ASME Boiler and Pressure Vessel Code
ASME Boiler and Pressure Vessel Code
This international code or standard was developed under procedures accredited as meeting the criwia for American National
Standards and it is an American National Standard. ‘The Standards Committee that approved the code or standard was balanced to
assure that individuals from competent and concerned interests have had an opportunity to participate. The proposed code or standard
was made available for public review and comment that provides an opportunity for additional public input from industry, academia,
regulatmy agencies, and the public-at-large.
ASME does no, “approve,” ” rate,” or “endorse” any item, construction, proprietary device, or activity.
ASME does not take any position with respect to the validity of any patent rights asserted in connection with any items mentioned
in this document. and does not undertake to insure anyone utilizing a standard against liability for infringement of any applicable
letters patent, nor assume any such liability. Users of a code or standard are expressly advised that determination of the validity of
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Ptiicipation by federal agency representative(s) or person(s) affiliated with industry is not to be interpreted as government or
indusrry endorsement of this code or standard.
ASME accepts responsibility for only those interpretations of this document issued in accordance with the established ASME
procedures and policies, which precludes the issuance of interpretations by individuals.
The footnotes in this document are pan of this American National Standard
The above ASME symbols are registered in the U.S. Patent Office.
“ASME” is the trademark of the American Society of Mechanical Engineers.
No part of this document may be reproduced in any form, in an electronic retrieval system or
otherwise, without the prior written permission of the publisher.
Copyright 0 2001 by
THE AMERICAN SOCIETY OF MECHANlCAL ENGINEERS
All Rights Resewed
2001 ASME
BOILER AND PRESSURE VESSEL CODE
SECTIONS
I Rules for Construction of Power Boilers
II Materials
Part A - Ferrous Material Specifications
Part B - Nonferrous Material Specifications
Pari C - Specificationsfor Welding Rods, Electrodes, and Filler Metals
Part D - Properties
III Subsection NCA - General Requirementsfor Division 1 and Division 2
III Division 1
SubsectionNB - Class 1 Components
SubsectionNC - Class 2 Components
SubsectionND - Class 3 Components
SubsectionNE - Class MC Components
SubsectionNF - Supports
SubsectionNG - Core Support Stmctures
SubsectionNH - Class 1 Components in Elevated Temperature Service
Appendices
III Division 2 - Code for Concrete Reactor Vesselsand Containmems
III Division 3 - Containment Systemsfor Storage and Transport Packagingsof Spent Nuclear Fuel
and High Level Radioactive Material and Waste
IV Rules for Construction of Heating Boilers
V Nondestructive Examination
VI Recommended Rules for tbe Care and Operation of Heating Boilers
VII Recommended Guidelines for the Care of Power Boilers
VIII Rules for Construction of PressureVessels
Division 1
Division 2 - Alternative Rules
Division 3 - Alternative Rules for Construction of High PressureVessels
Ix Welding and Brazing Qualifications
X Fiber-Reinforced PlasticPressureVessels
XI Rules for Inservice Inspection of Nuclear Power Plant Components
ADDENDA
Colored-sheet Addenda, which include additions and revisions to individual Sectionsof the Code, are
published annually and will be sent automatically to purchasersof the applicable Sections up to the
publication of the 2004 Code. The 2001 Code is available only in tbe loose-leaf format; accordingly,
the Addenda will be issued in tbe loose-leaf, replacement-pageformat.
INTERPRETATIONS
ASME issueswritten replies to inquiries concerning interpretation of technical aspectsof the Code.
Tbe Interpretations for each individual Section will be published separately and will be included as
part of the update service to that Section. They will be issued semiannually (July and December) up
to tbe publication of the 2004 Code. Interpretations of Section 111,Divisions 1 and 2, will be included
with the update serviceto SubsectionNCA.
CODE CASES
The Boiler and PressureVesselCommittee meets regularly to considerproposed additions and revisions
to the Code and to formulate Casesto clarify the intent of existing requirements 0;’ provide. when the
need is urgent, rules for materials or constructions not covered by existing Code rules. Those Cases
which have been adopted will appear in the appropriate 2001 Code Casesbook: ( 1) Boilers and Pressure
Vesselsand (2) Nuclear Components. Supplements will be sent automatically to the purchasersof the
Code Casesbooks up to the publication of the 7.004 Code.
CONTENTS
A Detailed Contents PrecedesEach Part and the Appendices
Foreword vii
StatementsofPolcy................................................................... xi
Personnel xiii
SummaryofChanges............................................................,,,,,, xxiii
Introduction 1
Y
vi
FOREWORD
vii
Proposedrevisionsto the Code approvedby the tion, and safety [Link] be granted
Committeeare submittedto the American National to regulatorybodiesandorganizations publishingsafety
StandardsInstituteand publishedin MechanicalEngi- standardsto use a completeSectionof the Code by
neen’ngto invite commentsfrom all interestedpersons. [Link] usageof a Section,suchas SectionIX,
After the allotted time for public review and final involvesexceptions, omissions,or changesin provisions,
approvalby ASME, revisionsare publishedannually the intent of the Code might not be attained.
in Addendato the Code. Wherea stateor otherregulatorybody,in theprinting
Code Casesmay be used in the constructionof of any Sectionof the Boiler andPressureVesselCode,
components to bestampedwith theASME Codesymbol makesadditionsor omissions,it is recommended that
beginningwith the dateof their approvalby ASME. suchchangesbe clearly indicated.
