About the Tutorial

A data warehouse is constructed by integrating data from multiple

heterogeneous sources. It supports analytical reporting, structured and/or ad
hoc queries and decision making. This tutorial adopts a step-by-step approach to
explain all the necessary concepts of data warehousing.

Audience
This tutorial will help computer science graduates to understand the basic-toadvanced concepts related to data warehousing.

Prerequisites
Before proceeding with this tutorial, you should have an understanding of basic
database concepts such as schema, ER model, structured query language, etc.

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Table of Contents
About the Tutorial ..................................................................................................................................... i
Audience .................................................................................................................................................... i
Prerequisites .............................................................................................................................................. i
Copyright & Disclaimer .............................................................................................................................. i
Table of Contents ...................................................................................................................................... ii

1. OVERVIEW............................................................................................................................. 1
Understanding a Data Warehouse ............................................................................................................ 1
Why a Data Warehouse is Separated from Operational Databases ........................................................... 2
Data Warehouse Features......................................................................................................................... 2
Data Warehouse Applications ................................................................................................................... 3
Types of Data Warehouse ......................................................................................................................... 3

2. CONCEPTS ............................................................................................................................. 5
What is Data Warehousing? ...................................................................................................................... 5
Using Data Warehouse Information .......................................................................................................... 5
Integrating Heterogeneous Databases ...................................................................................................... 5
Functions of Data Warehouse Tools and Utilities ...................................................................................... 6

3. TERMINOLOGIES ................................................................................................................... 8
Metadata .................................................................................................................................................. 8
Metadata Repository ................................................................................................................................ 8
Data Cube ................................................................................................................................................. 9
Data Mart ............................................................................................................................................... 11
Virtual Warehouse .................................................................................................................................. 12

4. DELIVERY PROCESS .............................................................................................................. 13

Delivery Method ..................................................................................................................................... 13

ii

IT Strategy............................................................................................................................................... 14
Business Case .......................................................................................................................................... 14
Education and Prototyping ..................................................................................................................... 14
Business Requirements ........................................................................................................................... 14
Technical Blueprint ................................................................................................................................. 15
Building the Version ................................................................................................................................ 15
History Load ............................................................................................................................................ 15
Ad hoc Query .......................................................................................................................................... 16
Automation ............................................................................................................................................ 16
Extending Scope ...................................................................................................................................... 16
Requirements Evolution ......................................................................................................................... 16

5. SYSTEM PROCESSES............................................................................................................. 18
Process Flow in Data Warehouse ............................................................................................................ 18
Extract and Load Process ........................................................................................................................ 18
Clean and Transform Process .................................................................................................................. 19
Backup and Archive the Data .................................................................................................................. 20
Query Management Process ................................................................................................................... 20

6. ARCHITECTURE .................................................................................................................... 21
Business Analysis Framework ................................................................................................................. 21
Three-Tier Data Warehouse Architecture ............................................................................................... 21
Data Warehouse Models ........................................................................................................................ 22
Load Manager ......................................................................................................................................... 24
Warehouse Manager .............................................................................................................................. 25
Query Manager ....................................................................................................................................... 26
Detailed Information .............................................................................................................................. 27
Summary Information ............................................................................................................................. 28

iii

7. OLAP ................................................................................................................................... 29
Types of OLAP Servers ............................................................................................................................ 29
Relational OLAP ...................................................................................................................................... 29
Multidimensional OLAP .......................................................................................................................... 29
Hybrid OLAP............................................................................................................................................ 29
Specialized SQL Servers ........................................................................................................................... 30
OLAP Operations..................................................................................................................................... 30
OLAP vs OLTP .......................................................................................................................................... 35

8. RELATIONAL OLAP ............................................................................................................... 37

Relational OLAP Architecture .................................................................................................................. 37

9. MULTIDIMENSIONAL OLAP.................................................................................................. 39
MOLAP Architecture ............................................................................................................................... 39
MOLAP vs ROLAP .................................................................................................................................... 40

10. SCHEMAS ............................................................................................................................ 41

Star Schema ............................................................................................................................................ 41
Snowflake Schema .................................................................................................................................. 42
Fact Constellation Schema ...................................................................................................................... 42
Schema Definition ................................................................................................................................... 43

11. PARTITIONING STRATEGY .................................................................................................... 46

Why is it Necessary to Partition? ............................................................................................................ 46
Horizontal Partitioning ............................................................................................................................ 47
Vertical Partition ..................................................................................................................................... 49
Identify Key to Partition .......................................................................................................................... 51

12. METADATA CONCEPTS ........................................................................................................ 52

What is Metadata? ................................................................................................................................. 52

iv

Categories of Metadata .......................................................................................................................... 52

Role of Metadata .................................................................................................................................... 53
Metadata Respiratory ............................................................................................................................. 54
Challenges for Metadata Management ................................................................................................... 55

13. DATA MARTING................................................................................................................... 56

Why Do We Need a Data Mart? .............................................................................................................. 56
Cost-effective Data Marting .................................................................................................................... 56
Designing Data Marts .............................................................................................................................. 58
Cost of Data Marting ............................................................................................................................... 59

14. SYSTEM MANAGERS ............................................................................................................ 61

System Configuration Manager ............................................................................................................... 61
System Scheduling Manager ................................................................................................................... 61
System Event Manager ........................................................................................................................... 62
System and Database Manager ............................................................................................................... 63
System Backup Recovery Manager ......................................................................................................... 64

15. PROCESS MANAGERS .......................................................................................................... 65

Data Warehouse Load Manager .............................................................................................................. 65
Warehouse Manager .............................................................................................................................. 66
Query Manager ....................................................................................................................................... 67

16. SECURITY............................................................................................................................. 69
Security Requirements ............................................................................................................................ 69
User Access ............................................................................................................................................. 70
Data Movement ...................................................................................................................................... 73
Documentation ....................................................................................................................................... 73
Impact of Security on Design................................................................................................................... 74

17. BACKUP ............................................................................................................................... 75

Backup Terminologies ............................................................................................................................. 75
Hardware Backup.................................................................................................................................... 75
Software Backups ................................................................................................................................... 78

18. TUNING ............................................................................................................................... 80

Difficulties in Data Warehouse Tuning .................................................................................................... 80
Performance Assessment ........................................................................................................................ 80
Data Load Tuning .................................................................................................................................... 81
Integrity Checks ...................................................................................................................................... 81
Tuning Queries ........................................................................................................................................ 82

19. TESTING .............................................................................................................................. 84

Unit Testing ............................................................................................................................................ 84
Integration Testing .................................................................................................................................. 84
System Testing ........................................................................................................................................ 84
Test Schedule .......................................................................................................................................... 85
Testing Backup Recovery ........................................................................................................................ 85
Testing Operational Environment ........................................................................................................... 85
Testing the Database .............................................................................................................................. 86
Testing the Application ........................................................................................................................... 87
Logistic of the Test .................................................................................................................................. 87

20. FUTURE ASPECTS ................................................................................................................ 88

21. INTERVIEW QUESTIONS ...................................................................................................... 89

vi

1. OVERVIEW

DWH

The term "Data Warehouse" was first coined by Bill Inmon in 1990. According to
Inmon, a data warehouse is a subject-oriented, integrated, time-variant, and
non-volatile collection of data. This data helps analysts to take informed
decisions in an organization.
An operational database undergoes frequent changes on a daily basis on account
of the transactions that take place. Suppose a business executive wants to
analyze previous feedback on any data such as a product, a supplier, or any
consumer data, then the executive will have no data available to analyze
because the previous data has been updated due to transactions.
A data warehouses provides us generalized and consolidated data in
multidimensional view. Along with generalized and consolidated view of data, a
data warehouses also provides us Online Analytical Processing (OLAP) tools.
These tools help us in interactive and effective analysis of data in a
multidimensional space. This analysis results in data generalization and data
mining.
Data mining functions such as association, clustering, classification, prediction
can be integrated with OLAP operations to enhance the interactive mining of
knowledge at multiple level of abstraction. That's why data warehouse has now
become an important platform for data analysis and online analytical processing.

Understanding a Data Warehouse

A data warehouse is a database, which is kept separate from the

organization's operational database.

There is no frequent updating done in a data warehouse.

It possesses consolidated historical data, which helps the organization to

analyze its business.

A data warehouse helps executives to organize, understand, and use their

data to take strategic decisions.

Data warehouse systems help in the integration of diversity of application

systems.

A data warehouse system helps in consolidated historical data analysis.

DWH

Why a Data Warehouse is Separated from Operational

Databases
A data warehouses is kept separate from operational databases due to the
following reasons:

An operational database is constructed for well-known tasks and

workloads such as searching particular records, indexing, etc. In contrast,
data warehouse queries are often complex and they present a general
form of data.

Operational databases support concurrent processing of multiple

transactions. Concurrency control and recovery mechanisms are required
for operational databases to ensure robustness and consistency of the
database.

An operational database query allows to read and modify operations,

while an OLAP query needs only read only access of stored data.

An operational database maintains current data. On the other hand, a

data warehouse maintains historical data.

Data Warehouse Features

The key features of a data warehouse are discussed below:

Subject Oriented - A data warehouse is subject oriented because it

provides information around a subject rather than the organization's
ongoing operations. These subjects can be product, customers, suppliers,
sales, revenue, etc. A data warehouse does not focus on the ongoing
operations, rather it focuses on modelling and analysis of data for decision
making.

Integrated A data warehouse is constructed by integrating data from

heterogeneous sources such as relational databases, flat files, etc. This
integration enhances the effective analysis of data.

Time Variant - The data collected in a data warehouse is identified with a

particular time period. The data in a data warehouse provides information
from the historical point of view.

Non-volatile - Non-volatile means the previous data is not erased when

new data is added to it. A data warehouse is kept separate from the
operational database and therefore frequent changes in operational
database is not reflected in the data warehouse.

Note: A data warehouse does not require transaction processing, recovery, and
concurrency controls, because it is physically stored and separate from the
operational database.
2

DWH

Data Warehouse Applications

As discussed before, a data warehouse helps business executives to organize,
analyze, and use their data for decision making. A data warehouse serves as a
sole part of a plan-execute-assess "closed-loop" feedback system for the
enterprise management. Data warehouses are widely used in the following
fields:

Financial services

Banking services

Consumer goods

Retail sectors

Controlled manufacturing

Types of Data Warehouse

Information processing, analytical processing, and data mining are the three
types of data warehouse applications that are discussed below:

Information Processing A data warehouse allows to process the data

stored in it. The data can be processed by means of querying, basic
statistical analysis, reporting using crosstabs, tables, charts, or graphs.

Analytical Processing A data warehouse supports analytical

processing of the information stored in it. The data can be analyzed by
means of basic OLAP operations, including slice-and-dice, drill down, drill
up, and pivoting.

Data Mining - Data mining supports knowledge discovery by finding

hidden patterns and associations, constructing analytical models,
performing classification and prediction. These mining results can be
presented using visualization tools.
Data Warehouse (OLAP)

Operational Database(OLTP)

It involves historical processing of

information.

