PPFAS Asset Management Private Limited

[Investment Manager to PPFAS Mutual Fund]

Parag Parikh Flexi Cap Fund

An open ended dynamic Equity scheme investing across
large cap, mid cap, small cap stocks.

Riskometer as on September 30, 2025

This Product is suitable for investors who are
seeking* AMFI Tier 1 Benchmark’s Riskometer
Scheme’s Riskometer
(Nifty 500 TRI)

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Scheme shall invest in Indian equities, foreign
equities and related instruments and debt RISKOMETER RISKOMETER
securities. The risk of the scheme is very high risk The risk of the benchmark is very high risk

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

Continuous offer for units at Applicable NAV

This Key Information Memorandum (KIM) is dated November 27, 2025

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details
of the Schemes/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors' rights and services, risk factors, penalties and pending
litigations, etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI)
available free of cost at any of the Investor Service Centre’s or distributors or from the website [Link]
The Schemes particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as
amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been
approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.
Investment Objective The investment objective of the Scheme is to seek to generate long-term capital
growth from an actively managed portfolio primarily of Equity and Equity Related
Securities.

Scheme shall be investing in Indian equities, foreign equities and related

instruments and debt securities.

Buying securities at a discount to intrinsic value will help to create value for
investors. Our investment philosophy is to invest in such value stocks.

Long Term refers to an investment horizon of 5 years and more. In this Scheme
Information Document (SID) it is mentioned that the Scheme is not suitable for
investment horizon of less than 5 years. The Scheme will evaluate different
companies based on their long term prospects (5 years and more) rather than
just looking at next quarter or a few quarters’ earnings. Since the objective of the
Scheme is to hold the investments in the companies where the Scheme has
invested for the long term, it is essential that the investors in the Scheme have a
similar outlook. It is expected that the core equity portfolio of the Scheme will have
low churn (portfolio turnover). However, the actual churn (portfolio turnover) could
be higher depending on circumstances prevailing at respective times.

However, there is no assurance that the investment objective of the Scheme will
be achieved and the Scheme does not assure or guarantee any returns.
Asset Allocation pattern This includes asset allocation table giving the broad classification of assets and
indicative exposure level in percentage terms. The asset allocation should be
consistent with the investment objective of the scheme and SEBI circulars on
Categorization and Rationalization of Mutual Fund Schemes.

Under normal circumstances, the asset allocation pattern will be as follows:

Instruments Indicative allocations Risk Profile

(% of net assets)
Minimum Maximum High/
Medium/
Low
Equity and Equity related 65% 100% Medium to
instruments High
Debt Securities, Money Market 0% 35% Low to
Instruments Medium
Foreign Equity and equity related 0% 35% Medium to
instruments High
Debt Securities (including Units) 0% 10% Medium to
issued by REITs & InvITs High

As per SEBI Master Circular for Mutual Funds no. SEBI/HO/IMD/IMD-PoD-

1/P/CIR/2024/90 dated June 27, 2024, the cumulative gross exposure through
equity, debt, derivative positions (including commodity and fixed income
derivatives), repo transactions and credit default swap in corporate debt
securities, Real Estate Investment Trusts (REITs), Infrastructure Investment
Trusts (InvITs), other permitted securities/assets and such other securities/
assets as may be permitted by SEBI from time to time shall not exceed 100%
of the net assets of the Scheme.

Investments in securitised debt, if undertaken, shall not exceed 25% of the net
asset of the scheme.

From time to time, the Scheme may hold cash equivalent securities. The
Scheme may take derivatives position (in equity, currency and fixed income)
based on the opportunities available subject to the guidelines issued by SEBI
from time to time and in line with the investment objective of the Scheme. These
may be taken to hedge the portfolio, re-balance the same or to undertake any
other strategy as permitted under SEBI (MF) Regulations from time to time.

The Scheme may use derivatives for trading, hedging and portfolio balancing.
Exposure to derivatives will be limited to 50% of the net asset value of the
Scheme at the time of transaction. Exposure is calculated as a percentage of
the notional value to the net assets of the Scheme. The Scheme will maintain
cash or securities to cover exposure to derivatives.

The Scheme may seek investment opportunity in the Foreign Securities

(including ADR/ GDR/ foreign equity and equity related instruments), in
accordance with guidelines stipulated in this regard by SEBI and RBI from time
to time. Under normal circumstances, exposure to foreign securities subject to
regulatory limits shall not be more than 35% of the Scheme's net assets. In
addition to the instruments stated in the table above, the Scheme may enter
into repos/ reverse repos as may be permitted by RBI. From time to time, the
Scheme may hold cash equivalent securities. A part of the net assets may be
invested in the Tri Party Repo (TREPs).

The Scheme may engage in short selling of securities in accordance with the
framework relating to short selling and securities lending and borrowing
specified by SEBI. Subject to the SEBI (MF) Regulations, as applicable from
time to time, the Scheme may engage in Stock Lending. Stock Lending means
the lending of stock to another person or entity for a filed period of time, at a
negotiated compensation in order to enhance returns of the portfolio. The
securities lent will be returned by the borrower on the expiry of the stipulated
period. The Scheme will ensure compliance with SEBI (Mutual Funds)
Regulations and with Securities Lending Scheme, 1997, SEBI Master Circular
on Mutual Funds no. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90 dated June 27,
2024 and framework for short selling and borrowing and lending of securities
notified by SEBI from time to time.

The maximum exposure of the Scheme to a single intermediary in the stock

lending at any point of time would be limited to 5% of the market value of its
equity portfolio or upto such limits as may be specified by SEBI.

The Scheme will not engage in stock lending and borrowing for more than 20%
of net assets of the scheme. The Scheme will not lend more than what is
permitted under applicable SEBI (Mutual Funds) Regulations.
The Scheme will not lend more than what is permitted under applicable SEBI
(Mutual Funds) Regulations.
For detailed understanding on Securities lending by the Scheme, Investors are
requested to refer to SAI.
The Mutual Fund may not be able to sell such lent out securities and this can
lead to temporary illiquidity.
Pending deployment of funds of the Scheme in securities in terms of the
investment objective of the Scheme, the AMC may park the funds of the
Scheme in short term deposits of scheduled commercial banks, subject to the
guidelines issued by SEBI vide its Master circular on Mutual Funds dated June
27, 2024, as amended from time to time.
These limits will be reviewed by the AMC from time to time based on views on
the equity markets and asset liability management needs. However, at all times
the portfolio of the Scheme will adhere to the overall investment objective of the
Scheme.
Investors should note that companies or sectors which are very capital
intensive, which have low returns on capital ratios and/ or which have very
volatile business prospectus may not be considered for investment at all.
Performance of the Scheme will defer to the extent these companies/ sectors
are represented in the Benchmark indices.

For more information, please refer to point, “Where the scheme will invest”
in section II- Information about the Scheme of the SID.

Indicative Table (Actual instrument/percentages may vary subject to

applicable SEBI circulars)

Sl. no Type of Instrument Percentage of Circular references*

exposure
1. Securities Lending Upto 20% of net SEBI Master circular
assets in securities on Mutual Funds
lending and not dated June 27, 2024
more than 5% of – Clause 12.11-Stock
the market value of Lending scheme
its equity portfolio
i.e the limit of 5%
will be at broker
level will be
deployed with
single intermediary
or upto such limits
as may be specified
by SEBI.
2. Securitized Debt Upto 25% of the net SEBI Master circular
asset of the on Mutual Funds
Scheme dated June 27, 2024
– Clause 12.15-
Investment
restrictions for
securitized debt
3. Overseas Securities Upto 35% of the net SEBI Master circular
assets, subject to on Mutual Funds
maximum USD 1 dated June 27, 2024
billion at fund house – Clause 12.19-
level Overseas investment
4. REITs and InvITs Upto 10% of the net SEBI Master circular
assets on Mutual Funds
dated June 27, 2024
– Clause 12.21-
Investments in units
of REITs / InvITs
5. Structured The scheme will SEBI Master circular
obligations, credit invest in these on Mutual Funds
enhancements securities as per dated June 27, 2024
the SEBI – Clause 12.3-
permissible limits Investment in
instruments having
special features
6. Repo / reverse repo Upto 10% of the net SEBI Master circular
in Corporate debt assets and only in on Mutual Funds
securities AA and above rated dated June 27, 2024
corporate debt – Clause [Link]-
securities Participation of
mutual funds in repo
in corporate debt
securities
7. Short term deposits Upto 15% of net SEBI Master circular
with scheduled assets, which can on Mutual Funds
commercial banks be extended to 20% dated June 27, 2024
with prior approval – Clause 12.16-
of the Trustees Investment in short
term deposits of
scheduled
commercial banks
8. Mutual Fund Units Upto 5% of the net Clause 4 of Seventh
assets of the Schedule of SEBI
Mutual Fund (i.e. (MF) Regulations
across all the
schemes of the
Fund)
9. Covered Call As per regulatory SEBI Master circular
derivatives limits for Mutual Funds
dated June 27, 2024
– Clause 12.25-
Norms for investment
and disclosure by
Mutual Funds in
derivatives
 The scheme will not invest in following securities:

As per SEBI Master Circular no. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90

dated June 27, 2024, the cumulative gross exposure through equity, debt,
derivative positions (including commodity and fixed income derivatives), repo
transactions and credit default swap in corporate debt securities, Real Estate
Investment Trusts (REITs), Infrastructure Investment Trusts (InvITs), other
permitted securities/assets and such other securities/ assets as may be
permitted by SEBI from time to time shall not exceed 100% of the net assets of
the Scheme.

Please refer the Scheme Information Document (SID) of the Scheme for
further details.

Investment Strategy Scheme shall be investing in Indian equities, foreign equities and related
instruments and debt securities.

Buying securities at a discount to intrinsic value will help to create value for
investors. Our investment philosophy is to invest in such value stocks.

Long Term refers to an investment horizon of 5 years and more. In the Scheme
Information Document (SID) it is mentioned that the Scheme is not suitable for
investment horizon of less than 5 years. The Scheme will evaluate different
companies based on their long term prospects (5 years and more) rather than
just looking at next quarter or a few quarter’s earnings. Since the objective of
the Scheme is to hold the investments in the companies where the Scheme
has invested in for the long term, it is essential that the investors in the Scheme
have a similar outlook. It is expected that the core equity portfolio of the Scheme
will have low churn (portfolio turnover). However, the actual churn (portfolio
turnover) could be higher depending on circumstances prevailing at respective
times.

Investment approach of the Scheme is governed by following guiding principles:

1. Focus on the long term

2. Investments confer proportionate ownership
3. Maintain a margin of safety
4. Maintain a balanced outlook on the market
5. Disciplined approach to selling.

We advise investors to refer to section II-Information about the Scheme of

Scheme Information Document (SID) for detailed information on 'Investment
Strategy' and ‘Asset Allocation’.

Risk Profile of the Scheme Mutual Fund Units involve investment risks including the possible loss of
principal. Please read the SID carefully for details on risk factors before
investment.

Standard Risk Factors of this Scheme are stated below:

1. Investment in Mutual Fund Units involves investment risks such as trading

volumes, settlement risk, liquidity risk, default risk including the possible loss
of principal.
2. As the price / value / interest rates of the securities in which the Scheme
invests fluctuates, the value of your investment in the Scheme may go up or
 down depending on the various factors and forces affecting the capital
markets and money markets as with any investment in stocks, shares and
securities.
3. The present Scheme is the first scheme being launched under this
management.

4. Past performance of the Sponsors and their affiliates / AMC / Mutual Fund
does not guarantee future performance of the Scheme of the Mutual Fund.

5. Parag Parikh Flexi Cap Fund is only the name of the Scheme and the
name of the Scheme does not in any manner indicate either the quality of
the Scheme or its future prospects and returns.

6. The Sponsor is not responsible or liable for any loss resulting from the
operation of the Scheme beyond the initial contribution of Rs. 1 lakh made
by them towards setting up the Fund.

7. The present Scheme is not guaranteed or assured return scheme.

For Scheme specific risk factors, investors are advised to refer to ‘section
II’ of the SID.

Plans/Options The Scheme offers two Plans:

1. [Link] Plan
2. [Link] Plan
3.
Both Regular and Direct Plan(s) offers two Options, viz.,

1. Growth Option
2. Income Distribution cum capital withdrawal (IDCW) Option

Income Distribution cum capital withdrawal Option have the following facilities:

-Payout of IDCW (“Payout”) and

-Re-investment of IDCW (“Re-investment”)

Default Option- Growth

Default Facility- Payout

The NAVs of the above plans will be different and separately declared; the
portfolio of investments remaining the same.

The Investors should indicate the plan / option for which Subscription is made
by indicating the choice in the appropriate box provided for this purpose in the
application form. In case of valid application received without any choice of
option/ facility, the following default plan / option will be considered:

Default Plan
Investors subscribing under Direct Plan of the Scheme will have to indicate
“Direct Plan” against the Scheme name in the application form. However, if
distributor code is mentioned in application form, but “Direct Plan” is mentioned
against the Scheme name, the distributor code will be ignored and the
application will be processed under “Direct Plan”. Further, where application is
received for Regular Plan without Distributor code or “Direct” mentioned in the
ARN Column, the application will be processed under Direct Plan.

Default Option – Growth

In cases of transactions received in Regular Plan with Invalid ARN, the
transactions shall be processed under Direct Plan of the same scheme.

The AMC shall adhere with the AMFI Best Practices Guidelines Circular No.111
/2023-24 dated February 2, 2024, and as amended from time to time where the
transactions from investors are received with invalid ARNs.

As per AMFI Best Practice Guideline No: 135/BP/ 107 /2023-24 dated May 04,
2023, AMC can accept business only from an empaneled distributor.
Transactions received, if any, from / under the ARN of a non-empaneled MFD
may be processed under Direct Plan, with prompt intimation to the non-
empaneled MFD, and the investor.

The AMC, in consultation with the Trustee reserves the right to

discontinue/ add more options/facilities at a later date subject to
complying with the prevailing SEBI guidelines and Regulations
Applicable NAV (after the The AMC will calculate and disclose the first NAV of the Scheme within 5
scheme opens for business days from the date of allotment. Subsequently, the AMC will disclose
subscriptions and the NAV of the Scheme at the close of every Business Day. The AMC shall
redemptions )
update the NAVs on the website of the Mutual Fund ([Link] and
on the website of Association of Mutual Funds in India - AMFI
([Link]) by 10.00 a.m. on T+1 Day. In addition, the ISCs would also
display the NAV. In case of any delay, the reasons for such delay would be
explained to AMFI in writing. If the NAVs are not available before commencement
of Business Hours on the following day due to any reason, the Mutual Fund shall
issue a press release giving reasons and explaining when the Mutual Fund would
be able to publish the NAVs. Due to any reason, if the NAVs of the Scheme are
not available before the commencement of Business Hours on the following day,
the Mutual Fund shall issue a press release giving reasons and explaining when
the Mutual Fund would be able to publish the NAV.

SEBI Master circular no. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90 dated June 27,

2024 states that Mutual Fund shall declare separate NAV for Direct and Regular
Plan. Accordingly, Direct and Regular Plan shall have different NAV. The
difference in NAV will be the commission paid to distributor/s.
NAV will be declared with 4 decimal points.

Subscriptions/Purchases including Switch – ins for any amount.

● In respect of valid applications received for any amount upto 3.00 p.m.
(cut-off time) on a Business Day at the Official Point(s) of Acceptance
and where the funds for the entire amount of subscription / purchase as
per the application / switch-in request, are credited to the bank account
of the Scheme before the cut-off time i.e. available for utilization before
the cut-off time - the closing NAV of the day on which valid application is
received shall be applicable.

● In respect of valid applications received for any amount after 3.00 p.m.
on a Business Day at the Official Point(s) of Acceptance and where the
funds for the entire amount of subscription / purchase as per the
application / switch-in request, are credited to the bank account of the
Scheme before the cut-off time of the next Business Day i.e. available
for utilization before the cut-off time of the next Business Day - the closing
NAV of the next Business Day shall be applicable.

● Irrespective of the time of receipt of application, where the funds for the
entire amount are credited to the bank account of the Scheme before the
cut-off time on any subsequent Business Day i.e. available for utilization
before the cut-off time on any subsequent Business Day - the closing
NAV of such subsequent Business Day shall be applicable.