After Coderevisionsare approvedby ASME, they The NationalBoard of Boiler and PressureVessel
may be usedbeginningwith thedateof issuanceshown Inspectorsis composedof chief inspectorsof states
on the [Link],exceptfor revisionsto andmunicipalitiesin theUnitedStatesandof provinces
material specificationsin SectionII, Parts A and B, in Canadathat have adoptedthe Boiler and Pressure
becomemandatory6 monthsaftersuchdateof issuance, [Link] Board,sinceits organizationin 1919,
exceptfor boilers or pressurevesselscontractedfor hasfunctionedto uniformly administerandenforcethe
prior to the end of the 6 month [Link] rules of the Boiler and PressureVessel Code. The
materialspecificationsareoriginatedby the American cooperationof that organizationwith the Boiler and
Societyfor Testingand Materials(ASTM) and other PressureVesselCommitteehasbeenextremelyhelpful.
recognizednationalor internationalorganizations,and The Code Committeedoes not rule on whethera
areusuallyadoptedby ASME. However,thoserevisions componentshall or shall not be constructedto the
may or may not haveany effect on the suitability of provisionsof the [Link] Scopeof each Section
material,producedto earliereditionsof specifications, has beenestablishedto identify the componentsand
for usein ASME [Link] materialspecifi- parameters consideredby the Committeein formulating
cationsapprovedfor usein eachconstructionCodeare [Link] regulationsissuedby municipal-
listed in the Appendicesof SectionII, PartsA andB. ity, state,provincial,federal,or other enforcementor
TheseAppendiceslist, for eachspecification,the latest regulatorybodieshavingjurisdictionat the locationof
editionadoptedby ASME, andearlierandlatereditions an installationestablishthe mandatoryapplicabilityof
consideredby ASME to be identicalfor ASME con- the Code rules, in whole or in part, within their
struction. [Link] or regulationsmay requirethe
Manufacturers andusersof componentsarecautioned useof this Codefor vesselsor componentsnot consid-
[Link] revisionsandCasesthat areless eredto be within its Scopeor mayestablishadditionsor
restrictive than former requirementswithout having deletionsin [Link],inquiriesregarding
assurance that they havebeenacceptedby the proper such laws or regulationsare to be directedto the
authoritiesin the jurisdictionwherethe componentis issuingenforcementor regulatorybody.
to be installed. Questionsor issuesregardingcomplianceof a specific
Eachstateandmunicipalityin the United Statesand componentwith the Coderules are to be directedto
eachprovincein Canadathat adoptsor acceptsoneor the ASME CertificateHolder(Manufacturer).Inquiries
moreSectionsof the Boiler and PressureVesselCode concerningthe interpretationof the Code are to be
is invited to appoint a representativeto act on the directed to the ASME Boiler and PressureVessel
Conference Committeeto theBoilerandPressure Vessel [Link] is to be notified shouldquestions
[Link] the Conference Com- arise concerningimproper use of an ASME Code
mitteearein activecontactwith the administrationand symbol.
enforcement of therules,therequirements
for inspection The specificationsfor materialsgiven in SectionII
in this Codecorrespondwith thosein effect in their are identicalwith or similar to thoseof specifications
[Link] requiredqualificationsfor publishedby ASTM, AWS, and otherrecognizedna-
an Authorized Inspectorunder these rules may be tional or internationalorganizations.
Whenreferenceis
obtainedfrom the administrativeauthorityof any state, made in an ASME material specificationto a non-
municipality,or provincewhichhasadoptedtheserules. ASME specificationfor which a companionASME
The Boiler and PressureVessel Committeein the specificationexists,the referenceshall be interpreted
formulationof its rules and in the establishmentof as applyingto the ASME [Link]
maximum design and operatingpressuresconsiders all materialsincludedin the materialspecificationsin
materials,construction,methodsof fabrication,inspec- SectionII havebeenadoptedfor [Link]
““l
limited to those materials and grades adopted by at specification with requirements different from the re-
least one of the other Sections of the Code for applica- quirements of the corresponding specifications listed in
tion under rules of that Section. All materials allowed Appendix A of Part A or Part B may also be used
by these various Sections and used for construction in accordance with the above, provided the material
within the scope of their roles shall be furnished in manufacturer or vessel manufacturer certifies with evi-
accordance with material specifications contained in dence acceptable to the Authorized Inspector that the
Section II or referenced in Appendices A of Section corresponding requirements of specifications listed in
II, Parts A and B except where otherwise provided in Appendix A of Part A or Part B have been met.
Material produced to an acceptable material specification
Code Cases or in the applicable Section of the Code.
is not limited as to country of origin.
