Diseases
Diseases
Please cite this article as: Sharma G, Sharma AR, Bhattacharya M, Lee S-S, Chakraborty C, CRISPR/
Cas9: A preclinical and clinical perspective for the treatment of human diseases, Molecular Therapy
(2020), doi: https://doi.org/10.1016/j.ymthe.2020.09.028.
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1 CRISPR/Cas9: A preclinical and clinical perspective for the treatment of human
2 diseases
4 Chiranjib Chakraborty2,3*,
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6 Neuropsychopharmacology and Toxicology Program, College of Pharmacy, Kangwon
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9 Heart Hospital, Chuncheon, Gangwon-Do, 24252, Republic of Korea.
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10 Department of Biotechnology, School of Life Science and Biotechnology, Adamas
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University, Barasat-Barrackpore Rd, Kolkata, West Bengal 700126, India.
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14 *Correspondence to:
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Institute for Skeletal Aging & Orthopedic Surgery, Hallym University Hospital-College of
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26 Abstract:
27 At present, the idea of genome modification has revolutionized the modern therapeutic
28 research era. Genome modification studies have travelled a long way from gene
30 modification may result in the modulation (i.e. either upregulation or downregulation) of the
32 (CRISPR) associated nuclease 9 (CRISPR/Cas9) is a promising genome editing tool that has
33 therapeutic potential against incurable genetic disorders by modifying their DNA sequences.
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34 In comparison with other genome editing techniques, CRISPR/Cas9 is simple, efficient and
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35 very specific. This enabled CRISPR/Cas9 genome editing technology to enter into the
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clinical trials against cancer. Besides therapeutic potential, CRISPR/Cas9 tool can also be
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37 applied to generate genetically inhibited animal models for drug discovery and development.
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38 This comprehensive review paper discussed the origin of CRISPR/Cas9 systems and its
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42 related disorders and viral infection. Finally, we talk about the different challenges, safety
43 concerns and the strategies that can be applied to overcome the obstacles during
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47
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48 1. Introduction
51 genome editing technique1, that is adapted from naturally occurring bacterial immune system.
52 CRISPR/Cas9 technique is easily scalable and very cost-effective, thus, it can be applied for a
53 wide range of directed genome-editing.2-4 After first report of CRISPR in 1987 the
54 technology have evolved step by step (Fig. 1). Now a days, CRISPR/Cas9 technology-
55 mediated genetic experiments can be performed on a wide range of models such as plants,
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56 yeast, Caenorhabditis elegans, Drosophila, zebrafish, mouse, and humans.5-11 More than
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57 2000 publications have been recorded from ‘Pubmed’ from the last two years. This increasing
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research trend was portrayed as the ‘CRISPR craze’.12
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59 CRISPR/Cas9 technology utilizes single guide RNA (sgRNA) sequence and Cas9
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61 crRNA (tracrRNA), that identify and attach the sgRNA:Cas9 ribonucleoprotein complex to
62 the target DNA.13 After DNA targeting, Cas9 generates double-stranded breaks (DSBs) at
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63 the site of target DNA.14 These DSBs are further repaired by insertions, deletions, additions
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64 or inversions. The DNA repair mechanism can be performed by either host’s natural repair
66 The highlights of the CRISPR/Cas9 technology is its ability to treat various human
67 diseases via genome editing (Fig. 2).16 Accumulating evidence suggests successful genome
69 now entered under clinical trials in USA committee (NIH Recombinant DNA Advisory
70 Committee) that has permitted the CRISPR technology to assist cancer therapies relying on
71 enlisting a patient’s T cells at the National Institutes of Health (NIH), USA19 In addition, an
72 analogous type of gene therapy clinical trials received ethical approval in China.20 These
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73 clinical trials might establish an efficient therapeutic genome editing system against
75 Although CRISPR/Cas9 tool has the therapeutic potential, unexpected outcomes has
76 challenged the development of more simple and specific gene editing methodologies.21 In this
78 systems against various diseases, such as cancer, allergy and immunological disorders. We
79 also discuss about the clinical advances, challenges, safety concerns and the strategies to
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81
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82 2. Advantages of CRISPR/Cas9 and other genome editing tools
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Genome-editing technology has gained attention as a therapy against human diseases.
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84 However, its success has been previously challenged by the unpredictable outcomes. In the
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85 early gene therapy trials five children, out of 20 participants from different studies, suffering
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86 from severe combined immunodeficiency (SCID) X-1 condition developed T-cell leukemia
87 due to non-specific insertion of correcting gene near to tumor promoting genes that resulted
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89 transcarbamylase (OTC), developed lethal immune response induced by viral vector.27 Both
90 the misfortunes were associated with poor or uncontrolled therapeutic delivery methods.24
91 Lately, more advanced gene therapy technologies, such as zinc finger nucleases
93 were developed which were capable of site-specific gene editing. ZFNs is a combination of
94 non-specific FokI cleavage domain and zinc finger proteins (ZFPs). In eukaryotes, ZFPs are
95 associated with protein-protein interaction and regulation of DNA transcription.31 For gene
96 editing, paired ZFNs, each for downstream and upstream of target site, are used to generate
97 DSBs.32 ZFNs, however, can only recognize nucleotide triplets in the DNA, thus restricting
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98 the number of site selection due to limited binding sites for zinc finger proteins.33 Various
99 interventional clinical trials based on ZFNs-mediated gene editing are currently ongoing, e.g.
100 for the treatment of Hunter’s syndrome,34 to cure human immunodeficiency virus (HIV)
102 effector (TALEs) and FokI endocuclease.29 TALEs are the amino acid sequences that flanks
103 DNA binding site. TALENs has benefit over ZFNs, as it can recognize single nucleotide and
104 is more specific than ZFNs.36 Still, packaging and delivery of TALENs might be a challenge
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106 CRISPR/Cas9 is latest gene editing technique with various advantages over ZFNs and
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107 TALENs. Firstly, CRISPR/Cas9 is more cost-effective than other gene editing techniques.37
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Secondly, the target specificity of CRISPR/Cas9 depends on the ribonucleotide complex,
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109 which is probably more specific to protein-based DNA bindings in ZFNs and TALENs.