It involves day-to-day processing.

OLAP systems are used by

knowledge workers such as
executives, managers, and
analysts.

OLTP systems are used by clerks,

DBAs, or database professionals.

DWH

It is used to analyze the business.

It is used to run the business.

It focuses on Information out.

It focuses on Data in.

It is based on Star Schema,

Snowflake Schema, and Fact
Constellation Schema.

It is based on Entity Relationship

Model.

It focuses on Information out.

It is application oriented.

It contains historical data.

It contains current data.

It provides summarized and

consolidated data.

It provides primitive and highly

detailed data.

It provides summarized and

multidimensional view of data.

It provides detailed and flat relational

view of data.

The number of users is in hundreds.

The number of users is in thousands.

The number of records accessed is

in millions.

The number of records accessed is in

tens.

The database size is from 100GB to

100 TB.

The database size is from 100 MB to

100 GB.

These are highly flexible.

It provides high performance.

2. CONCEPTS

DWH

What is Data Warehousing?

Data warehousing is the process of constructing and using a data warehouse. A
data warehouse is constructed by integrating data from multiple heterogeneous
sources that support analytical reporting, structured and/or ad hoc queries, and
decision making. Data warehousing involves data cleaning, data integration, and
data consolidations.

Using Data Warehouse Information

There are decision support technologies that help utilize the data available in a
data warehouse. These technologies help executives to use the warehouse
quickly and effectively. They can gather data, analyze it, and take decisions
based on the information present in the warehouse. The information gathered in
a warehouse can be used in any of the following domains:

Tuning Production Strategies - The product strategies can be well

tuned by repositioning the products and managing the product portfolios
by comparing the sales quarterly or yearly.

Customer Analysis - Customer analysis is done by analyzing the

customer's buying preferences, buying time, budget cycles, etc.

Operations Analysis - Data warehousing also helps in customer

relationship management, and making environmental corrections. The
information also allows us to analyze business operations.

Integrating Heterogeneous Databases

To integrate heterogeneous databases, we have two approaches:

Query-driven Approach

Update-driven Approach

Query-Driven Approach
This is the traditional approach to integrate heterogeneous databases. This
approach was used to build wrappers and integrators on top of multiple
heterogeneous databases. These integrators are also known as mediators.

DWH

Process of Query-Driven Approach

1. When a query is issued to a client side, a metadata dictionary translates

the query into an appropriate form for individual heterogeneous sites

involved.
2. Now these queries are mapped and sent to the local query processor.
3. The results from heterogeneous sites are integrated into a global answer

set.

Disadvantages

Query-driven approach needs complex integration and filtering processes.

This approach is very inefficient.

It is very expensive for frequent queries.

This approach is also very expensive for queries that require

aggregations.

Update-Driven Approach
This is an alternative to the traditional approach. Today's data warehouse
systems follow update-driven approach rather than the traditional approach
discussed earlier. In update-driven approach, the information from multiple
heterogeneous sources are integrated in advance and are stored in a warehouse.
This information is available for direct querying and analysis.

Advantages
This approach has the following advantages:

This approach provides high performance.

The data is copied, processed, integrated, annotated, summarized and

restructured in semantic data store in advance.

Query processing does not require an interface to process data at local

sources.

Functions of Data Warehouse Tools and Utilities

The following are the functions of data warehouse tools and utilities:

Data Extraction - Involves gathering data from multiple heterogeneous

sources.

Data Cleaning - Involves finding and correcting the errors in data.

DWH

Data Transformation - Involves converting the data from legacy format

to warehouse format.

Data Loading - Involves sorting, summarizing, consolidating, checking

integrity, and building indices and partitions.

Refreshing - Involves updating from data sources to warehouse.

Note: Data cleaning and data transformation are important steps in improving
the quality of data and data mining results.

3. TERMINOLOGIES

DWH

In this chapter, we will discuss some of the most commonly used terms in data
warehousing.

Metadata
Metadata is simply defined as data about data. The data that are used to
represent other data is known as metadata. For example, the index of a book
serves as a metadata for the contents in the book. In other words, we can say
that metadata is the summarized data that leads us to the detailed data.
In terms of data warehouse, we can define metadata as following:

Metadata is a roadmap to data warehouse.

Metadata in data warehouse defines the warehouse objects.

Metadata acts as a directory. This directory helps the decision support

system to locate the contents of a data warehouse.

Metadata Repository
Metadata repository is an integral part of a data warehouse system. It contains
the following metadata:

Business metadata - It contains the data ownership information,

business definition, and changing policies.

Operational metadata - It includes currency of data and data lineage.

Currency of data refers to the data being active, archived, or purged.
Lineage of data means history of data migrated and transformation
applied on it.

Data for mapping from operational environment to data

warehouse - It metadata includes source databases and their contents,
data extraction, data partition, cleaning, transformation rules, data
refresh and purging rules.

The algorithms for summarization - It includes dimension algorithms,

data on granularity, aggregation, summarizing, etc.

DWH

Data Cube
A data cube helps us represent data in multiple dimensions. It is defined by
dimensions and facts. The dimensions are the entities with respect to which an
enterprise preserves the records.

Illustration of Data Cube

Suppose a company wants to keep track of sales records with the help of sales
data warehouse with respect to time, item, branch, and location. These
dimensions allow to keep track of monthly sales and at which branch the items
were sold. There is a table associated with each dimension. This table is known
as dimension table. For example, "item" dimension table may have attributes
such as item_name, item_type, and item_brand.
The following table represents the 2-D view of Sales Data for a company with
respect to time, item, and location dimensions.

But here in this 2-D table, we have records with respect to time and item only.
The sales for New Delhi are shown with respect to time, and item dimensions
according to type of items sold. If we want to view the sales data with one more
dimension, say, the location dimension, then the 3-D view would be useful. The
3-D view of the sales data with respect to time, item, and location is shown in
the table below:

DWH

The above 3-D table can be represented as 3-D data cube as shown in the
following figure:

10

DWH

Data Mart
Data marts contain a subset of organization-wide data that is valuable to specific
groups of people in an organization. In other words, a data mart contains only
those data that is specific to a particular group. For example, the marketing data
mart may contain only data related to items, customers, and sales. Data marts
are confined to subjects.

Points to Remember About Data Marts

Windows-based or Unix/Linux-based servers are used to implement data

marts. They are implemented on low-cost servers.

The implementation cycle of a data mart is measured in short periods of

time, i.e., in weeks rather than months or years.

The life cycle of data marts may be complex in the long run, if their
planning and design are not organization-wide.

Data marts are small in size.

Data marts are customized by department.

The source of a data mart is departmentally structured data warehouse.

Data marts are flexible.

11

DWH

The following figure shows a graphical representation of data marts.

Virtual Warehouse
The view over an operational data warehouse is known as virtual warehouse. It
is easy to build a virtual warehouse. Building a virtual warehouse requires
excess capacity on operational database servers.

12

4. DELIVERY PROCESS

DWH

A data warehouse is never static; it evolves as the business expands. As the

business evolves, its requirements keep changing and therefore a data
warehouse must be designed to ride with these changes. Hence a data
warehouse system needs to be flexible.
Ideally there should be a delivery process to deliver a data warehouse. However
data warehouse projects normally suffer from various issues that make it
difficult to complete tasks and deliverables in the strict and ordered fashion
demanded by the waterfall method. Most of the times, the requirements are not
understood completely. The architectures, designs, and build components can be
completed only after gathering and studying all the requirements.

Delivery Method
The delivery method is a variant of the joint application development approach
adopted for the delivery of a data warehouse. We have staged the data
warehouse delivery process to minimize risks. The approach that we will discuss
here does not reduce the overall delivery time-scales but ensures the business
benefits are delivered incrementally through the development process.
Note: The delivery process is broken into phases to reduce the project and
delivery risk.
The following diagram explains the stages in the delivery process:

13

DWH

IT Strategy
Data warehouses are strategic investments that require a business process to
generate benefits. IT Strategy is required to procure and retain funding for the
project.

Business Case
The objective of business case is to estimate business benefits that should be
derived from using a data warehouse. These benefits may not be quantifiable
but the projected benefits need to be clearly stated. If a data warehouse does
not have a clear business case, then the business tends to suffer from credibility
problems at some stage during the delivery process. Therefore in data
warehouse projects, we need to understand the business case for investment.

Education and Prototyping

Organizations experiment with the concept of data analysis and educate
themselves on the value of having a data warehouse before settling for a
solution. This is addressed by prototyping. It helps in understanding the
feasibility and benefits of a data warehouse. The prototyping activity on a small
scale can promote educational process as long as:

The prototype addresses a defined technical objective.

The prototype can be thrown away after the feasibility concept has been
shown.

The activity addresses a small subset of eventual data content of the data
warehouse.

The activity timescale is non-critical.

The following points are to be kept in mind to produce an early release and
deliver business benefits.

Identify the architecture that is capable of evolving.

Focus on business requirements and technical blueprint phases.

Limit the scope of the first build phase to the minimum that delivers
business benefits.

Understand the short-term and medium-term requirements of the data

warehouse.

Business Requirements
To provide quality deliverables, we should make sure the overall requirements
are understood. If we understand the business requirements for both short-term
14

DWH

and medium-term, then we can design a solution to fulfil short-term

requirements. The short-term solution can then be grown to a full solution.
The following aspects are determined in this stage:

The business rule to be applied on data.

The logical model for information within the data warehouse.

The query profiles for the immediate requirement.

The source systems that provide this data.

Technical Blueprint
This phase needs to deliver an overall architecture satisfying the long-term
requirements. This phase also delivers the components that must be
implemented on a short-term basis to derive any business benefit. A blueprint
identifies the following:

The overall system architecture.

The data retention policy.

The backup and recovery strategy.

The server and data mart architecture.

The capacity plan for hardware and infrastructure.

The components of database design.

Building the Version

In this stage, the first production deliverable is produced. This production
deliverable is the smallest component of a data warehouse. This smallest
component adds business benefit.

History Load
This is the phase where the remainder of the required history is loaded into the
data warehouse. In this phase, we do not add any new entities, but additional
physical tables would probably be created to store increased data volumes.
Let us take an example. Suppose the build version phase has delivered a retail
sales analysis data warehouse with 2 months worth of history. This information
will allow the user to analyze only the recent trends and address the short-term
issues. The user in this case cannot identify annual and seasonal trends. To help
him do so, last 2 years sales history could be loaded from the archive. Now the
40GB data is extended to 400GB.
15

DWH

Note: The backup and recovery procedures may become complex, therefore it is
recommended to perform this activity within a separate phase.

Ad hoc Query
In this phase, we configure an ad hoc query tool that is used to operate a data
warehouse. These tools can generate the database query.
Note: It is recommended not to use these access tools when the database is
being substantially modified.

Automation
In this phase, operational management processes are fully automated. These
would include:

Transforming the data into a form suitable for analysis.

Monitoring query profiles and determining appropriate aggregations to

maintain system performance.

Extracting and loading data from different source systems.

Generating aggregations from predefined definitions within the data

warehouse.

Backing up, restoring, and archiving the data.

