C4 carbon fixation

C4 carbon fixation or the Hatch–Slack pathway is one

of three known photosynthetic processes of carbon
fixation in plants. It owes the names to the 1960s
discovery by Marshall Davidson Hatch and Charles
Roger Slack.[1]

C4 fixation is an addition to the ancestral and more

common C3 carbon fixation. The main carboxylating
enzyme in C3 photosynthesis is called RuBisCO, which
catalyses two distinct reactions using either CO2
(carboxylation) or oxygen (oxygenation) as a substrate.
RuBisCO oxygenation gives rise to phosphoglycolate,
which is toxic and requires the expenditure of energy to
recycle through photorespiration. C4 photosynthesis
reduces photorespiration by concentrating CO2 around
RuBisCO.

To enable RuBisCO to work in a cellular environment

Leaf anatomy in most C4 plants.
where there is a lot of carbon dioxide and very little
A: Mesophyll cell
oxygen, C4 leaves generally contain two partially B: Chloroplast
isolated compartments called mesophyll cells and C: Vascular tissue
bundle-sheath cells. CO2 is initially fixed in the D: Bundle sheath cell
mesophyll cells in a reaction catalysed by the enzyme E: Stoma
F: Vascular tissue
PEP carboxylase in which the three-carbon
1. CO2 is fixed to produce a four-carbon
phosphoenolpyruvate (PEP) reacts with CO2 to form the
molecule (malate or aspartate).
four-carbon oxaloacetic acid (OAA). OAA can then be 2. The molecule exits the cell and enters the
reduced to malate or transaminated to aspartate. These bundle sheath cells.
intermediates diffuse to the bundle sheath cells, where 3. It is then broken down into CO2 and
they are decarboxylated, creating a CO2-rich pyruvate. CO2 enters the Calvin cycle to
produce carbohydrates.
environment around RuBisCO and thereby suppressing
4. Pyruvate reenters the mesophyll cell, where
photorespiration. The resulting pyruvate (PYR), together it is reused to produce malate or aspartate.
with about half of the phosphoglycerate (PGA) produced
by RuBisCO, diffuses back to the mesophyll. PGA is
then chemically reduced and diffuses back to the bundle sheath to complete the reductive pentose
phosphate cycle (RPP). This exchange of metabolites is essential for C4 photosynthesis to work.

Additional biochemical steps require more energy in the form of ATP to regenerate PEP, but
concentrating CO2 allows high rates of photosynthesis at higher temperatures. Higher CO2 concentration
overcomes the reduction of gas solubility with temperature (Henry's law). The CO2 concentrating
mechanism also maintains high gradients of CO2 concentration across the stomatal pores. This means that
C4 plants have generally lower stomatal conductance, reduced water losses and have generally higher
water-use efficiency.[2] C4 plants are also more efficient in using nitrogen, since PEP carboxylase is
cheaper to make than RuBisCO.[3] However, since the C3 pathway does not require extra energy for the
regeneration of PEP, it is more efficient in conditions where photorespiration is limited, typically at low
temperatures and in the shade.[4]

Discovery
The first experiments indicating that some plants do not use C3 carbon fixation but instead produce
malate and aspartate in the first step of carbon fixation were done in the 1950s and early 1960s by Hugo
Peter Kortschak and Yuri Karpilov.[5][6] The C4 pathway was elucidated by Marshall Davidson Hatch and
Charles Roger Slack, in Australia, in 1966.[1] While Hatch and Slack originally referred to the pathway as
the "C4 dicarboxylic acid pathway", it is sometimes called the Hatch–Slack pathway.[6]

Anatomy
C4 plants often possess a characteristic leaf anatomy
called kranz anatomy, from the German word for
wreath. Their vascular bundles are surrounded by two
rings of cells; the inner ring, called bundle sheath
cells, contains starch-rich chloroplasts lacking grana,
which differ from those in mesophyll cells present as
the outer ring. Hence, the chloroplasts are called
dimorphic. The primary function of kranz anatomy is
to provide a site in which CO2 can be concentrated
around RuBisCO, thereby avoiding photorespiration.
Mesophyll and bundle sheath cells are connected
through numerous cytoplasmic sleeves called
Cross section of a maize leaf, a C4 plant. Kranz
plasmodesmata whose permeability at leaf level is
anatomy (rings of cells) shown
called bundle sheath conductance. A layer of
suberin[7] is often deposed at the level of the middle
lamella (tangential interface between mesophyll and bundle sheath) in order to reduce the apoplastic
diffusion of CO2 (called leakage). The carbon concentration mechanism in C4 plants distinguishes their
isotopic signature from other photosynthetic organisms.

