC39A8), mitochondrial
coenzyme A transporter (SLC25A42), ATP-dependent zinc metalloprotease
(YME1L1), mitochondrial intermediate peptidase (MIPEP), mitochondrial cal-
cium uptake protein 2 (MICU2), cytochrome c oxidase subunit 5A (COX5A),
ubiquinone biosynthesis methyltransferase COQ5 (COQ5), and nundid hydrolase
2 (NUDT2) [60–74].
Regardless of the substantial implications of genetic approaches in identifying
MDs, the genetic approaches have certain diagnostic downsides. Specifically, these
genetic tests require reading out an unlimited number of genes, and the roles of
many genes are still not fully understood. Finding mutations in metabolism-related
genes that are functionally unknown, called variants of uncertain significance
(VUS), could be misleading in the context of MDs because it is not fully understood
if these unknown mutations affect health. Furthermore, mutations identified by
genetic tests might be secondary findings of other diseases not discovered or devel-
oped yet and unrelated to MDs of interest, which is considered a false-positive dis-
covery. In addition, genetic testing cannot be used for those MDs that are developed
by nongenetic factors over a patient’s lifetime [75, 76].
Consequently, based on the previous issues associated with the genetic
approaches, there is still a definitive need to perform alternative functional analyses
of suspected VUS found in metabolism-related genes to ensure whether these
genetic mutations truly cause MDs. Also, these alternative functional analyses could
help examine the pathogenic effects of nongenetic factors leading to MDs. Since
mitochondria work as a hub of metabolism and as metabolite producers, metabolo-
mics, which detect small metabolites ≤1500 Daltons through high-throughput mass
spectrometry, can predict mitochondrial status in health and disease. Metabolomics
has recently gained great attention because of its high potential to be used as a diag-
nostic tool for all types of MDs, either genetic or nongenetic MDs. The strengths of
158 R. Sebaa et al.
5 Metabolomics of MDs
Table 1 (continued)
Biological
MD name specimen Major findings Technique Ref.
Barth syndrome Plasma Perturbations in creatinine, NMR Sandlers
samples fatty acids, methionine, and spectroscopy et al. [84]
proline
Alterations in acylcarnitines, Targeted LC-MS
bigeneric amines, PC/lysoPC,
and amino acids
KSS Urine Increased levels of pyruvate, Targeted Semeraro
samples fumarate, and GC-MS et al. [85]
3-hydroxybutyrate
PMS Urine Increased levels of lactate,
samples 3-hydroxybutyrate,
3-hydroxyisobutyrate,
fumarate, pyruvate,
2-hydroxybutyrate, 2-methyl-
2,3-dihydroxybutyrate,
3-methylglutarate, 2-ethyl-3-
hydroxypropionate,
3-methylglutaconate, malate,
and tiglylglycine
MELAS Urine Increases in caproic/caprylic Targeted Esterhuizen
samples acid, 2-hydroxyglutaric acid, LC-MS/MS and et al. [86]
butyric/valeric/2- untargeted
hydroxybutyric/3-methyl-2- GC–MS and
oxovaleric acid, 4-pentenoic NMR
acid, acetylcarnitine, spectroscopy
propionylcarnitine, taurine,
acetic acid but decreased
metabolites pyruvic acid,
glycerol, carbamate,
2,5-furandicarboxylic acid,
fumaric acid, pseudouridine,
glycolic acid, and arabinose
MIDD Urine Increases in myoinositol,
samples 2-hydroxyglutaric acid,
4-pentenoic acid, glucuronic
acid, 2-hydroxyisovaleric acid,
glucose, 2-ethylhydracrylic
acid, and 3-hydroxyisobutyric
acid. Metabolites’ decrease
includes glycolic acid,
sarcosine, 1,2-ethandiol,
3-methylphenol,
2,5-furandicarboxylic acid,
homocysteine, arabinose, and
pseudouridine
Myopathy Urine Increases in 2-hydroxyglutaric
samples acid, 4-pentenoic acid,
3-methylphenol,
2-ethylhydracrylic acid, and
creatine but decreased glycolic
acid
Metabolomics in the Study of Human Mitochondrial Diseases 161
Table 1 (continued)
Biological
MD name specimen Major findings Technique Ref.
Parkinson’s Plasma and Altered pattern of metabolites Untargeted Stoessel
disease CSF involved in the metabolism of LC-MS and MS/ et al. [87]
samples glycerophospholipid, MS
sphingolipid, acylcarnitine,
and amino acids
Parkinson’s Urine Altered metabolites related to Untargeted Luan et al.
disease samples tryptophan and tyrosine LC-MS [88]
metabolism
Alzheimer’s CSF Altered patterns of choline, Untargeted Ibáñez et al.
disease samples dimethylarginine, arginine, capillary [89]
valine, proline, serine, electrophoresis
mass
histidine, creatine, carnitine,
and suberylglycine spectrometry
(CE-MS)
Medium-chain Dried Altered levels of certain amino Targeted LC-MS Scolamiero
acyl-coenzyme A blood spots acids and acylcarnitines et al. [90]
dehydrogenase
deficiency
disease
Long-chain Dried Decreases in lysine, valine, Targeted Jacob et al.
acyl-coenzyme A blood spots glycerol, and niacinamide but LC-MS/MS [91]
dehydrogenase and serum increases in glutamine succinic
deficiency samples acid and guanosine
disease
Type 2 diabetes Urine Decreases in Targeted LC-MS Salihovic
(T2D) samples t3-hydroxyundecanoyl- et al. [92]
carnitine
Insulin resistance Serum Insulin resistance altered Chemical isotope Gu et al.
samples amino acids such as amino labeling (CIL) [93]
acids (Asn, Gln, and his), liquid
methionine (met) sulfoxide, chromatography-
2-methyl-3-hydroxy-5- mass
formylpyridine-4-carboxylate, spectrometry
serotonin, L-2-amino-3- (LC-MS)
oxobutanoic acid, and
4,6-dihydroxyquinoline
Type 2 diabetes Distinct amino acids, amino
acid metabolites, and
dipeptides for T2D
162 R. Sebaa et al.
6 Conclusion
The application of metabolomics can be promising for the diagnosis and prognosis
of MDs in humans. However, it has been reported that metabolomic analyses have
certain challenges and limitations that need to be considered. For instance, metabo-
lomic analyses can be conducted by multiple mass spectrometry approaches, includ-
ing NMR, GC-MS, and LC-MS. All of them are used for various purposes due to
their different functionalities, metabolite coverage, and experimental design. Each
approach has advantages and disadvantages. For example, NMR is suitable for sig-
nificant volume samples, is nondestructive to samples, does not require sample
preparations, and gives reproducible data. However, NMR is not as sensitive as
other techniques, such as GC-MS and LC-MS, which can detect a large range of
metabolites with very tiny amounts of sample. GC-MS and LC-MS function based
on the polarity of metabolites, as GC-MS is mainly used more for nonpolar metabo-
lites. Thus LC-MS is the preferable approach for polar metabolites.
Nevertheless, MS approaches have certain drawbacks, such as lower reproduc-
ibility, higher-cost expensive techniques, and time-consuming sample preparation
steps. Thus, no single approach can comprehensively detect all metabolites with
various chemical and physical properties in biological samples within one analyti-
cal run. Other limitations are related to metabolomic data preprocessing and spec-
tral library databases. Examples of issues during metabolomic data processing
missing data can be seen, and that is due to several reasons, such as the concentra-
tion of metabolites being either lower or higher than the detection limit of the
machine. Another limitation of metabolomics is the availability of metabolite spec-
tral libraries for data analyses and interpretation. NMR and LC-MS approaches
have limited libraries compared to GC-MS libraries.
Many of the challenges associated with metabolomics can be overcome by com-
bining various approaches to detect and cover a comprehensive range of metabo-
lites. Furthermore, metabolomics shows the powerful capability and potential in
Metabolomics in the Study of Human Mitochondrial Diseases 165
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Metabolomics in the Study of Human Mitochondrial Diseases 171
Afshan Masood, Abeer Malkawi, Anas M. Abdel Rahman, and Mohamed Siaj
© The Author(s), under exclusive license to Springer Nature Singapore Pte 173
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
174 A. Masood et al.
Abbreviations
CS Cushing’s syndrome
DMA Dimethylamine
GH Growth hormone
GPR101 G protein-coupled receptor 101
GWAS Genome-wide association
IR Insulin resistance
LC-MS Liquid chromatography-mass spectrometry
NMR Nuclear magnetic resonance
PA Pituitary adenomas
rhGH Recombinant human growth hormone
UPLC Q-TOF Ultra-performance liquid chromatography quadrupole time
of flight
1 Introduction
Endocrinology is a branch of medicine that deals with studying the endocrine sys-
tem. The endocrine system comprises a system of specialized ductless glands
responsible for synthesizing, storing, and releasing their secretions, that is, hor-
mones, directly into circulation. Classically, hormone action occurs at different
peripheral target tissues having receptors for the specific hormones. In addition to
the classical endocrine signaling, hormones also act on neighboring cells (paracrine
effect), on the cell secreting the hormone itself (autocrine effect), or locally within
the cell without actually getting released from it (intracranial effect).
Hormonal action can be broadly described as important in controlling and coordi-
nating whole-body metabolism and maintaining body homeostasis. Hormones are
responsible for maintaining energy balance, regulating metabolic pathways, repro-
duction, growth and development, and response to injury, stress, and environmental
factors. The hormonal synthesis, production, and secretion are tightly regulated pro-
cesses, broadly, through complex regulatory feedback control loops or axes between
different endocrine glands. The feedback mechanisms control the circulating concen-
trations of the hormones within a tight physiological range necessary for optimal hor-
mone action at the cellular level. The most well known among these are those under
hypothalamic-pituitary control, such as the hypothalamo-pituitary-thyroid axis and
hypothalamo-pituitary-adrenal axis that control and regulate thyroid and adrenal hor-
mone action via the regulatory and organ-stimulating hormones. Endocrine dysfunc-
tion arises as a result of either subnormal (e.g., hypothyroid) or excess production
(e.g., hyperthyroid) of hormones or due to peripheral resistance to hormone action
(e.g., insulin resistance (IR)), which leads to different disease states.
Clinical evaluation of endocrine dysfunction is generally based on measuring
single effector hormones using immunoassays in the clinical laboratory. Although
these methods are well established and widely used in different hospital laborato-
ries, single hormone measurements, as commonly perceived, do not completely
Metabolomics of Rare Endocrine, Genetic Disease: A Focus on the Pituitary Gland 175
Although the paradigm of studying hormonal action and related diseases focused on
the concept of one anatomical gland and its associated hormone, this view is chang-
ing with many interrelated complex interactions being identified between the differ-
ent hormones. Hormones do not act in isolation; a single hormone affects multiple
organs and functions, and several hormones control each function. Identification of
various genetic polymorphisms conveying an increased risk of developing endo-
crine disease has been identified through genome-wide association (GWAS) stud-
ies. These studies have greatly improved knowledge and genetic testing, becoming
a significantly important component for the thorough clinical diagnostic workflow
in endocrine diagnostics and the routinely performed biochemical laboratory analy-
sis [4, 5].
Recent studies using GWAS have identified many genetic mutations (such as
single nucleotide polymorphisms, allelic loss or gene amplification, and epigenetic
changes, usually by promoter methylation chromosomal defects) and their variants
that are known to lead to endocrine disorders and pathogenic or benign neoplastic
endocrine disease conditions [5–9]. This has been facilitated through clinical genetic
studies in patients carrying mutations with well-characterized presentations and
manifestations. These genetic mutations have been identified in genes involved in
regulating the cell cycle, growth factors, signaling pathways, and hormone recep-
tors. The genetic mutations may either result in gain of function or loss of function
of the specific genes and their downstream protein products. These defects in pro-
teins translate into biochemical enzymatic defects resulting in alterations in the hor-
monal levels due to disorders of hormone synthesis or receptor uptake, to name a
few, resulting in endocrine disease [9–13].
Additionally, advances in cellular biology and transcriptomic studies have shown
the significant role that hormones play in regulating gene expression. Mutations in
the germline result in familial diseases, while somatic mutations may present with
expression only within specific tissues. Evaluation of rare endocrine genes besides
the characterization of the hormonal defects requires a comprehensive genetic
workup [4, 5].
176 A. Masood et al.
Genetic diagnostic testing in rare endocrine conditions has become important for
achieving an early molecular diagnosis and identifying presymptomatic individuals.
Although significant, genetic evaluation is not without disadvantages as it is highly
specialized and not easily available routinely. Recent advances in OMIC technolo-
gies, specifically in metabolomics, have shown that changes in the metabolite pat-
tern reflect the associated disease conditions [14]. The disease is often seen to
exceed the influence of clinical factors. The variations in many metabolites have
been heritable and linked to distinct loci identified by GWAS [15]. Genetic variants,
particularly of the enzyme coding genes, are associated with changes in the proteins
regulating the homeostasis of key lipids, carbohydrates, or amino acid metabolisms
and metabolites.
Over the last decade, the understanding of physiological and pathological pro-
cesses underpinning endocrine and endocrine-related disease has significantly
expanded, aided by advances in mass spectrometry (MS) approaches and novel
molecular biological and computational tools. The metabolic compound dysregula-
tion is associated with changes in physiology which are consequences of a unique
expression of the genes. A small variation in protein expression can significantly
affect the metabolic pathway activity with alterations in concentrations of metabo-
lites related to the relevant proteins. Thus, compared to both the proteome and tran-
scriptome, metabolomic profile is far more sensitive. The development of the
high-throughput omic platforms has helped identify the specific metabolites altered
with endocrine diseases and more so in the cases of rare genetic, endocrine diseases.
Determining metabolomic features as causes of endocrine disorders provides a bet-
ter holistic opportunity to understand the related pathophysiology and develop
approaches for personalized therapy [16].
The hypothalamus along with pituitary gland together constitutes a functional unit
responsible for secreting regulatory hormones that exert control over the functions
of nearly all the endocrine glands. The pituitary is the master regulatory gland of the
body, acting through several hypothalamic-pituitary-target organ regulatory axes.
Any defects arising within these regulatory systems, synthesis, storage, or release of
the hormones impact the human body’s overall physiological functions, leading to
disorders and diseases.
Primary dysfunction of the pituitary gland is uncommon. The majority of the
cases of hypo-, hyper-, or panhypopituitarism arise secondary to the presence of
either neoplastic or benign tumors such as adenomas. Pituitary adenomas (PA) are
benign neoplasms that are highly heterogeneous with varying subtypes and accounts
for nearly 15% of primary tumors arising in the brain. They are either secretory
based on the increase or decrease in the hormones secreted by the affected cell types
or nonsecretory. Inherited genetic mutations, although rare, have been identified by
GWAS and are known to lead to the development of benign PA, with several genetic
Table 1 The different endocrine glands with the associated disease, gene locus, and major metabolites altered with the disease
Endocrine Metabolomic
178
mutations identified as single gene mutations. These have been identified for single
genes encoding for guanine nucleotide-binding protein G(s) subunit alpha (GNAS)
and G protein-coupled receptor 101 (GPR101), aryl hydrocarbon receptor-
interacting protein (AIP), and deubiquitinase genes: USP8, USP48, and BRAF. PA
can also occur in familial syndromes, including MEN1, SDHx (mutated in the PA,
pheochromocytomas, and paragangliomas), von Hippel-Lindau, DICER1,
PRKAR1A (mutated in Carney complex), succinate dehydrogenase-related familial
PA, GPR101 (involved in X-linked acrogigantism), neurofibromatosis type 1 (NF1),
and Lynch syndromes [17]. The phenotype of the secretory PA depends on the
affected cell types and the hormones secreted; growth hormone (GH)-secreting
somatotroph adenomas result in acromegaly, corticotroph cell adenomas-secreting
corticotropin hormone result in Cushing’s disease, lactotroph cell adenomas-
secreting prolactin result in hyperprolactinemia, and thyrotropin-secreting adeno-
mas result in hyperthyroidism. The nonsecreting adenomas, on the other hand,
manifest as incidental pituitary sellar masses and lead to hypogonadism. The clini-
cal diagnosis of pituitary disease, irrespective of the cell type affected, is challeng-
ing. This is because of the wide range of presenting symptoms, nonspecific changes
in single-hormone measurements, the need for adopting stimulation or suppression
testing, and the requirement for imaging studies. Metabolomic approaches using
GC/LC-MS have profiled pituitary-related diseases and identified biomarkers dif-
ferentiating between patients with PA and healthy controls. Plasma secretory plasma
metabolomic profiling revealed significant alterations in the metabolism of amino
acid, specifically in alanine, glutamate (metabolites of the glutamate oxidationcy-
cle), and aspartate (metabolite of the urea cycle involved in gluconeogenesis), and
increase in homocysteine levels. Increased homocysteine levels in patients with PA
are considered to be the cause for increased cytotoxicity and oxidative stress [18].
In addition to the findings in plasma, pituitary tissue metabolomic profiling was
also done on tissue sections removed postoperatively from patients with gonadotro-
pin- and PRL-secreting PA. The metabolomic profile showed differential regulation
of phosphoethanolamine, glutamate, glutamine, N-acetyl aspartate, aspartate, and
myoinositol, which are known metabolites involved in the regulation of the central
nervous system. Levels of these metabolites distinctly differentiated between the
two adenomas with PRL-secreting PA showing a decrease in levels of phosphoetha-
nolamine, N-acetyl aspartate, and myoinositol while aspartate, glutamate, and glu-
tamine levels were increased. Women with PRL-secreting PA showed higher
estrogen metabolites and 17-ketosteroids in the urine. The increase in these metabo-
lites was most likely due to reduced enzymatic actions of 3-beta-hydroxysteroid
dehydrogenase and 5α-reductase enzymes among these patients. These patients also
showed characteristic increase in the ratios of levels between 5-beta and 5-alpha-
hydrogensteroids and delta 5 and delta 4 steroid ratios which served as novel mark-
ers for disease detection [19, 20].
180 A. Masood et al.
the decreased liver fat content, a lower unsaturated-to-saturated lipid ratio, and
decreased levels of different carnitine species, namely, plasma butyryl carnitine
hexanoyl carnitine [25]. Among the various FFA species, levels of cholesteryl esters
(CEs, 18:3) were lower. In contrast, within phosphocholine (PC) lipids, increased
levels of LPC (18:0), as well as decreased PC (36:5), ether PC (38:6), PC (40:7),
and PC (42:5), were noted, and in the sphingomyelin class, SM (36:0) was signifi-
cantly lower. The hepatic lipid content decreased from increased hepatic ATP syn-
thesis due to excess GH.
with a rare pituitary-specific positive transcription factor (PIT-1) genetic defect that
caused short stature. PIT-1 is responsible for the normal development of the anterior
pituitary gland. Urine metabolomic profile from this patient using NMR-based
metabonomics showed that higher levels of creatine, creatinine, lactate, and
trimethylamine-N-oxide and lower levels of urinary citrate, dimethylamine (DMA),
and alanine observed before GH treatment were reversed after treatment and
returned to normal values [32]. It was also possible to determine the metabolic dif-
ferences between children with short stature (SS) and healthy controls, using NMR-
based blood metabolomic analysis, to identify metabolites which can serve as
potential biomarkers for the diagnosis of SS. Serum levels of creatinine, citrate,
phenylalanine, and tyrosine were increased, and levels of inositol, lysine, glycerol,
glucose, betaine, serine, and glutamine were lower in comparison to normal con-
trols. These dysregulated metabolites were associated with disturbances in meta-
bolic pathways related to carbohydrate and amino acid metabolism [33].
Metabolomic profiling was also used to monitor therapy and assess the metabolic
effects of IGF-1 treatment in PAPPA2-deficient patients. The metabolomic analysis
highlighted profound changes in lipid and protein metabolism after replacement. An
increase in BCAA, hydroxyproline, glutamic acid, glutamine, and asparagine was
noted along with a decrease in levels of glycerol and FFA, palmitate, oleate, arachi-
donate, linoleate, palmitoleate, and stearate [34]. Metabolomics in GHD extends
beyond identifying metabolites as biomarkers for disease diagnosis as it also helped
to assess the risk of patients for developing cardiovascular disease. The identified
metabolites have been linked in adults with untreated GHD to a number of CV risk
factors, including morphological changes in the heart, metabolic alterations, and
visceral obesity [26]. More recently, epigenetics and metabolomics have been
increasingly developed to detect distinctive fingerprints, which could predict an
increased risk of CVD in patients with GHD.
Because of its anabolic effects on protein metabolism and muscle growth, ath-
letes have used GH to improve their performance. Another aspect of metabolomics
has been its extension toward analyzing biological fluids, urine, and plasma samples
for evidence of doping. In the treated groups, application of direct discriminant
analysis distinguished the treatments and was also used to classify them accord-
ingly [35].
plasma steroids was shown to provide a sensitive panel of markers for diagnosis of
CS with a high discriminatory capacity between the three subtypes of CS. The vari-
ous steroids in the panel (11-deoxycortisol, cortisol, cortisone, corticosterone,
11-deoxycorticosterone, androstenedione, 18-oxocortisol, DHEA, DHEA-SO4,
and aldosterone) demonstrated significantly distinct profile patterns among patients
with ACTH-independent and ACTH-dependent forms of CS. From the metabolites
mentioned earlier, increases in cortisol levels, its precursor 11-deoxycortisol and
derivative 21-deoxycortisol, cortisone, corticosterone, 11-deoxycorticosterone, and
decrease in plasma aldosterone and 18-oxocortisol differentiated between patients
with and without CS. Higher levels of 11-deoxycorticosterone and 11-deoxycortisol
were higher in patients with pituitary and adrenal CS, while patients with ectopic
CS disease showed lower plasma levels of 18-oxocortisol and aldosterone. The
plasma levels of adrenal androgens, androstenedione, DHEA, and DHEAS were
higher in pituitary and ectopic CS compared to adrenal CS. On the other hand, ecto-
pic CS had highest increase in glucocorticoids.