Extending Scope
In this phase, the data warehouse is extended to address a new set of business
requirements. The scope can be extended in two ways:

By loading additional data into the data warehouse.

By introducing new data marts using the existing information.

Note: This phase should be performed separately, since it involves substantial

efforts and complexity.

Requirements Evolution
From the perspective of delivery process, the requirements are always
changeable. They are not static. The delivery process must support this and
allow these changes to be reflected within the system.
This issue is addressed by designing the data warehouse around the use of data
within business processes, as opposed to the data requirements of existing
queries.
16

DWH

The architecture is designed to change and grow to match the business needs,
the process operates as a pseudo-application development process, where the
new requirements are continually fed into the development activities and the
partial deliverables are produced. These partial deliverables are fed back to the
users and then reworked ensuring that the overall system is continually updated
to meet the business needs.

17

5. SYSTEM PROCESSES

DWH

We have a fixed number of operations to be applied on the operational

databases and we have well-defined techniques such as use normalized data,
keep table small, etc. These techniques are suitable for delivering a solution.
But in case of decision-support systems, we do not know what query and
operation needs to be executed in future. Therefore techniques applied on
operational databases are not suitable for data warehouses.
In this chapter, we will discuss how to build data warehousing solutions on top
open-system technologies like Unix and relational databases.

Process Flow in Data Warehouse

There are four major processes that contribute to a data warehouse:

Extract and load the data.

Cleaning and transforming the data.

Backup and archive the data.

Managing queries and directing them to the appropriate data sources.

Extract and Load Process

Data extraction takes data from the source systems. Data load takes the
extracted data and loads it into the data warehouse.
Note: Before loading the data into the data warehouse, the information
extracted from the external sources must be reconstructed.
18

DWH

Controlling the Process

Controlling the process involves determining when to start data extraction and
the consistency check on data. Controlling process ensures that the tools, the
logic modules, and the programs are executed in correct sequence and at
correct time.

When to Initiate Extract

Data needs to be in a consistent state when it is extracted, i.e., the data
warehouse should represent a single, consistent version of the information to
the user.
For example, in a customer profiling data warehouse in telecommunication
sector, it is illogical to merge the list of customers at 8 pm on Wednesday from a
customer database with the customer subscription events up to 8 pm on
Tuesday. This would mean that we are finding the customers for whom there are
no associated subscriptions.

Loading the Data

After extracting the data, it is loaded into a temporary data store where it is
cleaned up and made consistent.
Note: Consistency checks are executed only when all the data sources have
been loaded into the temporary data store.

Clean and Transform Process

Once the data is extracted and loaded into the temporary data store, it is time to
perform Cleaning and Transforming. Here is the list of steps involved in Cleaning
and Transforming:

Clean and transform the loaded data into a structure

Partition the data

Aggregation

Clean and Transform the Loaded Data into a Structure

Cleaning and transforming the loaded data helps speed up the queries. It can be
done by making the data consistent:

within itself.

with other data within the same data source.

with the data in other source systems.

with the existing data present in the warehouse.

19

DWH

Transforming involves converting the source data into a structure. Structuring

the data increases the query performance and decreases the operational cost.
The data contained in a data warehouse must be transformed to support
performance requirements and control the ongoing operational costs.

Partition the Data

It will optimize the hardware performance and simplify the management of data
warehouse. Here we partition each fact table into multiple separate partitions.

Aggregation
Aggregation is required to speed up common queries. Aggregation relies on the
fact that most common queries will analyze a subset or an aggregation of the
detailed data.

Backup and Archive the Data

In order to recover the data in the event of data loss, software failure, or
hardware failure, it is necessary to keep regular backups. Archiving involves
removing the old data from the system in a format that allows it to be quickly
restored whenever required.
For example, in a retail sales analysis data warehouse, it may be required to
keep data for 3 years with the latest 6 months data being kept online. In such as
scenario, there is often a requirement to be able to do month-on-month
comparisons for this year and last year. In this case, we require some data to be
restored from the archive.

Query Management Process

This process performs the following functions:

manages the queries.

helps speed up the execution time of queris.

directs the queries to their most effective data sources.

ensures that all the system sources are used in the most effective way.

monitors actual query profiles.

The information generated in this process is used by the warehouse

management process to determine which aggregations to generate. This process
does not generally operate during the regular load of information into data
warehouse.

20

6. ARCHITECTURE

DWH

In this chapter, we will discuss the business analysis framework for the data
warehouse design and architecture of a data warehouse.

Business Analysis Framework

The business analyst get the information from the data warehouses to measure
the performance and make critical adjustments in order to win over other
business holders in the market. Having a data warehouse offers the following
advantages:

Since a data warehouse can gather information quickly and efficiently, it

can enhance business productivity.

A data warehouse provides us a consistent view of customers and items,

hence it helps us manage customer relationship.

A data warehouse also helps in bringing down the costs by tracking

trends, patterns over a long period in a consistent and reliable manner.

To design an effective and efficient data warehouse, we need to understand and

analyze the business needs and construct a business analysis framework.
Each person has different views regarding the design of a data warehouse.
These views are as follows:

The top-down view - This view allows the selection of relevant

information needed for a data warehouse.

The data source view - This view presents the information being
captured, stored, and managed by the operational system.

The data warehouse view - This view includes the fact tables and
dimension tables. It represents the information stored inside the data
warehouse.

The business query view - It is the view of the data from the viewpoint
of the end-user.

Three-Tier Data Warehouse Architecture

Generally a data warehouses adopts a three-tier architecture. Following are the
three tiers of the data warehouse architecture.

Bottom Tier - The bottom tier of the architecture is the data warehouse
database server. It is the relational database system. We use the back21

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end tools and utilities to feed data into the bottom tier. These backend
tools and utilities perform the Extract, Clean, Load, and refresh functions.

Middle Tier - In the middle tier, we have the OLAP Server that can be
implemented in either of the following ways.
o

By Relational OLAP (ROLAP), which is an extended relational database

management system. The ROLAP maps the operations on
multidimensional data to standard relational operations.

By Multidimensional OLAP (MOLAP) model, which directly implements

the multidimensional data and operations.

Top-Tier - This tier is the front-end client layer. This layer holds the
query tools and reporting tools, analysis tools and data mining tools.

The following diagram depicts the three-tier architecture of a data warehouse:

Data Warehouse Models

From the perspective of data warehouse architecture, we have the following data
warehouse models:

Virtual Warehouse

Data mart
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Enterprise Warehouse

Virtual Warehouse
The view over an operational data warehouse is known as a virtual warehouse.
It is easy to build a virtual warehouse. Building a virtual warehouse requires
excess capacity on operational database servers.

Data Mart
Data mart contains a subset of organization-wide data. This subset of data is
valuable to specific groups of an organization.
In other words, we can claim that data marts contain data specific to a particular
group. For example, the marketing data mart may contain data related to items,
customers, and sales. Data marts are confined to subjects.
Points to remember about data marts:

Window-based or Unix/Linux-based servers are used to implement data

marts. They are implemented on low-cost servers.

The implementation data mart cycles is measured in short periods of time,

i.e., in weeks rather than months or years.

The life cycle of a data mart may be complex in long run, if its planning
and design are not organization-wide.

Data marts are small in size.

Data marts are customized by department.

The source of a data mart is departmentally structured data warehouse.

Data marts are flexible.

Enterprise Warehouse

An enterprise warehouse collects all the information and the subjects

spanning an entire organization.

It provides us enterprise-wide data integration.

The data is integrated from operational systems and external information

providers.

This information can vary from a few gigabytes to hundreds of gigabytes,

terabytes or beyond.

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Load Manager
This component performs the operations required to extract and load process.
The size and complexity of the load manager varies between specific solutions
from one data warehouse to other.

Load Manager Architecture

The load manager performs the following functions:

Extract the data from source system.

Fast Load the extracted data into temporary data store.

Perform simple transformations into structure similar to the one in the

data warehouse.

Extract Data from Source

The data is extracted from the operational databases or the external information
providers. Gateways is the application programs that are used to extract data. It
is supported by underlying DBMS and allows client program to generate SQL to
be executed at a server. Open Database Connection( ODBC), Java Database
Connection (JDBC), are examples of gateway.

Fast Load

In order to minimize the total load window the data need to be loaded into
the warehouse in the fastest possible time.
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The transformations affects the speed of data processing.

It is more effective to load the data into relational database prior to

applying transformations and checks.

Gateway technology proves to be not suitable, since they tend not be

performant when large data volumes are involved.

Simple Transformations
While loading it may be required to perform simple transformations. After this
has been completed we are in position to do the complex checks. Suppose we
are loading the EPOS sales transaction we need to perform the following checks:

Strip out all the columns that are not required within the warehouse.

Convert all the values to required data types.

Warehouse Manager
A warehouse manager is responsible for the warehouse management process. It
consists of third-party system software, C programs, and shell scripts.
The size and complexity of warehouse managers varies between specific
solutions.

Warehouse Manager Architecture

A warehouse manager includes the following:

The controlling process

Stored procedures or C with SQL

Backup/Recovery tool

SQL Scripts

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Operations Performed by Warehouse Manager

A warehouse manager analyzes the data to perform consistency and

referential integrity checks.

Creates indexes, business views, partition views against the base data.

Generates new aggregations

Generates normalizations.

Transforms and merges the source data into the published data
warehouse.

Backup the data in the data warehouse.

Archives the data that has reached the end of its captured life.

and

updates

existing

aggregations.

Note: A warehouse manager also analyzes query profiles to determine index and
aggregations are appropriate.

Query Manager

Query manager is responsible for directing the queries to the suitable

tables.

By directing the queries to appropriate tables, the speed of querying and

response generation can be increased.

Query manager is responsible for scheduling the execution of the queries

posed by the user.

Query Manager Architecture

The following screenshot shows the architecture of a query manager. It includes
the following:

Query redirection via C tool or RDBMS

Stored procedures

Query management tool

Query scheduling via C tool or RDBMS

Query scheduling via third-party software

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Detailed Information
Detailed information is not kept online, rather it is aggregated to the next level
of detail and then archived to tape. The detailed information part of data
warehouse keeps the detailed information in the starflake schema. Detailed
information is loaded into the data warehouse to supplement the aggregated
data.
The following diagram shows
a pictorial impression of where detailed
information is stored and how it is used.

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Note: If detailed information is held offline to minimize disk storage, we should

make sure that the data has been extracted, cleaned up, and transformed into
starflake schema before it is archived.

Summary Information
Summary Information is a part of data warehouse that stores predefined
aggregations. These aggregations are generated by the warehouse manager.
Summary Information must be treated as transient. It changes on-the-go in
order to respond to the changing query profiles.
The points to note about summary information are as follows:

Summary information speeds up the performance of common queries.

It increases the operational cost.

It needs to be updated whenever new data is loaded into the data

warehouse.

It may not have been backed up, since it can be generated fresh from the
detailed information.