For Switch-ins of any amount:

For determining the applicable NAV, the following shall be ensured:
● Application for switch-in is received before the applicable cut-off time.
● Funds for the entire amount of subscription/purchase as per the switch
in request are credited to the bank account of the Scheme before the cut-
off time.
● The funds are available for utilization before the cut-off time.
● In case of ‘switch’ transactions from one scheme to another, the
allocation shall be in line with redemption payouts.
 In case of switches, the request should be received on a day which is a
Business Day for the Switch-out scheme. Redemption for switch-out
shall be processed at the applicable NAV as per cut-off timing. Switchin
will be processed at the Applicable NAV (on a Business Day) based on
realization of funds as per the redemption pay-out cycle for the switch-
out scheme.

• For investments through systematic investment routes such as

Systematic Investment Plans (SIP), Systematic Transfer Plans (STP),
etc. the units will be allotted as per the closing NAV of the day on which
the funds are available for utilization within applicable cut-off time by the
Target Scheme irrespective of the installment date of the SIP, STP or
record date of IDCW etc.

• While the AMC will endeavour to deposit the payment instruments

accompanying investment application submitted to it with its bank
expeditiously, it shall not be liable for delay in realization of funds on
account of factors beyond its control such as clearing / settlement cycles
of the banks.

• Since different payment modes have different settlement cycles including

electronic transactions (as per arrangements with Payment Aggregators
/ Banks / Exchanges etc), it may happen that the investor's account is
debited, but the money is not credited within cut-off time on the same
date to the Scheme's bank account, leading to a gap / delay in Unit
allotment. Investors are therefore urged to use the most efficient
electronic payment modes to avoid delays in realization of funds and
consequently in Unit allotment.

Redemptions including switch-out:

The following cut-off timings shall be observed by the Mutual Fund in respect of
Repurchase of Units:

1. Where the valid application is received up to 3.00 p.m. on a business day by

the Mutual Fund- the closing NAV of the day on which application is received
shall be applicable and

2. Where the valid application is received after 3.00 p.m. on a business day by
the Mutual Fund- the closing NAV of the next business day shall be applicable.

The above mentioned cut off timing shall be applicable to transactions through
the online trading platform. The Date of Acceptance will be reckoned as per the
date & time; the transaction is entered in stock exchanges infrastructure for
which a system generated confirmation slip will be issued to the unitholder.

Investors shall make sure that after deducting bank charges for outstation
cheque amount available for investment shall not be less than amount specified
for minimum investment.

Transactions through online facilities / electronic modes:

The time of transaction done through various online facilities / electronic modes
offered by the AMC, for the purpose of determining the applicability of NAV,
would be the time when the request for purchase / sale / switch of units is
received in the servers of AMC/RTA.

In case of transactions through online facilities / electronic modes, there may be

a time lag of upto 5-7 banking days between the amount of subscription being
debited to the investor's bank account and the subsequent credit into the
respective Scheme’s bank account. This lag may impact the applicability of NAV
for transactions where NAV is to be applied, based on actual realization of funds
 by the Scheme. Under no circumstances will PPFAS Asset Management
Private Limited or its bankers or its service providers be liable for any lag / delay
in realization of funds and consequent pricing of units.

The AMC has the right to amend cut off timings subject to SEBI (MF)
Regulations for the smooth and efficient functioning of the Scheme.

Minimum Application Purchase Additional Minimum

amount / Number of units Purchase redemption amount /
number of units
Rs. 1,000 and in Rs. 1,000 and in Rs. 1,000/- and in
multiples of Re.1 multiples of Re. 1 multiples of Re. 1/-
thereafter thereafter. thereafter.

In case of monthly SIP , Rs. 1,000 and in multiple of Re. 1 thereafter.

In case of quarterly SIP Rs. 3,000 and in multiple of Re. 1 thereafter.

Minimum total SIP amount per application should be Rs. 6000/- for Monthly and
Rs. 12,000/- for Quarterly frequencies.
In case of Daily, Weekly and Monthly STP Rs.1,000 and in multiple of Re.1
thereafter
In case of Fortnightly STP Rs. 1,500 and in multiple of Re.1 thereafter.
In case of Quarterly STP Rs. 3,000 and in multiple of Re.1 thereafter.

Minimum unit holder's account balance or minimum amount of application at

the time of STP enrollment in the Transferor Scheme should be Rs.6000/- for
Daily, Weekly, Fortnightly and Monthly and Rs. 12,000/- for Quarterly.

Minimum unit holder's account balance or minimum amount of application at

the time of SWP enrollment in the Transferor Scheme should be Rs.12000/-

Non-applicability of Minimum Application Amount (Lump-sum) and

Minimum Redemption amount to Alignment of interest of Designated
Employees of AMC:

SEBI vide its Master Circular for Mutual Funds no. SEBI/HO/IMD/IMD-PoD-
1/P/CIR/2024/90 dated June 27, 2024 and SEBI circular no.
SEBI/HO/IMD/IMD-PoD-1/P/CIR/2025/36 dated March 21, 2025 on
Alignment of interest of Designated Employees of Asset Management
Companies (AMCs) with the Unitholders of the Mutual Fund Schemes has,
inter alia mandated that a minimum percentage of Gross Annual CTC net of
income tax and any statutory contributions of the Designated Employees of
the AMCs shall be invested in units of the scheme(s) of the Fund in which they
have a role/oversight The percentage to be invested shall be based on the
slabs as mentioned in the SEBI Circular dated March 21, 2025. The said
guidelines came into effect from the April 01, 2025.

In accordance with the regulatory requirement, the minimum application

amount and minimum redemption amount wherever specified in the
concerned SID / KIM will not be applicable for investment made in schemes
of the Fund in compliance with the aforesaid circular(s).

Despatch of Redemption Under normal circumstances, the redemption or repurchase proceeds shall be
Request released to the unitholders within 3 working days from the date of redemption or
repurchase and in case of exceptional circumstances, the transfer shall be made
within 5 working days.
 For IDCW, under normal circumstances, the IDCW proceeds shall be released
to unitholders within 7 working days from the record date and in case of
exceptional circumstances, it shall be released within 9 working days from the
record date as per SEBI and/or AMFI Guidelines dated 16th January 2023 as
amended from time to time.

The AMC shall be liable to pay interest to the unitholders at such rate as may be
specified by SEBI for the period of such delay (presently @15% per annum) along
with the proceeds of redemption or repurchase or IDCW. However, the AMC will
not be liable to pay any interest or compensation or any amount otherwise, in
case the AMC / Trustee is required to obtain from the investor / unitholders,
verification of identity or such other details relating to subscription for units under
any applicable law or as may be requested by a regulatory body or any
government authority, which may result in delay in processing the application.

AMFI Tier I Benchmark Nifty 500 TRI

Index
IDCW Policy Under the Income Distribution cum capital withdrawal option, the Trustee will
have discretion to declare the IDCW, subject to availability of distributable surplus
and partly out of investor’s capital calculated in accordance with the Regulations.
The actual declaration of IDCW and frequency will inter-alia, depend on
availability of distributable surplus calculated in accordance with SEBI (MF)
Regulations and the decisions of the Trustee shall be final in this regard. The
amounts can be distributed out of investors capital (Equalization Reserve), which
is part of sale price that represents realized gains. There is no assurance or
guarantee to the Unitholder as to the rate of IDCW nor that will the IDCW be paid
regularly. On payment of IDCW, the NAV will stand reduced by the amount of
IDCW and IDCW tax (if applicable) paid.

The AMC/Trustee reserves the right to change the frequency of declaration of

IDCW or may provide additional frequency for Declaration of IDCW.

The AMC, in consultation with the Trustee reserves the right to discontinue/ add
more options / facilities at a later date subject to complying with the prevailing
SEBI guidelines and Regulation.

IDCW Distribution Procedure:

In accordance with SEBI Master circular no. SEBI/HO/IMD/IMD-PoD-
1/P/CIR/2024/90 dated June 27, 2024, the procedure for IDCW distribution
would be as under:
1. Quantum of IDCW and the record date will be fixed by the Trustee. IDCW so
decided shall be paid, subject to availability of distributable surplus.

2. Within one calendar day of decision by the Trustees, the AMC shall issue
notice to the public communicating the decision including the record date. The
record date shall be 2 Working days from the date of publication in atleast one
English newspaper or in a newspaper published in the language of the region
where the Head Office of the Mutual Fund is situated, whichever is issued
earlier.

3. Record date shall be the date, which will be considered for the purpose of
determining the eligibility of Unitholders whose names appear on the register of
Unitholder for receiving IDCW. The Record Date will be 2 Working days from
the date of issue of public notice.
4. The notice will, in font size 10, bold, categorically state that pursuant to
payment of IDCW, the NAV of the Scheme would fall to the extent of payout and
statutory levy (if applicable).

5. The NAV will be adjusted to the extent of IDCW distribution and statutory levy,
 if any, at the close of Business Hours on record date.

6. Before the issue of such notice, no communication indicating the probable

date of IDCW declaration in any manner whatsoever will be issued by Mutual
Fund.

The requirement of giving public notice shall not be applicable for IDCW
options having frequency ranging from daily up to monthly distribution.

Name of the Fund Mr. Rajeev Thakkar – Since inception

Manager
Mr. Raunak Onkar – Since Inception

Mr. Raj Mehta - Since September 01, 2025

Mr. Rukun Tarachandani - Since May 16, 2022

Mr. Tejas Soman – Since September 01, 2025

Ms. Mansi Kariya – Since December 22, 2023

Ms. Aishwarya Dhar – Since September 01, 2025

Name of the Trustee PPFAS Trustee Company Private Limited.

Company
Performance of the Parag Parikh Flexi Cap Fund (as at September 30, 2025)
Scheme
AMFI Tier
Performance I Additional
Direct Regular Benchma Benchmar
Plan Plan rk k (NIFTY
(NIFTY 50 TRI)
500 TRI)

September 30, 2024 to

September 30, 2025
(Last 1 Year) 3.93% 3.23% -5.28% -3.45%

September 30, 2022 to

September 30, 2025
(Last 3 Years) 22.65% 21.74% 16.38% 14.21%

September 30, 2020 to

September 30, 2025
(Last 5 Years) 22.82% 21.78% 20.70% 18.36%

September 30, 2015 to

September 30, 2025
(Last 10 Years) 19.01% 18.11% 14.34% 13.34%

Since Inception (24 May,

2013) * 19.67% 18.83% 14.92% 13.53%
* Since inception returns are calculated on Rs. 10 (allotment price)

Absolute Returns for each Financial Year for the last Five years
 1

0.8

0.6

0.4

0.2

0
2019-20 2020-21 2021-22 2022-23 2023-24
-0.2

-0.4
Reg Direct Tier I Benchmark Additional Benchmark

Notes:
1. Different plans shall have different expense structures.
2. Past performance may or may not be sustained in the future and is not
a guarantee of future return.
3. Greater than 1 year returns are CAGR returns.
4. AMFI Tier I Benchmark: Nifty 500 TRI.
5. Additional Benchmark: Nifty 50 TRI.
6. Inception date of the scheme (24-May-2013). Face Value per unit: Rs.
10/-.

Additional Scheme Sr. Disclosure Website link/ Details

Related Disclosures i) Scheme’s portfolio holdings (top [Link]
10 holdings by issuer and fund s/portfolio-disclosure/
allocation towards various
sectors
ii) Disclosure of name and exposure Not Applicable
to Top 7 issuers, stocks, groups
and sectors as a percentage of
NAV of the scheme in case of
debt and equity ETFs/index funds
iii) Portfolio Turnover Rate (for equity As on September 30, 2025:
schemes)
Portfolio Turnover (Incl. Equity
Arbitrage): 37.19%

Portfolio Turnover (Excl. Equity

Arbitrage): 14.18%
Expenses of the scheme Investors will incur following expenses for investing in the Scheme.
(a) Entry Load: Nil
(i) Load Structure
(b) Exit Load: (w.e.f November 15, 2021)
In respect of each purchase / switch-in of Units, 10% of the units (“the
limit”) may be redeemed without any exit load from the date of allotment.

Any redemption or switch-out in excess of the limit shall be subject to the

following exit load:
2.00 % if the investment is redeemed on or before 365 days from the date of
allotment of units
1 .00 % if the investment is redeemed after 365 days but on or before 730
days from date of allotment of units.
No Exit Load will be charged if investment is redeemed after 730 days from
the date of allotment of units.
 Any exit load charged (net off GST, if any) shall be credited back to the
Scheme.

No exit load will be charged, in case of switch transactions between Regular

Plan to Direct Plan of the Scheme for existing as well as prospective
investors.

(ii) Recurring Expenses

Expenses Head (% p.a. of Daily
Net Assets*
(Estimated p.a.)
Investment Management & Advisory Fees
Trustee Fees
Audit Fees
Custodian Fees
Registrar & Transfer Agent Fees including cost of
providing account statements / IDCW / redemption Upto 2.25%
cheques/ warrants
Marketing & Selling expenses incl. agent commission
and statutory advertisement
Costs related to investor communications
Cost of fund transfer from location to location
Cost towards investor education & awareness (at least
0.02 percent)
Brokerage & transaction cost pertaining to distribution
of units
Goods and Services tax on expenses other than
investment and advisory fees
Goods and Services tax on brokerage and transaction
cost
Other Expenses (to be specified as per Reg 52 of SEBI
MF Regulations)
Maximum total expense ratio (TER) permissible Upto 2.25%
under Regulation 52 (6) (c)
Additional expenses under regulation 52 (6A) (c) ^ Upto 0.05%

^ In terms of SEBI Master Circular for Mutual Funds no. SEBI/HO/IMD/IMD-PoD-

1/P/CIR/2024/90 dated June 27, 2024, ‘in case exit load is not levied / not
applicable, the AMC shall not charge the said additional expenses.

All scheme related expenses including commission paid to distributors, by

whatever name it may be called and in whatever manner it may be paid, shall
necessarily be paid from the scheme only within the regulatory limits and not from
the books of the Asset Management Companies (AMC), its associate, sponsor,
trustee or any other entity through any route. However, expenses that are very
small in value but high in volume may be paid out of AMC’s books at actuals or
not exceeding 2 bps of respective Scheme AUM, whichever is lower. A list of
such miscellaneous expenses will be as provided by AMFI in consultation with
SEBI.

*Note: Expenses of Direct Plan will be lower than expenses of the Regular
Plan as no commission/distribution expenses will be charged in the case
of Direct Plan. All fees and expenses charged in a direct plan (in percentage
terms) under various heads including the investment and advisory fee shall
not exceed the fees and expenses charged under such heads in a regular
plan. NAV of the Direct Plan will be different than the NAV of Regular Plan.
 The total expenses of the Scheme including the Investment Management and
Advisory Fee shall not exceed the limits stated in Regulation 52 of the SEBI (MF)
Regulations.

The total expense ratios of the schemes of the Fund are available in
downloadable spreadsheet format on the AMC website and AMFI website. Any
change in the current expense ratios will be updated at least three working days
prior to the effective date of the change. For the current total expense ratio details
of the Scheme, investors may visit [Link]
disclosures/total-expense-ratio-TER/ available on the website of the AMC viz.,
[Link] and AMFI’s website viz., [Link].

The recurring expenses of the Scheme shall be as per the limits prescribed
under the SEBI (MF) Regulations. These are as follows:

Assets under management Total Expense ratio format

Slab
(Rs. In Crore)

On the first Rs. 500 crores of the 2.25 % p.a;

daily net assets

On the next Rs. 250 crores of the 2.00% p.a;

daily net assets

On the next Rs. 1,250 crores of 1.75 % p.a;

the daily net assets

On the next Rs. 3,000 crores of 1.60 % p.a;

the daily net assets

On the next Rs. 5,000 crores of 1.50 % p.a

the daily net assets

On the next Rs. 40,000 crores of Total expense ratio reduction of

the daily net assets 0.05% for every increase of Rs.
5,000 crores of daily net assets
or part thereof.

On the balance of the assets 1.05 p.a %;

Please refer ‘Part III- OTHER DETAILS, Section C – Annual recurring

expenses’ of SID to know detailed information on Recurring
Expenses.

Waiver of Load for Direct Not Applicable

Applications
Pursuant to SEBI Master circular no. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90
dated June 27, 2024, no entry load shall be charged for all mutual fund schemes.
Therefore, the procedure for waiver of load for direct applications is no longer
applicable.
Tax treatment for the Investors are advised to refer to the Section on ‘Taxation on investing in Mutual
Investors (Unitholders) Funds’ in the ‘Statement of Additional Information’ and to consult their own tax
advisors with respect to the specific amount of tax and other implications arising
out of their participation in the Scheme.
Daily Net Asset Value Unitholders are hereby informed that in terms of SEBI Master Circular no.
(NAV) Publication SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90 dated June 27, 2024 relating to
“Review of time limit for disclosure of NAV of mutual fund schemes investing
Overseas”, shall follow a revised timeline i.e. 10 AM on T+1 day instead of 11 PM
on T day for the declaration of NAV w.e.f. July 01, 2023 on its website
([Link]) and of the Association of Mutual Funds in India - AMFI
([Link]). Investors may also contact any of the Investor Service
Centres (ISCs) of PPFAS Mutual Fund.

