Energy Buildings: Giorgia Peri, Laura Cirrincione, Domenico Mazzeo, Nicoletta Matera, Gianluca Scaccianoce
Energy Buildings: Giorgia Peri, Laura Cirrincione, Domenico Mazzeo, Nicoletta Matera, Gianluca Scaccianoce
A R T I C L E I N F O A B S T R A C T
Keywords: With the forecast of a warmer world, with longer, more frequent and more intense heat waves, it becomes
Resilience essential to have buildings that are resilient to a rapidly warming climate and able to withstand extreme tem
Buildings perature events.
Climate change
This research investigates the concept of buildings’ resilience. Specifically, the article collects definitions of
Global warming
resilient building found in 32 scientific articles referring primarily to thermal aspects and seeks to associate each
Extreme meteorological events
Heatwaves definition with one of the two interpretations of resilience, namely the engineering and ecological ones, mainly
Engineering resilience identified within the theory on resilience. This aimed to assess whether there is a predominant and – more
Ecological resilience importantly – a clear understanding of resilience for buildings, to which extent this concept is well defined and
Thermal performance clear, which is a topic that, to the best of our knowledge, no study on thermal resilience of buildings seems to
Adaptive behavior have examined to date.
Results showed a significant lack of consensus regarding the interpretation of buildings’ resilience within the
selected literature. Such lack of consensus highlights the ongoing confusion about the concept of buildings’
resilience to the threats posed by the current and future climate; what should this concept include concretely? A
certain discrepancy also emerged even between the interpretation used to define resilience and that used for its
indicators. Furthermore, the available definitions are observed to be rather generic, not specific to buildings and,
in any case, it does not seem easy to make them operative. In addition to the literature analysis, the article
proposes a tentative approach, which could usefully arrive at an attempted definition of resilience that is specific
to buildings and operative. Starting with buildings, the proposed “bottom-up” approach is innovative compared
to the prevailing approach in the literature that starts with definitions of ecological and engineering resilience
(top-down) instead. Furthermore, the article delivers a couple of considerations to be accounted for when
applying the concept of resilience to buildings: the importance of considering not only extreme events but also
climate change understood as an increase in average air temperature and the importance of also including the
inherent resilience due to the presence of occupants, whose thermal adaptive behavior can mitigate the risk of
power outages by making the building less vulnerable to the impacts of climate change.
By providing an operational tool for researchers, engineers and planners who intend to strengthen the resil
ience of the building in the face of climate change, the research contributes to achieving a clearer and shared
understanding of how the concept of buildings’ resilience should be declined.
* Corresponding author.
E-mail addresses: [Link]@[Link] (G. Peri), [Link]@[Link] (L. Cirrincione), [Link]@[Link] (D. Mazzeo), [Link]@polimi.
it (N. Matera), [Link]@[Link] (G. Scaccianoce).
[Link]
Received 1 March 2024; Received in revised form 23 April 2024; Accepted 19 May 2024
Available online 22 May 2024
0378-7788/© 2024 Elsevier B.V. All rights are reserved, including those for text and data mining, AI training, and similar technologies.
G. Peri et al. Energy & Buildings 315 (2024) 114319
the outdoor air temperature, respectively that, in turn, cause the energy
Nomenclature consumption (mainly the electric one) for cooling indoor environments
to rise [22,23,24]. This, in turn, determines a release of heat from the air
ECO Ecological resilience conditioning systems into the external environment that records an in
ENG Engineering resilience crease in average air temperature. This increase retroactively induces an
HI Heat Index increment of the energy demand for climatization because buildings
HOS Hours of Safety interact with a warmer environment. The negative effects induced by
HVAC Heating, Ventilation, and Air Conditioning both phenomena are therefore of two types: on one hand, an increase in
IOD Indoor Overheating Degree the amount of (electric) energy consumed for space cooling, and on the
PMV Predicted Mean Vote other hand an increment of the outdoor air temperature that worsens the
PPD Predicted Percentage of Dissatisfied Urban Heat Island (UHI) phenomenon [25,26].
