GUIDE

TO

THIN SECTION MICROSCOPY

Second Edition

Raith, Raase,
Reinhardt
January
2012
Raase &
Reinhardt
February
2012

MICHAEL M. RAITH, PETER RAASE

& JRGEN REINHARDT

ISBN 978-3-00-037671-9 (PDF)

2012 by M.M. Raith (University of Bonn) , P. Raase (University of Kiel), J. Reinhardt (University
of KwaZulu-Natal)
All rights reserved. No part of this e-book may be reproduced, in any form or by any means, without
the prior written permission of the authors.
Mailing and E-Mail addresses:
Prof. Dr. Michael M. Raith, Roidestrae 19, 53359 Rheinbach, Germany. E-Mail: [email protected]
Dr. Peter Raase, Steendiek 1, 24220 Schnhorst, Germany. E-Mail: [email protected]
Dr. Jrgen Reinhardt, School of Agricultural, Earth & Environmental Sciences, Department of
Geology, University of KwaZulu-Natal, Durban 4000, South Africa. E-Mail: [email protected]

Guide to Thin Section Microscopy

Contents

Contents
Prefaces .........I-II
Literature.......III
Note on nomenclature and abbreviations........IV
1. 1 The petrographic microscope:
1.1 Magnifying glass (loupe) and microscope
1.1.1 Imaging by a converging lens (objective)........1-2
1.1.2 Magnification with the loupe (ocular, eyepiece).......................................................3
1.1.3 The compound microscope..............3-6
1.2 Objectives and oculars
1.2.1 Objective.................6-8
1.2.2 Ocular....8-9
1.2.3 Tube, objective and ocular...............10
1.3 Illumination
1.3.1 Aperture of illumination....................................................................................................................................................10-11
1.3.2 Light field...........................................................................................................................................................................................................11
1.3.3 Glass diffusers and filters................................................................................................................................................11-13
1.4 Light paths in the microscope
1.4.1 Khler illumination................................................................................................................................14
1.4.2 Orthoscopic mode.....................................................................................................................................14
1.4.3 Conoscopic mode..................................................................................................................................15
1.5 Centring the microscope..............................................................................................15-18

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1.6 Polarizer und Analyzer........18-21

1.7 Trouble-shooting
1.7.1 Optimising the image of the specimen.............................................22
1.7.2 Eliminating poor illumination.............................................................................22-23
1.7.3 Sources of errors in the crossed-polarizers mode.................................................23
1.7.4 Microscope care and maintenance..........................................................................23
2. Measuring angles, lengths and thickness:
2.1 Measurement of angles..................................................................................................................................................24-25
2.2 Measurement of lenghts........26-27
2.3 Determination of thin section thickness.......28-30

Guide to Thin Section Microscopy

Contents

3. Morphological properties:
3.1 Grain shape and symmetry.....31-39
3.2 Cleavage, fracture, deformation-recrystallization phenomena......................................40-46
3.3 Twinning.......................................................................................................................................................47-50
3.4 Inclusions, intergrowths, alteration products .....51-59
4. Optical properties:
4.1 Some basic principles
4.1.1 Nature of light, refraction ..........60-62
4.1.2 Isotropy and anisotropy......................................................................................................................................................63-67
4.2 Optical characteristics used for mineral determination
4.2.1 Colour and pleochroism....................................................................................................................................................68-76
4.2.2 Light refraction (relief, chagrin, Becke line)....................................................................................77-79
4.2.3 Double refraction (extinction behaviour, interference colour).............................80-99
4.2.4 Extinction positions in birefringent crystal sections .....100-111
4.2.5 Conoscopic methods (optical character)....................................................112-126

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5. Routine mineral determination................................................................................................................................................................................127

Guide to Thin Section Microscopy

Contents

Preface to the Second Edition

The main changes for the second edition concern chapters 1.6 (Polarizer and analyzer), 3.2
(Cleavage, fracture, deformation and recrystallization phenomena), 3.4 (Inclusions, intergrowths, alteration products) and 4.2.3 (Double refraction). Otherwise, only minor editorial
modifications have been made, including the replacement of some photomicrographs.
Chapter 1.6 has been reorganized to describe the necessary checks and adjustment procedures
for the two polarizers step-by-step. Chapter 3.2 has been extended to include deformationrelated features at the grain or thin section scale, as far as such features can be observed in
the transmitted-light microscope. The text and figures of chapter 3.4 have been revised and
extended. Chapter 4.2.3, which includes aspects of optical mineralogy that are notoriously
difficult to grasp for novices, has undergone a major revision. We added more figures and
text that should help to understand the physical background to some basic optical phenomena
such as retardation and interference colours. Furthermore, the upgrade involves new
calculated interference colour charts, including a previously unpublished nd chart.
Users of this guidebook will notice that the photomicrographs do not include a scale. Scales
were left out here for two simple reasons: firstly, because the size of the thin section details
shown to demonstrate optical or morphological properties is commonly not critical, and
secondly, because we felt that the insertion of scales would clutter up the plates without
serving much of a purpose. It needs to be stressed that scales on photomicrographs attached
to any particular mineralogical or petrological study are essential information that must be
generally included.

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As explained on page IV, we decided to discontinue the use of the symbols and for
birefringence and retardation, respectively. We hope those professionals who have been
brought up with the deltas will forgive us for breaking with this tradition.

M.M.R
P.R.
J.R.
February 2012

Guide to Thin Section Microscopy

Preface

Preface to the First Edition

The microscopic investigation of materials such as minerals, rocks, ores, technical and other
synthetic products in transmitted and reflected light remains one of the classic, and to this day
indispensable, mineralogical methods of analysis. Polarized-light microscopy provides a nondestructive way to identify solid substances (whether crystalline or amorphous) with
relatively high spatial resolution, while the phases can be studied within their textural
framework. It allows an estimate of chemical compositions and provides clues to the history
of formation of the material, using specific textural characteristics (structure, fabric, phase
assemblage, phase relationships, reaction textures). Thus, in many respects polarized-light
microscopy has distinct advantages over bulk-analytical methods that use sample powders for
phase identification (XRD) or for the analysis of chemical composition (XRF, AAS). The
limitations of polarized-light microscopy are obvious where the chemical composition of
complex solid solutions has to be determined, or where the material is too fine-grained to
allow the identification of single phases. Depending on the specific objectives and the nature
of the material to be investigated, a modern study in material science will therefore aim to
combine polarized-light microscopy with complementary non-destructive methods of high
spatial resolution (EMPA, SEM-EDX, TEM).
There are numerous textbooks that provide detailed accounts of the determinative techniques
of polarized-light microscopy as well as the crystal-optical background for examining
transparent amorphous and crystalline phases (glasses, minerals, synthetic substances).
Hence, there is no need for a comprehensive presentation of that material in the following
introduction to mineral determination in thin section. For practical work at the polarized-light
microscope it is sufficient to summarise the necessary facts such that even users without an
in-depth knowledge of mineralogy can follow the instructions. Fundamentals of crystal optics
and crystallography are included only where they are crucial for explaining the observed
optical phenomena and the morphological properties of crystals.

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The identification of minerals under the polarized-light microscope is based on optical and
morphological properties. Books that contain extensive listings of such properties provide the
data basis for the vast number of natural minerals and synthetic phases (see reference list).
This guide is based on a previously published text that has been widely used in the Germanspeaking world, but is now out of print: Methoden der Dnnschliffmikroskopie by G.
Mller and M. Raith (Clausthaler Tektonische Hefte, vol.14). We adopted this text to a large
degree, revising the figures using modern graphics software, and adding many more figures
and photomicrographs to illustrate the various phenomena described in the text.
We hope that this guide will provide students with the necessary basics to master and
successfully apply polarized-light microscopy.
Suggestions are always welcome!
January 2011

Michael M. Raith, Peter Raase & Jrgen Reinhardt

II

Guide to Thin Section Microscopy

Bibliography

Bibliography
Optical crystallography and techniques in mineralogical and petrographic microscopy
Bloss, F.D. (1999): Optical Crystallography. Mineralogical Society of America,
Washington, D.C. 239 p.
Dyar M.D., Gunter, M.E. & Tasa, D. (2008): Mineralogy and Optical Mineralogy.
Mineralogical Society of America, Chantilly, Va. 708 p.
Ehlers, E.G. (1987): Optical Mineralogy, Vol. 1. Theory and Technique. Blackwell
Scientific Publ., Palo Alto. 158 p.
Nesse, W.D. (2003): Introduction to Optical Mineralogy (3rd ed.). Oxford University Press,
New York. 348 p.
Phillips, W.R. (1971): Mineral Optics Principles and Techniques. Freeman and Company,
San Francisco. 249 p.
Stoiber, R.E. & Morse, S.A. (1994): Crystal identification with the Polarizing Microscope.
Chapman & Hall. 358 p.
Wahlstrom, E.E. (1979): Optical Crystallography (5th ed.). John Wiley & Sons, New York.
488 p.

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Mineral determination
Deer, W.A., Howie, R.A. & Zussman, J. (1992): An Introduction to the Rock-Forming
Minerals (2nd edition). Longman, London. 696 p. *
Ehlers, E.G. (1987): Optical Mineralogy, Vol. 2. Mineral Descriptions. Blackwell Scientific
Publ., Palo Alto. 286 p. *
Heinrich, E.W. (1965): Microscopic Identification of Minerals. McGraw-Hill, New York.
414 p. *
Kerr, P.F. (1977): Optical Mineralogy (4th ed.). McGraw-Hill, New York. 492 p. *
MacKenzie, W.S. & Adams, A.E. (1994): A Colour Atlas of Rocks and Minerals in Thin
Section. Manson Publ. 192 p.
MacKenzie, W.S. & Guilford, C. (1980): Atlas of Rock-Forming Minerals in Thin Section.
Longman, London. 98 p.
Nesse, W.D. (2003): Introduction to Optical Mineralogy (3rd ed.). Oxford University Press,
New York. 348 p. *
Perkins, D. & Henke, K.R. (2003): Minerals in Thin Section (2nd ed.). Prentice Hall, Upper
Saddle River. 176 p. *
Phillips, W.R. & Griffen, D.T. (1981): Optical Mineralogy. The Nonopaque Minerals. W.H.
Freeman, San Francisco. 677 p. *
Trger, W.E., Bambauer, H.U., Taborszky, F. & Trochim, H.D. (1979): Optical
Determination of Rock-Forming Minerals. Part 1: Determinative Tables.
Schweizerbart, Stuttgart. 188 p. *
* books with more or less extensive mineral data compilations
III

Guide to Thin Section Microscopy

Terminology & abbreviations

A note on terminology and some abbreviations used in this book

When using a polarized-light microscope, communicating directions in an unequivocal way is
important. The cross-hairs in the ocular, the directions of light polarization and the microscope
axis are the main reference directions. The four cardinal points (and intermediate directions
derived from those) are commonly used to express and distinguish directions, with no
geographical meaning, obviously. For a standard microscope set-up, "N-S" means parallel to
the "vertical" cross-hair or parallel to a line running from brow to chin between the two eyes
of the observer; "E-W" means parallel to the "horizontal" cross-hair or parallel to a line across
the centre of both eyes. Diagonal directions are thus referred to as NW-SE and NE-SW.
The Greek letters , , , , are used by some authors as subscripts to refractive indices (n).
In this text, we follow the terminology of Trger et al. (1979) and others which is logical and
intuitive in the sense that the refractive indices nx, ny and nz correlate with the axes X, Y and Z
of the coordinate system in which the shape of the indicatrix of biaxial crystals is defined.
Furthermore, , , are crystallographic cell parameters, and hence any potential confusion
with optical parameters should be avoided. In the same way as in nx, ny and nz, the subscripts o
and e relate to refractive indices of O- and E-rays or O- and E-waves in uniaxial crystals.

Raith, Raase,
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2012

As pointed out in the previous edition of the guidebook, many (though not all) authors of
optical mineralogy textbooks use the Greek letter delta for two different parameters that are
related to each other: stands for birefringence and for retardation ( = * d; d = thickness
of crystal plate). To add to the potential confusion, is the symbol for birefringence in the
widely used Trger tables (Trger et al., 1979). Although the use of and may be standard
symbols in the teaching of crystal optics in some institutions, we decided to abandon these for
the 2012 edition in order to make the shorthand terminology less confusing for those being
introduced to optical mineralogy. We will use the symbol strictly in its standard mathematical sense (i.e., "difference"). Hence, birefringence can simply be expressed as n (= nz - nx,
for example). The symbol for retardation is the Greek letter (hence, = n * d).
In science the common symbol for wavelength is , but in optical mineralogy is also used
for indicating the interference colour order (1 = first order red, 2 = second order red, etc.).
We have tried to circumvent reference to the latter, but the use of terms such as "-plate"
(meaning 1 or 551 nm retardation corresponding to 1st order red) and "/4-plate" are somewhat entrenched and thus hard to avoid.

IV

Guide to Thin Section Microscopy

Microscope

1. The petrographic microscope

1.1 Magnifying glass (loupe) and microscope
In order to examine the microtextural and mineralogical features in the thin section of a rock
with higher resolution than that of the naked eye, a microscope is used. A microscope has two
systems of lenses. The first lens system (objective) produces a magnified image of the object.
This real image is viewed by the second lens system (ocular or eyepiece) that also provides
further magnification.
1.1.1 Imaging by a converging lens (objective)
Optical images of an object are formed by converging lenses, i.e. spherical lenses with
outward bulging surfaces (biconvex lenses). An inverted real image is formed if the object is
placed beyond the focal length (f) of the lens. This image can be projected on a screen (which
is the principle behind the camera and the human eye; Fig. 1-1, upper part).
The distances from the object to the lens (a) and from the lens to the image (b) are related to
the focal lenghts (f) of the biconvex lens by the following equation (lens formula, Fig. 1-1,
lower part):

1 1 1
+ =
a b f
The magnification of the lens is given by:

M=

B b bf
f
= =
=
A a
f
a f

The size of the real image (B) is larger than that of the object (A), if

Raith, Raase & Reinhardt February 2012

f
bf
> 1 i.e. a < 2f.
> 1 i.e. 2f < b resp.
a f
f
Example: If an object is placed at a distance of 33 mm in front of a biconvex lens with a focal
length of 30 mm, the lens will produce a 10-times magnified image (M = 10:1) at a distance
of 330 mm behind the lens.
The human eye can modify the focal length by changing the curvature of its lens such that it
can project sharp images on the retina of objects ranging in distance from about 250 mm to
infinity.
As an object approaches the human eye from a greater distance it is seen at increasing visual
angles () and, with the concomitant increasing magnification, the image on the retina
becomes progressively larger (Fig. 1-2, upper part).
The shortest possible distance of focused vision varies individually. It has been set at 250 mm
by the optical industry in order to standardize the calculation of magnification values.
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Microscope

Raith, Raase & Reinhardt February 2012

Figure 1-1. Optical imaging of a crystal by a biconvex lens

Placed at the shortest distance of focused vision, the object is seen at the largest possible
visual angle and thus with the highest possible magnification. Fine structures of an object,
when observed at the shortest distance of vision, can only be resolved, however, if they
appear at visual angles larger than 1 (about 0.02).
Structural details that remain below this limit of vision can still be resolved through further
magnification with a magnifying glass (loupe) or microscope.

Guide to Thin Section Microscopy

Microscope

1.1.2 Magnification with the loupe (ocular, eyepiece)

The most simple device to increase the visual angle is a magnifying glass (loupe). It consists
of a biconvex lens with a focal length that is smaller than the minimum distance of vision
(<250 mm). If an object (A) is placed in the focal point F of the lens, the user sees an
enlarged upright image (B) which appears to be located behind the loupe (i.e., on the object
side) and appears to come from infinite distance (virtual image; Fig. 1-2, lower part).
The human eye now views the object at an increased visual angle . As a consequence, the
image B projected on the retina is significantly enlarged.
The magnifying power of a loupe is defined as the ratio of the tangent values of the visual
angles (or the sizes of the images) at which the object is seen with and without the lens at the
minimum distance of vision of 250 mm (Fig. 1-2, upper und lower parts):

The magnification of a loupe ML is thus defined as the ratio of the minimum distance of
vision (250 mm) and the focal length (f ) of the lens.
Example: A loupe with a focal length of 31.25 mm produces eightfold magnified images:
250/31.25 = 8 x.
If the object is not placed in the focal point of the loupe but within the focal length, (Fig. 1-2,
middle part), the magnification can vary up to a value of

ML values engraved on the casing of the loupe refer specifically to the magnification that
applies if the object is placed in the focal point of the lens.

Raith, Raase & Reinhardt February 2012

1.1.3 The compound microscope

In the most simple case, the magnification of an object in the microscope is achieved in two
steps through a combination of two biconvex lenses (compound microscope; Fig. 1-3).
In a first imaging step (Fig. 1-3, upper part), a convex lens (objective) produces a real,
enlarged and inverted image of the object at a magnification scale M.
In a second imaging step (Fig. 1-3, middle part), the real image is viewed by a magnifying
glass (ocular, eyepiece), providing further magnification. To ensure that this virtual image can
be viewed with a relaxed eye focused on infinity, the real image is placed in the focal plane of
the ocular (Fig. 1-3, lower part).
The final image is created on the retina of the human eye.
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Guide to Thin Section Microscopy

Microscope

Figure 1- 2. Magnification of a crystal by a biconvex lens (magnifying glass, loupe, ocular)

Raith, Raase & Reinhardt February 2012

Guide to Thin Section Microscopy

Microscope

Figure 1-3. Two-step magnification of a crystal by the compound microscope

Guide to Thin Section Microscopy

Microscope

The total magnification M of a compound microscope is the product of objective

magnification (MO) and ocular magnification (ML):
M = MO * ML
Example: A microscope equipped with an objective MO = 50 and an ocular ML = 10 has a
final magnification of 50 x 10 = 500.
In modern compound microscopes (with infinity-corrected optical systems) the magnification
of the object is performed in a somewhat different way. The specimen is placed in the lower
focal plane of the objective, so that its image is projected at infinity. An auxiliary lens (tube
lens or telan) placed within the tube between the objective and the eyepiece brings the
parallel light rays into focus and produces the real image which then is viewed with the
ocular. The infinity-corrected imaging technique allows to insert accessory components such
as analyzer, compensators or beam splitters into the light path of parallel rays between the
objective and the tube lens with only minimal effects on the quality of the image. It further
provides a better correction of spherical and chromatic aberration.
1.2 Objective and ocular (eyepiece)
1.2.1 Objective
The quality of the observed image is largely determined by the objective. The objective is
thus a key component in the microscope, being responsible for the primary image, its
magnification and the resolution under which fine details of an object can be observed. The
ocular merely serves to further magnify the fine details that are resolved in the intermediate
image, so that they exceed the angular resolution limits of the human eye and can be viewed
at visual angles larger than 1' (Ch. 1.1.1, loupe).
The important properties of an objective are its magnification, its numerical aperture and the
degree of aberration correction, whereby the latter two determine the quality of the
intermediate image.