For Investor Grievances Investors may contact any of the Name and Address of Registrar
please contact Investor Service Centres (ISCs) Registrar and Transfer Agent for PPFAS
of the AMC for any queries / Mutual Fund:
clarifications at telephone Computer Age Management Services
number 1800- 266- 7790 (toll
free), e-mail: mf@[Link]. Limited.
New No.10 / Old No.178 M G R Salai
Kodambakkam High Road, Opp Palm
Grove Hotel, Chennai -600034. Tamil
Nadu

SEBI Registration No.

INR000002813.

Tel: +91 44 3021 2811 / 813

Website : [Link]
Unitholders’ Information Account Statements

An account statement will be sent by ordinary post/courier/electronic mail to

each Unit Holder within 5 business days from the closure of the NFO, stating
the number of Units purchased.

In case the investor provides the e-mail address, the Fund will provide the
Account Statement only through e-mail message. Should the unit holder
experience any difficulty in accessing the electronically delivered documents,
the unit holders shall promptly advise the Mutual Fund to enable the Mutual
Fund to make the delivery through alternate means. It is deemed that the unit
holder is aware of all security risks including possible third party interception of
the documents and contents of the documents becoming known to third parties.

Normally, no unit certificates will be issued. However, if an applicant so desires,

the AMC shall issue the unit certificates to the applicant within 5 business days
of the receipt of request for the certificate.

Consolidated Account Statements

In accordance with SEBI Master circular no. SEBI/HO/IMD/IMD-PoD-
1/P/CIR/2024/90 dated June 27, 2024 a consolidated account statement for
each calendar month is issued to the investors in whose folios transactions has
taken place during that month.

Further, as per SEBI circular no. SEBI/HO/MRD-PoD2/CIR/P/2024/93 dated

July 1, 2024, email has been recognised as default mode for dispatch for
Consolidated Account Statement (CAS) by Mutual Funds.

In case there is no transaction in any of the mutual fund and demat accounts,
then CAS with holding details shall be sent to the investors by email on
half yearly basis.
Annual Account Statement:

The Mutual Fund shall provide the Account Statement to the Unitholders who
have not transacted during the last six months prior to the date of generation of
account statements. The Account Statement shall reflect the latest closing
balance and value of the Units prior to the date of generation of the account
statement.

Annual Scheme report:

The Scheme wise annual report or an abridged summary thereof shall be

mailed (emailed, where e-mail id is provided unless otherwise required) to all
Unit holders not later than four months (or such other period as may be
specified by SEBI from time to time) from the date of closure of the relevant
accounting year (i.e. 31st March each year) and full annual report shall be
available for inspection at the Head Office of the Mutual Fund and a copy
shall be made available to the Unit holders on request on payment of
nominal fees, if any. Scheme wise annual report shall also be displayed on
the website of the AMC ([Link] and Association of Mutual
Funds in India ([Link]).

Half yearly Disclosures: Portfolio / Financial Results

The AMC shall disclose portfolio of the Scheme along with ISIN as on the last day
of each month / half year on its website viz. [Link] and on the
website of AMFI viz. [Link] within 10 days from the close of each
month/ half-year respectively in a user-friendly and downloadable spreadsheet
format.

In case of Unitholders whose e-mail addresses are registered, the AMC shall
send via e-mail both the monthly and half-yearly statement of the Scheme
portfolio within 10 days from the close of each month/ half-year respectively.
Further, the AMC shall publish an advertisement in all India edition of at least two
daily newspapers, one each in English and Hindi, every half year disclosing the
hosting of the half-yearly statement of the schemes’ portfolio(s) on the AMC’s
website and on the website of AMFI. The AMC shall provide a physical copy of
the statement of the Scheme portfolio, without charging any cost, on specific
request received from a Unitholder.

Half Yearly Results

The Mutual Fund shall within one month from the close of each half year (i.e.
31st March and 30th September), host a soft copy of its unaudited financial
results on its website [Link]. The Mutual Fund shall also
publish an advertisement disclosing the hosting of such financial results on its
website, in at least one English daily newspaper having nationwide circulation
and in a newspaper having wide circulation published in the language of the
region where the Head Office of the Mutual Fund is situated. The unaudited
financial results shall also be displayed on the website of AMFI.
LIST OF INVESTOR SERVICE CENTRES AND OFFICIAL POINTS OF ACCEPTANCE OF
TRANSACTIONS

OFFICES OF PPFAS ASSET MANAGEMENT PRIVATE LIMITED IDENTIFIED AS:

1. OFFICIAL POINTS OF ACCEPTANCE

Mumbai- 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai-
400021.
Andheri- Office No. 001 (A), Ground Floor, 349 Business Point Commercial Premises Co-op. Society
Ltd., Western Express Highway, Andheri (East), Mumbai - 400 069, Maharashtra, India.
Delhi- Office No. 1701, 1701A, 1702 & 1703, 17th Floor, Narain Manzil, 23-Barakhamba Road,
Connaught Place, New Delhi-110001.
Bengaluru- 508, 5th floor, No 30, Prestige Meridian II, MG Road, Bengaluru-560001.
Pune- Office no. 3, B wing, Third Floor, Aditya Centeegra, Opposite Hotel Niranjan DP Chowk, FC
Road, Pune – 411004.
Chennai- Raheja Tower, Unit No:0002A (B Block),177, Mount Road, Annasalai, Chennai – 600002.
Hyderabad- Plot No. 4, H. No. 1-11-254/11/A, 1st Floor, Rama Mansion, Motilal Nagar, Begumpet,
Hyderabad - 500016.
Kolkata- 3rd Floor, 'Gooptu Court' 7A/ 1A, Middleton Street, Kolkata - 700071.
Ahmedabad- Showroom No. 1, Ground floor, ABC-1(Amarnath Business Centre-1), [Link],
Navarangpura, Ahmedabad – 380009.
Vadodara- Unit No. 144, First Floor, Emerald One Complex, Jetalpur Rd., near Gujarat Kidney Hospital,
Anand Nagar, Alkapuri, Vadodara - 390020.
Gurugram- Office No. 109, First Floor, “Vipul Agora” situated at Sector – 28, Mehrauli Gurgaon Road,
Near M.G. Road Metro Station, Gurugram- 122001, Haryana.
Chandigarh – SCO 2475-76, 2nd Floor, Sector 22-C, Chandigarh – 160022.
Lucknow – Office No – 07, Saran Chamber – 2, Building – 5, Park Road, Hazratganj, Lucknow, Uttar
Pradesh – 226001.
Thane- Shop No. 3, Maansarovar, Almeda Rd, opp. TMC Office, Panch Pakhdi, Thane (West), Thane
- 400602, Maharashtra.

2. INVESTOR SERVICE CENTRES

Mumbai- 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai-
400021.
Andheri- Office No. 001 (A), Ground Floor, 349 Business Point Commercial Premises Co-op. Society
Ltd., Western Express Highway, Andheri (East), Mumbai - 400 069, Maharashtra, India.
Delhi- Office No. 1701, 1701A, 1702 & 1703, 17th Floor, Narain Manzil, 23-Barakhamba Road,
Connaught Place, New Delhi-110001.
Bengaluru- 508, 5th floor, No 30, Prestige Meridian II, MG Road, Bengaluru-560001.
Pune- Office no. 3, B wing, Third Floor, Aditya Centeegra, Opposite Hotel Niranjan DP Chowk, FC
Road, Pune – 411004.
Chennai- Raheja Tower, Unit No:0002A (B Block),177, Mount Road, Annasalai, Chennai – 600002.
Hyderabad- Plot No. 4, H. No. 1-11-254/11/A, 1st Floor, Rama Mansion, Motilal Nagar, Begumpet,
Hyderabad - 500016.
Kolkata- 3rd Floor, 'Gooptu Court' 7A/ 1A, Middleton Street, Kolkata - 700071.
Ahmedabad- Showroom No. 1, Ground floor, ABC-1(Amarnath Business Centre-1), [Link],
Navarangpura, Ahmedabad – 380009.
Vadodara- Unit No. 144, First Floor, Emerald One Complex, Jetalpur Rd., near Gujarat Kidney Hospital,
Anand Nagar, Alkapuri, Vadodara - 390020.
Gurugram- Office No. 109, First Floor, “Vipul Agora” situated at Sector – 28, Mehrauli Gurgaon Road,
Near M.G. Road Metro Station, Gurugram- 122001, Haryana.
Chandigarh – SCO 2475-76, 2nd Floor, Sector 22-C, Chandigarh – 160022.
Lucknow – Office No – 07, Saran Chamber – 2, Building – 5, Park Road, Hazratganj, Lucknow, Uttar
Pradesh – 226001.
Thane- Shop No. 3, Maansarovar, Almeda Rd, opp. TMC Office, Panch Pakhdi,
Thane (West), Thane - 400602, Maharashtra.
Surat- Office no. G-28, Ground Floor, B-Wing, International Trade Center (ITC Building), Majura Gate,
Ring Road, Surat - 395002, Gujarat
For updated list of CAMS ISCs - [Link]
centres/[Link]