SET Standard Effective Temperature In addition to deterioration in the energy and, therefore, environ
TMY Typical Meteorological Year mental performance of the building, a worsening of the building’s in
UHI Urban Heat Island door performance provided to the occupants can also occur. To make
this consideration clearer, one must take into account that buildings
respond to heatwaves by raising their indoor temperatures. and this
response, if ventilation and air-conditioning systems are present and
especially regarding building energy performance. By providing a functioning, cause the peak demand for electricity to increase dramati
summary of how climate change affects building performance, this cally during heatwaves [27,28,29]. A higher energy demand may in turn
section seeks to contextualise the impact of climate change on built lead to a power outage [30,31,32,33,34], which in turn might result in
environments. It highlights how important it is to have resilient building the occurrence of an overheating condition in the building in summer
designs given the current state of the climate and offers a basic under (or overcooling in winter). Clearly, the overheating case exposes occu
standing of the resilience concept overall. pants to thermal discomfort and, even worse, increases the risks of heat-
related morbidity and mortality [35,36,37]. Indeed, it should never be
1.1. The impact of global warming and extreme temperatures on building overlooked the fact that heatwaves extend beyond mere discomfort;
performance they can result in illness and, in severe cases, fatalities, particularly
depending on the age and health status of the occupants. The elderly and
According to the Intergovernmental Panel on Climate Change low-income people in urban areas are, for instance, particularly
(IPCC), the existence of ongoing global warming is, by now, an indis vulnerable to extreme climate events [38,39,40,41]. Hence, it should
putable fact as well as that greenhouse gas emissions from anthropo not be overlooked that the ongoing climate change issue with its
genic activities are the main responsible. It is predicted that during the consequential more frequent and severe extreme weather, is not merely
21st century, the Earth’s surface temperature will continue to increase an environmental problem, as also highlighted by the cited UNDRR
under all emission scenarios assessed [1]. Such global warming is also report [4].
responsible for extreme weather events such as hurricanes, winter Fig. 1 illustrates graphically the above-mentioned effects of rising
storms, heatwaves and floods [2] that have become more frequent and temperatures and increasing occurrences of extreme temperatures on
severe over the past two decades [3]. According to a report of the United the overall performance of buildings. As for this figure, to avoid
Nation office for Disaster Risk Reduction (UNDRR), indeed, in the period misunderstanding and/or confusion, the following should be specified:
2000–2019, there has been a rise from 3,656 climate-related events in common use, the term “climate change” mainly refers to a warming of
(1980–1999) to 6,681 climate-related disasters [4]. Among meteoro the Earth’s climate, i.e. an increase in global mean surface air temper
logical extreme events, heatwaves − for which, it must be said, there is ature; while the worldwide occurrence of heatwaves is considered a
to date no internationally agreed definition − , have shown an increase consequence of climate change [42]. United Nations defines “climate
in intensity, frequency, and duration in the observational record, both change” as follows: “climate change refers to long-term shifts in tem
on regional and global scales. [5] becoming one of the prevailing peratures and weather patterns” [43].
extreme weather occurrences [6,7]. According to data from Copernicus However, in the present study, as the buildings (focus of the study)
Climate Change Service, the year 2022 was the warmest year on record must face both global warming and heatwaves, it was decided to refer to
for a large part of Europe. The average daily temperature in 2022 these two phenomena, as “total climate change”.
marked the highest recorded since 1950. Across Europe, a majority of
regions saw a greater occurrence of ’warm daytimes’ compared to the 1.2. The need for thermally resilient buildings
average, highlighting the frequent extremes in temperature during the
year [8]. According to the IPCC, it is highly probable that heatwaves will In light of what has just been said, the need arises to have buildings
become more frequent and endure for longer durations in the near future that are climate resilient, no longer only sustainable [44]. In other
[1]. words, nowadays buildings are required to be capable of guaranteeing
The above-mentioned current and future scenarios, which thus paint comfort conditions to their occupants with low energy consumption (i.