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110 Moreover, it is easy to design sgRNA for a wide range of target DNA. In addition, various
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111 modifications can be performed in CRISPR/Cas9 cargo system, i.e., plasmid DNA encoding
112 sgRNA and Cas9, combination of sgRNA and Cas9 mRNA and combination of sgRNA and
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113 Cas9 protein. Other advantages of CRISPR/Cas9 includes possibility of direct genome
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114 modification in the embryo and introduction of more than one mutations at the same time.38
115 In addition, base edition [i.e., conversion of cytidine to uracil (C → T) or Guanine to Adenine
116 (G → A)] that is mediated by the binding of CRISPR/Cas9 with cytidine deaminase is also
117 possible.39 These advancements indicate the possibility of safe and successful clinical
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121 CRISPR/Cas9 research has applied for the treatment of different human diseases
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123 3.1. Cancer
124 Cancer is among the most prevalent lethal diseases that can be illustrated by the
126 chemotherapy is the lack of specific targeting, and resistance to chemotherapeutic drugs.42
127 Therefore, there is a need to identify novel molecular targets that may facilitate cancer
128 treatment. It has been proposed that the mutated oncogenes and tumor suppressor genes in
129 cancer cells might function as smart therapeutic targets, suggesting that the modulation of of
130 tumor suppressor genes can induce apoptosis in tumor cells.43,44 Liu et al. (2014) observed
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131 effective inhibition of bladder cancer cell proliferation, reduced cell motility and induction of
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132 apoptosis via CRISPR/Cas9-mediated regulation of tumor suppressor genes, i.e. hBax, E-
136 gene and re-established ASXL1 protein expression that significantly decrease leukemia cell
137 growth in mouse xenografts.47 CRISPR/Cas9 system was also used to delete myeloid cell
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138 leukemia-1 (MCL-1) gene, a member of the emerging B-cell lymphoma 2 (BCL2) gene
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139 family, in human Burkitt lymphoma (BL) cells for the induction of apoptosis in the BL
140 cells,48 suggesting that MCL1 gene can be a novel target for cancer treatment as it plays a
142 Cyclin dependent kinases (CDKs) are critical regulator for cell cycle. Therefore,
144 can silence the CDK11 gene for the treatment of osteosarcoma,52 and CDK7 gene for the
145 treatment of triple-negative breast cancer cells.53 This indicates that CDKs can be novel
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147 Resistance to chemotherapeutic drugs is a common disadvantage of chemotherapy.
148 Multidrug resistance gene 1 (MDR1) gene encodes for membrane efflux pump P-
149 glycoprotein. The overexpression of MDR1 facilitates the efflux of anti-cancer drugs from
151 knockdown of MDR1 in osteosarcoma cell lines restored the sensitivity towards
152 chemotherapeutic drug.54 Likewise, the possible management of drug resistance acquired by
153 the secondary mutation in exon 20 at position 790 (T790M) in epidermal growth factor
154 receptor (EGFR) can also be an effective strategy to cure lung cancer.55
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155 SHC SH2-domain binding protein 1 (SHCBP1) is a member of collagen homolog
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156 family that is critical for the regulation of cell proliferation. As the over expression of
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SHCBP1 gene is reported in several diseases especially cancer, it may be a potential
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158 therapeutic target as well as suitable diagnostic biomarker for cancer.56 It has been
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159 demonstrated that the CRISPR/Cas9-mediated knockout of SHCBP1 gene might inhibit
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160 cancer cell proliferation and induce apoptosis in breast cancer cells.56
161 Kelch-like (KLHL) gene family encodes a group of proteins that are related with the
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162 several human diseases, along with the cancer.57 It was observed that CRISPR/Cas9
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164 carcinoma cell line considerably inhibited cancer cell migration and growth, and induced
167 also be used to develop mutant cancer model in mice opening new opportunities to generate
168 mutant in various species and in almost any genetic background to accelerate in vivo
169 studies.59, 60 Platt et al. (2014) developed lung adenocarcinoma mice by knockout of three
170 significant genes [i.e., tumor protein (p53), serine/threonine kinase 11 (STK11) or Lkb1, and
171 kirsten rat sarcoma 2 viral oncogene homolog (KrasG12D)].10 In 2015, Chen et al. developed
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172 in vivo loss-of-function Cas9 screening (Genome-wide CRISPR screen) for tumor metastasis
173 and growth study.61 CRISPR/Cas9 technology was also used to initiate multiple gene
174 mutations to develop human colonic epithelium in the colorectal cancer model.62
175 CRISPR/Cas9-mediated knockout of single gene, i.e. patched 1 (Ptch1), or multiple genes,
176 i.e., transformation-related protein 53 (TRP53), Neurofibromin 1 (Nf1), and phosphatase and
177 tensin homolog (PTEN), in the brain resulted in the progression of glioblastoma and
178 medulloblastoma in mouse.63 CRISPR/Cas9 technology was also used to generate acute
179 myeloid leukemia (AML) mouse model with combinatorial genetic lesions system by
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180 inducing multiple mutations in the genes of epigenetic modifiers, cytokine signaling and
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181 transcription factors in the hematopoietic stem cells of mouse.64
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Cancer immunotherapy is among the four major line of treatments along with surgery,
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183 chemotherapy and radiotherapy. Clinical trials on gene editing-based immunotherapies has
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184 been focusing on chimeric antigen receptor (CAR) T cell therapy65-67, and genetically
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185 modified T-cell receptor (TCR) therapy. In recent years, Kymriah of Novartis and Yescarta
186 of KITE Pharma received USFDA approval on their CAR-T therapy products.68, 69 CAR, a
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187 synthetic receptor, acts as a gene insert that contains a transmembrane domain, a hinge
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188 segment, an antibody-derived extracellular specific target protein binding domain and T-cell
189 activating intracellular signaling unit.70 CARs are inserted into the autologous T-cells that
190 are collected from the patients, resulting in the expression of CARs on the surface of T-cell.
