Stress As A Pathophysiological Factor in Functional Somatic Syndromes
Stress As A Pathophysiological Factor in Functional Somatic Syndromes
1
Clinical Biopsychology, Dept. of Psychology, University of Marburg, Germany; 2Clinical Psychology & Psychother-
apy, Dept. of Psychology, University of Zurich, Switzerland
Abstract: Functional somatic syndromes (FSS) are defined by a constellation of symptoms for which after thorough
medical examination no structural pathology and no proportional tissue abnormalities can be identified. Pathophysiology
of these syndromes has remained elusive and treatment options are limited. Current research efforts acknowledge the im-
portance of stress as a potential risk factor in the manifestation and maintenance of FSS. A substantial body of research
has focused on psychological stress factors as well as alterations of the endocrine stress system (the hypothalamic-
pituitary-adrenal, HPA axis, in particular), the immune system, and the autonomic nervous system (ANS). Dysregulation
of these systems might explain some of the symptoms of FSS. In this review, we describe studies reporting stress-related
findings in three of the most prevalent and well-described FSS, i.e. chronic fatigue syndrome (CFS), irritable bowel syn-
drome (IBS), and fibromyalgia syndrome (FMS). Psychobiological processes which seem to play a role in the translation
of stress into functional symptoms and syndromes are discussed.
Keywords: Functional somatic syndromes, stress, chronic fatigue syndrome, irritable bowel syndrome, fibromyalgia syndrome.
1. FUNCTIONAL SOMATIC SYNDROMES [24], chronic whiplash syndrome [25], chronic Lyme disease
[26], the Gulf War syndrome [27], and temporomandibular
Somatic symptoms that cannot be readily explained by
joint syndrome [28]. As is evident from the individual syn-
modern medicine have become a substantial problem exert-
drome names, some FSS seem to be particularly advocated
ing significant burden on health care systems around the by specific medical specialties [8, 10]; according to this no-
world. Most health care visits are made due to common
tion, neurologists are prone to make a diagnosis of CFS,
symptoms for which no identified pathology is found [1].
rheumatologists of FMS, gastroenterologists of IBS, etc. by
Community surveys established high rates of symptoms such
focusing on prominent symptoms that are typically seen in
as headache [2, 3], fatigue [4, 5], and abdominal pain [3, 6].
the respective specialty.
Other population-based studies showed that more than 80%
of all study participants had at least one bodily symptom This observation led some researchers to propose the
causing distress [7]. Importantly, despite the high prevalence hypothesis that these syndromes were merely random ex-
of somatic symptoms, up to two-thirds of patients attending pressions of the same or similar pattern of symptoms that are
general medical clinics do not receive a biomedical explana- common to all definitions of individual FSS [29]. Studies
tion for their symptoms [8], ultimately leading to a labelling investigating concomitant diagnoses of specific FSS found
of the respective symptoms as “functional” or “medically additional evidence of overlap, e.g. between FMS and CFS
unexplained”. [30-32] or between CFS and IBS [33, 34]. In a study of pa-
tients attending a tertiary care clinic specializing in the man-
Functional somatic syndromes (FSS) are defined by a
agement of CFS, FMS, and temporomandibular joint syn-
constellation of symptoms for which after thorough medical
drome, it was reported that patients were likely to have had
examination no structural pathology and no proportional
other syndromes such as IBS, multiple chemical sensitivity,
tissue abnormalities can be identified [9-11]. Among the
and headache in their lifetime [35].
most prominent and prevalent FSS are chronic fatigue syn-
drome (CFS) [12, 13], irritable bowel syndrome (IBS) [14, However, despite considerable overlap between FSS, a
15], and fibromyalgia syndrome (FMS) [16]. However, re- variety of studies have also indicated that individual FSS
ports on other FSS are manifold: the most common syn- may present with some organ-specific symptoms and there-
drome names are: chronic pelvic pain [17], low back pain fore differ with respect to which symptoms are most promi-
[18], tension headache [19], atypical facial pain [20], nent. Robbins et al. [36], e.g., studied FSS using a latent
non-cardiac chest pain [21], multiple chemical sensitivity variable model, and the results supported the existence of
[22], the sick building syndrome [23], repetitive stress injury IBS, CFS, and FMS as discrete groups of symptoms. Further
studies were able to identify distinct FSS using similar ap-
proaches [37]. It also needs to be considered that none of the
*Address correspondence to this author at the Lichtenberg Professor of
studies mentioned above report complete overlap and 100%
Clinical Biopsychology, Department of Psychology, University of Marburg,
Gutenbergstrasse 18, 35032 Marburg, Germany; comorbidity when it comes to individual FSS diagnoses,
E-mail: [email protected] suggesting that there are patients who are suffering from
only one FSS. However, there might be greater overlap on a cording to this definition, stress in a given situation is under-
symptom level, i.e. it is conceivable that CFS and IBS pa- stood as the result of cognitive appraisal processes resulting
tients, although being diagnosed with only one FSS, might in an emotional, behavioral, and physiological stress re-
still suffer from similar somatic symptoms that are relevant sponse. In addition, perception and response to a stressor are
for both diagnoses. Only very few studies have looked be- influenced by previous experience, chronic ongoing adverse
yond symptom overlap or distinctive symptom patterns and experiences, and personality factors. The physiological stress
examined differences in pathophysiological factors between response comprises a complex physiological system, which
FSS. With viral infections as one controversially debated is located in both the central nervous system (CNS) and the
risk factor in the development of CFS [38], one study com- periphery of the body. The CNS stress response involves
paring CFS and IBS patients found infectious mononucleosis brain areas located in the hypothalamus and the brainstem. In
to be a specific precipitating factor in CFS but not in IBS particular, it involves inhibitory and excitatory limbic-
patients [39]. In FMS, one prominent line of research has sensitive structures. The central control of the hypothalamic-
been dedicated to study augmented pain perception in these pituitary-adrenal (HPA) axis is governed by the hypotha-
patients in combination with altered neurotransmitter balance lamic paraventricular nucleus (PVN). The purpose of these
[40] and these alterations in sensory processing have been systems is to evaluate the relevance of a stimulus for an in-
found even when controlling for negative affect [41]. In ad- dividual. Depending on the outcome, these circuits elicit an
dition to altered visceral perception, dysfunctional gastroin- appropriate hormonal response [50]. In humans, those re-
testinal motility has been subject of research efforts in IBS sponses are dependent on the cognitive appraisal processes
[42], and these mechanisms have been hypothesized to un- involved in the subjective experience of stress [51]. The pe-
derlay simultaneously occurring pulmonary dysfunctions in ripheral components include outflow from the HPA axis, the
IBS patients [43]. However, more research is needed in order efferent sympathetic-adrenomedullary (SAM) system, and
to better understand specific pathophysiological factors for components of the parasympathetic system [52-56], with the
FSS. latter two comprising the autonomic nervous system (ANS).