a trend toward an even warmer world characterized by longer, more e., energy efficient) and low environmental impact (i.e., environmen
frequent, and more intense heatwaves [9,10,11], represent a funda tally sustainable) [45], and to be capable of dealing with the heat threats
mental threat to cities [12]. Global warming and extreme temperature aforementioned (both stresses/long-lasting and shocks/sudden events)
events, in fact, negatively affect the built environment, in particular [30,45,46]. In practical terms, this latter would mean, for instance,
increasing the energy demand of buildings [13,14,15]. As it is well guaranteeing that indoor areas remain inhabitable even when building
known, buildings are already responsible for consuming a large amount systems are not operating normally during disruptive events [31].
of energy, (they account for approximately 40 percent of final energy To this end, current design and retrofit principles of building enve
consumption [16,17,18]), of which that consumed for heating is ex lopes should thus be rethought by extending the traditional
pected to reduce while that for cooling is expected to increase due to sustainability-oriented view to the concept of resilience to climate
global warming and rising extreme temperatures [2,19,20]. In detail, change [45]. In this regard, it should however be noted that research
the projected increase in electricity consumption for cooling purposes is dealing with the integration of sustainability and resilience for buildings
expected to exceed 110 % by the year 2040 [21]. This is because both still presents knowledge gaps, particularly concerning circumstances
these phenomena lead to an increase of the average and peak values of where the two aspects are synergistic or antagonistic [44,47]. The
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Fig. 1. Effects of rising temperatures and increasing occurrences of extreme temperatures (total climate change) on the energy and indoor performance of buildings.
traditional approach to the design of Heating, Ventilation, and Air- [55] to delineate a characteristic of timber and elucidate why certain
Conditioning (HVAC) systems serving buildings should also be wood varieties could withstand abrupt and intense loads without frac
reviewed because, it generally takes into account the Typical Meteoro turing. Building upon this, Robert Mallet expanded on the notion of
logical Year (TMY) in which extremes are inadequately depicted resilience in the mid-19th century, introducing the concept of “the
[30,32], which could result in buildings not being able to cope with modulus of resilience” as a metric for evaluating materials’ capacity to
increasingly frequent and severe extreme events [38]. This would mean endure harsh conditions.
that during the building design stage, a preliminary analysis of the Nowadays the term resilience is being applied in various fields other
ongoing climate change should be performed [2] with the aim of than engineering, such as ecology [52,56], psychology [57], sociology
determining how future climate conditions will affect the energy con [58], business [59] and economy [60,61] − assuming different conno
sumption of the given building, and so how the given building will cope tations and thus different definitions according to pertinent ambit’s
with climate changes that it will face during its lifetime. This new specificities, demonstrating thus the flexibility of the term [45]. For
approach is useful for the proper identification of suitable actions to instance, Holling, who first applied the term resilience to ecology,
mitigate and adapt to “total climate change” [30,48,49,50]. defined the resilience of an ecosystem as the measure of its ability “to
Resilience in its general connotation (i.e., not specifically referring to absorb changes of state variables driving variables and parameters and
buildings) is a concept that is related to the ability of a system to cope still persist”, while he defined stability as “the ability of a system to
with adverse situations. This concept started from being characterized return to a temporary disturbance. The more rapidly it returns and with
with a relatively narrow focus, meaning the capacity of a system to the least fluctuation, the more stable it is” [56]. In addition, Holling
rebound or regain equilibrium after a disturbance, moving to − through stated as follows: “resilience determines the persistence of relationships
application to other fields − a more developed concept that encom within a system”.
passes not only bouncing back but also adaptability and transformation Despite numerous definitions of resilience available in the literature,
[51]. These two interpretations of resilience define the two views however, mainly two different ways of conceiving resilience have
currently recognized in the scientific literature, referred to by Holling emerged. Holling [52] defined these as “engineering resilience” and
[52] as “engineering resilience” (ENG, here) and “ecological resilience” “ecological resilience”, respectively. It is not by accident that the main
(ECO, here), respectively. It is no coincidence that the two major fields fields of resilience implementation are engineering and ecology [62].
of application of this concept are precisely engineering and ecology. The To provide readers with a better understanding of these two ways of
following subsection discusses the general concept of resilience in more conceiving resilience, excerpts from some scientific articles in the rele
detail. vant literature, which the present authors believe are useful to clearly
capture the differences between the two resilience visions, are listed in
Table 1.