191 When these T-cells constructs are introduced again into the patient, they multiply and binds
192 to the target protein and eliminates tumor cells. CAR-T therapy showed 80-100% remission
193 in patients with replapsed or refractory B-cell acute lymphocytic leukemia (ALL).65,71
194 However, cytokine releases during the therapy may result in various manegeable side effects.
195 While CARs recognize surface antigens, TCRs recognize intracellular proteins presented on
196 major histocompatibility complex I (MHCI). Moreover, TCR therapy is preferred over CAR-
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197 T therapy due to low incidences cytokine release syndrome.72 Latest clinical trials are
198 working on the CRISPR/Cas9-based immunotherapy against various types of cancer, which
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202 The therapeutic role of CRISPR/Cas9 genome editing for allergic and immunological
203 conditions has also been reported.73 It was observed that the expression of a cell surface
204 glycoprotein MUC18 or CD146 is increased in the alveolar macrophages of bacterial or viral
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205 infections-mediated chronic obstructive pulmonary disease (COPD) or asthma.74 Knockout
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206 of MUC18 gene reduced the level of IL-8, a pro-inflammatory chemokine, in human primary
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nasal airway epithelial cells (AECs) that were stimulated by microbial infection mimicking
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208 toll-like receptor (TLR) agonists (i.e, TLR-2, 3 and 4).75
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209 It was noted that targeting receptors genes, such as programmed death-1 (PD-1), can
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210 stimulate immune responses. PD-1 is a T-cell surface protein that is associated with T-cell
212 cells isolated from cancer patients resulted in upregulated IFN-γ production and enhanced
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213 cytotoxicity,76 suggesting checkpoint inhibitors as novel target for cancer treatment.
215 identified by defective CD40/CD40L signaling via dysregulated class switch recombination
216 and somatic hypermutation in B-cells.77 It has been observed that CRISPR/Cas9 gene editing
217 technique can correct mutations in CD40 ligand.78 Cheong et al. (2016) edited the mouse and
218 human immunoglobulin (Ig) genes to obtain class switching of IgH which might assist in the
220 JAK3 (Janus family kinase) is a protein tyrosine kinase which regulates various
221 pathogenic processes in allergic asthma.80 The deficiency in JAK3 is related to the reduced
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222 number of circulating natural killer (NK) cells and T cells, and with normal numbers of
223 inadequately functioning B cells.81 It has been noted that the mutations in the JAK3 gene can
224 cause SCID. CRISPR/Cas9-mediated correction in human JAK3 gene restored the
225 differentiation potential of T cells progenitors that are capable of producing T cell/NK cells.81
226 This suggests that CRISPR/Cas9 technique can reprogram the cells for the prevention of
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230 DMD is an X-linked disorder and is characterized by proximal muscle weakness
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231 caused by small mutations in the DMD gene that leads to the absence of dystrophinprotein. A
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number of knockout mouse models were produced to imitate the human DMD phenotype by
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233 genetic inhibition of dystrophin and orutrophin/α7β1-integrin genes.82-84 It was demonstrated
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234 that genome editing can be used to restore the DMD gene mutation and correct the DMD
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235 disorder.85-88 CRISPR/Cas9 technology has provided a platform for the treatment of DMD.1,
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236 CRISPR/Cas9-mediated gene editing method was used to correct the DNA of an entire
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237 region containing CTG/CAG repeats suggesting a new therapeutic opportunity against
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238 DMD.90 Moreover, gold nanoparticles were also used as delivery vehicle for Cas9
239 ribonucleoprotein and donor DNA to correct the DMD gene in mice with minimal off-target
240 DNA damage.91 Recently, Zhang et al. suggested that self-complementary adeno-associated
241 virus (ScAAV) delivery system can substantially improve the efficiency of CRISPR/Cas9-
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245 Proprotein convertase subtilisin/kexin type 9 (PCSK9) gene has an important role in
246 the regulation of cholesterol homeostasis.93 The gain-of-function mutation of PCSK9 gene
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247 can result in hypercholesterolemia and associated artherosclerosis.94 Jiang et al. (2017)
249 CRISPR/Cas9 genome editing tool was also reported to disrupt low-density lipoprotein
250 receptor (Ldlr) gene and overexpress PCSK9 gene in adult mice for atherosclerosis
251 research.96 Tessadori et al. (2018) applied CRISPR/Cas9-based genome editing tool in
252 zebrafish model to correct the human genetic cardiovascular disorders.97 These evidences
253 suggest the use of CRISPR/Cas9 as a potential genome editing tool against CVDs, especially
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256 3.5. Neurological disorders
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Huntington disease (HD) is an autosomal inherited neurological disorder that is
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258 caused by the extension of CAG repeats in exon 1 of the huntington (HTT) gene.98
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259 CRISPR/Cas9 nucleotide editing tool was effectively applied to selectively suppress the HTT
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260 gene in mouse model.99 Other studies also supported the use of CRISPR/Cas9 genome editing
263 memory loss. Mutations in the presenilin 1 (PSEN1) and PSEN2 genes are reported in the
264 familial AD condition.102 PSEN1 is a catalytic subunit of γ-secretase, a protease enzyme that
265 cleaves amyloid precursor protein (APP) generating amyloid-β (Aβ). A79V mutation in
266 PSEN1 gene increases the Aβ42/Aβ40 ratio by decreasing Aβ40. Studies reported the
267 correction of A79V and L150P mutations in PSEN1 in induced pluripotent stem cell (iPSCs)
268 line derived from AD patient.103, 104 CRISPR/Cas9 nucleotide editing system was used to edit
269 the point mutation “T” with wild-type “C” nucleotide in A79V-hiPSC line. Moreover,
270 mutation in APP gene increases β-secretase cleavage of APP resulting in abnormally high Aβ
271 levels in brain. CRISPR/Cas9 was also used to correct APP allele and thereby decreasing Aβ
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272 pathogenesis.105 CRISPR/Cas9-based genome editing against AD has been reviewed in detail
273 by Rohn et al. (2018).106 Therefore, CRISPR/Cas9 gene editing technology can be used as an
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277 Metabolic liver disease (MLD) is caused by the defect of a transporter protein that
278 results into abnormal metabolism of carbohydrate, protein and fat. Recently, Villiger et al.