The urine metabolomic profile was also evaluated in patients with CS and showed
a higher urinary excretion of DHEA and DHEAS metabolites in pituitary disease
compared to adrenal CS [19, 37]. The ratio of cortisol to metabolites of cortisone
was higher, indicating the suppression of activity of the cortisol-inactivating enzyme
HSD11B2. The unrestricted action of cortisol on the mineralocorticoid receptor
explains the clinical symptoms of hypertension and hypokalemia commonly seen in
these patients.
Cushing’s syndrome leads to various metabolic dysfunctions, including cardio-
vascular disease due to a proatherogenic shift in the circulating lipids. Metabolomic
analysis identified increased urinary ceramides, glycerophospholipids, and sphin-
golipid metabolites, independently associated with higher urinary-free cortisol. In
the study by Vega-Beyhart, patients with CS showed significant alterations in 93
metabolites showing an increase in sulfur containing amino acids, ceramides, triac-
ylglycerols, cholesteryl esters, and glycerophospholipids. On the other hand, a
decrease was seen in essential and nonessential AA, polyunsaturated fatty acids,
conjugated bile acids, and second messenger glycerolipid concentrations. Twenty-
four-hour urinary-free cortisol was associated with alterations in the concentration
of many lipids and amino acid metabolites. The identified metabolites comprising
of ten amino acids and ten lipid metabolites demonstrated an AUC-ROC of 95% and
served as a metabolic signature for the classification of CS. The identified amino
acids, acylcarnitines, ceramides, and glycerophospholipid markers were suggested
as potential biomarkers of cardiovascular risk in patients with CS [41].
4 Conclusion
the future extend beyond identifying metabolites as biomarkers for disease diagno-
sis and towards personalized medicine. This approach will aim to deliver targeted
individualized therapy that optimizes the effectiveness of treatments and avoid
unwanted adverse effect reactions or procedures. Establishing disease-specific
metabolite panels on a chip could further revolutionize the diagnostic industry.
Achieving this milestone would require further studies with larger populations,
meta-analysis, and a uniform standardization of analytical and statistical steps to
yield reproducible results.
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Metabolomics and Genetics of Rare
Endocrine Disease: Adrenal, Parathyroid
Glands, and Cystic Fibrosis
Afshan Masood, Abeer Malkawi, Mohamed Siaj, and Anas M. Abdel Rahman
© The Author(s), under exclusive license to Springer Nature Singapore Pte 189
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
190 A. Masood et al.
Abbreviations
1 Introduction
Over the course of the past 10 years, research based on metabolomics has grown
significantly and emerged as a promising instrument for clinical diagnostics as well
as for improving our comprehension of the physiological and pathological pro-
cesses that are the foundation of study for endocrine-related and rare diseases. In
this chapter, we looked at how metabolomics helped diagnose, treat, and follow up
rare endocrine disease of the pituitary gland. Beyond the pituitary, metabolomics
has also been applied in disease stratification and management and in identifying
biomarkers with applications in disease prediction, diagnosis, prognosis, and
therapy.
Metabolomic
Endocrine Genes and chromosomal platform and
gland Hormones Disease locus approach Major significant metabolites References
Adrenal Aldosterone Primary KCNJ5, CACNA1D, LC–MS/MS 18-Hydroxycortisol and [13, 17]
gland hyperaldosteronism ATP1A1, ATP2B3, (targeted) and steroid 18-oxocortisol, tetrahydro-18-
CTNNB1, CYP11B2, profiling using oxocortisol, aldosterone, cortisol,
CLCN2, and CACNA1H GC-MS and LC–MS/ 11-deoxycorticosterone, and
MS (untargeted) corticosterone (↑)
Long-chain acylcarnitines C18:1,
C18:2, ornithine, and spermidine
ACTH Adrenal insufficiency DAX-1 (NR0B1) SF-1, GC-MS, LC-MS/MS, Total cortisol metabolites, 11β- [17, 24, 27]
decrease NR5A1, CDKN1C, SAMD9, 1HNMR, and steroid HSD1 11β-HSD2, and 5α- and
POLE1, P450scc/ profiling (targeted) 5β-reductase (↓)
CYP11A1, and SGPL1
Pheochromocytoma/ NF1, RET, TMEM127, ESI–LC–MS/MS Succinate, citrate, isocitrate, [29, 38]
paraganglioma HRAS, SDHx, FH, IDH, (targeted), LC–MS cis-aconitate (↑), fumarate, and
H3F3A, HIF2A, MDH2, 2-hydroxyglutarate (↓)
PHD1, IRP1, SLC25A11d, 2-Oxoglutarate/malate carrier and
DLST, VHL/EPAS, and glutamic-oxaloacetic transaminase 2
CSDE1 MAML3 (↓)
Parathyroid PTH Hypoparathyroidism GCM2, SOX3, CHD7, UHPLC–MS Adenosine, inosine, hypoxanthine, [45]
SEMA3E, GATA3, PTH, (untargeted) guanosine, and xanthine (↓) N-acetyl
CASR, and GNA11 aspartate
A. Masood et al.
Pancreas Cystic fibrosis CFTR GC/LC–MS Sorbitol and cholesteryl esters [21, 49, 50,
(untargeted) Purine nucleotides, adenosine, 55–57]
UHLC–MS/MS and inosine, hypoxanthine, and
GC–MS (untargeted) guanosine (↑)
Oxidized glutathione,
S-lactoylglutathione,
S-nitrosoglutathione, and
ophthalmate (↓)
ATP1A1 ATPase Na+/K + -transporting subunit alpha 1, ATP2B3 ATPase plasma membrane Ca2+ transporting 3, CACNA1D calcium voltage-gated channel
subunit alpha 1 D, CACNA1H calcium voltage-gated channel subunit alpha 1 H, CACNA1H calcium voltage-gated channel subunit alpha 1 H, CASR G protein-
coupled calcium-sensing receptor, CDKN1C cyclin-dependent kinase inhibitor 1C, CFTR CF transmembrane conductance regulator, CHD7 chromodomain
helicase DNA binding protein 7, CLCN2 chloride voltage-gated channel 2, CSDE1 cold shock domain containing E1, CTNNB1 catenin beta 1, CYP11B2
cytochrome P450 family 11 subfamily B member 2, DAX-1 (NR0B1) SF-1 nuclear receptor subfamily 0 group B member 1, DLST dihydrolipoamide
S-succinyltransferase, FH fumarate hydratase, GATA3 GATA binding protein 3, GCM2 glial cells missing transcription factor 2, GNA11 G protein subunit
alpha 11, H3F3A H3.3 histone A, HIF2A hypoxia-inducible factor 1 subunit alpha, HRAS HRas proto-oncogene, GTPase, IDH isocitrate dehydrogenase
(NADP(+)), 1IRP1 iron regulatory protein, KCNJ5 potassium inwardly rectifying channel subfamily J member 5, MAML3 mastermind-like transcriptional
coactivator 3, MDH2 malate dehydrogenase 2, NF1 neurofibromin 1, NR5A1 nuclear receptor subfamily 5 group A member 1, P450scc/CYP11A1 cytochrome
P450 family 11 subfamily A member 1, PHD1 prolyl hydroxylase, POLE1 DNA polymerase epsilon, catalytic subunit, PTH parathyroid hormone, PTPN22
protein tyrosine phosphatase non-receptor type 22, RET Ret proto-oncogene, SAMD9 sterile alpha motif domain containing 9, SDHx succinate dehydrogenase
complex iron sulfur subunit B, SEMA3E semaphorin 3E, SGPL1 sphingosine-1-phosphate lyase 1, SLC25A11d solute carrier family 25 member 13, SOX3
SRY-Box transcription factor 3, TMEM127 transmembrane protein 127, UPLC–MS/MS ultra-PLC–tandem mass spectrometry, VHL/EPAS Von Hippel-Lindau
tumor suppressor
Metabolomics and Genetics of Rare Endocrine Disease: Adrenal, Parathyroid Glands…
195
196 A. Masood et al.
2.3 Metabolomics of Pheochromocytoma
aided in profiling the disease pathology and associating the changes with the differ-
ent variants of genetic mutations. On the other hand, targeted metabolomic
approaches using the identified metabolites have also been studied to determine
their impact on metabolism and utilize them as diagnostic markers in clinical labo-
ratories [29] for monitoring therapeutic response potential conversion metastases
[38]. Surgical resection of the PPGL with normalization of catecholamine levels
was associated with significant changes in the metabolites. Following surgery levels
of glycerophospholipids (phosphatidylcholine diacyl (PC aa) 42:0, phosphatidyl-
choline acyl-alkyl (PCae) 42:5, PCae (44:5), and PCae (44:6) and hexoses were
lower, while levels of amino acids (biogenic amines), namely, histidine and creati-
nine, were demonstrated to be higher [29]. The metabolomic profile in each of the
different genetic variants of these tumors was also deciphered. Around 15–25% of
all PCC/PPGLs were linked to defects in the Krebs cycle enzymes, SDH, FH, MDH,
and IDH, with SDH faults, being the most frequent. The 2-oxoglutarate/malate car-
rier, glutamic-oxaloacetic transaminase 2, and others have more recently been
linked to hereditary PPGL as regulators of mitochondrial metabolites [36]. The
PCC/PGLs associated with mutations in the pseudo hypoxic cluster (cluster 1) were
associated with the hypoxia-inducible factor (HIF) signaling pathway and involved
mutations in genes encoding the HIF2A, succinate dehydrogenase subunits or their
assembly factors (SDHx [SDHA, SDHB, SDHC, SDHD]), succinate dehydroge-
nase complex assembly factor 2 (SDHAF2), Von Hippel–Lindau tumor suppressor
(VHL), and egl-9 prolyl hydroxylases 1 and 2 (EGLN1/EGLN2). The pathogenic
mutations in these genes lead to an accumulation of their related metabolites, that is,
succinate, fumarate, or 2-hydroxyglutarate, which in turn were responsible for
tumor development.
Distinct differences were noted in metabolites and pathways related to oxygen
sensing, hypermethylation, DNA repair, and overexpression of certain transporters
and receptors; notably Krebs cycle enzymes have been through the genetic investi-
gations in PCC/PGL tumors [39–41]. Metabolomic profiling identified differential
regulation of metabolites between the various genetic causes of PCC/
PGL. Metabolomic analysis of PCC/PGL arising from mutations in SDHx revealed
a decrease in activity of SDH (mitochondrial electron transport chain complex II)
enzyme and other TCA cycle metabolites, including fumarate glutamate and aspar-
tate with elevated succinate levels [37]. The ratio of two metabolites, succinate to
fumarate, was determined as a novel metabolic marker to detect paraganglioma with
underlying SDHB/D mutations [38, 42]. Moreover, in tumors linked to SDHx muta-
tions, glutamate levels and ATP/ADP/AMP values were shown to be lower with
modest but significant changes in levels of histidine, threonine, and lysoPC (C28:0)
[32, 42]. Significant correlations were also noted between plasma MN and total
urine catecholamine levels with the sum of detected hexoses (reflecting glucose)
which were found [33], along with the increase in levels of glutamine [40].
Significant alterations were noted in isocitrate, cis-aconitate, and citrate levels in
patients with mutations in FH. In contrast, IDHx mutations were characterized by
higher citrate, isocitrate, and cis-aconitate levels [37]. These differences could serve
as potential biomarkers for early diagnosis of disease.
200 A. Masood et al.
The parathyroid glands are four small pea-sized glands behind the thyroid gland
secreting parathyroid hormone (PTH). The primary endocrine glands maintain cal-
cium and phosphorus homeostasis with other hormones, including vitamin D and
fibroblast growth factor (FGF23). PTH regulation occurs mainly between three
organs, the intestine, kidney, and bone. A complex interplay occurs between PTH,
active vitamin D (1,25(OH)2D), and calcium sensor receptors (CaSRs) that main-
tain serum calcium concentration within a narrow physiological range to maintain
mineral homeostasis. Dysfunction of the parathyroid glands occurs as a primary
disease of the gland or secondary to other diseases such as chronic kidney disease.
Parathyroid dysfunction results in inappropriate parathyroid hormone (PTH) pro-
duction, resulting in abnormal calcium homeostasis. Phenotypically, it can manifest
as either an increase, hyperparathyroidism, or a decrease, hypoparathyroidism, in
circulating PTH levels. Primary parathyroid dysfunction is relatively rare compared
to secondary causes and can be seen as an isolated condition or component of a
complex endocrine syndrome. Hypocalcemia and hyperphosphatemia are the char-
acteristic hallmarks of primary hypoparathyroidism, which is caused by inadequate
quantities of circulating parathyroid hormone.
3.1 Hypoparathyroidism
Metabolomics has also been important in studying the pathology of cystic fibrosis,
which leads to endocrine-related complications of the pancreas. Cystic fibrosis is a
lethal autosomal recessive disorder arising from mutations in the cystic fibrosis
transmembrane conductance regulator (CFTR) gene expressed in the apical mem-
branes of various epithelial cells. It is a cAMP-regulated channel that conducts ATP
and regulates several apical membrane-associated channels, including the sodium,
chloride, and potassium channel along with regulating release of bicarbonate. The
disease represents an example of a monogenic defect with over 2000 mutations that
leads to characteristic multisystemic disease. Besides the characteristic pulmonary
manifestations, patients with CF show endocrine defects in the pancreas and the
reproductive system. The most common cause of the pathology is blockage of endo-
crine ducts due to the thickened secretions. CF mutations can be grouped as those
causing severe or mild disease and are further categorized as one of six classes;
classes I–III represent severe disease, while mild mutations are classes IV–VI.
Recently, metabolomics has been utilized as an invaluable tool to study the
changes in the metabolic profiles in CF, understand the pathophysiology, and eluci-
date the different metabolic pathways altered with CF [46, 47]. The gold standard
for initial newborn screening is a measurement of immunoreactive trypsinogen
(IRT) in dry blood spots (DBSs), followed by targeted CFTR mutation analysis and
confirmation with abnormally elevated sweat chloride. Our laboratory identified
significant differences in 26 metabolites involved in peroxisomal, amino acids, sor-
bitol, glycolysis, and mitochondrial metabolic pathways. A distinct and interesting
finding was the decrease in the osmolyte sorbitol in adult patients with CF patients
compared to healthy controls. In order to maintain correct cellular activities and cell
survival, organic osmolytes are crucial for regulating cell volume and fluid balance.
The perturbation in the sorbitol pathway was identified as a causative factor for the
mucoviscidosis [48]. A reduction in the sorbitol levels, and glycerol phosphorylcho-
line, another osmolyte, was noted in an untargeted metabolomic analysis of primary
human airway epithelial cell culture in CF patients. Additionally, significant altera-
tions were noted in the purine nucleotides, adenosine, inosine, hypoxanthine, and
guanosine, which may regulate cellular responses via purinergic signaling.
Reductions were also seen in metabolites related to glutamate, including oxidized
glutathione levels, in S-lactoylglutathione, S-nitrosoglutathione, and ophthal-
mate [49].
202 A. Masood et al.
Metabolomics has slowly made inroads into many aspects of patient care and has
shown its relevance in understanding disease pathophysiology, diagnosis, and thera-
peutic monitoring. It provides a bridge between knowledge accumulated from basic
science to clinical research as it considers the individual’s metabolic characteristics.
Combining the clinical (phenotype) with the metabolomic and genomics data will
aid the clinical decision-making process by providing more sensitive and specific
analyte panels for diagnostic testing. The potential of this omic approach is to fur-
ther advance in bringing an era of personalized medicine in endocrinology.
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Metabolomic Role in Personalized
Medicine: An Update
© The Author(s), under exclusive license to Springer Nature Singapore Pte 207
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
208 M. Jacob and A. M. Abdel Rahman
Abbreviations
3-OHKY 3-hydroxykyenurinine
CAR Chimeric antigen receptor
CIL-LC/MS Chemical isotope labeling liquid mass spectrometry
DBS Dried blood spots
DILI Idiosyncratic drug-induced liver injury
DIPP Diabetes prediction and prevention
DOCK8 Dedicator of cytokinesis 8
EPA Environment Protection Agency
FDA Food and Drug Administration
IEM Inborn errors of metabolism
LC-MSMS Liquid chromatography-tandem mass spectrometry
MSI-CE-MS Multisegment injection-capillary electrophoresis-mass
spectrometry
NGS Next-generation sequencing
NMR Nuclear magnetic resonance
NUDT15 Nudix hydrolase 15
PC Pancreatic cancer
REIMS Rapid evaporative ionization mass spectrometry
SRM Selected reaction monitoring
SSRIs Selective serotonin reuptake inhibitors
ToF Time of flight
TPMT Thiopurine methyltransferase
1 Introduction
√
√ 3,4-Dihydroxymandelate-3-O-sulfate and Serum CIL-LC/MS [20, 21]
5-aminopentanoic acid. Ophthalmic acid, MSI-CE-MS
nicotinamide, deoxycarnitine, and a few amino acids
√ Lactic acid and 4-hydroxy cyclohexyl carboxylic acid Exhaled UPLC-MS/MS [44]
breath
condensate
HIES √ Hypotaurine, 3-hydroxy anthranilic acid, and Serum CIL-LC/MS [26]
glycyl-phenylalanine
CIL-LC/MS chemical isotope labeling liquid mass spectrometry, NMR nuclear magnetic resonance, ToF time of flight, DOCK8 dedicator of cytokinesis 8.
MSI-CE-MS multisegment injection-capillary electrophoresis-mass spectrometry
215
216 M. Jacob and A. M. Abdel Rahman
4 Pharmacometabolomics
5 Conclusion
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Metabolomic Role in Personalized Medicine: An Update 223
Abstract The advances in lipidomic profiling techniques in the last two decades
have significantly improved our understanding of the biological processes involved
in health and disease. Currently, many lipidomic profiling applications are moving
from research laboratories to clinical application, as lipidomics has the potential to
be implemented into the clinical routine, complementing traditional clinical factors
to improve the diagnosis, to stratify risk post-diagnosis, and to support treatment
monitoring of both pharmaceutical and lifestyle interventions.
In this chapter, we describe how clinical environment is opening the door to the
implementation of lipidomic-based applications for predicting and monitoring a
wide range of metabolic diseases. We present a use case based on LC-MS lipido-
mics already operating in hospital clinical workflows for Non-Alcoholic Fatty Liver
Disease assessment, exemplifying the potential of precision medicine approaches
for personalized diagnostics.
© The Author(s), under exclusive license to Springer Nature Singapore Pte 225
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
226 N. Amigó Grau and P. Ortiz Betes
Abbreviations
ApoB Apoprotein B
AUC Area under the curve
AUROC Area under the receiver operating characteristic curve
BMI Body mass index
CIBERDEM Centro de Investigación Biomédicas en Red de Diabe
tes y Enfermedades Metabólicas
CLIA Clinical Laboratory Improvement Amendments
CMD Cardiometabolic diseases
CVD Cardiovascular disease
DAG Diacylglycerol
DG Diglycerides
EAS European Atherosclerosis Society
ESC European Society of Cardiology
FFAs Free fatty acids
HCC Hepatocarcinoma
HDL High-density lipoprotein
IDL Intermediate-density lipoproteins
IISPV Institut d’Investigació Sanitària Pere Virgili
IMT Intima–media thickness
IVD In vitro diagnostics
LC-MS Liquid chromatography-mass spectrometry
LDL Low-density lipoprotein
LITMUS Liver Investigation Testing Marker Utility in Steatohepatitis
LMWM Low-molecular-weight metabolites
NAFLD Nonalcoholic fatty liver disease
NASH Nonalcoholic steatohepatitis
NMR Nuclear magnetic resonance
NPV Negative predictive value
OWL One-way liver
PC Phosphatidylcholine
PPV Positive predictive value
PUFAs Polyunsaturated fatty acids
RCT Reverse cholesterol transport
ROC Receiver operating characteristics
VLDL Very-low-density lipoprotein
TAG Triacylglycerol
TG Triglycerides
US FDA US Food and Drug Administration
WHO World Health Organization
Lipidomic Profiling in Clinical Practice Using LC-MS 227
1 Introduction
2.1 General Concepts
Lipids are a diverse group of organic molecules that are important for many biologi-
cal functions and essential to life. They include fats, oils, waxes, and other water-
insoluble compounds [9].
Lipids are synthesized by living cells through a process called lipid biosynthesis.
This process involves condensing fatty acids with glycerol or other alcohols to form
triglycerides, the primary component of fats. Alternatively, lipids can also be syn-
thesized by modifying existing lipids, such as by adding a phosphate group to form
a phospholipid or adding a carbohydrate group to form a glycolipid.
The structure of lipids is characterized by their hydrophobic nature, which arises
from the presence of long, nonpolar hydrocarbon chains. This nonpolarity allows
lipids to interact with other molecules and form aggregates, such as micelles or lipid
bilayers, which can serve as structural components of cell membranes [10].
In general, the structure of lipids in plasma is that of a submicroscopic oil droplet
containing an outer layer of phospholipids, unesterified cholesterol, and proteins,
with a core of neutral lipids, predominately cholesterol esters and triglycerides,
named lipoproteins [11]. The lipoprotein classes differ in their lipid composition
(being either cholesterol [C]-rich or triglyceride [TG]-rich), their protein composi-
tion (apoprotein), and their density (which is proportional to their protein/lipid
ratio). Based on protein composition, there are two types of lipoproteins, those that
Lipidomic Profiling in Clinical Practice Using LC-MS 229
contain ApoB and those that contain ApoA. Based on lipid composition, there are
also two types of lipoproteins, those that are C-rich and those that are TG-rich.