OFFICES OF COMPUTER AGE MANAGEMENT SERVICES LIMITED IDENTIFIED AS OFFICIAL

POINTS OF ACCEPTANCE

Andhra Pradesh: 40 - 1 - 68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M.G. Road,
Labbipet, Vijayawada, Andhra Pradesh – 520010. Flat No. GF2, D. No. 47 - 3 - 2 / 2, Vigneswara Plaza,
5th Lane, Dwarakanagar, Visakhapatnam, Andhra Pradesh – 530016. Door No. 31 - 13 - 1158, First
Floor, 13 / 1, Arundelpet, Ward No. 6, Guntur – 522002. Shop No. 2, 1st Floor, NSR Complex, James
Garden, Near Flower Market, Nellore – 524001. Door No. 6 - 2 - 12, First Floor, Rajeswari Nilayam,
Near Vamsikrishna Hospital, Nyapathi Vari Street, T. Nagar, Rajahmundry, Andhra Pradesh – 533101.
Shop No. 6, Door No. 19 - 10 - 8, (Opp to Passport Office), AIR Bypass Road, Tirupati, AndhraPradesh
– 517501. D. No. 3/2151/2152, Shop No 4, Near Food Nation, Raja Reddy Street, Kadapa – 516001.
Andhra Pradesh, AGVR Arcade, Second Floor, Plot No. 37 (Part), Layout No. 466 / 79, Near Canara
Bank, Sangamesh Nagar, Anantapur, Andhra Pradesh – 515001. Shop No. 26 and 27, Door No. 39 /
265 A and 39 / 265 B, Second Floor, Skanda Shopping Mall, Old Chad Talkies, Vaddageri, 39th Ward,
Kurnool – 518001. D. No. 25 - 4 - 29, First Floor, Kommireddy vari street, Beside Warf Road, Opp
swathi medicals, Kakinada – 533001. Door No 10-5-65, 1st Floor, Dhanwanthri Complex, Kalinga Road,
Opp Chandramouli Departmental Store, Near Seven roads Junction, Srikakulam – 532 001. Assam:
Piyali Phukan Road, K. C. Path, House No 1, Rehabari, Guwahati -781008. Bangiya Vidyalaya Road,
Near Old post office, Durgabari, Tinsukia-786125. Bihar: 301B, Third Floor, Patna One Plaza,Near Dak
bunglow Chowk,Patna 800001. Brahman Toli, Durgasthan Gola Road, Muzaffarpur - 842 001. Ground
Floor, Gurudwara Road, Near Old Vijaya Bank, Bhagalpur – 812001. Ground Floor Belbhadrapur, Near
Sahara Office, Laheriasarai Tower Chowk, Laheriasarai Darbhanga 846001. Chattisgarh: First Floor,
Plot No. 3, Block No. 1, Priyadarshini Parisar West, Behind IDBI Bank, Nehru Nagar, Bhilai – 490020.
HIG, C-23, Sector 1, Devendra Nagar, Chhattisgarh, Raipur - 492 004. Shop No. B - 104, First Floor,
Narayan Plaza, Link Road Bilaspur 495001. Goa: Office No. 103, 1st Floor, Unitech City Centre, M.G.
Road, Panaji Goa, Goa – 403001, F4 - Classic Heritage, Near Axis Bank, Opp. BPS Club, Pajifond,
Margao, Goa – 403601. Office No. 503, Buildmore Business Park,New Canca By pass Road, Ximer,
Mapusa Goa – 403507. No. DU 8, Upper Ground Floor, Behind Techoclean Clinic, Suvidha Complex
Near ICICI Bank, Vasco, Goa – 403802 Gujarat: 303 – 304 ,3rd Floor Mercado, Opp Municipal Market,
Nr President Hotel, C G Road, Ahmedabad – 380 009. Shop No. G-5, International Commerce Center,
Nr. Kadiwala School, Majura Gate, Ring Road, Surat – 395002. 103, Aries Complex, Bpc Road, Off
R.C. Dutt Road, Alkapuri, Vadodara, Gujarat – 390007. 101, A.P. Tower, B / H, Sardhar Gunj, Next to
Nathwani Chambers, Anand, Gujarat – 388001. 501 – 503, Bhayani Skyline, Behind Joggers Park,
Atabhai Road, Bhavnagar – 364001. 207, Manek Centre, P N Marg, Jamnagar, Gujarat – 361001.
Office 207 - 210, Everest Building, Harihar Chowk, Opp Shastri Maidan, Limda Chowk, Rajkot, Gujarat
– 360001. 3rd floor, Gita Nivas, Opp Head Post Office, Halar Cross Lane Valsad, Gujarat – 396001.
214 - 215, Second Floor, Shivani Park, Opp. Shankheswar Complex, Kaliawadi, Navsari, Gujarat –
396445. Tirthkala First Floor, Opp BMCB Bank, New Station Road, Bhuj _kachchh. 370001. Aastha
Plus, 202 - A, Second Floor, Sardarbag Road, Nr. Alkapuri, Opp. Zansi Rani Statue, Junagadh, Gujarat
– 362001. Shop No. F - 56, First Floor, Omkar Complex, Opp. Old Colony, Near Valia Char Rasta,
GIDC, Ankleshwar, Gujarat – 393002. First Floor, Subhadra Complex Urban Bank Road, Mehsana,
Gujarat, 384002. 208, Second Floor, HEENA ARCADE, Opp. Tirupati Tower, Near G.I.D.C. Char Rasta,
Vapi, Gujarat – 396195. A - 111, First Floor, R K Casta, Behind Patel Super Market, Station Road,
Bharuch – 392001. F 142, First Floor, Ghantakarna Complex Gunj Bazar, Nadiad, Gujarat – 387001.
Shyam Sadan, First Floor, Plot No. 120, Sector 1 / A, Gandhidham – 370201. Unit No. 326, Third Floor,
One World - 1, Block - A, Himmatnagar – 383001. Gopal Trade center, Shop No. 13 - 14, Third Floor,
Nr. BK Mercantile bank, Opp. Old Gunj, Palanpur – 385001. Shop No. 12, M. D. Residency, Swastik
Cross Road, Surendranagar – 363001, A / 177, Kailash Complex, Opp. Khedut Decor Gondal, Gujarat,
360311. No. 507, 5Th Floor, Shree Ugati Corporate Park, Opp Pratik Mall, Near HDFC Bank, Kudasan,
Gandhinagar – 382421. Haryana: LG3, SCO 12 Sector 16, Behind Canara Bank, Faridabad – 121002.
Unit No. - 115, First Floor Vipul Agora Building, Sector - 28, Near Sahara Mall, Mehrauli, Gurgaon Road,
Chakkarpur, Gurgaon – 122001. SCO 83 - 84, First Floor, Devi Lal Shopping Complex, Opp RBL Bank,
[Link] , Panipat, Haryana – 132103. SCO 06, Ground Floor, MR Complex, Near Sonipat Stand
Delhi Road, Rohtak – 124001. 124 - B / R, Model Town Yamunanagar, Yamuna Nagar, Haryana –
135001. No - 12, Opp. HDFC Bank, Red Square Market, Hisar, Haryana – 125001. Shop No.4250,
Near B D Senior Secondary School, Ambala Cantt, Ambala Haryana – 133001. No. 29, Avtar Colony,
Behind vishal mega mart, Karnal – 132001. Ground Floor of CA Deepak Gupta, M G Complex, Bhawna
Marg, Beside Over Bridge, Bansal Cinerma Market, Sirsa Haryana – 125055. Himachal Pradesh: 1st
Floor, Opp Panchayat Bhawan Main Gate, Bus Stand, Shimla, Himachal Pradesh - 171 001. 1st Floor,
Above Sharma General Store, Near Sanki Rest house, The Mall, Solan, Himachal Pradesh - 173 212.
Jammu & Kashmir: JRDS Heights, Sector 14, Nanak Nagar, Near Peaks Auto Showroom, Jammu
Jammu & Kashmir - 180004. Jharkhand: 1st Floor, Plot No. HE-7 City Centre, Sector 4, Bokaro Steel
City, Bokaro, Jharkhand – 827004. Urmila Towers, Room No. 111 First Floor, Bank More, Dhanbad,
Jharkhand – 826001. Tee Kay Corporate Towers, 3rd Floor, S B Shop Area, Main Road, Bistupur,
Jamshedpur-831001. 4, HB Road No. 206, Second Floor, Shri Lok Complex, H B Road, Near Firayalal,
Ranchi, Jharkhand – 834001. S S M Jalan Road, Ground floor, Opp. Hotel Ashoke, Caster Town,
Deoghar, Jharkhand – 814112. Municipal Market, Annanda Chowk, Hazaribag, Jharkhand – 825301.
Karnataka: Trade Centre, 1st Floor, 45, Dikensen Road ( Next to Manipal Centre), Bangalore,
Karnataka – 560042. 14-6-674/15(1), SHOP NO -UG11-2, MAXIMUS COMPLEX, LIGHT HOUSE HILL
ROAD, MANGALORE – 575001, KARNATAKA. Classic Complex, Block No. 104, First Floor, Saraf
Colony, Khanapur Road, Tilakwadi, Belgaum – 590006. 13, First Floor, Akkamahadevi Samaj Complex,
Church Road, P. J. Extension, Davangere, Karnataka – 577002. No. 204 - 205, First Floor, B - Block,
Kundagol Complex, Opp. Court, Club Road, Hubli, Karnataka- 580029. No. 1, First Floor, CH. 26 7th
Main, 5th Cross (Above Trishakthi Medicals), Saraswati Puram, Mysore, Karnataka, - 570009. No. 18
/47 /A, Govind Nilaya, Ward No. 20, Sangankal Moka Road, Gandhinagar, Ballari – 583102. No. 65,
First Floor, Kishnappa Compound, 1st Cross, Hosmane Extn, Shimoga, Karnataka – 577201. First
Floor, No. 17 / 1, (272) Tweleth Cross Road, Wilson Garden, Bangalore – 560027. Pal Complex, First
Floor, Opp. City Bus Stop, Super Market, Gulbarga, Karnataka – 585101. Shop No. A2, Basement
Floor, Academy Tower, Opposite Corporation Bank, Manipal, Karnataka – 576104. Kerala: Building
Name Modayil, Door No. 39 / 2638, DJ, 2nd Floor, 2A, M.G. Road, Cochin – 682016. 29 / 97G, 2nd
Floor, S A Arcade, Mavoor Road, Arayidathupalam, Calicut, Kerala – 673016. 1307 B, Puthenparambil
Building, KSACS Road, Opp. ESIC Office, Behind Malayala Manorama Muttambalam - P O, Kottayam
– 686501. Room No. 26 & 27, Dee Pee Plaza, Kokkalai, Trichur, Kerala – 680001. TC NO: 22/902, 1st
- Floor "BLOSSOM" BLDG, [Link] KARAYOGAM, SASTHAMANGALAM VILLAGE P.O,
Thiruvananthapuram Trivandrum-695010, Kerala. Uthram Chanmbers (Ground Floor), Thamarakulam,
Kollam – 691006. Room No. PP. 14 / 435, Casa Marina Shopping Centre, Talap, Kannur, Kerala –
670004. Door No. 18 / 507 (3), Anugraha, Garden Street, College Road, Palakkad, Kerala - 678001.
First Floor, Room No. 61 (63), International shopping Mall, Opp. ST Thomas Evangelical Church, Above
Thomsan Bakery, Manjady, Thiruvalla – 689105. Doctor's Tower Building, Door No. 14 / 2562, First
Floor, North of Iorn Bridge, Near Hotel Arcadia Regency, Alleppey, Kerala – 688001. Madhya
Pradesh: 101, Shalimar Corporate Centre, 8 - B, South Tukogunj, [Link], Indore,
MadhyaPradesh – 452001. Plot no 10, 2nd Floor, Alankar Complex, Near ICICI Bank, MP Nagar, Zone
II, Bhopal, Madhya Pradesh – 462011. G - 6, Global Apartment, Kailash Vihar Colony, Opp. Income
Tax Office, City Centre, Gwalior, Madhya Pradesh – 474002. 8, Ground Floor, Datt Towers, Behind
Commercial Automobiles, Napier Town, Jabalpur, Madhya Pradesh – 482001. Second Floor, Parasia
Road, Near Surya Lodge, Sood Complex, Above Nagpur CT Scan, Chhindwara, Madhya Pradesh –
480001. First Floor, Gurunanak dharmakanta, Jabalpur Road, Bargawan, Katni, Madhya Pradesh –
483501. Dafria & Co., No. 18, Ram Bagh, Near Scholar's School, Ratlam, Madhya Pradesh – 457001.
Opp. Somani Automobile, S Bhagwanganj Sagar, Madhya Pradesh – 470002. Adjacent to our existing
Office at 109, First Floor, Siddhi Vinayak Trade Center, Shahid Park, Ujjain – 456010. Maharashtra:
30, Rajabahadur Compound, Opp. Indian Bank, Mumbai Samachar Marg, Fort, Mumbai, Maharashtra
– 400023. 145, Lendra, New Ramdaspeth, Nagpur, Maharashtra – 440010. Vartak Pride, 1st Floor,
Survey No. 46, City Survey, No. 1477, Hingne budruk, [Link], Behind Dinanath mangeshkar
Hospital, Karvenagar, Pune – 411052. 81, Gulsham Tower,2nd Floor,Near Panchsheel
Talkies,Amaravati,Maharashtra,444601. 2nd Floor, Block No. D - 21 - D - 22, Motiwala Trade Centre,
Nirala Bazar, New Samarth Nagar, Opp. HDFC Bank, Aurangabad – 431001. Rustomji Infotech
Services 70, Navipeth, Opp. Old Bus Stand, Jalgaon, Maharashtra – 425001. 2 B, 3rd Floor, Ayodhya
Towers, Station Road, Kolhapur, Maharashtra – 416001. First Floor, "Shraddha Niketan", Tilak Wadi,
Opp Hotel City Pride, Sharanpur Road, Nasik – 422002. Flat No 109, First Floor, A Wing, Kalyani
Tower126 Siddheshwar Peth, Near Pangal High School, Solapur, Maharashtra – 413001. 117 / A / 3 /
22, Shukrawar Peth, Sargam Apartment, Satara, Maharashtra – 415002. Opp. RLT Science College
Civil Lines, Akola, Maharashtra – 444001. Dev Corpora, A Wing, 3rd floor, Office no.301, Cadbury
Junction, Eastern Express way, Thane (West) - 400 601. No. 351, Icon, 501, Fifth Floor, Western
Express Highway, Andheri East, Mumbai – 400069. Jiveshwar Krupa Bldg. Shop. No. 2, Ground Floor,
Tilak Chowk Harbhat Road, Sangli, Maharashtra – 416416. Shop No. 6, Ground Floor, Anand Plaza
Complex, Bharat Nagar, Shivaji Putla Road, Jalna, Maharashtra – 431203. Platinum Mall, Office No.
307, Third Floor, Jawahar Road, Ghatkopar East, Mumbai – 400077. 501 – TIARA, CTS 617, 617 / 1 -
4, Off Chandavarkar Lane, Maharashtra Nagar, Borivali – West, Mumbai – 400092. BSEL Tech Park,
B - 505, Plot No. 39 / 5 & 39 / 5 A, Sector 30A, [Link] Railway Stationm Vashi, Navi Mumbai –
400705. Office No. 413, 414, 415, Fourth Floor, Seasons Business Centre, Opp. KDMC (Kalyan
Dombivli Municipal Corporation), Shivaji Chowk, Kalyan (W) – 421301. No. 3. First Floor, Shree Parvati,
Plot No. 1 / 175, Opp. Mauli Sabhagruh, Zopadi Canteen, Savedi, Ahmednagar – 414003. 1793/ A , J
B Road, Near Tower Garden, Dhule – 424001. Orchid Tower, Ground Floor, Gala No. 06, S. V. No. 301
/ Paiki, 1 / 2, Nachane Municiple Aat, Arogya Mandir, Nachane Link Road, At, Post, Tal. Ratnagiri Dist.
Ratnagiri – 415612. Pushpam, Tilakwadi, Opp. Dr. Shrotri Hospital, Yavatmal, Maharashtra, 445001.
3, Adelade Apartment, Christain Mohala, Behind Gulshan - E - Iran Hotel, Amardeep Talkies Road,
Bhusawal, Maharashtra – 425201. New Delhi: 401 to 404, 4th Floor, Kanchan Junga Building,
Barakhamba Road, New Delhi 110001. Office Number 112, 1st Floor Mahatta Tower, B Block
Community Centre, Janakpuri, New Delhi 110058. Number G-8, Ground Floor, Plot No C-9, Pearls Best
Height - II, Netaji Subhash Place, Pitampura, New Delhi – 110034. Orissa: Plot No-501/1741/1846,
Office No:-203 (2nd Floor), Centre Point, Sriya Talkies Road, Kharvel Nagar, Unit-3, Bhubaneswar-
751001, Odisha. Kalika Temple Street., Ground Floor,Beside SBI BAZAR Branch. Berhampur- 760
002,Ganjanm (ODISHA). Near Indian Overseas Bank Cantonment Road Mata Math, Cuttack - 753 001.
2nd Floor, J B S Market Complex, Udit Nagar, Rourkela – 769012. C/o. Raj Tibrewal & Associates,
Opp. Town High School, Sansarak Sambalpur, Orissa – 768001. B C Sen Road, Balasore - 756 001.
Pondicherry: S-8, 100, Jawaharlal Nehru street, (new complex, Opp. Indian Coffee house),
Pondicherry - 605 001. Punjab (Union Territory): Deepak Tower, SCO 154 - 155, 1st Floor - Sector
17 - Chandigarh, Punjab – 160017. Punjab: U/ GF, Prince Market, Green Field, Near Traffic Lights,
Sarabha Nagar Pulli, Pakhowal Road, Ludhiana, Punjab – 141002. 3rd Floor, Bearing Unit No. 313,
Mukut House, Amritsar – 143001. 144, Vijay Nagar, Near Capital Small Finance Bank, Football Chowk,
Jalandhar City, Punjab -144001. No. 35 New Lal Bagh, Opp. Polo Ground, Patiala – 147001. 2907 GH,
GT Road, Near Zila Parishad, Bhatinda, Punjab – 151001. Near Archies Gallery, Shimla Pahari Chowk,
Hoshiarpur, Punjab – 146001. Street No 8-9 Center, Aarya Samaj Road, Near Ice Factory. Moga -142
001. Rajasthan: R-7, Yudhisthir Marg C - Scheme, Behind Ashok Nagar Police Station, Jaipur,
Rajasthan - 302001. AMC No. 423 / 30, Near ChurchOpp T B Hospital, Jaipur Road, Ajmer, Rajasthan
– 305001. 256A, Scheme No. 1, Arya Nagar, Alwar, Rajasthan – 301001. C/o. Kodwani Associtates,
Shope No. 211 - 213 2nd floor, Indra Prasth Tower syam Ki Sabji Mandi, Near Mukerjee Garden,
Bhilwara, Rajasthan – 311001. 1/5, Nirmal Tower, 1st Chopasani Road, Jodhpur, Rajasthan – 342003.
B-33, Kalyan Bhawan, Near Triangle Park, Vallabh Nagar, Kota, Rajasthan – 324007. No.32,
Ahinsapuri, Fatehpura Circle, Udaipur – 313001. 18 L Block, Sri Ganganagar, Rajasthan – 335001.
Behind Rajasthan Patrika In front of vijaya bank, 1404, amar singh pura Bikaner – 334001. 3, Ashok
Nagar, Near Heera Vatika, Chittorgarh, Rajasthan – 312001. Tamilnadu: New No. 10 (Old No. 178)
M.G.R. Salai, Nungambakkam, Chennai – 600 034. No. 1334, Thadagam Road, Thirumurthy Layout,
R.S. Puram, Behind Venketeswara Bakery, Coimbatore – 641002. Shop No. 3, 2nd Floor Surya Towers,
No. 272/273, Goodshed Street, Madurai – 625001. 197, Seshaiyer Complex, Agraharam Street, Erode,
Tamilnadu – 638001. No. 2, First Floor, Vivekananda Street, New Fairlands, Salem, Tamilnadu –
636016. 1 (1), Binny Compound, Second Street, Kumaran Road, Tirupur, Tamilnadu – 641601. No. F4,
Magnam Suraksaa Apatments, Tiruvananthapuram Road, Tirunelveli – 627002. No 8, First Floor, 8th
Cross West Extn, Thillainagar, Trichy, Tamilnadu – 620018. Door No. 86, BA Complex, 1st Floor Shop
No 3, Anna Salai (Officer Line), Tollgate, Vellore - 632 001. No. 28 / 8, First Floor, Balakrishna Colony,
Pachaiappa Street, Near VPV Lodge, Kumbakonam – 612001. No. A5 75/1 Vaiyapuri Nagar 2nd Cross,
Karur - 639 002. Third Floor, B R Complex, No. 66, Door No. 11 A, Ramakrishna Iyer Street, Opp.
National Cinema Theatre, West Tambaram, Chennai – 600045. 16 A / 63 A, Pidamaneri Road, Near
Indoor Stadium, Dharmapuri, Tamilnadu – 636701. Survey No. 25 / 204, Attibele Road, HCF Post,
Mathigiri, Above Time Kids School, Oppsite To Kuttys Frozen Foods, Hosur – 635110. 156A / 1, First
Floor, Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road, Namakkal, Tamilnadu –
637001. No. 59 A / 1, Railway Feeder Road, (Near Railway Station), Rajapalayam, Tamilnadu –
626117. 4 B / A 16, Mangal Mall Complex, Ground Floor, Mani Nagar, Tuticorin, Tamilnadu – 628003.
No. 158, Rayala Tower - 1, Anna Salai, Chennai – 600002. Telangana: 208, II Floor Jade Arcade
Paradise Circle, Hyderabad, Telangana 500 003. H. No. 2 - 4 - 641, F - 7, First Floor, A. B. K Mall, Old
Bus Depot Road, Ramnagar, Hanamkonda, Warangal, Telangana – 506001. H. No. 7 - 1 - 257, Upstairs
S B H mangammathota, Karimnagar, Telangana – 505001. Shop No. 11 - 2 - 31 / 3, First Floor, Philips
Complex, Balajinagar, Wyra Road, Near Baburao Petrol Bunk, Khammam, Telangana – 507001. No.
15 - 31 - 2 M - 1 / 4, First Floor, 14 - A, MIG, KPHB Colony, Kukatpally, Hyderabad – 500072. Tripura:
Nibedita 1st Floor, JB Road, Palace Compound, Agartala, Near Babuana Tea and Snacks, Tripura
(west) – 799001. Uttarakhand: 204/121 Nari Shilp Mandir Marg Old Connaught Place, Dehradun - 248
001. 22 Civil Lines Ground Floor, Hotel Krish Residency, Roorkee - 247 667. Uttar Pradesh: First Floor
106 - 108 City Centre, Phase II, 63/ 2, The Mall, Kanpur, Uttarpradesh – 208001. Office No. 107, First
Floor, Vaisali Arcade Building, Plot No 11, 6 Park Road, Lucknow – 226001. No. 8, II Floor Maruti Tower
Sanjay Place, Agra, Uttarpradesh – 282002. 18/18A, FF-3, Gayatri Dham Milan Tower, MG Marg, Civil
Lines, Prayagraj (Allahabad) - 211001. 1st Floor, C - 10, RDC Rajnagar, Opp Kacheri, Gate No. 2,
Ghaziabad – 201002. Shop No. 5 & 6, Third Floor, Cross Road, The mall, A D Tiraha, Bank Road,
Gorakhpur -273001. 108, First Floor, Shivam Plaza, Opp. Eves Cinema, Hapur Road, Meerut,
Uttarpradesh – 250002. H 21 - 22, First Floor, Ram Ganga Vihar Shopping Complex, Opposite Sale
Tax Office, Moradabad – 244001. Office No. 1, Second Floor, Bhawani Market, Building No. D - 58 / 2
- A1, Rathyatra Beside Kuber Complex, Varanasi, Uttarpradesh – 221010. No. 372 / 18D, First Floor,
Above IDBI Bank, Beside V - Mart, Near RAKSHAN, Gwalior Road, Jhansi – 284001. City Enclave,
Opp. Kumar Nursing Home, Ramghat Road, Aligarh, Uttarpradesh – 202001. F - 62 - 63, Second Floor,
Butler Plaza, Commercial Complex, Civil Lines, Bareilly, Uttarpradesh – 243001. First Floor, Krishna
Complex, Opp. Hathi Gate Court Road, Saharanpur, Uttarpradesh – 247001. Commercial Shop No. GF
10 & GF 38, Ground Floor, Ansal Fortune Arcade, Plot No. K - 82, Sector - 18, Noida – 201301. C/O.
Rajesh Mahadev & Co., Shop No. 3, First Floor, Jamia Complex Station Road, Basti - 272002. 9/1/51,
Rishi Tola Fatehganj, Ayodhya, Faizabad, Uttar Pradesh–224001. Durga City Centre, Nainital Road,
Haldwani, Uttarakhand – 263139. 248, Fort Road Near Amber Hotel, Jaunpur Uttarpradesh – 222001.
159 / 160 Vikas Bazar Mathura Uttarpradesh – 281001. 17, Anand Nagar Complex, Opposite Moti Lal
Nehru Stadium, SAI Hostel Jail Road, Rae Bareilly, Uttar pradesh – 229001. Bijlipura, Near Old Distt
Hospital, Jail Road ,Shahjahanpur Uttarpradesh – 242001. Arya Nagar, Near Arya Kanya School,
Sitapur, Uttarpradesh – 261001. 967, Civil Lines, Near Pant Stadium, Sultanpur, Uttarpradesh –
228001. West Bengal: Plot No.3601, Nazrul Sarani, City Centre, Durgapur – 713216. 2/1, Russell
Street, 2nd Floor, Kankaria Centre, Kolkata – 700071. Block - G, First Floor, P C Chatterjee Market
Complex, Rambandhu Talab PO, Ushagram Asansol, West Bengal – 713303. 399, G T Road,
Basement, Building Name - Talk of the Town, Burdwan, West Bengal – 713101. No.78, Haren
Mukherjee Road, First Floor, Beside SBI Hakimpara, Siliguri – 734001. A – 1 / 50, Block A, Kalyani -
Nadia Dt, PIN – 741235. "Silver Palace" OT Road, Inda - Kharagpur, G - P - Barakola, P.S. Kharagpur
Local, Dist West Midnapore – 721305. Mouza - Basudevpur, J. L. No. 126, Haldia Municipality, Ward
No. 10, Durgachak, Haldia – 721602. Daxhinapan Abasan, Opp Lane of Hotel Kalinga, SM Pally, Malda,
West bengal – 732101. 3 / 1, R. N. Mukherjee Road, Third Floor, Office space - 3 C, “Shreeram
Chambers”, Kolkata – 700001. 47 / 5 / 1, Raja Rammohan Roy Sarani, PO. Mallickpara, Dist. Hoogly,
Seerampur, West Bengal – 712203. First Floor, Central Bank Building, Machantala, PO Bankura, Dist
Bankura, West Bengal – 722101.
 PPFAS MUTUAL FUND
Common Application Form