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280 phenylketonuria (PKU), an autosomal recessive liver disease, using CRISPR/Cas9 editor
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281 systems in mice.107 In another study, computationally designed hepatocyte-specific
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CRISPR/Cas9 was used to target murine factor IX (F9) gene against MLD-related
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283 condition.108 Yang et al. (2016) worked on CRISPR/Cas9-mediated gene editing based
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284 correction of X-linked deficiency in ornithine transcarbamylase (OTC) to treat urea cycle
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287 associated with a deficiency of the enzyme fumaryl acetoacetate hydrolase due to mutations
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288 in the Fah gene.110, 111 HT type I (HTI) causes severe hepatic disorders, such as cirrhosis, liver
289 failure, and hepatic cancer, due to toxin accumulation. The CRISPR technology-based
290 therapeutic strategy to correct HT was one of the first known studies in mice demonstrating
291 delivery of CRISPR/Cas9 system components to adult mammalian organs.112 In this study
292 reconstitution of a disease-causing mutation in Fah gene was done via hydrodynamic
293 injection of Cas9 nuclease, a sgRNA and a donor oligonucleotide that led to a significant step
294 towards gene therapy.112 VanLith et al. (2018) also showed hepatocyte-directed Fah gene
295 repair in HTI mice model using CRISPR/Cas9 against metabolic liver diseases.113
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296 CRISPR/Cas9-based correction of Fah gene in HTI mice model showed weight stability
299 enzyme called iduronate-2-sulfatase (IDS), that leads to damages in lungs, heart and brain. At
300 the end of 2017, an in vivo genetic editing for the treatment of hunter syndrome via ZFNs was
301 reported.115 This is the first trial reporting the possibility of in vivo gene editing-mediated
302 treatment of genetic diseases. At the end of 2018, Sangamo Therapeutics in Richmond,
303 California, reported ZFNs-based in-body gene editing to in the people with hunter syndrome.
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304 Although they obtained mixed results, no adverse side effects were observed in this
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305 therapy.116, 117
This initiative in gene-editing based therapy suggests the possible use of
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CRISPR/Cas9 for the treatment of metabolic disorders. Nevertheless, CRISPR/Cas9
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307 technology against metabolic disorders needs efforts to enter into clinical trials.
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308
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311 mutations in the cystic fibrosis transmembrane conductance regulator (CFTR) gene,118
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312 causing damage to the lungs and digestive system. It has been noted that CRISPR/Cas9
313 approach may be a suitable method to correct the mutations in CFTR gene.119 Crane et al.
314 (2015) corrected the mutation of CFTR in iPSCs via CRISPR/Cas9 approach.120 In another
315 study, sheep models (CFTR-/- and CFTR+/-) were developed by CRISPR/Cas9-mediated
316 CFTR gene disruption to understand the CF pathogenesis.121 The mutated CFTR sheep model
317 is supposed to be a useful resource for the advanced development of new CF therapeutics. In
318 another study, CRISPR/Cas9 approach was used in the cultured stem cells of CF patients to
319 correct the CFTR gene.122 In primary adult stem cells, The CFTR gene alteration was done
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320 through the homologous recombination.122 Therefore, CRISPR technology might be a
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324 Fanconi anaemia (FA), an autosomal recessive disorder, is caused by the mutations in
325 genes that are responsible for replication-dependent excision of interstrand DNA crosslink.123
327 application of genome editing for correcting the defects in the DNA repair pathway.124
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328 CRISPR/Cas9-mediated corrections of disruptive mutation in FA Complementation Group F
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329 (Fancf) gene,125 and correction of Fanconi anemia I (FANCI) gene126 were reported in iPSCs
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from primary fibroblasts. The correction of FA mutations is implicated with the therapeutic
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331 approach of CRISPR/Cas9 against bone marrow failure.125 Richardson et al. (2018) found
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332 that human Cas9-induced single-strand template repair (SSTR) requires FA pathway for
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334 Sickle cell (SC) anemia, a blood-related disorders, is caused by a mutation in the β-
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335 globin gene that results in the formation of abnormal hemoglobin-S (HbS) protein.128 As
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336 evidenced, CRISPR/Cas9 is safe and promising gene therapy approach for SC anemia.129-131
337 CRISPR/Cas9-based correction of Hbs gene in hematopoietic stem and progenitor cells
338 (HSPCs) from the SC disease patient blood confirmed normal functional reinstitution of
339 hemoglobin.132 In an in vitro study, CRISPR/Cas9 components showed more than 18% gene
340 modifications in CD34+ cells.133 They also reported correction of CD34+ HSPCs derived
341 from the bone marrow of SC anemia patients via CRISPR/Cas9 technology.133 Ye et al.