Lipids have many functions in living organisms, from energy reserve to insula-
tion, as well as being a structural component of every cell and tissue. They also play
important roles in cellular signaling and regulation. This structural diversity is mir-
rored by the enormous variation in their physiological function. The abundance of
individual lipid molecular species in plasma may indicate the variety of specific
human diseases.
Around 4500 metabolites have been detected/identified in the human serum
metabolome to date: half are phospholipids and over a thousand are glycerolipids
(triglycerides TG, diglycerides DG, and monoacylglycerols) [12]. In other words,
lipids make up approximately three-quarters of the known human serum metabolome.
To date, thousands of distinct molecular species have been quantified, covering
the six main mammalian lipid categories: fatty acyls, glycerolipids, glycerophos-
pholipids, sphingolipids, sterol lipids, and prenol lipids. The number of metabolites
keeps increasing, as each of these types of lipid can exist in multiple forms [13]. In
addition, lipids can undergo chemical modifications, such as the addition of a phos-
phate group or a carbohydrate group, which can result in the creation of new lipid
species. This structural diversity is particularly relevant within the sphingolipid and
glycerophospholipid categories, principally determined by variations in fatty acid
content and head groups.
Abnormal plasma lipids and lipoproteins are important risk factors for metabolic
and cardiovascular diseases. Metabolic diseases are increasing exponentially world-
wide, and their complications, in cardiovascular and liver diseases, are the leading
cause of mortality worldwide [14]. They have a common characteristic: their etiol-
ogy is linked to excess fat and associated inflammation. Nonalcoholic fatty liver
disease (NAFLD), associated with obesity and excess fat in the liver, is increasingly
common around the world, especially in Western countries, and affects approxi-
mately a quarter of the population in countries such as the USA [15]. Symmetrically,
arterial health is compromised by excess fat, which accelerates the progression of
arteriosclerosis, the underlying cause of myocardial infraction or stroke, the leading
cause of death in all developed countries [14]. Both liver disease and atherosclerosis
can develop and progress more rapidly when accompanied by several well-known
risk factors and comorbidities, such as obesity and dyslipidemia.
Lipids circulate in the blood in the form of lipoprotein particles, including chy-
lomicrons, very-low-density lipoproteins (VLDL), low-density lipoproteins (LDL),
and high-density lipoproteins (HDL). Some parameters, such as cholesterol and
230 N. Amigó Grau and P. Ortiz Betes
triglyceride levels, are assessed routinely, and physicians regularly prescribe lipid-
lowering drugs to patients with dyslipidemia [16].
The duration of exposure to high lipid levels is also a crucial risk factor in car-
diometabolic health, especially for metabolic disorders that start early in childhood.
Evidence indicates that atherosclerosis begins in childhood with the accumulation
of lipids in the intima of arteries to form fatty streaks [17]. Nearly all children have
at least some degree of aortic fatty streaks by 3 years of age [18]. These fatty streaks
increase after 8 years of age, with atherosclerotic plaques being found in the coro-
nary arteries during adolescence [19]. Clusters of risk factors in childhood predict
the presence of risk factors in adults [20].
Carotid ultrasonography screening for subclinical arteriosclerosis has been vali-
dated in observational, longitudinal, and randomized clinical studies. Those results
were significantly correlated with intravascular coronary ultrasonography, coronary
angiography, and pathologic findings of arterial lesions in healthy and CVD patients,
and longitudinal studies have demonstrated that increased lipid alterations and
intima–media thickness in young adults are associated with cardiovascular risk fac-
tors in childhood [21, 22].
The contribution of LDL-associated cholesterol to the development of CVD has
been well described. While LDL particle accumulation increases the atherosclerotic
process, HDL helps remove excess cholesterol by reverse cholesterol transport.
Low levels of HDL are associated with high cardiovascular risk [23].
Conversely, in circulating chylomicrons and VLDL, triglycerides undergo hydro-
lysis to generate a pool of free fatty acids (FFAs), which are used as an energy
source in tissues. Excess FFAs are stored in adipocytes, favoring the expansion and
dysfunction of adipose tissue, increasing insulin resistance and diabetes. This pro-
cess is associated with abnormally high plasma levels of saturated FFAs, allowing
increasing their uptake into hepatocytes to exceed metabolic requirements, which
leads to hepatic steatosis and inflammation [24].
progression [33]. A variety of lipid biomarkers were identified that correlated with
NAFLD progression. In the second study, which included 467 biopsy samples with
normal liver (n = 90) or diagnosed with NAFLD (steatosis, n = 246; NASH, n = 131),
approximately 540 circulating metabolites were analyzed, including amino acids,
FFA, DAG, TG, PC, PE, PI, ceramides, SM, cholesteryl esters, and bile acids.
Analysis of the lipidomic data allowed the definition of a robust BMI-dependent
lipidomic signature that reliably and accurately differentiated liver steatosis from
NASH. The area under the curve (AUC) was 0.84 for lean/pre-obese, 0.85 for obese,
and 0.87 for morbidly obese patients. More recently, using this same cohort of
patients, a set of 25 BMI-dependent lipid profiles was established that could differ-
entiate between steatosis and NASH with AUC values of 0.99, 0.90, and 0.91 for
lean/pre-obese, obese, and morbidly obese patients, respectively [34].
Distinguishing between simple steatosis and NASH is relevant for differentiating
between a generally benign condition and one with increased morbidity and mortal-
ity [35]. Therefore, there is an unmet need for noninvasive biomarkers that are
robust, reliable, and cost-effective for patients with NAFLD.
Mayo et al. reanalyzed the lipidomic data from Barr’s pivotal trial and a new
cohort of 192 biopsy samples from NAFLD patients, culminating in the validation
of a BMI-dependent algorithm with 20 TGs. The area under the receiver operating
characteristic curve (AUROC) versus biopsy for the discrimination between NASH
and NAFLD was 0.95 with sensitivity, specificity, positive predictive value, and
negative predictive value of 0.83, 0.94, 0.89, and 0.90, respectively [34].
Bril et al. evaluated the lipidomic signature in 220 patients with type 2 diabetes
mellitus to differentiate between steatosis and NASH. They found an AUROC of
0.79 (95% CI 0.68–0.90) in patients with adequate glycemic control. However, this
differentiation was quite poor in patients with high insulin resistance or poor glyce-
mic control [36].
Validation of the lipidomic signatures in such important cohorts indicates that
lipidomic markers play a significant role in elucidating the phenotypic stages of
NAFLD. Therefore, LC-MS is not just for basic research: it is a very efficient tool
for providing clinically relevant information for patient management. The contribu-
tion of lipidomics to understand NAFLD complexity was well evaluated in a review
by Masoodi et al. [29].
The one-way liver (OWLiver®) panel is an in vitro diagnostic test based on the
serum lipidomic signature of patients with NAFLD. This panel can stratify this
condition into four clinically relevant stages: normal liver, steatosis, NASH, and
Lipidomic Profiling in Clinical Practice Using LC-MS 233
“NASH at risk” (NASH + F2 or more). The panel was developed by OWL metabo-
lomics in Spain as a CE-certified IVD for over 8 years.
The company collects serum samples and biopsies from different cohorts of
NAFLD patients in Spain, the Czech Republic, Chile, Mexico, Israel, and the USA
(Florida and New York). Together with the biopsy readings and clinical and analyti-
cal information, they have built up an impressive database consisting of more than
1200 NAFLD patients.
Furthermore, the panel was selected for the two major international consortia:
Noninvasive Biomarkers of Metabolic Liver Diseases (NIMBLE) and Liver
Investigation: Testing Marker Utility in Steatohepatitis (LITMUS) (US and EU con-
sortia created for the validation of noninvasive diagnosis of NAFLD spectrum) [37].
Currently, the OWLiver panel is available to most Spanish hospitals, and its use
is fully reimbursed for the Health Service of the Basque Country. As the panel
obtained self-certificate CE marked, it is available for most EU countries. CLIA test
is expected to be launched in the USA in late 2023.
The panel applies three different algorithms to the lipidomic signatures obtained
after the injection of a small volume (10 μl) into an LC-MS. All three algorithms are
BMI-dependent, while two of them are ALT- and AST-dependent. The final output
of the panel is the classification of the patient into one of the four mentioned diag-
nostic categories.
The first algorithm, based on BMI, ALT, AST, and 12 complex lipids, identifies
patients with “NASH at risk.” Accuracy in comparison with biopsy results in an
AUC close to 0.8, which compares very well with the other noninvasive alternatives
in development. The selection of this group of patients is clinically very relevant
since they would benefit greatly from early treatment.
The second algorithm, based on BMI, ALT, AST, and 16 complex lipids, identi-
fies patients with NASH, which correlates with an AUC versus biopsy of close to
0.8. This classification is also clinically important for patients’ prognosis since the
morbidity–mortality for this category is higher than for patients with normal liver
and simple steatosis. Only NIS 4 has shown comparable accuracy in diagnosing
NASH [38]. To date, no other noninvasive procedures with the capability to recog-
nize the inflammatory component of this condition have been reported.
Based on BMI and 11 triglycerides, the third algorithm differentiates NAFLD
from normal liver with an AUC close to 0.9 versus biopsy [34]. The accuracy is very
close to that observed with Fibroscan. Although this category is not very clinically
relevant since a simple echography can provide the same information, it could be
useful for epidemiological or population studies because it only requires a blood test.
The first results from NIMBLE were published in 2022 after blinded evaluation
of more than 1000 samples from NAFLD patients and exhibited the same accuracy
as observed by Mayo et al. [34].
The OWLiver panel, combined with the Fibrosis-4 score (FIB4), is widely in
hepatology units used to select “NASH at-risk” patients. This combination reduces
false negatives from FIB 4, identifying most of the patients suffering from NASH
and fibrosis stage 2 or above [34].
234 N. Amigó Grau and P. Ortiz Betes
Endocrinology units are also very interested in identifying “NASH at-risk” and
NASH patients because the technology allows them to carefully monitor overweight
type 2 diabetes patients during their potential long-term progression.
Finally, knowing whether these metabolite changes are reversed when patients
improve or even return to normality is vital. Some longitudinal studies are currently
being carried out by two major consortia, NIMBLE and LITMUS, to confirm if the
original lipidomic signature is recovered when patients improve.
In conclusion, the accuracy shown by the different lipidomic signatures in the
OWLiver panel was very competitive compared with biopsy, and the panel is com-
plementary to the other noninvasive tools developed in parallel for the same pur-
pose, such as NIS 4 (based on microRNA), Fibroscan, and MRI [38].
4.2 Other Diseases
LC-MS lipidomics has enormous potential for improving the diagnosis and treat-
ment/understanding of complex disease, as was already shown with NAFLD. Several
other conditions have been explored using LC-MS lipidomics in the last decade
with promising results. Selected studies are presented in Table 1 to show the hetero-
geneity of the conditions and the potential of the diagnostic tools under development.
The advances in lipidomic profiling techniques in the last decades have significantly
improved our understanding of the biological processes involved in health and dis-
ease. Currently, many lipidomic profiling applications are moving from research
laboratories to clinical application. However, lipidomics has the potential to widely
assist in the routine diagnosis of disease, to stratify risk post-diagnosis, and to moni-
tor the efficacy of both pharmaceutical and lifestyle interventions.
The global objective is to implement these precise and personalized technologies
in an impactful way, to scale and make them accessible and effective to help health-
care providers around the world to be time and cost-effective. After technical devel-
opment and validation, clinical lipidomic platforms will have to be approved by the
relevant regulatory body in the country of use, as has already been done for the first
platforms in the EU and USA.
Clinical and Implementation Risks Lipidomic applications are based on highly
innovative technologies for bio-screening purposes. Although metabolomics has
repeatedly been demonstrated to be cost-effective for CVD management, the price
of the technology surpasses that of the gold standard, which is a significant barrier
to implementation in stressed healthcare systems.
Moreover, lipidomic applications are primarily focused on cardiometabolic dis-
eases (CMD). Lifestyle interventions can address obesity and concomitant meta-
bolic alterations. Innovative solutions may be addressed after adherence to
therapeutic improvement and lifestyle interventions, and complementary technolo-
gies can appear before the present solutions are broadly applied. However, personal-
ized systems could still be applied to create patient awareness about personalized
health status, favoring the adoption of a healthy lifestyle routine.
Regulatory Difficulties Although regulatory bodies currently include novel tech-
nologies, large amounts of time and resources are required for approval by a notifi-
cation body. Particularly for US FDA certification, if there is no precedent, novel
technologies may experience serious delays before clinical introduction, even when
promoted by previous IVD-CE marketing equivalent technology, threatening the
economic sustainability of the whole technological development. Based on solu-
tions presented in this chapter, lipidomics has already crossed the regulatory barri-
ers under the risk classification ISO 13485:2016, requiring technical file preparation,
CE declaration, and registry with the European Competent Authority. For future
lipidomic applications, the previous regulatory strategy might be useful. The techni-
cal documentation must provide evidence of conformance with the essential require-
ments of 98/79/EC and the imminent regulation (EU) 2017/746 on in vitro medical
devices.
Despite the difficulties, the use of lipidomic technologies as diagnostic, prognos-
tic, and evaluation tools is expected to expand enormously as a result of the develop-
ments in modern medicine.
236 N. Amigó Grau and P. Ortiz Betes
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Bringing Human Serum Lipidomics
to the Forefront of Clinical Practice: Two
Clinical Diagnosis Success Stories
Abstract The present chapter describes two clinical applications based on LC-MS
and NMR lipidomics that have already been introduced into clinical workflows to
better stratify metabolic health, including staging nonalcoholic fatty liver disease
according to a specific lipid signature for the disease progression and improving the
cardiovascular disease risk based on advanced lipoprotein profiling.
The chapter includes a list of potential applications based on the same technolo-
gies and details the envisaged risks and limitations.
The implications of developing advanced high-throughput technologies for clini-
cal applications go much further, such as accelerating the deployment of lipidomic-
based assessments in the healthcare system, favoring true disruption through precise
and personalized medicine based on global bio-screening approaches.
Abbreviations
© The Author(s), under exclusive license to Springer Nature Singapore Pte 239
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
240 N. Amigó Grau and P. Ortiz Betes
1 Introduction
2.1 General Concepts
Lipids are a diverse group of organic molecules that are essential to life and many
biological functions. They include fats, oils, waxes, and other water-insoluble com-
pounds [10].
Lipids are synthesized by living cells through a process called lipid biosynthesis.
This process involves condensing fatty acids with glycerol or other alcohols to form
triglycerides, the primary component of fats. Lipids can also be synthesized by
modifying existing lipids, such as by adding a phosphate group to form a phospho-
lipid or adding a carbohydrate group to form a glycolipid [11].
The structure of lipids is characterized by their hydrophobic nature, which arises
from the presence of long, nonpolar hydrocarbon chains. This nonpolarity allows
lipids to interact with each other’s molecules and form aggregates, such as micelles
or lipid bilayers, which can serve as structural components of cell membranes [12].
Lipids are generally found in plasma as lipoproteins, which are macromolecular
complexes with a hydrophobic core of neutral lipids, mainly cholesterol esters and
triglycerides, surrounded by a hydrophilic layer of phospholipids, unesterified cho-
lesterol, and proteins [13]. Lipoproteins can be classified based on their density,
protein composition (apoprotein), or lipid composition (rich in cholesterol or tri-
glycerides). Considering the protein composition, there are two types of lipopro-
teins, ApoA and ApoB.
Lipids have many functions in living organisms: from energy reserve to insula-
tion, as well as being a structural component of every cell and tissue. They are also
important for cellular signaling and regulation [14]. The diversity of lipid structures
is reflected by a wide range of physiological functions they perform. The levels of
particular lipids in plasma can be used to diagnose diseases.
So far, approximately 4500 metabolites have been identified in human serum.
Around half of these metabolites are phospholipids while over a thousand are glyc-
erolipids (triglycerides [TG], diglycerides [DG], and monoacylglycerols) [15].
Thus, lipids make up approximately 75% of the known human serum metabolome.
Analysts have already quantified thousands of distinct species of lipids, includ-
ing fatty acyls, glycerolipids, glycerophospholipids, sphingolipids, sterol lipids, and
prenol lipids, representing the six main categories of lipids found in mammals.
Moreover, the number is continually increasing as each of these types of lipids can
exist in multiple forms [16]. In addition, lipids can undergo chemical modifications,
such as the addition of a phosphate group or a carbohydrate group, which can result
in the creation of new lipid species. Sphingolipids and glycerophospholipids are
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 243
Abnormal levels of lipids and lipoproteins in the blood are major risk factors for
metabolic and cardiovascular diseases. Metabolic diseases are increasing exponen-
tially worldwide, and their complications, at cardiovascular and liver levels, are the
leading cause of mortality worldwide [17]. They have a common characteristic:
their etiology is linked to excess fat and associated inflammation. Nonalcoholic
fatty liver disease (NAFLD) is associated with obesity and excess fat in the liver,
and its prevalence is increasing around the world, especially in Western countries,
currently affecting approximately a quarter of people in countries such as the USA
[18]. Symmetrically, arterial health is compromised by an excess of fat, which
accelerates the progression of arteriosclerosis, the underlying disease of heart dis-
ease and stroke and the leading cause of death in all developed countries [17]. Both
liver disease and atherosclerosis can develop and progress more rapidly when
accompanied by several well-known risk factors and comorbidities, such as obesity
and dyslipidemia.
Lipids circulate in the blood in the form of lipoprotein particles, ranging from
chylomicrons, as the largest lipoprotein, to very-low-density lipoproteins (VLDL),
low-density lipoproteins (LDL), and high-density lipoproteins (HDL), which are
the smallest. Health services routinely check cholesterol and triglyceride, and doc-
tors frequently prescribe lipid-lowering drugs to treat patients with dyslipid-
emia [19].
The duration of exposure to high lipid levels is also a crucial risk factor in car-
diometabolic health, dramatically increasing the risk of major cardiovascular events,
especially for metabolic disorders that start early in childhood. Atherosclerosis typi-
cally begins in childhood [20]. Fatty streaks, buildups of lipids in the intima of
arteries, are present in nearly all children by 3 years of age [21]. After 8 years of age,
these fatty streaks increase, and atherosclerotic plaques form the coronary arteries
during adolescence [22]. Children with clusters of risk factors for cardiovascular
diseases are likely to have those same risk factors as adults [23].
Carotid ultrasonography screening for subclinical arteriosclerosis has been vali-
dated in observational, longitudinal, and randomized clinical assays. Those results
were significantly correlated with intravascular coronary ultrasonography, coronary
angiography, and pathologic findings of arterial lesions in healthy and CVD patients,
and longitudinal studies have demonstrated that increased lipid alterations and
intima–media thickness (IMT) in young adults are linked to cardiovascular risk fac-
tors in childhood [24, 25].
244 N. Amigó Grau and P. Ortiz Betes
Lipids play important roles in many biological processes, so it is not surprising that
many diseases can be caused by defects in lipoprotein homeostasis, but it does mean
that lipids can be used as markers of the disease. Expanding our knowledge of the
composition and concentration of lipid metabolites in the plasma lipidome will lead
to improved diagnostic capabilities, as well as enhancing pharmacological evalua-
tion and the efficacy of prescribed treatments [28]. A deep analysis of the lipidome
might reflex altered synthesis of specific lipid species or identify abnormal underly-
ing pathological lipoprotein patterns. Our understanding of the roles played by lip-
ids and lipoproteins in disease mechanisms is constantly growing as more
information on lipids and lipoprotein physiology becomes available, further high-
lighting the physiological importance of the lipidome composition and transport,
which is strictly regulated and interrelated to cellular response.
Nonalcoholic fatty liver disease (NAFLD) covers a wide range of disorders, from
benign lipid accumulation in the liver (steatosis) to a more complicated clinical
stage when fat induces hepatic inflammation and hepatocyte necrosis producing a
new stage called nonalcoholic steatohepatitis (NASH) also named as steatohepati-
tis, when fibrosis progression is added to fat and inflammation. The final stage of
disease progression is cirrhosis and/or hepatocarcinoma (HCC) [29]. Interestingly
another potential evolution from NASH directly to HCC without any significant
fibrosis contribution has also been described [30].
The exact cause of NAFLD is not known. Many factors contribute to this condi-
tion, such as excessive food intake, obesity, type 2 diabetes, and dyslipidemia, but
not all patients develop NAFLD/NASH, and not all patients with NAFLD/NASH
suffer from one of these conditions [30, 31].
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 245
Mayo et al. reanalyzed the lipidomic data from the cohort from Barr’s pivotal
trial [36] and a new cohort of 192 biopsied NAFLD patients, which allowed them to
establish and validate a BMI-dependent algorithm with 20 TGs. The algorithm was
able to distinguish between NASH and NAFLD with a high degree of accuracy,
with an AUROC of 0.95 versus biopsy. The sensitivity, specificity, positive predic-
tive value, and negative predictive value of the test were 0.83, 0.94, 0.89, and 0.90,
respectively [38].
Using the lipidomic signature in 220 patients with type 2 diabetes mellitus, Bril
et al. found an AUROC of 0.79 (95% CI 0.68–0.90) in patients with adequate gly-
cemic control for discrimination between steatosis and NASH. However, the dis-
crimination ability was poor in patients with high insulin resistance or poor glycemic
control [40].