These systems closely interact with the immune system [57].
Taken together, the jury is still out whether the above
mentioned syndromes are artificial constructs which in fact A substantial body of research on potential alterations of
constitute one single functional somatic syndrome or the physiological stress response in FSS has focused on dys-
whether there is a variety of functional somatic syndromes regulation of the HPA axis. The HPA axis has been of pri-
that are more or less independent of each other. Clearly, fu- mary interest, because HPA axis hormones, such as cortisol,
ture research will shed further light on this question. may contribute to the peripheral and central causes of FSS
symptoms, such as pain and fatigue. For example, glucocor-
2. STRESS AS AN UNDERLYING MECHANISM FOR
ticoid deficiency is associated with symptoms of fatigue,
FUNCTIONAL SOMATIC SYNDROMES?
malaise, somnolence, myalgia, and arthralgia [58]. Cortisol
The attempt to understand FSS has spurred a variety of is pleiotropic and exerts its effects through ubiquitously dis-
research activity during the past few decades. Two major tributed intracellular receptors. It affects glucose production,
approaches have emerged, i.e. search for biomarkers and fat metabolism, inflammatory responses, cardiovascular re-
biological explanations, and development of explanatory sponsiveness, and central nervous system and immune func-
models using psychosocial variables [44]. After a long his- tioning [59, 60]. As is evident from numerous studies, the
tory of dichotomy in research paradigms, recent research has above mentioned symptoms also reflect alteration of the im-
started focusing on combining these two approaches. With mune system via inflammatory cytokines, such as interleukin
the advent of the biopsychosocial model in medicine current (IL)-6 or interleukin 1 beta (IL-1b) [61], which are thought
research efforts acknowledge both the influence and con- to reflect disease activity, and are potent stimulators of the
comitants of biological and psychosocial factors in explain- endocrine stress axis [62]. In turn, the interaction between
ing the patients’ somatic symptoms. HPA axis and immune system is mediated by both the sym-
pathetic and the parasympathetic branches of the ANS. In the
Particularly, the importance of stress as a potential risk following sections, we will describe studies reporting stress
factor in the manifestation and maintenance of FSS has been related results in three of the most prevalent FSS, i.e. CFS,
highlighted in recent years, and the psychobiological proc- IBS, FMS. Particularly, findings on psychological stress ex-
esses assumed to play a role in the translation of stress expe- periences, as well as alterations in HPA axis, ANS, and im-
rience into functional symptoms and syndromes have been mune system in these three FSS will be briefly summarized.
examined [45]. Stress is a multi-faceted phenomenon and With this summary, we aim to describe the importance of
may precipitate, exacerbate, and perpetuate physical symp- stress and elucidate the role of stress as a pathophysiological
toms [46, 47]. Conservative estimates suggest that stress factor in both etiology and maintenance of FSS.
accounts for approximately 30% of the overall costs of ill-
ness and accidents, totaling 0.5–3.5% of the gross domestic
2.1. Chronic fatigue Syndrome
product across Western nations [48]. These figures make
stress and its prevention an important enterprise for science 2.1.1. Definition
and society. The most commonly used definition of stress is
Chronic fatigue syndrome (CFS) is defined by: 1) clini-
the transactional definition of stress as 'a particular relation-
cally unexplained, persistent or relapsing fatigue of at least 6
ship between the person and the environment that is ap-
months’ duration that is not the result of ongoing exertion, is
praised by the person as taxing or exceeding his or her re-
not substantially alleviated by rest, and results in substantial
sources and endangering his or her well-being' [49]. Ac-
154 Current Psychiatry Reviews, 2011, Vol. 7, No. 2 Nater et al.
reduction in previous levels of occupational, educational, 2.1.4. Findings on ANS and CFS
social, or personal activities, and 2) concurrent occurrence of
A number of studies have examined the involvement of
at least 4 accompanying symptoms (unusual post-exertional
the autonomic nervous system (ANS) in the pathophysiology
malaise, unrefreshing sleep, significant impairment in mem-
of CFS based on the observation that many CFS symptoms
ory/concentration, headache, muscle pain, joint pain, sore
throat and tender lymph nodes) [13]. are also observed in conditions of known dysautonomia,
including disabling fatigue, dizziness, diminished concentra-
tion, tremulousness, and nausea [101]. Numerous studies
2.1.2. Findings on Psychological Stress and CFS
have found evidence of increased occurrence of orthostatic
Several studies suggest that stress plays an important role intolerance, which includes development of symptoms upon
in CFS [63] (see Table 1). For example, one study showed assuming and maintaining upright posture [102-107]. How-
that the physical symptoms of CFS were exacerbated by the ever, results are not consistent, with some studies finding no
stress inflicted on people by Hurricane Andrew [64], and differences between CFS and control groups regarding or-
CFS patients appear more likely to report histories of stress- thostatic symptoms [108-111]. Another line of research in
ful life events compared to controls [65-70]. Stressful life the study of ANS alterations in CFS has focused on cardio-
events assessed in these studies usually included events such vascular autonomic measures. Many studies have found in-
marriage, problems with a relationship, family illness, mov- creased heart rate measures in CFS both at rest and due to
ing, financial problems, job-related troubles, death of friends challenge [108, 112-117]. This is in accordance with other
or relatives etc. Also, one study found that about 15% of studies showing low vagal tone [112, 118-120] and a general
CFS patients had posttraumatic stress disorder (PTSD), sympathetic overactivity [105, 121, 122]. However, there are
which reflects an aberrant response to extreme stress [71]. also reports on decreased heart rate in response to exercise
[123] or mental stress [124], or no differences between CFS
Recent findings from retrospective and prospective studies
and healthy controls at all [104, 121, 124]. A previous study
indicate that stress experienced prior to manifestation of CFS
[125] has shown increased salivary alpha-amylase (which is
(e.g. early life stress or self-reported stress assessed about 20
thought to reflect sympathetic activation) activity in CFS
years earlier) may predict the risk for developing CFS [72-
patients compared to healthy controls, both at baseline and
74]. However, other studies did not find higher levels of ex- after a psychosocial stress test in the laboratory.
