Gaetano Mosca and the Theory
of the Ruling Class ®
1. Gaetano Mosca’s fame is based on his theory of the ruling
class (#). This fame is certainly not on the wane, to judge from °
the attention paid to this concept by a distinguished American
scholar, James H. Meisel (2), in a recent work which, next to the
book by the Italian writer Delle Piane, is the most complete survey
of the question,
Mosca remained true to the theory of the ruling class all his
life. He enunciated it in his first work of any importance which
was written when he was twenty-six, Sulla teorica dei governi ¢
(*) Gaetano Mosca was born at Palermo on April x, 1858, and from 1898 taught as
Professor of constitutional law at the University of Turin, He was transferred in 1923 to the
University of Rome where he lectured on the history of political theories, and stayed there
until his retirement in 1933. He was elected to Parliament in 1908, was Underseccetery for
the Colonies from r9r4 to 1916, and was made a Senator in 191g. He died in Rome on
8 Noveruber, 1941.
Me attained fame at 2 very ently age with a scathing criticiom on the working of the
Italian parliamentary system: Sulla teoriea def govern? ¢ sul governo parlementare (1884).
This made a great stir. Later he wrote a number of essays on constitutional law, the most
important of which is Le costitusioni moderne (1887). He then published, in’ r8g6, his
major work — the Elementi di scienza politica which he revised and expanded in the second
edition (923), This work gives a complete exposé of his political thinking and of his jnter-
ptetations of history. His last work Storia delle dottrine politiche, the definitive edition of
which came ut in 1937, isa book for students and is comprised of the lectuces given by him
at the University of Rome. ‘The volume appearing after his death Partis! ¢ sindacati nella erisi
del regime parlamentare (494g) contains various essays of which the most interesting ase
Wi principio ariscocratico ¢ democratico (1903) and Lo stato-citt® antico ¢ lo stato rappresen-
tative moderna (1924). A large aumber of his minor writings, including the Teorica, have
recently been brought out in the commemorative volume entitled Cid che la storie posrebbe
insegnare (1958). OE his writings on current politics, a collection of articles attacking the
war in Libya is particularly interesting. It is called Italia e Libia, Considerasioni politiche
(2912).
(%) Note by translator: The Ttalian expression “classe politica", has been translated
by “ruling class
(2) The Myth of the Ruling Class, Gacteno Mosca and the Blite, Aan Arbor, the
University of Michigan Press, 2958.4 Banca Nazionale del Lavoro
sul governo parlamentare (1884) (2); he worked out the theory more
fully in a book of his later period, the Elementi di scienza politica
(1896). He corrected and completed it in the Parte Seconda which
he added to the Elementi in the second edition (1923) (3). And
he gave a telling summing up of it in his last work, the Storia
delle dottrine politiche (1937) (4). Pareto had formulated a similar
theory of the lites, first in an article in 1g00, and later in his
Systemes socialistes. Mosca insisted with some feeling on having
been the first to make the discovery (5). But, despite his long
meditation on this subject and subsequent revisions, Mosca never
provided a systematic, properly articulated exposé of his doctrine,
in which the various components were logically arranged and exa-
mined from all points of view. He dealt with it on various occa-
sions, He made no distinction, except casually and incompletely,
between the various headings under which methodical investigations
of the subject could have been carried out, and contented himself
with an elementary classification, It was only when he discussed
it for the last time that he made a clear distinction between two
types of problems, those regarding the recruitment of the ruling
class and those regarding its organization (6). But he did not feel
(2) T quote this work from the version in the recent collection of Mosca's writings,
Gid che la storia potrebbe insegoare (What history could teach us), Scristi di scisnsa politica,
Milan, Givffré, 1958 (from now on referzed to as Teorica). On the ruling class, cf. pp. 31-56.
(G) L quote from the fourth edition in two volumes (Bati, Latecza, 19§3) (henceforth
referred to as Elersens#), On the roling class, cf. especially 1, pp, 78-1953 I, pp. 1-153 95-146.
(4) This work is a revised and corrected edition of the Lesioni di storia delte isitwziont
¢ delle dotrine politiche, Rome, Castellani, 1532 (henceforth referred to as Storia), Cf,
M, neuix Pian, Bibliografia di Gaetena Mosca, Siena, Circolo giuridica dell"Universitt, 1949,
‘Nos, 72 and 77. On the ruling class, cf. pp. 339-353.