Raith, Raase & Reinhardt February 2012

Aberration
Simple biconvex lenses produce imperfect, distorted images that show spherical and
chromatic aberrations. In modern objectives, such optical aberrations are compensated to a
large extent by a combination of converging and diverging lenses that are made of materials
with different refractive indices and dispersion. Remaining abberations are compensated by
oculars with complementary corrections.
At high magnification and large aperture, the cover glass of thin sections introduces
chromatic and spherical aberrations which have an adverse effect on image quality. This is
because light rays emerging from an object point P are refracted at the boundary cover
glass/air. As a consequence, the backward extensions of the light rays do not focus in a spot,
but form a blurry, defocused area (Fig. 1-4A, grey areas). With increasing thickness of the
cover glass the blurring effect becomes more pronounced. High-power objectives are
therefore corrected for this type of cover glass aberration, commonly for a standard glass
thickness of 0.17 mm. Hence, the cover glass forms part of the objective system! Any
thickness deviating from 0.17 mm affects the intermediate image. Furthermore, if the cover
glass is too thick, it may not be possible to focus the specimen using high-power objectives,
due to the short free working distances of such objectives (see Table 1).
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Microscope

Figure 1-4. A. Aberration of light rays in the cover glass; B. Aperture of the objective

Raith, Raase & Reinhardt February 2012

Aperture and resolution

The numerical aperture (N.A.) of the objective is a measure of the quantity of light taken up
by the objective lens. The N.A. is proportional to the angular aperture of the cone of light
rays emitted from a point on the specimen that enters the objective, and to the refractive
index n of the medium which separates the specimen from the front lens of the objective (e.g.
1.0 for air, 1.33 for water, and ~1.56 for oil): N.A. = n * sin (Fig. 1-4B).
When viewing the specimen with objectives of increasing numerical aperture, the cone of
light rays entering the front lens of the objective increases in width. This is of great
importance in microscopy, because the resolving power of the objective, i.e. the ability of the
objective to visualize fine details of the specimen in the intermediate image, increases with its
numerical aperture. Resolution is defined as the shortest distance d at which two narrowly
spaced points on the specimen are still visualized as separate entities in the intermediate
image. The resolution limit d depends only on the numerical aperture and the wavelength of
the light used: d = 0.5 /N.A..
It follows that, in order to resolve finest details, the specimen should be viewed with a highpower objective with large numerical aperture and under short-wavelength monochromatic
light.
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Microscope

The numerical aperture of the objective, and hence its resolution, can be increased by filling
the space between the front lens of the objective and the specimen with an immersion liquid
of suitably high refractive index (oil; n ~1.56). Thereby the refraction of light rays at the
interface between the cover glass and oil is minimised, and a wider cone of light rays enters
the objective (Fig. 1-4B).
For this purpose special objective systems with small focal length and short free working
distance have been designed: oil-immersion objectives. While dry objectives operating in
air do not have numerical apertures beyond 0.95 (the theoretical limit being N.A. = 1),
aperture values up to 1.40 can be achieved with oil-immersion objectives, depending on the
refractive index of the appropriate immersion liquid (water = 1.333; glycerine = 1.455;
immersion oil = 1.515; methylene iodide = 1.744).
Specific properties of the objective such as magnification, numerical aperture, optical tube
length, degree of aberration correction, and cover glass thickness are engraved on the outer
objective barrel (Fig. 1-5, Table 1). Objectives designed for polarized-light microscopy
consist of strain-free lens systems and are marked with the inscription P, PO, or Pol. Table 1
also gives the free working distance (FWD) between the specimen and the front lens of the
objective for selected objectives of some major manufacturers.
1.2.2 Ocular (Eyepiece)
Fine structures in the intermediate image are only resolved by the human eye if they are
viewed at visual angles >1'. Commonly, this requires a further magnification of the intermediate image by the ocular. The optimal resolution is achieved if the total magnification of
the microscope is the numerical aperture of the objective multiplied by 500 to 1000:
M = MO * ML = 500 * N.A. 1000 * N.A.

Raith, Raase & Reinhardt February 2012

If the total magnification lies below this range, finest structures in the intermediate image
remain invisible. If it is higher, the intermediate image is magnified without any further gain
in resolution (= empty magnification).
Modern oculars consist of two multi-lens components, the eye lens and the field lens,
that correct optical aberrations of the ocular itself and eliminate residual aberrations of the
intermediate image. A Periplan ocular, for example, contains seven lenses that are cemented
into a single doublet, a single triplet, and two individual lenses. A fixed internal diaphragm is
positioned in the focal plane of the ocular, between the eye lens and field lens
components, in focus with the intermediate image, and defines the circular field of view.
For polarized-light microscopy, an ocular with exactly adjusted crosshairs (or a crossed
micrometer disc) mounted on the fixed diaphragm not only provides the N-S and E-W
reference directions for the vibration directions of the polarizer and analyzer, but also serves
to measure angles (Ch. 2.1, 4.2.1). For measuring and counting objects in a thin section, glass
discs with engraved linear and crossed micrometers or grids can be placed in the diaphragm
plane. By adjusting the height of the eye lens, diaphragm and reticule are brought into focus
with the intermediate image.
The specific properties of oculars are inscribed on their casing (Fig. 1-5, Table 1).
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Microscope

Table 1. Objectives and oculars of some renowned manufacturers

I. Strain-free objectives for polarizing microscopy
FWD
(mm)

Cover glass
thickness

Company

Designation

NA

Leica

Hi Plan Pol
Hi Plan Pol

4
10

0.10
0.22

26.2
7.8

Nikon

Hi Plan Pol

20

0.40

0.9

0.17

Hi Plan Pol
Hi Plan Pol

40
63

0.65
0.75

0.31
0.31

0.17
0.17

CFI Achromat P
CFI Achromat P

4
10

0.10
0.25

30
6.1

CFI Achromat P

20
40

0.40

0.17

0.65

0.65

0.17

0.06
0.12

9.4
9.9

CFI Achromat P
Zeiss

Olympus

A-Plan
A-Plan

2.5
5

A-Plan

10

0.25

4.4

A-Plan

20

0.45

0.51

0.17

A-Plan

40

0.65

0.43

0.17

PLN4xP
ACHN10xP

4
10

0.10
0.25

ACHN20xP
ACHN40xP

20
40

0.40
0.65

18.5
6
3
0.45

0.17
0.17

II. Oculars
Magnification

Field number
(mm)

Periplan

10

20

Periplan crossed micrometer

10

20

C FI

10

22

C FI C M crossed micrometer

10

22

Zeiss

W-PL, focusable

10

23

Olympus

WHN10x

10

22

WHN10x-H, focusable

10

22

Company

Designation

Leica

Raith, Raase & Reinhardt February 2012

Nikon

Figure 1-5. Objective (Example: Nikon CFI Achromat 20x P) and ocular (Example: Leica
Periplan with reticule plate)
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Microscope

1.2.3 Tube, objective and ocular

Objective and ocular are connected by a microscope tube. In older microscopes the tube has a
specified length (Nikon, Olympus, Zeiss: 160 mm; Leitz: 170 mm) because the objectives
project the real images onto a fixed plane. In modern microscopes the tube length can vary as
infinity-corrected objectives are used. In such systems, the tube length is referred to as the
reference focal length and ranges between 165 mm (Zeiss) and 200 mm (Leica, Nikon).
The ocular is inserted into the upper end of the tube. Two small slots at the tube edge ensure
that the ocular position is fixed, with the crosshairs oriented either N-S and E-W or
diagonally at 45 to these directions. To account for variable eyesight, the crosshairs can be
focused by adjusting the height of the eye lens.
The objective is mounted at the lower end of the tube. The single-objective holders common
in former petrographic microscopes are nowadays only used in reflected-light, interference
and universal-stage microscopy. In modern microscopes, the objectives are mounted on a
quadruple or quintuple revolving nosepiece (turret) accommodating 4 to 5 objectives of
different magnification which can thus be quickly selected for observation (Fig. 1-6). A clickstop mechanism ensures an accurate position when changing objectives. When objectives of
different magnification are used on the same object, it is desirable that the images remain
focused. Thus, modern objectives have a fixed distance from the nosepiece objective
mounting hole to the point of focus on the specimen (= parfocal distance; Leica, Zeiss:
45mm; Nikon: 60 mm).
1.3 Illumination
To be viewed with the microscope, the specimens, unless they fluoresce, must be illuminated.
Opaque specimens (e.g. ore minerals, metals) are imaged with the proportion of light that is
reflected from the specimen (reflected-light microscopy). Transparent or weakly absorbent
specimens are observed using the light that passes through them (transmitted-light
microscopy). The images reveal only those structures of the specimen where the colour and
intensity of the transmitted light is modified through absorption, diffraction and reflection.

Raith, Raase & Reinhardt February 2012

In older microscopes the illumination of a translucent specimen is achieved by directing the

light from the sun or from a matted bulb via a planar or concave mirror and a subsequent
focusing lens system (condenser) through the specimen.
In modern microscopes a built-in light source in the base of the microscope provides the
specimen illumination. Commonly a 6V 20W halogen bulb is used with variable brightness
control. The light emitted from the bulb is focused by a simple lens system (collector) and
then directed via the condenser through the specimen (Fig. 1-7).
1.3.1 Aperture of illumination
A homogeneous illumination of the observed specimen area is essential for the quality of the
microscopic image. Furthermore, in order to achieve optimal resolution, the cone of light rays
passing through the specimen should have the largest possible opening angle (cf. Ch. 1.2.1,
Aperture).

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As a rule, the aperture of illumination should equate or be slightly less than the aperture of
the objective. Larger apertures would cause a loss of contrast, smaller apertures a reduction of
resolution. The aperture of illumination is adjusted with a diaphragm which is located below
the condenser lenses (iris diaphragm or aperture diaphragm) (Fig. 1-7; Ch. 1.4.1). By closing
the diaphragm, the illumination aperture is reduced, resulting in increased image contrast and
depth of field. Opening the diaphragm increases the aperture of illumination and leads to a
loss of image contrast.
1.3.2 Light field
Depending on their magnification, objectives cover specimen areas of different size (object
field). To avoid blooming of the fine image details by lateral stray light, the diameter of the
illuminating light bundle (light field) should not exceed the size of the viewed object field.
The light field can be adjusted to the required size by a diaphragm which is located above the
collector lens of the illuminator (field diaphragm) (Fig. 1-7; Ch. 1.4.1).
Illumination aperture and light field can also be modified by changing the focal length of the
condenser. For this purpose, modern condensers are equipped with a swing-in auxiliary
condensing lens which, when inserted, changes the system from long focal length (low
aperture, large light field) to short focal length (high aperture, small light field size).
To achieve complete illumination of specimens when using objectives of low magnification
(e.g. M = 1.25), the front lens, and in some cases the entire condenser, must be removed from
the substage assembly.
A number of particular condensers has been designed for application in special imaging
techniques (phase contrast, interference, fluorescence and dark field microscopy).
To ensure optimum illumination and resolution of fine specimen structures, a special
illumination method was introduced by A. Khler in 1893, which is still the most widely used
method of specimen illumination in transmitted-light microscopy (see Ch. 1.4).
1.3.3 Glass diffuser and filters

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Built into the lamphouse of modern microscopes, a thermal filter absorbs the heat produced
by the halogen lamp, and an opal glass then diffuses the emitted light, thereby improving the
homogeneous illumination of the specimen.
Various filters are either housed in the base of the microscope or can be placed in a port
above the field diaphram. Commonly, a blue daylight filter serves to condition the light
emitted from the artificial light source to the quality of sunlight. Neutral density filters are
used to attenuate the intensity of light without changing its spectral composition.
Monochromatic light which is needed for special measurements, such as the determination of
refractive indexes with the immersion method, is usually generated by interference filters
(dichroic filters).

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Figure 1-6. Design of polarized-light microscopes (Nikon Eclipse 50/Pol; Leica Laborlux 12
Pol)
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Figure 1-7. Orthoscopic and conoscopic ray paths in the microscope

A: Orthoscopic illumination mode. In finite tube-length microscopes, the objective
produces a real inverted image (intermediate image) of the specimen which then is viewed
with further enlargement through the ocular (A-2). In infinity-corrected microscopes, the
objective projects the image of the specimen to infinity, and a second lens placed in the tube
(tube lens) forms the intermediate image which then is viewed through the ocular (A-1). This
imaging design allows to insert accessory components such as analyzer, compensators or
beam splitters into the light path of parallel rays between the objective and the tube lens with
only minor effects on the image quality.
B: Conoscopic illumination mode. Parallel rays of the light cone which illuminates the
specimen create an image in the upper focal plane of the objective (B). In the case of
anisotropic crystals, an interference image is generated which can be viewed as an
enlargement by inserting an auxiliary lens (Amici-Bertrand lens). The interference image can
also be directly observed in the tube through a pinhole which replaces the ocular.

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1.4 Light paths in the microscope

1.4.1 Khler illumination
The Khler illumination is based on a specific geometry of light paths in the illuminating
substage part of the microscope, and is achieved through a special arrangement of the light
source, collector lens, field diaphragm, aperture diaphragm and condenser lens (Fig. 1-7).
This special illumination mode ensures an even illumination of the viewed object field (light
field) and further allows to independently adjust the illumination aperture and the size of the
light field.
1. The collector lens projects an enlarged image of the light source (filament of the halogen
lamp) onto the front focal plane of the condenser where the aperture diaphragm resides. As a
result, the illuminating light beam is leaving the condenser as a light cone consisting of
bundles of parallel rays (Fig. 1-7). The aperture of the illuminating cone can be modified by
varying the aperture of the iris diaphragm. As each point in the object field receives light rays
from each point of the filament of the halogen lamp, an even illumination of the entire object
field is achieved. Further images of the light source (filament) are generated in the upper
focal plane of the objective (resp. the tube lens) and the upper focal plane of the ocular.
2. The condenser lens projects an image of the field diaphragm onto the specimen plane, and
hence, superposed images of both object and field diaphragm are generated by the objective
in the intermediate image plane where they are jointly observed through the ocular. The size
of the illuminated field of the specimen (light field) can be adjusted by varying the aperture
of the field diaphragm without affecting the illumination aperture (Fig. 1-7).
The microscope alignment for Khler illumination is described in Chapter 1.5.
The Khler illumination allows to examine optically anisotropic minerals in two different
modes:
1.4.2 Orthoscopic mode

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The divergent light rays emanating from each point of a specimen are focused in the
intermediate image plane, thereby creating the real image of the specimen (Fig. 1-7A).
In an optically anisotropic mineral, along each direction of the illuminating cone (Ch. 4.1)
light waves with different velocity (birefringence; Ch. 4.2.3) and in part also different
amplitude (absorption) pass through the grain. The light waves are superposed at each point
of the object image. Therefore, the image of an individual mineral grain, when viewed under
strongly convergent illumination, does not provide information on the optical behaviour in
different directions of the mineral.
However, when the aperture of the illumination cone is reduced by closing down the aperture
diaphragm, the optical phenomena observed in the intermediate image are dominated by the
properties of light waves that pass through the mineral grain at right angle to the viewing
plane: orthoscopic mode (Ch. 4). It follows that direction-dependent optical properties of an
anisotropic mineral in thin section must be deduced from examining several grains cut in
different crystallographic orientations.
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1.4.3 Conoscopic mode

When a highly convergent light cone is generated (e.g. by inserting the condenser front lens
into the light path), bundles of parallel light rays in a wide range of directions pass through
the mineral grain. The parallel light rays are then focused in the rear focal plane of the
objective, whereby rays with different tilt angles towards the microscope axis produce image
points in different positions (Fig. 1-7B, Fig. 4-48).
This image therefore allows to examine the behaviour of light propagating along distinct
crystallographic directions in a single grain: conoscopic mode. When viewed with crossed
polarizers, characteristic interference figures are observed that reflect the symmetry and
optical properties of the anisotropic mineral (Ch. 5).
The conoscopic interference figure only records those optical directions that are represented
in the aperture cone (Ch. 1.2). In order to maximise the range of directions in a cone as wide
as possible, the aperture of both objective and condenser must be large.
An enlarged interference image can be observed by inserting an auxiliary lens, the AmiciBertrand lens, into the tube between analyzer and ocular (Fig. 1-7B). The interference image
can be focused by adjusting the distance of the ocular to the Amici-Bertrand lens, provided
the microscope allows such an adjustment. Some microscopes offer special devices for
centring and focusing the Amici-Bertrand lens.
Alternatively, the interference figure can be directly viewed within the microscope tube after
removing the ocular, or by looking through a pinhole which replaces the ocular. The image
appears smaller and has better contrast compared to an interference figure observed through
the Amici-Bertrand lens.
Practical guidance to the conoscopic imaging mode is given in Chapter 5, which also
discusses the application of conoscopy to the identification of anisotropic minerals.

Raith, Raase & Reinhardt February 2012

1.5 Centring the microscope

Apart from adjusting the substage illumination alignment according to Khler, an optimal
microscope performance requires that all optical components (light source, collector,
condenser, objective, ocular) and the rotatable stage are aligned on a common central axis
which coincides with the direction of the vertical light rays in the microscope. All
components are centred to the axis of the rotating stage. The centring is done in three steps:
A. Centring the objectives
The centre of the field of view, which corresponds to the lens axis of the objective, must be in
alignment with the axis of the rotating stage. To check this, the thin section has to be put into
focus, a minute grain or object in the sample is selected and shifted to the centre (Fig. 1-8, I).
When rotating the microscope stage the following situations may occur:
a) The particle remains stationary in its central position, indicating that the objective is
precisely centred.
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b) The particle is moving along a circular off-centre path (Fig. 1-8,II), indicating that the
objective is not centred. The rotation axis of the image has to be shifted into the centre of the
reticule. This is achieved by turning the two centering screws located in the objective casing
or the nosepiece using the centring tools commonly provided with the microscope. Older
microscopes may have centring rings on the objectives (and hence no special centring tools
are required). The objectives are centred if the rotation centre of any circular particle path
coincides with the crosshairs intersection. An alternative way of achieving this is to rotate the
stage such that an observed particle is in the most distant off-centre position, 180 from its
position at the crosshairs intersection. By turning the centring screws, the particle is then
shifted half the distance towards the crosshairs intersection (Fig. 1-8,III).
To verify that the objective is precisely centred now, the particle is shifted into the crosshairs
intersection by carefully moving the thin section. If the particle remains in its position when
rotating the stage, the objective is centred (Fig. 1-8,IV). Otherwise, the centring procedure
has to be repeated.
All the objectives on the nosepiece have to be centred this way. Should an objective of high
magnification be already centred precisely, it is even easier to centre the lower-magnification
objectives. A small grain or object is positioned in the crosshairs intersection using the highmagnification objective. Then the poorly centred objective is rotated into the optical path and
the particle is moved to the crosshairs intersection using the centering devices.
Caution! It is important to ensure that the nosepiece is positioned correctly on the tube and
the objective in use has clicked into place. Otherwise, centring can never be achieved (Ch.
1.7). Some microscopes (e.g., Olympus) have a stage that can be centred. The stage is then
centred on a single fixed objective and has to be aligned first, with that particular objective in
place, before the other objectives can be centred. Any attempt to centre the objectives with
the stage being off-centre will result in a serious misalignment of the light path.