Parag Parikh Flexi Cap Fund sk Modera

ate Ri High R tely
der
Mo isk
An open ended dynamic Equity scheme investing across large cap, mid cap, small cap stocks. to Risk
e
Hi
gh

de w
t
Mo Lo
ra

Ri
sk
This Product is suitable for investors who are seeking*

Ver
yH
igh Risk
To generate long-term capital growth from an actively managed portfolio primarily of Equity and Equity
related Securities. RISKOMETER
The risk of the scheme is very high risk
Scheme shall invest in Indian equities, foreign equities and related instruments and debt securities.

Parag Parikh ELSS Tax Saver Fund Mo

der
ate Ris
k Modera
High R tely
isk
Hi
to Risk
An open-ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit. e
gh

de w
t
Mo Lo
ra

Ri
sk
This Product is suitable for investors who are seeking*

Ver
yH
igh Risk
Long term capital appreciation
RISKOMETER
Investment predominantly in equity and equity related securities. The risk of the scheme is very high risk

Parag Parikh Conservative Hybrid Fund dera

te Risk
Modera
High R tely
Mo isk
Hi
to Risk
An open-ended hybrid scheme investing predominantly in debt instruments e
gh

de w
t
Mo Lo
ra

Ri
sk
Ver
This Product is suitable for investors who are seeking*

yH
igh Risk
To generate regular income through investments predominantly in debt and money market instruments.
RISKOMETER

Long term capital appreciation from the portion of equity investments under the scheme. The risk of the scheme is moderately high risk

Parag Parikh Arbitrage Fund Mo

der
ate Ris
k Modera
High R tely
isk
Hi
to Risk gh
An open-ended scheme investing in arbitrage opportunities e

de w
t
Mo Lo
ra

Ri
sk
Ver
This Product is suitable for investors who are seeking*

yH
igh Risk
To generate income by investing in arbitrage opportunities
RISKOMETER

Predominantly investing in arbitrage opportunities in the cash and derivatives segment of the equity market. The risk of the scheme is low risk

Parag Parikh Dynamic Asset Allocation Fund te Risk

Modera
High R tely
dera
Mo isk

An open-ended dynamic asset allocation fund. to Risk

e
Hi
gh
de w
t
Mo Lo
ra

Ri
sk

This Product is suitable for investors who are seeking*

Ver
yH
igh Risk

Capital Appreciation & Income generation over medium to long term.

RISKOMETER
Investment in equity and equity related instruments as well as debt and money market instruments
The risk of the scheme is moderate risk
while managing risk through active asset allocation

Parag Parikh Liquid Fund Mo

dera
te Risk
Modera
High R tely
isk
Hi
to Risk
An Open-ended Liquid scheme. A Relatively Low Interest Rate Risk and Relatively low Credit Risk e
gh
de w
t
Mo Lo
ra

Ri
sk
Ver
yH

This Product is suitable for investors who are seeking*

igh Risk

Income over the short term RISKOMETER

The risk of the scheme is low to moderate risk
Investments in Debt/money market instruments
 Potential Risk Class (PRC) of Parag Parikh Liquid Fund
Potential Risk Class
Credit Risk Relatively Moderate Relatively High
Low (Class A) (Class B) (Class C)
Interest Rate Risk
Parag Parikh Liquid Fund Relatively Low (Class I) A-I
Moderate (Class II)

Relatively High (Class III)

A-I - A Scheme with Relatively Low Interest Rate Risk and Relatively Low Credit Risk

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

Note: Please visit the website address for latest Riskometer updates: [Link] Statutory Disclosures --->
Product Label of the Schemes.

ARN/RIA Code/Stock Broker/Portfolio Internal Code Employee Unique

ARN / Distributor Name Sub Agent’s ARN Bank Branch Code for Sub-Agent/ Identification Number
Manager Registration Number (PMRN) Employee (EUIN)

ARN-

1st Holder Name Date of Birth/

as per PAN card* Incorporation
(DOBI)
As per PAN card*

(as per PAN card)

Date of Birth
(DOB)
As per PAN card*

2nd Holder Name

as per PAN card*
Date of Birth
(DOB)
As per PAN card*

3rd Holder Name

as per PAN card*
Date of Birth
(DOB)
As per PAN card*

Date of Birth
(DOB)
As per PAN card*

*Mandatory information - If left blank, the application is liable to be rejected. Individual client who has registered under KYC Records Registry (CKYCR) can fill the 14 digit KYC
Identification Number (KIN)
On providing email-id investors shall receive the scheme wise annual report or an abridged summary thereof/ account statements/ statutory and other
documents by email.
However, if the investors wish to receive physical copy of the scheme wise annual report or an abridged summary thereof [please tick(a)] opt-in
First Unitholder:
Mobile Email
Mobile No.* provided pertains to: (Please tick (a)) Email ID* provided pertains to: (Please tick (a))
Self Spouse Dependent Children Dependent Siblings Self Spouse Dependent Children Dependent Siblings
Dependent Parents Guardian PMS Custodian POA Dependent Parents Guardian PMS Custodian POA
Second Unitholder:
Mobile Email
Mobile No.* provided pertains to: (Please tick (a)) Email ID* provided pertains to: (Please tick (a))
Self Spouse Dependent Children Dependent Siblings Self Spouse Dependent Children Dependent Siblings
Dependent Parents Guardian PMS Custodian POA Dependent Parents Guardian PMS Custodian POA
Third Unitholder:
Mobile Email
Mobile No.* provided pertains to: (Please tick (a)) Email ID* provided pertains to: (Please tick (a))
Self Spouse Dependent Children Dependent Siblings Self Spouse Dependent Children Dependent Siblings
Dependent Parents Guardian PMS Custodian POA Dependent Parents Guardian PMS Custodian POA

I hereby declare that I shall immediately notify any change to the mobile number/ email id.

7
 Expiry Date

Parag Parikh Flexi Cap Fund Parag ParikhLiquid Fund Parag Parikh ELSS Tax Saver Fund Parag Parikh Conservative Hybrid Fund
(PPFCF) (PPLF) (PPTSF) (PPCHF)

Parag Parikh Arbitrage Fund Parag Parikh Dynamic Asset Allocation Fund
(PPAF) (PPDAAF)

* (N/A for Parag Parikh ELSS Tax Saver Fund (PPTSF)

and Parag Parikh Arbitrage Fund (PPAF))

(Default in case of PPFCF)

(Default incase of PPLF, Applicable only for PPLF)

(Applicable only for PPLF, PPCHF and PPDAAF.)

(Default incase of (PPCHF) and (PPDAAF))

*The IDCW record date for payout or reinvestment under PPFCF may be determined by the Trustee from time to time.

Parag Parikh ELSS Tax Saver Fund

5. Parag Parikh Arbitrage Fund

Parag Parikh Dynamic Asset

6.
Allocation Fund

12

I/We wish to make a nomination. [As per details given below]

OR

I / We hereby confirm that I / We do not wish to appoint any nominee(s) for my mutual fund units held in my / our mutual fund folio and
understand the implications / issues involved in non-appointment of any nominee(s) and am/ are further aware that in case of my demise /
death of all the unit holders in the folio, my / our legal heir(s) would need to submit all the requisite documents issued by the Court or such
other competent authority, as may be required by the Mutual Fund / AMC for settlement of death claim / transmission of units in favour of
the legal heir(s), based on the value of the units held in the mutual fund folio/s.

I/We wish to make a nomination and do hereby nominate the following person(s) in the above specified folio(s) who shall receive all the assets held in
my / our account/ folio in the event of my / our demise, as trustee and on behalf of my/ our legal heir(s)*. This nomination shall supersede any prior
nomination made by us/me if any.
Nomination can be made Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
upto three nominees in the
account.
Mandatory information
1 Name of the Mr./Ms. Mr./Ms. Mr./Ms.
nominee(s)

2 Share of each
Nominee# % % %

3 Date of Birth (for

dd-mmm-yyyy dd-mmm-yyyy dd-mmm-yyyy
Minor)
4 Relationship with the o Spouse o Spouse o Spouse
Applicant (select one) o Father o Father o Father
o Mother o Mother o Mother
o Daughter o Daughter o Daughter
o Son o Son o Son
o Others (please specify) o Others (please specify) o Others (please specify)
__________________ __________________ __________________

5 Nominee/ Guardian PAN PAN PAN

(in case of Minor)
Identification details ________________ ________________ ________________
[Please tick any one of
Aadhaar (masked last 4 digits) Aadhaar (masked last 4 digits) Aadhaar (masked last 4 digits)
the following and
provide ID Number
**** **** _______ **** **** _______ **** **** _______
and no copies
required]. Passport (for NRIs/OCIs/PIOs) Passport (for NRIs/OCIs/PIOs) Passport (for NRIs/OCIs/PIOs)

________________ ________________ ________________

Driving License Driving License Driving License
_________________ _________________ _________________
6 Address of
Nominee(s)/
Guardian in case of
Minor
City / Place:
State & Country
Pincode: Pincode: Pincode:
7 Mobile of nominee(s)/
Guardian in case of
Minor
8 Email ID of
nominee(s)/ Guardian
in case of Minor
Non-mandatory details
9 Nominee Guardian
Name (in case
Nominee is Minor)
I / We want the details of my / our nominee to be printed in the statement of holding, provided to me/ us by the AMC / DP as follows; (please tick, as appropriate)

Name of nominee(s) with % Nomination: Yes / No (Default)

Signature(s) – As per mode of holding in demat accounts / MF Folio(s).

Name of the Holder Signature / Thumb Impression
Sole / First Holder (Mr./Ms.)

Second Holder (Mr./Ms.)

Third Holder (Mr./Ms.)

* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature.
# Any odd lot after division shall be assigned / transferred to the first nominee mentioned in the form.

*Name and Address of Witness *Signature of Witness

Witness 1

Witness 2

Note:
The Intermediary shall provide acknowledgement of the nomination form to the account holder(s)
 13

It is mandatory to fill all relevant details correctly. Incorrect/incomplete details may lead to inaccurate FATF/CRS reporting.

15 Declaration for NPO

We are falling under “Non-Profit Organization” [NPO] which has been constituted for religious or charitable
purposes referred to in clause (15) of section 2 of the Income-tax Act, 1961 (43 of 1961), and is registered as a trust Yes
or a society under the Societies Registration Act, 1860 (21 of 1860) or any similar State legislation or a Company No
registered under the section 8 of the Companies Act, 2013 (18 of 2013).

If yes, please quote the NPO Registration Number provided by DARPAN portal.

(If not registered already, please register immediately and confirm with the above information.

1. 'If the Name given in the application does not match the name as appearing on the PAN Card/Aadhaar card, authentication, application may be
liable to get rejected or further transactions may be liable to get rejected'

2. I /We have understood the information requirement of this Form (read along with the FATCA & CRS Instructions) and hereby confirm that the
information provided be me/us on this Form is true, correct, and complete. I/ We also confirm that I /We have read and understood the FATCA &
CRS Terms and Conditions below and hereby accept the same.

3. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public function in a foreign country,
e.g., Heads of States or of Governments, senior politicians, senior government/judicial/military officers, senior executive of state-owned
corporations, important political party officials, etc.

4. Country of Tax Residence and Tax ID number: Tax Regulations require us to collect information about each investor's tax residency. In certain
circumstances (including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with
relevant tax authorities. If you have any questions about tax residency, please contact your tax advisor. Should any information provided change
in the future, please ensure you advise us of the change. If you are a US citizen or resident, please include United States in this related field along
with your US Tax Identification Number.

5. As per AMFI Circular No. 135/BP/77 /2018-19, please provide email id and Mobile Number of the Primary Unit Holder of the Folio. In cases where
the email address/mobile No. is not provided in the application form, the email address/mobile no. of the first applicant as per the KYC data will
be taken as the email address/mobile No. The email address of one investor should not be allowed/up dated against folios of other/multiple
investors, unless a specific written request is received in this regard, duly signed by the investors or the investors in such folios belong to the same
family (applicable in respect of individual investors only).

"Family means self, spouse, dependent children, dependent siblings, dependent parents, and a guardian in case of a minor as per AMFI
guidelines dated March 28, 2022"

6. The AMC to strengthen control with respect to verification of key details of investors like Bank account details, email id, mobile number, and
address, etc and to standardize the process for Validation of Email ID, Mobile Number, Bank Mandate & Two Factor Authentication for
Redemptions of Non-Demat folios. AMC shall take necessary steps to comply with the AMFI Best Practice guidelines dated March 28, 2022, and
as amended from time to time. Investors are requested to provide correct Bank account details, email id, and mobile number at the time of
submitting the application.
 DECLARATION

I/We am/are not prohibited from accessing capital markets under any order/ruling/judgment etc. of any regulation, including SEBI. I/We confirm that my application is in compliance with applicable
Indian and foreign laws. I/We hereby confirm and declare as under:-

1. For Non-Individual Investor: I/We hereby confirm that the object clause of the constitution document of the entity (viz. MOA / AOA /Trust Deed, etc. I, allows us to apply for investment in this scheme of
PPFAS Mutual Fund and the application is being made within the limits for the same. I/We are complying with all requirements/ conditions of the entity while applying for the investments and I/We,
including the entity, if the case may arise so, hereby agree to indemnify PPFAS AMC/ PPFAS Mutual Fund in case of any dispute regarding the eligibility, validity and authorization of the entity and/or the
applicants who have applied on behalf of the entity.