Validation of the lipidomic signatures in such important cohorts indicates that
lipidomic markers will have a major impact in elucidating the phenotypic stages of
NAFLD. Therefore, LC-MS is not just for use in basic research: it has also become
a very efficient tool for providing clinically relevant information for patient man-
agement. The review by Masoodi et al. gives an in-depth discussion of the contribu-
tion of LC-MS to lipidomics and the complexity of NAFLD [32].
According to data from the World Health Organization (WHO), CVDs are the lead-
ing cause of mortality and morbidity in developed countries. They are a major bur-
den on society, leading to a significant reduction in the quality of life and health, as
well as healthcare costs [17]. These diseases can be present for many years before
becoming clinically apparent, making clinical management difficult. Thus, early
CVD risk identification is important to delay and prevent its onset.
Traditionally, CVDs have been diagnosed based on the analysis of risk factors
such as smoking, high (total and LDL) cholesterol, high blood pressure, obesity,
sedentary lifestyles, or type 2 diabetes. However, it has not been possible to accu-
rately identify all individuals at risk for cerebrovascular accidents or complications
using such risk factors. Unfortunately, unexpected acute ischemic events still occur
at high rates, both in patients known to have arteriosclerosis and subjects thought to
be healthy [41].
LDL cholesterol (LDL-C) is the most important lipid factor for assessing an
individual’s cardiovascular risk. However, many individuals with CVD have
normal LDL-C levels [42]. LDL-C concentrations are often normal or only
slightly elevated in people with metabolic disorders such as diabetes, obesity, or
metabolic syndrome. At the same time, the level of LDL particles (LDL-P) is
raised owing to the presence of smaller particles, lower cholesterol levels, and
higher atherogenicity, so they are able to access the arterial wall easily. Among
the LDL particles, the smallest and densest can easily infiltrate the arterial wall
and stick to the extracellular matrix proteoglycans [43]. Small LDL-P
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 247
significantly increase the risk of CVD but are not considered by the traditional
risk estimation methods.
Beyond LDL-P, lipoproteins rich in triglycerides, including VLDL, intermediate-
density lipoproteins (IDL), and cholesterol remnants, favor the development of ath-
erosclerosis as a complementary source of cholesterol and promote inflammation.
In particular, lipoproteins below 70 nm in diameter can cross the vascular endothe-
lial barrier and interact with macrophages exacerbating inflammatory mechanisms
[44]. Remnant cholesterol transported by triglyceride-rich particles shows a CVD
predictive value even higher than that of LDL cholesterol (LDL-C) [45].
The basic and generally used lipid panel for CV risk assessment does not offer
an approach to the real protagonists of atherogenicity, the lipoprotein particles [46].
The proatherogenic particle concentration can be indirectly characterized by deter-
mining the plasma apolipoprotein B (ApoB) levels [47]. ApoB-100 is the major
apolipoprotein of atherogenic lipoproteins. Each lipoprotein particle has only one
ApoB molecule, from chylomicrons and VLDL to LDL. For the same amount of
LDL-C, a higher concentration of ApoB in plasma ApoB indicates the presence of
more atherogenic particles and smaller lipoproteins [48]. The latest guidelines on
dyslipidemia and cardiovascular prevention from the European Society of
Cardiology (ESC) and the European Atherosclerosis Society (EAS) recognize that
the LDL-C level is a surrogate for the level of atherogenic particles and that lipid-
lowering drugs achieve their beneficial effects by reducing the number of athero-
genic particles [49]. These guidelines propose the determination of the ApoB level
as a surrogate marker for CVD closer to the number of LDL particles and set out
certain concentrations of ApoB as secondary therapeutic goals. Despite this, the
concentration of ApoB does not distinguish between triglyceride-rich particles and
LDL particles.
For this reason, advanced lipoprotein testing is being developed into a new diag-
nostic system, helping health specialists improve the control of cardiovascular risk,
providing an accurate picture of the complete lipid profile, and establishing person-
alized therapy for patients [50].
Advanced lipoprotein profiling using NMR allows the determination in one
NMR run of the basic lipid profile, including total cholesterol, LDL, HDL, non-
HDL, and triglycerides, as well as a more advanced lipoprotein profile that includes
the lipid composition, particle size, and concentration of the main lipoprotein
classes (VLDL, LDL, and HDL). The complete characterization of the blood lipo-
protein profile contributes to personalized preventive and therapeutic decisions in
estimating and addressing the CVD risk [51]. This comprehensive characterization
of the lipoprotein profile facilitates the detection of individuals with an increased
CVD risk [52].
The NMR technique for lipoprotein profiling was set in 1992 and has repeatedly
proved helpful measuring a wide spectrum of cardiovascular risk factors in a high-
throughput operational mode [53]. NMR allows us to obtain advanced metabolic
profiling that includes the detailed lipoprotein profile and a complementary set of
information related to the cardiometabolic status (glycoprotein profile and the con-
centrations of low-molecular-weight metabolites [LMWM], among others).
248 N. Amigó Grau and P. Ortiz Betes
Various MS-based methods can be used to analyze plasma lipids: LC-MS, direct
flow injection, and direct-infusion/shotgun MS (DIMS) are the most common
approaches. LC-MS/MS is typically applied for the targeted analysis of very low
abundancy (nanomoles per liter range) lipid mediators (e.g., eicosanoids, special-
ized pro-resolving mediators, oxysterols). Meanwhile, DIMS as well as LC-MS and
LC-MS/MS can be used for analyzing lipid classes with higher abundancy, in the
high micromoles per liter to millimoles per liter range (e.g., glycerolipids, glycero-
phospholipids, cholesterol esters, and ceramides).
As mentioned, in plasma, lipids are often found bound to soluble carrier proteins
(e.g., albumin) or associated with multiprotein assemblies (lipoproteins). Therefore,
a single lipid recovery protocol is unlikely to be effective for all analytical
approaches. This is because different lipid families require different extraction and
analysis protocols. For example, some lipids are more stable than others and can be
extracted using milder methods. Additionally, different lipids require different ana-
lytical techniques. Furthermore, some analytical approaches require that the lipids
be kept in their native state, which means that they cannot be disrupted by the
extraction or analysis process. This is important because the structure of the lipids
can provide important information about their function.
Therefore, truly comprehensive lipidome analysis requires multiple analytical
platforms (each suited for a subset of lipid classes) to be applied in parallel, particu-
lar sample preparation techniques and non-destructive approaches for lipoprotein
structure profiling [56]. Frequently, plasma lipidome analysis only includes lipid
classes that can be determined in one run using the only mass spectrometer that the
researchers have available and supplemented by structural lipoprotein analysis
using NMR spectroscopy [57].
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 249
dynamic metabolic events. One of the advantages of NMR metabolomics is that it can
be used to generate quantitative profiles of solute-state fluids with minimal sample prep-
aration. This allows for a naturalistic, largely unbiased view of their composition that
closely represents the in vivo state. In metabolic research, NMR spectroscopy allows
comprehensive metabolic profiling associated with different metabolic conditions and
inflammation: from small molecules (known as the aqueous metabolome) to large mac-
romolecular complexes (advanced lipoprotein testing based on NMR technology and
NMR glycoprotein profiling) from intact plasma or serum, as well as the characteriza-
tion of different lipid species from lipid plasma or serum extracts.
The clinically relevant information that can be found in 1H NMR spectra of
blood plasma goes far beyond standard lipid panels, including a set of parameters
associated with lipoprotein profiling for cardiometabolic health (size, composition,
and particle concentration) and other parameters, including glycoproteins, LMWM,
and some lipid species. Since the vascular wall releases molecules into the blood-
stream that reflect the patient pathological processes, the concentrations of these
molecules participating in pathological processes could be potential biomarkers for
the future appearance of diseases with which to establish predictive mathematical
models that can be used in clinics.
As mentioned in the previous section, measuring lipids and lipoproteins using
LC-MS and NMR can be complementary, presenting different strengths and weak-
nesses (Table 1).
The sensitivity of LC-MS exceeds that of NMR by an order or magnitude and
hence the higher number of visible metabolites and potential versatility. However,
lipoprotein profiling should be performed using NMR. Moreover, NMR exhibits
low experimental variability between laboratories. The main source of variability in
NMR is intra-operator and intra-day. NMR can measure a quantitative lipoprotein
profile over time for individual longitudinal studies.
The OWLiver® panel is an in vitro diagnostic test based on the serum lipidomic
signature of patients with NAFLD. This panel can stratify this condition into four
clinically relevant stages: normal liver, steatosis, NASH, and “NASH at risk”
(NASH + F2 or more). The panel was developed by OWL metabolomics in Spain
and has been applied as a CE-certified IVD for over 8 years.
The company collects serum samples and biopsies from different cohorts of
NAFLD patients in Spain, the Czech Republic, Chile, Mexico, Israel, and the USA
(Florida and New York). Combining the biopsy readings with the clinical and ana-
lytical data, they have established an impressive database including data for more
than 1200 NAFLD patients.
Furthermore, the panel was selected for the two major international consortia:
Non-invasive Biomarker of Metabolic Liver Diseases (NIMBLE) and Liver
Investigation Testing Marker Utility in Steatohepatitis (LITMUS) [69] (US and EU
consortia created for the validation of noninvasive diagnostic of NAFLD stages).
Currently, the OWLiver panel is available to most Spanish hospitals and its use
is fully reimbursed for the Health Service of the Basque Country. A CLIA lab test is
252 N. Amigó Grau and P. Ortiz Betes
also available for most EU countries interested in the panel, and the CLIA test is
expected to launch in the USA in 2023.
The panel applies three different algorithms to the lipidomic signatures obtained
after the injection into an LC-MS of a very low amount of serum (~10 μl). All three
algorithms are BMI-dependent, and two of them also need the patient’s alanine
amino transferase (ALT) and aspartate amino transferase (AST). The final output of
the panel is the classification of the patient into one of the four mentioned diagnostic
categories.
The first algorithm, based on BMI, ALT, AST, and 12 complex lipids, identified
patients suffering from “NASH at risk.” Accuracy in comparison with biopsy results
in an AUC close to 0.8, which compares very well with the other noninvasive alter-
natives in development. The diagnosis of this group of patients is clinically very
relevant since they are the ones that would benefit the most from earlier treatment.
The second algorithm, based on BMI, ALT, AST, and 16 complex lipids, identi-
fies patients with NASH, with an AUC versus biopsy of close to 0.8. This classifica-
tion is also clinically important for the patients’ prognosis since the
morbidity–mortality of this category is higher than for patients with normal liver
and simple steatosis. Only NIS 4 has shown comparable accuracy in diagnosing
NASH [70]. To date, no other noninvasive procedure has been able to recognize the
inflammatory component of this condition.
Based on BMI and 11 triglycerides, the third algorithm differentiates NAFLD
from normal liver patients with an AUC close to 0.9 versus biopsy [38]. The accu-
racy is very close to that observed with Fibroscan. Although this category is not very
clinically relevant since a simple echography can provide the same information, it
could be useful for epidemiological or population studies because it only requires a
blood test.
The first results from NIMBLE were published in 2022 after evaluation in blind
more than 1000 samples from NAFLD patients and exhibited the same accuracy as
observed by Mayo et al. [38, 70].
The main use of the OWLiver panel in hepatology units is in combination with
FIB4 to select “NASH at-risk” patients. This combination reduces false negatives
from FIB 4, identifying most of the patients suffering from NASH and fibrosis stage
2 or more [38, 71].
Endocrinology units are also very interested in identifying “NASH at-risk” and
NASH patients because the technology allows them to carefully monitor overweight
type 2 diabetes patients during their potential long-term progression.
Finally, knowing if these metabolite changes are reversed when patients improve
or even return to normality is vital. Some longitudinal studies are currently being
carried out by two major consortia, NIMBLE and LITMUS, to confirm if the origi-
nal lipidomic signature is recovered once the patient recovers.
In conclusion, the accuracy shown by the different lipidomic signatures in the
OWLiver panel was very competitive compared with biopsy, and the panel is com-
plementary to the other noninvasive tools developed in parallel with the same pur-
pose, such as NIS 4 (based on microRNA, Fibroscan, and MRI) [70].
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 253
Although lipoprotein particle size and number of particles are not routinely mea-
sured in clinical practice, they can be efficiently and simultaneously assessed using
NMR spectroscopy. Lipoprotein profiling by using NMR was set two decades
before and has proved helpful concerning a wide spectrum of metabolic risk fac-
tors [72].
Lipoprotein determination by NMR has been established for some years, in both
basic research and using commercially available tests; most approaches (one-
dimensional approaches) are limited to analysis of lipids and lipoproteins using
empirical models based on correlations between the raw NMR data and laboratory
biochemical measurements.
The analysis of lipoproteins by 1D 1H NMR spectroscopy is based on particle
size. The lipid methyl groups that are transported within the lipoproteins resonate at
slightly different frequencies depending on the lipoprotein that transports them,
with smaller particles resonating at lower frequencies. Therefore, it is possible to
quantify lipoproteins by decomposing the NMR signal of the methyl group of the
lipids in individual signals. This method, commercialized by Liposcience (recently
acquired by LabCorp), provides the concentrations of particles of the major lipopro-
tein classes and subclasses from indirectly estimated size, as it is based on a library
of one-dimensional NMR spectra of previously isolated lipoprotein classes and an
algorithm, which adjusts the NMR signal depending on samples being analyzed.
Therefore, an advanced lipoprotein profile based on NMR allows for the deter-
mination of both the basic lipid profile, including total cholesterol, LDL, HDL,
non-HDL, and triglycerides, as well as a more advanced lipoprotein profile, which
includes lipid composition, particle size, and concentration of the main lipoprotein
classes (VLDL, LDL, and HDL) and the concentrations of nine subclasses of lipid
particles. The complete characterization of the blood lipoprotein profile contributes
to personalized preventive and therapeutic decisions in estimating and addressing
the CVD risk. This comprehensive characterization of the lipoprotein profile facili-
tates the identification of individuals with an increased CVD risk.
The application of an advanced lipoprotein profile to identify the situations
described in the following section is particularly relevant.
LDL particles are highly heterogeneous in size and lipid content. This heterogeneity
has led to the definition of two phenotypes or patterns associated with a greater or
lesser risk of CVD, depending on the relationship between the levels of LDL-C
and LDL-P:
LDL-C > LDL-P or those individuals with particularly large LDL particles with
a higher cholesterol content and lower CVD risk.
254 N. Amigó Grau and P. Ortiz Betes
Fig. 1 Incidence of
cardiovascular events
according to the
stratification of the MESA
study population
concerning LDL-C/LDL-P
levels. (Adapted from
Otvos et al. [73])
LDL-C < LDL-P or those individuals with especially small LDL particles with a
lower cholesterol content and increased risk.
A relevant report by Otvos and colleagues published in the Journal of Clinical
Lipidology, including approximately 6000 individuals from the prospective Multi-
Ethnic Study for Atherosclerosis (MESA), showed that the number of cardiovascu-
lar and cerebrovascular accidents accumulated over the years is significantly
associated with the level of LDL-P but not with the level of LDL-C if these two
magnitudes show discrepancies [73]. As shown in Fig. 1, the incidence of CVD in
individuals with especially large LDL particles (and therefore levels of
LDL-C > LDL-P) was observed to be significantly lower than in the group of indi-
viduals with small particles.
For individuals with a low LDL-P concentration, the CVD risk is overestimated
if the traditional LDL-C factor is used. In contrast, for individuals with high LDL-P
concentrations but normal LDL-C levels, the CVD risk is underestimated [73].
Type 2 diabetes mellitus has been classified as the epidemic of the twenty-first cen-
tury both for its growing magnitude and its impact on CVD. Determining the factors
associated with the onset of diabetes before it starts (prediabetic signs) is a chal-
lenge representing a breakthrough in CVD prevention.
In this sense, Dr. Samia Mora [74] and Dr. Rafael Carmena [75] argue that
advanced lipoprotein characterization helps to identify individuals at higher risk of
developing cardiometabolic diseases by allowing the identification of a characteris-
tic lipoprotein profile years before the onset of clinical manifestations.
This concept has been reinforced in other relevant works, such as the report pub-
lished in Circulation of the IRAS (Insulin Resistance Atherosclerosis Study) [76].
Bringing Human Serum Lipidomics to the Forefront of Clinical Practice: Two Clinical… 255
The study showed that NMR can be used to identify lipoprotein profiles that are
associated with an increased risk of developing cardiometabolic diseases, such as
type 2 diabetes and insulin resistance. These profiles show high concentrations of
large VDL particles and small HDL particles. This abnormal distribution between
lipoprotein subclasses is reflected in an increased VLDL size and a decreased size
of HDL. Early detection of these particular patterns can help prevent the future
development of chronic hyperglycemia.
In any case, the measurement of lipoprotein profiles is of great interest to those
patients who are exhibiting [77]:
• Family history of atherosclerotic cardiovascular risk
• Elevated triglycerides
• Low levels of HDL-C
• Metabolic syndrome
• Diabetes mellitus
• Secondary prevention: recurrent events due to atherosclerotic cardiovascular risk
despite intervention in lifestyle changes and/or administration of lipid-
lowering therapy
A recent study by Puig-Jove et al. [78] in the journal Revista Española de
Cardiología provides a clinical overview of the use of 1H NMR serum lipidomics
to directly assess the number, composition, and size of the different lipoprotein
particles in other areas of cardiovascular research, such as premature cardiovascular
disease (CVD) or heart failure.
Several methodological approaches have been commercially developed to quan-
tify blood lipoproteins from NMR spectra. The first commercially available was
based on a deconvolution method (LipoProfile, LabCorp Inc., USA) and includes
decomposition of the NMR signal into individual signals obtained from a library of
NMR spectra for isolated lipoproteins. Another alternative based on linear regres-
sion modeling for lipid prediction was developed by Mika Ala-Korpela and is cur-
rently commercialized by the Nightingale Health Ltd., Finland [79, 80]. These
approaches do not allow direct quantification of the particle size and provide an
indirect measurement of the concentration of particles and estimation of the size.
As an alternative to the abovementioned one-dimensional 1H NMR methods,
two-dimensional 1H NMR appears as a second-generation approach for lipoprotein
characterization. Diffusion Ordered Nuclear Magnetic Resonance Spectroscopy
(DOSY-NMR) is a type of NMR experiment that can be used to measure the hydro-
dynamic characteristics of molecules. This includes the diffusion coefficient, which
is a measure of how fast the molecules move through a solution. The diffusion coef-
ficient of each subclass of lipoprotein can be measured using DOSY-NMR. The
sizes of the different lipoprotein subclasses can then be calculated directly from the
diffusion coefficients using the Stokes-Einstein equation. However, it is important
to directly measure the size of the lipoprotein particles since this is used to calculate
the number of lipoprotein particles.
Therefore, the two-dimensional 1H NMR approach allows direct calculation of
the sizes and gives more precise particle concentrations than can be obtained using
256 N. Amigó Grau and P. Ortiz Betes
The advances in lipidomic profiling techniques in the last two decades have opened
up a new era of research into the role of lipids in health and disease, significantly
improving our understanding of the underlying biological processes involved. More
recently, the related technologies in specific fields, such as NMR lipoprotein profil-
ing and LC-MS liver health evaluation, reached the clinical environment after high-
throughput sample preparation, and screening became feasible. These technologies
have been shown to have clinical utility in several applications and applied to the
analysis of large cohort clinical trials and are cost-effective in the diagnosis of sub-
clinical CVD and metabolic-related conditions, such as metabolic-associated fatty
liver disease (MAFLD) evaluation and stratification.
Currently, many lipidomic profiling applications are crossing the barrier from
research to clinical application. The technology is now being applied in some
advanced clinical settings, and it has the potential to be widely used in the future
to diagnose diseases, stratify risk, and monitor the efficacy of all kinds of treat-
ments. Although the technology and techniques are still under development, lipi-
domic profiling has the potential to revolutionize the way we diagnose and treat
diseases. For example, it could be used to identify biomarkers for diseases that are
currently difficult to diagnose, such as cancer and Alzheimer’s disease. It could
also be used to stratify risk for diseases, so that we can better target treatments to
those who are most likely to benefit. Additionally, it could be used to monitor the
efficacy of treatments, so that clinicians can check that they are working and that
patients are not experiencing any adverse side effects. The widespread use of this
technology has the potential to improve the health of millions of people around
the world.
The global objective is to implement NMR and LC-MS lipidomics as precise and
personalized technologies in an impactful way, to scale and make them accessible
and effective to help improve the time-efficiency and cost-effectiveness of health-
care providers around the world. Once clinical lipidomic platforms have been devel-
oped and validated, they will need to be approved by the relevant regulatory body in
the country where they will be used, as has already been done for the first platforms
in the EU and USA. This is an important procedure, and it helps to ensure that the
platforms are safe and effective.
Specific applications based on MS and NMR are already accessible around the
world. However, the cost of the equipment is high, and the potential of the technol-
ogy is greater than the currently developed applications. The next step is to integrate
lipidomic and lipoprotein profiling into clinical practice. For this to be achieved, the
standardization of sample preparation is essential to ensure the accuracy and repro-
ducibility of results. Moreover, the streamlining of analytical procedures will make
lipidomic profiling more accessible to a wider range of laboratories, and the estab-
lishment of metabolite databases will allow for the rapid identification of lipids and
the comparison of results between different laboratories.