posure to childhood trauma when comparing people suffer-
ing from CFS to healthy controls [75, 76]. Only one study 2.1.5. Findings on Immune SYSTem and CFS
has examined psychological responses to acute stressors in
Other studies have indicated signs of immune disturbance
CFS, but found no noticeable differences between patients
in patients with CFS, especially in the form of elevated
and healthy controls [77].
proinflammatory cytokine levels [126, 127], such as IL-6
and tumor necrosis factor (TNF)-alpha [90, 128, 129]. Con-
2.1.3. Findings on HPA Axis and CFS
sistent with these findings, increased in vitro inflammatory
A wealth of information has accumulated on both basal cytokine release has been reported in stimulated peripheral
and challenge outcomes of endocrine functioning in CFS blood mononuclear cells of CFS patients [130]. Other indi-
[78-80]. In a seminal study by Demitrack and colleagues, ces of cytokine-mediated immune alterations that have been
low levels of cortisol in 24-hour urine of CFS patients were reported in patients with CFS include increased levels of
found in comparison to healthy controls [81]. These findings autoantibodies, decreased natural killer cell activity, high
were among the first to suggest hypoactivity of this axis in levels of type 2 cytokine-producing cells, activated T lym-
CFS. Subsequent studies of basal HPA axis found similar phocytes, CD19+ B cells, neopterin (a marker of activated
results. Some studies reported on lower cortisol levels after cell-mediated immunity) and activated complement [131-
awakening in comparison to healthy controls [82-85], which 134]. In addition, alterations in the gene expression involved
is of particular interest considering the notion that altered in immunity have been detected [135].
awakening cortisol levels are associated with increased stress
levels [86-88]. Furthermore, a generally reduced diurnal 2.1.6. Summary
fluctuation of salivary cortisol in CFS compared to healthy
Although the reported results are somewhat contradict-
controls was observed [89, 90]. However, other studies
ing, the overall picture may be summarized as a high preva-
found no difference in salivary cortisol concentrations be-
lence of subjective stress experiences, accompanied by rela-
tween CFS and healthy controls [91, 92]. Insight from phar-
tive hypoactivity of the HPA axis, and an increased activity
macological challenge studies testing specific levels of HPA
of both the ANS and immune systems in CFS patients. These
axis regulation indicates enhanced feedback sensitivity [92-
alterations might potentially be able to explain at least some
95], increased adrenocortical sensitivity to adrenocortico-
of CFS symptomatology [58]. Interestingly, only very few
tropic hormone (ACTH), and a reduced maximal cortisol
studies so far have examined acute stress reactivity in CFS
response compared to normal subjects [81, 96], with non-
patients. What is more, no study so far has been concomi-
significant findings being reported also [97, 98]. Clearly,
tantly measuring parameters from multiple stress systems.
findings point toward relative hypocortisolism in CFS. Re-
Considering the intricate relationships between biological
cent findings from psychotherapeutic trials have shown that
stress systems, research is needed incorporating a multidi-
hypocortisolism may be reversed after successful implemen-
mensional measurement approach and studying responses to
tation of cognitive-behavioral therapy (CBT) [99], and that it
acute stressors.
may be predictive of a poor response to CBT [100].
Stress and FSS Current Psychiatry Reviews, 2011, Vol. 7, No. 2 155
Subjects CFS As- Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
sessment ment
(Masuda, 10 CFS CDC 1988 Self-Rating Depres- Cornell Medical Index Questions on work Japan Subjects suffering from chronic fatigue
Nozoe, Montgomery sion Scale situation reported more occupational stress than
24 chronic Diagnosis by physical Recruitment of
Matsuyama, true-false controls
fatigue examination and labora- Social Readjustment employees
& Tanaka, tiredness tory screening Rating Scale CFS patients had more life event stresses
14 controls Cross-sectional
1994) scale Self- than fatigued subjects, which in turn had
study design
developed
more life events stresses than healthy
questionnaire
controls
on fatigue
(Lutgendorf 49 CFS CDC 1988 Symptom Checklist Diagnosis by physical Exposure to hurricane USA Relapse was more probable among
et al., 1995) Chronic 90R examination Andrew Referral from subjects with higher exposure
Questions on
symptoms
Relapse
score
Sickness
Impact
Profile
(MacDonald 47 CFS CDC 1988 Beck Depression Diagnosis by physical History of sexual abuse USA CFS subjects and controls did not differ
et al., 1996) Inventory examination and labora- regarding a history of sexual abuse
47 controls Visual Life events in the year Minnesota Regional
tory screening
analogue Psychiatric interview preceding illness onset Chronic Fatigue They did not differ regarding life stress in
scale on Syndrome Research the year before the onset of CFS
Self-Rating Depres-
fatigue Program Registry
sion Scale
Cross-sectional
Symptom Checklist
study design
90R
(Reyes 25 CFS CDC 1988 No details reported Diagnosis by physical Interview on life events USA CFS patients with a gradual illness onset
et al., 1996) examination and labora- were more likely to report histories of
47 controls Metropolitan
tory screening stressful life events compared to subjects
Atlanta CFS Sur-
veillance Registry with a sudden illness onset and controls
Cross-sectional
study design
(Salit, 1997) 134 CFS CDC 1988 No details reported Diagnosis by physical List of events (and Canada Stressful events were very common in the
35 controls Questions on examination and additional self-reported Referral from year preceding the onset of CFS compared
symptoms laboratory screening ones) in the year pre- primary care to controls
ceding illness onset
Cross-sectional
study design
(Theorell, 46 CFS CDC 1994 No details reported Diagnosis at recruitment Social Readjustment Sweden Excess prevalence of negative life events
Blomkvist, 46 controls Visual site Rating Scale (modified) Recruitment at a during the quarter year preceding the
Lindh, & onset of CFS was found
analogue CFS outpatient
Evengard,
scale on clinic
1999) symptoms
Cross-sectional
study design
(Fiedler 35 veterans CDC 1994 Quick Diagnostic Diagnosis by physical Childhood Traumatic USA No differences in traumatic experiences
et al., 2000) with CFS and Interview Schedule examination and labora- Events Scale during childhood were found
Short-form Persian Gulf War
co-morbid Health Structured Clinical tory screening Combat Exposure Scale Registry Measures of self-reported combat stress
psychiatric Survey 36 Interview for DSM- significantly differentiated healthy veter-