Materials covered by these specifications are acceptable
When required by context in this Section, the singular
for use in items covered by the Code Sections only shall be interpreted as the plural, and vice-versa; and
to the degree indicated in the applicable Section. Materi- the feminine, masculine, or neuter gender shall be
als for Code use should preferably be ordered, produced, treated as such other gender as appropriate.
and documented on this basis; Appendix A to Section Publication of the SI (Metric) Edition of the ASME
II, Part A and Appendix A to Section II, Part B list Boiler and Pressure Vessel Code was discontinued with
editions of ASME and year dates of specifications that the 1986 Edition. Effective October 1, 1986, the SI
meet ASME requirements and which may be used in Edition was withdrawn as an ASME Boiler and Pressure
Code construction. Material produced to an acceptable Vessel Code document.
ix
STATEMENT OF POLICY
ON THE USE OF CODE SYMBOLS AND
CODE AUTHORIZATION IN ADVERTISING
ASME has established procedures to author& quali- “rate,” or “endorse” any item, construction, or activity
fied organizations to perform various activities in ac- and there shall be no statements or implications which
cordance with the requirements of the ASME Boiler might so indicate. An organization holding a Code
and Pressure Vessel Code. It is the aim of the Society Symbol and/or a Certificate of Authorization may state
to provide recognition of organizations so authorized. in advertising literature that items, constructions, or
An organization holding authorization to perform vari- activities “are built (produced or performed) or activities
ous activities in accordance with the requirements of conducted in accordance with the requirements of the
the Code may state this capability in its advertising ASME Boiler and Pressure Vessel Code,” or “meet
literature. the requirements of the ASME Boiler and Pressure
Organizations that are authorized to use Code Symbols Vessel Code.”
for marking items or constructions which have been con- The ASME Symbol shall be used only for stamping
structed and inspected in compliance with the ASME and nameplates as specifically provided in the Code.
Boiler and Pressure Vessel Code are issued Certificates of However, facsimiles may be used for the purpose of
Authorization. It is the aim of the Society to maintain the fostering the use of such construction. Such usage may
standing of the Code Symbols for the benefit of the users, be by an association or a society, or by a holder of a Code
the enforcement jurisdictions, and the holders of the sym- Symbol who may also use the facsimile in advertising to
bols who comply with all requirements. show that clearly specified items will carry the symbol.
Based on these objectives, the following policy has General usage is permitted only when all of a manufactur-
been established on the usage in advertising of facsimiles er’s items are constructed under the rules.
of the symbols, Certificates of Authorization, and refer- The ASME logo, which is the cloverleaf with the
ence to Code construction. The American Society of letters ASME within, shall not be used by any organiza-
Mechanical Engineers does not “approve,” “certify,” tion other than ASME.
STATEMENT OF POLICY
ON THE USE OF ASME MARKING
TO IDENTIFY MANUFACTURED ITEMS
The ASME Boiler and Pressure Vessel Code provides not constructed in accordance with all of the applicable
rules for the construction of boilers, pressure vessels, and requirements of the Code.
nuclear components. This includes requirements for mate- Items shall not be described on ASME Data Report
rials, design, fabrication, examination, inspection, and Forms nor on similar forms referring to ASME which
stamping. Items constructed in accordance with all of the tend to imply that all Code requirements have been
applicable rules of the Code are identified with the official met when, in fact, they have not been. Data Report
Code Symbol Stamp described in the governing Section of Forms covering items not fully complying with ASME
the Code. requirements should not refer to ASME or they should
Markings such as “ASME,” “ASME Standard,” or clearly identify all exceptions to the ASME require-
any other marking including “ASME” or the various ments.
Code Symbols shall not be used on any item which is
xi
PERSONNEL
ASME Boiler and Pressure Vessel Committee
Subcommittees, Subgroups, and Working Groups
As of January 1, 2001
A. P. Ahrendt W. D. Edsall
R. Dirscheri A. W. Zeuthen
Subgroup on Fabrication and Examination (SC I)
xiv
Subgroup on Nonferrous Alloys (SC II) Subgroup on Containment Systems for Spent Fuel
and [Link] Waste Transport Packagings (SC 111)