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7. OLAP

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Online Analytical Processing Server (OLAP) is based on the multidimensional

data model. It allows managers and analysts to get an insight of the information
through fast, consistent, and interactive access to information. This chapter
covers the types of OLAP, operations on OLAP, difference between OLAP, and
statistical databases and OLTP.

Types of OLAP Servers

We have four types of OLAP servers:

Relational OLAP (ROLAP)

Multidimensional OLAP (MOLAP)

Hybrid OLAP (HOLAP)

Specialized SQL Servers

Relational OLAP
ROLAP servers are placed between relational back-end server and client frontend tools. To store and manage warehouse data, ROLAP uses relational or
extended-relational DBMS.
ROLAP includes the following:

Implementation of aggregation navigation logic.

Optimization for each DBMS back-end.

Additional tools and services.

Multidimensional OLAP
MOLAP uses array-based multidimensional storage engines for multidimensional
views of data. With multidimensional data stores, the storage utilization may be
low if the dataset is sparse. Therefore, many MOLAP servers use two levels of
data storage representation to handle dense and sparse datasets.

Hybrid OLAP
Hybrid OLAP is a combination of both ROLAP and MOLAP. It offers higher
scalability of ROLAP and faster computation of MOLAP. HOLAP servers allow to
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store large data volumes of detailed information. The aggregations are stored
separately in MOLAP store.

Specialized SQL Servers

Specialized SQL servers provide advanced query language and query processing
support for SQL queries over star and snowflake schemas in a read-only
environment.

OLAP Operations
Since OLAP servers are based on multidimensional view of data, we will discuss
OLAP operations in multidimensional data.
Here is the list of OLAP operations:

Roll-up

Drill-down

Slice and dice

Pivot (rotate)

Roll-up
Roll-up performs aggregation on a data cube in any of the following ways:

By climbing up a concept hierarchy for a dimension

By dimension reduction

The following diagram illustrates how roll-up works.

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Roll-up is performed by climbing up a concept hierarchy for the dimension

location.

Initially the concept hierarchy was "street < city < province < country".

On rolling up, the data is aggregated by ascending the location hierarchy

from the level of city to the level of country.

The data is grouped into cities rather than countries.

When roll-up is performed, one or more dimensions from the data cube
are removed.

Drill-down
Drill-down is the reverse operation of roll-up. It is performed by either of the
following ways:

By stepping down a concept hierarchy for a dimension

By introducing a new dimension

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The following diagram illustrates how drill-down works.

Drill-down is performed by stepping down a concept hierarchy for the

dimension time.

Initially the concept hierarchy was "day < month < quarter < year."

On drilling down, the time dimension is descended from the level of

quarter to the level of month.

When drill-down is performed, one or more dimensions from the data

cube are added.

It navigates the data from less detailed data to highly detailed data.

Slice
The slice operation selects one particular dimension from a given cube and
provides a new sub-cube. Consider the following diagram that shows how slice
works.

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Here Slice is performed for the dimension "time" using the criterion time
= "Q1".

It will form a new sub-cube by selecting one or more dimensions.

Dice
Dice selects two or more dimensions from a given cube and provides a new subcube. Consider the following diagram that shows the dice operation.

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The dice operation on the cube based on the following selection criteria involves
three dimensions.

(location = "Toronto" or "Vancouver")

(time = "Q1" or "Q2")

(item =" Mobile" or "Modem")

Pivot
The pivot operation is also known as rotation. It rotates the data axes in view in
order to provide an alternative presentation of data. Consider the following
diagram that shows the pivot operation.

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OLAP vs OLTP
Data Warehouse (OLAP)

Operational Database (OLTP)

Involves historical processing of

information.

Involves day-to-day processing.

OLAP systems are used by knowledge

workers such as executives,
managers, and analysts.

OLTP systems are used by clerks,

DBAs, or database professionals.

Useful in analyzing the business.

Useful in running the business.

It focuses on Information out.

It focuses on Data in.

Based on Star Schema, Snowflake

Schema, and Fact Constellation

Based on Entity Relationship Model.

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Schema.
Contains historical data.

Contains current data.

Provides summarized and consolidated

data.

Provides primitive and highly detailed

data.

Provides summarized and

multidimensional view of data.

Provides detailed and flat relational

view of data.

Number or users is in hundreds.

Number of users is in thousands.

Number of records accessed is in

millions.

Number of records accessed is in

tens.

Database size is from 100 GB to 1 TB.

Database size is from 100 MB to

1 GB.

Highly flexible.

Provides high performance.

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8. RELATIONAL OLAP

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Relational OLAP servers are placed between relational back-end server and client
front-end tools. To store and manage the warehouse data, the relational OLAP
uses relational or extended-relational DBMS.
ROLAP includes the following:

Implementation of aggregation navigation logic

Optimization for each DBMS back-end

Additional tools and services

Points to Remember

ROLAP servers are highly scalable.

ROLAP tools analyze large volumes of data across multiple dimensions.

ROLAP tools store and analyze highly volatile and changeable data.

Relational OLAP Architecture

ROLAP includes the following components:

Database server

ROLAP server

Front-end tool

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Advantages

ROLAP servers can be easily used with existing RDBMS.

Data can be stored efficiently, since no zero facts can be stored.

ROLAP tools do not use pre-calculated data cubes.

DSS server of micro-strategy adopts the ROLAP approach.

Disadvantages

Poor query performance.

Some limitations of scalability depending on the technology architecture

that is utilized.

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9. MULTIDIMENSIONAL OLAP

Multidimensional OLAP (MOLAP) uses array-based multidimensional storage

engines for multidimensional views of data. With multidimensional data stores,
the storage utilization may be low if the dataset is sparse. Therefore, many
MOLAP servers use two levels of data storage representation to handle dense
and sparse datasets.

Points to Remember

MOLAP tools process information with consistent response time regardless

of level of summarizing or calculations selected.

MOLAP tools need to avoid many of the complexities of creating a

relational database to store data for analysis.

MOLAP tools need fastest possible performance.

MOLAP server adopts two level of storage representation to handle dense

and sparse datasets.

Denser sub-cubes are identified and stored as array structure.

Sparse sub-cubes employ compression technology.

MOLAP Architecture
MOLAP includes the following components:

Database server

MOLAP server

Front-end tool

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Advantages

MOLAP allows fastest indexing to the pre-computed summarized data.

Helps the users connected to a network who need to analyze larger, lessdefined data.

Easier to use, therefore MOLAP is suitable for inexperienced users.

Disadvantages

MOLAP are not capable of containing detailed data.

The storage utilization may be low if the data set is sparse.

MOLAP vs ROLAP
MOLAP

ROLAP

Information retrieval is fast.

Information retrieval is comparatively

slow.

Uses sparse array to store datasets.

Uses relational table.

MOLAP is best suited for inexperienced

users, since it is very easy to use.

ROLAP is best suited for experienced

users.

Maintains a separate database for

data cubes.

It may not require space other than

available in the data warehouse.

DBMS facility is weak.

DBMS facility is strong.

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10. SCHEMAS

DWH

Schema is a logical description of the entire database. It includes the name and
description of records of all record types including all associated data-items and
aggregates. Much like a database, a data warehouse also requires to maintain a
schema. A database uses relational model, while a data warehouse uses Star,
Snowflake, and Fact Constellation schema. In this chapter, we will discuss the
schemas used in a data warehouse.

Star Schema

Each dimension in a star schema is represented with only one-dimension

table.

This dimension table contains the set of attributes.

The following diagram shows the sales data of a company with respect to
the four dimensions, namely time, item, branch, and location.

There is a fact table at the center. It contains the keys to each of four
dimensions.

The fact table also contains the attributes, namely dollars sold and units
sold.

Note: Each dimension has only one dimension table and each table holds a set
of attributes. For example, the location dimension table contains the attribute
set {location_key, street, city, province_or_state,country}. This constraint may
cause data redundancy. For example, "Vancouver" and "Victoria" both the cities
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are in the Canadian province of British Columbia. The entries for such cities may
cause data redundancy along the attributes province_or_state and country.

Snowflake Schema

Some dimension tables in the Snowflake schema are normalized.

The normalization splits up the data into additional tables.

Unlike Star schema, the dimensions table in a snowflake schema are

normalized. For example, the item dimension table in star schema is
normalized and split into two dimension tables, namely item and supplier
table.

Now the item dimension table contains the attributes item_key,

item_name, type, brand, and supplier-key.

The supplier key is linked to the supplier dimension table. The supplier
dimension table contains the attributes supplier_key and supplier_type.

Note: Due to normalization in the Snowflake schema, the redundancy is

reduced and therefore, it becomes easy to maintain and save the storage space.

Fact Constellation Schema

A fact constellation has multiple fact tables. It is also known as galaxy

schema.

The following diagram shows two fact tables, namely sales and shipping.
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The sales fact table is same as that in the star schema.

The shipping fact table has the five dimensions, namely item_key,
time_key, shipper_key, from_location, to_location.

The shipping fact table also contains two measures, namely dollars sold
and units sold.

It is also possible to share dimension tables between fact tables. For

example, time, item, and location dimension tables are shared between
the sales and shipping fact table.

Schema Definition
Multidimensional schema is defined using Data Mining Query Language (DMQL).
The two primitives, cube definition and dimension definition, can be used for
defining the data warehouses and data marts.

Syntax for Cube Definition

define cube < cube_name > [ < dimension-list > }: < measure_list >

Syntax for Dimension Definition

define dimension < dimension_name > as ( < attribute_or_dimension_list > )

Star Schema Definition

The star schema that we have discussed can be defined using Data Mining Query
Language (DMQL) as follows:
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define cube sales star [time, item, branch, location]:

dollars sold = sum(sales in dollars), units sold = count(*)

define dimension time as (time key, day, day of week, month, quarter, year)
define dimension item as (item key, item name, brand, type, supplier type)

define dimension branch as (branch key, branch name, branch type)

define dimension location as (location key, street, city, province or
state, country)

Snowflake Schema Definition

Snowflake schema can be defined using DMQL as follows:
define cube sales snowflake [time, item, branch, location]:

dollars sold = sum(sales in dollars), units sold = count(*)

define dimension time as (time key, day, day of week, month, quarter, year)

define dimension item as (item key, item name, brand, type, supplier
(supplier key, supplier type))
define dimension branch as (branch key, branch name, branch type)
define dimension location as (location key, street, city
(city key, city, province or state, country))

Fact Constellation Schema Definition

Fact constellation schema can be defined using DMQL as follows:

define cube sales [time, item, branch, location]:

dollars sold = sum(sales in dollars), units sold = count(*)

define dimension time as (time key, day, day of week, month, quarter, year)
define dimension item as (item key, item name, brand, type, supplier type)

define dimension branch as (branch key, branch name, branch type)

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define dimension location as (location key, street, city, province or

state, country)
define cube shipping [time, item, shipper, from location, to location]:

dollars cost = sum(cost in dollars), units shipped = count(*)

define dimension time as time in cube sales

define dimension item as item in cube sales
define dimension shipper as (shipper key, shipper name, location as
location in cube sales, shipper type)
define dimension from location as location in cube sales
define dimension to location as location in cube sales

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11. PARTITIONING STRATEGY

Partitioning is done to enhance performance and facilitate easy management of

data. Partitioning also helps in balancing the various requirements of the
system. It optimizes the hardware performance and simplifies the management
of data warehouse by partitioning each fact table into multiple separate
partitions. In this chapter, we will discuss different partitioning strategies.