Psychiatric Epidemiol- Cross-sectional
disorder
IV II ogy Research Interview study design ans from both groups with CFS
23 veterans – Life Events Scale The fatigued group with comorbid psychi-
with CFS and
atric disorder experienced more life events
no co-morbid
six months after the war
psychiatric
disorder
45 healthy
veterans
156 Current Psychiatry Reviews, 2011, Vol. 7, No. 2 Nater et al.
Table 1. Contd….
Subjects CFS As- Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
sessment ment
(Gaab 21 CFS CDC 1994 Beck Depression Diagnosis by physical Exposure to a psycho- Germany No differences were found between
et al., 2002) 20 controls CFS inter- Inventory examination and labora- social stressor (Trier Recruitment via a patients and controls in their appraisal of
view Composite Interna- tory screening Social Stress Test) self-help organiza- the Trier Social Stress Test
(Sundbom, 13 CFS CDC 1994 Psychiatric assess- Diagnosis by physical Paykel’s list of events Sweden The group with CFS reported significantly
Henningsson, 19 conver- ment examination and labora- (modified) Referral from more negative life events prior to the
Holm, sion disorders tory screening tertiary care onset of their illness than controls
Soderbergh, patients Cross-sectional
& Evengard,
13 controls study design
2002)
(Hatcher & 64 CFS Health and Present State Exami- Diagnosis by physical Life Events and Diffi- UK Patients with CFS were more likely to
House, 2003) 64 controls Fatigue nation 9 examination and labora- culties Schedule Referral from experience severe events and difficulties
Rating Scale tory screening Interview on dilemmas tertiary care in the 3 months and 1 year prior to onset
Oxford of their illness than controls
Cross-sectional
criteria study design Thirty percent of patients were experienc-
ing dilemmas 3 months prior to illness
onset
(Heim et al., 43 CFS CDC 1994 Davidson PTSD Diagnosis by physical Childhood Trauma USA Exposure to childhood trauma was
2006) 60 controls CDC Symp- Scale examination and labora- Questionnaire Population-based associated with a 3 to 8-fold risk of
tom inven- Diagnostic Interview tory screening study developing CFS
tory Schedule for DSM- Cross-sectional Exposure to childhood trauma was
Multidimen- IV study design associated with CFS severity
sional Self-Rating Depres- Higher levels of PTSD could be found in
Fatigue sion Scale CFS patients compared to controls
Inventory State-Trait Anxiety
Short-form Inventory
Health
Survey 36
(Kato, 447 CFS CDC 1994 Psychiatric asssess- Diagnosis based on self- Single question on daily Sweden Stress levels prior to manifestation of CFS
Sullivan, ment based on self- report and information stress Swedish Twin predicted the risk for developing CFS
Evengard, & report and informa- of national registers and Registry
Pedersen, tion of national medical records
Prospective study
2006) registers and medical
design
records
(Heim et al., 113 CFS CDC 1994 Davidson PTSD Diagnosis by physical Childhood Trauma USA Exposure to childhood trauma was
2009) 124 controls CDC Symp- Scale examination and labora- Questionnaire Population-based associated with a 6-fold risk of developing
tom Inven- Self-Rating Depres- tory screening study CFS
tory sion Scale Cross-sectional Exposure to childhood trauma was
Multidimen- State-Trait Anxiety study design associated with CFS severity
sional Inventory Higher levels of PTSD could be found in
Fatigue Structured Clinical CFS patients compared to controls
Inventory Interview for DSM-
Short-form IV
Health
Survey 36
(Nater et al., 113 CFS CDC 1994 Structured Clinical Diagnosis by physical Comorbidity (PTSD) USA About 15% of CFS patients had current
2009) 264 unwell CDC Symp- Interview for DSM- examination and labora- Population-based PTSD compared to 11% in unwell sub-
subjects tom Inven- IV tory screening study jects
(fatigued or tory Cross-sectional
not fulfilling Multidimen- study design
CFS criteria) sional
Fatigue
Inventory
Short-form
Health
Survey 36
Abbreviations: CFS=chronic fatigue syndrome, CDC=Centers for Disease Control and Prevention, DSM-IV=Diagnostic and Statistical Manual for Mental Disorders – Fourth Edition,
PTSD=post-traumatic stress disorder.
Stress and FSS Current Psychiatry Reviews, 2011, Vol. 7, No. 2 157
2.2. Irritable Bowel Syndrome parasympathetic activity [180]. A recent study reported on
increased chromogranin A (which is thought to reflect sym-
2.2.1. Definition
pathetic activity) levels in IBS patients compared to controls
Irritable bowel syndrome (IBS) is a functional disorder of [181]. These findings are complemented by a study which
the gastrointestinal tract characterized by abdominal pain or showed increased norepinephrine levels in constipation-
discomfort occurring at least 3 days per month during the predominant IBS patients during sleep, while diarrhea-
previous 3 months along with at least two out of three of the predominant IBS patients displayed attenuated norepineph-
following: 1) improved with defecation; 2) onset associated rine levels [165].
with a change in frequency of stool, 3) onset associated with
2.2.5. Findings on Immune System and IBS
a change in form (appearance) of stool (Rome III criteria)
[14, 15]. Alterations in inflammatory processes might reasonably
be associated with IBS. Only very few studies have exam-
2.2.2. Findings on Psychological Stress and IBS
ined the role of cytokines as inflammatory markers, with one
As with CFS, stress is prevalent in IBS (see Table 2). study finding significantly increased baseline IL-6, IL-1b,
Numerous studies show an increased occurrence of negative and TNF-alpha concentrations in IBS, and higher stimulated
life events and/or a decreased occurrence of positive life IL-6 levels [182]. Another study measured IL-6, IL-8, and
events in IBS patients compared to a comparison group [6, IL-8, observing increased IL-6 and IL-8 levels in IBS [166].