2. For NRIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking channels or from funds In my/our
Non Resident External/Non-Resident Ordinary/FCNR account. (Refer Inst. No. F)

3. Applicable to PEKRN Holders: I, the first/ sole holder, also hereby declare that I do not hold a permanent Account Number and hold only a sing le PAN Exempt KYC Reference No. (PEKRN) Issued by KYC
Registration Authority and that my existing Investments together with the current application will not result in aggregate Investments exceeding Rs. 50,000/-in a rolling 12 months period or in a financial
year.

4. I have voluntarily subscribed to the online access for transacting the internet facility provided by PPFAS Asset Management Private Ltd. (lnvestment Manager of PPFAS Mutual Fund) and confirm of
having read, understood and agree to abide the terms and conditions for availing of the internet facility more particularly mentioned on the website [Link] and hereby undertake to
be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the online transactions effected by me and I shall be solely liable for
all the costs and consequences there of.

5. I/We have read, understood and hereby agree to comply with the terms and conditions of the scheme related documents and apply for allotment of Units of the Scheme(sl of PPFAS Mutual Fund
('Fund') indicated above.

6. I/We am/are eligible lnvestor(s) as per the scheme related documents and am/are authorised to make this investment as per the Constitutive documents/authorization(s). The amount invested in
the Scheme(s) is through legitimate sources only and is not for the purpose of contravention and/or evasion of any act, rules, regulations, notifications or directions issued by any regulatory authority
in India.

7. The information given in/ with this application form is true and correct and further agree to furnish such other further/additional information as may be required by the PPFAS Asset Management
Private Limited (AMC)/Fund and undertake to inform the AMC/Fund/Registrars and Transfer Agent (RTA) in writing about any change in the information furnished from time to time.

8. That in the event, the above information and/or any part of it is/are found to be false/untrue/misleading, I/We will be liable for the consequences arising there from.

9. I/We hereby authorize you to disclose, share, remit in any form/manner/mode the above information and/or any part of It including the changes/updates that may be provided by me/us to the
Mutual Fund, Its Sponsor/s, Trustees, Asset Management Company, Its employees, agents and third party service providers, SEBI registered Intermediaries for single updation/ submission, any
Indian or foreign statutory, regulatory, judicial, quasi- judicial authorities/agencies including but not limited to Financial Intelligence Unit-India (FIU-IND) etc without any intimation/advice to me/us.

10. I/We will indemnify the Fund, AMC, Trustee, RTA and other intermediaries in case of any dispute regarding the eligibility, validity and authorization of my/our transactions.

11. The ARN holder (AMFI registered Distributor) has disclosed to me/us all the commissions (In the form of trail commission or any other model, payable to him/them for the different competing
Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

12. I/We hereby confirm that I/We have not been offered/ communicated any indicative portfolio and/ or any indicative yield by the fund/amdlts distributor for this investment.

13. Preferred mode of payment Electronic Credit. RTGS IFSC/NEFT code will help us transfer the amount to your bank account quicker, electronically. In case the bank does not credit my /our bank
account with / without assigning any reason thereof, or if the transaction is delayed or not effected at all or credited into the wrong account for reasons of incomplete or incorrect information, I / We
would not hold PPFAS Mutual Fund responsible. Further the Mutual Fund reserves the right to Issue a demand draft/ payable at par cheque In case it is not possible to make payment by DC/NEFT /ECS.

14. I/We acknowledge that in case any of the above specified information is found to be false or untrue or misleading or misrepresenting, I/We am/are aware that I/We may liable for it. I/We hereby
authorize you [Fund/ AMC/RTA/other participating entities] to disclose, share, remit in any form, mode or manner, all / any of the information provided by me, including all changes, updates to such
information as and when provided by me to Mutual Fund, its Sponsor, Asset Management Company, trustees, their employees/ RTAs (’the Authorized Parties') or any Indian or foreign governmental
or statutory or judicial authorities/ agencies Including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax I revenue authorities in India or outside India wherever it is legally required
and other investigation agencies without any obligation of advising me/us of the same. Further, I/We authorize to share the given information to other SEBI Registered Intermediaries /or any regulated
Intermediaries registered with SEBI /RBI/ IRDA / PFRDA to facilitate single submission / update & for other relevant purposes. I/We also undertake to keep you informed in writing about any changes /
modification to the above information in future and also undertake to provide any other additional information as may be required at your / Fund's end. As may be required by domestic or overseas
regulators/ tax authorities, I/We authorize Fund/ AMC/RTA to withhold and pay out any sums from your account or close or suspend your account(s) without any obligation of advising me of the same

15. Consent for Telemarketing: I/We hereby accord my/our consent to PPFAS AMC for receiving the promotional information/ material via email, SMS, telemarketing calls etc. on the mobile number and
email provided by me/us in this Application Form.

16. For Foreign National Resident in India only: I/We will redeem my/our entire investment/s before I/We change my/our Indian residency status. I/We shall be fully liable for all consequences (including
taxation) arising out of the failure to redeem on account of change in residential status.

17. For NRIs/PIO/OCIs only: I/We confirm that my application is in compliance with applicable Indian and foreign laws.
Please ( ) Yes No If Yes, ( ) Repatriation basis Non-repatriation basis

DECLARATION
I declare that the information is to the best of my knowledge and belief, accurate and complete.
I agree to notify PPFAS Mutual Fund/PPFAS Asset Management Private Limited immediately in the event the information in the self-certification changes.

? ? ?

FIRST OR SOLE APPLICANT/ GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT

ACKNOWLEDGMENT SLIP (To be filled by the Investor)

Application No.
ISC Stamp & Signature
PPFAS MUTUAL FUND
Registered Office: 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai - 400 021.
Received, subject to realisation, verification and conditions, an application for purchase of Units as mentioned in the application form.

From
Dated Amount (RS) Scheme
 INSTRUCTIONS
A. General Instructions

• Please read the key Information Memorandum and the Scheme Information In accordance with SEBI Circular No. CIR/MIRSD/13/2013 dated December 26, [Link]
Documents) of the Scheme and Statement of Additional Information carefully before additional details viz. Occupation details Gross Annual lncome/networth and Politically
filling the application Form. Investors should apprise themselves of the prevailing Load Exposed Person (PEP)*status mentioned under section 4 & 5 which was forming part of
structure on the date of submitting the Application Form. uniform KYC form will now be captured in the application form of the Fund. Also, the
detail of nature of services viz Foreign Exchange/Gambling/Money lending. etc.
• Investors are deemed to have accepted the terms subject to which these offers are (applicable for the first/sole applicant) is required to be provided as part of client Due
being made and bind themselves to the terms upon signing the Application Form and Diligence (CCD) Process of the Fund.
tendering payment.
The said details are mandatory for both Individual and Non Individual Applications.
• New investors wishing to make SIP investment will need to complete and submit both *PEP are defined as individuals who are or have been entrusted with prominent public
the Application Form and the SIP Enrollment Form. function in the foreign country, e.g. Heads of states or of Government, senior politicians,
senior Government I judicial / military officers, senior executive of state owned
• The Application Form is for Resident lnvestors/NRls/ FIIs and should be completed in corporation, important political party officials, etc.
ENGLISH and in BOLD LETTERS only. Please tick in the appropriate box for relevant
options wherever applicable. Further if you are a Citizen or resident or green card holder or tax resident other than
India. please include all such countries in the tax resident country information field along
• Please do not overwrite. For any correction I changes (if any) made, the sole I all with your tax Identification Number or any other relevant ID / Number. If no TIN is yet
applicants are requested to authenticate the same by canceling and re-writing the available or has not yet been issued, please provide an explanation and attach this to
correct details and counter-signing the same. the form.
Documents Individuals Companies Trusts Societies Partnership Minor NRIs POA
• Applications complete in all respects, may be submitted at the designated Investor / LLP / FIIs* Firms
Service Centres (ISCs)/ Official points of Acceptance. Resolution / Authorisation to invest
✓ ✓ ✓ ✓
List of Authorised Signatories with
Specimen Signature(s) @
✓ ✓ ✓ ✓ ✓
• The signature should be in English or in any of the Indian languages specified in the Certificate of Incorporation
✓
eighth schedule of the Constitution of India. Thumb Impressions must be attested by a Memorandum and Articles of
✓ ✓
magistrate or a notary public or a special executive magistrate under his/her official Association / Partnership Deed
Trust Deed
seal. Applications by minors should be signed by the guardians. In case of H.U.F., the ✓
Bye-laws
Karta should sign on behalf of the H. U. F. ✓
Account Debit Certificate in case
payment is made by DD from
✓
• The AMC /Trustee retains the sole and absolute discretion to reject any application. It NRE / FCNR A/c where applicable
PAN/PERN Proof (not required for
may be noted that the Securities and Exchange Board of India (SEBI) vide its Notification existing investors)
✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
dated May 31, 2010 read with Circular dated June 24, 2010 states that with effect from KYC acknowledgment letter
✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
June 01, 2010, the distributors, agents or any persons employed or engaged or to be Copy of cancelled Cheque/debit
✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
employed or engaged in the sale and/or distribution of mutual fund products shall be proof
PIO/OCI Card (As applicable)
required to have a valid certification from the National Institute of Securities Markets ✓
Notarised POA
(NISM) by passing the certification examination. ✓
UBO
✓ ✓ ✓ ✓ ✓ ✓
FACTA and CRS
• Further, no agents / distributors would be entitled to sell units of mutual funds unless the ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Proof of Date of Birth
intermediary is registered with AMFI. ✓
Proof of Relationship with
Guardian
✓
• List of Official Points of Acceptance is available on the website of the Mutual Fund Names of the relevant persons
✓
holding senior management
[Link] position#
Registered office and the principal
place of its business if it is
✓ ✓
• In case the cheque is returned on account of whatever reasons the applicant would different.#
have to fill a new application form and submit the same along with a fresh cheque at Names of all the partners#
✓
the nearest Official Point of Acceptance of Transactions. Applicability of NAV shall be Names of the beneficiaries,
✓
trustees, settlor and authors of the
based on receipt of application and also the realization of funds in the Bank account of trust and the address of the
respective scheme (and NOT the time of deposit of Cash in the Bank) within the registered office of the trust.#
List of trustees and documents as
applicable cut-off timing. However, if the credit is received in the Bank account of the are required for individuals as per
✓
scheme but investor has not yet submitted the application form, units will be allotted as Prevention of Money-laundering
(Maintenance of Records)
per receipt of application. (time stamping) Amendment Rules, 2023 under
sub-rule (4). for those discharging
role as trustee and authorised to
• Applications rejected by AMC/CAMS ISC post time stamping cannot be represented. transact on behalf of the trust.#
#These are additional documents to be submitted voluntarily
B. Existing Unitholder information
@ Should be original or true copy certified by the Director / Trustee / Company Secretary /
If you have an existing folio, please mention the Folio Number in the "EXISTING INVESTOR Authorised Signatory / Notary Public, as applicable.
DETAILS" and proceed to point 11 in the application form. Please note that the all details * For FIIs, copy of SEBI registration certificate should be provided.
and mode of holding will be as per the existing folio. The Power of Attorney should necessarily be signed by both the investor and the constituent
Power of Attorney. Where only uncertified photocopies of the documents
C. Unitholder Information
are submitted/attached to the application form, the onus for authentication of the documents
so submitted shall be on investors and the PPFAS Mutual Fund will accept and act in good
Applicant's name and address must be given in full (P. 0. Box Address may not be
faith on uncertified/not properly authenticated documents submitted/attached with the
sufficient. Investors residing overseas, please provide your Indian address and overseas
application form. Submission of such documents by investors shall be full and final investor's
address).
authority to invest and the PPFAS Mutual Fund shall not be liable under any circumstances for
any defects in the documents so submitted.
All communication and payments shall be made to the first applicant or the Karta in case
Non-Individual investors are required to ensure that the object clause of the constitution
of HUF / Guardian in case of minor.
document (viz. MOA / AOA / Trust Deed, etc.) permits investment in the scheme of PPFAS
Mutual Fund. PPFAS Mutual Fund shall accept and process the applications made by these
The subscription amounts can be tendered by cheque payable locally at any of the AMC
entities in good faith by relying on the undertaking given with respect to the authority, validity
offices or CAMS Investor Service Centres (ISC) which are designated Official Points of
and compliance with all relevant formalities/conditions etc. in the application for making
Acceptance of Transactions and crossed "A/c Payee only".
such investments with PPFAS Mutual Fund. Further, PPFAS Mutual Fund/Trustees or any of
its affiliates shall not be liable in case of any dispute arising with respect to eligibility, validity
"On behalf of Minor" Accounts: Name of Guardian must be mentioned if investments
and authorization of the entity and/or the applicants who have applied on behalf of the entity,
are being made on behalf of a minor. Date of birth is mandatory in case of minor. The
as applicable
minor shall be the first and the sole holder in the account (folio). No joint holder will be
allowed in an account (folio) where minor is the first or sole holder. Guardian in the
• Applicants can specify the mode of holding in the application form as "Single" or "Joint"
account (folio) on behalf of the minor should either be a natural guardian (i.e. father or
or "Anyone or Survivor". In the case of holding specified as "Joint", redemption and all
mother) or a court appointed legal guardian and the same must be mentioned in the
other request / transactions would have to be signed by all unit holders. However, in
space provided in application form. Copy of document evidencing the date of birth of the
cases of holding specified as· Anyone or Survivor", any one of the unit holders will have
minor and relationship of the guardian with the minor (whether natural or legal
the power to make all necessary requests, without it being necessary for all the unit
guardian) should mandatorily be provided while opening of the account (folio). Also,
holders to sign. In the event the account has more than one registered unit holders and
nomination shall not be allowed in a folio/account held on behalf of a minor. When the
the mode of holding is not specified in the application form, the default option for holding
minorattains majority then, please fill the Form for Minor attaining Majority
would be considered to be “anyone or survivor". However, in all cases, the proceeds of
all IDCW/redemption will be paid to the first named holder. All communications will
In case of an application under Power of Attorney or by a limited company, body
also be sent to the first named holder.
corporate, registered society, trust or partnership, etc the relevant Power of attorney or
the relevant resolution or authority to make the application as the case maybe, or duly
• Investors should clearly indicate their preference of Plan/option on the application form.
notarised copy thereof, along with the Memorandum and Articles of Association/ Bye
If no plan is selected in the application form, the investment will be deemed to be for the
Laws must be lodged with the application form.
default option i.e. Direct Plan.
Documentation to be submitted by Corporate Investors/Societies I Trusts /Partnership
D. Bank Details
Firms/FILL
a).Pay- Out Bank Account Details:
An investor at the time of purchase of units must provide the details of his / her pay-out
bank account (i.e. account into which redemption proceeds are to be paid) in Section 9 in
the Application Form.
b).Multiple Bank Account Registration: # Investors should also bring the original documents along with the documents
The AMC/ Mutual Fund provides a facility to the investors to register multiple bank mentioned in (a) above to the ISCs/Official Points of Acceptance of PPFAS Mutual Fund.
accounts (currently upto 5 for Individuals and 10 for Non-Individuals) for receiving
redemption proceeds etc. by providing necessary documents. Investors must specify The copy of such documents will be verified with the original documents to the
any one account as the "Default Bank Account". The investor, may however, specify any satisfaction of the AMC/ Mutual Fund/R&TA. The original documents will be returned
other registered bank account for credit of redemption proceeds at the time of across the counter to the investor after due verification.
requesting for the redemption.
*In respect of (b) above, it should be certified by the bank manager with his / her full
Investors holding units in non-dematform are requested to avail the facility of registering signature, name, employee code, bank seal and contact number.
multiple bank accounts by filling in the 'Multiple Bank Accounts Registration Form'
available at our Investor Service Centres (ISCs) or on our website [Link] Investors should note that where the bank account numbers have changed on account
of the implementation of core banking system at their banks, any related
c).lndlan Financial System Code (IFSC) communication from the bank towards a change in bank account number should
IFSC is a 11 digit number given by the banks on the cheques. IFSC will help to secure accompany the application form for subscription of units. However, for updation of the
transfer of redemption payouts via the various electronic mode of transfers that are changed bank details in the folio, the investor should follow the change of bank details
available with the banks. process.