(6) We will not revert again to the famous controversy between Mosca and Pareto about
the Jatter’s denial of Mosea’s priority ond: Mosca's accusation of plagiarism. T refer to the
exhaustive and balanced treatment in Meisel’s work already quoted, pp. 170-183, and to the
‘notes by T. Giscatons Monaco, Pareto ¢ Sorel, Padua, Cedam, 1960, T, pp. 24-27. At most
it may be added that it és clear from the recent publication of the Leltere a Maffeo Pentaleani
that Pareto detested Mosca and had no esteem for him even, before the latter launched out
fon the “minor war of words” and publicly regretted, in his introductory address in. rgo2
It principio aristoorssico © # democratico, the * strange lapse of memory” of the distin-
guished professor of the University of Lausanne ” (in Partiti ¢ sindacati nella crisi del regime
parlamentare, Bari, Laterza, 1949, p. 11). Ina letter of 23 July x900, Pareto writes to Panta.
Jeoni: * How naive of you to believe chat an attiele can do any good! Mosca has 10 doxbe
hhis own reasons for speaking ill of mathematics, probably because he Knows none. Tf he is
the one wha writes about politics, he is balloon full of hot air” (Lestere a Meffeo Panta-
Jeoni, Rome, Banca Nazionale del Lavoro, 1960, U, p. 324).
(© Of. espocially the concluding chapter of the Storia, pp. 339 et seg.
Gaetano Mosca and the Theory of the Ruling Class . 5g
the need to gather together the scattered members of his theories
into an organic whole,
For this reason, an exposé of Mosca’s theory should begin by
arranging the material in proper order. If only to avoid interpreta-
tions which are cither oversimple or oversubtle, 1 have felt it useful
to group this material in a sequence of subjects which may serve
to give the reader an immediate and fairly precise idea both of the
complexity of the research, that is, of the various levels involved,
and of the gaps in it, that is, of the unfinished state in which. the
author left it. The aspects of the ruling class which I propose to
illustrate by passages drawn freely from his various works are as
follows: 1) composition and formation; 2) extension; 3) renewal and
replacement; 4) organization and means of exercising power. I need
hardly say that the line of demarcation between these aspects is not
always sharp, but this is an observation which will undoubtedly
occur to the reader himself.
2. A few observations on terminology are called for. Right
from his first book, Mosca chose the expression “ ruling class” to
indicate the phenomenon with which he was so much concerned.
In the Teorica, after having described the phenomenon of the ruling
minority, he concludes: “This special class will from now on be
referred to as the ruling class” (7), Although the expression “ élite”
used by Pareto finally prevailed (with the result that the expression
“theory of the élites” was used in such a wide sense as to include
Mosca’s theories of the ruling class as well), the expression “ ruling
class”, as Mosca himself rightly observed in the Parte Seconda of
the Elementi, has the advantage over “ élite” that it does not imply
a positive judgment on the members of that class (8). “ Elite” in
common parlance is a value expression and, as such, unsuitable
for scientific language, in which preference should be given to
() Teorica, p. 35. .
(© Having said that the ruling class comprises those people best suited to govern,
‘which does not mean that they ate the best intellectually or, even more, moorally ", Mosca
commented in a footnote: “It is for this reason that we feel that the expression < élite?
adopted by Pareto is the wrong one for what we had termed ‘ruling class? some years
back”, Blementi, It, p. 177). The problem of the valve to be assigned to the term “ élite
‘was discussed on several occasions at the IVth World Congress of Sociology (September 7950),
The relevant texts are given in the volume Le élites polisicke, Bari, Laterza, r961, especially
in the papers by Gatlin, Lavau, and Sartori.6 Banca Nazionale del Lavoro
neutral expressions such as “ruling class”, ‘The expression “ ruling
class” is used nowadays in everyday language and by historians (we
cannot yet speak of a language of political science in Italy, as there
is no tradition of studies in this field), not so much in the sense of
an organized minority group as of the total of those who habitually
engage in politics. It refers not so much to the phenomenon, which
is specially stressed by the theory of the élite, of the ruling minorities,
as to the phenomenon, cqually important and deserving of study,
of the professional or almost professional nature of politics ii modern
parliamentary systems.