136-143], although not all studies show these differences This is a particularly interesting finding in the light of the
[144-146]. With regard to stress experienced at an early above mentioned increased HPA axis activity in the same
point in development, several studies have uniformly shown study, considering the fact that IL-6 is a potent stimulator of
that both sexual and physical abuse during childhood is the endocrine stress axis. Other studies have also shown in-
strongly associated with IBS [4, 147-150]. However, a few creased T-cell [183, 184] and B-cell [185] activation. It is of
studies did not find an association between childhood mal- particular interest in this light that immune dysregulation in
treatment and IBS [151, 152]. Quite in contrast to studies in IBS may be reversible using an anti-inflammatory agent
CFS, however, research has also focused on the impact of [186].
acute stressors in patients with IBS. Altered psychological
2.2.6. Summary
stress reactivity in IBS has been found in various studies
[153-157]. Summarizing, the most evident result from the above
mentioned studies is the high prevalence of stress experi-
2.2.3. Findings on HPA axis and IBS
ences and increased psychological reactivity to stressors in
Only a small number of studies have investigated HPA patients with IBS. HPA axis alterations are less clear-cut,
parameters in IBS, and they yielded inconclusive results. owing most likely to the heterogeneous methodological ap-
One study, e.g. found no significant differences in urinary proaches taken in order to test neuroendocrine changes.
cortisol between IBS patients and non-IBS patients and Studies of the ANS point to a sympathetic overactivity, con-
healthy controls with the exception of afternoon samples, firming the important linkage between brain and gut that
when IBS patients showed significantly higher levels [158]. might explain some of the symptoms [187]. Further, in-
Another study found no significant differences between creased inflammatory activation has been reported in IBS.
functional gastrointestinal patients and controls in basal Considering the close relationship between HPA axis, ANS,
plasma cortisol levels [159]. Both attenuated [160, 161] and and immune system it seems to be evident that these altera-
increased [162, 163] salivary cortisol levels were found in tions are at least in part responsible for IBS symptoms.
IBS patients. Importantly, attenuated cortisol levels were
2.3. Fibromyalgia Syndrome
found to be associated with pain, and high cortisol levels
were correlated with depressive symptoms in IBS patients 2.3.1. Definition
[164]. A recent study reported on increased cortisol in con-
According to the American College of Rheumatology
stipation-predominant IBS patients during sleep, while diar-
fibromyalgia syndrome (FMS) is identified in presence of a
rhea-predominant IBS patients displayed attenuated cortisol
levels [165]. Further studies have examined HPA axis history of chronic widespread pain present for at least three
months, defined as bilateral, upper and lower body (i.e.
changes due to stimulation of the system, finding increased
spine), and excessive tenderness upon application of pressure
[163, 166], decreased [161] or no [154-156, 167, 168] alte-
at 11 of 18 specific tender point sites sites [188].
red cortisol responses. These discrepant findings might in
part be explained by the broad variety of stressors that were 2.3.2. Findings on Psychological Stress and FMS
used in these studies.
Psychological stress is a prevalent observation in patients
2.2.4. Findings on ANS and IBS with FMS (see Table 3). Several studies examining child-
hood adversities found increased rates of both physical and
Studies assessing autonomic function in IBS generally
sexual abuse in patients with FMS [189-192]. Conversely,
point to decreased vagal (parasympathetic) outflow or in-
other studies found no higher rates of childhood adversity
creased sympathetic activity [169-176], although other stud-
[193, 194]. In adulthood, higher frequency of daily hassles
ies found no differences between patients with IBS and
and critical life events were found in FMS when compared to
comparison subjects [177-179]. Most of these studies as-
sessed ANS alterations using heart rate variability (HRV), non-FMS groups [195-197]. Of particular interest is the find-