260 N. Amigó Grau and P. Ortiz Betes
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LC-MS-Based Population Metabolomics:
A Mini-Review of Recent Studies
and Challenges from Sample Collection
to Data Processing
Abbreviations
© The Author(s), under exclusive license to Springer Nature Singapore Pte 269
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
270 M. Mireault and L. Sleno
1 Introduction
Metabolomics is one of the most recent branches of “omic” science, studying the
molecules involved in the structure, function, or dynamics of a cell, tissue, or organ-
ism [1, 2]. It encompasses the qualitative and quantitative analysis of metabolites
present in a biological sample to interrogate metabolic pathways. It is possible with
metabolomics to investigate potential therapeutic targets and identify biomarkers
for a disease’s early detection and progression [3, 4]. Small molecule metabolites
(less than 1500 Da) are intermediates or end products of metabolism and comprise
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies… 271
a large variety of chemical structures [2, 5]. They are also considered to correlate
more with the phenotype of a tissue or organism than proteins and genes, thereby
allowing fast detection of biological changes [5].
The metabolome’s structural diversity increases the analyses’ complexity com-
pared to the proteome, genome, and transcriptome (Fig. 1). Proteins are combina-
tions of 20 amino acids, while DNA and RNA are each composed of 4 nucleotides.
Metabolites are formed from different endogenous or exogenous compounds and do
not have predefined structures [6]. Isomeric metabolites have different structures
but identical exact mass, increasing the difficulty of metabolomic analyses [5].
The choice of a biological system can influence the metabolome. Urine and
blood are commonly used in metabolomics because of their wide range of metabo-
lites and their accessibility, as well as having the ability to represent an overall pic-
ture of metabolism from different organs and tissues [7]. Measuring polar metabolites
in urine can inform on the major elimination pathways from food, drugs, and envi-
ronmental contaminants [8]. Blood is composed of polar and non-polar molecules,
excreted or secreted by tissues [9]. Thus, these two biofluids offer a global view of
a person’s exposure and health status [7].
In metabolomics, two approaches can be employed; targeted, and untargeted
analysis. The targeted approach quantifies a limited number of known metabolites
in a sample. However, the small number of known metabolites and commercially
available pure reference standards limits this approach in epidemiological studies.
The untargeted analysis provides a more comprehensive view by identifying known
and unknown metabolites. It requires a nonselective and reproducible preparation to
Fig. 1 The complexity of the different omic sciences, showing structural diversity involved in
metabolomic studies
272 M. Mireault and L. Sleno
avoid any change in the metabolic profile [10]. Due to a lack of standardization of
protocols, several pre-analytical, analytical, and post-analytical approaches may
influence the results of such studies. Common practices and challenges related to
epidemiological studies using urine and blood will be discussed in this chapter.
2 Pre-Analytical Factors
The pre-analytical steps (Figs. 2 and 3) greatly impact the results, corresponding to
60–80% of laboratory errors [11, 12]. Due to the presence of enzymes, metabolism
continues even after biological samples are collected unless properly quenched,
resulting in varying levels of some compounds [7]. Sample degradation is also an
important factor to consider when analyzing metabolites with limited stability.
Therefore, sample collection, preparation, and storage must be considered crucial
steps in metabolomic studies [13].
2.1 Blood Samples
Whole blood, plasma, or serum is usually prepared for metabolomic studies. When
plasma samples are collected, anticoagulants, such as ethylenediaminetetraacetic
acid (EDTA), sodium citrate, and heparin, are added to inhibit the coagulation cas-
cade [7, 14]. EDTA and sodium citrate are chelators of calcium which acts as a
cofactor in the cascade, while heparin activates antithrombin [14]. The choice of
one anticoagulant over another does not appear to significantly affect the levels of
metabolites [13]. Nevertheless, citrate and EDTA can be detected by mass spec-
trometry and interfere with the analysis of metabolites of interest. Citrate can also
alter the sample pH and reduce the yield of metabolite extraction. Unlike the other
two anticoagulants, heparin is not detectable with MS, but it is often added as lith-
ium or sodium salts that can form adducts during electrospray ionization [7].
Special precautions must be taken when collecting blood samples to avoid hemo-
lysis. Erythrocytes can release intracellular components, including hemoglobin, and
alter the metabolic profile of plasma and serum [7]. Other pre-analytical factors
influencing metabolite levels include sample collection time, delays, and ambient
temperature [7, 13].
Samples are often stored for a long period of time in an epidemiological study.
However, storage for over 5 years at −80 °C can significantly change metabolite
concentrations. It is preferable to store samples in liquid nitrogen as aliquots to
avoid repeated freeze-thaw cycles that can alter the metabolic profile [7, 13].
2.2 Urine Samples
Urine differs from other biofluids in that it is easily collected in large quantities [7,
8]. However, collection at different times of the day and with or without fasting may
interfere with the urinary metabolic profile [7, 13]. Metabolites from the diet are
also more likely to be detected in urine than in other biofluids [15]. Therefore, it is
preferable to standardize the time of collection and obtain samples after fasting [13].
Bacteria can also alter urinary metabolite levels in samples, which grow rapidly
even after samples are collected [7]. Centrifugation and filtration can remove bacte-
ria and cellular debris. However, high-speed pre-centrifugation can break the cells
and cause the release of cellular components, which can alter the metabolic profile.
Mild centrifugation at 1000–3000 g is preferred to remove contaminants without
damaging cells. Filtration can sometimes also lead to a loss of metabolites [16].
Storing samples at 4 °C or lower immediately after sample collection inhibits bacte-
rial growth [7]. In the long term, it is preferable to store samples in liquid nitrogen
or at −80 °C and in smaller aliquots to limit freeze/thaw cycles and reduce the
potential for metabolite degradation [7, 13].
The concentration of metabolites in urine can also vary significantly between
samples depending on hydration status and other variables [17]. Creatinine concen-
trations or osmolarity can be used to normalize urine samples. However, creatinine
274 M. Mireault and L. Sleno
levels can vary depending on different factors, including age, gender, ethnicity, diet,
muscle mass, exercise level, time of day, and disease states. Osmolarity would pro-
vide better separation of biological groups compared with creatinine but is less
available in practice. Specific gravity, generally used as an alternative to osmolarity,
corresponds to the ratio between the density of urine and water measured at constant
temperature by refractometry [17]. Pre-acquisition normalization has been shown to
provide better results than post-acquisition normalization, with a combination of
both being even better [13], for instance, normalizing urine dilution steps during
sample preparation based on creatinine concentration followed by a second normal-
ization of raw data using either endogenous signals in the urine or average ion inten-
sity for the chromatographic run.
Like many aspects of metabolomics, quality standards are not well defined. Poor
data quality management leads to biased results, wasted resources, and can damage
the credibility of this field of study [18]. Quality assurance (QA) establishes the
prerequisites (equipment maintenance, personnel training, etc.) to ensure the quality
and reproducibility of results, while quality control (QC) is important to make sure
that no bias occurs during sample preparation and analysis [18–20]. The QC proce-
dure includes using several control samples, including blanks, pooled QC or intra-
study QC samples, long-term reference (LTR) or intra-laboratory QC samples, and
standard reference material (SRM)/interlaboratory QC samples. Internal standards,
technical replicates, and random sample analysis are also often used [18]. However,
each laboratory uses different methods, which makes it difficult to harmonize results
[18, 20]. Long et al. developed a list of recommendations for good laboratory prac-
tices (QA and QC) to ensure quality results [19]. They are classified into five steps
(pre-pre-analytical, pre-analytical, analytical, post-analytical, and post-post-
analytical), and each is accompanied by commonly made errors.
During collection, the most common errors are due to the misidentification of
samples or improper collection, resulting in sample hemolysis [12]. Centrifugation
conditions (time and speed), handling (sorting, pipetting/aliquoting), storage, and
inappropriate transport of samples are also errors often observed in the medical
environment and can have an impact on the metabolic profile [11, 12, 19]. Although
less frequent, analytical errors can also occur [12]. They are caused by equipment
malfunction, interference from an endogenous or exogenous compound, or a failure
not detected by quality control. Therefore, it is important to perform regular main-
tenance on the equipment and use various QC samples to ensure the quality of the
data generated [19]. Following data acquisition, there may also be erroneous valida-
tion, incorrect data entry, or misinterpretation of results [19]. Thus, errors can occur
at different stages of the analysis process. However, many of them are human errors,
and it is important to prioritize staff training to avoid them.
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies… 275
4 Identification of Metabolites
4.1 Confidence Levels
Confidence levels ensure the quality of metabolite identification. They classify from
0 to 4, with 0 being the highest confidence level. This level requires determining the
three-dimensioanl structure and the complete stereochemistry of the metabolites of
interest. Level 1 uses a reference standard to identify metabolites from two orthogo-
nal techniques, such as MS/MS spectrum and retention time. Level 2 allows a pos-
sible identification of metabolites by comparing information from two orthogonal
techniques with the literature or a database. Level 3 determines a possible class of
metabolites based on at least one technique. Finally, level 4 does not allow the iden-
tification, but the compound remains present in the sample after extraction and can
be quantified [19, 21].
To ensure the identification of metabolites present in samples, it is always prefer-
able to use reference standards (level 1) [5, 21]. However, obtaining a complete set
of metabolite standards can be an arduous and expensive task. Initiatives for creat-
ing metabolite standard mixes are an interesting concept to reduce the cost of indi-
vidual standards. A comparison of MS/MS spectra and retention times to those
present in databases allows, at best, a level 2 confidence [22].
Several databases, such as Metlin, HMDB, MassBank, and NIST, are available to
support metabolite identification. These can contain endogenous metabolites, exog-
enous compounds, and transformation products from food, microbiome, drugs,
plants, and pollutants [23]. Nevertheless, metabolite identification remains com-
plex, and it is estimated that less than 25% of MS/MS spectra can be identified due
to a low number of metabolites listed in these databases and the limited number of
commercially available pure reference standards [5, 23].
Some isomeric metabolites have a distinct structure but identical molecular for-
mulae and, therefore, the same exact mass. The presence of these isomers can lead
to false discovery rates (FDRs) due to the similarity between many MS/MS spectra
present in databases [5]. A low FDR allows reliable annotation of a small number of
metabolites, while a high FDR allows annotation of a larger number of metabolites
whose quality may be poor [24]. Thus, FDRs are generally higher in large databases
because they have many MS/MS spectra for the same compound. Each device pro-
vides a different spectrum, and the diversity of the methods used leads to many
redundancies [5]. It is generally accepted that the best scenario would be to compare
spectra obtained under the exact conditions as the metabolomic data was acquired.
Different platforms can show variable fragmentation, especially if the collision
276 M. Mireault and L. Sleno
energies, for instance, are not the same. Another important concept would be the
difference between instruments having varying mass resolutions. A low-resolution
system, such as a triple quadrupole, allows only unit resolution to be achieved;
therefore, molecular formulae of fragment ions detected cannot be confirmed.
MassBank and NIST contain MS/MS spectra from different instruments (QqTOF,
Orbitrap, QqQ, ion-trap) and different ionization techniques (ESI, EI, CI, APCI, and
MALDI) [23]. HMDB also contains spectra from different devices but uses only
electrospray ionization (ESI) [25]. Metlin is a database whose spectra are acquired
on the electrospray-quadrupole-time-of-flight (QqTOF) platform from the Agilent
Technologies. The spectra have been generated in positive and negative modes at
three distinct collision energies (10, 20, and 40 V) [23, 26].
5 Analytical Challenges
5.1 Variation of Metabolites
5.2 Missing Values
Missing values are a key factor to consider when analyzing the results. They result
from metabolite signals in some samples and are absent in others. This may be due
to biological variation between two groups of samples (control vs. disease) or exter-
nal factors, such as pre-analytical conditions or chemical instability [4]. Missing
values from technical factors are divided into three classes, missing not at random
(MNAR) values, missing at random (MAR) values, and missing completely at ran-
dom (MCAR) values, also called abundance-dependent missing values [43, 44].
MCAR values result from random errors acquired during data acquisition, such as
reduced ionization efficiency or ion suppression [43]. MAR values are more general
and are difficult to distinguish from MCAR, as they are often combined [44]. They
may result from poor peak detection or deconvolution of two co-eluting peaks [45].
Finally, the MNAR values correspond to metabolites with concentrations below the
limit of detection [43].
In epidemiological studies, missing values are often replaced by half or a fraction
of the lowest detected value [4]. However, the different types of missing values may
influence the choice of approach to adopt. Random forest is considered the best
approach for MCAR/MAR, while quantile regression imputation of left-censored
data (QRILC) is preferred for MNAR [45]. When the missing value is from a bio-
logical factor, a change may distort the results; therefore, it would be better, in this
case, to keep these values as null values [4]. Therefore, the choice of method consid-
ers the authors’ opinion on the nature of the missing values, which can be verified
by comparing the different results obtained using these methods [46].
Following the missing data processing, the metabolites usually undergo a log
transformation to normalize the results [4]. This method allows us to obtain a
Gaussian-like distribution in the metabolite variables and to compare the statistical
analyses [46]. However, this approach cannot be applied to all metabolites, and a
comparison of the distribution of values must be performed before and after the
transformation. When there is no change, it is better to keep the initial values [46].
6 Statistical Analysis
with covariates and principal component analysis (PCA) are also widely used [4].
Unlike linear regression, PCA does not identify a specific biomarker. However, it
allows the correlation between a set of metabolites and an outcome [46].
The choice of statistical tests will depend on the objective of the study. Many
researchers use the area under the Receiver Operating Characteristic Curve (ROC)
to determine the quality of a biomarker, while partial correlation is the most com-
mon method for analyzing intercorrelations between different metabolites.
Laboratories that have performed network analysis [4] used the weighted gene co-
expression network analysis (WGCNA) and MetaboAnalyst, for a freely available
and user-friendly data analysis online platform. Recently, a recent version of
MetaboAnalyst (5.0) has been released online and provides better support for statis-
tical analysis (univariate and multivariate) and functional analysis (enrichment,
pathway, and functional meta-analysis) [48, 49].
Since Oliver et al. [50] introduced the metabolome concept in 1998, metabolomic
studies related to disease and new biomarkers have continued to increase [5].
Cancers (breast, colon, lung) [39, 51–55], autism spectrum disorder [56], hyperin-
sulinemia [38], eating disorders [41], chronic kidney disease [57], depression [58],
osteoporosis [59], metabolic syndrome [60], ovarian reserve dysfunction [61], and
obesity [62] are few examples of diseases that are the focus of population-based
metabolomic studies. They perform metabolomic profiling to predict disease inci-
dence or progression. Kelly et al. [56] showed that plasma metabolite levels could
predict autism in children aged 8 years with good sensitivity and specificity.
Tryptophan and tyrosine metabolic pathways would be associated with better ages
and stages questionnaire (ASQ) communication scores. Tabung et al. [38] evaluated
the correlation between plasma metabolites and the empirical dietary index of
hyperinsulinemia (EDIH). They showed increased levels of diacylglycerol, triacyl-
glycerols, C10:2 carnitine, and C18:2 sphingomyelins and decreased phospholipid
levels of trigonelline, and eicosapentaenoate would correlate with elevated EDIH
[38]. Another study performed metabolic profiling of plasma in 7-year-old children.
It showed that high levels of VLDL, triglycerides, apolipoprotein-B/apolipoprotein-
A, and monounsaturated fatty acids ratio could decrease the probability of develop-
ing anorexia nervosa at the age of 18, while high levels of HDL, docosahexaenoic
acid, polyunsaturated fatty acid ratio, and fatty acid unsaturation could increase this
risk [41].
Other population-based studies focus more on factors leading to metabolite vari-
ability in different biological matrices to characterize them better. Wang et al. per-
formed metabolic profiling in plasma [63] and urine [64] to identify diet-related
biomarkers. They associated 238 plasma metabolites with 74 food groups and 513
urinary metabolites with 79 food groups. Darst et al. [65] instead studied the effect
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies… 279
of age and sex on the metabolic profile of plasma. They found that 623 metabolites
were associated with age, of which 29 steroids decreased with age while levels of
most fatty acids and sphingolipids increased. Furthermore, 695 metabolites were
associated with sex, 55% of which decreased in women (mainly steroids and
amino acids).
Nevertheless, for each study, information regarding the pre-analytical procedures
(collection, preparation, or storage sample) and methods to ensure quality control or
data processing is often lacking. This increases the difficulty of comparing two
studies with each other. Thus, the experimental approach used in some metabolomic-
related population studies is summarized in Tables 1, 2 and 3.