1.3. The general concept of “resilience” As it can be observed, these two definitions represent two distinct
understandings: especially, the first definition, which is the more
The term “resilience” was first introduced in materials science in the traditional one and characterized by a narrow focus, is a static kind of
early 19th Century, [53,54]. Precisely, the term was used by Tredgold
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Table 1 paradigm”; while, for the ecological resilience definition, “shock ab
Excerpts of scientific articles concerning the two interpretations of the resilience sorption”, “evolving and adapting”, “transforming”, “adaptive change”,
concept. “multiple equilibria paradigm”, and “bouncing fourth”.
Engineering Resilience (ENG) Ecological Resilience (ECO)
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5
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into account severity and frequency of high indoor temperatures, as the Table 2
summation of the temperature difference between the indoor operative Comparison among the interpretations of resilience on which the studied defi
temperature and a preferred comfort temperature [72]. nitions appear to be based for the 32 analyzed documents (information extracted
from Tables S1 and S2).
3.2. How is the building (thermal) resilience understood? N. Authors Year Issue mainly Resilience against Resilience
treated what kind of definition
event? (as it is used
Once definitions have been collected from the 32 selected articles,
stated in the (ENG or
the present authors have tried to provide an answer to the following article) ECO)
questions: among engineering (ENG) and ecological (ECO) resilience
1 [73] 2018 Metric Extreme hot
definitions, is there a predominant definition? If so, which definition is
−
Lassandro temperatures
mainly adopted in the case of buildings to date? Answering these et al. especially in
questions, according to the authors, is of non-negligible importance for summer)†.
greater awareness and deeper understanding of what resilient building 2 [44] 2017 Strategies to Climate change ENG
Phillips improve and its negative
should concretely mean.
et al. resilience impacts
Therefore, an attempt was made to associate each definition with one 3 [74] Coley 2017 Metric Global warming‡ ¡
of the cited interpretations of resilience. Results are illustrated syn et al.
thetically in Table 2. Specifically, it reports for each analyzed article (i) 4 [75] Katal 2019 Metric Extreme weather§ ENG
the issue mainly treated, (ii) an indication concerning against what kind et al.
5 [66] 2019 Metric Climate change ECO
of event resilience is treated in the articles, and (iii) how the concept of Nehasil and extreme
resilience has been interpreted based on the previously introduced et al. events
interpretation categories, i.e., ENG, ECO. In some cases, it was not 6 [46] 2019 Metric Heatwaves (or ECO
possible to identify a single interpretation of resilience behind the Lassandro rising
et al. temperatures in
definition, that is, the definition appeared to refer simultaneously in
summer)
some ways to the engineering definition and in others to the ecological 7 [76] Ladipo 2019 Metric Natural disaster** ENG
definition. As a result, ENG/ECO was assigned in these cases. et al.
Information contained in Table 2 has been critically analyzed and a 8 [32] 2019 Strategies to Heat disaster††
ENG
discussion on it is given in the next section. Baniassadi improve
et al. resilience
9 [77] Shahin 2019 Strategies to Changes ECO
4. Discussion et al. improve occurring in
resilience climatic
This section is divided into two subsections: the first reporting a conditions.
10 [67] Volf 2020 Metric Climate change ENG/ECO
critical analysis of the results of the selected literature review, and the
et al. and extreme
second in which the authors make − in light of findings − a couple of events
considerations to be taken into account when applying the concept of 11 [30] 2020 Metric Climate‡‡ ENG/ECO
resilience to buildings and propose a new “bottom-up” approach to Javanroodi
addressing buildings’ resilience, which starts specifically with the phe et al.