Although Mosca adopted right from the start the expression
“ruling class”, he often liked to use synonymous expressions
without giving too much thought to the need’ to define them
clearly, This may be regarded as a first sign of the rather rough
state in which Mosca left his theory, even though he returned to
it on a number of occasions. In the Teorica we find * dominating
or ruling class” (page 36). Elsewhere he uses “upper classes”
(Elementi, I, p. 4g, 153); “ governing class” (Elementi, I, p. 94,
153); “the ruling clique ” (Elementi, I, 78); “ organized minority ”
(Teorica, p. 343 Elementi, 1, p. 80); * governing minority” (Ele-
menti, I, p. 83). One’s immediate reaction to a concept to which
so many different names are indiscriminately applied is that it has
not yet been very strictly defined, but the use of expressions other
than “ruling class” is usually to be explained by Mosca’s need of
two antithetical expressions to define the basic distinction in any
society between those who govern and those who are governed.
Whereas the expression “ruling class” does not enable him to
define the rest of the population by antithesis, the other expressions
lent themselves to a description ‘of that section as “ dominated,
directed, lower or governed class” or as the “unorganized ot
governed majority ”.
3. The first point which I have termed the composition of the
ruling class includes the study of the qualities which members of
a given social group possess or should possess in order to belong
(or aspire to belong) to the ruling class. By studying this question,
we can say whether there are qualities which distinguish those
forming the ruling class, and what they are.
Mosca’s reply to the first question is in the affirmative. “The
ruling minorities are usually formed in such a way that the indi-
Ke
Gactano Mosca and the Theory of the Ruling Clase 7
viduals composing them can be distinguished from the mass of the
governed by certain qualities which give them a certain material
and intellectual or even moral superiority...3 in other words, they
must have some prerequisites, real or apparent, which are highly
respected and can be effectively applied in the society in which
they live” (9). These qualities are not always the same ones; they
may change with history. As a result, it is possible to distinguish
various types of ruling classes according to the different qualities
which characterize their members. Replying to the second question,
Mosca distinguishes, both in the Teorica and in the Elementi (10),
three qualities which, in varying degrees, give access in different
societies to the ruling class — martial ability, wealth, membership
of the priesthood. From these qualities or status flow the three
forms — military, money and priestly aristocracy. Less prominent
among the characteristic qualities of a ruling class, according to
Mosca, is culture. To be precise, he makes two reservations to this
statement: 1) culture may become an important political force “ only
in a very advanced stage of civilization ”; 2) what has political value
“is not so much knowledge in itsclf as the practical applications
which may be made of it to the general advantage (11). However,
when Mosca took off his scientific hat and put on his political
and moralizing one, he expressed a longing for a society in which
culture would prevail oyer the other qualities in the composition of
the ruling class to the point of regarding the ideal scientific policy
as one which could obviously be worked out only by a class of
scientific politicians working hand in hand with experts om poli-
tics (12).
It is possible to belong to a ruling class not only because of
one’s qualities but also of one’s birth and because one is born into
a family in which those qualities were possessed by one’s forebears,
(0) Flementi, 1, p. 83, In the Teoricd: * Any individual who belongs to the ruling
class should have, and in some cases is presumed to have, merits and qualities to which, in
the society in which he fives, most men attach great importance and which ere not possessed
by everybody * (p. 42).
(10) Teoriea, pp. 42-46; Elementi, 1, pp. 83-04.
(a1) Elementi, 1, pp. 92-53. In the Teoriea, he had, perhaps even more naively, also
considered personal merit among the “ considerations governing the recruitment ” of the ruling
class, Merit was also constituted of * the different kinds of special knowledge” which make
an individual “ more or Jess suited for the various offices of a country's public life (p. 49).