7.1 Pre-Analytical Procedures
7.2 Data Acquisition
Data Data
Subject Sample Cohort pre-acquisition Data acquisition post-acquisition Statistical analyses Outcomes of study Reference
Breast Serum 174 women – Fasting blood NMR – MetaboAnalyst – Log-transformation – Alanine, leucine, tyrosine, [51]
cancer (aged 35–64) sample – Missing values – Wilcoxon rank-sum valine, lactic acid, pyruvic
– Aliquoted half of the LOQ tests acid, triglycerides, lipid
– Stored in liquid – > 20% under – Frequencies main fraction, and 11
N2 LOQ excluded – Pearson’s chi- VLDL lipid subfractions
squared tests were inversely associated
– Conditional logistic with high MBD BC cases
regression models – Acetic acid was directly
– Benjamini-Hochberg associated with high
– PCA MBD cases
– OPLS-DA – Phenylalanine, tyrosine,
and tryptophan pathway
emerged MBD BC cases
M. Mireault and L. Sleno
Data Data
Subject Sample Cohort pre-acquisition Data acquisition post-acquisition Statistical analyses Outcomes of study Reference
Breast Serum 62 Asian Collection UHPLC-QTOF – Agilent Mass – Log-transformation – All altered amino acids [54]
cancer females – Incubated at r.t. MS Profiler software – Autoscaling were upregulated, while
for 30 min – Leucine – In-house library, SIMCA-P all cardiolipin (CL)
– Centrifuged at encephalin used METLIN and – PCA species are downregulated
3000 r/min, as lock mass for HMDB – OPLS-DA in the TNBC samples
5 min internal mass MetScape MetaboAnalyst 4.0 – Glycerophospholipid
– Stored at calibration – Correlation- – Univariate statistical metabolism, aminoacyl-
−80 °C, – Pooled QC based metabolic analysis tRNA biosynthesis, and
Metabolite sample injected networking MetScape valine, leucine, and
extraction every eight analysis – Pearson’s correlation isoleucine biosynthesis
– Protein samples – MetaboAnalyst coefficient were significantly altered
precipitation by 4.0 for – Debiased squared – dUMP,
MeOH metabolic partial correlation L-octanoylcarnitine,
– Centrifuged at pathway SPSS L-proline, lysoPC (22:1),
12000 rpm, analysis – ROC curve PS (22:0/0:0), and uric
15 min at 4 °C (KEGG) acid correlated with a
– Samples kept at five-year survival rate in
4 °C throughout TNBC patients
analysis
(continued)
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
281
Table 1 (continued)
282
Data Data
Subject Sample Cohort pre-acquisition Data acquisition post-acquisition Statistical analyses Outcomes of study Reference
Cancer Plasma 293 – Fasting blood NMR – Assignments by R package – OPLS-DA models [53]
participants (2 h) – Pooled samples reference to – OPLS-DA separated unwell patients
(age ≥ 40) – Lithium- literature values – Two-sided with solid tumor
heparin tubes – HMDB Kolmogorov- diagnoses from those with
– Left to stand at Smirnov test noncancer diagnoses with
room – ROC curves an AUC of 0.91,
temperature – Pearson’s correlation sensitivity of 94%, and a
– Centrifugation specificity of 82%
at 2200 × g, – OPLS-DA models also
10 min separated patients with a
– Stored at −80 ° metastatic cancer from
C those with nonmetastatic
– Defrosted on cancer with an AUC of
ice 0.91, sensitivity of 94%,
– Mixed with and specificity of 88%
NMR buffer
– Centrifugation
at 16,000 × g,
3 min
M. Mireault and L. Sleno
Data Data
Subject Sample Cohort pre-acquisition Data acquisition post-acquisition Statistical analyses Outcomes of study Reference
Colorectal Urine 52 – Aliquoted – Creatinine – MetaboAnalyst – Log-transformation – Levels of acetone, [39]
cancer participants – Stored at normalization software 4.0 – Autoscaled arginine, 2.3.-butanediol,
(cachexia) −80 °C – IS GC-MS – Benjamini-Hochberg and 2.3.-
GC-MS – MZMine 2.0 – One-way ANOVA dihydroxybutyrate
– Pooled QC – HMDB and – Pearson’s chi- decreased in cachectic
samples (every PubChem squared test compared to non-
batch) – Authentic – Pearson’s partial cachectic patients
– Kovats retention reference correlation – Glycerol phosphate
mixtures (every standard coefficients shuttle metabolism and
batch) NMR – OPLS-DA glycine, ketone body
– LOESS function – Bruker TopSpin metabolism, and serine
– %RSD software with metabolism were the top
– Analyzed paired zero filling 3 pathways
samples in same – DataChord
analytical spectrum miner
batches software
NMR – Chenomx
– QC samples library/HMDB
were run at the – Authentic
beginning and reference
end of each standard
analytical batch
– Citrate was
measured in
duplets
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
(continued)
283
Table 1 (continued)
284
Data Data
Subject Sample Cohort pre-acquisition Data acquisition post-acquisition Statistical analyses Outcomes of study Reference
Lung Urine 564 – Sterilized cup LC-MS and NMR LC-MS R package, SAS, and – 5-Methyl-2-furoic acid [55]
cancer never- containing – Pooled QC – Progenesis SIMCA-P+ software was significantly
smoking ascorbic acid samples (every (nonlinear – Log- transformation associated with lower
females (aged (antioxidant) five patient dynamics) – PCA lung cancer risk
52–66) – Kept at 0 °C to samples) – XCMS software – OPLS-DA – 25% of the association
−4 °C – CV >30%, – Wilcoxon rank sum between soy consumption
– Processed features were test and higher lung cancer
within 6 h excluded – Fisher exact test risk was significantly
– Storage at – In-house – Separate mediated via 5- methyl-2-
−70 °C databases, unconditional furoic acid
HMDB and logistic regression – 1-carbon metabolism,
METLIN models nucleotide metabolism,
NMR – Multivariable linear oxidative stress, and
– MATLAB regression model inflammation were
R2012b – Mediation analysis associated with lung
– Normalized by – Spearman correlation cancer risk
probabilistic coefficients
quotient – Benjamini-
Missing data Hochberg
– Metabolites
were excluded
from all
analyses
Mummichog
analysis
– Pathway
enrichment
M. Mireault and L. Sleno
Table 2 Population metabolomic studies related to other diseases
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Autism spectrum Plasma 806 children – Separated LC-MS – In-house library R package – Tryptophan and tyrosine [56]
disorder (ages 1 and – Stored at – 80 °C – Two batches sent 6 Missing value – Log-transformation metabolism were associated
3 years) months apart – 5 0% or more – PCA with better communication
– Normalized to metabolites were – PLS-DA score
sample mass excluded – Bonferroni – Plasma metabolite level
correction provides a high sensitivity
– ROC (88.9%) and specificity
(84,5%) for predicting
autism
Stool 806 children – Stored at −80 °C LC-MS – In-house library
(age 3 years) – Precipitation with MeOH – One batch Missing value
– Five aliquots – Normalized to – S/N < 10 or with
sample mass missing levels >10%
were excluded
Hyperinsulinemia Plasma 1919 women – Fasting blood sample LC-MS – Authentic reference – Multivariable- – Mainly phospholipids as [38]
(aged 50–79) (12 h) – Pooled plasma standards or reference adjusted linear well as trigonelline and
– EDTA tube reference samples samples regression models eicosapentaenoate
– Stored at −70 °C – Running every 20 – Coefficients of decreased with increasing
– Shipment on dry ice samples variation (CVs) EDIH scores
Missing value – Mainly diacylglycerol and
– Signal-to-noise triacylglycerols as well as
ratio < 10 C10:2 carnitine and C18:2
– Half the lowest sphingomyelins increased
observed value with EDIH scores
(continued)
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
285
Table 2 (continued)
286
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Eating disorders Plasma 2929 children – Non-fasting NMR R package – Elevated VLDL, [41]
(7 years old) – EDTA tube – Sample standard – Logistic regression triglycerides, Apo-B/A, and
deviation (SD) monounsaturated fatty acids
ratio at age 7 were
associated with lower odds
of anorexia nervosa at
age 18
– Elevated HDL,
docosahexaenoic acid, and
fatty acid unsaturation at
age 7 were associated with
higher risk for anorexia
nervosa at 18 years
Chronic kidney Serum or 454 Trained personal under GC-MS – Agilent Fiehn GC/MS R package and SPSS – D-malic acid, [57]
disease (CKD) plasma participants strict quality control – Three technical metabolomics RTL – Cox regression acetohydroxamic acid, and
(mean age Collection replicates library models butanoic acid were
68 ± 12) – Fasting blood (overnight) – Blank: Deionized – NIST library 11 – Multivariable independently associated
– Prepared water – Agilent MassHunter models with death
– Stored in liquid N2 – QC (serum pool) workstation – Unadjusted and – Docosahexaenoic acid was
– Serum samples thawed on samples everyday quantitative analysis adjusted fine and inversely associated to
ice Agilent’s MassHunter gray models mortality
Extraction plasma software – ROC curves – Lactose and 2-O-glycerol-
metabolites (diabetes) – IS d27-myristic acid – Partial correlations α-D-galactopyranoside
– Solvent mixture using the RTL system MetaboAnalyst were associated to end
– Spiked with IS MetaboAnalyst Hypergeometric test stage renal disease (ESRD)
– Centrifuged at – Pathway analysis adjusted risk
15.800 × g, 15 min at 4 ̊C – KEGG homo sapiens – Tyrosine showing an
library inverse relationship with
Missing value ESRD
>50% below LOD were
excluded
M. Mireault and L. Sleno
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Depression Plasma 10,145 – Fasting blood (overnight) NMR Missing values: R package – Higher levels of Apo B, [58]
control – EDTA tubes – Sample handling to Metabolite values in – Log transformation VLDL, triglycerides,
5283 Centrifugation and stored data processing is subjects with outlying – Random effects diglycerides,
depressed at −80 °C highly standardized concentrations (6 5 SD) meta-analyses monounsaturated fatty
persons or and fully automated were additionally set as – I2 with 95% acids, fatty acid chain
Centrifugation at 4 °C and – Unaware of missing confidence intervals length, glycoprotein
stored at −20 °C depression cases vs. – Wald tests acetyls, tyrosine, and
control status – FDR method isoleucine were associated
– Bayesian modeling with increased odds of
depression
– Lower levels of HDL,
acetate, and Apo A1 were
associated with increased
odds of depression
Osteoporosis and Serum 320 – Fasting blood LC-MS – Biocrates proprietary SAS – In males, glutarylcarnitine, [59]
bone mineral participants – EDTA MetIQ TM software – Log-transformation hydroxy sphingomyelin
density (BMD) – Centrifugation – Semi- quantitation – PCA C16:1, sphingomyelin
– Frozen at −80 °C was applied to the – PLS-DA C18:0, lysine, and serine
– AbsoluteIDQ p180 kit lipid quantitation – Wilcoxon test were associated with
based on isotopic lipid – χ2 test, osteoporosis
IS – Random forest – In postmenopausal females,
Missing value classifier method acetylcarnitine,
– >20% below LOD – ROC curves phosphatidylcholine diacyl,
were excluded phosphatidylcholine
acyl-alkyl, and
hydroxyproline were
associated with
osteoporosis
– ROC curve for BTMs and
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
serum metabolites
increased significantly
compared to BTMs only
(continued)
287
Table 2 (continued)
288
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Metabolic Plasma 115 – Fasting plasma LC-MS/MS LC-MS SIMCA software – In the univariate analyses, [60]
syndrome participants – EDTA Reference interface – Profinder™ software – PCA the metabolic syndrome
Metabolite extraction – Purine m/z 121.05 package – OPLS (score) was associated with
– H2O: MeOH (1:9) and m/z 119.03632 – In-house libraries – 95% confidence multiple individual
– Incubated for 2 min – HP-0921 m/z – Metabolite and lipid interval using the metabolites, including
– Stored on ice for 2 h 922.0098 and m/z signals were jackknife method valeryl carnitine, pyruvic
– Centrifuged at 18620 966.000725 normalized to the – CV-ANOVA acid, lactic acid, alanine,
RCF, 10 min at 4 °C – Positive and total peak area – Permutation and lipids (diglyceride)
Lipid extraction negative modes, GC-MS analyses
– CHCl3: MeOH (2:1) respectively – MATLAB R package
– Stored at room GC-MS/MS – In-house library – Univariate linear
temperature for 60 min – Normalization to IS regression
– Centrifuged at 18620 – Log-transformation
RCF, 3 min at 4 °C
Functional Serum 398 women – Non-fasted blood NMR – Quantification is R package – Anti-Müllerian hormone [61]
ovarian reserve (ages 18–45) – Centrifuged achieved through – Multivariable linear (AMH) showed positive
– Frozen at −80 °C three molecular regression associations with HDL,
– Assays within 1 year of windows from each – Scaled to standard omega-6, and
storage sample deviation (SD) units polyunsaturated fatty acids
– No freeze/thaw cycles – PERCH NMR – Bonferroni and the amino acids
software isoleucine, leucine, and
– Serum extract tyrosine and negatively with
metabolites are scaled acetate
via the total – Antral follicle count (AFC)
cholesterol was positively associated
with alanine, glutamine,
and glycine
M. Mireault and L. Sleno
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Obesity Plasma 1020 children CHOP study LC-MS – Quantification of SM R package – Only SM 32:2 was [62]
(ages 5.5, 8, – Fasted blood CHOP study and 32:2 was achieved by – Linear models significantly associated
and 10) – Centrifugation GINIplus/LISA study comparison to regressing with BMI z-score in all
– Frozen at −70 °C – 6 QC samples per commercially – Bivariate linear four populations
UBCS batch available standard SM models – Alanine showed the
– Fasted blood (>10 h) – Intra-batch (d18:1/18:0) – Multiple linear strongest positive
– Aliquoted CV < 0.2, the batch – Metabolite were models association with HOMA,
– Frozen at −80 °C was included excluded if >1.5 x SD – Partial R2 while acylcarnitines and
GINIplus/LISA study – QC > 50% of the from second highest – Cochran’s Q31 nonesterified fatty acids
– Aliquoted batches, metabolite value – Bonferroni were negatively associated
– Frozen at −80 °C was included with HOMA
For all, sent on dry ice and UBCS – SM d18:2/14:0 is a
re-stored at −80 °C – Six QC samples powerful marker for
Metabolite extraction measured twice molecular changes in
– Protein precipitation with – QC > 35% CV, childhood obesity
MeOH, containing IS metabolites were
– Centrifuged at 4000 rpm, excluded
10 min at room
temperature
(continued)
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
289
Table 3 Population metabolomic studies related to age, sex, BMI, pregnancy, and lifestyle habits
290
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Age and sex Plasma 1212 participants Plasma metabolomics LC-MS/MS – Metabolon’s hardware Metabolomics – 623 were associated with [65]
(mean age 61) – Fasting blood in EDTA – Pooled matrix sample and software – Median-scaled age; 29 steroid lipids
tubes – Blank: Extracted water – In-house library – Log-transformation significantly decreased
– Centrifuged at samples – Identified by future – Pearson r while higher levels of
3000 rpm, 15 min at RT – Cocktail of QC acquisition of a SAS most fatty acid,
– Aliquoted and – Instrument performance matching purified – Linear mixed effects sphingolipids and amino
frozen −80 °C, 30 min monitoring standard or by classical regression models acids increased with age
– Shipped on dry ice – Aided chromatographic structural analysis – – 695 were associated with
– Stored at −80 °C alignment – Metabolites with Benjamini- sex; most steroid lipids
Metabolite extraction – Median relative standard interquartile range of Hochberg and amino acids were in
– Recovery standards deviation (RSD) zero excluded from Genomics lower levels while most
– Protein precipitation Study samples were analyses – PCA fatty acids were higher in
with MeOH randomized Missing metabolite – Pearson r women
– Centrifugation QC samples spaced evenly values GCTA – The heritabilities of
– Stored under N2 among the injections – Imputed to the lowest h2 of each metabolite metabolites ranged
Genomics level of detection for dramatically
– DNA was extracted each metabolite (0.2–99.2%)
using PUREGENE®
DNA isolation kit
M. Mireault and L. Sleno
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Sex-specific Urine 369 participants – Stored at −80 °C LC-MS/MS – In-house library SAS software and R – Ten metabolites [67]
associations of (aged 16–18) – Protein precipitation by – Pools of sample were –N ormalization with software associated with both BMI
BMI and body MeOH used as quality controls block correction – Log-transformation and BF
fat – Normalization by urine – ICA – Eleven metabolites
osmolality – Linear regression associated with only BF
Missing value model and nine with only BMI
– >20% below LOD – enjamini-Hochberg – None of these
were excluded associations was in
– Random forest method females
built into “mice” – Strong sexual
package dimorphism in the
relationship between
body composition and
the urine metabolome
(continued)
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
291
Table 3 (continued)
292
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Age, sex, BMI Serum 1192 children – Collection in silica LC-MS/MS LC-MS/MS (serum) R package Sex: [66]
and dietary (aged 6–11) plastic tubes – AbsoluteIDQ p180 – MetIDQTM software – Log-transformation – Urinary isoleucine was at
habits – Inverted gently for 6–7 kit with IS Missing value: – Metabolome-wide lower while 5-oxoproline
times – Blank PBS samples – CV > 30% association study and tyrosine were higher
– Spun at 2500 g, 15 min (three replicates) > 30% below LOD (MWAS) in males
at 4 °C – Randomized samples – Multiple linear – Neurotransmitter
– Median processing time – NIST SRM 1950 plasma regression models serotonin in serum was
(collection to freezing): reference material (4 – Bonferroni higher in males while
1.8 h replicates) correction serine, lysine, ornithine,
– Median time between – QC material (two – Partial R2 approach acylcarnitines, and three
last meal and replicates, SeraLab, – PCA sphingolipids were
collection: 3.3 h S-123-M-27485) – Pearson’s higher in females
–QCs from manufacturer correlation Age:
in three concentrations coefficients – Creatinine
CVs: NIST SRM 1950 – Cytoscape software BMI z-score:
Urine – Collection: Evening and NMR – MATLAB and the MetScape – Urinary
morning – Randomised – Probabilistic quotient plugin application 4-deoxyerythronic acid,
– Kept in fridge overnight – Pooled urine samples normalisation urinary valine, serum
– Transported in from 20 individuals – HMDB carnitine, acylcarnitines,
temperature-controlled CVs: Pooled QC – ChenomxNMRsuite glutamate, BCAA valine,
environment 7.1 profiler lysoPC, and
– Aliquoted and frozen Missing value: sphingolipids
within 3 h – CV > 30% Dietary metabolite:
– Centrifuged at > 30% below LOD – Urinary creatine and
13,000 g, 10 min at serum PC with meat
4 °C – Serum PC with fish
– Urinary hippurate with
vegetables and urinary
proline betaine
– Hippurate with fruit
Population-specific
variance was better
captured in the serum than
in the urine profile
M. Mireault and L. Sleno
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
BMI Serum 304 – Fasting blood (≥10 h) LC-MS/MS – In-house library – Log-transformation – 50 BMI-correlated [68]
postmenopausal – Processed – Pooled QC standard – Normalization to the SAS metabolites
women (aged – Stored at −86 °C within – CVs calculated for 38 run day – Partial Pearson –B MI-related metabolites
50–74) 12 h samples using single Missing value correlations were more strongly
– Several recovery pooled QC sample – >90% below LOD Bonferroni correction correlated with fat mass
standards were excluded than lean mass
– Protein precipitation by – Minimum observed – Eight metabolites that
MeOH value of that specific were correlated with fat
metabolite mass or lean mass but
not BMI
Diet Urine 648 participants – 24 h urine collections LC-MS/MS – In-house library – Log-transformation – 708 diet-metabolite [64]
(mean age – Refrigerate or with – Triplicates of 44 – Normalization by – Autoscaled associations were
52.2 ± 9.4) cooler packs participant samples osmolality – Pearson’s partial identified
– Aliquoted – Interclass correlation Missing value: correlation – 513 unique metabolites
– Frozen and shipped on coefficients (ICCs) – ICC < 0.5 were – Bonferroni correlated with 79 food
dry ice excluded – ROC curve using R groups/items
– Storage in liquid N2 – >90% below LOD package
– Precipitate proteins were excluded
with MeOH –Imputed with the
minimum
Diet Plasma 671 participants – Fasting blood (8 h) LC-MS/MS – In-house library – Log-transformation – A total of 677 [63]
(mean age – EDTA – Duplicates of 60 – Each metabolite was – Autoscaled diet-metabolite
52.3 ± 9.5) – Refrigerated participant samples divided by its daily – Pearson’s partial associations
– Centrifugation – Interclass correlation median correlation – 238 plasma metabolites
– Aliquoted coefficients (ICCs) – Excluded – Missing – Bonferroni were associated with 74
– Shipped on dry ice values were assigned – ROC curve using R food groups/items
– Storage in liquid N2 the minimum detection package
– Protein precipitation by value
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
MeOH
(continued)
293
Table 3 (continued)
294
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Pregnancy Serum 8774 women – Fasting serum NMR – PERCH NMR R package – White European women [40]
– Processed within 2.5 h software – Multivariable linear (WEs) had higher levels
– Centrifuged at – Repeated analyses regression of most lipoprotein,
3500 rpm, 10 min at including only cholesterol, glycerides,
room temperature complete case data to phospholipids,
– Stored at −80 °C test whether any monosaturated fatty
missing data were acids, pyruvate, glycerol,
altering the results and creatinine
– South Asian women had
higher levels of glucose,
linoleic acid, omega-6
and polyunsaturated fatty
acids, and most amino
acids
– Higher BMI and having
GD had higher levels of
lipoprotein, triglycerides,
mostly with stronger
associations in WEs
M. Mireault and L. Sleno
Subject Sample Cohort Data pre-acquisition Data acquisition Data post-acquisition Statistical analysis Outcomes of study Reference
Breast cancer Plasma 1319 participants – EDTA tubes NMR Missing values: R package and Stata Fruit and vegetable [52]
preventive (aged 30–74) – Stored at 4 °C – Half minimum value of – Log-transformation consumption
lifestyle – Centrifuged at that metabolic measure – Multivariate – Negative associations
behaviors 1300 g,10 min at 4 °C in total population imputations by between glycoprotein
with brake on – CV: Duplicate samples chained equation acetyls, an inflammation-
– Stored at −80 °C (5%) (MICE) related metabolite with
(19–24 h after blood – Linear regression lower BMI
collection) – Pearson pairwise – Positive association
– Free of hemolysis and correlations between polyunsaturated
lipidemia MetScape fatty acids
– Conditional BMI
correlation networks – Positive associations
between HDL with lower
BMI
Alcohol consumption
– Positive association of
ApoA1
BMI and fruit and
vegetable consumption
were generally consistent
but were opposite with
alcohol consumption
LC-MS-Based Population Metabolomics: A Mini-Review of Recent Studies…
295
296 M. Mireault and L. Sleno
standards (IS), blanks with PBS, different control samples (NIST SRM 1950, com-
mercially available serum QCs and QCs provided by the manufacturer), and ran-
domized batches were used for serum samples.
Missing values are due to the absence of metabolites in some samples. When a
metabolite is not detected in several samples (20–90%), it is usually excluded from
the analysis. In some cases, the missing value is replaced by a fraction of the lowest
detected value or the minimum value. However, it is not always specified whether
this is the limit of detection (LOD) or the value detected in a sample set. The study
by McClain et al. [68] used the random forest method built into the “mice” package
to handle missing data. Several studies use an in-house library to identify metabo-
lites, which allows for reducing the FDR and obtaining MS/MS spectra specific to
the method used. Online databases are also used. The most common was HMDB,
followed by METLIN and NIST. Studies have combined in-house libraries and
online databases to increase the number of identified metabolites. Some studies
confirm with commercially available standards to achieve a level 1 confidence. Prior
to statistical analyses, most studies perform a log transformation to obtain a Gaussian
distribution. Subsequently, the most used statistical tests were the principal compo-
nent analysis (PCA), the area under the receiver operating characteristic (ROC)
curve, and the multivariate linear regression model. Other analyses, such as orthog-
onal partial least-squares discriminant analysis (OPLS-DA), Pearson correlation
coefficient, and Pearson partial correlation coefficient, were also present in several
studies. Many studies have performed multiple correction tests, with a slight prefer-
ence for the Bonferroni correction. Thus, despite the diversity of methods used,
some approaches seem to be more common than others.
8 Conclusion
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Metabolomics and Transcriptomic
Approach to Understand
the Pathophysiology of Interstitial Lung
Disease
© The Author(s), under exclusive license to Springer Nature Singapore Pte 301
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
302 S. Dasgupta et al.
1 Introduction
Interstitial lung disease (ILD) is an umbrella term that encompasses about 300
parenchymal pulmonary disorders, resulting from varying degrees of inflammation
or fibrosis in the lung interstitium, that is, the septum between alveoli and the blood
capillaries. A schematic diagram of a healthy vs. ILD lung is shown in Fig. 1.
Numerous studies across the globe have reported the incidence, prevalence, and
relative frequency of ILD. The annual incidence of ILD varies between 1 and 31.5
per 100,000 [1]. The incidence and prevalence vary among populations, likely due
to differences in study design, data collection, and incorrect recognition of the dis-
ease subtypes [2]. ILD is classified based on clinical, radiological, and histopatho-
logical features. The latest classification focuses on recognizing the underlying
etiology since this often impacts both prognostication and management decisions.
ILD mainly consists of disorders of known causes [collagen vascular disease,
hypersensitivity pneumonitis (HP)] as well as disorders of unknown/idiopathic
causes [idiopathic interstitial pneumonia (IIP), sarcoidosis] [3]. ILD registries com-
prising patients from Western countries suggest that idiopathic pulmonary fibrosis
(IPF) and sarcoidosis are the most common phenotypes. However, the ILD registry
of India indicates HP to be the most common, which accounts for nearly 50% of all
ILD cases [4].
Fig. 1 Healthy lung vs. interstitial lung disease (created using [Link])
Metabolomics and Transcriptomic Approach to Understand the Pathophysiology… 303
The emerging field of metabolomics, in which many small molecules from body
fluids or tissues can be identified, holds immense potential for early diagnosis, ther-
apeutic monitoring, and understanding of disease pathophysiology. Over the past
two decades, nuclear magnetic resonance (NMR) spectroscopy and gas chromatog-
raphy (GC)/liquid chromatography (LC) coupled with mass spectrometry (MS)
combined with chemometric analysis have emerged as principal analytical tech-
niques for use in metabolomics. Several biofluids including cerebrospinal fluid
(CSF), bronchoalveolar lavage fluid (BALF), bile, seminal fluid, amniotic fluid,
synovial fluid, gut aspirate, serum/plasma, saliva, exhaled breath condensate (EBC),
and urine contain hundreds to thousands of detectable metabolites which have been
extensively studied so far [5]. More recently, metabolic profiling of intact tissue and
extracts of lipid and aqueous metabolites are gaining increasing importance for
detection of biomarkers.