D. W. Rahoi, Chair C. C. Hsu
D. C. Agarwal, Secretary M. Katcher C. M. Foster, Chair T. I. Neider
W. R. Apblen, Jr. A. C. Kireta, Jr. C. I. Solovey, Vice Chair R. E. Nickel1
L. G. Coffee R. Kissell D. K. Morton D. T. Rake
A. Cohen E. Shapiro W. H. Barter T. Saegusa
M. H. Cilkey L. E. Shoemaker I. T. Canner N. M. Simpson
B. Heuer R. C. Sutherlin R. R. Doggati R. H. Smith
E. L. Farrow K. B. Sorenson
I. M. Floyd I. D. Stevenson
D. R. Heath C. I. Temus
Subgroup on Strength, Ferrous Alloys (SC II, W. H. Lake P. Turula
H. W. Lee S. Yukawa
B. W. Roberts, Chair F. Masuyama P. McConnell
I. M. Tanrosh, Secrelary R. A. Moen
W. R. Apblett, Jr. D. W. Rahoi
M. Cold C. E. Spaeder, Jr.
1. I. Heger R. W. Swindeman Subgroup on Design (SC Ill)
C. L. Hoffmann 6. E. Thurgood
S. Kinomura T. P. Vassallo R. P. Deubler, Chair 8. Jarman
E. B. Branch, Vice Chair R. I. letter
A. N. Nguyen, Secretary I. T. Land
T. M. Adams D. F. Landers
Subgroup on Strength of Weldments (SC II & SC IX) Y. Asada W. N. McLean
R. W. Barnes I, C. Minichiello
I. M. Tanrosh, Chair D. W. Rahoi M. N. Bressler D. 6. Nickerson
C. Robino, Secretary B. W. Robens C. W. Bruny W. Z. Novak
W. D. Doty C. E. Spaeder, Jr. D. L. Caldwell E. C. Rodabaugh
I. F. Henry W. I. Sperko 1. R. Cole I. Saito
G. D. Cooper I. R. Santangelo
R. E. Comman, jr. C. C. Slagir
D. H. Hanrath I. D. Stevenson
Subgroup on Toughness (SC II & VIII) R. W. Haupt K. R. Wichman
R. S. Hill III
W. S. Jacobs, Chair T. T. Phillips
R. J. Basile M. D. Rana
1. Cameron R. R. Se&y
W. D. Defy 1. W. Stokes Working Group cm Administration (SC-D) (SC III)
H. E. Gordon E. Upitis
C. B. Kamora R. S. Vecchio E. B. Branch, Chair D. F. Landers
K. Mokhtarian S. Yukawa R. W. Barnes, Vice Chair W. N. McLean
R. K. Nanstad R. Zawierucha R. S. Hill III, Secrefary D. B. Nickerson
C. C. Neely c. w. Bruny W. Z. Novak
R. P. Deubler I. R. Santangelo
I. T. Land
xvi
SUBCOMMITTEE ON HEATING BOILERS (SC IV) Subgroup on Surface Examination Methods (SC V)
xvii
Subgroup on Design (SC VIII) Special Working Group on High-Pressure Vessels (SC VIII)
xix
Subgroup on Nondestructive Examination (SC XI) Working Group on Responsibilities and Program Requirements
(SC-RR&M) (SC XI)
C. D. Co&r, Chair D. 0. Henry
N. R. Bentley, Secretary M. R. Hum R. A. Ynnrkawa, Chair R. S. I ewis
D. C. Adamonis C. A. Lofthus R. R. Stevenson, Secretary M. S. McDonald
6. Bevins M. C. Modes 5. K. Fisher S. M. Swilley
F. T. Carr F. I. Schaaf, Jr. C. M. Foster A. 1. Walcutt
C. 6. Cheezem M. F. Sherwin R. D. Graham 1. Ghergurovich, Alternate
W. T. Clayton 1, c. spanner, Jr C. E. Hartz
F. I. Dodd C. I. Win2
T. N. Epps III
Working Group on Welding and Special Repair Processes
(SC-RR&M) (SC XI)
Working Croup on Pressure Testing (SC-NDE) (SC XI) G. C. Park, Chair D. W. Lamond
K. B. Thomas, Secretary T. F. Lentz
D. W. Lamond, Chair R. 1. Cimoch I. M. Agold I. T. Lindberg
T. M. Anselmi C. L. Fechter C. L. B&w M. P. Lintz
I. M. Boughman I. K. McClanahan W. J. Briggs W. E. Norris
T. R. Bugelholl T. R. Bugelholl C. Pendleton
D. D. Davis E. Throckmolton
R. L. Dyle S. M. Walker
Working Group on Procedure Qualification E. L. Farrow R. A. West
and Volumetric Examination (SC-NDE) (SC XI) 0. F. Hedden I. Whitman
M. L. Herrera H. Graves, Alfemale
M. C. Modes, Chair S. R. Doctor T. C. Hinkle R. M. Kenneally, Alternate
B. Bevins, Secretary F. I. Dodd S. D. Kulat
D. C. Adamonis T. N. Epps III
F. L. Becker B. Kellerhall
N. R. Bentley C. A. Lofthur WorkinR Group on Containment (SC-WCS) (SC Xl)
F. T. Carr M. Saporito
C. 6. Cheezem S. M. Walker 1. E. Staifiera, Chair R. D. Hough
W. T. Clayton H. M. Stephens, Secretary C. N. Krishnaswamy
H. G. Ashar M. P. Lintr
W. I. Brig@ D. Naur
K. K. N. Chao S. C. Petitgout
Subgroup on Repairs, Replacements, and Modificatians (SC Xl) M. I. Ferlisi C. W. Robin