E. Applications through Rupee Drafts / NRE / FCNR accounts The Mutual Fund has also provided a facility to the investors to register multiple bank
In case of FII / NRIs / Persons of Indian Origin applying on repatriation basis, payment accounts, as detailed in Instruction No. E b. Investors are requested to avail the facility of
may be made by Cheques drawn out of NRE / FCNR Accounts. In case of Indian Rupee registering multiple bank accounts by filling in the 'Multiple Bank Accounts Registration
Drafts purchased abroad or payments from FCNR / NRE accounts, a certificate from the Form' available at our Investor Service Centres (ISCs) or on our website
Bank issuing the draft confirming the debit and / or foreign inward remittance certificate [Link]
(FIRC) issued by investor's banker should also be enclosed. The Mutual Fund reserves
the right to hold redemption proceeds in case the requisite details are not submitted. II) Source of funds-if funded by pre-funded Instruments such as Pay Order, Demand
Draft, Banker's cheque etc.
Bank details
Investors are requested to mention the bank account details where the redemption Investors should attach anyone of the following supporting documents with the
cheques should be drawn, since the same is mandatory as per the directives issued by purchase application where subscription for units is vide a pre-funded instrument
SEBI. Applications without this information will be deemed to be incomplete and are issued by way of debit to his / her bank account: (i) a Certificate (in original) from the
liable for rejection. The Mutual Fund reserves the right to hold redemption proceeds in issuing banker duly certified by the bank manager with his / her full signature, name,
case the requisite details are not submitted. Please attach a copy of the canceled employee code, bank seal and contact number, stating the Account holder's name, the
cheque. Bank Account Number which has been debited for issue of the instrument and PAN as
per bank records, if available (ii) a copy of the acknowledgment from the bank, wherein
F. Third Party Payments the instructions to debit carry the bank account details and name of the investor as an
1. PPFAS Asset Management Private Limited ("PPFAS AMC") / PPFAS Mutual Fund ("Mutual account holder are available (iii) a copy of the passbook/bank statement evidencing the
Fund"), shall not accept applications for subscriptions of units accompanied with Third debit for issuance of the instrument.
Party Payments except in cases as enumerated in para G.2a below.
The account number mentioned in the above supporting documents should be the
"Third Party Payment" means payment made through an instrument issued from a same as / one of the registered bank account or the bank details mentioned in the
bank account other than that of the first named applicant/ investor mentioned in the application form.
application form. In case of payment instruments issued from a joint bank account, the
first named applicant/ investor must be one of the joint holders of the bank account from III) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.
which the payment instrument is issued. Investors should attach to the purchase application form, an acknowledged copy of the
instruction to the bank also stating the account number debited. The account number
Illustrations mentioned on the transfer instruction copy should be a registered bank account or the
Illustration 1: An Application submitted in joint names of A, B & C along with cheque first named applicant/ investor should be one of the account holders to the bank
issued from a bank account in names of C, A & B. This is a valid application and will not account debited for such electronic transfer of funds.
be considered as Third Party Payment.
IV) Source of funds - if paid by a pre-funded instrument issued by the Bank against
Illustration 2: An Application submitted in joint names of A, B & C along with cheque Cash
issued from a bank account in name of A. This is a valid application and will not be The AMC/Mutual Fund /R&TA will not accept any purchase applications from investors if
considered as Third Party Payment. accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft,
Banker's cheque) against cash for investments of Rs. 50,000 or more. The investor should
Illustration 3: An Application submitted in joint names of A, B & C along with cheque submit a Certificate (in original) obtained from the bank giving name, bank account number
issued from a bank account in names of B, C & Y. This will be considered as Third Party and PAN as per the bank records (if available) of the person who has requested for the payment
Payment. instrument. The said Certificate should be duly certified by the bank manager with his / her full
signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund /
2a. As referred to in para G.1 above, following are the exceptional cases where third party R&TA will check that the name mentioned in the Certificate matches with the first named investor.
payments will be accepted subject to submission of requisite documentation/declarations.
The account number mentioned in the Certificate should be the same as / one of the registered
I) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in bank account or the bank details mentioned in the application form. PPFAS Mutual Fund /
consideration of natural love and affection or as gift for a value not exceeding Rs. 50,000 PPFAS AMC reserves the right to seek information and / or obtain such other additional
for each regular purchase or per SIP installment. However this restriction of Rs 50,000 documents/information from the investors for identifying whether it is a third party payment.
will not be applicable for payment made by a Guardian whose name is registered in the
records of Mutual Fund in that folio (i.e. Father/Mother/ Court Appointed Legal Guardian). H) E-mail communication
If the investor has provided an email address, the same will be registered in our records. Thus,
II) Payment by Employer on behalf of employee under Systematic Investment Plans or as Allotment confirmations, Consolidated Account Statement/ Account Statement, annual report/
lump sum / one-time subscription, through Payroll deductions. abridged summary and any statutory / other information as permitted would be sent by email.
These documents shall be sent physically in case the Unit holder opts/ request for the same.
III) Custodian on behalf of an FII or a Client.
Should the Unit holder experience any difficulty in accessing the electronically delivered
*'Related Person' means any person investing on behalf of a minor in consideration of documents, the Unit holder shall promptly advise the Mutual Fund to enable the Mutual Fund to
natural love and affection or as a gift. make the delivery through alternate means. It is deemed that the Unit holder is aware of all
security risks including possible third party interception of the documents and contents of the
2b. For investments through third party payments, Investors must accompany the 'Third documents becoming known to third parties.
Party Payment Declaration Form' (available at any of our ISCs or on our website
[Link] along with the Application Form for subscription of units. The AMC / Fund reserve the right to send any communication in physical mode.

3. The Mutual Fund shall adopt the following procedures to ascertain whether payments I) Mode of Payment of Redemption / IDCW proceeds via Direct Credit/ NEFT / ECS
are Third Party Payments and investors are therefore required to comply with the
requirements specified here in below. • Direct Credit
The AMC has entered into arrangements with banks to facilitate direct credit of redemption /
G) Source of funds-if paid by cheque IDCW proceeds (if any) into the bank account of the respective Unit holders maintained with any
Identification of third party cheques by the AMC/Mutual Fund/ Registrar & Transfer of these banks. The list of banks is subject to change from time to time.
Agent (R&TA) will be on the basis of matching the name / signature on the investment
cheque with the name/ signature of the first named applicant available on the • National Electronic Funds Transfer (NEFT)
application or in our records for the said folio. If the name of the bank account holder is The AMC provides the facility of 'National Electronic Funds Transfer (NEFT)' offered by Reserve
not pre-printed on the investment cheque or the signature on the said cheque does not Bank of India (RBI), which aims to provide credit of redemption / IDCW payouts directly into the
match with that of the first named applicant mentioned on the application / available in bank account of the Unit holder maintained with the banks (participating in the NEFT System).
our records for the said folio, then the investor should submit any one of the following Unit holders can check the list of banks participating in the NEFT System from the RBI website
documents at the time of investment: i.e. [Link] or contact any of our Investor Service Centres.

a) a copy# of the bank passbook or a statement of bank account having the name and However, in the event of the name of Unit holder's bank not appearing in the 'List of Banks
address of the account holder and account number; participating in NEFT' updated on RBI website [Link], from time to time, the instructions
of the Unit holder for remittance of redemption /IDCW proceeds via NEFT System will be
b) a letter* (in original) from the bank on its letterhead certifying that the investor maintains discontinued by PPFAS Mutual Fund/ PPFAS Asset Management Private Limited without prior
an account with the bank, along with information like bank account number, bank notice to the Unit holder and the payouts of redemption / IDCW proceeds shall be effected by
branch, account type, the MICR code of the branch & IFSC Code (where available). sending the Unit holder(s) a cheque/demand draft.
• Electronic Clearing Service (ECS) 5. Non-individuals including a Society, Trust, Body Corporate, Partnership Firm, Karta of Hindu
The Investors will receive their redemption / IDCW proceeds directly into their bank accounts in undivided family, a Power of Attorney holder and/or Guardian of Minor unitholder cannot
the following order: nominate.
6. Nomination is not allowed in a folio where Minor is the unitholder.
(I) In case the bank account of an investor is covered under Direct Credit facility then the payment 7. The signatories for this nomination form in joint folios / account, shall be the same as that of
of redemption / IDCW proceeds will happen via direct credit payout mode only. your joint MF folio / demat account. i.e.

(II) In case the bank account of an investor is not covered under Direct Credit facility but covered a. Either or Survivor' Folios / Accounts - any one of the holders can sign.
under NEFT system offered by the RBI then the payment of redemption / IDCW proceeds shall
be effected via NEFT mechanism only. b. First holder Folios / Accounts – only First Holder can sign.

[Link]' Folios / Accounts - both holders have to sign

Each of the above facilities aims to provide direct credit of the redemption / IDCW proceeds into
8. A minor may be nominated. In that event, the name and address of the Guardian of the
the bank account (as furnished in point 10 of the Application Form) of the Unit holder and
minor nominee is to be provided optionally.
eliminates the time lag between dispatch of the cheque, its receipt by the Unit holders and the
9. Nomination can also be in favour of the Central Government, State Government, a local
need to personally bank the instrument and await subsequent credit to the Unit holders account. authority, any person designated by virtue of his office or a religious or charitable trust.
Further, the potential risk of loss of instruments in transit through courier/ post is also eliminated. 10. The Nominee shall not be a trust (other than a religious or charitable trust), society, body
Each of the said facility as a mode of payment, is faster, safer and reliable. corporate, partnership firm, Karta of Hindu Undivided Family, or a Power of Attorney holder.
11. A Non-Resident Indian may be nominated subject to the applicable exchange control
In case the bank account as communicated by the Unit holder is with any of the said banks with regulations.
whom the AMC has entered into arrangements to facilitate such direct credits or with any of the 12. Multiple Nominees: Nomination can be made in favour of multiple nominees, subject to a
banks participating in the NEFT System offered by RBI, the AMC shall automatically extend this maximum of three nominees. In case of multiple nominees, the percentage of the allocation/
facility to the Unit holders. share should be in whole numbers without any decimals, adding upto a total of 100%. If the
percentage of allocation/share for each of the nominee is not mentioned, the allocation /
PPFAS Asset Management Private Limited/PPFAS Mutual Fund shall not be held liable for any claim settlement shall be made equally amongst all the nominees. Any odd lot after division
losses/ claims, etc. arising on account of processing the direct credit or credit via NEFT/ ECS of shall be assigned / transferred to the first nominee mentioned in the form.
redemption proceeds on the basis of Bank Account details as provided by the unit holder in the 13. In case of demise of the investor and any one of the nominees, the regulated entities shall
Application Form. distribute the assets pro-rata to the remaining nominees
14. Every new nomination for a folio/account shall overwrite the existing nomination, if any.
In case of unforeseen circumstances, the AMC reserves the right to issue a cheque / demand 15. Nomination made by a unit holder shall be applicable for units held in all the schemes under
draft. the respective folio / account.
16. Nomination shall stand rescinded upon the transfer of units.
• Mode of Payment for Unit holders holding Units in Demat form 17. Transmission of units in favour of a Nominee shall be valid discharge by the asset
Investors will receive their maturity proceeds directly into their bank accounts linked to the management company/ Mutual Fund / Trustees against the legal heir(s).
demat accounts. Please ensure to furnish the Bank Account details under Section 8. 18. The nomination will be registered only when this form is completed in all respects to the
satisfaction of the AMC.
19. In respect of folios/accounts where the Nomination has been registered, the AMC will not
J. TRANSACT
entertain any request for transmission / claim settlement from any person other than the
The Service facility includes PPFAS Self Invest. registered nominee(s), unless so directed by any competent court.
PPFASMF Online
This facility enables investors to transact online [Link] using PPFASMF Online On Transmission aspects
PPFASMF Online Unitholders can execute transactions online for purchase, redemption and also · Upon demise of the investor, the nominees shall have the option to either continue as joint
register for Systematic Investment Plan (SIP) / of units of scheme of PPFAS Mutual Fund and other holders with other nominees or for each nominee(s) to open separate single account / folio.
services as may be introduced by PPFAS Mutual Fund from time to time. Unitholders can also · In case all your nominees do not claim the assets from the AMC / DP, then the residual
view account details and portfolio valuation online, download account statements and request unclaimed asset shall continue to be with the AMC in case of MF units and with the
for documents via email, besides other options. concerned Depository in case of Demat account.
Unitholders must possess a Folio Number (KRA validated), valid PAN, Bank Account Number · Nominee(s) shall extend all possible co-operation to transfer the assets to the legal heir(s)
registered in the folio and Net banking facility with any of the select banks to avail the PPFASMF of the deceased investor. In this regard, no dispute shall lie against the AMC / DP.
Online facility. · Death of Nominee/s: In the event of the nominee(s) pre-deceasing the unitholder(s), the
unitholder/s is/are advised to make a fresh nomination soon after the demise of the
eAlerts nominee. The nomination will automatically stand cancelled in the event of the nominee(s)
This facility enables the Unit holder to receive SMS confirmation for purchase, redemption or pre-deceasing the unitholder(s). In case of multiple nominations, if any of the nominee is
switch and other alerts. deceased at the time of death claim settlement, the said nominee's share will be distributed
on pro-rata basis (as illustrated below) amongst the surviving nominees. Nominee's legal
Apart from above mentioned facilities, the facility of ePayouts comprising of mode of heir cannot claim the assets on behalf of deceased Nominee(s).
payment of Redemption Proceeds, via Direct Credit/ NEFT / ECS is covered under e-Services % share as specified by investor at the time of % assets to be apportioned to surviving nominees upon demise of investor and nominee ‘A’
facility. nomination
Nominee % share Nominee % initial share % of A’s share to be Total % share
apportioned
K. Dematerialization A
B
60%
30%
A
B
0
30%
0
45%
0
75%
1) Investors can hold units in Dematerialized (Demat) / Non-Demat mode. In case the C 10% C 10% 15% 25%
Total 100% - 40% 60% 100%
investor has not provided his / her Demat account details or the details of DP ID /BO ID
provided by the investor is incorrect, or Demat account is not activated or not in an active
status, the units would be allotted in Non-Demat mode. M. Permanent Account Number
2) Statement of Accounts would be sent to investors who are allotted units in non-Demat (I) As per SEBI Circular No. MRD/DoP/Cir- 05/2007 dated April 27, 2007, it is now
mode only. mandatory that Permanent Account Number (PAN) issued by the Income Tax
Department would be the sole identification number for all participants transacting in
3) Investors are requested to note that Units held in dematerialized form are freely
the securities market, irrespective of the amount of transaction. Accordingly investors
transferable
will be required to furnish a copy of PAN together with request for fresh purchases,
4) The units will be allotted based on the applicable NAV as per the SID and will be credited
additional purchases and Systematic Investment Plan (SIP). Application Forms without
to investor's Demat account on weekly basis upon realization of funds. For e.g. Units will these information and documents will be considered incomplete and are liable to be
be credited to investors Demat account every Monday for realization status received in rejected without any reference to the investors. The procedure implemented by the AMC
last week from Monday to Friday. and the decisions taken by the AMC in this regard shall be deemed final.
ii) PAN card copy is to be provided and should be clear and visible.
Option to hold Units in dematerialized (demat) form iii) If a minor PAN number is given, a minor PAN card also required.
Investors have the option to hold the units in demat form . Please tick the relevant option iv) Guardian PAN card and date of birth as per PAN is mandatory in case investment is in the
of Yes/No for opting/not opting units in demat form. If no option is exercised, 'No' will be name of a minor.
the default option. Applicants must ensure that the sequence of names as mentioned in v) If either Name validation or date of birth validation as per PAN fails or Aadhaar seeding
the application form matches with that of the account held with the Depository status is Inoperative, then the application / transaction will be treated as NIGO.
Participant. If the details mentioned in the application are incomplete/incorrect or not
matched with the Depository data, the application shall be treated as invalid and shall N. Prevention of Money Laundering
be liable to be rejected. The application form should mandatorily accompany the latest Prevention of Money Laundering Act, the SEBI Circulars on Anti Money Laundering and
Client investor master/ Demat account statement. the Client Identification implementation procedures prescribed by AMFI interalia require
the AMC to verify the records of identity and address(es) of investors. To ensure
The investors shall note that for holding the units in demat form, the provisions laid in the adherence to these requirements, investors are required to approach Points of Service
Scheme Information Document (SID) of the Scheme and guidelines/procedural (POS) (list of POS available on [Link]fi[Link]) appointed by any of the KYC
requirements as laid by the Depositories (NSDL CDSL) shall be applicable. Registration Agency and submit documents for completion of appropriate KYC checks.
In case the unit holder wishes to convert the units held in non-demat mode to demat The details for KYC compliance can also be downloaded from AMFI website,
mode or vice versa at a later date, such request along with the necessary form should be [Link]fi[Link] or website of the mutual fund, [Link]. The Mutual
Fund website also prescribes the list of documents that can be submitted by investors to
submitted to their Depository Participant(s).
the POS to get their KYC checks completed.
Units held in demat form will be freely transferable, subject to the applicable regulations
It is mandatory for all investors (including joint holders, NRIs, POA holders and guardians
and the guidelines as may be amended from time to time. in the case of minors) to furnish such documents and information as may be required to
comply with the Know Your Customers (KYC) policies under the AML Laws. Applications
L. Nomination without such documents and information may be rejected. In terms of SEBI circulars
dated April 27, 2007 and June 30, 2008 read with SEBI letter dated June 25, 2007,
1. If you are opening a new demat account / MF folio, you have to provide nomination. Permanent Account Number (PAN) would be the sole identification number for
Otherwise, you have to follow the specified procedure for Opt-out all participants transacting in the securities market, irrespective of the amount of
2. The nomination can be made only by individuals applying for/holding units on their own transaction, except (a) investors residing in the state of Sikkim; (b) Central Government,
behalf singly or jointly. State Government, and the officials appointed by the courts e.g. Official liquidator, Court
3. You can make nomination or change nominee any number of times without any restriction. receiver etc. (under the category of Government) and (c) investors participating only in
4. You are entitled to receive acknowledgement from the AMC / DP for each instance of micro-pension. SEBI, in its subsequent letters dated June 19, 2009 and July 24, 2012 has
providing or changing nomination. conveyed that systematic investment plans (SIP) and lumpsum investments (both put
together) per mutual fund up to Rs.50,000/- per year per investor shall be exempted
from the requirement of PAN.
 Accordingly, investments in PPFAS Mutual Fund (including SIP investment where the aggregate S. Applicability of Stamp Duty
of SIP installments in a rolling 12 months period or in a financial year i.e April to March) of upto Pursuant to Notification No. 5.0. 1226(E) and G.S.R. 226(E) dated March 30, 2020 issued
Rs 50,000/- per investor per year shall be exempt from the requirement of PAN. However, by Department of Revenue, Ministry of Finance, Government of India, read with Part I of
eligible Investors (including joint holders) should comply with the KYC requirement through Chapter IV of Notification dated February 21, 2019 issued by Legislative Department,
registered KRA by submitting Photo Identification documents as proof of identification and the Ministry of Law and Justice, Government of India on the Finance Act, 2019 and SEBI
Proof of Address [self-attested by the investor / attested by the ARN Holder/ AMFI distributor]. communication No. SEBI / IMD/DF2/ OW/ P/ 2020/ 11099/1 dated June 29, 2020, a
These exempted investors will have to quote the "PERN (PAN exempt KYC Ref No) in the stamp duty @ 0.005% of the transaction value would be levied on applicable mutual fund
application form. This exemption of PAN will be applicable only to investments by individuals transactions, with effect from July 01, 2020. Accordingly, pursuant to levy of stamp duty,
[including NRIs but not PIOs), joint holders, Minors and Sole proprietary firms. PIOs, HUFs and the number of units allotted on purchase/switch-in transactions (including IDCW
other categories of investors will not be eligible for this exemption. reinvestment) to the unitholders would be reduced to that extent.
Thus, submission of PAN is mandatory for all other investors existing as well as prospective
investors (except the ones mentioned above) (including all joint applicants/holders, guardians T. Details under FATCA/Foreignlaws:
in case of minors, POA holders and NRIs but except for the categories mentioned above) for Tax Regulations require us to collect information about each investor's tax residency.
investing with mutual funds from this date. lncertain circumstances (including if we do not receive a valid self-certification from you) we
Investors are required to register their PAN with the Mutual Fund by providing the PAN card may be obliged to share information on your account with the relevant tax authority. If you
copy (along with the original for verification which will be returned across the counter). have any questions about your tax residency, please contact your tax advisor. Further if you
All investments without PAN (for all holders, including Guardians and POA holders) are liable are a Citizen or about your tax residency, please contact your tax advisor. Further if you are
to be rejected. Application Forms without quoting of PERN shall be considered incomplete and a Citizen or countries in the tax resident country information field along with your Tax
are liable to be rejected without any reference to the investors. The procedure implemented Identification Number or any other relevant reference ID/ Number. If there is any change in
by the AMC and the decisions taken by the AMC in this regard shall be deemed final. the information provided, promptly intimate the same to us within 30 days.