Raith, Raase & Reinhardt February 2012

What applies to all microscopes: To avoid de-centring of the objectives, they must never be
touched when changing magnification! Always grab the grooved rim of the nosepiece to
change between objectives.

Figure 1-8. Centring the objective

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B. Centring the condenser for Khler illumination

After focusing the thin section, the field diaphragm is closed, the front lens of the condenser
inserted into the optical path, and the field diaphragm focused in the image plane by adjusting
the substage height (Fig. 1-9 III). The following situations may be encountered:
(a) The centre of the field diaphragm image coincides with the crosshairs intersection, i.e. the
centre of the field of view, indicating that the condenser is perfectly centred (Fig. 1-9 III).
(b) The field diaphragm image is offset with respect to the crosshairs. In this case, the field
diaphragm image must be centred by turning the condenser-centring screws (Fig. 1-9 IIIII).
Finally, in order to avoid glare by lateral stray light, the field diaphragm should be opened
only slightly beyond the margin of the field of view (Fig. 1-9 IV).

Figure 1-9. Centring the condenser

C. Centring the light source

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In modern microscopes, light source and collector are commonly integrated into the base of
the microscope and thus need not be centred. In certain microscopes, centring bolts in the
lamp case allow to centre the lamp socket. After the condenser has been centred, the lamp
position is adjusted until the object field is evenly and brightly illuminated.
For precise Khler illumination, the collector must be adjusted so that an image of the lamp
filament is created in the plane of the aperture diaphragm of the condenser. This filament
image can be made visible by putting tracing paper onto the aperture diaphragm. A further
image of the filament is created in the upper focal plane of the objective which can be
observed more conveniently in conoscopic mode.
Filament images can only be observed if frosted glass inserts are removed from the
illumination path!
D. Adjustment of the oculars
If a microscope is fitted with a binocular head, the eyepieces must be adjusted individually in
order to obtain a focused image for both eyes, also after changing between different
objectives. Furthermore, the oculars must be adjusted for the correct interpupillary distance,
i.e. the distance between the eyes.
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The oculars of infinity-corrected microscopes are adjusted as follows (whereby the ocular
with the crosshairs should be placed in the right tube of the binocular):
(1) Look through the oculars and close the left eye. The crosshairs in the right ocular is
observed with the right eye and focused with the diopter adjustment ring on this ocular. Then
the object image is focused by carefully adjusting the stage height with the fine adjustment
knob.
(2) Now close the right eye and observe the object image with the left eye through the left
ocular, without adjusting the stage vertically. If the image is not properly focused, the
adjustment must be made using the diopter adjustment ring on the left ocular.
When focusing the object image, it is important that both eyes are relaxed and focused to
infinity.
1.6 Polarizer and analyzer
The polarizer (polarizing filter or nicol prism) resides below the condenser. It can be swung in
and out of the light path, and in many microscopes it is possible to rotate the polarizer about a
vertical axis. The light source emits waves that vibrate randomly in all possible planes. The
polarizing filter used in modern microscopes consists of a stretched polyvinyl film which
reduces the randomly vibrating light waves to waves of a single vibration direction
(polarization plane). For simplicity, the term pol-waves is introduced here for the planepolarized waves leaving the polarizer.

Raith, Raase & Reinhardt February 2012

When passing through the thin section, the pol-waves may undergo diverse modifications
(refraction, absorption, birefringence etc., Ch. 4.2). In order to detect and quantify such
modifications, the polarization plane should correspond to an easily identifiable reference
direction in the field of view. In modern microscopes, the reference direction for the lower
polarizer is E-W, parallel to the horizontal crosshair. There are microscopes, however,
where the orientation of the polarizers is different (lower polarizer N-S, analyzer E-W).
Specific optical-microscopic phenomena relate directly to the polarizer orientation (such as
pleochroism and relief change, where the vibration direction of the lower polarizer provides
the reference direction in the field of view).
Therefore, apart from ensuring that the polarizers are aligned, the general orientation of the
polarizers must be known to the operator before starting to work on thin sections. This routine
check may be performed with a colored tourmaline crystal, whether as a loose grain or as a
prismatic section in thin section. The maximum absorption will be observed if the c-axis is
oriented perpendicular to the polarizer direction (Fig. 1-10). The same check can be done with
biotite in sections roughly orthogonal to (001). Biotite is a common mineral in many rocks,
and thus thin sections containing biotite should be easily available. Biotite in sections roughly
orthogonal to (001) displays its prominent cleavage and shows its maximum absorption (i.e.
deepest color) if its basal plane (001) or cleavage is sub-parallel to the lower polarizer
direction (Fig. 1-10). Biotite should not be used for alignment, though, as it is monoclinic.
The angles between its (001) plane and any of the crosshairs may be close to zero, but it can
also deviate by as much as 10, depending on composition.
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In this guidebook, we generally assume that the lower polarizer is oriented E-W. In microscopes where it is N-S, a rotation of directions by 90 would apply to certain descriptions,
sketches and photographs in chapters 4.2.1 and 4.2.3 (e.g., photomicrographs of Figs. 4-11 to
4-17, Figs. 4-22 to 4-26).
The analyzer (polarizing filter or nicol prism) is used to analyse the modifications the polwaves have experienced in the thin section (Ch. 4.2). It is positioned between the objective
and the ocular, and is either pushed or swung into the tube below the Amici-Bertrand lens.
The polarization plane of the analyzer must be perpendicular to that of the lower polarizer
(i.e., N-S if the lower polarizer direction is E-W).

Raith, Raase & Reinhardt February 2012

Although microscopes should always be in proper working order, a routine check for
alignment of polarizers and crosshairs should be performed if extinction positions are critical
(e.g., when measuring extinction angles). This can be done by putting a strongly elongate
mineral with well-developed, straight prism faces under crossed polarizers. Suitable are all
minerals of orthorhombic or higher symmetry with interference colors of at least higher first
order (e.g., sillimanite, orthoamphibole, tourmaline). If both polarizers and the ocular
crosshairs are properly aligned, such crystals will be completely black when positioned
exactly parallel to one of the crosshairs (Fig.1-11). If polarizers are out of alignment, the
procedures below can be followed to rectify the problem. The crosshairs in modern
microscopes are mechanically fixed. Potential misalignment of the polarizers can occur either
due to both polarizers being rotated with respect to the crosshairs (i.e., crystals as in Fig. 1-11
turn black under crossed polarizers, but there is an angle between the prism faces and the
crosshairs), or the polarizers are not at precisely 90 to each other (i.e., the crystals will not
turn completely black when rotated). The latter is more common as either of the two
polarizers is in a fixed position in most standard-fitted microscopes. Hence, only one of the
two can be easily adjusted. Nevertheless, the possibility remains that a fixed polarizing filter
is misaligned in its casing.
To align the polarization plane of the polarizer (= vibration direction of the pol-wave) with
the E-W thread of the crosshairs, a grain mount of fine, deeply coloured tourmaline needles
can be used. These needles must lie exactly in the thin section plane, which is easier to
achieve using loose grains than trying to find that orientation in a rock thin section. First, a
tourmaline needle is aligned with its c-axis parallel to the N-S direction of the crosshairs and
then the polarizer rotated until the needle shows maximum absorption (in the same way as
shown in the thin section photograph of Fig. 1-10, left side). For this procedure, the analyzer
is kept out of the light path.
Explanation: Tourmaline is a strongly dichroic mineral (dichroism, Ch. 4). Maximum
absorption occurs perpendicular to the c-axis, i.e. in the vibration direction of the O-wave.
Caution! Ensure that the adjusted position of the polarizer is not changed afterwards. If the
microscope has a rotatable polarizer, the correct position can be marked on the holder or, if
necessary, be fixed with adhesive tape.
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Figure 1-10. Routine check of lower polarizer orientation using tourmaline or biotite. In
microscopes where the polarizer is oriented N-S, the directions of maximum absorption of the
two minerals are rotated 90 with respect to the positions shown here.

Raith, Raase & Reinhardt February 2012

Once the polarizer is properly oriented, the polarization plane of the analyzer is aligned with
the N-S direction of the crosshairs. When inserting the analyzer into the light path (no
specimen on the stage), the field of view should appear black if the polarization direction of
the analyzer is oriented parallel N-S. If the field of view is not black, the analyzer must be
adjusted. This adjustment can also be made using long-prismatic sections of minerals with
orthorhombic or higher symmetry, as shown in Fig. 1-11. This set-up has the advantage that
the precise alignment of the two polarizers and the crosshairs can be examined at the same
time.
Rotatable analyzers allow to adjust the orientation of the polarization filter with a graduated
spindle that can be locked after adjustment. In the more common swing-in or push-in
analyzers, the correct position of the polarizing filter in the casing would have to be adjusted
manually. As pointed out before, in many modern microscopes only one of the two polarizers
can be adjusted while the orientation of either lower polarizer or analyzer is fixed.
If high-magnification objectives are used for observation (without any object in the light
path!) and the aperture diaphragm is open, the field of view does not appear completely black
under crossed polarizers. This is caused by a rotation of the E-W vibrating pol-waves at the
strongly curved surfaces of the objective lenses. Under conoscopic illumination an interference image is observed which resembles the centred optic-axis interference figure of a
weakly birefringent positive uniaxial crystal (Ch. 5).

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Raith, Raase & Reinhardt February 2012

Figure 1-11. Testing the precise alignment of polarizer, analyzer and crosshairs with the help
of prismatic sections of high-symmetry minerals.
If the angle between the extinction position and either of the crosshairs is exactly 0 (as seen
here), all three elements are perfectly aligned. If the lower polarizer is correctly adjusted
against the crosshairs, the analyzer can be adjusted such that the extinction position of the
prismatic minerals corresponds with a parallel alignment of prism faces and crosshairs. Note
that the orientation of the lower polarizer (E-W vs. N-S) cannot be checked under crossed
polarizers.

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1.7 Trouble-shooting
1.7.1 Optimising the image of the specimen
It is assumed that the microscope has been aligned for Khler illumination (Ch. 1.5).
(1) If the thin section can be perfectly focused with low magnification objectives (MO= 2.5 to 10),
but remains out of focus when objectives of higher magnification (MO= 20, 40, 63 etc.) are used, it
should be checked whether the thin section is lying on its wrong side, i.e. with the cover glass
down (see free working distance of objectives, Table 1).
(2) If the correctly placed thin section cannot be focused with high-magnification objectives, the
cover glass is too thick and must be replaced by a cover glass of the standard thickness of 0.17
mm.
(3) Proper focusing may also be hampered by dusty surfaces of the optical components. The dust
is best removed with a soft and completely grease-free brush.
(4) Indistinct and blurred images result when the front lenses of objectives and oculars are
smudged with fingerprints resp. the grease of the eyelashes. In such cases it is advised to breathe
on the lenses and then carefully clean them with a lens tissue or a lint-free paper tissue. Oily stains
(e.g. by immersion liquids) are best removed with a cotton bud dipped in ether or ethyl alcohol.
Solvents, however, should be applied with caution as the lenses are mounted in synthetic resins.
To avoid fingerprints on the front lenses, objectives should always be changed with the fingers on
the revolving turret, not on the objectives.
1.7.2 Eliminating poor illumination
The microscope alignment for Khler illumination ensures a perfect, evenly illuminated field of
view (Ch. 1.5). However, problems may still be encountered with the quality of illumination.
If the field of view is unevenly or not at all illuminated, although the light source is working and
the field diaphragm illuminated, potential causes of such problems in the substage assembly are:
(a) The front lens of the condenser or an extra lens below the condenser have not been properly
put into or out of the optical pathway. As a result, the lens mounts may partially or completely
block the light beam.

Raith, Raase & Reinhardt February 2012

(b) Filters are not correctly positioned.

(c) When using low-magnification objectives for observation, the field of view will be poorly
illuminated if either the field diaphragm is closed down, the condenser is in a high position, or the
front lens of the condenser is in the light path.
The sub-stage illumination is perfectly adjusted if the thin section, when viewed sideways from
the top, shows an evenly and brightly illuminated round field which can be enlarged or reduced in
size by opening or closing the field diaphragm.
If the image of the thin section remains imperfect when viewed through the oculars, the causes for
poor illumination must be sought in the tube part of the microscope. The light path may be
partially or completely blocked if:
(a) The revolving nosepiece was not properly mounted on the microscope stand or an objective
has not clicked into place after a change of magnification.
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(b) An accessory plate has not been fully inserted into the tube.
(c) The analyzer has not been fully inserted (swung-in) or removed (swung-out).
(d) The Amici-Bertrand lens has been partially swung-in (out).
(e) An accessory magnification lens (e.g. Optovar of the Zeiss Photomicroscope) has not
properly clicked into position.
1.7.3 Sources of error in the crossed-polarizers mode
(a) In a thin section of standard thickness (25m) quartz and feldspar grains show first-order
grey-white interference colours. If instead brownish-white shades are observed, the
polarizers are not precisely adjusted, i.e. their polarizing planes are not oriented
perpendicular to one another. Hence, polarizer and analyzer must be adjusted following the
instructions given in Ch. 1.6.
(b) If the quartz and feldspars grains show blue-green and orange-red interference colours
instead of the first-order grey-white colours, the first-order red plate (-plate) resides in the
light path (cf. accessory plates, Ch. 4.2.4).
(c) The crosshairs (or crossed micrometer) must be precisely oriented N-S and E-W. For this
purpose the tube has two slots into which the notch on the ocular casing fits. These allow to
fix the ocular with its crosshairs in the standard N-SE-W orientation or, if needed, in a 45
diagonal orientation.
1.7.4 Microscope care and maintenance
The microscope should be kept in a dry laboratory and should not be exposed to direct
sunlight. In humid climates, the laboratory should be air-conditioned.

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To prevent the microscope from collecting dust, it must be under a suitable protective cover
if not in use. Even if properly protected, dust will accumulate on the equipment eventually.
Hence, the surfaces of the optically effective systems such as illumination set-up, filters,
polarizer, condenser lenses and ocular need to be cleaned every few days with a soft brush.
For longer periods of non-use, it is advisable to store microscopes in a cupboard.
When transporting microscopes they should be kept upright, such that filters or accessory
plates that are not firmly attached cannot fall off and get potentially damaged. For longer
transport, all these parts need to be removed. Furthermore, microscope manufacturers advise
that the objectives should be taken off and stored separately, preferably in their original
containers. It should be kept in mind that polarized-light microscopes are high-precision
instruments, and any mishap during transport can seriously compromise the alignment of
the optical systems. Thus, care must be taken that the microscope is safely secured. The
storage cabinets previously supplied with each microscope have unfortunately become a
thing of the past.
The bearings of the movable parts in the microscope are lubricated. The grease tends to
become more viscous over time. Thus, the movable parts must be attended to by a trained
precision mechanic in regular intervals. Although the lenses of modern microscopes are
protected with anti-fungal coatings, the lens systems have to be cleaned regularly by a
service person. Fungus growth can be a serious problem, particularly in tropical climates.
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Measuring angles

2. Measuring angles, lengths and thicknesses

2.1 Measurement of angles
The determination of an unknown mineral or the determination of the composition of a solid
solution may require measuring an angle between two specific linear or planar features. Such
features include crystal faces, cleavage planes, twin planes and vibration directions.
With the help of angles between cleavage sets, pyroxenes can be distinguished from
amphiboles, for example. Of even greater importance is the determination of angles between
mineral planes and optical vibration directions (Ch. 4.2.4).
Angles are determined using a polarized-light microscope with a 360 scale on the rotating
stage. Furthermore, a reference direction is required which is provided by the crosshairs in the
ocular. A prerequisite for a precise measurement is exact centring of the microscope and the
use of a higher-magnification objective with a small depth of field. For the determination of
angles between cleavage sets, the analyzer should be out of the light path.
Ideally the angle between cleavage planes, crystal faces etc. is measured on a grain or a grain
domain where both planes are parallel to the viewing direction. If the thin section is
defocused, whereby the aperture diaphragm is partially closed to obtain a sufficiently high
contrast, fringes of equal brightness appear on both sides of the traces of such planes and
migrate outwards in a symmetric fashion. Such an ideal grain orientation is rarely realised in
thin section, though, and it is sufficient to find grains in which the traces of the cleavage
planes appear as thin dark lines.

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For measurement, the thin section is oriented, either by hand or using a mechanical stage,
such that the intersection of the traces of the planes is in the centre of the crosshairs. By
rotating the stage it can be tested whether the intersection remains centred. If it moves offcentre the objective will need to be centred. While rotating the stage avoid pressing against it
unnecessarily.
Next, cleavage set 1 is rotated such that is lies parallel to the N-S thread of the crosshairs.
Then, the angle I is read from the vernier at the stage edge (Fig. 2-1, left). Now the
microscope stage is rotated until the cleavage set 2 is parallel to the N-S thread of the
crosshairs, and angle II is read from the vernier (Fig. 2-1, right). The difference between I and
II is the angle in question.
Note: If the 360 mark is crossed during the procedure, the two partial angles have to be
added up.

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Measuring angles

Figure 2-1. Measurement of the angle between two cleavage sets

The following may contribute to measuring errors:
1. Mechanical tolerance of the stage
2. Precision in reading the scale on the stage
3. Precision in placing the traces of planes parallel to one of the crosshairs
4. Precision in finding the exact extinction position, if angles are measured
towards vibration directions

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5. Quality of the planar elements used and their traces in the mineral grain
Assuming careful positioning of the traces of the planes and care in reading the scale, the
cause of the largest error commonly relates to a badly defined cleavage. Particularly minerals
with cleavage classified as poor or merely distinct may show cleavage traces that are either
not exactly planar, or stepped, or too short. Furthermore, the cleavage may be bent due to
deformation or it may host secondary minerals. During preparation, holes may form as
mineral fragments break out along cleavages, or careful grinding may lead to very few
cleavage planes opening up and becoming visible. Twin planes may also not follow the ideal
crystallographic directions exactly.
A common problem is to find a grain of ideal crystallographic orientation in a thin section
(the intersection line between two sets of planes being exactly vertical), and this may indeed
prove to be impossible in certain cases. When using a grain with a slightly inclined
orientation an error of a few degrees must be taken into consideration.
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Measuring lengths

2.2 Measurement of lengths

The measuring of distances is necessary for the determination of grain size, length-width
ratios etc. For such measurements oculars are used that have a graticule (ocular micrometer)
which must be calibrated. The graticule is commonly combined with the ocular crosshairs as
a horizontally or vertically oriented scale attached to the E-W or N-S threads of the crosshairs, respectively (Fig. 2-2).
If objectives with increasing magnification are used, the image increases in size
correspondingly. Therefore, the calibration of the graduations on the ocular scale must be
carried out for each ocular-objective combination separately. The engraved magnification
numbers on the objectives are only approximate values which would make a calibration based
purely on calculations too imprecise.
For calibration, a specific scale is used, called an object micrometer, with a graduation of 10
m per mark; 100 graduation marks add up to 1 mm. The object micrometer is put in a
central stage position and, after focusing, is placed parallel and adjacent to the ocular scale
(Fig. 2-2). In example (a) 100 graduation marks of the object micrometer, adding up to 1000
m, correspond to 78 graduation marks on the ocular micrometer. At this magnification
(objective 6.3x; ocular 12.5x) the distance between two graduation marks in the ocular is
1000 m divided by 78. The interval is therefore 12.8 m. Example (b) is valid for another
combination (objective 63x; ocular 12.5x).