H. Graves R. T. Zak
W. C. H&on, Chair R. D. Kerr H. T. Hill W. E. Norris, Alternate
D. E. Waskey, Secretary D. F. Landers
M. N. Brersler R. S. Lewis.
R. E. Cantrell M. S. McDonald
Working Croup on Implementation of Risk-Based Examination
R. E. Gimple R. R. Stevenson
C. E. Hartz (SC-WCS) (SC XI)
R. W. Swayne
R. A. Hermann R. A. Yonekawa S. D. Kulat, Chair 1. T. Lindberg
T. E. Hiss 1. M. Agold, Secretary I. Mach
S. A. Ali R. K. Mattu
B.A. Bishou A. McNeil1 Ill
Working Group on Design Reconciliation (SC-RR&M) (SC XI) J, w. connbr P. I. O’Regan
H. Q. Do 1. H. Phillips
T. E. Hiss, Chair E. V. lmbro R. Fougerousse F. A. Simanen
I. T. Canner, Secretary D. F. Landers S. R. Gosrelin T. V. Vu
S. B. Brown R. W. Swayne M. R. Graybeal R. A. West
W. C. H&ton A. H. Taufique M. L. Herrera
xx
Working Croup on Inspection of Systems and Components Subgroup on Fabrication and Inspection (SC XII)
(SC-WCS) (SC XI)
S. V. Voorheer, Chair L. D. Holsinger
C. D. Co&r, Chair I. Mach M. Burch D. I. Kreft
I. Whitman, Secretary T. K. Mctellan D. A. Canonico G. McRae
C. L. B&w C. Pendleton M. L. Coats M. R. Minick
H. Q, Do C. M. Ross 8. L. Cehl N. Surtees
R. Fougerousre D. Song M. Hennemand
T. C. Hinkle K. B. Thomas
M. R. Hum E. Throckmotton
S. D. Kulat R. A. West Subgroup on General Requirements (SC XII)
I. T. Lindberg
C. H. Hachman, Chair I. C. Keenan
T. Alexander T. B. Lee
A. N. Antoniou F. A. Licari
Working Croup on General Requirements (SC XI)
I. F. Cannon C. R. Stoeckinger
A. T. Roberts III, Chair R. K. Matiu I. L. Freiler C. H. Walters
R. C. Edl, Secretary L. sage M. A. Garrett W. L. White
D. A. Graham R. 1. Scott K. L. Cilmore L. Wolpert
D. A. Jackson
xxi
Subgroup on Design Analysis (SC-D) Special Working Group on Bolted Flanged Joints 6C.D)
R. W. Mikitka, Chair P. C. Scheckermann
M. R. Breach A. Kalnins C. D. Bibel R. W. Schneider
P. 1. Con&k w. 1. Koves E. Michalopoulos It. D. Schueler, ,r.
I. L. Hechmer 0. Maekawa 5. N. Pagay A. Selz
C. L. Hollinger E. L. Thomas, Jr.
D. P. Jones R. A. Whipple SUBCOMMITTEE ON
SAFETY VALVE REQUIREMENTS (SC-SVR)
M. D. Bernstein, Chair W. F. Hart
U. D’Urso, Secretary H. D. Michael
Subgroup on Elevated Temperature Design (SC-D) I. F. Ball C. A. Neumann
S. Cammeresi D. K. Peetz
C. Ltecht IV, Chair W. I. O’Donnell I. A. Cox I. W. Reynolds
I. M. &rum, Secretary D. A. Osage R. D. Danzy D. I. Scallan
C. R. Brinkman 1. S. Porowski D. B. De Michael A. 1. Spencer
R. D. Campbell C. C. Schultz, Jr, R. J. Doelling I. C. Standfast
D. S. Griffin L. K. Severud R. C. Friend 1. A. West
R. I. letter D. F. Shaw H. I. Gregg T. I. Ferrigan, Alternate
c. Lawml A. L. Snow S. F. Harrison, Jr.
xxii
The 2001 Edition of the Code contains both U.S. Customary and SI units. In all
cases, the U.S. Customary units are the standard and SI units are provided for the
convenience of the user.
SUMMARY OF CHANGES
The 2001 Edition of this Code contains revisions in addition to the 1998 Edition with 1999
and 2000 Addenda. The revisions are identified with the designation 01 in the margin and,
as described in the Foreword, become mandatory six months after the publication date of the
2001 Edition. To invoke these revisions before their mandatory date, use the designation
“2001 Edition” in documentation required by this Code. If you choose not to invoke these
revisions before their mandatory date, use the designation “1998 Edition through the 2000
Addenda” in documentation required by this Code.
Changes given below are identified on the pages by a margin note, 01, placed next to the
affected area
xxiii
Page Location Change
143,144 Fig. UW-21 Added
uw-21 Added
UW-26(d)(2) Revised
xxiv
Page Locafron Change
(2) The word NOTES deleted from above
“O”le”ClEitW
(3) Nole below nomenclature designated
as Note (1)
281 Fig. ULW-32.4 Note redesignated as General Note
286 Fig. ULW-77 The word NOTES deleted from above no-
menclature
292-295 Table ULT-23 (1) Under Customary units, stress values
revised
(2) Under Customary units, Type 304
Stainkss Steel, first SA-240 entry re-
vised and second SA-240 entry
added
(3) 5083-O corrected by Errata to read
5083-O in six places
(4) In Temper columns, 0 corrected by
Errata to read 0 in six places
(5) Note (3) revised
299 ULT-99 Revised
303 Table UCS-23 (1) 2 Cl. 2 and 3 Cl. 2 added to SA-508
and SA-541
(2) SMN 10028-2 P295CH added
305, 306 Table UNF-23.3 (1) NO6045 added to SB-166, SB-167,
SE-1 68, 58-366, Y-51 6, X-51 7,
and SB-564
(2) N10629 added to SB-333, SB-335,
SB-366, SB-564, S-61 9, SB-622,
and SB-626
(3) NO8031 added to SB-366, SB-564,
SB-581, SB-619, 58.622, SB-625,
and SB-626
(4) R20033 added to 58-366, SB-564,
SB-619, SB-622, SB-625, SB-626,
and SB-649
Table UNF-23.4 (1) SB-337 redesignated as SB-861
(2) SB-862 added
315 1-4(c) Footnote 1 revised
330 2-2(d)(2)(c) Subparagraph (d)(3) corrected by Errata
to read (d)(2)(c)
345 2-13(a)(l) Second line corrected by Errata