12 [25] 2020 Strategies to Heat §§
nomena that buildings face and leads to an operative building-specific
−
Samuelson improve
definition of resilience. et al. resilience
13 [68] 2021 Metric Disruptive event ENG
4.1. Lack of a unique way of understanding the concept of buildings’ Homaei (with a fixed
et al. duration) ***
resilience in the selected literature
14 [13] 2021 Integration Climate-related ECO
Rostam sustainability extremes†††
The information in Table 2 highlights the lack of a single, shared et al. and resilience
vision in the way in which the buildings’ resilience has declined. 15 [45] 2022 Integration Disturbing forces ENG/ECO
Moreover, in some cases, it was not possible to identify a single inter Roostaie sustainability of weather events
et al. and resilience or other disasters.
pretation of resilience because the pertinent definition somehow ap 16 [78] 2022 Literature Future events, ENG/ECO
pears to refer simultaneously to the engineering definition and the Tavakoli review overheating risk
ecological definition, as stated earlier. In other words, for some defini et al.
tions, it is not clear the type of interpretation which they rely on. In 17 [34] Zeng 2022 Strategies to Heatwaves −
et al. improve
addition, in certain cases, it was not even possible to assign any of the
resilience
three suggested categories (ENG, ECO, ENG/ECO). 18 [28] Flores- 2022 Metric Heatwaves ECO
It is also worth noting that there has been a certain discrepancy Larsen et al.
between the resilience interpretation used within the same category of 19 [79] Lopez- 2022 Metric Heat, overheating −
issue mainly treated. To try to explore this in more detail, it was García et al.
20 [80] Ismail 2023 Metric Power outage ENG/ECO
therefore decided to analyze the different approaches also in reference et al. disruption‡‡‡
to the issue mainly treated in the analyzed papers. In more detail, Fig. 6 21 [81] Ji et al. 2023 Metric Heatwaves ENG
was depicted starting from the information contained in Table 2, for the 22 [29] Flores- 2023 Strategies to Heatwaves ECO
32 analyzed papers, (a) the allocation of papers by type of resilience Larsen et al. improve
resilience
interpretation used and (b) the resilience interpretation approach dis
23 [82] Sheng 2023 Strategies to Heatwave and ECO
tribution in reference to the issue mainly treated. et al. improve cold snap with
The pie chart reported in Fig. 6 (a) shows that the ENG interpretation resilience power outages.§§§
seems to predominate substantially when considering the entire set of 24 [49] 2023 Strategies to Heatwaves**** ENG
papers analyzed. However, the histogram shown in Fig. 6 (b) indicates Borghero improve
et al. resilience
that the ENG interpretation generally seems to prevail in the papers
(continued on next page)
dealing with buildings’ resilience metrics. Moreover, the graph high
lights something that would not have been expected, namely, a
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G. Peri et al. Energy & Buildings 315 (2024) 114319
Fig. 6. Allocation of the analyzed papers by type of resilience interpretation used (a) and resilience interpretation distribution in reference to the issue
mainly treated.
Fig. 8. Distribution of papers by resilience interpretation used with reference to the categories of events against which resilience has been investigated.
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selected literature showed that the ENG interpretation of the concept of thermal shocks (resilient in the engineering sense of the term).
resilience seems to predominate substantially when considering the Such a view recalls the ecological interpretation of resilience that
entire set of papers analyzed (Fig. 6). This applies to addressing both indicates, in fact, resilient a system that is not only resilient in the en
total climate change and, as expected, extreme weather events (Fig. 8). gineering sense of the term but is also capable of adapting to changing
However, in the opinion of the present authors, in the case of conditions and self-regulating (Table 1). Therefore, this last consider
buildings a circumstance should not be overlooked, namely the fact that ation suggests that attention should also be paid to the theory of
buildings are not properly “static” infrastructural elements since the ecological resilience as equally appropriate for buildings; in fact, it is
envelopes can be equipped with components and materials that give capable of taking into account not only extreme events but also climate
them adaptive capacity to changing environmental conditions of the change understood as an increase in average temperatures.
surrounding climate [77,89]. Furthermore, buildings are also charac b) As mentioned earlier, in the literature, the prevailing way of
terized by non-technological components, i.e., the occupants,1 repre applying the concept of resilience to buildings seems to be a “top-down”
senting a natural component whose thermal adaptive behaviour can approach, and the resulting definitions appear to be rather generic, and
contribute to implementing adaptive measures [31,78], both objectives poorly calibrated to buildings. Instead, the present authors wondered
(such as window opening and shading) and subjective (a personal whether a bottom-up approach should be taken, one that starts with
adaptation, such as clothing change) in response to environmental buildings and particularly their needs. In this way, they believe that a
changes [50,74]. Moreover, the capacity of occupants to adjust and building-specific and also constitutionally operational definition of
acclimate gradually to rising or falling temperatures over an extended resilience can usefully be achieved.