Why is it Necessary to Partition?

Partitioning is important for the following reasons:

For easy management,

To assist backup/recovery,

To enhance performance.

For Easy Management

The fact table in a data warehouse can grow up to hundreds of gigabytes in size.
This huge size of fact table is very hard to manage as a single entity. Therefore
it needs partitioning.

To Assist Backup / Recovery

If we do not partition the fact table, then we have to load the complete fact
table with all the data. Partitioning allows us to load only as much data as is
required on a regular basis. It reduces the time to load and also enhances the
performance of the system.
Note: To cut down on the backup size, all partitions other than the current
partition can be marked as read-only. We can then put these partitions into a
state where they cannot be modified. Then they can be backed up. It means
only the current partition is to be backed up.

To Enhance Performance
By partitioning the fact table into sets of data, the query procedures can be
enhanced. Query performance is enhanced because now the query scans only
those partitions that are relevant. It does not have to scan the whole data.

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Horizontal Partitioning
There are various ways in which a fact table can be partitioned. In horizontal
partitioning, we have to keep in mind the requirements for manageability of the
data warehouse.

Partition by Time into Equal Segments

In this partitioning strategy, the fact table is partitioned on the basis of time
period. Here each time period represents a significant retention period within the
business. For example, if the user queries for month to date data then it is
appropriate to partition the data into monthly segments. We can reuse the
partitioned tables by removing the data in them.

Partition by Time into Different-sized Segments

This kind of partition is done where the aged data is accessed infrequently. It is
implemented as a set of small partitions for relatively current data, larger
partition for inactive data.

Points to Note

The detailed information remains available online.

The number of physical tables is kept relatively small, which reduces the
operating cost.

This technique is suitable where a mix of data dipping recent history and
data mining through entire history is required.

This technique is not useful where the partitioning profile changes on a

regular basis, because repartitioning will increase the operation cost of
data warehouse.

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Partition on a Different Dimension

The fact table can also be partitioned on the basis of dimensions other than time
such as product group, region, supplier, or any other dimension. Let's have an
example.
Suppose a market function has been structured into distinct regional
departments like on a state by state basis. If each region wants to query on
information captured within its region, it would prove to be more effective to
partition the fact table into regional partitions. This will cause the queries to
speed up because it does not require to scan information that is not relevant.

Points to Note

The query does not have to scan irrelevant data which speeds up the
query process.

This technique is not appropriate where the dimensions are unlikely to

change in future. So, it is worth determining that the dimension does not
change in future.

If the dimension changes, then the entire fact table would have to be
repartitioned.

Note: We recommend to perform the partition only on the basis of time

dimension, unless you are certain that the suggested dimension grouping will
not change within the life of the data warehouse.

Partition by Size of Table

When there are no clear basis for partitioning the fact table on any dimension,
then we should partition the fact table on the basis of their size. We can set
the predetermined size as a critical point. When the table exceeds the
predetermined size, a new table partition is created.

Points to Note

This partitioning is complex to manage.

It requires metadata to identify what data is stored in each partition.

Partitioning Dimensions
If a dimension contains large number of entries, then it is required to partition
the dimension. Here we have to check the size of a dimension.
Consider a large design that changes over time. If we need to store all the
variations in order to apply comparisons, that dimension may be very large. This
would definitely affect the response time.
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Round Robin Partitions

In the round robin technique, when a new partition is needed, the old one is
archived. It uses metadata to allow user access tool to refer to the correct table
partition.
This technique makes it easy to automate table management facilities within the
data warehouse.

Vertical Partition
Vertical partitioning splits the data vertically. The following image depicts how
vertical partitioning is done.

Vertical partitioning can be performed in the following two ways:

Normalization

Row Splitting

Normalization
Normalization is the standard relational method of database organization. In this
method, the rows are collapsed into a single row, hence it reduces space. Take a
look at the following tables that show how normalization is performed.

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Table before Normalization

Product
_id

Qnty

Value

sales_date

Store_id

Store
_name

Location

Region

30

3.67

3-Aug-13

16

sunny

Bangalore

35

5.33

3-Sep-13

16

sunny

Bangalore

40

2.50

3-Sep-13

64

san

Mumbai

45

5.66

3-Sep-13

16

sunny

Bangalore

Table after Normalization

Store_id

Store_name

Location

Region

16

sunny

Bangalore

64

san

Mumbai

Product_id

Quantity

Value

sales_date

Store_id

30

3.67

3-Aug-13

16

35

5.33

3-Sep-13

16

40

2.50

3-Sep-13

64

45

5.66

3-Sep-13

16

Row Splitting
Row splitting tends to leave a one-to-one map between partitions. The motive of
row splitting is to speed up the access to a large table by reducing its size.

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Note: W hile using vertical partitioning, make sure that there is no requirement
to perform a major join operation between two partitions.

Identify Key to Partition

It is crucial to choose the right partition key. Choosing a wrong partition key will
lead to reorganizing the fact table. Let's have an example. Suppose we want to
partition the following table.
Account_Txn_Table
transaction_id
account_id
transaction_type
value
transaction_date
region
branch_name
We can choose to partition on any key. The two possible keys could be

region

transaction_date

Suppose the business is organized in 30 geographical regions and each region

has different number of branches. That will give us 30 partitions, which is
reasonable. This partitioning is good enough because our requirements capture
has shown that a vast majority of queries are restricted to the user's own
business region.
If we partition by transaction_date instead of region, then the latest transaction
from every region will be in one partition. Now the user who wants to look at
data within his own region has to query across multiple partitions.
Hence it is worth determining the right partitioning key.

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12. METADATA CONCEPTS

DWH

What is Metadata?
Metadata is simply defined as data about data. The data that is used to
represent other data is known as metadata. For example, the index of a book
serves as a metadata for the contents in the book. In other words, we can say
that metadata is the summarized data that leads us to detailed data. In terms of
data warehouse, we can define metadata as follows:

Metadata is the roadmap to a data warehouse.

Metadata in a data warehouse defines the warehouse objects.

Metadata acts as a directory. This directory helps the decision support

system to locate the contents of a data warehouse.

Note: In a data warehouse, we create metadata for the data names and
definitions of a given data warehouse. Along with this metadata, additional
metadata is also created for time-stamping any extracted data, the source of
extracted data.

Categories of Metadata
Metadata can be broadly categorized into three categories:

Business Metadata - It has the data ownership information, business

definition, and changing policies.

Technical Metadata - It includes database system names, table and

column names and sizes, data types and allowed values. Technical
metadata also includes structural information such as primary and foreign
key attributes and indices.

Operational Metadata - It includes currency of data and data lineage.

Currency of data means whether the data is active, archived, or purged.
Lineage of data means the history of data migrated and transformation
applied on it.

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Role of Metadata
Metadata has a very important role in a data warehouse. The role of metadata in
a warehouse is different from the warehouse data, yet it plays an important role.
The various roles of metadata are explained below.

Metadata acts as a directory.

This directory helps the decision support system to locate the contents of
the data warehouse.

Metadata helps in decision support system for mapping of data when data
is transformed from operational environment to data warehouse
environment.

Metadata helps in summarization between current detailed data and

highly summarized data.

Metadata also helps in summarization between lightly detailed data and

highly summarized data.

Metadata is used for query tools.

Metadata is used in reporting tools.

Metadata is used in extraction and cleansing tools.

Metadata is used in transformation tools.

Metadata plays an important role in loading functions.

The following diagram shows the roles of metadata.

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Metadata Respiratory
Metadata respiratory is an integral part of a data warehouse system. It has the
following metadata:

Definition of data warehouse - It includes the description of structure

of data warehouse. The description is defined by schema, view,
hierarchies, derived data definitions, and data mart locations and
contents.

Business metadata - It contains the data ownership information,

business definition, and changing policies.

Operational metadata - It includes currency of data and data lineage.

Currency of data means whether the data is active, archived, or purged.
Lineage of data means the history of data migrated and transformation
applied on it.

Data for mapping from operational environment to data

warehouse - It includes the source databases and their contents, data
extraction, data partition cleaning, transformation rules, data refresh and
purging rules.

Algorithms for summarization - It includes dimension algorithms, data

on granularity, aggregation, summarizing, etc.

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Challenges for Metadata Management

The importance of metadata cannot be overstated. Metadata helps in driving the
accuracy of reports, validates data transformation, and ensures the accuracy of
calculations. Metadata also enforces the definition of business terms to business
end-users. With all these uses of metadata, it also has its challenges. Some of
the challenges are discussed below.

Metadata in a big organization is scattered across the organization. This

metadata is spread in spreadsheets, databases, and applications.

Metadata could be present in text files or multimedia files. To use this

data for information management solutions, it has to be correctly defined.

There are no industry-wide accepted standards. Data management

solution vendors have narrow focus.

There are no easy and accepted methods of passing metadata.

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13. DATA MARTING

DWH

Why Do We Need a Data Mart?

Listed below are the reasons to create a data mart:

To partition data in order to impose access control strategies.

To speed up the queries by reducing the volume of data to be scanned.

To segment data into different hardware platforms.

To structure data in a form suitable for a user access tool.

Note: Do not data mart for any other reason since the operation cost of data
marting could be very high. Before data marting, make sure that data marting
strategy is appropriate for your particular solution.

Cost-effective Data Marting

Follow the steps given below to make data marting cost-effective:

Identify the Functional Splits

Identify User Access Tool Requirements

Identify Access Control Issues

Identify the Functional Splits

In this step, we determine if the organization has natural functional splits. We
look for departmental splits, and we determine whether the way in which
departments use information tend to be in isolation from the rest of the
organization. Let's have an example.
Consider a retail organization, where each merchant is accountable for
maximizing the sales of a group of products. For this, the following are the
valuable information:

sales transaction on a daily basis

sales forecast on a weekly basis

stock position on a daily basis

stock movements on a daily basis

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As the merchant is not interested in the products they are not dealing with, the
data marting is a subset of the data dealing which the product group of interest.
The following diagram shows data marting for different users.

Given below are the issues to be taken into account while determining the
functional split:

The structure of the department may change.

The products might switch from one department to other.

The merchant could query the sales trend of other products to analyze
what is happening to the sales.

Note: We need to determine the business benefits and technical feasibility of

using a data mart.

Identify User Access Tool Requirements

We need data marts to support user access tools that require internal data
structures. The data in such structures are outside the control of data warehouse
but need to be populated and updated on a regular basis.
There are some tools that populate directly from the source system but some
cannot. Therefore additional requirements outside the scope of the tool are
needed to be identified for future.

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Note: In order to ensure consistency of data across all access tools, the data
should not be directly populated from the data warehouse, rather each tool must
have its own data mart.