Another branch of popular omic science is transcriptomics, which provides
detailed information about gene regulation in normal and diseased conditions. Two
key contemporary techniques commonly used for transcriptomic analysis are
hybridization-based microarray techniques, which quantify a set of predetermined
sequences, and next-generation sequencing (NGS), which uses high-throughput
sequencing to capture all sequences [6]. In the last decade, these two transcriptomic
approaches have been utilized most widely to understand the underlying disease
pathogenesis at both molecular and genetic levels and also for molecular diagnosis
and clinical therapy. Human biofluids including amniotic fluid, aqueous humor,
ascites, bile, BALF, breast milk, CSF, colostrum, gastric fluid, pancreatic cyst fluid,
plasma, saliva, seminal fluid, serum, sputum, stool, synovial fluid, sweat, tears,
urine, and tissues are widely used for transcriptomic studies to identify biomarkers
of several diseases [7–9].
2 Types of ILD
ILD, as mentioned earlier, refers to a group of lung diseases ranging from occa-
sional self-limited inflammatory processes to severe debilitating fibrosis of the lung
parenchyma. There are varied causes of ILD, which generally result from a range of
environmental, occupational, recreational, or drug-related exposures or could arise
from the various systemic autoimmune or connective tissue diseases (CTD) [10].
Classification of different types of ILD is shown in Fig. 2. A few of the common
ILD subtypes are described in the present section.
304 S. Dasgupta et al.
IPF
iNSIP
Desqualmative IP
RB-ILD
IIPs
COP
ILD RA-ILD
Autoimmune ILD
SSC-ILD
HP
Sarcoidosis
Drug induced ILD
Fig. 2 Classification of different types of interstitial lung disease (Cottin et al. 2018) [3]. ILD
interstitial lung disease, IIP idiopathic interstitial pneumonia, IPF idiopathic pulmonary fibrosis,
iNSIP idiopathic nonspecific interstitial pneumonia, RB-ILD respiratory bronchiolitis-associated
ILD, COP cryptogenic organizing pneumonia, RA-ILD rheumatoid arthritis-associated ILD, SSC-
ILD systemic sclerosis-associated ILD, HP hypersensitivity pneumonitis
2.2 Autoimmune ILD
HP, also referred to as extrinsic alveolar alveolitis, is a complex subtype of ILD aris-
ing from repeated exposure to certain antigens, most commonly avian, microbial
(especially molds), or chemical. HP is the third most prevalent ILD after IPF and
CTD-ILD. The inhaled antigen triggers type III and type IV hypersensitivity reac-
tions, which causes the damage of alveolar epithelial cells. An impaired repair
mechanism may result in fibroblast activation, deposition of collagen by the destruc-
tion of extracellular matrix, and parenchymal architecture [14]. The major forms of
HP are acute, subacute, and chronic. Acute and subacute HP is mainly characterized
by influenza-like symptoms, such as cough, dyspnea, and fever, developing after
2–9 h of antigen exposure. The chronic form of HP arises from repetitive, low-level
exposure to the causative agent. Still, the identity of the causative antigen may
remain unknown in more than half the cases. Chronic HP patients slowly develop
fibrosis in the lung interstitium and are associated with a significantly high mortality
rate [15].
2.4 Sarcoidosis
3.1 Metabolomics in ILD
Several attempts have been made to understand the metabolic status of ILD patients
and identify prospective biomarkers in lung tissues and various body fluids using a
nontargeted and targeted metabolomic approach. Studies utilizing the metabolomic
approaches to investigate ILD are summarized in Table 1.
308 S. Dasgupta et al.
Table 1 A summary of studies exploring different types of ILD in humans using metabolomic
approach
IPF
Biological
sample Technique Main findings References
Tissue NMR Lactic acid levels significantly elevated in IPF lung [25]
(untargeted) tissue, suggested to be a key driver of myofibroblast
differentiation, as well as onset and progression of
fibrotic disorders
Tissue MS Alterations in glycolytic, adenosine triphosphate [26]
(untargeted) degradation, glutathione biosynthesis, and ornithine
aminotransferase pathways indicated in lung tissues
of IPF patients
Tissue MS (targeted) Free fatty acid dysregulation in IPF lungs; stearic [27]
acid suggested exhibiting antifibrotic effect in IPF
Tissue MS Dysregulation in sphingolipid metabolic pathway, [28]
(untargeted) arginine pathway, glycolysis, TCA cycle, and
mitochondrial β-oxidation; dysregulated haem, bile
acid, and glutamate/aspartate metabolism suggested
to play a crucial role in IPF pathogenesis
Exhaled MS Distinct metabolic profile with 58 discriminatory [29]
breath (untargeted) metabolites identified in EBC of IPF patients
Exhaled MS (targeted) Significantly increased expression levels of proline, [30]
breath 4-hydroxyproline, alanine, valine, leucine/isoleucine,
and allysine were detected in exhaled breath of IPF
patients
Plasma MS (targeted) 62 altered lipids, including 24 types of [31]
glycerophospholipids, 30 types of glycerolipids, 3
types of sterol lipids, 4 types of sphingolipids, and 1
type of fatty acid identified in the plasma of IPF
patients
Plasma MS Lysophosphatidylcholine (lysoPC) and several fatty [32]
(untargeted) acids, including palmitoleic acid, oleic acid, and
linoleic acid, significantly upregulated, whereas
dihydrotestosterone significantly downregulated in
IPF patients
Plasma MS (targeted) Discrimination between stable and progressive IPF [33]
patients based on differences in plasma levels of
triglycerides and phosphatidylcholine; this difference
further confirmed in lung tissue of IPF
Serum MS LysoPC was found to be significantly dysregulated in [34]
(untargeted) IPF patients, indicating its potential as a biomarker
for diagnosis and monitoring of IPF
HP
Serum, NMR Three metabolites, including lactate, pyruvate, and [35]
EBC, and (untargeted) proline, significantly altered in all three biofluids
BALF
Metabolomics and Transcriptomic Approach to Understand the Pathophysiology… 309
Table 1 (continued)
IPF
Biological
sample Technique Main findings References
Sarcoidosis
Serum NMR Three major pathways, including fatty acid [36]
(untargeted) metabolism, glycolysis/TCA cycle, and
homocysteine/methylamine, altered in sarcoidosis
Plasma NMR Distinct metabolomic and metallomic profiles were [37]
(untargeted) observed in veterans with sarcoidosis as compared to
and MS civilians, with levels of magnesium, calcium,
(targeted) aluminium, titanium, and iron increased in
sarcoidosis
RA-ILD
Serum MS Four serum metabolites (mannosamine, alliin, [38]
(untargeted) kynurenine, and 2-hydroxybutyric acid) exhibit
better performance in distinguishing types of RA
patients with acute-onset diffuse ILD (AoDILD) as
compared to existing AoDILD markers, KL-6 and
SP-D
Serum MS Significantly altered expression of decanoic acid, [39]
(untargeted) glycerol, and morpholine was observed on
comparing RA-ILD (usual interstitial pneumonia-
associated RA and NSIP-associated RA) and RA
patients without any chronic lung disease
Silicosis
Plasma MS L-arginine and kynurenine associated with severity [40]
(untargeted of silicosis with a predictive role in disease
and targeted) monitoring
Lymphangioleiomyomatosis
Cell line MS Targeting E2-dependent cellular metabolic pathways [41]
(untargeted) may have favorable therapeutic effects on
lymphangioleiomyomatosis patients
4.1 Transcriptomics in ILD
method identifies all biological pathways enriched in a gene list more than would be
expected by chance. The KEGG pathway tool maps the pathways associated with
dysregulated genes in a specific disease. Pathway enrichment analysis of IPF
patients revealed that the differentially expressed genes were majorly associated
with myofibroblast differentiation and massive ECM deposition. The transcriptomic
signatures of fibroblasts suggest that characterization of lung proteins, specifically
lung fibrotic ECM, helps determine its composition and define targetable molecules
for advanced stages of fibrosis. Boesch and his team (2020) isolated fibrosis-specific
mesenchymal stem cell-like cells from lung tissue of IPF subjects and observed that
the differentially expressed genes were enriched with hypoxia, fibrosis, and bacte-
rial colonization factors which are the typical hallmarks of pulmonary fibrosis. They
found that the cells isolated from IPF patients express genes associated with activat-
ing canonical TGF-β, HIPPO/YAP, PI3K/AKT, p53, and WNT signaling cascades,
which are activated in an integrated network. Another interesting study by Hsu and
co-authors (2011) suggested that IPF lungs enriched in fibrosis-related genes,
insulin-like growth factor signaling, and caveolin-mediated endocytosis. This
microarray analysis also highlighted the common molecular signatures between
lung tissue and fibroblasts of these patients.
Like IPF, HP is associated with matrix remodeling and formation of fibrosis.
There exist only two studies where transcriptomics has been used to explore genetic
alterations in HP. Sarcoidosis, as mentioned earlier, is an immune-mediated multi-
system disease characterized by the formation of non-caseating granuloma. Multiple
pro-inflammatory signaling pathways, including IFN-γ/STAT-1, IL-6/STAT-3, and
NF-κB, have been implicated in mediating macrophage activation and granuloma
formation in sarcoidosis. Utilizing RT-PCR, Christophi et al. (2014) have demon-
strated that IL-6, COX-2, MCP-1, IFN-γ, T-bet, IRF-1, Nox2, IL-33, and eotaxin-1
hold potential for differential diagnosis between sarcoidosis, suture, and fungal
granulomas. In another recent study, Lepzien and co-workers (2021) have shown
that allogeneic T cell proliferation increased after coculture with monocytes and
dendritic cells of sarcoidosis patients. The authors also found that mainly T-bet and
RORγt-expressing T cells produce IFN-γ. Monocytes from sarcoidosis patients can
activate and polarize T cells towards Th1 and Th17.1 cells. In a comparative study
between sarcoidosis and IPF, cluster analysis of BALF cells showed elevated mRNA
expression of genes associated with ribosome biogenesis in sarcoidosis patients.
Clusters formed by genes with altered mRNA expression in patients with IPF could
be implicated in cell migration and adhesion processes, metalloproteinase expres-
sion, and negative regulation of cell proliferation. Various studies highlighting the
transcriptome fingerprints and associated pathways in different ILD subtypes are
summarized in Table 2.
312 S. Dasgupta et al.
Table 2 A summary of studies exploring different types of ILD in humans using transcriptomic
approach
IPF
Biofluid Technique Findings Reference
Plasma, Microarray CCL8 is a key molecule for differential diagnosis [42]
BALF, of IPF and can also predict survival
And tissues
Tissue NGS Differentially expressed genes in IPF are [43]
associated with fibrosis, hypoxia, bacterial
colonization, and pulmonary fibrosis metabolism
Tissue Microarray TGF-β1, RhoA kinase, and the TSC2/RHEB axis [44]
form major signaling clusters associated with
collagen gene expression in IPF
Tissue NGS Specific connective tissue-related genes including [45]
alpha-smooth muscle actin, fibrillin, fibronectin,
tenascin C, osteopontin, chains of highly
abundant structural collagens and other collagens,
multiple matrix metalloproteinases, and Wilms
tumor protein are elevated in IPF
Tissue Microarray TGF-β1 increases the risk of developing IPF in [46]
smokers
Tissue NGS Notch signaling regulates the maintenance of an [47]
expanded pool of secretory primed basal cells in
the distal lung of IPF patients
Tissue Microarray IPF lungs are enriched with fibrosis-related gene, [48]
insulin-like growth factor signaling, and
caveolin-mediated endocytosis
Tissue Microarray Lower expression of cell migration-inducing and [49]
hyaluronan-binding protein in pirfenidone-treated
IPF patients
Tissue Microarray IPF lungs are enriched with cell adhesion, [50]
molecule binding, chemical homeostasis,
surfactant homeostasis, and receptor binding
genes
Tissue NGS Elevated expression of numerous immune, [45]
inflammation, and extracellular matrix-related
mRNAs observed in IPF
Tissue NGS Alternative splicing COL6A3 and POSTN may [51]
be involved in the pathogenesis of IPF
Tissue Microarray Twist1 as a regulator of noncanonical NF-κB [52]
signaling through CXCL12 may have a
profibrotic effect in IPF
Tissue Microarray CXCL14 and CXCL4 may be involved in the [53]
activation of fibroblasts within IPF lungs and are
involved in disease pathogenesis
Tissue Microarray A significant upregulation of EGFR, both at [54]
protein and mRNA level, was observed in IPF,
fibrotic NSIP, and COP compared with controls
Tissue NGS MMP7 is differentially expressed in IPF patients [55]
Metabolomics and Transcriptomic Approach to Understand the Pathophysiology… 313
Table 2 (continued)
IPF
Biofluid Technique Findings Reference
Tissue NGS Hypoxia and TGF-β1 synergistically increase [56]
myofibroblast marker expression in IPF
Tissue NGS Discrete types of macrophages expressing (1) [57]
monocyte markers and (2) higher levels of
FABP4, INHBA, SPP1, and MERTK present in
IPF lungs
Tissue NGS FOXL1 can control a wide array of genes that [58]
potentiate fibroblast function, including TAZ/YAP
signature genes and PDGF receptor-α in IPF
Tissue NGS POU2AF1 regulates fibrosis in IPF [59]
Tissue NGS FLIL33 overexpression and stimulation with [60]
TGF-β differentially regulates the fibroblast
transcriptome in IPF
Tissue Microarray Genes associated with cell adhesion, molecule [50]
binding, chemical homeostasis, surfactant
homeostasis, and receptor binding are
dysregulated in lungs of IPF patients
Tissue Microarray LncRNAs are crucial regulators of proliferation [61]
and inflammation in human lung fibroblasts,
suggesting their possible involvement in the
lower inflammatory response in IPF
Tissue NGS Increased CD44 is a characteristic of IPF [62]
mesenchymal progenitor cells
Tissue NGS Following TGF-β1 stimulation, collagen secretion [63]
is elevated in IPF patients
Tissue and NGS The expression of GDF15 is increased in IPF and [64]
plasma is associated with the progression of the disease
Tissue NGS Altered basaloid cells that express basal [65]
epithelial, mesenchymal, senescence, and
developmental markers are located at the
myofibroblast foci edge. Ectopically expanded
cell populations are observed in vascular
endothelial cells
Tissue Microarray CXCL12, collagen 3A1, MMP2, and MMP14 are [66]
upregulated in fibrotic ILD, including IPF, NSIP,
organizing pneumonia, and alveolar fibroelastosis
as compared with controls
Tissue NGS IPF fibroblast transcriptional signatures indicate [67]
enrichment of WNT, TGF-β, and ECM genes and
downregulation of miR-29b-3p, miR-138-5p, and
miR-146b-5p
Tissue Microarray Pathways associated with vascular proliferation, [68]
WNT signaling, and apoptosis are dysregulated
in IPF arterioles
(continued)
314 S. Dasgupta et al.
Table 2 (continued)
IPF
Biofluid Technique Findings Reference
Tissue NGS Alveolar type 1 (AT1), AT2, and conducting [69]
airway selective markers are frequently
co-expressed by IPF cells, and aberrant activation
of canonical signaling via TGF-β, HIPPO/YAP,
p53, WNT, and AKT/PI3K is predicted via
pathway analysis
Tissue Microarray Expression of cilium genes appears to identify [70]
two unique molecular phenotypes
Of IPF/UIP, which may affect therapeutic
responsiveness
BALF Microarray IPF is associated with cell migration, cell [71]
adhesion, metalloproteinase expression, and
negative regulation of cell proliferation
BALF Microarray TLR2, CCR2, HTRA1, and SFN are involved in [72]
the prognosis of IPF
Peripheral Microarray PDGF B, VEGF B, and FGF 2 genes are [73]
blood associated with IPF
Peripheral Microarray YBX3, UTRN, hsa_circ_0001924, and FENDR [74]
blood could be potential diagnostic biomarkers of IPF
Peripheral Microarray Increased circulating FUT3 level is associated [75]
blood with reduced risk of IPF
PBMC, NGS Type I IFN pathway is the key regulator for [76]
monocytes, driving chronic inflammation and fibrosis in IPF
and serum
Nasal biopsy NGS Pathways related to immune response and [77]
inflammatory signaling are elevated in IPF
patients
Tissue Fluorescence- IGF-1 signaling, ERK/MAPK signaling, protein [78]
based RNA ubiquitination, PI13/AKT signaling, cardiac
quantitation b-adrenergic signaling, actin-cytoskeleton
assay signaling, integrin signaling, and NRF2-mediated
oxidative stress response pathways are associated
with IPF
HP
Tissue NGS HP is associated with specific genes, including [79]
CXCL9, an IFN-γ-inducible chemokine, and
ligand for CXCR3
Tissue NGS Antigen presentation and extracellular matrix- [80]
associated transcriptomic signatures are present
in mild HP cases, whereas B cells are
predominant in fibrotic HP
Sarcoidosis
Tissue Microarray Multiple pro-inflammatory signaling pathways [81]
mediate macrophage activation and granuloma
formation in sarcoidosis
(continued)
Metabolomics and Transcriptomic Approach to Understand the Pathophysiology… 315
Table 2 (continued)
IPF
Biofluid Technique Findings Reference
Tissue NGS STAB1, HBEGF, and NOTCH4 genes are [82]
associated with sarcoidosis pathogenesis
BALF cells Microarray Increased mRNA gene expression associated with [71]
ribosome biogenesis and proteasome apparatus
observed in sarcoidosis patients
BAL Microarray Cathepsin S is significantly upregulated in [83]
sarcoidosis
BAL NGS In four sarcoidosis endotypes (hilar [84]
lymphadenopathy, extraocular involvement,
chronic stage, and multiorgan involvement
condition), elevated acute T-cell response, PI3K
pathways, increased immune response pathways,
and increased IL-1 and IL-18 immune and
inflammatory responses are observed
Blood and NGS Monocytes of sarcoidosis patients can activate [85]
BAL and polarize T cells toward Th1 and Th17.1
Blood and NGS Monocytes/monocyte-derived cells increased in [86]
BAL blood and BAL of sarcoidosis compared to
healthy controls
Blood Microarray Interferon-inducible neutrophil-driven blood [87]
transcriptional signature observed in sarcoidosis
PBMC and Microarray Alterations in TLR2 signaling pathway and [88]
BAL cells downstream of NF-κB apoptosis and proliferation
evidenced in sarcoidosis
PBMC NGS Dysfunctional p53, cell death, and TNFR2 [89]
signaling associated with sarcoidosis
PBMC, Microarray Molecular pathways, regulated by IL-13, which [90]
in vitro helps in activated M2 macrophage polarization, is
granuloma, associated with the pathogenesis of sarcoidosis
and tissue
SSC-ILD
Tissue NGS Mesenchymal cell population including [91]
SPINT2hi, MFAP5hi, few WIF1hi fibroblasts,
and a new large myofibroblast population may be
actively involved in the regulation of disease
pathogenesis
Tissue NGS Cellular stress pathways are upregulated in [92]
SSC-ILD, a population of KRT5-/KRT17+
aberrant basaloid cells representing markers of
epithelial-mesenchymal transition and cellular
senescence identified in the disease for the first
time
Tissue Microarray Increased expression of TGF-β response [93]
signature is the key regulator of fibrosis
formation in fibrotic SSC-ILD
(continued)
316 S. Dasgupta et al.
Table 2 (continued)
IPF
Biofluid Technique Findings Reference
Tissue Microarray Targeting IL-6 trans-signaling, IGFBP2, IGFL2, [94]
and the coagulation cascade represent potential
therapeutic strategies against the disease
Skin biopsy Microarray SELP, MMP 3, and CCL2 which are involved in [95]
the adhesion and extravasation of inflammatory
cells are associated with SSC-ILD
Serum Microarray Hepatic fibrosis, granulocyte and agranulocyte [96]
adhesion, and diapedesis are associated with
SSC-ILD
Silicosis
Tissue NGS Several critical genes, including MUC5AC and [97]
FGF10, serve as potential drug targets in silicosis
Cell line NGS Transcription factors, EGR2 and BHLHE40, are [98]
upregulated while TBX2, NR1H3, NR2F1,
PPAR-γ, and EPAS1 are downregulated, which
may play a crucial regulatory role in disease
pathogenesis
Dermatomyositis-associated ILD
Blood NGS PLAUR may play an important role in disease [99]
pathogenesis by regulating the neutrophil-
associated immune response
5 Integration of Metabolomic
and Transcriptomic Fingerprints
[104], Impala [105], and Metscape2 [106] are some of the network-based visualiza-
tion tools that interface with public databases. In addition, Arena3D allows users to
envision three-dimensional biological networks [107]. Interactive editing is fre-
quently performed for small biological networks. However, for major networks,
automated layout web tools, that is, Cytoscape [108], NAViGaTOR [109], and
Cerebral [110], are more convenient. Alternatively, pathway visualization tools
highlight the biochemical activities and different interactive pathways in experi-
mental datasets. Pathguide offers an overview of nearly 190 web-usable network
databases and biological pathways [110]. Arakawa and his team have developed a
pathway visualization tool for KEGG-based pathways. Users can capture system-
atic features of biological activity by visualizing pathways at the level of different
omic data representations [111]. Paintomics, another software program, analyzes
the expression of genes and concentration of metabolite data and displays it on
KEGG pathway maps [112]. ProMeTra can display dynamic data and accept anno-
tated images in SVG format [113]. In plants, KaPPa-View and MapMan show the
number of metabolites and transcripts for preset route blocks [114, 115]. Other tools
like MAYDAY enable viewing expression data in a genomic context with any meta-
data [116], and PaVESy creates personalized pathways using proteins and metabo-
lites provided by the user [117]. A schematic representation of integrated
metabolomic and transcriptomic workflow is shown in Fig. 5.