ing
which provides excellent indices for both sympathetic and
158 Current Psychiatry Reviews, 2011, Vol. 7, No. 2 Nater et al.
Subjects IBS Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
Assessment ment
(Mendeloff, 102 IB 227 Recurrent ab- No details reported Diagnosis by physical Life-stress score USA Patients with IBS were more often
Monk, inflamma- dominal pain, examination and labora- Referral from exposed to critical life events com-
Siegel, & tory bowel changes in bowel tory screening secondary care pared to the other groups
Lilienfeld, disease 735 habit, and changes
Cross-sectional
1970) controls in stool form
study design
(Drossman 72 IBS Illness Behavior Minnesota Multipha- Diagnosis by physical Life Experiences USA IBS patients had lower positive stress-
et al., 1988) patients Questionnaire sic Personality examination and labora- Survey Referral from ful life event scores than IBS non-
82 IBS non- McGill Pain Inventory tory screening primary care and patients and controls
patients Questionnaire Profile of Mood student health Patients had lower scores of negative
84 controls Criteria according States services life events compared to the other
(Whitehead 39 IBS Gastrointestinal No details reported Diagnosis by physical Life Event Scales USA The IBS group reported significantly
, Crowell, 108 func- symptom ques- examination and medi- Recruitment at 2 more stress than controls
Robinson, tional bowel tionnaire cal history parenthood clinics The IBS group showed greater reactiv-
Heller, & disease Manning criteria ity to stress than controls with regard
Prospective study
Schuster, to bowel symptoms and stress scores
232 controls Questions on design
1992) were related to health care visits and
healthcare utiliza-
tion disability days
(Schwarz et 121 IBS Criteria according Beck Depression Diagnosis by physical Social Readjustment USA No differences between groups were
al., 1993) 46 inflam- to Schuster and Inventory examination and medi- Rating Scale Recruitment via found in a measure of critical life
bowel fied) sic Personality Life events score did not correlate with
and referral from
disease Symptom diary Inventory primary care gastrointestinal symptoms
(Walker, 28 IBS No details re- Diagnostic Interview Diagnosis by physical Structured interview on USA Patients with irritable bowel syndrome
Katon, 19 inflam- ported Schedule for DSM- examination sexual trauma Referral from had a significantly higher rate of
Roy-Byrne, matory III primary and secon- severe adult sexual trauma and any
Jemelka, & bowel dary care lifetime sexual victimization
Russo, disease The severely traumatized subjects
Cross-sectional
1993) reported more medically unexplained
study design
symptoms and psychiatric distress
(Talley, 130 IBS Bowel Disease Brief Symptom Diagnosis based on Questionnaire on abuse USA Fourty-three percent of IBS subjects
Fett, 789 controls Questionnaire Inventory (modified) medical records based on a National Mayo-Clinic and reported a history of sexual abuse
Zinsmeister (modified) Population Survey of Rochester Epidemi- Emotional and verbal abuse were also
, & Melton, Manning criteria Canada ology Project more common in these subjects
1994) Questions on emotional records The odds of visiting a physician were
and verbal abuse Cross-sectional higher in IBS subjects reporting abuse
study design
(Levy, 26 IBS Bowel Disease Mental health history Diagnosis by physician Daily Health Diary USA Groups with IBS showed higher levels
Cain, patients Questionnaire of daily stress
Life Events Survey Recruitment via
Jarrett, &
23 IBS non- Daily Health advertisement Daily stress was moderately correlated
Heitkemper patients Diary with daily symptoms in IBS groups
Cross-sectional
, 1997)
26 controls Rome I study design Groups did not differ with regard to
LES score
Stress and FSS Current Psychiatry Reviews, 2011, Vol. 7, No. 2 159
Table 2. Contd….
Subjects IBS Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
Assessment ment
(Romans, 31 IBS No details re- Dissociative Experi- Diagnosis based on self- Interview on childhood New Zealand The women who were sexually abused
Belaise, ported ences Scale report sexual abuse as a child did not differ from controls
Community-based
Martin, regarding IBS diagnosis
Present State Exami- Questions on physical sample
Morris, &
nation abuse Cross-sectional Women that were physically abused
Raffi, 2002) during childhood did not report a
Questions on abuse study design
diagnosis of IBS more often compared
during adulthood
to controls
(Dickhaus 15 IBS Bowel Symptom Hospital Anxiety and Diagnosis by physical Exposure to a psycho- USA IBS patients reported higher levels of
et al., 2003) Questionnaire Depression Scale examination logical stressor (di- stress during the stress condition than
14 controls Recruitment via
chotomous listening) controls
Rome II advertisement
Exposure to a visceral Visceral stress was perceived as more
Visual analogue Cross-sectional
stressor (rectal disten- unpleasant during the stress condition
scale on symptoms study design
sion)
(Pace et al., 85 IBS Rome I Symptom Checklist Diagnosis at recruitment Social Readjustment Italy The severity of recent stressful life
2003) 80 inflam- Short-form Health 90R site Rating Scale Referral from experiences was perceived to be higher
(Salmon, 64 IBS Manning criteria Dissociative Experi- Diagnosis at recruitment Parental Bonding UK Participants with IBS reported having
Skaife, & ences Scale site Instrument experienced less parental care
61 patients Referral from
Rhodes,
with bowel Hopkins Symptom Questions from the secondary care IBS patients recalled more childhood
2003) symptoms Checklist Medical History Ques- sexual and physical abuse as well as
Cross-sectional
explained by tionnaire more sexual and psychological abuse
Hospital Anxiety and study design
physical during adulthood
Depression Scale
disease
(Locke, 69 IBS Bowel Disease Symptom Checklist Diagnosis by physical Life Experiences USA Both groups with functional disorders
Weaver, 47 nonulcer Questionnaire 90R examination and medi- Survey Mayo-Clinic and reported more negative and total life
Melton, & cal records events compared to controls
dyspepsia Manning criteria List of Threatening Rochester Epidemi-
Talley,
119 controls Events ology Project Threatening life events were independ-
2004)
records ently associated with IBS
Cross-sectional
study design
(Posserud 18 IBS Rome II Hospital Anxiety and Diagnosis at recruitment Exposure to a Sweden Patients reported higher levels of stress
et al., 2004) Depression Scale site psychological stressor during exposure to stressors
22 controls Referral from
(Stroop test and mental
State-Trait Anxiety tertiary care Patients reported lower levels of
arithmetic test)
Inventory Cross-sectional arousal before and after stress
Exposure to a visceral
study design Subjects with IBS experienced higher
stressor (rectal disten-
levels of discomfort and pain during
sion)
distension during the stress condition
Visual analogue scale
on arousal, stress,
discomfort, and pain
160 Current Psychiatry Reviews, 2011, Vol. 7, No. 2 Nater et al.
Table 2. Contd….