361 6-3 First sentence of second paragraph re-
vised
6-4 Subparagraph (d) moved from 6-4 to be-
come new first sentence of second
paragraph of 6-3
363 7-2(c)(l) Added
7-2(c)(2) Added
7-3(a)(l) Revised
364 7-3(b)(2) Revised
366 8-3 First sentence revised
XX”
Location Change
8-4 Subparagraph (d) moved from 8-4 to be-
come new first sentence of 8-3
378 1o-9 Revised
384 12-2 (1) Revised
(2) Footnote 1 revised
393 13-5 Footnote 1 revised
399, 400 13-8(d) (I) Existing subparagraphs numbered (1)
through (3) and (5)
(2) Subparagraph (3) revised and subpar-
agraph (4) added
415 13-l 7(a)(2) Revised
431-437 14-2 Revised
14-3 Revised
14.5 Added
Fig. 14-2 Added
Fig. 14-3
456 22-5(a) Revised
458 23-3(b) Revised
476 26-3(d) Revised
478 26-6(a) Revised
26-6(c) Revised
480 26-8(b) Under Check stresses in reinforcing ring,
first and third equations and sentence
that follows corrected by Errata
482 27-4(b) Revised
27-5 Revised
485 28-2(fl Third line corrected by Errata
491 3 1-4(a) Revised
534 L-7 lntroductorysentenceadded below Note
536-539 L-7.2 L-7.2.3 through L-7.2.9 redesignated as
L-7.2.4 through L-7.2.1 0, respectively
L-7.2.1 Revised
L-7.2.3 New L-7.2.3 added
L-7.3.1 Second paragraph added
542 L-7.4.1 Second paragraph added
544-548 L-7.5 L-7.5.3 through L-7.5.9 redesignated as
L-7.5.4 through L-7.5.10, respectively
L-7.5.1 Revised
L-7.5.3 New L-7.5.3 added
L-7.6.1 Second paragraph added
550 L-7.7.1 Second paragraph added
553 L-7.8.3 Revised
556 L-9 Fourth line corrected by Errata
557 Fig. L-9.1 Callouts revised
Page LOC~t;Oll Change
558-568 L-9.1 (1) Revised
(2) Title and last line before Note cor-
rected by Errata
L-9.2 Revised in its entirety
L-9.2.2 Last line of footnote 6 corrected by Errata
L-9.3 Revised in its entirety
L-9.4 Revised in its entirety
L-9.5.1 First paragraph revised
L-9.5.2(b) Revised
L-9.6.1 Revised
L-9.6.3 Revised
L-l 0 Added
585 Form U-l A Subtitle and Certificate boxes revised
619 Fig. AA-l .6.2 (1) t and 7 corrected by Errata in two
places each to read h and ,u*
(2) General Note corrected by Errata
632 Fig. AA-2.0 In sketch (c), dimension line for Gadded
635, 637, AA-2.4.5 (1) First paragraph revised
638 (2) Table AA-2.4.1 deleted
AA-2.4.6 Revised
Fig. AA-2.4.1 Second callout from top revised
AA-2.4.7 Equation for Q3 corrected by Errata
AA-2.4.7(a) (1) First paragraph revised
(2) Tables AA-2.4.2-l and AA-2.4.2-2
deleted
AA-2.4.7(b) Next-to-last sentence corrected by Errata
639 Fig. AA-2.4.2-l General Notes added
NOTE:
Volume 48 of the Interpretations to Section VIII, Division 1, of the ASME Boiler and Pressure
Vessel Code follows the last page of this Edition to Section VIII, Division 1.
xxvii
INTRODUCTION
I
U-l 2001 SECTION VIII - DlVlSlON I U-l
or controlling Row, provided that pressure containing (b) the first threaded joint for screwed connec-
parts of such components are generally recognized as tions;
piping components or accessories; (c) the face of the first flange for bolted, flanged
(f) a vessel for containing water’ under pressure, connections;
including those. containing air the compression of which /d) the first sealing surface for proprietary con-
serves only as a cushion, when none of the following nections or fittings;
limitations are exceeded: U-l(e)(2) where nonpressure parts are welded di-
(I) a design pressure of 300 psi (2070 kPa); rectly to either the internal or external pressure retaining
(2) a design temperature of 210°F (99°C); surface of a pressure vessel, this scope shall include the
(gJ a hot water supply storage tank heated by design, fabrication, testing, and material requirements
steam or any other indirect means when none of the established for nonpressure part attachments by the
following limitations is exceeded: applicable paragraphs of this Divisio$
(I) a heat input of 200,000 Btu/hr (58.6 kW); U-I(e)(3) pressure retaining covers for vessel open-
(2) a water temperature of 210°F (99°C); ings, such as manhole and handhole covers;
(3) a nominal water containing capacity of U-I(e)(4) the first sealing surface for proprietary
120 gal; fittings or components for which rules are not provided
(h) vessels having an internal or external op- by this Division, such as gages, instruments, and nonme-
erating pressure (see 3-2) not exceeding 15 psi (103 kPa) tallic components.
with no limitation on size [see UG-28(f)]; U-Iu) The scope of the Division includes provisions
(i) vessels having an inside diameter, width, for pressure relief devices necessary to satisfy the
height, or cross section diagonal not exceeding 6 in. requirements of UG-125 through UG-136 and Appen-
(152 mm), with no limitation on length of vessel or dix 11.
pressure; U-l(g) Unfired steam boilers as defined in Section
(j) pressure vessels for human occupancy? I shall be constructed in accordance with the rules of
Section I or this Division [see UG-125(b) and UW-Z(c)].