Although most C4 plants exhibit kranz anatomy, there are, however, a few species that operate a limited
C4 cycle without any distinct bundle sheath tissue. Suaeda aralocaspica, Bienertia cycloptera, Bienertia
sinuspersici and Bienertia kavirense (all chenopods) are terrestrial plants that inhabit dry, salty
depressions in the deserts of the Middle East. These plants have been shown to operate single-cell C4
CO2-concentrating mechanisms, which are unique among the known C4 mechanisms.[8][9][10][11]
Although the cytology of both genera differs slightly, the basic principle is that fluid-filled vacuoles are
employed to divide the cell into two separate areas. Carboxylation enzymes in the cytosol are separated
from decarboxylase enzymes and RuBisCO in the chloroplasts. A diffusive barrier is between the
chloroplasts (which contain RuBisCO) and the cytosol. This enables a bundle-sheath-type area and a
mesophyll-type area to be established within a single cell. Although this does allow a limited C4 cycle to
operate, it is relatively inefficient. Much leakage of CO2 from around RuBisCO occurs.

There is also evidence of inducible C4 photosynthesis by non-kranz aquatic macrophyte Hydrilla

verticillata under warm conditions, although the mechanism by which CO2 leakage from around
RuBisCO is minimised is currently uncertain.[12]

Biochemistry
In C3 plants, the first step in the light-independent reactions of photosynthesis is the fixation of CO2 by
the enzyme RuBisCO to form 3-phosphoglycerate. However, RuBisCo has a dual carboxylase and
oxygenase activity. Oxygenation results in part of the substrate being oxidized rather than carboxylated,
resulting in loss of substrate and consumption of energy, in what is known as photorespiration.
Oxygenation and carboxylation are competitive, meaning that the rate of the reactions depends on the
relative concentration of oxygen and CO2.

In order to reduce the rate of photorespiration, C4 plants increase the concentration of CO2 around
RuBisCO. To do so two partially isolated compartments differentiate within leaves, the mesophyll and the
bundle sheath. Instead of direct fixation by RuBisCO, CO2 is initially incorporated into a four-carbon
organic acid (either malate or aspartate) in the mesophyll. The organic acids then diffuse through
plasmodesmata into the bundle sheath cells. There, they are decarboxylated creating a CO2-rich
environment. The chloroplasts of the bundle sheath cells convert this CO2 into carbohydrates by the
conventional C3 pathway.

There is large variability in the biochemical features of C4 assimilation, and it is generally grouped in
three subtypes, differentiated by the main enzyme used for decarboxylation ( NADP-malic enzyme,
NADP-ME; NAD-malic enzyme, NAD-ME; and PEP carboxykinase, PEPCK). Since PEPCK is often
recruited atop NADP-ME or NAD-ME it was proposed to classify the biochemical variability in two
subtypes. For instance, maize and sugarcane use a combination of NADP-ME and PEPCK, millet uses
preferentially NAD-ME and Megathyrsus maximus, uses preferentially PEPCK.

NADP-ME
The first step in the NADP-ME type C4
pathway is the conversion of pyruvate (Pyr)
to phosphoenolpyruvate (PEP), by the
enzyme Pyruvate phosphate dikinase
(PPDK). This reaction requires inorganic
phosphate and ATP plus pyruvate, producing
PEP, AMP, and inorganic pyrophosphate NADP-ME subtype
(PPi). The next step is the carboxylation of
PEP by the PEP carboxylase enzyme
(PEPC) producing oxaloacetate. Both of these steps occur in the mesophyll cells:

pyruvate + Pi + ATP → PEP + AMP + PPi

 PEP + CO2 → oxaloacetate

PEPC has a low KM for HCO−3 — and, hence, high affinity, and is not confounded by O2 thus it will work
even at low concentrations of CO2.

The product is usually converted to malate (M), which diffuses to the bundle-sheath cells surrounding a
nearby vein. Here, it is decarboxylated by the NADP-malic enzyme (NADP-ME) to produce CO2 and
pyruvate. The CO2 is fixed by RuBisCo to produce phosphoglycerate (PGA) while the pyruvate is
transported back to the mesophyll cell, together with about half of the phosphoglycerate (PGA). This
PGA is chemically reduced in the mesophyll and diffuses back to the bundle sheath where it enters the
conversion phase of the Calvin cycle. For each CO2 molecule exported to the bundle sheath the malate
shuttle transfers two electrons, and therefore reduces the demand of reducing power in the bundle sheath.

NAD-ME
Here, the OAA produced by PEPC is transaminated by
aspartate aminotransferase to aspartate (ASP) which is
the metabolite diffusing to the bundle sheath. In the
bundle sheath ASP is transaminated again to OAA and
then undergoes a futile reduction and oxidative
decarboxylation to release CO2. The resulting
Pyruvate is transaminated to alanine, diffusing to the
mesophyll. Alanine is finally transaminated to
pyruvate (PYR) which can be regenerated to PEP by
NAD-ME subtype
PPDK in the mesophyll chloroplasts. This cycle
bypasses the reaction of malate dehydrogenase in the
mesophyll and therefore does not transfer reducing equivalents to the bundle sheath.