(22) I drew attention to this idea of Mosca’s in the essay Gactono Mosca ¢ Ia scicnza
politics, Accademia Nazionale dei Lincei, Issue No. 45, 1960, pp. ™4 ef seg.8 Banca Nazionale del Lavoro
Indeed, where hereditary castes have been formed, Mosca observes,
birth is the only criterion which governs entry into a class or
exclusion from it (13). Here, the problem of the composition of
the ruling class converges with that of its formation and transfor-
mation. For the time being, we need only ask what is the relation
between membership of a ruling class as‘a result of birth and the
possession of the allegedly superior qualities. Mosca rules out the
more extreme theory which links the two factors so closely as to
imply that anyone born into the ruling class thercby automatically
possesses superior qualities, In this connection, he quotes the theories
of Gobincau and Gumplowicz, but it is only to reject them. How-
ever, he admits that members of an aristocracy possess certain special
qualities peculiar to the ruling classes to a greater extent even if
they have obtained these qualities not through blood but through
upbringing, which tends to develop certain intellectual and moral
gifts rather than others. :
4. Tt would seem that Mosca never attributed great importance
to the problem of how far the ruling class extended, He merely
repeated that the ruling class constituted a minority, but he did
not and could not go beyond vague references to this minority, as
for example when he spoke of “those few dozen people who con-
trol the levers of the state machine” (rq). But there are minorities
and minorities. Even in a democratic state, the ruling class is a
minority, but it is a bigger minority than that in an autocratic
regime, and we may well ask whether in such a case the difference
of quantity does not also imply a difference of quality. The size
of the minority in a democratic system depends on various factors:
1) the existence of several political classes in mutual competition,
with the result that, side by side with an existing élite, there is
always a potential or reserve élite; 2) the multiplication of the
organs of the central authority (parliament as well as the privy
council, two chambers instead of one, etc.); 3) the creation of focal
government bodies side by side with those of the central government.
(13) The problem is dealt with in the Teorfea, pp. 46-48; and in Blementi, I, pp. g4-t00.
(14) Elementi, Tl, p, 122, Elsewhere he writes: “Moreover the formation of a group
of pereons which, depending on the circumstances, may include twe or three dozen of even
@ hundred individuals... is something that is to be found da all autocracics, indeed in all
forms of political regime” (Ilementi, H, p. 108).
wee.
Gactano Mosca and the Theory of the Ruling Class 9
What attracted Mosca’s attention in his later period was another
phenomenon, As the state extended its territory in the transition
from the small city state of ancient times to the large Roman State,
or lsc strengthened its structure in the transition from the medieval
feudal State to the modern bureaucratic one, the “few dozen per-
sons” became insufficient to win and retain power. This observa-
tion led Mosca to widen his approacti and study the ruling class's
auxiliaries, what he called the second most numerous stratum of
the governing class, or the middle class (15), and he termed it “ the
backbone of all the great political organizations” (16). In primitive
autocratic regimes, this second stratum is almost always formed of
priests and warriors, In organized autocratic regimes, it is formed
by the bureaucracy (hence the identification between streamlined
autocracy and bureancratized autocracy); in electoral regimes, it is
identified, or rather should be identified, with the electorate, (At
this point, Mosca passes from a scientific observation to a political
proposal),
This recognition of the existence of a second stratum of the
governing class should have impelled Mosca to work out a more
precise definition of the concept of ruling class in the strict sense
of the word and of the relations between the first and second stra-
tum, It may be asked whether the discovery of the second stratum
embracing the whole of the middle class in the widest sense of the
word does not end up by distorting the real significance of the
theory of the ruling minorities? It does not seem that Mosca
was concerned about this difficulty. On the contrary, in the only
section in which he dwells on the nature of the relation between
these two strata (17), he gives the impression, in the examples cited,
that the ruling class in a narrow sense of the word, has now, in
order to make way for the second stratum, shrunk so far as to be
synonymous with the one supreme head (the Roman Emperors,
George III of England, Louis XIV and so on), The second stratum.
thus includes the first, or at least cannot easily be distinguished
from it.
5. Any ruling class has a different life-span. Heredity, election
and ‘cooption are the normal procedures by which it perpetuates
(15) Elementi, ML, pp. 110 ef seg.
(36) Elementi, UL, p. 122,
(37) Blemensi, ML, pp. 147-152.:
|
:
|
|
|
|
:
10 Banea Nazionale del Lavoro
itself and renews itself (it can perpetuate itself without renewing
itsclf or it perpetuates itself by renewing itself or renewes itself
purely and simply).
Mosca deals at length with and devotes particular attention to
the first of these processes. He singles out two tendencies. On
the one hand, all ruling classes have a tendency to become, de facto
if not de jure, hereditary. So much so that, when a certain de jure
state has been consolidated, it has certainly been preceded by a de
facto state (18), On. the other hand, there are always new forces
tending to replace the old ones. According to whether the first or
the second tendency prevails, the ruling class becomes closed and
rigid or renews itself with varying degrees of rapidity (19), In the
second volume of the Elementi, Mosca calls the first tendency
aristocratic and the second one democratic (20), and examines at
length the value and advantages of both possibilities. He is opposed
both to the pure aristocratic tendency (perpetuation without renewal)
and to the revolutionary democratic tendency (renewal without
perpetuation), Both are extreme cases. He repeatedly expressed
his sympathy with the type of society in which there is a certain
equilibrium between the two tendencies. He recognizes the need
for the ruling class to have a certain stability and not to have to
¢ “ substantially renewed with each new generation” (21), but he
also secs that it would benefit by drawing new blood from the
lower classes, provided this docs not take place too rapidly and
too extensively (22). As between the two fundamental tendencies,
Mosca showed clearly that he considered the former the mest im-
portant of the two, at least to make possible a correct understanding
of the course of history. The latter was merely a useful corrective.