U-l(d) The rules of this Division have been formu-
lated on the basis of design principles and construction The following pressure vessels in which steam is
practices applicable to vessels designed for pressures generated shall be constructed in accordance with the
rules of this Division:
not exceeding 3000 psi (20685 kPa). For pressures
above 3000 psi (20685 kPa), deviations from and U-I(g)(I) vessels known as evaporators or heat
additions to these rules usually are necessary to meet exchangers:
the requirements of design principles apd construction U-l(g)(2) vessels in which steam is generated by
practices for these higher pressures. Only in the event the use of heat resulting from operation of a processing
system containing a number of pressure vessels such
that after having applied these additional design princi-
ples and construction practices the vessel still complies as used in the manufacture of chemical and petroleum
with all of the requirements of this Division may it products;
be stamped with the applicable Code symbol. U-I(g)(3) vessels in which steam is generated but
not withdrawn for external use.
U-l(e) In relation to the geometry of pressure con-
taining parts, the scope of this Division shall include U-l(h) Pressure vessels or parts subject to direct
the following: firing from the combustion of fuel (solid, liquid, or
gaseous), which are not within the scope of Sections
U-l(e)(l) where external piping; other pressure
vessels including heat exchangers; or mechanical de- I, III, or IV may be constructed in accordance with
vices, such as pumps, mixers, or compressors, are to the rules of this Division [see UW-Z(d)].
be connected to the vessel: U-l(i) Gas fired jacketed steam kettles with jacket
operating pressures not exceeding 50 psi (345 kPa)
(a) the welding end connection for the first
may be constructed in accordance with the rules of
circumferential joint for welded connections [see UW-
this Division (see Appendix 19).
W)l; U-l(j) Pressure vessels exclusive of those covered
in U-l(c), U-l(g), U-l(h), and U-l(i) that are not
‘The water may contain additives provided the Rash point of the
aqueous solution at atmospheric pressure is 185°F or higher. The
flash point shall he determined by the methods specified in ASTM ‘These requirements for design, fabrication, testing, and material for
D 93 or in ASTM D 56, whichever is appropriate. nonpressure pan attachments da not establish the length, size, or
‘Requirements for pressure vessels for human occupancy are covered shape of the attachment material. Pads and standoffs are permitted
by ANSUASME PVHO-I. and the scope can terminate at the next welded or mechanical joint.
2
U-l INTRODUCTION u-2
requiredby the rules of this Division to be fully (41for pressurevesselsin which steamis gener-
radiographed, whicharenotprovidedwith quick actuat- ated,or wateris heated[seeU-l(g) and (h)], the need
ing closures(seeUG-35),and that do not exceedthe for piping, valves,instruments,and fittings to perform
following volumeandpressurelimits may be exempted the functions coveredby PG.59 throughPG-61 of
from inspectionby Inspectors,as definedin UG-91, SectionI.
providedthat they comply in all other respectswith (bJ Responsibilities*
the requirements of this Division: (1) The Manufacturerof any vesselor part to be
U-l(j)(l) 5 cu ft (0.14m3) in volume and 250 markedwith the Code Symbol has the responsibility
psi (1720kl’a) designpressure;or of complyingwith all of the applicablerequirements
U-l(jJ(2) 3 cu ft (0.08 m3) in volume and 350 of this Division and, throughpropercertification,of
psi (2410kPa) designpressure; assuringthat all work done by othersalso complies.
U-l(jJ(3) 1% cu ft (0.04m’) in volume and600 The vesselor part Manufacturershall have available
psi (4140kPa) designpressure. for theInspector’sreviewthe applicabledesigncalcula-
In an assemblyof vessels,the limitations in (1) tions. See 10-5and 10-15(d).
through(3) aboveapply to eachvesseland not the (2) Sometypesof work, suchasforming, nonde-
assemblyas a whole. Straightline interpolationfor structiveexamination,and heat treating,may be per-
intermediatevolumesanddesignpressures is permitted. formedby others(for welding,seeUW-26 and UW-
Vesselsfabricatedin accordancewith this rule shall 31).It is thevesselor partManufacturer’s responsibility
be markedwith the “UM” Symbol in Fig. UG-116 to ensurethat all work so performedcomplieswith
sketch (b) and with the data requiredin UG-116. all the applicablerequirementsof this Division. After
Certificatesof Complianceshallsatisfytherequirements ensuringCodecompliance,the vesselor part may be
of UG-120(a). Code stampedby the appropriateCode stampholder
U-l(k) The degreeof nondestructive examination(s) after acceptance by the Inspector.
and the acceptance standardsbeyondthe requirements (c) A vesselmay be designedandconstructed using
of this Division shall be a matterof prior agreement anycombinationof the methodsof fabricationandthe
betweenthe Manufacturerand useror his designated classesof materialscoveredby this Division provided
agent. the rules applyingto each method and materialare
compliedwith and the vesselis markedas required
by E-116.
(d) Whenthestrengthof anypartcannotbecomputed
GENERAL with a satisfactoryassurance of safety,therulesprovide
u-2 GENERAL proceduresfor establishingits maximum allowable
working pressure.