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If, for example, a grain diameter needs to be determined, the number of graduation marks
representing the grain diameter are counted and then multiplied by the calibration value for
the particular objective-ocular combination (Fig. 2-2c).
The total error of the described procedure is a complex accumulated value. Both the object
micrometer used for calibration and the ocular micrometer have a certain tolerance range.
Errors occur with strongly magnifying lens systems because the image is not entirely planar,
but has distortions in the peripheral domains. The largest error is commonly made by the
human eye when comparing object and graduation. For increased accuracy it is important to
use an objective with the highest possible magnification, such that the mineral grain covers a
large part of the ocular scale.

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Measuring lengths

Figure 2-2. Calibration of the ocular micrometer and measurement of distances

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Measuring thickness

2.3 Determination of thin section thickness

The birefringence of anisotropic minerals can be determined in approximation by comparing
the interference colours to those of the Michel-Lvy or Raith-Srensen interference colour
charts (Ch. 4.2.3), or it can be done precisely using the compensation method. For both
methods the thickness of the mineral in thin section must be known. Commonly, the thin
section thickness is standardised to 25 resp. 30 m. Abundant minerals such as quartz and
feldspar would then show an interference colour of first-order grey to white. If these minerals
are not present in the thin section, thickness is difficult to estimate for the inexperienced. In
such a case, the thickness can be determined via the vertical travel of the microscope stage.
For focusing the image, microscopes are equipped with focusing knobs for coarse and fine
adjustment. The instruction manuals supplied by the manufacturers contain information on
the vertical travel per graduation mark. This value is 2 m for many microscopes.

Raith, Raase & Reinhardt February 2012

For measuring the thickness, an objective with high magnification and small depth of field
(40x or 63x) is chosen and the surface of the cover slip is put into focus. This surface can be
recognised by the presence of dust particles. The inexperienced user may put a fingerprint
onto the surface! Now the fine adjustment is turned in the appropriate direction to decrease
the distance between sample and objective. Eventually, the focus plane has passed the cover
slip, and the interface between the embedding medium and the minerals appears. This is
recognised by the surface roughness and the grinding marks on the thin section. Reducing the
distance between sample and microscope stage further, the lower surface of the thin section
with all its uneven features comes into focus. The path through the thin section can also be
followed along cleavage planes and inclusions. Inexperienced users should repeat this
procedure a couple of times and maybe make notes about, and cross-check, the positions of
the various boundary surfaces using the scale at the focusing knobs.
For a precise determination of thickness using the upper and lower boundary surfaces of the
thin section, it is necessary to turn the focal adjustment in one direction only, eliminating the
mechanical backlash. If the thickness from the lower to the upper surface is measured, the
starting position of the focal plane must be in the 1 mm thick glass slide. If moving in the
reverse sense, the starting position must be in the 0.17 mm thick cover glass above the
mineral surface.
The number of graduation marks by which the fine adjustment is turned in order to shift the
focus from the lower to the upper boundary surface (or in the reverse direction) multiplied by
the value given per graduation mark (e.g., 2 m) results in a vertical travel distance h in m.
However, this distance is commonly not the true thickness of the section.

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Measuring thickness

Due to light refraction against air, both boundary surfaces of the mineral in the thin section
are not observed in their true position. The apparent position of the lower surface is
influenced further by the refractive index of the mineral (Fig. 2-3, top).
The thickness is thus: d = ncrystal / nair * h
whereby h, the vertical distance, is measured in number of graduation marks. The refraction
index of the mineral should be known at least to the first decimal, which can be easily
estimated.
For quartz, an example could be: d = 1.55/1.00 * 8.5
If one graduation mark corresponds to 2 m, the result for the thin section thickness is:
d = 1.55/1.00 * 8.5 * 2 m = 26.35 m.
Calibration of travel
If the vertical travel is not known or maybe modified from extensive use of the microscope, it
has to be calibrated. To this end, a cover glass is broken in two, and the thickness of the glass
is determined near the broken edge with a micrometer tool. Such devices are available in
every mechanical workshop. The cover glass fragment is then put onto a glass slide, with the
fracture in the centre of view. Depending on the orientation of the fracture surface, there are
two ways of calibration which should lead to the same result (Fig. 2-3a,b):
d = h

a)
b)

n = nglass ~ 1.5;

d = h * 1.5 (see above)

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If the thickness of the cover glass measured with the micrometer tool was 168.4 m, and the
travel was 67.3, respectively 44.9, graduation marks, the calibration value per graduation
mark would be
in case a) 168.4 m / 67.3 = 2.5 m;
in case b) 168.4 m / 44.9 / 1.5 (nglass) = 2.5 m.

The calibration error can have a number of sources. Mechanical tolerances of the micrometer
and the microscope are normally small in comparison to observational errors in determining
the different positions of the boundary surfaces. This error may be established from a series
of measurements.

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Measuring thickness

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Figure 2-3. Calibration of vertical travel and measurement of thickness

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Crystal shape and symmetry

3. Morphological properties
3.1 Grain shape and symmetry
Natural minerals as well as synthetic crystalline phases show a considerable variety of crystal
forms. The symmetry of the "outer" crystal form of a specific mineral species is an expression
of the symmetry of the "inner" atomic structure. According to their symmetry characteristics
all known crystalline phases can be assigned to one of the seven groups of symmetry (=
crystal systems) (Fig. 3-1).
Combination of crystal faces: Depending on growth conditions, a mineral species can occur
in different crystal forms through combinations of different crystal faces. Fig. 3-2 shows
examples of the variety of crystal forms of natural occurring olivine and augite.
Habit: Crystals may also have different proportions, even if they have the same crystal faces
developed. That means they differ in the relative size of crystal faces to each other. Figure 3-3
shows crystals of different habit using the examples spinel, garnet, sodalite and leucite (all
equant), melilite, mica (flaky, platy to short-columnar) and clinopyroxene and amphibole
(acicular, prismatic).
Crystal form: Euhedral crystals, which are crystals completely bound by rational crystal
faces reflect unobstructed growth (such as crystallisation in a melt, Fig. 3-4, or in amygdales,
caverns, pores etc.), or they form if a particular mineral has the tendency to impose its crystal
shape and faces onto the adjacent, "weaker" ones (crystalloblastic series; Fig. 3-4).
Subhedral and anhedral grain shapes are observed if the minerals characteristic shape could
only develop partly (Fig. 3-5), or not at all, if thermally induced annealing creates polycrystalline grain aggregates (Fig. 3-6), or if dissolution or melting processes lead to a
"rounding" of crystal edges.

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Fast crystallization from a melt can produce skeletal crystals or hollow shapes (Fig. 3-7).
Minute feathery, dendritic or acicular crystals grow in undercooled melt (glass) (Fig. 3-8).
In the two-dimensional thin section image, the 3-D crystal shape of a mineral species has to
be deduced from the outlines of the different crystal cross-sections (Fig. 3-9). For the rockforming minerals, the schematic crystal drawings in the tables of Trger et al. (1979) may be
used as a reference. Fig. 3-10 shows the correlation between crystal shape and crystal sections
for a member of the clinopyroxene group.

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Crystal shape and symmetry

Figure 3-1. Crystal systems

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Crystal shape and symmetry

Figure 3-2. Variety of crystal forms shown by single mineral species through combinations of
different crystal faces, as seen in augite and olivine
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Crystal shape and symmetry

Figure 3-3. Habit of crystals

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Crystal shape and symmetry

Figure 3-4. Euhedral grain shape

A: Augite (basalt). B: Sanidine (trachyte). C: Zircon (syenite pegmatite). D: Plagioclase (basalt). E: Garnet
(garnet-kyanite micaschist). F: Leucite (foidite).

Figure 3-5. Subhedral grain shape

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A: Amphibolite. B: Biotite-muscovite schist;. C: Olivine in basalt.

Figure 3-6. Anhedral grain shape

Granoblastic textures of quartzite (A to C), marble (D), anorthosite (E) and fayalite fels (F).

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Crystal shape and symmetry

Figure 3-7. Skeletal crystal shapes

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A: Olivine (basalt). B, C, D: Diopside, ferriclinopyroxene and kirschsteinite (slags). E: Atoll garnet (gneiss).
F: Quartz in microcline (graphic granite).

Figure 3-8. Spherulitic, dendritic and radiating crystals

A: Chlorite spherulites (charnockite). B: Spherules of radiating zeolite showing Brewster crosses (limburgite;
+Pol). C: Spherules (obsidian, Lipari). D: Dendritic devitrification domains (basalt). E: Fan-shaped spherulitic
devitrification (obsidian, Arran). F: Microlites with dendritic, fan-shaped devitrification domains (obsidian,
Arran). G: Chalcedony (agate). H: Baryte rosettes with Brewster crosses. I: Anhydrite rosette (anhydrite,
Zechstein).

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Crystal shape and symmetry

Figure 3-9. Sections of euhedral crystals

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Crystal shape and symmetry

Figure 3-9 contd.. Sections of euhedral crystals

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Crystal shape and symmetry

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Figure 3-10. Relation between crystal form and cross-sections using the example of clinopyroxene (titanaugite). Plane-polarized light

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Cleavage and fracture

3.2 Cleavage, fracture, deformation and recrystallization phenomena

Cleavage
Many minerals split preferentially along one or more directions. This is called cleavage. Through
the application of mechanical force - whether related to geological processes or to thin section
preparation - crystallographically defined planar fractures can be generated in mineral grains. The
abundance and quality of cleavage are mineral-specific, but also depend on the level of mechanical stress the mineral grains were subjected to. Cleavage follows crystallographic planes that are
characterized by weak bonding and thus reflects a specific crystal structure. Examples are sheet
silicates with their prominent basal cleavage and chain silicates showing two prismatic cleavage
sets, but no basal cleavage (Fig. 3-11 A-C). It is quite common that cleavage planes have an orientation parallel to dominant crystal faces (Fig. 3-11 A-D,F). However, this cannot be generalized
(Fig. 3-11 E).
In mineral cross-sections cleavage is recognised as in the ideal case straight traces of planes
dissecting the grain. If the cleavage planes are oriented parallel to the viewing direction they
appear as thin dark lines. With increasing tilt of the cleavage planes the lines broaden and the
traces appear increasingly blurry. If the cleavage orientation is at a small angle to thin section
plane, cleavage traces may not be observed.

Raith, Raase & Reinhardt February 2012

Cleavage, and also the absence of cleavage (e.g., quartz, staurolite), is an important morphological property for mineral identification. The number of cleavage sets and the specific angles
between them can be distinctive for mineral species and also entire mineral groups (pyroxenes,
amphiboles, etc.). It should be noted that the often cited cleavage angles that are critical for specific

Figure 3-11. Cleavage

A: Augite Section orthogonal to the c axis. The {110} cleavage planes form angles of 87 and 93. B: Hornblende
Section orthogonal to the c axis. The {110} cleavage planes form angles of 56 and 124. C: Biotite Section
orthogonal to the perfect cleavage (001).
D: Kyanite Section approximately orthogonal to c shows the typical pattern of very good cleavage (100) and distinct
cleavage (010). E: Sillimanite The section orthogonal to c shows the good cleavage (010). F: Andalusite Section
orthogonal to the c axis. The good {110} cleavage planes intersect at almost right angles.

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Cleavage and fracture

minerals can only be observed in appropriate sections (Fig. 3-11 A,B). Once the common axis
between two cleavage sets is tilted, the angles of the cleavage traces do no longer correspond to
those between the respective planes. For prismatic cleavage sets this common axis is normally c.
Thus, cleavage can also provide clues to the orientation of mineral grains in thin section. For
example, amphibole crystals in basal sections (about orthogonal to c) show two intersecting
cleavage sets, whereas prismatic sections (parallel to c) show apparently one cleavage only (Figs. 311 B, 4-15 4-17). Factually, these parallel cleavage traces derive from the two intersecting {110}
sets which cannot be readily distinguished in prismatic sections. In other words, the arrangement of
cleavage traces in amphiboles (as well as pyroxenes) can be used to identify basal and prismatic
sections, in combination with other criteria such as birefringence and, if the minerals are coloured,
pleochroism.
Fracture
Many minerals show poor cleavage only or no cleavage at all. If exposed to external mechanical
stress or internal stress during rapid cooling such mineral grains develop irregular fractures. These
may still have a preferred orientation (Fig. 3-12).

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Cleavage and fracturing are dependent on grain size. Minerals forming small grains commonly
show neither cleavage nor fracture.

Figure 3-12. Fracture

A: Perlite Due to quenching of the glassy material (obsidian) concentrically curved tension cracks developed.
B: Nepheline Irregular tension cracks caused by rapid cooling. C: Pyrope Radial cracks emanating from
coesite inclusions now largely transformed to quartz. The cause of the fracturing is the volume increase from the
coesite-quartz transformation, resulting in increased pressure imposed on the garnet host.
D: Garnet Fracture planes oriented parallel to narrow-spaced jointing in a basic granulite. E: Garnet Irregular
cracks predating the resorption by orthopyroxene+cordierite symplectite. F: Olivine The irregular cracks
document brittle behaviour of the forsterite grain during plastic deformation of the calcite matrix.

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Cleavage and fracture

Deformation and recrystallization

Minerals in metamorphic rocks respond in different ways to tectonic stress, depending on prevailing temperature conditions, deformation rates, level of differential stress and presence or
absence of fluids. Generally speaking, minerals at low temperatures tend to show brittle
behaviour, whereas they deform plastically at high temperature. The temperatures of the
transition between brittle and plastic behaviour are mineral-specific (about 300C for quartz,
400-500C for feldspars, at deformation rates that are typical for orogenic processes).
Figure 3-13 shows typical microstructures produced through brittle deformation at low
temperature. At the brittle-ductile transition, mineral grains may show features of both brittle
(fracturing, cataclasis) and plastic behaviour (undulose extinction, kinking, bending).

Figure 3-13. Brittle deformation behaviour of mineral grains

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A: Domino-style fracturing of sillimanite crystal. B: Cataclastic deformation of quartz. C: Broken and kinked
glaucophane crystals in microfold. D: Cataclastic deformation of plagioclase. E,F: Microboudinage of biotite
and tourmaline. The open fractures are filled with quartz.
(Photomicrographs B: Michael Stipp, IFM-Geomar Kiel; E,F: Bernardo Cesare, University of Padova)

In the polarized-light microscope, plastic crystal deformation is indicated where mineral

grains show bending or kinking of normally planar morphological elements such as cleavage,
rational crystal faces or twin planes (Fig. 3-14). The continuous or discontinuous change of
crystal lattice orientation within a single mineral grain corresponds to a gradual or abrupt
shift of the extinction position as the microscope stage is turned. Even where distinct morphological elements are lacking (as in quartz), deformation can be recognised from the nonuniform extinction positions of different domains within a grain (Fig. 3-14 J,L). These deformation features are caused by stress-induced intracrystalline processes such as dislocation
glide and dislocation creep. Plastic deformation of crystal lattices may be continuous over a
mineral grain or affect discrete grain domains only. Deformation lamellae or translation
lamellae may form along defined glide planes (Fig. 3-14 K; 3-15 H).
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Figure 3.2-3: Deformation and recrystallisation phenomena

Figure 3-14. Plastic deformation of mineral grains (bending, kinking and deformation
lamellae)
A-C: Strongly deformed crystals with bent twin lamellae (albite, plagioclase, calcite). D-F: Bent and
kinked crystals (mica, orthopyroxene, glaucophane). G: Strongly kinked phlogopite. H: Olivine with
kink bands. I: Kyanite with kink bands. J: Quartz with undulatory extinction K: Quartz showing bent
translation lamellae on (0001). L: Deformed cordierite showing undulatory extinction and pinitized
margins. (Photomicrographs B,K: Jrn Kruhl, TU Mnchen)

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Cleavage and fracture

Figure 3.2-3: Deformation and recrystallisation phenomena

Figure 3-15. Plastic deformation and recrystallization of quartz

Raith, Raase & Reinhardt February 2012

A,B: Subgrain domains that are elongate parallel to c. D: Chess board pattern. D,E: Partially
recrystallized grains showing subgrain domains. F: Static recrystallization of the marginal domain of a
turbid quartz crystal. G,H: Platy quartz in a recrystallized matrix of quartz + feldspar (felsic granulite).
I: Strongly flattened quartz with serrated grain boundaries.
(Photomicrographs - E: Rainer Kleinschrodt, Universitt Kln; F,I: Jrn Kruhl, TU Mnchen)

Deformation by mechanical twinning is restricted to certain minerals (e.g., plagioclase,

calcite). As opposed to growth twins, deformation twins typically show a wedge-shaped
outline (Fig. 3-16 A,B,I).
As the deformation process proceeds, dislocation migration and accumulation of dislocations
along preferred zones (subgrain boundaries) within a mineral grain can lead to the formation
of aggregates of dislocation-poor crystal domains (subgrains; Fig. 3-15 A-E, Fig. 3-16
D,F,G,H). The crystal lattice between adjacent subgrains is tilted by a few degrees only (lowangle grain boundaries). Between crossed polarizers a distinctly discontinuous change in the
direction of extinction can be observed. (domainal undulatory extinction). Subgrain formation
is particularly common in quartz, but also observed in other minerals. (Fig. 3-16, D,F,G,H). In
quartz, subgrain domains may be elongate in the crystallographic c direction (Fig. 3-15
A,B,D,E). Cross-cutting subgrain patterns do also occur (chess-board pattern; Fig. 3-15 C).
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Cleavage and fracture

Figure 3.2-3: Deformation and recrystallisation phenomena

Figure 3-16. Plastic deformation and recrystallization

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A,B: Deformed and partially recrystallized plagioclase crystals. C: Deformed and partially recrystallized
orthoclase. D,E: Deformed cordierite showing a chessboard subgrain structure, partially recrystallized to a
polygonal granular aggregate. F: Subgrain domains in sillimanite. G: Subgrain pattern in glaucophane. H: Bent
calcite showing undulatory extinction and subgrain formation. I: Calcite with lamellar deformation twins,
partially recrystallized statically to form a fine-grained polygonal aggregate.