He never speaks explicitly or in detail about cooption (23), but
from his ideas as a whole it is clear that he regarded it as the
normal method (and the most useful one socially) for the renewal
of the ruling classes, On several occasions, he returns to the ques-
(38) Blementi, 1, p. 96. Cf. in particular the article 1! principio aristecratico c il demo-
eratica (1goa), in Partiti ¢ sindacati nella orisi det regime parlamentare, op. cit., p. 2%
(19) Elementi, 1, p. xoa.
(20) Blersenti, Il, p. 97.
Gn) Blemensi, I, p. 139.
(2a) Blementi, UI, p. xgp.
(23) But one can find expressions in his work of this kind: ... ‘The initial training of
the governing nucleus for 2 new political of religious doctrine takes place through spontaneous
cooption ” (Blemendi, I, 9. 270).
a
Gaetano Mosca and the Theory of the Ruling Class n
tion of the continuity of the aristocracy and of its decadénce (24) as
a result of its gradual isolation from the other classes and also its
gradual transformation into a closed caste. Hence his. positive
judgment on those aristocracies which have been able to renew
themselves by drawing fresh: energy from the lower classes, In
putting forward ideas for reforms which will correct the main
defects of the parliamentary system (the interference of members
of parliament in civil service matters), he proposes that new men
be coopted from outside the official circles. These men must not
“expect to be confirmed in their appointment by begging for votes,
by obtaining the approval of a committee or of an clectoral
boss” (25),
On the other hand, Mosca does discuss the electoral method
in several passages not only of his works on political science but
also of his writings on constitutional law and militant politics, But
he discusses it in connection not so much with the problem of the
renewal of the ruling class as with that of its organization, and
hence we will defer consideration of it to the next section.
6. Of all the problems regarding the ruling class, the one to
which Mosca reverts most often is that of its organization, Right
from the start, as we have already observed, he regarded the ruling
class as “an organized minority”. He thought that, although it
was a minority, it was in a ‘position to keep in power only because
it was organized. “A hundred people who always act in harmony
with each other will be triumphant over a thousand individuals
who cannot reach agreement among themselves. And at the same
time it will be much casier for the former to act in harmony and
to.reach an understanding because they are a hundred and not a
thousand” (26). By “organization” he meant the sum total of
the arrangements made by the upper class in order to maintain its
cohesion and to exercise its power. This enabled him to distin-
guish between the various forms of the state according to the dif-
ferent ways in which the different political classes in different times
and places had organized themselves and hence exercised their
power. Having abandoned the old distinction of governments into
(24) Blementi, 1, pp. 101 et seq.; pp. 144 of seg.
5) Elementi, I, p. 388.
(26) Blementi, I, p. 83.|
Py Banca Nazionale del Lavoro
monarchies aristocracies and democracies, he regarded four forms
of political organization as specially characteristic, from classical
antiquity down to our own time — the city state of Greece and
of the oldest part of Roman history; the bureaucratic state, of which
the Roman Empire was an early example, and which was repre-
sented by the absolute monarchies of the 17th and 18th centuries;
the feudal state peculiar to the barbarian societies of the middle
ages; and the modern parliamentary state born in r7th century
England and then transplanted with varying success to the Con-
tinent (27).
In a Jater synthesis, Mosca thought he could identify two basic
principles in the welter of historical forms of government. These
he called the autocratic and liberal principles according to whether
authority was transmitted from above down to the lower officials
or whether on the contrary it was delegated from below to higher
authority. In the modern parliamentary state which was derived
from the grafting of the liberal principle on the bureaucratic state
of the absolute monarchies, both principles were present in a blend
which was not always completely successful. It should be noted
that this distinction between the two typical forms of political
organization or of the transmission and exercise of power by the
ruling class must not be confused with the distinction, set out in
the previous section, between two methods of renewing the ruling
class. The combination of the two distinctions may thus give rise
to four ideal types of state: 1) aristocratic-autocratic; 2) aristocratic-
liberal; 3) democratic-autocratic; 4) democratic-liberal.