Subjects IBS Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
Assessment ment
(Parry, 16 IBS Rome II Hospital Anxiety and Diagnosis based on self- Life Events Survey UK Participants who developed IBS after
Barton, & Depression Scale report gastroenteritis had an average of 6 life
Community-based
Welfare, sample events compared to 3 in those who
2005) were free of symptoms at follow-up
Prospective study
design
(Ross, 2005) 29 IBS No standardized Dissociative Experi- Diagnosis by physician Dissociative Disorders USA Subjects with IBS reported higher rates
diagnostic criteria ences Scale Interview Schedule of childhood sexual abuse
33 inflam- Recruitment via
matory Symptom Checklist advertisement and
bowel 90 referral from
disease secondary care
43 other Cross-sectional
gastrointes- study design
tinal disor-
ders
(Bach, 12 IBS Complaints Anxiety Disorders Diagnosis by physical Exposure to a psycho- Germany Significant group differences were
Erdmann, Checklist Interview Schedule examination and labora- logical stressor (public found regarding stress reactivity with
12 controls Referral from
Schmidtmann tory screening speaking anticipation) patients reporting higher levels of
Gastrointestinal Beck Depression secondary care
,& Inventory stress
Quality of Life Exposure to a visceral
Cross-sectional
Monnikes, Index
State-Trait Anxiety stressor (rectal disten- study design No change in rectal sensitivity in
2006)
Rome II Inventory sion) response to stress could be found
Multidimensional
bodily symptom and
mood checklist
(Elsenbruch 17 IBS Questionnaire on Symptom Checklist Diagnosis by physical Exposure to a Germany IBS patients demonstrated significantly
et al., 2006) 12 controls acute gastrointes- 90R examination psychological stressor greater state anxiety before and after
Referral from
tinal symptoms (public speaking task) stress
secondary care
Rome II State-Trait Anxiety Stress did not increase gastrointestinal
Cross-sectional
Inventory symptoms in patients
study design
(Guilarte 20 IBS Rome II Beck Depression Diagnosis by physical Social Readjustment Spain IBS patients showed higher levels of
et al., 2007) Inventory examination, medical Rating Scale (modified) psychological stress
14 controls Referral from
history, and laboratory tertiary care
screening
Cross-sectional
study design
(Blanchard 200 IBS Gastrointestinal Structured Clinical Diagnosis by physical Daily Stress Inventory USA Stress had an impact on most gastroin-
et al., 2008) symptom diary Interview for DSM- examination, medical testinal symptoms and vice versa
Hassles Scale Referral from
IV history, and laboratory
Rome II tertiary care No differences in the retrospective
Life Experiences
screening
Survey measures on stress were found between
Prospective study
design groups
(Husain 117 IBS Brief Disability No details reported Diagnosis based on self- Paykel’s list of events Pakistan Diagnosis of IBS was positively
et al., 2008) 763 controls Questionnaire report associated with stressful life events
Community-based
Modular Ques- sample
tionnaire
Cross-sectional
Rome II study design
Self-reported IBS
Questionnaire
Table 2. Contd….
Stress and FSS Current Psychiatry Reviews, 2011, Vol. 7, No. 2 161
Subjects IBS Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
Assessment ment
(Nicholl 86 IBS Illness Attitude General Health Diagnosis based on self- Questions on threaten- UK Being in the highest tertile of the list of
et al., 2008) Scales Questionnaire report ing life events Registers of 3 threatening events predicted diagnosis
of IBS after 6 months
Rome II (modi- Hospital Anxiety and general practices
fied) Depression Scale
Prospective study
Somatic Symp- design
toms Checklist
(Videlock 44 IBS Bowel Symptom Hospital Anxiety and Diagnosis by physical Trauma History Ques- USA No differences between groups were
et al., 2009) 39 controls Questionnaire Depression Scale examination tionnaire Recruitment via found regarding prevalence of abuse
(Endo et al., Study 1: Modular Ques- No details reported Diagnosis based on self- Questions on traumatic Japan IBS subjects had more traumatic
2011) 251 IBS tionnaire report experiences and life Students sample experiences and perceived their lives
stress as more stressful compared to controls
362 controls Rome II Cross-sectional
Self-reported IBS study design
Questionnaire
Study 2:
Short-form Health
111 IBS
Survey 36
172 controls
Abbreviations: DSM-IV=Diagnostic and Statistical Manual for Mental Disorders – Fourth Edition, IBS=irritable bowel syndrome.
that both negative life events and increased self-reported 2.3.6. Summary
perceived stress (as measured by the Perceived Stress Scale)
Taken together, FMS seems to be associated with in-
were associated with FMS symptoms [198].
creased frequency of both childhood and adulthood stress
2.3.3. Findings on HPA Axis and FMS experiences. Study results tend to show HPA axis hypofunc-
tion, but results are inconclusive. In comparison, most stud-
Examination of the HPA axis in FMS has borne only a
ies investigating the ANS in FMS patients show increased
few studies as yet, with disparate findings being reported
sympathetic tone, which might explain, at least in part, some
[199, 200]. Some studies found increased basal cortisol [201-
of the FMS typical symptoms, such as pain and fatigue
203], whereas others found no differences in cortisol at all
[219]. Immune findings point to an increased activation of
[204-208]. A recent study found increased negative feedback the immune system, which in concert with alterations in
sensitivity to dexamethasone, similar to CFS (see above)
other stress systems might be associated with typical FMS
[209]. Similar findings were obtained from challenge stud-
symptoms such as widespread pain, fatigue, and cognitive
ies, with most studies showing attenuated cortisol responses
disturbances [233].
[210-214] or no differences [202, 206, 215, 216].
2.3.4. Findings on ANS and FMS 3. CONCLUSION
The ANS has been studied extensively in FMS [200, 217, Research on CFS, IBS, and FMS almost uniformly points
218]. Studies assessing heart rate variability have predomi- to increased prevalence of subjective stress experience. Find-
nantly found sympathetic hyperactivity [219-225], whereas ings of alterations in HPA axis, ANS, and immune function
studies using tests of dysautonomia, such as the tilt table test, in FSS indicate that stress and dysfunction of biological
found decreased sympathetic activity [224, 226]. A recent stress response systems seem to play an important role in
review came to the conclusion that FMS was a “sympatheti- FSS. However, no study so far has examined whether expo-
cally maintained pain syndrome”, thus highlighting the sure to a stressor might interact with other vulnerability fac-
pathophysiological role of ANS alterations [217]. tors. It is conceivable that ongoing or acute stressors might
elicit physiological changes in the predisposed body, ulti-
2.3.5. Findings on Immune System and FMS mately leading to the manifestation of FSS [234]. However,
Immune system alterations seem to be particularly inter- this is a notion that needs to be closely examined in future
esting in the light of the aforementioned HPA axis and ANS studies. As the similar findings regarding stress in CFS, IBS,
abnormalities. Studies examining circulating or stimulated and FMS indicate, it might be suggested that FSS might have
cytokines found both increased [22, 227-230] or decreased a common underlying pathophysiology that would result,
[231] concentrations or no abnormalities [232]. through some as far unexplained factors, in variants of the