duration. might induce also a change in indoor thermal requirements for Adopting a bottom-up approach involves, as a first step, identifying
their comfort [27,74]. In detail, if a majority of residents are willing to the adversities that buildings must withstand. In this regard, as
compromise on their thermal comfort by slightly increasing the cooling mentioned above, buildings in our cities will have to face a climate that
setpoint, peak electricity demands can be markedly reduced, thus is slowly and progressively tending to be warmer as a result of ongoing
mitigating the risk of power outages. [50]. This behaviour is crucial, as global warming and with increasingly frequent and longer periods of the
informed users can notably enhance comfort through natural ventilation year characterized by progressively extreme outdoor air temperature
and achieve an average energy consumption reduction of 15 % when weather conditions. As a second step, it would be necessary to detail the
using air conditioning [49]. The capability to influence occupant characteristics, both in terms of envelope and system that the building
behaviour and their adaptive actions is thus of great importance when must possess to withstand the identified adverse conditions (stress and
assessing the thermal resilience of buildings [33]. Therefore, in shocks), always providing comfort conditions for its occupants and at
consideration of all this, in addition to the resilience of the “building- the same time guaranteeing energy efficiency. In this regard, the enve
plant” system, the resilience of the occupants should not be neglected lope needs to allow a high degree of decoupling between the internal
[78]. and external environments. The plant needs to be characterized by
In light of this, buildings can thus reasonably be thought of as “dy flexibility abilities, prompt response, power adequate to the system life,
namic” infrastructural elements, namely as systems that possess adap and a smart management and control system. Based on what was said in
tive and transformational capacities and therefore not characterized by consideration (a) of this sub-section, the recognition of the occupants’
a single equilibrium condition but by different states of equilibrium that involvement in resilience seems to be necessary [94]. In other words,
may be the indoor comfort conditions required by the occupants (that also occupants with their thermal adaptability can contribute to deter
can be regarded as “the equilibrium states of the system”), which likely mining and/or improving the level of resilience of the building. The
change along with the changing climate and weather of the site [74]. compliance of the occupants to engage in such adaptive measures can
The above suggests that attention should also be paid to the theory of indeed greatly influence the response habitability of indoor spaces to
ecological (as well as engineering) resilience, as also appropriate for disruptive events. It needs to incorporate systems for occupants to sense
buildings in that it can capture their “dynamism”. and provide feedback [95]. In other words, it needs to give data/infor
Furthermore, the analysis showed that the theme of the climate mation to the building’s occupants, enabling them to gain insights over
resilience of buildings is mainly treated with reference to extreme time and adjust their actions in response to climate and energy loads
weather events (Fig. 7). Actually, it should not neglect the fact that [77].
buildings have to counter not only extreme weather events (which are With such a “bottom-up” approach, it would be easy to obtain a kind
becoming more intense, frequent, and longer) but they also have to deal of resilient building profile that, being constitutionally operational,
with a changing climate, characterized by gradually increasing average could also serve as a basis on which to build reliable methodologies for
outdoor air temperatures (Fig. 1). Therefore, it seems actually reductive assessing the effectiveness, in terms of resilience, of mitigation and
to refer the term “resilience,” solely, to the building’s ability to tolerate adaptation actions taken on a building (or groups of buildings).