In a recent study, our group used NMR coupled with chemometric analysis to
identify the unique metabolic fingerprints in BALF of HP subjects. A total of six
metabolites were found to be significantly altered in HP compared to non-HP con-
trols [35]. Next, we considered NGS data of lung tissues from HP patients and
controls, reported in the NCBI-GEO public database by Furusawa et al., and
Fig. 5 Schematic representation of integrated metabolomic and transcriptomi data (created using
[Link], STITCH database, and Graph pad prism version 7)
318 S. Dasgupta et al.
Most of the omic-driven studies conducted on ILD so far have included a small
number of patients, which is quite understandable considering that ILD is a severe
condition with a short average life expectancy. Power and sample size estimation,
however difficult, would be useful because the low sample size is connected with
statistical errors and risks of overfitting and misleading calculations. Since omic
output is highly dynamic, clinical variables such as physiological status, age, gen-
der, and treatment may influence the findings. Hence, baseline characteristics of
recruited ILD subjects need to be closely matched. Lack of a rigorous subject selec-
tion approach could also result in discovering markers that are not exclusive to ILD
subtypes. It is observed that only a few groups have included healthy controls in
their omic-driven research on ILD. Also, nonuniformity in including smokers and
nonsmokers is frequently observed while comparing disease populations with
healthy controls. This makes unbiased comparisons and conclusions impossible. A
few groups were also unable to validate ILD candidate markers, which is crucial for
biomarker identification. In fact, one of the main reasons why most of the omic-
based disease markers identified so far have not made it to clinical practice is due to
a lack of adequate validation trials. Another observation that warrants attention
while using omics is that different research groups identify different biomarkers in
the same biofluid for a particular disease. This is not surprising given the fact that
factors such as sampling methods, sample collection, handling and preparation,
instrumentation, and data mining protocols tend to vary from one setup to another.
To generate robust and reproducible data, the practices and procedures should be
Metabolomics and Transcriptomic Approach to Understand the Pathophysiology… 319
standardized and rigorously followed across all clinics and research laboratories.
Metabolic flux analysis is crucial to obtain insight into dysregulated cellular metab-
olism caused by disease perturbations. It is expected that stratifying ILD patients
based on disease severity and subtypes will significantly improve metabolome and
transcriptome coverage. Assessment of sensitivity, specificity, and clinical relevance
of the differentially expressed molecules is also recommended. For a reliable and
unbiased diagnosis of this severe pulmonary disease, large-scale, well-designed,
multicentric clinical studies and recruitment of suitable controls are recommended.
The ultimate focus of metabolomic and transcriptomic data integration is identi-
fying key metabolic and genetic factors that contribute significantly to disease etiol-
ogy. Integrated omics is more than a collection of tools; it is a comprehensive
paradigm for interpreting multi-omic datasets in a way that can provide new insights
into basic biology, as well as health and disease. Machine learning approaches for
multi-omic data analyses is an emerging trend for exploring molecular pathways in
detail and drawing a holistic representation of a given phenotype using all biologi-
cal and clinical information of an individual. One of the major advantages is incor-
porating biological domain knowledge into the machine learning models as
inductive biases to reduce data overfitting. Additionally, as omic tools evolve, they
need to be user-friendly, interoperable, and effective for computationally intensive
analyses. Machine learning methods offer novel techniques to integrate such omic
datasets. With the emerging precision medicine initiative, where disease prevention
and management take into account the variability in genes, environment, and life-
style of each individual in contrast to the conventional one-size-fits-all approach,
integration of clinical data with the patients’ metabolome and genetic makeup will
provide an in-depth understanding of disease pathophysiology and facilitate design-
ing of targeted therapies for individuals, thereby revolutionizing precision medicine-
based decision-making in the clinic.
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Transferring Metabolomics to Portable
Diagnostic Devices: Trending in Biosensors
Shimaa Eissa
S. Eissa (*)
Department of Chemistry, Khalifa University of Science and Technology,
Abu Dhabi, United Arab Emirates
Advanced Materials Chemistry Center (AMCC), Khalifa University of Science and
Technology, Abu Dhabi, United Arab Emirates
e-mail: [Link]@[Link]
© The Author(s), under exclusive license to Springer Nature Singapore Pte 327
Ltd. 2023
A. M. Abdel Rahman (ed.), Clinical Metabolomics Applications in Genetic
Diseases, [Link]
328 S. Eissa
Abbreviations
1 Introduction
The selection of the proper bioreceptor is a major element in the biosensor design.
The choice of the biorecognition receptor used to fabricate the biosensor depends
mainly on the type of target analyte under investigation. Antibodies are mainly used
for the detection of proteins, whereas ssDNA can be used for the detection of
genomic sequences by hybridization. However, some antibodies have been also pro-
duced against some metabolites. Enzymes are widely used as bioreceptors in bio-
sensors for some small molecules where the enzyme is used to catalyze specific
biochemical reaction. However, since low molecular weight metabolites can have
various structural and chemical properties, the choice of specific recognition recep-
tors for each individual metabolite can be challenging. Various suitable bioreceptors
are used for different types of metabolites. Specific enzymes for some metabolites
like glucose, lactate, and uric acid have been used for the development of biosen-
sors. Antibodies for other metabolites have been also developed and used for the
fabrication of immunosensors such as hormones. Aptamers have appeared in the
recent years as potential alternative to antibodies for the biosensor’s development,
particularly for small molecules. Therefore, aptamers hold considerable promise in
the metabolomic field because of their low cost, easier in vitro synthesis, and high
stability. In the next subsections, we will discuss various bioreceptors, which have
been used for the development of biosensing platforms for the detection of different
metabolites.
2.1 Enzyme-Based Biosensors
Enzymes are selective bioreceptors that are mainly used to develop catalytic biosen-
sors for certain target analytes. The enzyme catalyzes a reaction leading to the for-
mation or disappearance of an electroactive product which can be detected using an
electrochemical technique such as amperometry [5, 6]. Enzyme-based biosensors
are easy to construct and can provide sensitive and rapid analysis. However, there
are no available specific enzymes for many target molecules. Moreover, the enzyme
stability is limited as it gradually loses activity over time, and thus, the shelf lifetime
of the enzyme-based biosensors is short.
Monitoring blood glucose, one of the most common metabolic biomarkers, was
the main driving force for the research work to develop enzymatic biosensors for
medical applications [5, 7, 8]. Blood glucose has been established as a biomarker
for diagnosis of diabetes. The development of biosensors to detect glucose level has
started since almost 60 years [8]. Significant effort has been made to improve the
330 S. Eissa
2.2 Antibody-Based Biosensors
for metabolites have been reported. Antibodies against various hormones such as
progesterone, testosterone, cortisol, 11-deoxycortisol, and diethylstilbestrol have
been produced. Table 1 shows the reported biosensors for metabolic biomarker
which used antibody as recognition receptor. Serafín et al. [30] have reported the
development of a biosensor based on an anti-progesterone antibody for the detec-
tion of progesterone in saliva (Fig. 1). A competitive amperometric biosensor was
fabricated on a low-cost disposable electrode which allowed a fast (45 min) and
sensitive detection of progesterone with a LOD of 5 pg/mL. Good selectivity against
other hormones such as testosterone, corticosterone, cortisol, and
17-β-ethynylestradiol was shown with comparable results to commercial
ELISA. Other studies have shown the use of anti-progesterone antibody for the
development of electrochemical immunosensors utilizing a thionine/graphene oxide
composite achieving LOD of 6.3 pg/mL [31] and gold nanoparticles yielding LODs
of 430 pg/mL [32] and 80 pg/mL [33].
Several biosensors have utilized antibody against cortisol for the development of
biosensors to measure the concentration of cortisol in buffer [34–37], artificial saliva
[38], real human saliva [39, 40], and interstitial fluid [39, 41]. Different approaches were
used in these immunosensors to minimize the matrix effect especially when cortisol was
detected in human saliva such as dilution [39] or using fluid control system [42].
Kämäräinen et al. [40] have utilized anti-cortisol antibody to develop a competi-
tive electrochemical disposable immunosensor for the detection of cortisol in human
saliva using cortisol-alkaline phosphatase conjugate and screen-printed electrodes
showing good sensitivity, reproducibility, and repeatability. Moreover, the results of
the cortisol immunosensor were comparable with ultra-high pressure liquid
chromatography-tandem mass spectrometry.
Many studies have shown the integration of antibody against estradiol in several
immunosensors for the detection of estradiol [43, 44]. The reported immunosensors
have mainly utilized a competitive assay where a protein-estradiol conjugate was
employed to compete with the free estradiol molecules on the sample for the anti-
body immobilized on the sensor surface. Enzymes such as alkaline phosphatase [43,
44] and horse radish peroxidase [45, 46] or bovine serum albumin [47] were conju-
gates with estradiol; in some of these studies, a competitive immunosensor was
developed. A non-labeled competitive immunosensor for estradiol has been also
reported using hydroquinone as redox marker and differential pulse voltammetry
for the detection [48]. Ojeda et al. [46] have described the integration of an antibody
in a competitive electrochemical immunosensor for estradiol hormone. The immu-
nosensor was fabricated on a screen-printed electrode modified with streptavidin on
which a biotinylated anti-estradiol was immobilized. A competitive assay was per-
formed using horse radish peroxidase-labeled estradiol, and the detection was
achieved amperometrically employing hydroquinone as redox mediator. The immu-
nosensor exhibited good sensitivity with a LOD of 0.77 pg/mL as well as good
selectivity against other hormones. Moreover, this estradiol immunosensor showed
good applicability in spiked serum and urine samples.
Antibody for testosterone was produced and utilized in the fabrication of some
immunosensors. Eguílaz et al. [49] have reported the development of an amperom-
etry immunosensor based on disposable screen-printed carbon electrodes and
332 S. Eissa
Fig. 1 (a) Scheme of the design of progesterone amperometric immunosensor. (Reprinted with
permission from Ref. [30]). (b) Schematic illustration of the selection process of sepiapterin
aptamer and the working principle of the competitive biosensor using square wave voltammetry
detection. (Reprinted with permission from Ref. [87])
protein A-functionalized magnetic beads. The antibody was immobilized onto the
magnetic beads, and competitive assay was performed using HRP-testosterone con-
jugate. The amperometric detection was achieved after the addition of H2O2 using
hydroquinone (HQ) as redox mediator showing a LOD of 1.7 pg/mL. The immuno-
sensor showed good selectivity against other steroid hormones and was successfully
applied for the detection of testosterone in spiked human serum samples. A recom-
binant Fab fragment was also used for the fabrication on another electrochemical
immunosensor using screen printed electrode and was applied for the detection of
testosterone in bovine urine [50]. A competitive assay was utilized using
334 S. Eissa
2.3 Aptamer-Based Biosensors
Aptamers are single-stranded DNA or RNA which were firstly reported in 1990 [59]
and widely considered as promising alternative to the gold standard antibodies in
biosensing applications [60–62]. Many aptamers have been identified and tested
against various analytes in the last two decades. However, only few aptamers have
reached the commercialization stage for therapeutic and diagnostic applications.
Aptamers have been widely identified and successfully applied for several
Transferring Metabolomics to Portable Diagnostic Devices: Trending in Biosensors 335
aptamer have the major impact on the binding compared to the hydrogen bonding
according to the docking results.
RNA has the capability to bind to a wide range of small molecules which can be
exploited in many applications in molecular biology. Riboswitches are examples of
RNA domains which can serve as bioreceptors that bind to specific metabolite.
Despite that most of the aptamers selected against metabolic biomarkers are DNA
based, some RNA aptamers have been also reported. LEVESQUE et al. [75] have
reported the identification of thyroxine-specific aptamers using SELEX showing
good affinity and selectivity for thyroxine over its inactive derivative, thyronine.
Transcripts with site-specific modified nucleotides, mutational studies, circular
dichroism, and binding shift assays were used to investigate the binding of the
aptamer to thyroxine. This study suggested that the iodine moiety in the thyroxine
molecule is the main binding site to the aptamer.
The selection of an aptamer against the main sex hormone, testosterone, has been
reported [77]. Testosterone is responsible for the regulation of various physiological
processes in males such as growth of skeletal muscles and bones and other male sex
characteristics. Thus, the accurate detection of testosterone levels in biological flu-
ids is highly important. The selection of testosterone aptamer has been conducted
using classical SELEX via immobilizing the target on magnetic beads and perform-
ing counterselections against other steroids with similar chemical structures [77].
Ten aptamer sequences were identified using next-generation sequencing showing
dissociation constants in the nanomolar range. The conformational change of the
aptamers upon binding with testosterone was studied using circular dichroism.
An aptamer has been selected against the nine-amino acid peptide hormone,
vasopressin [78–80]. This hormone is considered a biomarker in patients with hem-
orrhagic shocks as it plays an important role in enhancing peripheral vascular resis-
tance which leads to an increase in arterial blood pressure. The applicability of
aptamers in biological fluids especially blood is often limited by their instability due
to the presence of nucleases. However, the selection of single-stranded DNA stable
and nuclease-resistant aptamer against vasopressin has been reported [78–80]. The
aptamer has been also used to develop biosensors for the detection of vasopressin
using different designs and transducers [78, 81]. Williams et al. [79] have reported
the selection of an aptamer for the enantiomer of vasopressin to identify a mirror-
image DNA aptamer (enantiomer) that binds with vasopressin with high stability to
nucleases. The enantiomer of the aptamer was synthesized and showed high stabil-
ity and good bioactivity as vasopressin antagonist in cell culture.
Graphene oxide-based SELEX has been used to select aptamer against
25-hydroxy vitamin D3 [82]. This immobilization-free method has led to the identi-
fication of high-affinity and specificity aptamers. The affinity of the aptamers was
investigated using both isothermal titration and gold nanoparticle-based colorimet-
ric assay. From the selected aptamer pool, 9 sequences showed good affinity out of
16 aptamer candidates. The aptamer which showed the highest binding affinity to
25-hydroxy vitamin D3 with a dissociation constant of 11 nM has been utilized to
develop gold nanoparticle-based colorimetric biosensor showing a LOD of
1 μM. The conformation change of the aptamer upon binding with the target was
338 S. Eissa
Fig. 2 A schematic of fluorescence-based biosensor for the detection of D, L- arginine. The fluo-
rescence of the labeled aptamers was quenched when the aptamer adsorbs on gold nanoparticles
due to the fluorescence resonance energy transfer. The binding of the aptamer with D, L- arginine
leads to desorption of the aptamers from the gold surface and thus enhancement in the fluorescence
intensity. (Reprinted with permission from [89])
Transferring Metabolomics to Portable Diagnostic Devices: Trending in Biosensors 339
(Fig. 2). The detection was achieved by following the increase in the fluorescence
intensity when the aptamers bind to the targets leading to the release of the fluores-
cence label from the gold nanoparticles.
Many different transducers are used for the development of various biosensors. The
most popular transducers used in most of the biosensor’s designs are the optical,
electrochemical, thermal, and mass-based transducers. Each of these detection tech-
niques has its own advantages and disadvantages and can be better suited for the
detection of different target analytes.
Several biosensors have been reported for the detection of metabolic biomarkers
for the point-of-care diagnosis of diseases [16, 35, 41, 67, 76, 90]. Considerable
research effort has been particularly devoted toward the fabrication of electrochemi-
cal and optical biosensors for the detection of different types of metabolites. The
integration of various nanomaterials, such as carbon nanotubes, graphene, carbon
nanofibers, magnetic nanoparticles, and gold nanoparticles into these biosensors,
has led to significant improvements in their analytical performance because of their
large surface area, high electrical conductivity, and chemical stability [91]. In the
next subsections, we will focus mainly on the electrochemical and optical detection
techniques used in the biosensor designs for different metabolites.
3.1 Electrochemical Detection
Electrochemical detection is the main detection approach used in most of the bio-
sensors as transducer via monitoring the electrochemical signal generated when the
analyte binds to the recognition receptor. These electrochemical signals can be a
measurable charge accumulation or potential (potentiometry), current (amperome-
try/voltammetry), conductivity (conductometry), or resistance and capacitance
(Electrochemical impedance spectroscopy). Electrochemical detection methods in
biosensors offer several advantages such as their high sensitivity, low cost, ease of
use, and capability of miniaturization. These advantages have led to significant
applications of electrochemical biosensors in point-of-care testing as they are easier
to implement in integrated biosensors and operate than optical techniques. Moreover,
the advances in the screen-printing technology have led to a wide range of applica-
tions of screen-printed electrodes in point-of-care diagnostic biosensors.
Electrochemical detection techniques used in the biosensors for metabolites are
mostly voltammetry/amperometry and electrochemical impedance spectroscopy.
Thus, these techniques will be discussed in the next sections.
340 S. Eissa
3.1.1 Amperometry/Voltammetry
Voltammetric and amperometric techniques are used to measure the current result-
ing from an electrochemical oxidation or reduction processes when a potential is
applied to a working electrode versus a reference electrode. In the voltammetric
techniques, the potential is scanned over a set potential range resulting in a current
response in the form of a peak, whereas in the amperometry, a constant potential is
maintained, and the generated current is monitored directly with time. The most
used voltammetric methods in biosensors are the cyclic voltammetry, differential
pulse voltammetry, linear sweep voltammetry, and square wave voltammetry.
Amperometric methods are primarily used for biocatalytic/enzymatic biosensors,
whereas voltammetric-based detection is often used on affinity biosensors (immu-
nosensors and aptasensors).
Several metabolites have been detected using amperometric- [15–19, 92] or
voltammetric-based biosensors [76, 87] utilizing various electrodes and nanomate-
rials. Since most of the amperometric−/voltammetric-based detection methods are
mainly used in enzyme-based biosensors, they were described in more detail in
Sect. 2.1.
3.2 Optical Detection
The detection of the binding event between the recognition receptor and the target
in the biosensors through monitoring the change in the optical signals is very popu-
lar. The optical detection methods are usually based on the use of an optically active
label conjugated to the target molecule. These labels can be a simple fluorophore or
quencher molecules for fluorescence detection or nanoparticle tags for colorimetric
or surface plasmon resonance-based biosensors.
A fluorescence-based aptasensor for arginine has been reported [89]. The detec-
tion is based on the quenching of the carboxyfluorescein-labeled aptamer when it is
adsorbed on the negatively charged gold nanoparticles because of the fluorescence
resonance energy transfer effect. However, when the D- or L-arginine exist in the
sample, the aptamer binds to the target causing a change in the conformation of the
aptamer. This prevents the fluorescence label from being adsorbed on the gold
nanoparticles leading to a recovery in the fluorescence intensity. In this study, it was
shown that the increase in the fluorescence signal was stronger when L-arginine was
used compared to D-arginine. An aptamer-based surface-enhanced Raman spectros-
copy biosensor for the detection of vasopressin was reported [81]. Densely packed
metal nanotube arrays prepared using an anodized alumina nanoporous membrane
were used to create the active substrate. The integration of the membranes with a
polydimethylsiloxane microfluidic device has demonstrated good sensitivity with a
LOD of 5.2 μU/mL. Colorimetric-based detection of cortisol is simple and low cost
and does not require the use of sophisticated equipment as the results can be seen by
the naked eye. Four different chromogens (sulfuric acid, Porter-Silber reagent,
Prussian blue, and blue tetrazolium) have been used for the detection of cortisol in
artificial saliva and human sweat. This method has shown comparable sensitivity to
the electrochemical biosensors. The simplicity of the colorimetric detection makes
them suitable for point-of-care testing of different metabolites [95]. Colorimetric-
based aptasensor was reported for the detection of progesterone in human serum
and urine [96]. This method was based on the alteration of the aggregating proper-
ties of the gold nanoparticles upon addition of progesterone, aptamer, and the cat-
ionic surfactant, hexadecyltrimethylammonium bromide. When the aptamer binds
to progesterone, the surfactant causes aggregation of the gold nanoparticles leading
to a change of the color of the solution from red to blue. Progesterone has been also
detected colorimetrically using lateral flow assay [97]. A specific aptamer for pro-
gesterone was immobilized on gold nanoparticles, and a biotin-labeled complemen-
tary DNA sequence was then hybridized with the aptamer. The test line was coated
with streptavidin which allows the capture of the biotinylated gold nanoparticles –
aptamer duplex. However, upon binding of the aptamer with the target progester-
one, a displacement of the biotinylated complementary DNA has occurred which
prevented the capture of the gold particles on the test line. This aptamer-based lat-
eral flow assay method has led to sensitive detection of progesterone in the nanomo-
lar range as well as good selectivity against other hormones.
342 S. Eissa
b c
Fig. 3 (a) flexible screen-printed electrode array. (b) The enzymatic biosensing mechanism of
glucose detection and implantation of wearable biosensor. (c) Schematic of the integrated wearable
biosensor for the continuous monitoring of glucose on a rabbit. (Reprinted with permission
from [105])
thigh) showing good performance indicating that it holds great promise toward
other healthcare applications.
such as antibodies and aptamer to fabricate affinity biosensors for various metabo-
lites. The continuous identification of new aptamers that binds specifically to vari-
ous types of metabolites is highly needed and can open the door for the development
of sensitive biosensing platforms for point-of-care diagnosis. Optical and electro-
chemical detections have been used in most of the reported biosensors for metabolic
biomarkers. Particularly, electrochemical biosensors offer great promise because of
their low cost, high sensitivity, ease of integration into portable biosensors, and
capability of multiplexing which make them ideal for high-throughput screening in
metabolomics. Advances in the development of wearable biosensors have been also
highlighted in this chapter as they provide continuous and noninvasive measure-
ments for different metabolites in body fluids. Yet, large cohort studies of these
wearable biosensors are required for validation to reach clinical acceptance.
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