PEPCK
In this variant the OAA produced by aspartate
aminotransferase in the bundle sheath is
decarboxylated to PEP by PEPCK. The fate of PEP is
still debated. The simplest explanation is that PEP
would diffuse back to the mesophyll to serve as a
substrate for PEPC. Because PEPCK uses only one
ATP molecule, the regeneration of PEP through
PEPCK would theoretically increase photosynthetic
efficiency of this subtype, however this has never been
measured. An increase in relative expression of PEPCK subtype

PEPCK has been observed under low light, and it has

been proposed to play a role in facilitating balancing energy requirements between mesophyll and bundle
sheath.
Metabolite exchange
While in C3 photosynthesis each chloroplast is capable of completing light reactions and dark reactions,
C4 chloroplasts differentiate in two populations, contained in the mesophyll and bundle sheath cells. The
division of the photosynthetic work between two types of chloroplasts results inevitably in a prolific
exchange of intermediates between them. The fluxes are large and can be up to ten times the rate of gross
assimilation.[13] The type of metabolite exchanged and the overall rate will depend on the subtype. To
reduce product inhibition of photosynthetic enzymes (for instance PECP) concentration gradients need to
be as low as possible. This requires increasing the conductance of metabolites between mesophyll and
bundle sheath, but this would also increase the retro-diffusion of CO2 out of the bundle sheath, resulting
in an inherent and inevitable trade off in the optimisation of the CO2 concentrating mechanism.

Light harvesting and light reactions

To meet the NADPH and ATP demands in the mesophyll and bundle sheath, light needs to be harvested
and shared between two distinct electron transfer chains. ATP may be produced in the bundle sheath
mainly through cyclic electron flow around Photosystem I, or in the mesophyll mainly through linear
electron flow depending on the light available in the bundle sheath or in the mesophyll. The relative
requirement of ATP and NADPH in each type of cells will depend on the photosynthetic subtype.[13] The
apportioning of excitation energy between the two cell types will influence the availability of ATP and
NADPH in the mesophyll and bundle sheath. For instance, green light is not strongly adsorbed by
mesophyll cells and can preferentially excite bundle sheath cells, or vice versa for blue light.[14] Because
bundle sheaths are surrounded by mesophyll, light harvesting in the mesophyll will reduce the light
available to reach bundle sheath cells. Also, the bundle sheath size limits the amount of light that can be
harvested.[15]

Efficiency
Different formulations of efficiency are possible depending on which outputs and inputs are considered.
For instance, average quantum efficiency is the ratio between gross assimilation and either absorbed or
incident light intensity. Large variability of measured quantum efficiency is reported in the literature
between plants grown in different conditions and classified in different subtypes but the underpinnings
are still unclear. One of the components of quantum efficiency is the efficiency of dark reactions,
biochemical efficiency, which is generally expressed in reciprocal terms as ATP cost of gross assimilation
(ATP/GA).

In C3 photosynthesis ATP/GA depends mainly on CO2 and O2 concentration at the carboxylating sites of
RuBisCO. When CO2 concentration is high and O2 concentration is low photorespiration is suppressed
and C3 assimilation is fast and efficient, with ATP/GA approaching the theoretical minimum of 3.

In C4 photosynthesis CO2 concentration at the RuBisCO carboxylating sites is mainly the result of the
operation of the CO2 concentrating mechanisms, which cost circa an additional 2 ATP/GA but makes
efficiency relatively insensitive of external CO2 concentration in a broad range of conditions.
Biochemical efficiency depends mainly on the speed of CO2 delivery to the bundle sheath, and will
generally decrease under low light when PEP carboxylation rate decreases, lowering the ratio of CO2/O2
concentration at the carboxylating sites of RuBisCO. The key parameter defining how much efficiency
will decrease under low light is bundle sheath conductance. Plants with higher bundle sheath conductance
will be facilitated in the exchange of metabolites between the mesophyll and bundle sheath and will be
capable of high rates of assimilation under high light. However, they will also have high rates of CO2
retro-diffusion from the bundle sheath (called leakage) which will increase photorespiration and decrease
biochemical efficiency under dim light. This represents an inherent and inevitable trade off in the
operation of C4 photosynthesis. C4 plants have an outstanding capacity to attune bundle sheath
conductance. Interestingly, bundle sheath conductance is downregulated in plants grown under low
light[16] and in plants grown under high light subsequently transferred to low light as it occurs in crop
canopies where older leaves are shaded by new growth.[17]