"The liberal principle is characterized by the relatively perfect
organization of an electoral system. But a distinction must be made
between the case in which ‘the electorate coincides roughly with
the ruling class (as in the Republic of Venice and in that of seven-
teenth-century Poland) and the case where the electorate is greater
than that class. In the former case, the elective method is not used to
achieve the renovation of the ruling class but to provide an internal
(27) Por the distinction between the various forms of political organization, cf. espe-
sally Elemensi, L, pp. 123-1323 II, chapters 2 and 3; and the introductory address Lo stato-
Gitta antico © lo stato rappresentative modemo (1924), in Parsi e sindacati, pp. 37-60. In
the Storia, he distinguishes between only three types — the feudal state, the borenucratie
state and the city-state. ‘The modern parliamentary state could be considered as produced
by grafting the characteristic features of the city-state on to the modern bureaucratic state,
Gaetano Mosce and the ‘Theory of the Ruling Class 3
rotation (and hence it does not work in favour of the democratic
tendency but in favour of the aristocratic one). In the second case,
it might be useful for the renewal of the ruling class if the class
holding powers of direction and compulsion did not have at its
disposal a variety of means of coercing the electors. In other words,
where the electoral method may be useful it does not contribute
to renovation, and where it might help renovation it is at most a
pretence. In Mosca’s study of the electoral principle, it is never
possible to distinguish clearly between scientific judgments and
political appreciations. He used to repeat that it was not the clectors
who chose the members of parliament but the members who got
themselves chosen. It is hard to say whether this observation, which
he regarded as strictly scientific, fortified his anti-democratic atti-
tude or whether his firmly rooted conservative instinct induced him
to dwell on the negative aspects of the electoral system,
7. True, it has often been objected that Mosca’s theory is an
ideology and more precisely that it is an ideology masquerading as
a scientific theory. We all know that Mosca had his own political
ideas, those of an incorrigible conservative. And he himself never
made any bones about it, He had the conservative historian’s bitter
realization of human vices and wretchedness, He was, or he claimed
to be, a realist, a man who has no faith in the power of ideals
in history and who regards history only as a perpetual clash of
ambitions, interests and passions. And yet, if one takes a closer
look at the matter, the theory of the ruling class represents the
beginning, or, if one prefers, the first outline of modern political
science conceived of as objective research into political phenomena.
Political science could not be born except from a realistic
attitude (the fact that a realistic attitude is usually linked with a
conservative ideology is a point which we need not go into here).
By “real” we mean the opposite of “ideal” and “apparent”, In
the antithesis between “ real ” and “ ideal ”, historical realism means
the devaluation of ideals as propellant forces in history, and the
concentration of attention solely on what men are instead of what
they delieve they are. In the antithesis between. “ real” and “ appa-
rent”, historical realism means the devaluation of the great figures
and of the institutional forms as significant historical data, and the
search for the collective forces which move beneath the surface,4 Banca Nazionale del Lavoro
In onder to assert itself, political science necded to discover
Constant in the evolution of political societies which would ovide
& broad initial generalization, however provisional. “The eee’
of'@ culing class, composed of an organized minority which held
need more than any other datum which had been ascertai: i
then. There are frequent passages in which Mosca rave stent
to the value and scientific interest of his discovery, and implies that
only by basing itself on the study of the ruling Class cant research
clear the ground of the deeply rooted prejudices whieh, fad hitherto
hampered the development of politics as a science. In the very first
pages of the early Teorica, he put forward the new theor of the
correction of a “scientific error”, Ge. the traditional distinction
between the forms of government) (28). In the fest volume of
because, unlike other theories which had been irret i
by the progress of historical studies’ this concept ve eet
from 4 priori principles but was derived exclusively from an un-
Prejudiced and ruthless observation of the facts, Criticizing the
tlistinction made by Spencer between military and industrial states
eciterated the proposition that this distinction rested “on weet”
@ priori suppositions which did not stand up to a realistic examina.
tion” (31). The theory of the tuling class, having met this test,
could be adopted as the fist chapter of a scientife study of politics,
8. The concept of the ruling cl
| Ing class was not only the expressi
of an ideology but the core of a scientific theory of poles, "This
is confirmed by the fact that, as has been tepeatedly observed, it
Was accepted as a useful tool for historical analysis and docraat
adjustments even by democratic and Progressive writers, The dif-
(28) Teoriea, p. 33.