342 (2016) created hereditary persistence of fetal hemoglobin (HPFH) genotype in normal HSPCs
343 using CRISPR/Cas9 and indicated safe autologous transplantation for patients with sickle cell
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345 β-thalassemia, another widespread genetic blood-related disease, is caused by the
346 decreased synthesis of the β-globin chains of the hemoglobin tetramer which reduces the
347 production of hemoglobin.135, 136 Correction of β-thalassemia splice mutation (IVSII-1 G > A)
348 in iPSCs using Cas9 along with piggyBac transposon-modified donor vector strategy showed
349 repair of mutated gene with enhanced specificity and accuracy.137 This might be a critical
350 therapeutic approach toward the stem cell-based gene therapy against monogenic disorders in
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353 3.9. Eye-related disorders
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354 Retinitis pigmentosa (RP), an inherited pigmentary retinal dystrophy, may causes loss
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of vision.138, 139 There are several mutation associated with this diseases, such as mutations in
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356 RP1, rhodopsin (RHO) and retinitis pigmentosa GTPase regulator (RPGR) genes.140
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357 CRISPR/Cas9 gene editing technique can correct the Rho (S334) gene by sub retinal
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358 injection of guide RNA/Cas9 plasmid, causing improvement of visual function through the
359 discontinuation of retinal degeneration in rats.141 Suzuki et al. (2016 & 2018) applied
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360 CRISPR/Cas9 using homology-independent targeted insertion (HITI), a method that allows
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361 the targeted insertion of gene in non-dividing cells to improve the visual condition in rats.142,
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362 This suggests the possibility of in vivo gene correction using CRISPR/Cas9 technology.
363 Several mutations at different genetic loci are reported in the cataract condition, i.e.
364 cloudiness of the crystalline lens.144 It has been noted that αA-crystallin gene mutations is
365 associated with an autosomal recessive cataract.145 To understand the role of the αA-
366 crystallin gene in congenital cataracts, Yuan et al. (2017) used CRISPR/Cas9 to develop
367 mutation in αA-crystallin gene in an animal model.146 Recently, it has been noted that
368 missense mutation of GJA8 is also associated with congenital cataract.147 Yuan et al. (2016)
369 have developed GJA8 knockout rabbit model using CRISPR/Cas9 system to study the
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370 congenital cataracts in human.148 Currently, CRISPR/Cas9 mediated in vivo correction of
371 blindness condition is in clinical trial that is discussed later in this review.
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375 HIV is a pathogen that attacks human immune system and causes acquired
376 immunodeficiency syndrome (AIDS). Although AIDS is now manageable due to highly
377 active antiretroviral therapy (HAART), the life-long treatment of AIDS is of a great concern.
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378 It has been noted that the expression of HIV-1 gene is induced by the long terminal repeats
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379 (LTRs), that are repeated identical sequences of DNA and assists in the insertion of retroviral
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DNA into the host chromosome. The genetic variation in the binding sites of LTRs may alter
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381 LTR-driven viral transcription.149 It was observed that CRISPR/Cas9 can mutate LTRs in the
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382 DNA of HIV-1 provirus, leading to the breakdown of latent HIV-1 provirus.150 In a negative
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383 feedback regulation of HIV-1, Cas9 gene was placed under the control of a minimal HIV-1
384 promoter to express Cas9 in HIV-1 contagious cells. This might also reduce the
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385 complications attributed by the unusual high expression of Cas9 in the cells.151 It has been
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386 reported that CRISPR/Cas9-mediated gene editing can inhibit multiple steps of HIV-1
387 infection.152
388 Hultquist et al. (2019) used CRISPR/Cas9 technology for mechanistic examination of
389 HIV host factors in CD4+ T cells.153 Hartweger et al. (2019) edited B cells using
390 CRISPR/Cas9 in wild-type mouse to reduce the effect of HIV-1 infection.154 Some factors,
391 such as apolipoprotein B mRNA editing enzyme (APOBEC3G), and TRIM5α genes
392 expression, can cause host restriction against HIV infection. CRISPR/Cas9 technology
393 enhanced the expression of these host restriction factors against HIV infection,155, 156
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394 suggesting the importance of CRISPR/Cas9-strategies as anti-HIV therapies. However, till
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399 HBV causes chronic hepatitis, which is a frequent infectious disease worldwide. It has
400 been observed that covalently closed circular DNAs (cccDNAs) of HBV reside in the
401 contaminated cells, suggesting cccDNA as a potential therapeutic target to treat HBV
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402 infection.157-159 It was found that CRISPR/Cas9 nuclease can mediate interference of
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403 episomal cccDNA in reporter cell lines causing disruption in chromosomally integrated HBV
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sequences.160 Dong et al. (2015) demonstrated that CRISPR/Cas9 can reduces HBV cccDNA
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405 by inhibiting viral replication.161 Ramanan et al. (2015) also showed that CRISPR/Cas9
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406 cleaves viral DNA and suppresses HBV.162 Wang et al. (2017) used RNA interference
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407 (RNAi) technique using sgRNA-miRNA-gRNA cassette along with Cas9 to inhibit the
408 replication of HBV.163 Thus, it can be suggested that the disruption of the HBV genome
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412 HCV, a single-stranded RNA (ssRNA) virus, is the causative agent of hepatitis C, an
413 inflammatory condition of liver.164 It has been found that the Cas9 endonuclease enzyme
414 from the gram negative bacterium, Francisella novicida, known as FnCas9, can target
415 endogenous RNA.165 CRISPR/FnCas9 system has been used to inhibit HCV within
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419 HPV, a double-stranded DNA (dsDNA) virus, infects mucosal cells or skin. It causes
420 sexually transmitted disease and accounts for an estimated 11% of the global cancer
422 against HPV.169 It was reported that the CRISPR/Cas9-mediated cervical cancer treatment
423 can be done by targeting HPVE6.170 CRISPR/Cas9 technology can also target the conserved
424 regions of HPV6/11 E7 genes, indicating the therapeutic potential of gene editing against
426
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427 3.10.5. Epstein−Barr virus (EBV)
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428 EBV, a dsDNA virus, spreads primarily through saliva and causes mononucleosis.172
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CRISPR/Cas9 technology has been used for genome editing of EBV in human cells by
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430 modifying BART promoter gene encoding viral miRNAs.173 Ma et al. (2017) showed that 87
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431 LCL and 57 BL genes are significant for the survival and growth in lymphoblastoid cell lines
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432 (LCLs) and BL cells.174 Ephrin receptor tyrosine kinase A2 (EphA2) facilitates the entry of
434 EphA2 extracellular domain can bind with the EBV- glycoprotein gHgL and provide the
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435 entry to the cell.175 Thus, EphA2 might be a new potential target for therapeutic
436 development.