After completion of KYC compliance, investors need to approach KRA for Change of Address U. Ultimate Beneficial Owners (S)
and not Registrar (CAMS). In respect of KYC compliant Folio, prospective pursuant to SEBI master Circular No. CIR/ISD/AML/3/2010 dated December 31, 2010 on
Anti Money Laundering Standards and Guidelines on identification of Beneficial
Change of Address received along with transaction slip will not be processed by Registrar Ownership issued by SEBI vids its Circular No. CIR/MIRSD/2/2013 dated January 24,
(CAMS). The AMC reserves the right to reject subscription requests in the absence of 2013, Investors (other than Individuals) are required to provide details of 'Ultimate
appropriate compliance with the AML Laws. In line SEBI circular No. MIRSD/Cir-5/2012 dated Beneficial Owner(s) (UBO(S)); In case the investor or owner of the controlling interest is
April 13, 2012 and various other guidelines issued by SEBI on the procedural matters for KYC a company listed on a stock exchange or is a majority owned subsidiary of such a
Compliances, the following additional provisions are applicable effective December 1, 2012: company, the details of shareholders or beneficial owners are not required to be
provided.
1) In case of an existing investor who is already KYC Compliant under the erstwhile centralized
KYC with CAMSKRA or CVL (CVLMF) then there will be no effect on subsequent Purchase/ Non-Individuals applicants/investors are mandated to provide the details on ‘Ultimate
Additional Purchase (or ongoing SIPs/STPs, etc) in the existing folios/accounts which are Beneficial Owner(s) (UB0(s))' by filling up the declaration from for 'Ultimate Beneficial
KYC compliant. Existing Folio holder cannot open a new folio with PPFAS Mutual Fund with Ownership’ Please contact the nearest Investor Services Center (ISC) of PPFAS Mutual Fund
the erstwhile centralized KYC. or log on to 'lnvestor Comer' section on our website [Link] for the
Declaration Form
2) In case of an existing investor who is not KYC Compliant as per our records, the investor will
have to submit the standard KYC Application forms available in the website [Link] V. Non Profit Organization (NPO) declaration
along with supporting documents at any of the SEBI registered intermediaries at the time of Non Profit Organization (NPO) declaration is mandatory if the entity or organisation is
purchase / additional purchase/ new registration of SIP/STP etc. In Person Verification (IPV) falling under " Non Profit organisation" (NPO) which has been constituted for religious or
will be mandatory at the time of KYC Submission. This uniform KYC submission would a charitable purposes referred to in clause (15) of section 2 of the Income-tax Act, 1961 (43 of
onetime submission of documentation. 1961), and is registered as a trust or a society under the Societies Registration Act, 1860
(21 of 1860) or any similar State legislation or a Company registered under the section 8 of
3) Investors who have complied with KYC process before December 31, 2011 (KYC status with the Companies Act, 2013 (18 of 2013).
CVL-KRA as "MF - VERIFIED BY CVLMF") and not invested in the schemes of PPFAS Mutual
Fund i.e. not opened a folio earlier, and wishes to invest on or after December 01, 2012,
such investors will be required to submit 'missing/not available' KYC information and VI. FATCA & CRS Terms & Conditions
complete the IPV requirements. Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to 114H, as \
part of the Income- tax Rules, 1962, which Rules require Indian financial institutions such as the
4) In case of Non Individual investors, complied with KYC process before December 31, 2011, Bank to seek additional personal, tax and beneficial owner information and certain certifications
KYC needs to be done afresh due to significant and major changes in KYC requirements. and documentation from all our account holders. In relevant cases, information will have to be
reported to tax authorities/ appointed agencies. Towards compliance, we may also be required
5) Further, investors investing under a SIP up to Rs. 50,000 per year i.e. the aggregate of to provide information to any institutions such as withholding agents for the purpose of ensuring
installments in a rolling 12 month period ("Micro SIP"), are also required to comply with the appropriate withholding from the account or any proceeds in relation there to. Should there be
above mentioned KYC procedure. However, they are exempt from the requirement of any change in any information provided by you, please ensure you advise us promptly. i.e.,
providing PAN as a proof of identification. within 30 days. Please note that you may receive more than one request for information if you
have multiple relationships with (Insert Fl's name) or its group entities. Therefore, it is important
O. EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN): Pursuant to SEBI guidelines, that you respond to our request, even if you believe you have already supplied any previously
investor(s) have the provision in the application form to specify the unique identity number requested information.
("EUIN") of the employee/relationship manager/sales person ("RM") of the distributor If you have any questions about your tax residency, please contact your tax advisor. If you are a
interacting with the investor(s) for the sale of mutual fund products, along with the AMFI US citizen or resident green card holder, please include united States in the foreign country
Registration Number (”ARN") of the mutual fund distributor. AMFI has allotted EUIN to all the information field along with you US Tax identification number $ It is mandatory to supply TIN or
RM's of AMFI registered mutual fund distributors. Investors are required to specify the valid functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN
ARN of the distributor (including sub-broker where applicable), and the valid EUIN of the yet available or has not yet been issued, please provide an explanation and attach file to the
distributor's/sub-broker's RM in the application form in the place provided for it. This will from. In case customer has the following lndicia pertaining to a foreign country and yet declares
assist in handling the complaints of mis-selling, if any, even if the RM on whose advice the self to be non-tax resident in the respective country, customer to provide relevant curing
transaction was executed leaves the employment of the distributor. Documents as mentioned below.

P. PLEDGE/LIEN
In case investor creates pledge / lien on their units in favour of any financial institution or
lender, the details of the same shall be provided to PPFAS Mutual Fund or CAMS within
two days of creations of such pledge/lien. The redemption proceeds/IDCW payment will be
on hold till proper details are made available.

Q. Regular and Direct Plans

In compliance with SEBI Master circular dated June 27, 2024, PPFAS Mutual Fund provides
"Direct and Regular plan”.

The Direct Plan is only for investors who purchase /subscribe Units in a Scheme directly
with the Fund and is not available for investors who route their investments through a
Distributor. All Plans / Options / Sub-Options offered under the Schemes ("Regular Plan")
will also be available for subscription under the "Direct Plan". Thus, there shall be two
Plans available for subscription under the Schemes viz., Regular Plan and Direct Plan. For
details please refer to the table on Scheme options.

R. Change of Bank Details

The request for updation of bank accounts in the folio should be submitted either through
the Bank Account Registration Form or through "Change/updation in Bank Details" in the
Transaction Form. Any one of the following documents in Original or copy attested by
bankers should accompany the change request form. Cancelled cheque of the new bank
mandate with first unit holder name and bank account number printed on the face of the
cheque OR a Self attested bank statement, duly signed and stamped by the Branch
Manager OR self attested copy of the Bank passbook with current entries (not older than 3
months) OR Bank Letter duly signed by branch manager/authorized personnel AND

Cancelled cheque of the existing (old) bank mandate with first unit holder name and bank
account number printed on the face of the cheque OR original bank account statement /
Pass book OR original letter issued by the bank on the letterhead confirming the bank
account holder with the account details, duly signed and stamped by the Branch Manager
OR in case such bank account is already closed, a duly signed and stamped original letter
from such bank on the letter head of bank, confirming the closure of said account.
 FATCA & CRS lndicia Documentation required for cure of FATCA & CRS lndicia
observed (ticked)

U.S. place of birth 1. Self-certification that the account holder is neither a citizen of United States of America nor a resident for tax purposes;
2. Non-US passport or any non-US government issued document evidencing nationality or citizenship (refer list below);AND
3. Any one of the following documents: Certified Copy of “certificate of Loss of Nationality or Reasonable explanation of why the customer
does not have such a certificate despite renouncing US citizenship; or Reason the customer did not obtain U.S. citizenship at birth

Residence/mailing 1. Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India; and
address in a country 2. Documentary evidence (refer list below)
other than India
Telephone number If no Indian telephone number is provided
in a country 1. Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India;
other than India nor a tax resident of any country other than India; and
2. Documentary evidence (refer list below)
If Indian telephone number is provided along with a foreign country telephone number
1. Self-certification that the account holder is neither a citizen of United States of America nor
a tax resident for tax purposes of any country other than India; OR
2. Documentary evidence (refer list below)

Telephone number 1. Self-certification that the account holder is neither a citizen of United States of America nor a tax resident of any country other than India; and
in a country 2. Documentary evidence (refer list below)
other than India
List of acceptable documentary evidence needed to establish the residence(s) for tax purpose:

1. Certificate of residence issued by an authorized government body*

2. Valid identification issued by an authorized government body* (e.g. Passport, National identity card, etc.)

* Government or agency thereof or a municipality of the country or territory in which the payee claims to be a resident.
W. Plans/Options Offered

Scheme /Plan Option Sub-Option/Facilities Frequency of IDCW Day

Parag Parikh Flexi Cap Fund Growth
>Direct Plan Income Distribution cum capital Reinvestment of Income Distribution cum
>Regular Plan withdrawal (IDCW) capital withdrawal option
Payout of Income Distribution cum capital As may be decided by the Trustee
withdrawal option from time to time

Parag Parikh ELSS Tax Saver Fund^

>Direct Plan Growth
>Regular Plan

Parag Parikh Arbitrage Fund

>Direct Plan Growth
>Regular Plan

Parag Parikh Liquid Fund Growth

>Direct Plan Income Distribution cum capital Daily Reinvestment of Income Distribution cum Daily All days for which NAV is published
>Regular Plan withdrawal (IDCW) capital withdrawal option on AMFI and AMC website*
Weekly Reinvestment of Income Distribution Weekly Every Monday*
cum capital withdrawal option
Monthly Reinvestment of Income Distribution cum Monthly Last Monday of the Month*
capital withdrawal option
Monthly Payout of Income Distribution cum capital
withdrawal option
Parag Parikh Conservative Hybrid Growth
Fund Monthly Reinvestment of Income Distribution cum
>Direct Plan Income Distribution cum capital capital withdrawal option
>Regular Plan withdrawal (IDCW) Monthly Payout of Income Distribution cum capital Monthly Last Monday of the Month*
withdrawal option
Parag Parikh Dynamic Asset Growth
Allocation Fund Monthly Reinvestment of Income Distribution cum
>Direct Plan Income Distribution cum capital capital withdrawal option
>Regular Plan withdrawal (IDCW) Monthly Payout of Income Distribution cum capital Monthly Last Monday of the Month*
withdrawal option

*Immediately succeeding Business Day if that is not a Business Day. The Trustee reserves the right to change the frequency/ record date from time to time.
^Units purchased cannot be assigned / transferred / pledged / redeemed / switched out until completion of 3 years from the date of allotment of the respective Units.
The AMC reserves the right to change the Lock-in Period prospectively from time to time to the extent permitted under the Equity Linked Savings Scheme, 2005 as amended from time to time.
In cases of wrong/ invalid/ incomplete ARN codes are mentioned on the application form, the application shall be processed under Direct Plan.
The AMC shall contact and obtain the correct ARN code within 30 calendar days of the receipt of the application form from the investor/ distributor.
In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application without any exit load.
For Default Plan, please refer SID section- Ill (“units and Offer”) under section “A” (Plans and Options offered)

AMC Name: PPFAS Asset Management Private Limited | Trustee Company: PPFAS Trustee Company Private Limited.

Registered Office: 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai - 400 021,
Maharashtra, India. Tel: 91 22 6140 6555 Fax: 91 22 6140 6590 Website: [Link]
Investor Helpline Toll Free: 1800 266 7790, Email: mf@[Link] | Distributors Helpline: 91 22 6140 6538, Email: partners@[Link]

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.