(a) The useror his designatedagent4shall establish (e) It is the duty of the Inspectorto make all of
the design requirementsfor pressurevessels,taking the inspectionsspecifiedby the rulesof this Division,
into consideration factorsassociatedwith normalopera- andof monitoringthequality controlandthe examina-
tion, such otherconditionsas startupand shutdown, tions madeby the [Link] shall make such
andabnormalconditionswhichmaybecomea governing other inspectionsas in his judgmentare necessaryto
designconsideration(seeUG-22). permithim to certify that the vesselhasbeendesigned
Such considerationshall include but shall not be and constructedin accordancewith the requirements.
limited to the following: The Inspectorhastheduty of verifyingthatthe applica-
(1) the needfor corrosionallowances; ble calculationshave beenmade and are on file at
(2) the definitionof lethal [Link] example, Manufacturer’splant at the time the Data Report is
seeUW-2(a). [Link] questionsconcerningthecalculationsraised
(3) the needfor postweldheattreatmentbeyond by the Inspectormust be [Link]-90(c)(l).
the requirementsof this Division and dependenton (f) The rulesof this Division shall serveasthebasis
serviceconditions; for the Inspectorto:
(1) performthe requiredduties;
‘For this Division, the user’s designated agent may be either a (2) authmizethe applicationof the CodeSymbol;
design agency specifically engaged by the user, the Manufacturer of
a system for a specific service which includes a pressure vessel as
a part and which is purchased by the user, or an organization which 5See UG-90(b)
and UG-90(c)(l) for summaries of the responsibilities
offers pressure vessels for sale or lease for specific services. of theManufacturer
andthedutiesof theInspec0r.
3
u-2 2001SECTIONVIII - DIVISIONI u-3
(31 sign the Certificate of Shop (or Field Assembly) conducted by the stamp holder performing the field
Inspection. work) to the Manufacturer responsible for the Code
(gJ This Division of Section VIII does not contain vessel. The vessel Manufacturer applies his U Stamp
rules to cover all details of design and construction. in the presence of a representative from his Inspection
Where complete details are not given, it is intended Agency and completes the Form U-l or U-IA Manufac-
that the Manufacturer, subject to the acceptance of the turer’s Data Report with his Inspector.
Inspector, shall provide details of design and constroc- In all three alternatives, the party completing and
tion which will be as safe as those provided by the signing the Form U-I or U-1A Manufacturer’s Data
rules of this Division. Report assumes full Code responsibility for the vessel.
In all three cases, each Manufacturer’s Quality Control
01 (hJ Field assembly of vessels constructed to this
System shall describe the controls to assure compliance
Division may be performed as follows.
for each Code stamp holder.
/I) The Manufacturer of the vessel completes the (i) For some design analyses, both a chart or curve
vessel in the field, completes the Form U-l or U-1A and a formula or tabular data are given. Use of the
Manufacturer’s Data Report, and stamps the vessel. formula or tabular data may result in answers which
(2) The Manufacturer of parts of a vessel to be are slightly different from the values obtained from
completed in the field by some other party stamps the chart or curve. However, the difference, if any, is
these parts in accordance with Code rules and supplies within practical accuracy and either method is ac-
the Form U-2 or U-2A Manufacturer’s Partial Data ceptable.
Report to the other party. The other party, who must
hold a valid U Certificate of Authorization, makes
the final assembly, required NDE, final pressure test; u-3 STANDARDS REFERENCED BY
completes the Form U-l or U-IA Manufacturer’s Data THIS DIVISION
Report; and stamps the vessel. (a) Throughout this Division references are made to
(3) The field portion of the work is completed by various standards, such as ANSI standards, which cover
a holder of a valid U Certificate of Authorization pressure-temperature rating, dimensional, or procedural
other than the vessel Manufacturer. The stamp holder standards for pressure vessel parts. These standards,
performing the field work is required to supply a with the year of the acceptable edition, are listed in
Form U-2 or U-2A Manufacturer’s Partial Data Report Table U-3.
covering the portion of the work completed by his (b) Rules for the use of these standards are stated
organization (including data on the pressure test if elsewhere in this Division.
4
INTRODUCTION Table U-3
TABLE U-3 01
YEAR OF ACCEPTABLE EDITION OF REFERENCED STANDARDS IN THIS DIVISION
Title Number V&W
Unified Inch Screw Threads (UN and UNR Thread Form) ASME El.1 1989
Pipe Threads, General Purpose (Inch) ANSIIASME 1983 (R1992)(2)
81.20.1
Cast Iron Pipe Flanges and Flanged Fittings, Classes 25, ASME/ANSI 1989
125,250, and 800 Bl6.1
Standard Test Methods for Flash Paint by Tag Closed ASTM D 56 1987
Tester
Standard Test Methods far Flash Point by Pensky-Martens ASTM 0 93 1990
Closed Tester
Table U-3 2001 SECTION VIII - DIVISION I
01 TABLE U-3
YEAROFACCEPTABLE EDITIONOFREFERENCEDSTANDARDSINTHlSDIVISION
KONT'DI
Title Number Y&W
NOTES:
(1) See UG-11(a)(2)
(2) R - Reaffirmed.
(3) See UG-91.