162 Current Psychiatry Reviews, 2011, Vol. 7, No. 2 Nater et al.
Subjects FMS Psychiatric Assess- Medical Assessment Stress Assessment Setting Findings
Assessment ment
(Ahles, Yunus, 45 FMS Criteria Minnesota Multipha- Diagnosis by physical Social Readjustment USA FMS patients scored higher than the
Riley, Bradley, according to sic Personality examination and labora- Rating Scale rheumatoid arthritis and control group
30 rheuma- Referral from
& Masi, 1984) toid Yunus Inventory tory screening tertiary care on the life events scale
arthritis Cross-sectional
32 controls study design
(Boisset-Pioro, 83 FMS No details No details reported Diagnosis at recruitment Questionnaire on abuse Canada Overall sexual and physical abuse was
Esdaile, & 161 reported site based on a National Referral from greater in FMS patients compared to
Fitzcharles, Population Survey of control patients
rheumatol- secondary care
1995) Canada (modified)
ogy Cross-sectional
patients
study design
(Taylor, Trotter, 40 FMS ACR 1990 No details reported Diagnosis at recruitment Questionnaire on abuse USA Prevalence and type of abuse were not
& Csuka, 1995) site based on a National significantly different between groups
42 controls Question on Referral from
impairment Population Survey of secondary care Sexually abused FMS subjects reported
Canada (modified)
Question on Cross-sectional significantly more symptoms than did
(Walker et al., 36 FMS ACR 1990 Dissociative Experi- Diagnosis at recruitment Child Maltreatment USA FMS patients had higher prevalence
1997) ences Scale site Interview rates of lifetime victimization as well as
33 rheuma- Short-form Referral from
childhood trauma
toid Health Survey Childhood Trauma secondary care
arthritis 36 Questionnaire Trauma severity was correlated with
Cross-sectional
study design symptom count, functional impairment,
and psychiatric distress in FMS sub-
jects
(Anderberg, 40 FMS ACR 1990 No details reported Diagnosis by physician Life Event Inventory Sweden Patients experienced significantly more
Marteinsdottir, 38 controls Referral from negative life events during childhood,
Theorell, & von adolescence, and in the past year
secondary care
Knorring, 2000)
Cross-sectional Sixty-five percent of FMS patients
reported at least one negative life event
study design
before illness onset
(Van 110 CFS ACR 1990 Beck Depression Diagnosis at recruitment Everyday Problem Belgium CFS and FMS patients showed higher
Houdenhove Inventory site Checklist frequencies of daily hassles, especially
67 FMS Visual ana- Referral from
et al., 2002) logue scale on State-Trait Anxiety tertiary care dissatisfaction with oneself, insecurity
26 multiple
and a lack of social recognition
sclerosis pain Inventory Cross-sectional
study design
26 rheuma-
toid
arthritis
(Imbierowicz & 38 FMS ACR 1990 No details reported Diagnosis at recruitment Relationship with Germany Patients with FMS reported the highest
Egle, 2003) site parents on a visual scores of childhood adversities
71 somato- Referral from
form pain analogue scale secondary care
disorder Structured Interview for
Cross-sectional
44 controls Pain Patients study design
(Ciccone, 52 FMS ACR 1990 Beck Depression Diagnosis by physi- Sexual and Physical USA Except for rape, sexual and physi-
Elliott, 53 con- Pain Inten- Inventory cal examination Abuse Questionnaire Community- cal abuse were equally prevalent
Chandler, trols sity Survey PTSD Checklist based sample between groups
Nayak, & Subjects with FMS were more
Questions Structured Clinical Cross-sectional
Raphael, likely to obtain a diagnosis of
on illness Interview for study design
2005) PTSD
behavior DSM-IV
Sickness
Impact
Profile
Stress and FSS Current Psychiatry Reviews, 2011, Vol. 7, No. 2 163
Table 3. Contd….
Subjects FMS Psychiatric As- Medical Assess- Stress Assessment Setting Findings
Assessment sessment ment
(Murray, 201 FMS Fibromyal- No details reported Diagnosis based on Life Experiences USA Negative life events and per-
Murray, & gia Impact self-report Survey Recruitment via ceived stress together accounted
Daniels, 2007) Question- Perceived Stress internet for 30% of variance in symptom
naire Scale severity scores
Cross-sectional
study design
(Pae et al., 112 FMS ACR 1990 Beck Anxiety Diagnosis based on Sexual and Physical USA The rate of childhood physical
2009) Fibromyal- Inventory self-report Abuse Questionnaire Referrals and and/or sexual abuse was 52.7%
gia Impact Beck Depression recruitment via Symptom severity, impairment,
Question- Inventory advertisement and psychiatric distress were not
naire Cross-sectional associated with abuse history
Sheehan study design
Disability
Scale
Short-form
Health
Survey 36
Visual
analogue
scale on
pain
Abbreviations: ACR=American College of Rheumatology, CFS=chronic fatigue syndrome, DSM-IV=Diagnostic and Statistical Manual for Mental Disorders – Fourth Edition,
FMS=fibromyalgia syndrome, PTSD=post-traumatic stress disorder
same biopsychosocial process. Similar to other syndromes, HPA axis, ANS, and immune system function within the
in which stress has been discussed as a potential risk factor, same study. In addition, recent advances in the study of mo-
it is plausible that FSS are different expressions of a spec- lecular mechanisms of the stress response (e.g. gene expres-
trum of disorders with stress-related alterations as a common sion or brain activation patterns) should be implemented in
pathophysiological pathway. these studies in order to better understand the effects of al-
tered HPA axis, ANS, and immune markers on a molecular
One of the major findings among studies in CFS, IBS or
level. This approach might be used to discern differential
FMS is the phenomenon of attenuated levels of cortisol, i.e.
stress reactivity patterns that might help explaining differ-
hypocortisolism. Hypocortisolism is a phenomenon that has
ences and commonalities between individual FSS, and ulti-
been found in numerous conditions that are known to be as-
mately lead to improved diagnostic tools and treatment op-
sociated with stress [235-237]. However, it is evident that tions in these disabling illnesses.
differential consequences of hypocortisolism are observed in
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Received: February 23, 2011 Revised: June 12, 2011 Accepted: June 20, 2011