Plastically deformed crystals tend to recrystallize at high temperatures, whereby crystal

defects are eliminated. Recrystallized crystals are typically smaller-grained than the original
deformed grains. The individual recrystallized grains show even extinction under crossed
polarizers and have high-angle grain boundaries with the adjacent new grains. Recrystallized
grains may have lobate to straight grain boundaries (Fig. 3-15 D,F,H; Fig. 3-16 B,C,I). Twin
lamellae or inclusions contained in the large deformed crystal are commonly not preserved in
the smaller recrystallized grain aggregate (Fig. 3-15 F; Fig. 3-16 E,I).
Recrystallization of deformed crystals may occur while deformation is active, or under static
conditions. Typical for dynamic recrystallization is a side-by-side occurrence of larger grains
showing undulatory extinction or subgrain structures and domains of finer-grained recrystallized material (Fig. 3-15 G-I). At high temperatures a relatively large grain-size spectrum and
strongly curved or embayed grain boundaries are commonly observed.
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Cleavage and fracture

Static recrystallization typically produces relatively even-grained aggregates of undeformed

grains with straight grain boundaries (recovery texture). Minerals with no pronounced
inherent shape anisotropy (e.g., quartz, calcite, feldspar) tend to form polygonal aggregates of
equant grains (Fig. 3-17). Evidence for post-deformative recrystallization of minerals with a
pronounced shape anisotropy (e.g., micas, amphiboles) is perhaps best observed in rocks
where such minerals occur in an originally planar arrangement that had been subjected to later
folding. Recovery of the deformed grains in microfold hinges leads to the formation of socalled polygonal arcs (Fig. 3-18).

Figure 3-17: Static recrystallization and annealing

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A-C: Granoblastic-polygonal grain aggregates generated by high-temperature (granulite-facies) static

recrystallization or annealing. Garnet (A), spinel (B), orthopyroxene (C), plagioclase (D), quartz (E), calcite (F).

Figure 3-18: Static recrystallization of minerals with a strong shape anisotropy

A-C: Static recrystallization in microfold hinges ("polygonal arcs"). Mica (A), chlorite (B), amphibole (C).

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Twinning

3.3. Twinning
Twins are generated through crystal-structure-controlled intergrowths of two or more
individual crystal segments with a defined symmetrical relationship. Twinning can also result
from deformation (as in calcite). The individual parts of a twinned mineral are intergrown
such that they either mirror each other's orientation (the mirror plane being the twin plane), or
they are rotated against each other by a specific angle (the rotation axis being the twin axis),
or both. The twin interface commonly corresponds to the twin plane.
For many mineral species twinning is an important property for identification. There are
different kinds of twinning such as contact twins, penetration twins, simple twins, multiple
twins, polysynthetic (or lamellar) twins (Fig. 3-19).

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In thin section, twinning is commonly easily recognised under crossed polarizers if the
mineral is anisotropic. The individual parts of twinned crystals show different brightness and
interference colour, and on turning the microscope stage different extinction positions are
revealed (Fig. 3-20). There are exceptions, however, as not all types of twins can be recognised under the microscope. If the indicatrix orientation of the individual parts of twinned
crystals is identical, they are indistinguishable under crossed polarizers (e.g., the most
abundant quartz twins have a twin axis parallel to c, which means the indicatrices are in
parallel alignment. Thus, the twins go into extinction simultaneously).

Figure 3-19. Types of twinning

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Twinning

Figure 3-20. Twinning in minerals (I)

A: Staurolite, penetration twin on (320). B: Kyanite, simple twin on (100). C: Titanite, simple twin on (100).
D: Simple and lamellar twins in chondrodite grains. E-G: Simple and lamellar twins on (100) in augite.
H: Pigeonite twin on (100) inverted to orthopyroxene with augite exsolution lamellae on (001). I: Amphibole,
simple twin on (100). J: Wollastonite, twins on (100). K: Epidote, lamellar twins on (100). L: Margarite, simple
twins on (001).

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Twinning

Figure 3-20. Twinning in minerals (II)

A: Chloritoid, lamellar twins on (001). B: Mg-rich chlorite (clinochlore), lamellar twins on (001). C: Cummingtonite, thin twin lamellae on (100). D: Plagioclase laths with polysynthetic, lamellar twins. E-G: Polysynthetic twinning in plagioclase. H: Sanidine, Carlsbad twins. I: K-feldspar, Baveno growth twin. J,K:
Cordierite, cyclic twinning on {110} (triplet). First-order red plate inserted in K for better birefringence
contrast. L: Lamellar twins in cordierite.
(Photomicrograph K: Bernardo Cesare, University of Padova)

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Twinning

Figure 3-20. Twinning in minerals (III)

A: Microcline with characteristic cross-hatched twinning (section approximately parallel to (001)). B: Microcline, twin set (section approximately parallel to (001)). C: Chessboard albite, formed by albitization of microcline. D-F: Leucite with complex lamellar twinning. G: Grossular (anomalous-birefringent) with concentricoscillating zoning and sector twins. H: Uvarovite (anomalous-birefringent) with sector twins. I: Larnite with thin
polysynthetic twins on (100) and (010). J,K. Calcite with polysynthetic glide twins on {0112}. L: Corundum with
twin lamellae on {1011}.

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Inclusions, intergrowths, alteration products

3.4 Inclusions, intergrowths, alteration products

Additional characteristics that can be used for mineral identification are, on the one hand,
inclusions which have been incorporated during crystal growth (primary inclusions) and, on the
other hand, inclusions that formed from alteration of the host mineral (secondary inclusions).
Although primary inclusions are not mineral-specific, they can give clues to the growth conditions
of the host mineral (pressure-temperature conditions; changes of compositional parameters).
Primary fluid and melt inclusions are found in minerals that have grown in the presence of a free
fluid or from a melt (Fig. 3.21 A-D, L). Large crystals in metamorphic rocks (porphyroblasts) may
contain small-sized inclusions, the orientation and distribution of which provides evidence for
timing relationships between crystal growth and deformation (Fig. 3-21 E, F, K). In micaceous
metamorphic rocks, Al-rich minerals such as staurolite (Fig. 3.21 G), garnet, andalusite and
kyanite commonly form poikiloblasts rich in quartz inclusions. In quartz-rich rocks, skeletal
crystals of these minerals can be observed (Fig. 3-21 H). Porphyroblasts with growth sectors that
advanced much faster than other sectors of the crystal display a high density of minute primary
inclusions (hourglass structure: chloritoid, andalusite; Fig. 3.21 I, J).
Secondary inclusions are, for example, intergrowths of isomorphic minerals that are the result of
unmixing from solid solutions, such as pyroxenes, amphiboles and feldspars. The unmixed phases
which are commonly lamellar to spindle-shaped show a regular, structurally controlled orientation
within the host (Figs. 3.22, 3.23 J). The unmixed phase may, however, also be irregular in shape
(e.g., dolomite in calcite; Fig. 3.22 K, L). Other commonly occurring secondary intergrowths are
formed by the precipitation of Fe- and Ti-oxides in minerals from high-temperature rocks
(pyroxene, amphibole, biotite, garnet, quartz, plagioclase; Fig. 3.23). Precipitation follows the
cooling of the rocks whereby the solubility of Ti decreases. Although the crystal structures of host
mineral and secondary phases are not isomorphic, the precipitation of Fe- and Ti-oxides may still
be structurally controlled by the host mineral.

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High-grade metamorphic rocks can show reaction textures that relate to decompression, particularly to episodes of rapid exhumation at relatively high temperatures. Commonly intergrowths of
two new minerals form at the expense of a previously stable one (symplectites: Figs. 3.24, 3.25).
Less common are fibrous intergrowths of three newly formed minerals (kelyphite: Fig. 3.24 A).
Single-phase reaction coronas form during the pseudomorphic transformation of coesite to quartz
(Fig. 3.25 I, J), from the pseudomorphic reaction of corundum to spinel (Fig. 3.25 G), or from the
hydration of periclase to brucite (Fig. 3.25 E).
Characteristic replacement textures are also generated by retrograde reactions involving hydrous
fluids. In the presence of such fluids, hydrous phases grow at the expense of less hydrous or
anhydrous minerals. The primary mineral is replaced from the surface inwards, while the reaction
proceeds also preferentially along fractures and open cleavage planes (Figs. 3.26, 3.27). During
saussuritization and sericitization of plagioclase, consumption of the anorthite component produces fine-grained clinozoisite, zoisite and sericite, without orientation relationships with the host
crystal. (Fig. 3.27 J, K). Apart from hydration, oxidation reactions may be involved as well in
such replacement processes (Fig. 3.26 A-E, I).
A special feature are pleochroic haloes around minerals containing a significant amount of radiogenic isotopes. The most common minerals in this group are zircon, monazite and xenotime. The
radioactive radiation emitted from these minerals affects the crystal structure of the surrounding
host minerals, and these structural defects become visible as coloured concentric haloes around
the inclusion (Fig. 3-28). Over geological time, the effect intensifies, and the minerals that carry
the radiogenic isotopes may have their own crystal structure modified if not destroyed.
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Inclusions

Figure 3-21. Inclusions

A,B: Fluid inclusions in quartz. C: Melt inclusions in plagioclase. D: Melt inclusions in leucite.
E: Albite porphyroblast with sigmoidal inclusion trails defined by tiny graphite particles. F: Cordierite
porphyroblast showing inclusion trails that are identical to matrix foliation. G: Staurolite poikiloblast.
H: Skeletal garnet. I: Chloritoid with minute inclusions forming an hour-glass structure. J: Andalusite
with fine-grained inclusions (chiastholite). K: Biotite, statically overgrowing the external schistosity.
L: Apatite, clouded interior due to tiny fluid inclusions.

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Exsolution textures

Figure 3-22 Exsolution textures

A: Augite twin on (100) with pigeonite lamellae on (001). B: Bronzite with thin augite lamellae on
(100). C: Exsolution lamellae in grunerite. D-H: Perthitic unmixing in alkali feldspars: mesoperthite,
film-like spindle perthite, network-like vein perthite. spindle perthite. coarse vein perthite. I,J: Antiperthitic unmixing in plagioclase. K,L: Embayed platelets and drop-like crystals of exsolved dolomite
in calcite host.

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Exsolution textures

Figure 3-23. Oriented exsolution of Fe,Ti-oxides (secondary inclusions)

A-E: Oriented precipitation of ilmenite platelets in orthopyroxene (A,B), clinopyroxene (C), hornblende (D) and biotite (E). F-I: Oriented precipitation of rutile needles in biotite (= sagenite; F,G),
garnet (H,I) and quartz (K). J: Hercynite with exsolved magnetite platelets. L: Oriented precipitation
of Fe,Ti-oxide needles in plagioclase.

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Reaction textures

Figures 3-24. Reaction textures in granulites

A-F: Garnet breakdown A: Radiating Hbl-Opx-Spl kelyphite fringe (garnet peridotite). B,C: Opx+Crd
symplectite (Grt+QzOpx+Crd; metapelite; Namibia, Lapland). D: Opx-Sil symplectite (Grt+Qz
Opx+Sil; Mg-Al granulite, Kola Peninsula). E: Opx-Spr symplectite (Grt+MgOpx+Spr; Mg-Al
granulite, Eastern Ghats, India). F: Crd-Qz symplectite (metapelite, Lapland). G,H: Breakdown of
sillimanite to form Spr-Crd symplectite (Opx+SilSpr+Crd. Mg-Al granulite, southern India).
I: Hercynite (Mt-unmixing, ilmenite), with finely pigmented cordierite rim in mesoperthite-quartz
matrix (Spl+QzCrd; metapelite, southern Madagascar). J: Sil+Grt double seam between nearly
opaque spinel and quartz (Spl+QzGrt+Sil; Fe-Al granulite, Eastern Ghats, India). K,L: Coronitic and
skeletal garnet formation in plagioclase (Cpx+Fa+PlGrt; ferrodiorite, Eastern Ghats, India).
Mineral abbreviations after Whitney & Evans (American Mineralogist, 95, 185187, 2010).

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Reaction textures

Figure 3-25. Reaction textures in granulites and HP- to UHP-metamorphic rocks

A: Garnet coronas around clinopyroxene (Cpx+PlGrt+Qz; calcsilicate rock, Eastern Ghats Belt,
India). B: Monticellite+wollastonite symplectite (kermaniteMtc+Wol; calcsilicate rock, Adirondacks, USA). C: Anorthite+calcite symplectite (meioniteAn+Cal; calcsilicate rock, Eastern Ghats
Belt, India). D: Cal+Qz aggregate (Wol+CO2Cal+Qz; South Norway). E: Periclase with brucite
fringe (Per+H2OBru; calcsilicate marble, Bad Harzburg, Germany). F: Diopside corona around
forsterite (Fo+Cal+CO2Di+Dol; marble, South Madagascar). G: Pseudomorphic replacement of
corundum by spinel (Crn+MgOSpl; Corundum-anorthite rock, South Madagascar). H: Fayalite+
quartz symplectite (ferrosiliteFa+Qz; Eastern Ghats Belt, India). I,J: Polymorphic transformation
coesitequartz (Dora Maira, Western Alps). K,L: Reaction omphacite+quartzdiopside+albite
(eclogite; Saualpe, Austria).
Mineral abbreviations after Whitney & Evans (American Mineralogist, 95, 185187, 2010).

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Alteration phenomena

Figure 3-26. Secondary alteration through reaction with aqueous fluids (I)
A-C: Serpentinization forsteriteserpentine+magnetite. D,E: Alteration of olivine to iddingsite
(goethite and clay minerals). F: Oriented replacement of orthopyroxene by talc. G: Reaction clinopyroxene amphibole. H: Oriented replacement of clinopyroxene by amphibole (uralite). I: Kaersutitic
amphibole with microcrystalline alteration seam of magnetite+clinopyroxene (opacite). J-L: Replacement of garnet by chlorite (J), biotite (K) and epidote (L).

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Alteration phenomena

Figure 3-27. Secondary alteration through reaction with aqueous fluids (II)
A: Chloritization biotite. B,C: Pinitization cordieritemuscovite. D: Brucite pseudomorphing
peri-clase. E,F: Replacement of corundum by muscovite (E) and gibbsite (F). G: Alteration of kyanite
to pyrophyllite. H,I: Muscovite replacing andalusite (H) and staurolite (I). J: Saussuritization plagioclaseclinozoisite+albite. K: Sericitization plagioclasemuscovite. L: Zeolitization anorthite
thomsonite.

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Alteration phenomena

Figure 3-28. Pleochroic halos around minerals containing radioactive isotopes

A-L: Pleochroic halos around inclusions of zircon, monazite and xenotime in biotite (A-C), cordierite
(D-F), amphibole (G-H) and chlorite (J-L).

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Optical properties: basic principles

4. Optical properties
4.1 Some basic principles
4.1.1 Nature of light, refraction
In order to describe the interaction of light rays with matter, two physical models can be
applied: (a) light as a wave, and (b) light as energy quanta. Most optical phenomena which
are observed during microscopic investigation of amorphous or crystalline substances (glass
phase, minerals), can be adequately explained with the wave model.
Wave model: Light rays propagate as electromagnetic waves. In each wave electric and
magnetic vectors oscillate orthogonal to each other and orthogonal to the propagation
direction. The optical behaviour of light when passing through amorphous or crystalline
substances is essentially controlled by the interaction of the electric vector with the electric
field of the ions. Interactions with the magnetic vector are negligible. Thus, each light wave
can be described as a harmonic oscillation [y = A sin(x)] (Fig. 4-1).
Colour: The human eye can only see a small part of the large spectrum of electromagnetic
radiation, namely the spectral domain between about 400 and 800 nm (visible light). This is
the colour spectrum from violet to blue, green, yellow, orange and red (Fig. 4-1). Sunlight
consists of various proportions of these colours, the combination of which is perceived as
white light. In thin section, colour effects are caused if the spectral composition of originally
white light is changed as light passes minerals, either by depletion of specific wavelengths
(absorption), or by dispersion of white light as a result of refraction or diffraction of light at
grain boundaries, inclusions and rough surfaces.

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Intensity: The intensity of light, of a specific colour, for example, is determined by the
amplitude of the light wave. It can be modified by absorption.
Polarization: Sunlight or the light emitted from the light source in the microscope consists of
waves which vibrate in random directions. In plane-polarized light, the light waves vibrate in
a defined direction. Plane-polarized light is generated in modern microscopes by a
polarization filter which reduces light of random vibration directions from natural or artificial
sources to light of a single vibration direction (Fig. 4-1). The bundle of light waves entering
the thin section consists entirely of E-W vibrating light waves if the polarizer is adjusted
precisely.
Interference: Two coherent light waves generated by the same light source can overlap (i.e.,
interfere) if they vibrate in the same plane and have the same velocity. This is realised in
optically anisotropic minerals when the two orthogonally vibrating light rays, generated
through double refraction in the crystal plate, are brought to interference in the analyzer after
leaving the thin section (see Ch. 4.2.3). The degree of phase shift () determines whether the
interfering waves are eliminated or produce a resultant wave of decreased or increased
intensity (Fig. 4-1). If certain sections of the white light spectrum are eliminated, diminished
or amplified, interference colours are generated (see Ch. 4.2.3).
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Optical properties: basic principles

Figure 4-1. Properties if light (wave model)

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Optical properties: basic principles

Refraction of light: The velocity of light (as measured in air) is reduced if it enters
substances of higher density (liquids, glasses, minerals). If the angle between the incident
light rays and the phase boundary (e.g., air/glass) is different from 90, the light rays change
the propagation direction; they are refracted. Snell's Law of refraction applies (Fig. 4-2) as
long as the materials involved are isotropic (cf. Ch. 4.1.2). In a thin section, the object (d = 25
m) lies embedded between epoxy resin and glass. As light velocity is almost identical in
glass and epoxy resin, refraction occurs mainly at boundary surfaces between the object and
epoxy resin, but also at phase boundaries within the object (Fig. 4-2).

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The light velocity v of a specified material is an important parameter for its identification. For
technical convenience, the refractive index n is used instead of velocity. The refractive index
is defined as the ratio between light velocity v0 in vacuum (about the same as in air) and light
velocity in the material studied. In isotropic materials, it can be determined experimentally by
measuring the angles of refraction and , whereby Snell's Law n2/n1 = sin/sin applies. As
light velocities in all solid and liquid substances are smaller than v0 (n1 = nair = 1), refractive
indices are generally larger than 1.

When passing through a glass prism, rays of

white light are split up into their spectral
colours due to differential refraction at the
two prism surfaces. This demonstrates that
ray velocity is dependent on wavelength
(causing dispersion). Therefore, monochromatic light must be used when determining
refractive indices.
Figure 4-2. Refraction of light, dispersion

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4.1.2 Isotropy and anisotropy

Isotropic materials
Optically isotropic substances such as gases, liquids, glasses and the highly symmetric cubic
minerals show optical behaviour that is independent of the direction of light propagation.
This means, their optical properties (light velocity, refractive index and colour) are identical
in all directions.
The three-dimensional propagation of light in an isotropic material can be presented
graphically as 3-D models for wave or ray velocity and for refractive index, both of which are
spheres (Fig. 4-3). The model preferred by mineralogists is the optical indicatrix, which
describes the refractive index as a direction-dependent variable.