Identify Access Control Issues

There should to be privacy rules to ensure the data is accessed by authorized
users only. For example, a data warehouse for retail banking institution ensures
that all the accounts belong to the same legal entity. Privacy laws can force you
to totally prevent access to information that is not owned by the specific bank.
Data marts allow us to build a complete wall by physically separating data
segments within the data warehouse. To avoid possible privacy problems, the
detailed data can be removed from the data warehouse. We can create data
mart for each legal entity and load it via data warehouse, with detailed account
data.

Designing Data Marts

Data marts should be designed as a smaller version of starflake schema within
the data warehouse and should match with the database design of the data
warehouse. It helps in maintaining control over database instances.

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The summaries are data marted in the same way as they would have been
designed within the data warehouse. Summary tables help to utilize all
dimension data in the starflake schema.

Cost of Data Marting

The cost measures for data marting are as follows:

Hardware and Software Cost

Network Access

Time Window Constraints

Hardware and Software Cost

Although data marts are created on the same hardware, they require some
additional hardware and software. To handle user queries, it requires additional
processing power and disk storage. If detailed data and the data mart exist
within the data warehouse, then we would face additional cost to store and
manage replicated data.
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Note: Data marting is more expensive than aggregations, therefore it should be

used as an additional strategy and not as an alternative strategy.

Network Access
A data mart could be on a different location from the data warehouse, so we
should ensure that the LAN or WAN has the capacity to handle the data volumes
being transferred within the data mart load process.

Time Window Constraints

The extent to which a data mart loading process will eat into the available time
window depends on the complexity of the transformations and the data volumes
being shipped. The determination of how many data marts are possible depends
on:

Network capacity

Time window available

Volume of data being transferred

Mechanisms being used to insert data into a data mart

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14. SYSTEM MANAGERS

DWH

System management is mandatory for the successful implementation of a data

warehouse. The most important system managers are:

System configuration manager

System scheduling manager

System event manager

System database manager

System backup recovery manager

System Configuration Manager

The system configuration manager is responsible for the management of

the setup and configuration of data warehouse.

The structure of configuration manager varies from one operating system

to another.

In Unix structure of configuration, the manager varies from vendor to

vendor.

Configuration managers have single user interface.

The interface of configuration manager allows us to control all aspects of

the system.

Note: The most important configuration tool is the I/O manager.

System Scheduling Manager

System Scheduling Manager is responsible for the successful implementation of
the data warehouse. Its purpose is to schedule ad hoc queries. Every operating
system has its own scheduler with some form of batch control mechanism. The
list of features a system scheduling manager must have is as follows:

Work across cluster or MPP boundaries

Deal with international time differences

Handle job failure

Handle multiple queries

Support job priorities

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Restart or re-queue the failed jobs

Notify the user or a process when job is completed

Maintain the job schedules across system outages

Re-queue jobs to other queues

Support the stopping and starting of queues

Log Queued jobs

Deal with inter-queue processing

Note: The above list can be used as evaluation parameters for the evaluation of
a good scheduler.
Some important jobs that a scheduler must be able to handle are as follows:

Daily and ad hoc query scheduling

Execution of regular report requirements

Data load

Data processing

Index creation

Backup

Aggregation creation

Data transformation

Note: If the data warehouse is running on a cluster or MPP architecture, then

the system scheduling manager must be capable of running across the
architecture.

System Event Manager

The event manager is a kind of a software. The event manager manages the
events that are defined on the data warehouse system. We cannot manage the
data warehouse manually because the structure of data warehouse is very
complex. Therefore we need a tool that automatically handles all the events
without any intervention of the user.
Note: The event manager monitors the events occurrences and deals with
them. The event manager also tracks the myriad of things that can go wrong on
this complex data warehouse system.

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Events
Events are the actions that are generated by the user or the system itself. It
may be noted that an event is a measurable, observable, occurrence of a
defined action.
Given below is a list of common events that are required to be tracked.

Hardware failure

Running out of space on certain key disks

A process dying

A process returning an error

CPU usage exceeding an 805 threshold

Internal contention on database serialization points

Buffer cache hit ratios exceeding or failure below threshold

A table reaching to maximum of its size

Excessive memory swapping

A table failing to extend due to lack of space

Disk exhibiting I/O bottlenecks

Usage of temporary or sort area reaching a certain thresholds

Any other database shared memory usage

The most important thing about events is that they should be capable of
executing on their own. Event packages define the procedures for the predefined
events. The code associated with each event is known as event handler. This
code is executed whenever an event occurs.

System and Database Manager

System and database manager may be two separate pieces of software, but
they do the same job. The objective of these tools is to automate certain
processes and to simplify the execution of others. The criteria for choosing a
system and the database manager are as follows:

increase user's quota

assign and de-assign roles to the users

assign and de-assign the profiles to the users

perform database space management

monitor and report on space usage

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tidy up fragmented and unused space

add and expand the space

add and remove users

manage user password

manage summary or temporary tables

assign or de-assign temporary space to and from the user

reclaim the space form old or out-of-date temporary tables

manage error and trace logs

to browse log and trace files

redirect error or trace information

switch on and off error and trace logging

perform system space management

monitor and report on space usage

clean up old and unused file directories

add or expand space

System Backup Recovery Manager

The backup and recovery tool makes it easy for operations and management
staff to back up the data. Note that the system backup manager must be
integrated with the schedule manager software being used. The important
features that are required for the management of backups are as follows:

Scheduling

Backup data tracking

Database awareness

Backups are taken only to protect against data loss. Following are the important
points to remember:

The backup software will keep some form of database of where and when
the piece of data was backed up.

The backup recovery manager must have a good front-end to that

database.

The backup recovery software should be database aware.

Being aware of the database, the software then can be addressed in

database terms, and will not perform backups that would not be viable.
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15. PROCESS MANAGERS

DWH

Process managers are responsible for maintaining the flow of data both into and
out of the data warehouse. There are three different types of process managers:

Load manager

Warehouse manager

Query manager

Data Warehouse Load Manager

Load manager performs the operations required to extract and load the data into
the database. The size and complexity of a load manager varies between specific
solutions from one data warehouse to another.

Load Manager Architecture

The load manager performs the following functions:

Extract data from the source system.

Fast load the extracted data into temporary data store.

Perform simple transformations into structure similar to the one in the

data warehouse.

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Extract Data from Source

The data is extracted from the operational databases or the external information
providers. Gateways are the application programs that are used to extract data.
It is supported by underlying DBMS and allows the client program to generate
SQL to be executed at a server. Open Database Connection (ODBC) and Java
Database Connection (JDBC) are examples of gateway.

Fast Load

In order to minimize the total load window, the data needs to be loaded
into the warehouse in the fastest possible time.

Transformations affect the speed of data processing.

It is more effective to load the data into a relational database prior to

applying transformations and checks.

Gateway technology is not suitable, since they are inefficient when large
data volumes are involved.

Simple Transformations
While loading, it may be required to perform simple transformations. After
completing simple transformations, we can do complex checks. Suppose we are
loading the EPOS sales transaction, we need to perform the following checks:

Strip out all the columns that are not required within the warehouse.

Convert all the values to required data types.

Warehouse Manager
The warehouse manager is responsible for the warehouse management process.
It consists of a third-party system software, C programs, and shell scripts. The
size and complexity of a warehouse manager varies between specific solutions.

Warehouse Manager Architecture

A warehouse manager includes the following:

The controlling process

Stored procedures or C with SQL

Backup/Recovery tool

SQL scripts

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Functions of Warehouse Manager

A warehouse manager performs the following functions:

Analyzes the data to perform consistency and referential integrity checks.

Creates indexes, business views, partition views against the base data.

Generates new aggregations and updates the existing aggregations.

Generates normalizations.

Transforms and merges the source data into the temporary store of the
published data warehouse.

Backs up the data in the data warehouse.

Archives the data that has reached the end of its captured life.

Note: A warehouse manager analyzes query profiles to determine whether the

index and aggregations are appropriate.

Query Manager
The query manager is responsible for directing the queries to suitable tables. By
directing the queries to appropriate tables, it speeds up the query request and
response process. In addition, the query manager is responsible for scheduling
the execution of the queries posted by the user.

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Query Manager Architecture

A query manager includes the following components:

Query redirection via C tool or RDBMS

Stored procedures

Query management tool

Query scheduling via C tool or RDBMS

Query scheduling via third-party software

Functions of Query Manager

It presents the data to the user in a form they understand.

It schedules the execution of the queries posted by the end-user.

It stores query profiles to allow the warehouse manager to determine

which indexes and aggregations are appropriate.

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16. SECURITY

DWH

The objective of a data warehouse is to make large amounts of data easily

accessible to the users, hence allowing the users to extract information about
the business as a whole. But we know that there could be some security
restrictions applied on the data that can be an obstacle for accessing the
information. If the analyst has a restricted view of data, then it is impossible to
capture a complete picture of the trends within the business.
The data from each analyst can be summarized and passed on to management
where the different summaries can be aggregated. As the aggregations of
summaries cannot be the same as that of the aggregation as a whole, it is
possible to miss some information trends in the data unless someone is
analyzing the data as a whole.

Security Requirements
Adding security features affect the performance of the data warehouse,
therefore it is important to determine the security requirements as early as
possible. It is difficult to add security features after the data warehouse has
gone live.
During the design phase of the data warehouse, we should keep in mind what
data sources may be added later and what would be the impact of adding those
data sources. We should consider the following possibilities during the design
phase.

Whether the new data sources will require new security and/or audit
restrictions to be implemented?

Whether the new users added who have restricted access to data that is
already generally available?

This situation arises when the future users and the data sources are not well
known. In such a situation, we need to use the knowledge of business and the
objective of data warehouse to know likely requirements.
The following activities get affected by security measures:

User access

Data load

Data movement

Query generation

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User Access
We need to first classify the data and then classify the users on the basis of the
data they can access. In other words, the users are classified according to the
data they can access.

Data Classification
The following two approaches can be used to classify the data:

Data can be classified according to its sensitivity. Highly-sensitive data is

classified as highly restricted and less-sensitive data is classified as less
restrictive.

Data can also be classified according to the job function. This restriction
allows only specific users to view particular data. Here we restrict the
users to view only that part of the data in which they are interested and
are responsible for.

There are some issues in the second approach. To understand, let's have an
example. Suppose you are building the data warehouse for a bank. Consider
that the data being stored in the data warehouse is the transaction data for all
the accounts. The question here is, who is allowed to see the transaction data.
The solution lies in classifying the data according to the function.

User Classification
The following approaches can be used to classify the users:

Users can be classified as per the hierarchy of users in an organization,

i.e., users can be classified by departments, sections, groups, and so on.

Users can also be classified according to their role, with people grouped
across departments based on their role.

Classification Based on Department

Let's have an example of a data warehouse where the users are from sales and
marketing department. We can have security by top-to-down company view,
with access centered on the different departments. But there could be some
restrictions on users at different levels. This structure is shown in the following
diagram.

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But if each department accesses different data, then we should design the
security access for each department separately. This can be achieved by
departmental data marts. Since these data marts are separated from the data
warehouse, we can enforce separate security restrictions on each data mart.
This approach is shown in the following figure.