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439 Although the preclinical studies on rodent models show evident efficiency of
440 CRISPR/Cas9-mediated genome editing, variable results may be obtained during clinical
441 translation of preclinical studies due to various reasons.176 Inadequate analysis of the
442 preclinical experimental data is one of the major reason for variable results.177 In addition,
443 presence of various backgrounds of most extensively used C57BL/6 and 129 strains of rodent
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444 model might result in improper data analysis.178 Moreover, inbred mice cannot mimic the
446 rodents is the precise knowledge of reproductive cycle of rodents, e.g. time of fertilization
447 and time to recover the fertilized eggs. Therefore, it is important to consider the limitations
448 and obtain in-depth knowledge of the animal model used in preclinical studies before
450
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451 4. Clinical trials
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452 China performed that first ex vivo clinical trial (clinicaltrials.gov; trial NCT02793856)
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employing gene editing using CRISPR/Cas9 technique in a patient with metastatic non-small-
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454 cell lung cancer.180 They targeted PD-1 gene in T cells from peripheral blood of the patient
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455 using electroporation of sgRNA and Cas9 plasmid, and infused them back into the patient.
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456 Very recently, they reported the presence of editied T-cells in the peripheral blood of all
457 patients who received infusion.181 They concluded that although this method is feasible and
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458 safe, more advanced gene editing technology is required to enhance the therapeutic efficacy.
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459 Recently, Stadtmauer et al. reported the result of phase 1 in-human CRISPR/Cas9
461 patients with refractory cancer in advanced stages.182 They removed TRAC and TRBC genes
462 that encodes the chains of endogenous TCR, and PDCD1 (encoding PD-1 loci) from the T
463 lymphocytes retrived from the patients to increase the anti-tumor immunity. They further
464 introduced transgene (NY-ESO-1) that can recognize tumor. These engineered T
465 lymphocytes were well tolerated by the patients upto 9 months after retroduction into the
466 patients.182 However chromosomal translocation was observed which was reduced after some
467 time.
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468 Another clinical trial (clinicaltrials.gov; trial NCT03398967), proposed CAR-T
469 therapy for relapsed or refractory hematological malignancies due to CD19 negative tumor
470 cells. They performed integration of two CARs (i.e., CD19 and CD20 or CD22) in TRAC
471 locus of T-cells, that were able to recognize CD19 negative cells.183 In addition, the use of
472 gene-disrupted allogeneic universal CD19-specific CAR-T cell (UCART019) using lentivirus
473 (LV) delivery of CAR in patients with relapsed or refractory CD19+ leukemia and lymphoma
474 is also in clinical trial (clinicaltrials.gov; trial NCT03166878). In this study electroporation of
475 CRISPR RNA was used to disrupt endogenous TCR and B2M genes. This system could
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476 minimize immunogenicity by avoiding graft-versus-host-disease (GVHD). However, the
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477 results are still not published. Most recently, the FDA approved clinical trial
478
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(clinicaltrials.gov; trial NCT04438083) of CTX130, an allogeneic CRISPR/Cas9-modified T
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479 Cells, targeting CD70 against hematologic malignancies and renal cell carcinoma.
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480 In 2019, successful treatment of sickle-cell disease and β-thalassemia was reported by
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482 BCL11A gene in the stem cells that were isolated from patient’s peripheral blood with
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484 β-globin gene. In another partial successful trial (clinicaltrials.gov; trial NCT03164135),
485 CCR5-deleted hematopoietic stem cells were transplanted in patient with HIV-1 and acute
486 lymphoblastic leukemia. Although the desired objective was not achieved, no major side
487 effects were observed.185 The study suggested the need for increasing the efficiency of CCR5
490 CRISPR/Cas9 gene therapy-based drug AGN-151587 was given directly into the eye, via
491 subretinal injection, to cure a rare blindness condition called Leber’s congenital amaurosis 10
20
492 (LCA10) that is caused by mutations in the gene CEP290.186 This trial is the first approach to
493 deploy CRISPR/Cas9 gene editing therapy directly into the human body. At present, there are
496
498 Although both preclinical work and clinical trials focusing on curative therapies are
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500 associated with unpredictability of the outcomes.187 Factors affecting the success rate of
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501 CRISPR/Cas9-mediated gene editing in humans includes off-target effects and cargo delivery
502
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methods. It has been observed that off-target effects are majorly guided by sgRNA, thus
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503 rational designing of sgRNA is necessary to ensure the efficiency of CRISPR/Cas9 gene
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504 editing technology. It was observed that off-target were common in human cell culture with
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505 persistent Cas9 expression.188, 189 while these effects were less common in in vivo models.190
506 It might be plausible that the occurrence of off-target effects in cell culture is due to the
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507 influence of various factors, such as cell type, expression level, transfection method, cell
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508 culture maintenance, consecutive nuclease expression, guide sequence and repair events.191
509 Earlier, cuts at off-target sites that generates single stranded breaks (SSBs) in DNA
510 were consider as major obstacle and raised concern about the specificity of CRISPR/Cas9
511 technology.192 To reduce the possibility of SSB, paired CRISPR/Cas9 nickase that binds to
512 each forward and reverse DNA sequence on the flanking sides of target DNA was used to
513 generate DSB formation.193,194 Another approach suggested the use of inactive fusion protein
514 consisting of Cas9 and FokI endonuclease enzyme, which becomes functional only after
515 precise binding of sgRNA to both forward and reverse DNA sequences.195 Although these
516 approaches might reduce off-target cutting, there are certain limitations concerning
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517 restrictions in the location of protospacer adjacent motifs (PAMs) near target DNA and
518 designing of sgRNAs for PAM alternatives.196 In addition, these approaches might also
519 increase the size of cargo that may generate constraint in the delivery system.