Raith, Raase & Reinhardt February 2012

Figure 4-3. Isotropic substances; 3D surfaces of v and n

A. Ray velocity surface: For each ray direction, the velocity value is represented by a specific distance
from a chosen origin (v = 0). The geometric form representing all directions of ray propagation is a
sphere with radius v.
B. Indicatrix: For each ray direction, the refractive index is represented by a specific distance from a
chosen origin and is marked off parallel to the vibration direction and perpendicular to the ray
propagation direction. The geometric form representing the refractive index for all ray propagation
directions is a sphere with radius n. Each ray propagation direction has an infinite number of potential
vibration directions.

In thin section microscopy, glasses and cubic minerals generally show a single specific
refractive index and colour independent of orientation (Fig. 4-4). An indication of crystal
orientation in thin section can therefore only be derived from morphological properties, for
example, crystal outlines or cleavage (Fig. 3-9). Another important characteristic of optically
isotropic materials is that light waves do not experience any change in vibration direction.
This means that E-W vibrating plane-polarized light waves maintain their E-W orientation
after passing through the isotropic materials (glass, mineral). Therefore, they are blocked by
the analyzer, which is a N-S oriented polarizer (Fig. 4-4 A,E).

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Figure 4-4. Isotropic substances

Behaviour of light when passing through an isotropic substance (glass or cubic mineral):
In plane-polarized light chemically homogeneous glasses or crystals of cubic minerals show
the same colour independent of orientation and rotation of the stage (images B,C: MgFespinel; image D: almandine).
Under crossed polarizers (image A), glass and cubic mineral grains appear black independent
of orientation and rotation of the stage (image E: almandine).
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Anisotropic materials
Light propagation in optically anisotropic materials is direction-dependent. All non-cubic
crystalline substances (Fig. 3-1) are optically anisotropic. Light entering an anisotropic
crystal is "split" into two light waves that vibrate orthogonal to each other (with exceptions
applying to specific directions in the crystal). The two light waves propagate through the
crystal with different velocities. This phenomenon is called double refraction (Fig. 4-5).

Figure 4-5. Double refraction in a calcite rhombohedron (Huygenian construction)

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Crystals of hexagonal, trigonal and tetragonal symmetry

The 3-D models for ray velocities (expressed as v or 1/n) in crystals of hexagonal, trigonal
and tetragonal symmetry are therefore double surfaces (Fig. 4-6 A). They illustrate that one of
the two light waves (O-wave) propagates like light in an isotropic substance, with the same
velocity in all directions, while the other wave (E-wave) changes its velocity dependent on
the direction in the crystal. The E-wave has either the highest or lowest value (ve) in the
direction normal to the crystallographic c-axis. Any rotation away from this direction,
towards the c-axis, will shift ve towards the vo value (decreasing if ve > vo, or increasing if ve
< vo). In an orientation parallel c, ve has reached the same value as vo. Thus, in this particular
direction, the condition of optical isotropy is realised. This specific direction is referred to as
the optic axis. Minerals belonging to the group of hexagonal, trigonal and tetragonal
symmetry are optically uniaxial. The vibration directions of the waves are fixed within the
crystal: the E-wave vibrates within the plane defined by the ray direction and the c-axis; the
O-wave vibrates orthogonal to the E-wave.
Mineralogists prefer the single-surface indicatrix model for explaining optical phenomena
over the double-surface model of light propagation. The construction principle is illustrated in
Fig. 4-6 B: considering the centre of a crystal as the origin, the refractive indices of two light
waves belonging to one wave normal and vibrating orthogonal to each other are marked off in
proportional distances from the origin. Thus, a "refraction cross" is created which shows the
short and long axes of an ellipse. A construction of the ellipses for all possible wave-normal
directions in crystal space results in an ellipsoid which is the indicatrix.
The optical indicatrix of the crystal systems discussed here is an ellipsoid of revolution. It has
either a prolate form (ne > no; optically uniaxial positive) or an oblate form (ne < no; optically
uniaxial negative) (Fig. 4-6 C,D). The rotation axis (= optical axis) is identical to the c-axis.
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Optical properties: basic principles

Figure 4-6. Optically uniaxial crystals; 3D surfaces of v and n

A: 3D-surfaces of v and n; B: Construction of the indicatrix; C-D: Indicatrices of optically uniaxial
positive and negative crystals.

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Crystals of orthorhombic, monoclinic and triclinic symmetry

The propagation of both waves in crystals of such symmetry is direction-dependent. The
resulting 3D two-surface models of ray velocities are complicated and have not had any
impact on practical work. Microscopists prefer the single-surface indicatrix model for the
explanation of optical phenomena (Fig. 4-7).

Figure 4-7. Optically biaxial crystals, crystal symmetry and indicatrix

The indicatrix of crystals with orthorhombic, monoclinic and triclinic symmetry is respresented in a coordinate system with axes X, Y, Z that are orthogonal to each other. The geometry
of the triaxial ellipsoid is defined by the proportional lengths of the refractive indices nx, ny,
nz on X, Y and Z. Thus, the symmetry of the ellipsoid is generally orthorhombic. The
refractive indices are defined as nz > ny > nx (or n > n > n).

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There are two circular sections with the radius ny. Orthogonal to these circular sections, light
propagates with the same velocity as in an isotropic substance. These two directions correspond to the two optic axes A. The low-symmetry crystals are therefore optically anisotropicbiaxial.
The optic axes lie in the ZX plane (= optic axial plane OAP). Y is orthogonal to the OAP. The
angle between the optic axes (2V) is mineral-specific and can attain values between 0 and
90. If Z dissects the acute angle (2Vz < 90), the crystal is biaxial-positive; if X dissects the
acute angle (2Vx < 90), the crystal is biaxial-negative. If the axial angle is 90, the crystal is
optically neutral.
The spatial orientation of the indicatrix in a crystal is defined by the crystal's symmetry:
In crystals of orthorhombic symmetry, the ellipsoid axes (X, Y, Z) correspond to the
crystallographic axes (a,b,c). Which indicatrix axis is parallel to which crystallographic
axis depends on the specific mineral.
In crystals of monoclinic symmetry, it is only the crystallographic b axis and one of the
indicatrix axes that are parallel (commonly Y). The other two axes lie in the symmetry
plane (010) and form angles with the crystallographic axes a and c.
In triclinic crystals, none of the axes of the orthorhombic indicatrix is parallel to any of the
crystallographic axes. The indicatrix axes form mineral-specific angles with the crystallographic axes.
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Colour and pleochroism

4.2 Optical characteristics used for mineral determination

4.2.1 Colour and pleochroism
The intensity of white light can be variably decreased due to absorption as it passes through
the thin section. If absorption wavelengths are outside the visible spectrum, glass phase and
minerals appear colourless (white to greyish). Colours are generated if selective absorption
affects certain parts of the spectrum more than others. Colour and colour intensity are
important mineral-specific properties.
Practical hints: Colour intensity increases with sample thickness. In a standard thin section
(25-30 m thickness) wedge-shaped edges of grains or crystals thinner than 25 m show a
distinctly paler colour. In minerals with a high refractive index (n > 1.6) weak colours may be
masked by the minerals' chagrin (see 4.2.2). Chagrin effects can be minimised if absorption
colours are observed at high magnification (objective magnification M > 20x), with the
auxiliary condenser inserted and aperture diaphragm completely open. Furthermore, it should
be noted that the colour hue depends to some degree on the temperature of the light source.
This can be adjusted to correspond to the colour temperature of natural light by changing
light intensity and using appropriate filters (e.g., a blue filter).

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In optically isotropic substances (glass phase, cubic minerals) light absorption is identical in
all directions. Glasses and cubic crystals therefore show a single colour, no matter how the
crystals are sectioned, as long as they are chemically homogeneous. The colour does not
change if the stage is turned (Fig. 4-8). Colour and colour intensity provide clues to type and
concentration of colour-inducing cations. This can be demonstrated using glasses and spinel
group minerals of different composition (Fig. 4-9).

Figure 4-8. Optically isotropic phases such as the cubic minerals shown here generally
display a single colour, independent of orientation. A-C: MgFe-spinel, hercynite, magnesioferrite. D,E: melanite, almandine. F: hauyne.
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Colour and pleochroism

Figure 4-9 A. Relationship between colour of the glass phase from slags of coal-fired boilers
and the content in staining components TiO2 and Fe2O3 (wt.%)

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25

47

Figure 4-9 B. Relationship between mineral colour and composition of spinels in the system
magnetite-magnesioferrite-hercynite-spinel. Spinel samples are partly from slags and sinters
in coal-fired boilers (numbered samples) and partly from natural rocks.

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Colour and pleochroism

In optically anisotropic substances (non-cubic minerals), absorption is a directional

property. Thus, crystals of a single mineral species can display different colours dependent on
their orientation and corresponding light vibration directions. Colours and pleochroism are
mineral-specific properties.

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The majority of minerals do not show any, or only weak, pleochroism. Exceptions displaying
strong pleochroism are tourmaline, members of the amphibole group, Fe-Ti-rich biotites, and
less common minerals such as piemontite, sapphirine, dumortierite and yoderite. Fig. 4-10
shows examples of distinct to strong pleochroism.

Figure 4-10. Examples of distinct to strong pleochroism.

A: Piemontite. B: Glaucophane. C: Sapphirine. D: Viridine. E: Thulite. F: Yoderite (by courtesy of Dr. N. Jns,
Universitt Bremen). G: Chloritoid. H: Biotite. I: Ti-rich biotite. J: Lazulite. K: Aegirine augite. L: Fe3+-rich
epidote (pistacite).

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Colour and pleochroism

Pleochroic minerals of tetragonal, hexagonal and trigonal symmetry show two specific
absorption colours (dichroism), parallel to the vibration directions of the E- and O-waves.
Sections orthogonal to the crystallographic c-axis (= optic axis) generally show the absorption
colour of the O-wave as the microscope stage is rotated. Sections parallel to the c-axis show
an alternation between the absorption colour of the E-wave (E-W orientation of the c-axis)
and the O-wave (N-S orientation of the c-axis) for every 90 rotation of the stage (Fig. 4-11
and Fig. 4-12: example tourmaline).

Figure 4-11. Change of absorption colour of tourmaline during a 360 rotation of the
microscope stage. Shown are the four positions of a crystal section in which the vibration
directions of the two waves coincide exactly with the directions of the polarizers. In these
orientations, only the E-W vibrating wave passes the crystal; the N-S wave is not activated.

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Pleochroic minerals of orthorhombic, monoclinic and triclinic symmetry possess three

characteristic absorption colours (trichroism) related to vibration directions parallel to the
principal indicatrix axes X, Y and Z. The determination of these colours must be performed
on selected crystal sections that are parallel to two of these axes (Fig. 4-14 A-C). The relation
between crystal orientation, vibration direction and absorption (pleochroism) for members of
the amphibole group is explained in Figs. 4-15,16,17. As the example of the amphiboles
demonstrates beautifully, there is a correlation between absorption colour and chemical
composition (Fig. 4-13).

Figure 4-13. Colours of amphiboles of different composition, in relation to the principal

vibration direction parallel b. The amphibole grains are oriented such that the b-axis is in
alignment with the lower polarizer. In these minerals, b is parallel to the indicatrix axis Y.
Hence, the colours displayed correlate with Y (cf. Fig. 4-15).
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Colour and pleochroism

Figure 4-12. Determination of the colours relating to the vibration directions of the E- and Owaves of an optically uniaxial mineral, using tourmaline as an example.

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Colour and pleochroism

Figure 4-14 A-C. Change of absorption colour in crystal sections of biotite, actinolite and
aegirine-augite as the stage is rotated 360. Shown are the four positions in which the
vibration directions of the two waves coincide exactly with the directions of the polarizers. In
these orientations only the E-W vibrating wave passes the crystal; the N-S wave is not
activated. Therefore, these crystal sections change their colour every 90 of rotation. In the
actinolite and aegirine-augite sections, these are the colours relating to the ny and nx waves,
and in biotite, the colours relating to the nz~y and nx waves.
As far as clinoamphiboles are concerned, the absorption colours parallel to X, Y and Z are
determined in two specific sections (Figs. 4-15,16,17):

Raith, Raase & Reinhardt February 2012

(1) In crystal sections parallel to (010), the vibration directions Z and X are in the viewing
plane, except for some rare alkaline amphiboles. Such sections are commonly prismatic in
shape and can be recognised by their high interference colours (n = nz-nx) (see Ch. 4.2.3).
(2) In crystal sections perpendicular to c, the vibration directions Y (parallel to b) and X are
in the viewing plane. These crystal sections are recognised by the characteristic intersection
of the {110} cleavage planes.
Crystal sections perpendicular to one of the two optic axes appear in a single colour
corresponding to Y as the stage is turned (ny wave only).

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Colour and pleochroism

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Figure 4-15. Determination of the colours for the principal vibration directions Z, Y and X of
an optically biaxial mineral, using actinolite, Ca2(Mg,Fe2+)5 [Si8O22](OH)2, as an example.

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Figure 4-16. Determination of the colours in the principal vibration directions Z, Y and X of
an optically biaxial mineral, using kaersutite, NaCa2Mg3Fe2+ (Ti,Fe3+)[Al2Si6O22](OH)2, as an
example.

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Figure 4-17. Determination of the colours in the principal vibration directions Z, Y and X of
an optically biaxial mineral, using glaucophane, Na2(Mg,Fe2+)3 (Al,Fe3+)2[Si8O22](OH)2, as an
example.

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Light refraction: relief

4.2.2 Light refraction (relief, chagrin, Becke line)

Refractive indices are important characteristics for identifying minerals. Their values cannot
be determined directly in thin section, but must be estimated from a comparison with the
embedding medium (epoxy resin; n about 1.54) or with minerals of known refractive indices,
using light refraction effects. Criteria for doing this are relief, chagrin and the Becke line.
Relief

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Mineral grains that have higher or lower refractive indices than their immediate surroundings
show distinct contours and appear to lie higher or lower than the adjacent materials. The
relief is a result of refraction and internal total reflection of light rays at the interface between
the mineral grain and its surroundings. The higher the difference between the respective
refractive indices, the more pronounced are grain outline and relief. Both disappear if the
refractive indices of adjacent materials are identical (Fig. 4-18).

Figure 4-18. Generation of relief by refraction of light rays at grain boundaries. The lower
sequence shows, from left to right, grains of fluorite (Fl), K-feldspar (Kfs), albite (Ab),
muscovite (Ms), clinozoisite (Cz), garnet (Grt) and zircon (Zrn) in quartz (nqz = 1.544-1.553).

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Light refraction: chagrin

Chagrin (surface roughness)

The upper and lower surfaces of minerals in thin section (in polished sections only the lower
surface) show relief due to minute roughness, unevenness and cracks. If the minerals have
higher or lower refractive indices than the embedding medium (epoxy resin, n = 1.54),
refraction and reflection of light rays will occur at this micro-relief. As a result, the grain
surfaces display a finely pitted structure in the microscope, which is referred to as chagrin
(French for grained leather). The larger the difference of the refractive indices between
mineral and epoxy resin, the more pronounced is the chagrin as the proportion of totally
reflected and scattered light increases (Fig. 4-19).

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Figure 4-19 Chagrin in relation to the refractive index of a mineral.

Practical hints: The chagrin contrast may be modified by changing the illumination
conditions: (1) putting the auxiliary condenser lens into the light path and opening the aperture diaphragm decrease the chagrin effect; (2) closing the aperture diaphragm and swinging
out the condenser lens increases the effect. For an estimation of the light refraction of an
unknown mineral using the chagrin contrast, the illumination conditions and magnification
should be kept constant (i.e., small aperture by closing the aperture diaphragm; 20x
objective).
Furthermore, it should be noted that the chagrin contrast is generally low in polished
microprobe sections, as light scattering is only occurring at the rougher lower surface of the
minerals.
Note also that a clouding due to finely disseminated mineral and fluid inclusions can give an
impression of higher chagrin than the host material actually has.

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Light refraction: Becke Line

Becke Line
At the boundary between two substances of different refractive index (crystalepoxy resin,
crystalglass, crystalcrystal) a bright fringe, the Becke Line, is observed at high magnification. When closing the aperture diaphragm, this fringe may show colours, particularly if the
minerals show a small difference in refractive index but a large difference in dispersion. The
Becke Line is named after Friedrich Becke (1855-1931).
If this phase boundary is defocused by raising or lowering the stage slightly, the light fringe
moves from one phase into the adjacent one: When lowering the stage it moves into the
higher refractive substance, and when raising the stage into the lower-refractive substance. An
explanation of this phenomenon is given in Fig. 4-20, left-hand side.

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The intensity of the Becke Line decreases as the difference in refractive indices between the
adjacent substances decreases. It disappears completely if the indices are identical.
Differences in the refractive indices in the order of 0.001 to 0.002 can still be recognised. On
the other hand, the Becke Line is obscured at high differences in refractive index by the
strong chagrin.

Figure 4-20. Generation of the Becke Line (left); movement of the Becke Line at the quartzglass interface as a result of raising or lowering the stage.
Practical hints: For observation of the Becke Line, a steeply inclined, but not vertical, clean
boundary between two phases must be chosen. Suitable are also broken-off grain boundaries
bordering on epoxy resin (in break-outs or at the thin section edge). The phase boundary is
then viewed with sufficiently high magnification (20x objective), the contrast is optimised by
closing the aperture diaphragm, and the sense of movement of the Becke Line is studied by
raising and lowering the stage slightly (Fig 4-20, right-hand side).
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4.2.3 Double refraction

In non-cubic, optically anisotropic crystals, light propagates in all directions as two sets of
orthogonally vibrating plane-polarized waves, except for directions parallel to an optic axis.
The two waves have different velocities (and correspondingly different refractive indices nz'
and nx').

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The specific relation between crystal symmetry and indicatrix in each mineral species defines
the orientation of the polarization plane and the refractive index of the two waves (Ch. 4.1.2;
Figs. 4-6,7). For every crystal section seen in thin section, these parameters can be derived
from the ellipse created by the intersection of the indicatrix and the thin section plane (Fig. 421).

Figure 4-21. Relationship between crystal section, crystal orientation and indicatrix
orientation using melilite as an example.
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4.2.3.1 Observation without analyzer (plane-polarized light mode)

In plane-polarized light, anisotropic minerals can only be distinguished from isotropic
minerals if characteristic grain shapes are observed (e.g., elongate or platy habit), if the grains
display relief changes such as chagrin contrast as the stage is turned (only in minerals with
large differences in nz' and nx'), or if the absorption colour changes with changing orientation
(pleochroism).
The birefringence (n) of minerals is commonly not large enough to create distinct chagrin
effects, with the exception of carbonates. Fig. 4-22 shows the striking change of chagrin in
calcite and dolomite due to their extreme birefringence (n = 0.172Cal resp. 0.177Dol).

Figure 4-22. Change of chagrin in calcite and dolomite during a 360 rotation of the stage.
Crystal sections are oriented parallel to the c axis. Shown are the four positions where the vibration
directions of the two waves in the crystal coincide exactly with the polarizer directions. In these
positions, only the E-W vibrating wave is passing through the crystal. The large difference between the
refractive indices of the O- and E-waves causes the change in chagrin (n = 0.172Cal resp. 0.177Dol).