(withstand), adapt and recover its function (i.e., ensure indoor condi Fig. 9 shows, by way of example, a possible flowchart using the
tions of comfort for occupants) in the shortest possible time, when approach just described, showing some of the envelope and system
subjected to an extreme temperature event, i.e., to adopt the engineering characteristics that would make buildings more capable of maintaining
interpretation of resilience. Rather, the term resilience – when applied to comfortable conditions for their occupants while at the same time
buildings – should also account for the climate change understood as an ensuring energy efficiency, despite ongoing climate change and extreme
increase in average air temperatures, thus adopting a view of resilience weather. The scheme also considers occupant participation.
that takes into account both phenomena (integrated view). As can be observed, thanks to the proposed approach, it has thus
Therefore, a resilient building is intended here as one that can pro been possible to achieve a definition of climate resilience more targeted
vide high comfort performance with low energy consumption, despite (“tailored”) to buildings.
being subjected to slowly and gradually changing climatic conditions
(adaptive capacity), and at the same time can be able to withstand and 5. Conclusions
quickly reestablish adequate internal comfort conditions in the event of
This research investigated the concept of buildings’ resilience to
rising temperatures and increasing occurrences of extreme tempera
1
In addition, the engagement of mixed technologies, for example, green roofs tures. In this section, after summarizing the research conducted and its
and waste-based materials, which certainly have a natural component main findings, the authors provide some recommendations for future
embedded with technological components (substrate, etc.), is gaining popu research on this topic and outline possible research advancements from
larity [90,91,92,93]. the current results.
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Fig. 9. Logical scheme underlying a bottom-up approach to arrive at a building-specific definition of resilience.
5.1. Summary and main findings buildings’ resilience. Another advantage of this proposal essentially lies
in the fact that the bottom-up approach, starting precisely with the
This paper aims to provide an answer to a crucial question in the building and its constituent elements, i.e., envelope, systems, and oc
building sector, namely how buildings’ climate resilience is conceptu cupants, allows for an in-depth exploration of each them of the re
alized to date. In conclusion, this study proved that, although some quirements needed to make or improve their resilience performance.
attention has been given to this topic, there is still some confusion about This approach, in turn, brings the advantage of facilitating the identi
what should be concretely understood by thermal resilient building; this fication of a simple and reliable set of operational indicators of build
confusion is mainly related to the lack of a unique way of understanding ings’ resilience for each element (building envelope, plant, and
this concept in the case of these components, as emerged from the occupants).
performed extensive literature review. The main findings of this research work can be summarized as
According to the present authors, a need arises, therefore, for a follows:
reevaluation of conceptual frameworks and assessment methodologies.
In this regard, in an effort to contribute to the achievement of a clearer • a significant lack of consensus regarding the interpretation of
and shared vision on how to understand resilience in the case of build buildings’ resilience within the existing literature, highlighting the
ings, the present authors deliver some reflections on: (i) the opportunity complexity and multifaceted nature of this concept;
to consider buildings as “dynamic” infrastructural elements mainly due • a need for a more cohesive and standardized approach to under
to the presence of occupants, which confer adaptive capacity; (ii) the standing and operationalizing resilience in the built environment;
opportunity to adopt an integrated view of resilience that takes into • a critical importance of developing a shared understanding of
account both rising average temperatures (global warming) and extreme buildings’ resilience, particularly in the face of escalating climate
events (heat wave). Relative to point (i), according to the present au change impacts and increasing urbanization pressures;
thors, the concept of a dynamic adaptation to changing climatic condi • current definitions and interpretations of buildings’ resilience may
tions is embedded into that of resilience. While relative to point (ii), it not adequately capture the dynamic and adaptive nature of built
has not to be overlooked the fact that in this type of system, there is a environments, necessitating a reevaluation of conceptual frame
kind of inherent resilience due to the presence of the occupants who, works and assessment methodologies.