521 DSBs is also a considerate safety concern in the CRISP/Cas9-based therapeutic interventions.
522 Although CRISPR/Cas9 technology can induce desired changes in the genomic sequences,
523 the poorly understood and less controlled DNA repair mechanism is associated with the
524 undesirable risk of biological dysfunctions. Deletion of few kilobases in the neighboring
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525 CRISPR/Cas9 nickase activity, unexpected insertion (incorrect or partial) of donor DNA
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526 sequence to the site of integration and inversion are also unpredictable consequences of DNA
527
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repair mechanisms,197 that might result in unexpected mutations.198 The DSBs are repaired
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528 via non-homologous end joining (NHEJ) or homology-directed repair (HDR). NHEJ is a
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529 natural process to join spontaneous breaks in DNA and does not require any DNA template.
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530 While, HDR requires either, donor DNA template or DNA that is synthesized by host’s
531 molecular recombination machinery. The NHEJ is an error prone mechanism that possibly
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532 leads to mutations. On the contrary, although HDR repairs DSBs more precisely, the
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533 incidence of HDR is very low as compared to NHEJ.199 Various methods are suggested to
534 suppress NHEJ, i.e., chemical suppression of NHEJ,200 cell cycle synchronization,201
535 silencing of gene,202 and NHEJ-deficient cell lines.203 Therefore, enhancing the efficiency of
536 HDR and decreasing NHEJ is a critical challenge that needs to be fully explored before
537 entering into therapeutic regime to ensure the desired result of CRISPR/Cas-mediated gene
538 editing.
540 efficiently delivery the CRISPR/Cas9 cargo into target tissue. Therefore, additional concerns
541 should be given to the suitable delivery system that is based on the charge, size and the
22
542 content of the CRISPR/Cas9 cargo. CRISPR/Cas9 cargo might be of three types, i.e., plasmid
543 DNA encoding sgRNA and Cas9, combination of sgRNA and Cas9 mRNA and combination
544 of sgRNA and Cas9 protein. Various physical, viral and non-viral systems have been used as
546 AAVs and LVs are the most commonly used viral vectors for gene editing.204 The
547 advantages of AAVs includes less immunogenic property, serotype specificity, good safety
548 profile and ability to transduce both dividing and non-dividing cells.205 However, mild
549 toxicity is reported at high doses in animal models.206 In addition, LVs also has the advantage
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550 of high transducing efficiency and non-immunogenicity. Moreover, it has the ability to be
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551 pseudotyped, allowing alterations in the LVs cellular tropism. Another important aspect to
552
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consider while using viral delivery vectors is their packing limitation. However, it was
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553 observed that the carrying capacity of AAVs can be extended up to 35 kb after modifications.
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554 It might be possible that CRISPR/Cas9 gene editing complex can activate the host immune
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555 response system207, indicating the need for modifications that can help to avoid immune
557 In addition to viral delivery systems, the use of non-viral systems or nanoparticles
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558 (NPs) for the delivery of CRISPR/Cas9 is also suggested.207 Lipofectamine is the
559 commercially available lipid NPs for sgRNA and Cas9 delivery in various systems.208, 209
560 The cationic property of lipid NPs might allow better packaging of anionic Cas9/sgRNA
561 complex in the NPs. As observed, lipid NPs have low delivery efficiency due to its reduced
562 uptake by the cells, low translocation in the nucleus and the possible entrapment of NPs in
563 the endosomes. However, the use of optimal lipids for the synthesis of lipid NPs, surface
564 modification by cell targeting agent, avoidance of immune system and additional of
565 endosomal escape system can enhance the delivery efficiency of liposomes.210
23
566 Various other non-liposomal delivering techniques are also suggested for the delivery
211
567 of Cas9 and sgRNA, i.e., FuGENE-6 reagent based on electrostatic interactions , calcium
569 and polyethenimine and poly(L-lysine) (PLL) polymers. PLL is used to develop a therapeutic
570 delivery system, called MENDs, consisting of plasmid DNA and lipid shell.216 Further
571 modifications in MENDs might allow the targeting of delivery cargo to mitochondria and
572 nucleus of the cells.217 Although MENDs showed high transfection rate, in vivo validation of
573 this delivery system is still requisite. Therefore, most of the delivery methods for
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574 CRISPR/Cas9 system have both advantages and disadvantages. This generates a need for
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575 extensive work on the development of suitable delivery system with high specificity, high
576
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transfection rate, high capacity and low immunogenicity. Moreover, long-term safety and low
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577 toxicity associated with any delivery system also need consideration before developing
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579
580 6. Conclusions
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581 The forthcoming clinical application of CRISPR/Cas9 is promising for clinical world.
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582 With the progression of genome-editing techniques, the genome editing research related to
583 therapy of human diseases using CRISPR/Cas9 is developing quickly. Just few years before,
584 this technology was started and presently a huge number of scientists working on this
585 technology. Among them, most of the researches are using this genome editing technology
587 However, CRISPR/Cas9 is still a budding technology that is applied to patients with
588 severe conditions at life threating stage. Most of the clinical trials are currently in phase I/II.
589 Till now, the clinical trials are focusing on the safety and efficacy of genome editing in
590 humans, to improve molecular processes involved in genome editing. The therapeutic gene
24
591 editing technology is now expanding to ethically controversial alteration in the genome of
592 human-early stage embryos to protect from HIV infection.218 Such attempts can also suggest
594 CRISPR/Cas9 is highly interesting and it offers a significant hope for the researchers for the
596
598 Conceptualization, C.C. and S.S.L.; Writing – Original Draft, C.C., G.S.; A.R.S; Writing –
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599 Review and Editing, A.R.S. and M.B.; Supervision and Funding, S.S.L. and A.R.S.