Classification Based on Role

If the data is generally available to all the departments, then it is useful to follow
the role access hierarchy. In other words, if the data is generally accessed by all
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the departments, then apply security restrictions as per the role of the user. The
role access hierarchy is shown in the following figure.

Audit Requirements
Auditing is a subset of security, a costly activity. Auditing
overheads on the system. To complete an audit in time,
hardware and therefore, it is recommended that wherever
should be switched off. Audit requirements can be categorized

Connections

Disconnections

Data access

Data change

can cause heavy

we require more
possible, auditing
as follows:

Note: For each of the above-mentioned categories, it is necessary to audit

success, failure, or both. From the perspective of security reasons, the auditing
of failures are very important. Auditing of failure is important because they can
highlight unauthorized or fraudulent access.

Network Requirements
Network security is as important as other securities. We cannot ignore the
network security requirement. We need to consider the following issues:

Is it necessary to encrypt data before transferring it to the data

warehouse?

Are there restrictions on which network routes the data can take?
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These restrictions need to be considered carefully. Following are the points to

remember:

The process of encryption and decryption will increase overheads. It would

require more processing power and processing time.

The cost of encryption can be high if the system is already a loaded

system because the encryption is borne by the source system.

Data Movement
There exist potential security implications while moving the data. Suppose we
need to transfer some restricted data as a flat file to be loaded. When the data is
loaded into the data warehouse, the following questions are raised:

Where is the flat file stored?

Who has access to that disk space?

If we talk about the backup of these flat files, the following questions are raised:

Do you backup encrypted or decrypted versions?

Do these backups need to be made to special tapes that are stored

separately?

Who has access to these tapes?

Some other forms of data movement like query result sets also need to be
considered. The questions raised while creating the temporary table are as
follows:

Where is that temporary table to be held?

How do you make such table visible?

We should avoid the accidental flouting of security restrictions. If a user with

access to the restricted data can generate accessible temporary tables, data can
be visible to non-authorized users. We can overcome this problem by having a
separate temporary area for users with access to restricted data.

Documentation
The audit and security requirements need to be properly documented. This will
be treated as a part of justification. This document can contain all the
information gathered from:

Data classification

User classification

Network requirements
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Data movement and storage requirements

All auditable actions

Impact of Security on Design

Security affects the application code and the development timescales. Security
affects the following area:

Application development

Database design

Testing

Application Development
Security affects the overall application development and it also affects the
design of the important components of the data warehouse such as load
manager, warehouse manager, and query manager. The load manager may
require checking code to filter record and place them in different locations. More
transformation rules may also be required to hide certain data. Also there may
be requirements of extra metadata to handle any extra objects.
To create and maintain extra views, the warehouse manager may require extra
codes to enforce security. Extra checks may have to be coded into the data
warehouse to prevent it from being fooled into moving data into a location
where it should not be available. The query manager requires the changes to
handle any access restrictions. The query manager will need to be aware of all
extra views and aggregations.

Database Design
The database layout is also affected because when security measures are
implemented, there is an increase in the number of views and tables. Adding
security increases the size of the database and hence increases the complexity
of the database design and management. It will also add complexity to the
backup management and recovery plan.

Testing
Testing the data warehouse is a complex and lengthy process. Adding security to
the data warehouse also affects the testing time complexity. It affects the
testing in the following two ways:

It will increase the time required for integration and system testing.

There is added functionality to be tested which will increase the size of the
testing suite.
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17. BACKUP

DWH

A data warehouse is a complex system and it contains a huge volume of data.

Therefore it is important to back up all the data so that it becomes available for
recovery in future as per requirement. In this chapter, we will discuss the issues
in designing the backup strategy.

Backup Terminologies
Before proceeding further, you should know some of the backup terminologies
discussed below.

Complete backup It backs up the entire database at the same time.

This backup includes all the database files, control files, and journal files.

Partial backup As the name suggests, it does not create a complete

backup of the database. Partial backup is very useful in large databases
because they allow a strategy whereby various parts of the database are
backed up in a round-robin fashion on a day-to-day basis, so that the
whole database is backed up effectively once a week.

Cold backup - Cold backup is taken while the database is completely shut
down. In multi-instance environment, all the instances should be shut
down.

Hot backup - Hot backup is taken when the database engine is up and
running. The requirements of hot backup varies from RDBMS to RDBMS.

Online backup - It is quite similar to hot backup.

Hardware Backup
It is important to decide which hardware to use for the backup. The speed of
processing the backup and restore depends on the hardware being used, how
the hardware is connected, bandwidth of the network, backup software, and the
speed of server's I/O system. Here we will discuss some of the hardware choices
that are available and their pros and cons. These choices are as follows:

Tape Technology

Disk Backups

Tape Technology
The tape choice can be categorized as follows:

Tape media
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Standalone tape drives

Tape stackers

Tape silos

Tape Media
There exists several varieties of tape media. Some tape media standards are
listed in the table below:
Tape Media

Capacity

I/O rates

DLT

40 GB

3 MB/s

3490e

1.6 GB

3 MB/s

8 mm

14 GB

1 MB/s

Other factors that need to be considered are as follows:

Reliability of the tape medium

Cost of tape medium per unit

Scalability

Cost of upgrades to tape system

Cost of tape medium per unit

Shelf life of tape medium

Standalone Tape Drives

The tape drives can be connected in the following ways:

Direct to the server

As network available devices

Remotely to other machine

There could be issues in connecting the tape drives to a data warehouse.

Consider the server is a 48node MPP machine. We do not know the node
to connect the tape drive and we do not know how to spread them over
the server nodes to get the optimal performance with least disruption of
the server and least internal I/O latency.
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Connecting the tape drive as a network available device requires the

network to be up to the job of the huge data transfer rates. Make sure
that sufficient bandwidth is available during the time you require it.

Connecting the tape drives remotely also require high bandwidth.

Tape Stackers
The method of loading multiple tapes into a single tape drive is known as tape
stackers. The stacker dismounts the current tape when it has finished with it and
loads the next tape, hence only one tape is available at a time to be accessed.
The price and the capabilities may vary, but the common ability is that they can
perform unattended backups.

Tape Silos
Tape silos provide large store capacities. Tape silos can store and manage
thousands of tapes. They can integrate multiple tape drives. They have the
software and hardware to label and store the tapes they store. It is very
common for the silo to be connected remotely over a network or a dedicated
link. We should ensure that the bandwidth of the connection is up to the job.

Disk Backups
Methods of disk backups are:

Disk-to-disk backups

Mirror breaking

These methods are used in the OLTP system. These methods minimize the
database downtime and maximize the availability.

Disk-to-Disk Backups
Here backup is taken on the disk rather on the tape. Disk-to-disk backups are
done for the following reasons:

Speed of initial backups

Speed of restore

Backing up the data from disk to disk is much faster than to the tape. However it
is the intermediate step of backup. Later the data is backed up on the tape. The
other advantage of disk-to-disk backups is that it gives you an online copy of the
latest backup.

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Mirror Breaking
The idea is to have disks mirrored for resilience during the working day. When
backup is required, one of the mirror sets can be broken out. This technique is a
variant of disk-to-disk backups.
Note: The database may need to be shutdown to guarantee consistency of the
backup.

Optical Jukeboxes
Optical jukeboxes allow the data to be stored near line. This technique allows a
large number of optical disks to be managed in the same way as a tape stacker
or a tape silo. The drawback of this technique is that it has slow write speed
than disks. But the optical media provides long-life and reliability that makes
them a good choice of medium for archiving.

Software Backups
There are software tools available that help in the backup process. These
software tools come as a package. These tools not only take backup, they can
effectively manage and control the backup strategies. There are many software
packages available in the market. Some of them are listed in the following table:
Package Name

Vendor

Networker

Legato

ADSM

IBM

Epoch

Epoch Systems

Omniback II

HP

Alexandria

Sequent

Criteria for Choosing Software Packages

The criteria for choosing the best software package are listed below:

How scalable is the product as tape drives are added?

Does the package have client-server option, or must it run on the

database server itself?
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Will it work in cluster and MPP environments?

What degree of parallelism is required?

What platforms are supported by the package?

Does the package support easy access to information about tape

contents?

Is the package database aware?

What tape drive and tape media are supported by the package?

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18. TUNING

DWH

A data warehouse keeps evolving and it is unpredictable what query the user is
going to post in the future. Therefore it becomes more difficult to tune a data
warehouse system. In this chapter, we will discuss how to tune the different
aspects of a data warehouse such as performance, data load, queries, etc.

Difficulties in Data Warehouse Tuning

Tuning a data warehouse is a difficult procedure due to following reasons:

Data warehouse is dynamic; it never remains constant.

It is very difficult to predict what query the user is going to post in the
future.

Business requirements change with time.

Users and their profiles keep changing.

The user can switch from one group to another.

The data load on the warehouse also changes with time.

Note: It is very important to have a complete knowledge of data warehouse.

Performance Assessment
Here is a list of objective measures of performance:

Average query response time

Scan rates

Time used per day query

Memory usage per process

I/O throughput rates

Following are the points to remember.

It is necessary to specify the measures in service level agreement (SLA).

It is of no use trying to tune response time, if they are already better than
those required.

It is essential to have realistic expectations while making performance

assessment.
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It is also essential that the users have feasible expectations.

To hide the complexity of the system from the user, aggregations and
views should be used.

It is also possible that the user can write a query you had not tuned for.

Data Load Tuning

Data load is a critical part of overnight processing. Nothing else can run until
data load is complete. This is the entry point into the system.
Note: If there is a delay in transferring the data or in arrival of data, then the
entire system is affected badly. Therefore it is very important to tune the data
load first.
There are various approaches of tuning data load that are discussed below:

The very common approach is to insert data using the SQL Layer. In this
approach, normal checks and constraints need to be performed. When the
data is inserted into the table, the code will run to check for enough space
to insert the data. If sufficient space is not available, then more space
may have to be allocated to these tables. These checks take time to
perform and are costly to CPU.

The second approach is to bypass all these checks and constraints and
place the data directly into the preformatted blocks. These blocks are later
written to the database. It is faster than the first approach, but it can
work only with whole blocks of data. This can lead to some space
wastage.

The third approach is that while loading the data into the table that
already contains the table, we can maintain indexes.

The fourth approach says that to load the data in tables that already
contain data, drop the indexes & recreate them when the data load is
complete. The choice between the third and the fourth approach depends
on how much data is already loaded and how many indexes need to be
rebuilt.

Integrity Checks
Integrity checking highly affects the performance of the load. Following are the
points to remember:

Integrity checks need to be limited because they require heavy processing

power.

Integrity checks should be applied on the source system to avoid

performance degrade of data load.
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Tuning Queries
We have two kinds of queries in a data warehouse:

Fixed queries

Ad hocqueries

Fixed Queries
Fixed queries are well defined. Following are the examples of fixed queries:

Regular reports

Canned queries

Common aggregations

Tuning the fixed queries in a data warehouse is same as in a relational database

system. The only difference is that the amount of data to be queried may be
different. It is good to store the most successful execution plan while testing
fixed queries. Storing these executing plan will allow us to spot changing data
size and data skew, as it will cause the execution plan to change.
Note: We cannot do more on fact table but while dealing with dimension tables
or the aggregations, the usual collection of SQL tweaking, storage mechanism,
and access methods can be used to tune these queries.