(29) Blementi, I, p. Bo,
Go) Blementi, Il, p. 159.
Gx) Elementi, 1, p. 230.
Gaetano Mosca and the ‘Theory of the Ruling Class 15
ference between a conservative attitude and a progressive one does
not consist in the acceptance or rejection of the concept of the
ruling class, but in the different way of solving the problems regard-
ing the four points to which we have reduced the analysis of Mosca’s
thought, that is, the composition, extension, replacement and organ-
ization of the ruling class.
As regards the first point, what distinguishes a democratic
ideology from a conservative one is the rejection of any form of
hereditary transmission of power. The democratic ideal, if taken
to its logical extreme, calls for the total exclusion of the so-called
privilege of birth from every sector of social life and not only from
that of the training of the ruling class. In other words, it is the
substitution of the value of merit for that of rank, To be democratic,
it is not necessary to disavow the theory of the ruling class, It is
sufficient to admit it and to claim that a ruling class may be
formed by other than hereditary means. As to the second point,
it has already been observed in the fourth section that a democratic
society is distinguished from an aristocratic one by the greater
number of the people forming the ruling class, even if this ex-
pansion will never be sufficient to transform the minority into a
majority and to make the definition of democracy as government
by the people, by everyone, by the majority, a very convincing one.
As to the third point, that is, renewal, Mosca noted two main ten-
dencies on the part of the ruling class. There was either a tendency
to seal itself off with a consequent hardening of the arteries, or to
open its doors and bence initiate a process of renovation, He called
the first one aristocratic and the second democratic. Here the demo-
cratic attitude is shown by the desire for a society in which the
abolition of the privilege of birth, accompanied by an economic
policy which aims at equality of opportunity, facilitates the constant
and rapid access of new blood to the ruling-class. From the insti-
tutional point of view, a democratic regime, according to a common
formula, is the one in which the replacement of even the whole
of the ruling class can be effected without bloodshed, or, to put the
point somewhat less dramatically, without revolutionary upheavals.
In other words, the change is effected by the method of legal
opposition and by the substitution of a government crisis, which is
within the constitution, for a revolutionary break which is outside
it, Lastly, as regards the fourth point (the organization of power),16 Banca Nazionale del Lavoro
Mosca again recognized two alternatives, which, while retaining the
ideal of a ruling class as an organized minority, help to establish
another difference between a conservative and a progressive ideology.
This minority, which in any regime is always a minority, may
justify its power as coming from above (theory of divine right of
sovereigns, theory of traditional power or of historical prescription)
or as derived from below (contractual theories), One of the most
common formulae of democratic ideologies is that of power founded
on the general consensus where it appears obvious that the role of
the majority is not that of exercising power but of agreeing to
others exercising it. At most, it should be added that an occasional
consensus is not sufficient to stamp a regime as democratic but that
the periodical confirmation by this consensus is essential.
9g. I have tried to clarify the point that what distinguishes a
conservative ideology from a progressive one is not the acceptance
or refusal of the concept of a ruling class but the different attitude
towards the problems of its composition, extension, renewal and.
organization, because this helps us to understand Mosca’s political
conservativism. For he was not a conservative gua theorist of the
ruling class but qua defender and advocate of conservative ideas
in almost all those situations in which it becomes permissible and
useful, as we have seen in the previous section, to distinguish between
a conservative attitude and a progressive one.
To take the first point first, Mosca’s political ideal was certainly
not that of a hereditary aristocracy. But, right from his first book,
he contrasted the privilege of birth with that of merit and longed
for a society in which intelligence and culture would be the basic
virtues of the ruling class. But he never went as far as to desire
ot propose that the privileges of birth should be completely abolished,
He realized that this privilege tends to be reconstituted in every
society as soon as it rests on a stable basis and as a ruling class
has power firmly in its hands, And even the electoral system does
not succeed in doing away with privilege (32). He was therefore
led to stress the advantages as well as the disadvantages of a here-
ditary system; the former consisted principally in the fact that the
2) In the Teorica he refers to the “extremely numerous cases in which elective offices
hhave constantly been reserved for the same families”