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The majority of minerals show no or very little pleochroism. Exceptions include tourmaline,
members of the amphibole group, Fe-Ti-rich biotites as well as less common minerals such as
piemontite, sapphirine, dumortierite, yoderite and lazulite (Fig. 4-10).
Pleochroic minerals of tetragonal, hexagonal and trigonal symmetry show two characteristic
absorption colours parallel to the vibration directions of the E- and O-waves (dichroism).
Crystal sections normal to the crystallographic c-axis (= optic axis) only show the absorption
colour of the O-wave as the stage is rotated. Crystal sections parallel to the c-axis show an
alternation between the absorption colour of the E-wave (E-W orientation of c) and the Owave (N-S orientation of c) every 90 during stage rotation (Ch. 4.2.1, Figs. 4-11,12).
Pleochroic minerals of orthorhombic, monoclinic and triclinic symmetry show three
characteristic absorption colours parallel to the principal indicatrix axes X, Y and Z
(trichroism). Crystal sections normal to one of the two optic axes show the absorption colour
of the Y vibration direction as the stage is rotated. An identification of the absorption colours
in the X, Y and Z directions requires specific crystal sections (Ch. 4.2.1, Figs. 4-1417).
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4.2.3.2 Observation with analyzer inserted (crossed-polarizers mode)

Extinction behaviour: The rotation of a birefringent crystal section between crossed
polarizers involves a periodic change between a bright image and a dark image. A full
rotation of the stage involves four extinction positions separated by 90 and four bright
images in between (Fig. 4-23). The four orientations of maximum brightness are also referred
to as diagonal positions.

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Figure 4-23. Extinction positions and diagonal positions of a quartz grain during a 360
rotation of the stage.
In the extinction position the E-W vibrating waves leaving the polarizer are exactly parallel
to one of the two possible vibration directions of the crystal (Fig. 4-23). Hence, the waves are
not split up and pass the mineral without any change in vibration direction as E-W vibrating
waves which propagate with the velocity specific to that direction in the crystal. Taking the
optically uniaxial quartz as an example, either the E- or the O-waves with the refractive
indices ne' resp. no are parallel to the polarizer. In the general case of an anisotropic mineral,
the waves are those that relate to the refractive indices nz' and nx'. After leaving the crystal,
the E-W vibrating waves are blocked by the N-S-oriented analyzer, and the crystal appears
black.
If the crystal is rotated out of the extinction position, the plane of polarisation of the light
entering the crystal is no longer parallel to any of the principal vibration directions in the
crystal (no, ne', nz', nx'). The E-W vibrating waves leaving the polarizer are therefore split up
in the crystal into two orthogonally vibrating waves with refractive indices ne' and no resp. nz'
and nx' in the general case of an anisotropic mineral (Fig. 4-23,24). As light enters the crystal,
the relative amplitudes a1 and a2 of the two newly generated waves depend entirely on the
orientation of nx' and nz' (or no and ne') with respect to the polarizer (Fig. 4-24, bottom row).
At small angles, one of the two waves very much dominates in terms of light intensity. In
the 45 diagonal position the a1 and a2 amplitudes are identical. However, without the analyzer
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there is no discernible change in light intensity as the stage is rotated (at least in colourless
minerals), simply because the total light intensity from a1 and a2 remains constant.
Anisotropic coloured minerals are, of course, expected to show a variation of absorption as
the stage is turned (Ch. 4.2.1), and high-birefringent minerals may show variable refraction
effects (Fig. 4-22).

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As both waves propagate in the crystal with different velocities (and correspondingly different
refractive indices nz' and nx'), a specific phase shift (= retardation gamma) is created by the
time the light reaches the upper crystal surface (Fig. 4-24; in this example, the phase shift is
/2).

Figure 4-24. Vector construction for light intensities as the mineral is rotated from the
extinction position into a 45 diagonal position.

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Retardation refers to the accumulated distance between the wave front of the fast wave
(correlating with nx') and that of the slow wave (correlating with nz') by the time the slow
wave reaches the crystal surface. As both waves revert back to identical wave velocity after
leaving the crystal, retardation remains constant in the microscope from that point onwards,
unless these light waves pass through another crystal (which they do if an accessory plate is
inserted; see Ch. 4.2.4). In thin section microscopy, retardation is expressed in nm. In
macroscopic crystals, retardation can be in the order of millimetres. Taking calcite as an
example, O-wave and E-wave passing through a cleavage rhombohedron of 2 cm thickness
have accumulated a retardation of 1.84 mm as they exit the crystal (light path orthogonal to
rhomb faces).
The amount of retardation is determined by two factors, (1) the difference between the two
wave velocities, or expressed differently, by the birefringence value (n = nz' nx') of the
particular crystal section observed; and (2) by the thickness (d) of the crystal plate in the thin
section. Thus, = d * (nz' nx').
The distance between bottom and top of the crystal plate (i.e., thickness d) can also be
expressed as multiples of wavelengths (d = m*). As light of an initial wavelength i enters
the crystal, two waves with different wavelengths are generated (slow wave: z' = i/nz'; fast
wave: x' = i/nx'). If d is expressed as multiples of z' and x', we get
d = m1*z' = m2*x' or m1 = d/z' and m2 = d/x'
Retardation is the difference between the multipliers m1 and m2, multiplied by wavelength i:
= (m1 m2) * i.
Note that by the time the slow wave reaches the upper crystal surface, the fast wave has
reverted to i and travelled the distance outside the crystal.
Thus, = (d/ z' d/x') * i
as z' = i/nz' and x' = i/nx',

Raith, Raase & Reinhardt February 2012

= (d * nz'/i d * nx'/i)i = d * (nz' - nx').

After leaving the crystal, the two waves with amplitudes a1 and a2 enter the analyzer with the
retardation obtained within the crystal plate. As shown by vector decomposition (Fig. 4-24)
two waves of the same wavelength but reduced amplitudes (a1' and a2') come to lie in the
analyzer's plane of polarization. The orthogonally oriented wave components are blocked by
the analyzer. The relative amplitudes a1' and a2' of the transmitted waves depend entirely on
the orientation of the vibration directions with respect to the polarizer and analyzer directions.
They have their minimum (zero) in the dark image (= extinction) position and reach their
maximum after rotation of 45 from the extinction position, in the diagonal position (Figs. 423, 4-24).

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As the light waves enter the analyzer, they are reduced to their analyzer-parallel components,
and are thus subject to interference. The amount of retardation controls whether two related
waves obliterate each other completely, or whether they generate a resulting wave with an
amplitude from anything above zero to maximum height (Fig. 4-25). It is important here to
appreciate the conditions for constructive and destructive interference of originally orthogonal waves which interfere in the analyzer (Figs. 4-24, 4-25) as opposed to the simple case
of interference of two waves vibrating in a single plane (cf. Fig. 4-1).
Considering interference of light waves in the N-S transmission direction of the analyzer, two
extreme cases can be distinguished:
Case A: If the retardation of the two waves corresponds to a phase shift of zero or wholenumber multiples of , the condition of complete destructive interference is realized. The
analyzer-parallel wave components of this particular wavelength vibrate in opposite directions and hence obliterate each other. No light is passing the analyzer (Fig. 4-25A).
Case B: If the retardation of the two waves corresponds to a phase shift of /2 or odd-number
multiples of /2, the condition of maximum constructive interference is realized. The
analyzer-parallel wave components of this particular wavelength vibrate parallel (in phase)
and thus are superimposed to form an interference wave of maximum amplitude (i.e.,
maximum light intensity). The light is completely transmitted by the analyzer (Fig. 4-25B), if
absorption effects of the polarizing filter are disregarded.
For any retardation between these extremes the intensity of the light transmitted by the
analyzer is reduced to a certain degree, depending on the exact phase shift (e.g., 50% for
and ). If monochromatic light was used, mineral grains of variable orientation in a thin
section would show different levels of brightness, between black and maximum brightness, as
n depends on crystal orientation, and retardation is a function of n ( = d*n; d = const).
Mineral grains with wedging-out edges would show a bright-and-dark-striped pattern corresponding to a continuous variation in relating to the change in d (n = const).

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Crystal sections observed in white light under crossed polarizers appear in characteristic
interference colours that vary only in intensity as the microscope stage is turned, as long as
the mineral is in an off-extinction position (Fig. 4-26).

Figure 4-26. Interference colour of a forsterite crystal as the stage is rotated from the extinction position into a 45 diagonal position. The interference colour does not change during
rotation, but its intensity does. In the crystal section parallel (100) birefringence is (nynx) =
0.015 and retardation thus amounts to 25*103 nm * 0.015 = 375 nm.
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Figure 4-25A. Schematic presentation of the behaviour of light passing through a birefringent
crystal which is in a diagonal position. Polarizers are crossed. For simplicity, only monochromatic light is shown. Retardation is 1. For explanations see p. 88.

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Figure 4-25B. Schematic presentation of the behaviour of light passing through a birefringent
crystal which is in a diagonal position. Polarizers are crossed. For simplicity, only monochromatic light is shown. Retardation is . For explanations see p. 88.

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Explanations for Figures 4-25A and 4-25B

Case A: Maximum destructive interference (0% transmission by the analyzer) if the
retardation accumulated in the crystal is 1. The same applies if the retardation is zero or a
whole-number multiple of [ = n*; n = 0,1,2,3,].
A light wave emitted from a light source experiences the following modifications (3-D
model): E-W polarization in the lower polarizer; splitting up into two light waves with
mutually perpendicular vibration directions as the light enters a birefringent crystal. Inside the
crystal the two waves travel at different velocity and have different wavelengths. As the two
waves exit the crystal they maintain their vibration directions but revert back to the
wavelength and velocity of light below the crystal. From the point of exit the retardation
accumulated within the crystal remains constant. The analyzer-parallel (N-S) components of
the two waves entering the analyzer vibrate in opposite directions and thus eliminate each
other by interference.
Case B: Maximum constructive interference (transmission by the analyzer at maximum
amplitude) if the retardation accumulated in the crystal is /2. The same applies if the
retardation is an odd-number multiple of /2 [ = (2n+1)*/2; n = 0,1,2,3,].

Raith, Raase & Reinhardt February 2012

A light wave emitted from a light source experiences the following modifications (3-D
model): E-W polarization in the lower polarizer; splitting up into two light waves with
mutually perpendicular vibration directions as the light enters a birefringent crystal. Inside the
crystal the two waves travel at different velocity and have different wavelengths. As the two
waves exit the crystal they maintain their vibration directions but revert back to the
wavelength and velocity of light below the crystal. From the point of exit the retardation
accumulated within the crystal remains constant. The analyzer-parallel (N-S) components of
the two waves entering the analyzer vibrate in parallel arrangement and thus produce a
resulting wave of maximum amplitude.
Green: Plane-polarized light exiting the polarizer. Red: fast wave inside the crystal (correlates
with nx') and its corresponding wave outside the crystal; blue: slow wave inside the crystal
(correlates with nz') and its corresponding wave outside the crystal.
The left-hand side of Figs. A and B (column 1) displays schematic 3-D presentations of the
crystal, the polarizers and the light waves. The vector decomposition of the original light
wave as it enters the crystal as well as the vector relationships in the analyzer are shown in a
view from the top (i.e., in the direction of the microscope axis; column 2). The same viewing
direction applies to the vibration directions at the various positions of light transmission in the
microscope (column 4). Column 3 represents a projection of the light waves into an E-W
plane containing the microscope axis. It should be noted that the red and blue light waves
vibrate at 45 to the drawing plane and perpendicular to each other (as seen in the 3-D
models). The light exiting the analyzer in the case of constructive interference (case B)
vibrates N-S und hence perpendicular to the projection plane.
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Interference colours:

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In contrast to monochromatic light, the use of white light provides a full spectrum of wavelengths (spectral colours) which, for a given retardation, is modified in the analyzer through
interference such that certain wavelengths are transmitted at full intensity; others are reduced
to a variable degree or are obliterated entirely. White light exiting a colourless anisotropic
crystal comprises an infinite number of wave couples corresponding to all spectral colours,
each wavelength represented by a wave couple with mutually orthogonal vibration directions
that are fixed by the crystal's orientation (cf. Figs. 4-25A and B which show such single wave
couples). Interference in the analyzer between the two waves of each couple across the light
spectrum is a way of making retardation visible and also quantifiable. Any specific
retardation modifies the full white-light spectrum, generating a characteristic wavelength
spectrum and wave amplitude pattern, which in combination produce a unique interference
colour. Evidently, interference colours can only be generated from polychromatic light. They
correlate directly with retardation. The sequence of interference colours in relation to
increasing retardation is explained graphically in Figs. 4-27 and 4-28.

Figure 4-27. Constructive and destructive interference as a function of wavelength and

retardation in the spectral range of visible light (see also Fig. 4-28). The variation of the
intensity of the light being transmitted by the analyzer is described by the equation I =
100[sin2(/)180].
To give a few examples: In the lower range of retardation ( = 0 200 nm) black and grey
colour tones dominate as the complete colour spectrum of white light is affected by a
reduction of intensities. At around = 250 nm only wavelengths from both ends of the
spectrum are slightly diminished which is perceived as close to white ("first-order white").
The range = 400 500 nm shows characteristic orange to light red interference colours, as
blue and green wavelengths are suppressed, while longer wavelengths dominate the spectrum.
This situation is reverse in the range = 600 650 nm. Here, the shorter wavelengths
dominate, which results in a blue interference colour. The distinctive purple colour at = 551
nm ("first-order red") lies in a position where the intermediate wavelengths (green to orange)
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Figure 4-28. Graphical presentation explaining the sequence of interference colours. The
interference colour for a specific value of derives from the sum of all wavelength amplitudes in the visible spectrum that have been modified by interference in the analyzer (or, in
other words, the sum of intensities of all wavelengths across the spectrum after interference in
the analyzer). As can be derived from the figure, a specific interference colour in its precise
spectral composition cannot occur more than once in the colour chart (cf. Fig. 4-27).
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are "filtered out", while red and blue hues dominate. The range = 500 1500 nm is
characterized by relatively intense colours due to elimination or reduction of one or two
relatively narrow spectral intervals for each value. For high retardation values ( > 1500
nm) an increasing number of spectral domains distributed over the full wavelength spectrum
is subtracted which produces increasingly pale colour tones and, at very high , an
interference colour that is perceived as white. As can be derived from Fig. 4-27, at very high
retardation the interference colour spectrum consists of a narrow-spaced and evenly
distributed arrangement of domains of constructive and destructive interference, such that
none of the major colour bands is cut out completely.

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Thus, the interference colour spectrum starts with black ( = 0) and progresses through grey,
white, yellow, and orange to a succession of intense colours of red blue green yellow
orange red, which repeats itself with increasing retardation, while getting more and
more pale (Fig. 4-29; Michel-Lvy colour chart). The colour sequence is subdivided into
colour orders using the distinctive purplish reds (in steps of 551 nm). From the 4th order
upwards, the interference colours are dominated by alternating greenish and reddish hues.
With increasing retardation these fade more and more and eventually approach white (Fig. 433). This is referred to as high-order white (in contrast to first-order white).
The first graphical presentation between retardation, crystal thickness and birefringence [ =
d*(nz'nx')] was published by Michel-Lvy (1888, Tableau des birfringences in "Les
Minraux des Roches", Paris). This interference colour chart which shows just over four
colour orders is used to this day as a useful standard tool for mineral determination at the
microscope. Improvements in printing technique over time ensured that modern colour charts
are a reasonably close reproduction of the interference colour spectrum observed in polarizedlight microscopes (such as the colour charts of Zeiss and Leica). Nevertheless, some
weaknesses in colour reproduction are evident like the second-order green which is far too
prominent in most colour charts. The Michel-Lvy colour chart of this guide provides an
improved reproduction of the colour spectrum (Fig. 4-29). It has been calculated by Dr. Bjrn
Eske Srensen (Department of Geology and Mineral Resources Engineering, NTNU-Trondheim, Norway) using MATLAB. The spectrum has been calculated taking into account human
colour perception (CIE-calibrated curves of sensitivity for the primary colours red, green,
blue) and the RGB colour space of the computer. Conformity between calculated and
observed interference colours was further optimised using the gamma correction of the
intensity values.
When redesigning the Michel-Lvy colour chart for this guide we modified the presentation
such that the application principle for mineral determination is easy to grasp, compared with
the widely distributed standard charts of Zeiss or Leica (Figs. 4-29 and 4-32). Guided by our
experience with microscopy courses we also developed an alternative concept for the
interference colour chart. We believe this chart is easier to read where birefringence values or
crystal thickness need to be determined, compared with the classic colour chart. The difference to the standard Michel-Lvy colour chart is that the colours representing retardation are
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Figure 4-29. -d Interference colour chart after Michel-Lvy.

The birefringence values of the radial lines in the colour chart are correlated with common rockforming minerals. The use of the colour chart for mineral identification and determination of crystal
thickness is explained in the text and is further demonstrated in Fig. 4-32.

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Figure 4-30. n-d Interference colour chart after Raith-Srensen.

The birefringence values of the colour chart are correlated with common rock-forming minerals. The
use of the colour chart for mineral identification and determination of crystal thickness is explained in
the text and is further demonstrated in Fig. 4-32.

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arranged as a function of birefringence and crystal (or thin section) thickness (Fig. 4-30). The
resulting, more complex hyperbolic colour arrangement has been calculated by Bjrn Eske
Srensen using MATLAB. The correlation between the birefringence value of an unknown
mineral in a section of known thickness and the mineral's interference colour can be
conceived intuitively (Fig. 4-32, right-hand side). Similarly, reading the thin section thickness
from the reconfigured colour chart using the maximum interference colour of a known
mineral is straightforward. The dependence of interference colour on thin section thickness is
immediately evident. However, for getting the numerical correlation between retardation and
n, or between retardation and d, the Michel-Lvy chart is the better choice.
When using interference colours for the determination of minerals it has to be kept in mind
that the retardation which accumulates as the waves pass through the crystal is not only
dependent on n of that particular crystal section, but also on the thickness of the sample. In
order to correlate interference colours and birefringence values directly, the thin section
thickness has to be known. Therefore, thin sections are prepared with a defined standard
thickness (commonly 25 or 30 m). However, there may be reasons to deviate from these
standard values, for example, if the contrast of interference colours between low-birefringent
phases is to be increased; or, to improve the contrast between differently oriented grains of
extremely high-birefringent minerals, the interference colours can be reduced to a lower order
(as in ultra-thin sections of carbonates).