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600
603
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604 ACKNOWLEDGMENTS
605 This study was supported by Hallym University Research Fund and by Basic Science
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606 Research Program through the National Research Foundation of Korea (NRF) funded by the
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608
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1210
1211
1212
50
1213 Figure legend:
1215 Figure 2. CRISPR/Cas9 system dealing for treatment of multiple human diseases.
1216
1218 Table 1. CRISPR/Cas9 research and its application for the treatment of the different human
1219 diseases.
1220 Table 2. Currently registered interventional clinical trials with CRISPR/Cas9-based gene
of
1221 editing (clinicaltrials.gov; search date: 2020/07/05).
ro
1222
1223
-p
1224
re
lP
na
ur
Jo
51
1225 Table 1: CRISPR/Cas9 research and its application for the treatment of the different human
1226 diseases
xenografts.
48
Mcl-1 (myeloid cell CRISPR/Cas9 was used to delete
Cancer
of
leukemia 1) MCL-1 in human BL cells and
ro
induce the apoptosis in the BL cells.
11(CDK11) in osteosarcoma.
56
SHC SH2-binding protein 1 SHCBP1 inhibits the proliferation of
na
58
Kelch domain containing 4 CRISPR/Cas9 was used to knockout
Jo
mutations in EGFR
75
Allergy Melanoma cell adhesion CRISPR/Cas9 technology uses to
52
80
JAK3 (Janus Kinase 3) CRISPR/Cas9 was used to re-
94
Cardiovascular Proprotein convertase CRISPR/Cas9 was used to correct
of
(PCSK9) mouse model
ro
99
Huntington disease Huntingtin (HTT)gene -p
CRISPR/Cas9 was used to suppress
re
the mHTT gene selectively in
mouse model
lP
103,106
Alzheimer’s Presenilin 1 (PSEN1) and CRISPR/Cas9 was used to correct
na
disease
124
Fanconi anaemia 17 Fanconi anaemia (FA) CRISPR/Cas9 was used to correct
the Fanconianemia
114
Hereditary Fumarylacetoacetase (Fah) CRISPR/Cas9 was used to correct
132
Sickle cell anemia β-globin gene CRISPR/Cas9 was used to edit treat
53
135
Β-Thalassemia Hemoglobin Subunit Beta CRISPR/Cas9 was used to corrected
(CFTR) gene
141
Retinitis RP1,RHO, and RPGR gene CRISPR/Cas9 was used to interrupt
of
pigmentosa the Rho(S334) mutation
ro
146
Cataract αA-crystallin gene -p
CRISPR/Cas9 was used tyo study
re
the relationship of αA-crystallin
cataracts
na
150
Human Long terminal repeats CRISPR/Cas9 was used as tool to
ur
virus (HIV)
161
Hepatitis B virus covalently closed circular CRISPR/Cas9 was used to target
170
Human papilloma HPVE6 gene CRISPR/Cas9 was used target to
175
Epstein−Barr virus Ephrin receptor tyrosine Using EphA2 extracellular domain,
1227
1228
54
1229 Table 2. Currently registered interventional clinical trials with CRISPR/Cas9-based gene
of
inhibited
ro
immune
-p checkpoint
CISH
re
2. NCT0417838 Target Severe Detection of - August 1, China
lP
changes the
choice of early
ur
antibiotics in
Jo
patients with
pneumonia
3. NCT0403756 Disruption of Refractory B CD19-CAR I August China
6 HPK1 cell modified T 2019
malignancie cells with
s CAR
delivered by
lentivirus and
Cas9 knockout
of HPK1
4. NCT0316413 CCR5 knockout HIV Modified - May 30, China
5 CD34+ 2017
hematopoietic
55
stem cells
of
HPV16 and a polymer to
HPV18 deletion facilitate
ro
delivery
7. NCT0334254 Stem cell- Gastrointesti -pDuodenal - April 18, China
re
7 derived human nal Infection biopsies, 2018
intestinal followed by
lP
enteroids differentiation
into mini-guts
na
56
immunotherapy myeloma
11. NCT0443808 CTX130 CD70- Renal Cell Safety and I June 16, Australi
3 directed T-cell Carcinoma efficacy of 2020 a
immunotherapy CTX130 in
comprised of relapsed or
allogeneic T refractory
cells renal cell
carcinoma.
of
12. NCT0374796 Programmed Mesothelin CAR T cells I November China
5 cell death positive to mesothelin 2018
ro
protein 1 (PD- solid tumors with PD-1
1) knockout -p
knockout
re
13. NCT0339896 Cas9-mediated B Cell CAR T cells I/II January 2, China
7 creation of Leukemia to CD19 and 2018
lP
57
lentivirus and
Cas9 knockout
B2M and TCR
to create
universal T
cells
17. NCT0304474 Programmed EBV- Modified T I/II April 7, China
3 cell death positive, cells selected 2017
protein 1 (PD- advanced for those
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18. NCT0441776 PD-1 knockout Hepatocellul TACE I June 20, China
4 engineered T ar
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19. NCT0387247 Removal of Leber ZFN-mediated I September U.S.A.
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CEP290 10 alternative
splice site in
retinal cells
1231
1232
58
eTOC Synopsis :
CRISPR/Cas9 genome editing tool showed promising advancements in clinical trials. However,
the results of CRISPR/Cas9-based genome editing is unpredictable and raises safety concerns.
Sharma et al., review the preclinical and clinical evidence for CRISPR/Cas9-mediated genome
editing and discuss their potential challenges and future strategies to minimize the limitations of
CRISPR/Cas9.
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