Evolution and advantages

C4 plants have a competitive advantage over plants possessing the more common C3 carbon fixation
pathway under conditions of drought, high temperatures, and nitrogen or CO2 limitation. When grown in
the same environment, at 30 °C, C3 grasses lose approximately 833 molecules of water per CO2 molecule
that is fixed, whereas C4 grasses lose only 277. This increased water use efficiency of C4 grasses means
that soil moisture is conserved, allowing them to grow for longer in arid environments.[18]

C4 carbon fixation has evolved in at least 62 independent occasions in 19 different families of plants,
making it a prime example of convergent evolution.[19][20] This convergence may have been facilitated
by the fact that many potential evolutionary pathways to a C4 phenotype exist, many of which involve
initial evolutionary steps not directly related to photosynthesis.[21] C4 plants arose around
35 million years ago[20] during the Oligocene (precisely when is difficult to determine) and were
becoming ecologically significant in the early Miocene around 21 million years ago.[22] C4 metabolism in
grasses originated when their habitat migrated from the shady forest undercanopy to more open
environments,[23] where the high sunlight gave it an advantage over the C3 pathway.[24] Drought was not
necessary for its innovation; rather, the increased parsimony in water use was a byproduct of the pathway
and allowed C4 plants to more readily colonize arid environments.[24]

Today, C4 plants represent about 5% of Earth's plant biomass and 3% of its known plant species.[18][25]
Despite this scarcity, they account for about 23% of terrestrial carbon fixation.[26][27] Increasing the
proportion of C4 plants on earth could assist biosequestration of CO2 and represent an important climate
change avoidance strategy. Present-day C4 plants are concentrated in the tropics and subtropics (below
latitudes of 45 degrees) where the high air temperature increases rates of photorespiration in C3 plants.

Plants that use C4 carbon fixation

About 8,100 plant species use C4 carbon fixation, which represents about 3% of all terrestrial species of
plants.[27][28] All these 8,100 species are angiosperms. C4 carbon fixation is more common in monocots
compared with dicots, with 40% of monocots using the C4 pathway, compared with only 4.5% of dicots.
Despite this, only three families of monocots use C4 carbon fixation compared to 15 dicot families. Of the
monocot clades containing C4 plants, the grass (Poaceae) species use the C4 photosynthetic pathway
most. 46% of grasses are C4 and together account for 61% of C4 species. C4 has arisen independently in
the grass family some twenty or more times, in various subfamilies, tribes, and genera,[29] including the
Andropogoneae tribe which contains the food crops maize, sugar cane, and sorghum. Various kinds of
millet are also C4.[30][31] Of the dicot clades containing C4 species, the order Caryophyllales contains the
most species. Of the families in the Caryophyllales, the Chenopodiaceae use C4 carbon fixation the most,
with 550 out of 1,400 species using it. About 250 of the 1,000 species of the related Amaranthaceae also
use C4.[18][32]

Members of the sedge family Cyperaceae, and members of numerous families of eudicots – including
Asteraceae (the daisy family), Brassicaceae (the cabbage family), and Euphorbiaceae (the spurge family)
– also use C4.

No large trees (above 15 m in height) use C4,[33] however a number of small trees or shrubs smaller than
10 m exist which do: six species of Euphorbiaceae all native to Hawaii and two species of Amaranthaceae
growing in deserts of the Middle-East and Asia.[34]

Converting C3 plants to C4
Given the advantages of C4, a group of scientists from institutions around the world are working on the
C4 Rice Project to produce a strain of rice, naturally a C3 plant, that uses the C4 pathway by studying the
C4 plants maize and Brachypodium.[35] As rice is the world's most important human food—it is the staple
food for more than half the planet—having rice that is more efficient at converting sunlight into grain
could have significant global benefits towards improving food security. The team claims C4 rice could
produce up to 50% more grain—and be able to do it with less water and nutrients.[36][37][38]

The researchers have already identified genes needed for C4 photosynthesis in rice and are now looking
towards developing a prototype C4 rice plant. In 2012, the Government of the United Kingdom along
with the Bill & Melinda Gates Foundation provided US$14 million over three years towards the C4 Rice
Project at the International Rice Research Institute.[39] In 2019, the Bill & Melinda Gates Foundation
granted another US$15 million to the Oxford-University-led C4 Rice Project. The goal of the 5-year
project is to have experimental field plots up and running in Taiwan by 2024.[40]

C2 photosynthesis, an intermediate step between C3 and Kranz C4, may be preferred over C4 for rice
conversion. The simpler system is less optimized for high light and high temperature conditions than C4,
but has the advantage of requiring fewer steps of genetic engineering and performing better than C3 under
all temperatures and light levels.[41] In 2021, the UK Government provided £1.2 million on studying C2
engineering.[42]

See also
C2 photosynthesis
CAM photosynthesis
 C3 photosynthesis

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External links
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