Ad hoc Queries
To understand ad hoc queries, it is important to know the ad hoc users of the
data warehouse. For each user or group of users, you need to know the
following:

The number of users in the group

Whether they use ad hoc queries at regular intervals of time

Whether they use ad hoc queries frequently

Whether they use ad hoc queries occasionally at unknown intervals.

The maximum size of query they tend to run

The average size of query they tend to run

Whether they require drill-down access to the base data

The elapsed login time per day

The peak time of daily usage

The number of queries they run per peak hour

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Points to Note

It is important to track the users profiles and identify the queries that are
run on a regular basis.

It is also important that the tuning performed does not affect the
performance.

Identify similar and ad hoc queries that are frequently run.

If these queries are identified, then the database will change and new
indexes can be added for those queries.

If these queries are identified, then new aggregations can be created

specifically for those queries that would result in their efficient execution.

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19. TESTING

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Testing is very important for data warehouse systems to make them work
correctly and efficiently. There are three basic levels of testing performed on a
data warehouse:

Unit testing

Integration testing

System testing

Unit Testing

In unit testing, each component is separately tested.

Each module, i.e., procedure, program, SQL Script, Unix shell is tested.

This test is performed by the developer.

Integration Testing

In integration testing, the various modules of the application are brought

together and then tested against the number of inputs.

It is performed to test whether the various components do well after

integration.

System Testing

In system testing, the whole data warehouse application is tested

together.

The purpose of system testing is to check whether the entire system

works correctly together or not.

System testing is performed by the testing team.

Since the size of the whole data warehouse is very large, it is usually
possible to perform minimal system testing before the test plan can be
enacted.

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Test Schedule
First of all, the test schedule is created in the process of developing the test
plan. In this schedule, we predict the estimated time required for the testing of
the entire data warehouse system.
There are different methodologies available to create a test schedule, but none
of them are perfect because the data warehouse is very complex and large. Also
the data warehouse system is evolving in nature. One may face the following
issues while creating a test schedule:

A simple problem may have a large size of query that can take a day or
more to complete, i.e., the query does not complete in a desired time
scale.

There may be hardware failures such as losing a disk or human errors

such as accidentally deleting a table or overwriting a large table.

Note: Due to the above-mentioned difficulties, it is recommended to always

double the amount of time you would normally allow for testing.

Testing Backup Recovery

Testing the backup recovery strategy is extremely important. Here is the list of
scenarios for which this testing is needed:

Media failure

Loss or damage of table space or data file

Loss or damage of redo log file

Loss or damage of control file

Instance failure

Loss or damage of archive file

Loss or damage of table

Failure during data failure

Testing Operational Environment

There are a number of aspects that need to be tested. These aspects are listed
below.

Security - A separate security document is required for security testing.

This document contains a list of disallowed operations and devising tests
for each.

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Scheduler - Scheduling software is required to control the daily

operations of a data warehouse. It needs to be tested during system
testing. The scheduling software requires an interface with the data
warehouse, which will need the scheduler to control overnight processing
and the management of aggregations.

Disk Configuration - Disk configuration also needs to be tested to

identify I/O bottlenecks. The test should be performed with multiple times
with different settings.

Management Tools - It is required to test all the management tools

during system testing. Here is the list of tools that need to be tested.
o

Event manager

System manager

Database manager

Configuration manager

Backup recovery manager

Testing the Database

The database is tested in the following three ways:

Testing the database manager and monitoring tools - To test the

database manager and the monitoring tools, they should be used in the
creation, running, and management of test database.

Testing database features - Here is the list of features that we have to

test:

Querying in parallel

Create index in parallel

Data load in parallel

Testing database performance - Query execution plays a very

important role in data warehouse performance measures. There are sets
of fixed queries that need to be run regularly and they should be tested.
To test ad hoc queries, one should go through the user requirement
document and understand the business completely. Take time to test the
most awkward queries that the business is likely to ask against different
index and aggregation strategies.

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Testing the Application

All the managers should be integrated correctly and work in order to

ensure that the end-to-end load, index, aggregate and queries work as
per the expectations.

Each function of each manager should work correctly.

It is also necessary to test the application over a period of time.

Weekend and month-end tasks should also be tested.

Logistic of the Test

The aim of system test is to test all of the following areas:

Scheduling software

Day-to-day operational procedures

Backup recovery strategy

Management and scheduling tools

Overnight processing

Query performance

Note: The most important point is to test the scalability. Failure to do so will
leave us a system design that does not work when the system grows.

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20. FUTURE ASPECTS

DWH

Following are the future aspects of data warehousing.

As we have seen that the size of the open database has grown
approximately double its magnitude in the last few years, it shows the
significant value that it contains.

As the size of the databases grow, the estimates of what constitutes a

very large database continues to grow.

The hardware and software that are available today do not allow to keep a
large amount of data online. For example, a Telco call record requires
10TB of data to be kept online, which is just a size of one months record.
If it requires to keep records of sales, marketing customer, employees,
etc., then the size will be more than 100 TB.

The record contains textual information and some multimedia data.

Multimedia data cannot be easily manipulated as text data. Searching the
multimedia data is not an easy task, whereas textual information can be
retrieved by the relational software available today.

Apart from size planning, it is complex to build and run data warehouse
systems that are ever increasing in size. As the number of users
increases, the size of the data warehouse also increases. These users will
also require to access the system.

With the growth of the Internet, there is a requirement of users to access

data online.

Hence the future shape of data warehouse will be very different from what is
being created today.

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21. INTERVIEW QUESTIONS

DWH

Dear readers, these Data Warehousing Interview Questions have been

designed especially to get you acquainted with the nature of questions you may
encounter during your interview for the subject of Data Warehousing.
Q: Define a data warehouse.
A: Data warehouse is a subject-oriented, integrated, time-variant, and
nonvolatile collection of data that supports management's decision-making
process.
Q: What does subject-oriented data warehouse signify?
A: Subject oriented signifies that the data warehouse stores the information
around a particular subject such as product, customer, sales, etc.
Q: List any five applications of a data warehouse.
A: Some applications include financial services, banking services, customer
goods, retail sectors, and controlled manufacturing.
Q: What do OLAP and OLTP stand for?
A: OLAP is an acronym for Online Analytical Processing and OLTP is an
acronym of Online Transactional Processing.
Q: What is the very basic difference between data warehouse and
operational databases?
A: A data warehouse contains historical information that is made available for
analysis of the business, whereas an operational database contains current
information that is required to run the business.
Q: List the Schema that a data warehouse system can implement.
A: A data Warehouse can implement star schema, snowflake schema, and fact
constellation schema.
Q: What is Data Warehousing?
A: Data Warehousing is the process of constructing and using the data
warehouse.
Q: List the process that are involved in Data Warehousing.
A: Data Warehousing
consolidations.

involves

data

cleaning,

data

integration

and

data

Q: List the functions of data warehouse tools and utilities.

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A: The functions performed by Data warehouse tool and utilities are Data
Extraction, Data Cleaning, Data Transformation, Data Loading and Refreshing.
Q: What do you mean by Data Extraction?
A: Data extraction means gathering data from multiple heterogeneous sources.
Q: Define metadata.
A: Metadata is simply defined as data about data. In other words, we can say
that metadata is the summarized data that leads us to the detailed data.
Q: What does Metadata Respiratory contain?
A: Metadata respiratory contains definition of data warehouse, business
metadata, operational metadata, data for mapping from operational
environment to data warehouse, and the algorithms for summarization.
Q: How does a Data Cube help?
A: Data cube helps us to represent the data in multiple dimensions. The data
cube is defined by dimensions and facts.
Q: Define dimension.
A: The dimensions are the entities with respect to which an enterprise keeps the
records.
Q: Explain data mart.
A: Data mart contains the subset of organization-wide data. This subset of data
is valuable to specific groups of an organization. In other words, we can say that
a data mart contains data specific to a particular group.
Q: What is Virtual Warehouse?
A: The view over an operational data warehouse is known as virtual warehouse.
Q: List the phases involved in the data warehouse delivery process.
A: The stages are IT strategy, Education, Business Case Analysis, technical
Blueprint, Build the version, History Load, Ad hoc query, Requirement Evolution,
Automation, and Extending Scope.
Q: Define a load manager.
A: A load manager performs the operations required to extract and load the
process. The size and complexity of load manager varies between specific
solutions from data warehouse to data warehouse.
Q: Define the functions of a load manager.
A: A load manager extracts data from the source system. Fast load the extracted
data into temporary data store. Perform simple transformations into structure
similar to the one in the data warehouse.
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Q: Define a warehouse manager.

A: Warehouse manager is responsible for the warehouse management process.
The warehouse manager consist of third party system software, C programs and
shell scripts. The size and complexity of warehouse manager varies between
specific solutions.
Q: Define the functions of a warehouse manager.
A: The warehouse manager performs consistency and referential integrity
checks, creates the indexes, business views, partition views against the base
data, transforms and merge the source data into the temporary store into the
published data warehouse, backs up the data in the data warehouse, and
archives the data that has reached the end of its captured life.
Q: What is Summary Information?
A: Summary Information is the area in data warehouse where the predefined
aggregations are kept.
Q: What does the Query Manager responsible for?
A: Query Manager is responsible for directing the queries to the suitable tables.
Q: List the types of OLAP server.
A: There are four types of OLAP servers, namely Relational
Multidimensional OLAP, Hybrid OLAP, and Specialized SQL Servers.

OLAP,

Q: Which one is faster, Multidimensional OLAP or Relational OLAP?

A: Multidimensional OLAP is faster than Relational OLAP.
Q: List the functions performed by OLAP.
A: OLAP performs functions such as roll-up, drill-down, slice, dice, and pivot.
Q: How many dimensions are selected in Slice operation?
A: Only one dimension is selected for the slice operation.
Q: How many dimensions are selected in dice operation?
A: For dice operation, two or more dimensions are selected for a given cube.
Q: How many fact tables are there in a star schema?
A: There is only one fact table in a star Schema.
Q: What is Normalization?
A: Normalization splits up the data into additional tables.
Q: Out of star schema and snowflake schema, whose dimension table is
normalized?
A: Snowflake schema uses the concept of normalization.
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Q: What is the benefit of normalization?

A: Normalization helps in reducing data redundancy.
Q: Which language is used for defining Schema Definition?
A: Data Mining Query Language (DMQL) is used for Schema Definition.
Q: What language is the base of DMQL?
A: DMQL is based on Structured Query Language (SQL).
Q: What are the reasons for partitioning?
A: Partitioning is done for various reasons such as easy management, to assist
backup recovery, to enhance performance.
Q: What kind of costs are involved in Data Marting?
A: Data Marting involves hardware and software cost, network access cost, and
Time cost.

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