through their thermal adaptation behavior, can mitigate the risk of
power outages thus avoiding situations of thermal discomfort inside. In 5.2. Findings’ implications
our view, occupant resilience should therefore be taken into account
because it can reduce the building’s vulnerability to rising temperatures From a scientific perspective, the research results, by highlighting a
and increasing occurrences of extreme temperatures. Based on these two knowledge gap, may help to trigger an advancement of knowledge in the
considerations, paying attention also to the theory of ecological resil field of building sector resilience to climate change. While, from a
ience in the case of buildings is highly recommended. practical perspective, the proposed new “bottom-up” approach is
In addition, the authors propose a possible new (bottom-up) intended to be an operational contribution, especially for planners and
approach in applying the concept of resilience to buildings that could technicians in their efforts to study solutions and steer the building
usefully arrive at an attempted definition of resilience “specific” to sector towards a path of ecological and energy transition, in a resilient
buildings, to overcome the presence of rather generic definitions of context, in line with what is indicated in the National Recovery and
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Resilience Plan (NRRP). Particularly, the potential of the proposed new in order to foster resilient, sustainable, and inclusive built environments
approach mainly pertains to the possibility for users to decline the that can withstand and thrive in the face of future uncertainties and
concept of resilience in a precise and “tailor-made” way for buildings. disruptions.
This, in turn, will facilitate the identification of a simple and reliable set
of operational resilience indicators to quantitatively assess the effects of CRediT authorship contribution statement
mitigation and adaptation actions taken with regard to buildings’
resilience and thus to allow a clearer reading of the effectiveness, pre Giorgia Peri: Writing – review & editing, Writing – original draft,
cisely in terms of resilience, of such actions. Also at the application level, Methodology, Formal analysis, Conceptualization. Laura Cirrincione:
both the resilient building profile and any indicators that may be derived Writing – review & editing, Writing – original draft, Methodology,
from it can also provide useful support in investment decision-making Formal analysis, Conceptualization. Domenico Mazzeo: Writing – re
processes and/or for developing guidelines for improving the resil view & editing, Writing – original draft, Formal analysis. Nicoletta
ience of the building sector to ongoing climate change. Matera: Writing – review & editing, Writing – original draft, Formal
analysis. Gianluca Scaccianoce: Writing – review & editing, Writing –
5.3. Future research and recommendations original draft, Methodology, Formal analysis, Conceptualization.
It should be noted that, with regard to point (ii), and in particular the Declaration of competing interest
suggestion to move toward an integrated view of resilience, one cannot
overlook the fact that to date, with the available forecasting tools, The authors declare that they have no known competing financial
designing a building to withstand an increase in average outdoor air interests or personal relationships that could have appeared to influence
temperature is feasible, while designing buildings to withstand future the work reported in this paper.
extreme temperature events is not yet. In detail, existing methods for
integrating climate projections into research are available, but they are Data availability
primarily tailored to future “typical” conditions. Further research is
required to validate the simulation of extreme weather conditions. [31]. Data will be made available on request.
This being the case, we propose for the present design only to withstand
an increase in average outdoor air temperature. On the other hand, one Acknowledgement
advantage of such a design is that the building will be placed in an ad
vantageous position compared to a non-resilient building. This is due to • Funder: Project funded under the National Recovery and Resilience
the fact that, despite being subjected to slowly and gradually changing Plan (NRRP), Mission 4 Component 2 Investment 1.3 - Call for tender
weather conditions, the building will always be able to provide high No. 341 of 15.03.2022 of Ministero dell’Università e della Ricerca
performance to its occupants with lower energy consumption and, if (MUR); funded by the European Union – NextGenerationEU.
disturbed suddenly, the building will suffer less loss of indoor comfort • Award Number: Project code PE0000021, Concession Decree No.
performance. In other words, designing buildings to resist the increase in 1561 of 11.10.2022 adopted by Ministero dell’Università e della
average air temperature will prepare buildings to resist also to extreme Ricerca (MUR), CUP UNIPA B73C22001280006 - to be indicated by
events. However, future research of the present authors will explore this each Beneficiary, according to attachment E of Decree No. 1561/
aspect further. 2022, Project title “Network 4 Energy Sustainable Transition –
Regarding point (i), future research on the inclusion of occupants’ NEST”.
adaptive mechanisms to high and low temperatures at the microclimate
level for the improvement of resilience characteristics at the building
scale, is needed. Appendix A. Supplementary data
As for the proposed “bottom-up” approach, the study showed how its
use allows to obtain a building resilient profile (to achieve a definition of Supplementary data to this article can be found online at [Link]
resilience specific for buildings) that, being constitutionally operative, org/10.1016/[Link].2024.114319.
could serve as a basis on which identifying simple and reliable meth
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