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Figure 4-31. Relation between interference colour and grain (crystal) orientation of anisotropic minerals, using quartz, diopside and anhydrite as examples.
A: The euhedral quartz crystals from a vein show creamy-white to dark grey first-order interference
colours. Creamy-white crystals: sections parallel to the c-axis [max. birefringence (ne no) = 0.009];
dark grey crystal: section nearly orthogonal to c [circular indicatrix section showing no; birefringence =
0].
B: The diopside grains in a calcsilicate rock show different interference colours, dependent on crystal
orientation, ranging from second-order blue-green to first-order dark grey. Blue-green grain: section
parallel to (010) resp. optic axial plane [max. birefringence (nz nx) = 0.031]; dark grey grain: section
nearly orthogonal to one of the two optic axes [circular indicatrix section showing ny; birefringence =
0].
C: The anhydrite grains show different interference colours, dependent on crystal orientation, ranging
from third-order red to first-order (near-)black. Pale red grains: section parallel to (010) resp. optic
axial plane [max. birefringence (nz nx) = 0.044]; black grain: section orthogonal to one of the two
optic axes [circular indicatrix section showing ny; birefringence = 0].

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Figure 4-32. Determination of birefringence and thin section thickness using interference colour.
Left-hand side: (A) Variation of interference colours in differently oriented forsterite grains; (B) to (D)
Decreasing interference colours at wedge-shaped grain edges of forsterite grains in different
crystallographic orientation. The crystal section D shows the highest interference colour (2nd order
yellow-green) and is oriented orthogonal to c, i.e. parallel to (001) with principal vibration directions
Z//a and X//b. (E) In this quartzite thin section, grains sectioned parallel to c show the highest
interference colour (1st order creamy white); these are sections containing the principal vibration
directions E = Z//c and O = Xc.
Right-hand side, top: Determination of birefringence (nz nx) of forsterite (section D) in a standard
thin section of known thickness (25 m) taking the maximum interference colour observed in thin
section [(-d colour chart after Michel-Lvy].
Right-hand side, bottom: Determination of thin section thickness from the maximum interference
colour observed for a mineral with known birefringence. Examples are shown for forsterite (n =
0.032; grain section D) and quartz (n = 0.009; creamy white grains in section E) [n-d colour chart
after Raith-Srensen].
The determination procedures as shown on the right-hand side may be applied in reverse, of course,
with both types of colour charts.

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Determination of birefringence using the interference colour: Birefringence is an

important property of anisotropic minerals and is crucial for mineral determination. However,
the amount of birefringence of a specific mineral depends on the orientation of the section. In
optically uniaxial minerals it varies from zero in the section perpendicular to the optic axis
(direction of optical isotropy), to a maximum value (|ne-no|) in sections parallel to the optic
axis. In optically biaxial minerals it varies from zero in sections perpendicular to one of the
two optic axes, to a maximum value (nz-nx) in the section parallel to the optic plane. For this
reason, the grains of each anisotropic mineral show different interference colours in thin
section dependent on their crystallographic orientation (Figs. 4-31). For routine mineral
identification, only the maximum birefringence (n = nz-nx) values are critical (Fig. 4-32),
and these values are commonly listed in mineral-optical tables or compilations.

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The determination of interference colours may be difficult in highly birefringent minerals

(such as carbonates: so-called high-order white). Wedge-shaped grain boundaries provide a
means to observe the colour spectrum, in relation to decreasing crystal thickness, down to
first-order black (Fig. 4-33).

Figure 4-33. A. Calcite grains in a thin section of marble appear in high-order white (+Pol).
B. The wedge-shaped margin of a calcite grain shows a spectrum of decreasing interference
colours from the interior plateau to the outer edge as the crystal thickness decreases from 25
to 0 m. Five colour orders can be recognised using the red bands as a reference. C. A calcite
grain cut exactly parallel to the c axis would show an 8th order white at a standard thickness
of 25 m.
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Interference colour and zoning of minerals: In minerals with extensive solid solution, the
optical properties vary with chemical composition, including birefringence. Chemical zoning
in crystals can then be recognised from the conspicuous zoning of the interference colour.
Particularly impressive examples are plagioclases and titanaugites with oscillatory zoning, as
found in certain volcanic rocks, zoned melilite in slags, and epidote in metamorphic rocks
(Fig. 4-34).

Figure 4-34. Zoning of interference colour in plagioclase (A), titanaugite (B), sodic amphibole (C) and epidote (D).
Growth zoning with oscillatory variations in composition characterises the volcanic plagioclase and
augite. The sodic amphibole has a Fe3+-rich core (crossite) and a Fe3+-poor rim (glaucophane). The
decrease of interference colours towards the edge of the epidote grain indicates decreasing Fe3+
contents during grain growth.

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The interference colours of coloured minerals may be masked significantly as they overlap
with the minerals' own colour (examples: hornblende, biotite). In strongly coloured minerals
of high birefringence, the primary mineral colour will be dominant under crossed polarizers.
A relatively pale interference colour or a high-order white can hardly impose a noticeable
spectral shift on the mineral's own colour as the two overlie each other (example: rutile).
Anomalous interference colours: The interference colours of certain minerals deviate from
the normal colour scheme. Instead of the grey to white colours in the first order of the
interference colour spectrum, leather brown, ink blue to grey-blue colours are observed (Fig.
4-35,36). Such "anomalous" interference colours are generated by a strong dispersion of
birefringence, which means that the latter attains distinctly different values for different
wavelengths (colours). In the melilite example, the value of birefringence becomes zero for
wavelengths in the range orange-yellow-green. Hence, these colours are not contributing to
the interference colour (cf. Fig. 4-28).

Figure 4-35. Examples of anomalous interference colours: A. Titanaugite (sector structure

and oscillatory zoning); B. Clinozoisite; C. Zoisite;
D. Vesuvianite;CE. Melilite (continuous
B
D
zoning with kermanite-rich core and gehlenite-rich rim).

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Figure 4-36. Anomalous interference colours in chlorite and melilite. Anomalous blue or
leather-brown interference colours occur in solid solutions with birefringence values close to
zero. The higher birefringent members of the solid solution series show normal light grey to
creamy white interference colours of the first order.

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Figure 4-37. Diagram showing refractive index versus birefringence for rock-forming
minerals.
Optic class and sign (uniaxial biaxial; positive negative), if unknown, must be determined
with conoscopic methods. Bold circles mark the optically uniaxial minerals. Glasses and
cubic minerals are optically isotropic (n = 0). For each anisotropic mineral in a thin section
of given thickness, the highest interference colour can be read from the n-d interference
colour chart of Raith-Srensen.
Mineral abbreviations after Whitney & Evans (American Mineralogist, 95, 185-187, 2010).

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4.2.4 Extinction positions in birefringent crystal sections

Vibration direction and extinction character
In optically anisotropic crystals, crystal symmetry, and in low-symmetry solid solutions also
composition, controls the form and spatial orientation of the indicatrix (Figs. 4-6,7). The
regular spatial relationships imply that the orientation of vibration directions with respect to
morphological elements (crystal faces, crystal edges, cleavage planes, twin planes) is fixed in
birefringent crystal sections. The resulting extinction behaviour allows a distinction between
minerals of higher symmetry (hexagonal, trigonal, tetragonal and orthorhombic) and those of
lower symmetry (monoclinic, triclinic) (Fig. 4-38). Three general types of extinction can be
distinguished:
Straight extinction: the vibration directions lie parallel to the morphological reference
directions ( = 0).
Symmetrical extinction: the vibration directions bisect the angles between two equivalent
morphological reference directions (1 = 2).

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Inclined extinction: the vibration directions form any angle ( 0, 90) with morphological reference directions.

Figure 4-38. Crystal symmetry and extinction behaviour.

The orientation of the crystals shown here corresponds to the extinction position. The cross in each
figure indicates the two polarizer directions resp. the crosshairs.

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Extinction angle
The angle between a vibration direction and the morphological reference element (crystal
edge, cleavage, twin plane) in a crystal section is referred to as the extinction angle.
Extinction angles are useful for the characterisation of monoclinic and triclinic minerals.
Example clinopyroxene: The monoclinic members of the pyroxene group show a correlation
between extinction angle , measured between vibration direction Z (nz) and the trace of
(100) in a crystal section parallel to (010), and chemical composition, i.e. the type of
clinopyroxene (Fig. 4-39). The angle can be expressed as = Z c.

Figure 4-39. Extinction angle in clinopyroxenes

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A: Relation between composition and extinction angle = Z c in crystal sections parallel to (010) for
some important members of the clinopyroxene group. The c-direction corresponds to the traces of
(100) crystal faces or the traces of the {110} cleavage. B: Method of determining the extinction angle.
Reading I: position of reference morphological element parallel to the N-S line of the crosshairs.
Reading II: extinction position.

Practical hints: The precise determination of extinction angles requires specific crystal
orientations. In the case of clinopyroxene, these are crystal sections with the highest
interference colour (Fig. 4-39). The extinction angle is determined in the same way as
measuring angles between morphological planes (e.g., cleavage planes), whereby the
polarizers must be exactly oriented in E-W resp. N-S direction. The measurement is done in
two steps (Figs. 4-39 B): (1) Rotation of the morphological reference direction (trace of a
crystal face or cleavage) into N-S direction (= N-S line of the crosshairs) and reading the
angle value I from the vernier on the microscope stage; (2) rotation of the vibration direction
into N-S direction (which is equivalent to the extinction position of the crystal section) and
reading the angle value II at the vernier. The difference between the values is the extinction
angle .
Example clinoamphibole: The monoclinic members of the amphibole group show a
correlation between extinction angle , measured between vibration directions Z, Y or X and
the trace of (100) in a crystal section parallel to (010), and chemical composition, i.e. the type
of clinoamphibole (Fig. 4-40 A). The measurement of the extinction angle is shown in Fig. 440 B and is carried out in the same way as for clinopyroxene.
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Figure 4-40. Extinction angle in clinoamphiboles

A: Relation between composition and extinction angle = X,Y,Z c in crystal sections parallel to
(010) for some important members of the clinoamphibole group; B: Method of determining the
extinction angle.

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Example plagioclase: In plagioclase solid solutions, the orientation of the indicatrix in

relation to the axes a, b and c of the triclinic crystal varies, dependent on anorthite content
and the degree of Al/Si ordering. The vibration directions of the pair of waves change
accordingly in crystal sections of defined orientation. At a constant degree of ordering, the
vibration directions depend on anorthite content alone (Fig. 4-41 A,B).

Figure 4-41 A. Relation between indicatrix orientation and anorthite content in plagioclase
with maximum Al-Si order (from slowly cooled plutonic and metamorphic rocks).
The anorthite content of plagioclase solid solutions in such rocks can be determined reasonably well
by measuring the extinction angle . is the angle between the vibration direction X' and the trace of
(010) in a section orthogonal to the direction [100] (Method of Rittmann, 1929).

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Figure 4-41 B,C. Extinction angle in plagioclase crystal sections [100]

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Practical hints: The determination of anorthite content by measuring the extinction angle
("zone method" of Rittmann 1929; Burri et al., 1967) requires crystal sections that are
oriented exactly orthogonal to [100]. In such crystal sections, the (010) interfaces of albite
twins as well as the (001) cleavage traces occur as sharply defined, thin lines (Fig. 4-41 A,C).
They form an acute angle of 86. Wider (010) lamellae relating to the Carlsbad twin law do
not show (001) cleavage traces. If the (010) traces are rotated into N-S direction, the two sets
of albite twin lamellae show identical interference colours if the grain is appropriately
oriented (Fig. 4-41 C). Carlsbad twins display a different interference colour if placed in this
position. In order to distinguish albite lamellae from the common pericline twin lamellae
oriented nearly parallel to (001), one of the two twin lamellae sets is rotated out of the
extinction position anticlockwise by 45, and the first-order red plate is inserted. Increase of
interference colours albite twins; decrease of interference colours pericline lamellae.
The measurement of the anorthite content involves two steps (Fig. 4-41 C): (1) Rotation of
the morphological reference direction ((010) twin plane) into N-S orientation (= N-S line of
the ocular crosshairs) and reading of the angle value I from the vernier of the microscope
stage; (2) rotation of the vibration direction X' into N-S orientation (which corresponds to the
extinction position of one set of twin lamellae) and reading of the angle value II at the
vernier. The difference of both angle values equates to the extinction angle . (3) In order to
obtain the sign of the extinction angle , it must be checked whether X' lies in the acute or in
the obtuse angle between the morphological reference directions (010) and (001) inside the
respective twin lamellae. Since the observed twin set is in extinction, it is advisable to insert
the first-order red plate. If X' lies in the obtuse angle (An0-20), is negative; if X' lies in the
acute angle (An20-100), is positive (Fig. 4-41 B).
For the example shown (plagioclase from Lindenfels Gabbro, Germany), the measured
extinction angle of 31 indicates an anorthite content of 57 mole% (Fig. 4-41 B).

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Optical character of the extinction directions

If a birefringent crystal section is in extinction position, the vibration directions Z' and X are
parallel to the N-S and E-W directions of the crosshairs (cf. Fig. 4-23). For a variety of
applications it may be important to know which direction corresponds to the higher,
respectively lower, refractive index:
Determination of mineral colour in a specific vibration direction (cf. Ch. 4.2.1).
Determination of optical sign of optically uniaxial minerals which are elongate in c
direction or platy having the basal plane ({001}, {0001}) as the dominant crystal face.
Determination of sign of elongation (l) of acicular to columnar, platy or flaky minerals in
elongate crystal sections.
For a distinction between vibration directions Z' and X, compensator plates are used. These
are anisotropic crystal plates of constant or variable retardation with known orientation of the
X and Z wave vibration directions ( = nx and = nz). The vibration direction of the Z wave
( = nz) is engraved in the metal casing of the compensators. Commonly used compensators
(Fig. 4-42):
The first-order red plate (lambda plate, plate, sensitive tint plate) consists of a quartz or
gypsum plate that is cut parallel to the optic axis, about 62 m thick, which shows a firstorder red interference colour in diagonal position ( = 551 nm).
The lambda/4 (lambda quarter) plate consists of a thin quartz or mica plate which shows a
grey interference colour in diagonal position ( = 130-150 nm, depending on manufacturer).
The quartz wedge consists of a wedge-shaped quartz plate with the long axis parallel to the
optic axis. In diagonal position, this quartz wedge shows interference colours ranging across
four orders ( = 0 to 2200 nm).

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Most commonly, the compensators are inserted diagonally into the microscope tube below the
analyzer. The wave corresponding to nz ( or Z) vibrates in NE-SW direction, the wave
corresponding to nx ( or X) in NW-SE direction.

Figure 4-42. Compensators first-order red plate ( plate), lambda/4 plate and quartz wedge

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In order to distinguish between the extinction directions X' and Z' (with corresponding
refractive indices nx' and nz'), the mineral grain is put exactly in an extinction position and
then rotated anticlockwise by 45into a diagonal position (Fig. 4-43). Some modern microscopes have a device attached to the stage that can be activated in extinction position such
that every 45rotation is indicated by a mechanical click.
In diagonal position, the mineral displays its characteristic interference colour in maximum
brightness. In this position, the originally E-W vibrating wave is now vibrating NE-SW (in
quadrants I and III); the originally N-S vibrating wave is now oriented NW-SE (in quadrants
II and IV).
Two different optical orientations of the mineral are possible in diagonal position (Fig. 4-43):
I. The NE-SW vibrating wave is the slower wave; its refractive index is nz'. The NW-SE
vibrating wave is the faster wave; its refractive index is nx'.
II. The NE-SW vibrating wave is the faster wave; its refractive index is nx'. The NW-SE
vibrating wave is the slower wave; its refractive index is nz'.
By inserting the first-order red plate or the lambda/4 plate into the light path, with the
compensator direction Z () in diagonal NE-SW orientation, the two different positions I and
II can be distinguished as follows:
I. Z' (mineral) || Z (compensator); X' (mineral) || X (compensator)
The interference colours of the mineral shift to colours of a higher order: this is called
addition.

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Minerals with low birefringence (quartz and feldspars, for example) and white to grey firstorder interference colours show blue to greenish-yellow second-order colours as the firstorder red plate is inserted, and first-order yellow if the lambda/4 plate is inserted (Fig. 4-43).
The colour shift to a higher order is not always easily identified in minerals with high
birefringence and interference colours of the 3rd or higher order, particularly for the novice. In
such cases the quartz wedge may be used instead of the first-order red plate. By inserting the
quartz wedge, the continuous change of the interference colours towards paler hues can be
observed whereby the colours eventually reach a high-order white if the minerals have
sufficiently high birefringence (such as carbonates).
For the assessment of high interference colours, the observations at wedging-out edges of
crystal plates are particularly useful. From the grain interior to the outer edge the crystal plate
thickness decreases. The interference colours change correspondingly displaying a continuous
sequence of decreasing orders down to first-order black. If the quartz wedge is inserted, the
colour bands shift towards the grain edge, which is particularly well recognised in the reds of
first and second order (Fig. 4-44). The outer edge of the grain eventually shows a fourth-order
red, the grain interior shows higher interference colours.
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Interpretation:
In an anisotropic mineral, the nx' wave advances faster in the crystal plate than the nz' wave.
Both waves have different wavelengths. After leaving the mineral, both waves have the same
velocity and wavelength, but with an accumulated retardation of Min = d * (nz' nx').
With this retardation, the waves enter the crystal plate of the compensator, whereby the
mineral's nx' wave is again the faster wave nxComp, the original nz' wave transforms to the
slower wave nzComp. Therefore, the retardation accumulated in the mineral is now further
increased by the retardation of the compensator. There is an increase of interference colours:
Min + Comp = total

Raith, Raase & Reinhardt February 2012

When inserting the first-order red plate or the quartz wedge with the mineral in this position it
should be noted that the colours are always increasing towards a higher order.

Figure 4-43. Addition and subtraction in the two diagonal positions of a quartz grain cut
oblique to its c axis. The E-wave vibrates parallel to c, whereby ne' = nz'; the O-wave vibrates
orthogonal to c, with no = nx.
II. Z' (mineral) || X (compensator); X' (mineral) || Z (compensator)
The interference colours of the mineral section shift to colours of a lower order: this is
referred to as subtraction.
Minerals with low birefringence (quartz and feldspars, for example) and white to grey firstorder interference colours show orange to grey first-order colours as the first-order red plate is
inserted, and first-order dark grey if the lambda/4 plate is inserted (Fig. 4-43).

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The colour shift to a lower order is not always easily identified in minerals with high
birefringence and interference colours of the 3rd or higher order, particularly for the novice. In
such cases, the quartz wedge may be used instead of the first-order red plate. By inserting the
quartz wedge, the continuous change of the interference colours towards more saturated hues
can be observed while the colours shift to lower orders. In minerals with low birefringence
first-order black is reached initially. With further insertion of the quartz wedge, the colour
sequence reverts to increasing interference colours (e.g., olivine and white mica). At thinningout crystal plate edges, the colour bands move towards the grain interior as the quartz wedge
is inserted (Fig. 4-44). This effect is particularly evident from the red tones of the first, second
and third order. The dark grey colour band of the first order at the outermost edge of the
mineral migrates into the grain interior and is replaced by colours of the first to third order, if
the interference colours of the mineral lie in the first to second order (e.g., olivine, white
mica, pyroxenes).
Interpretation:
In an anisotropic mineral, the nx' wave advances faster in the crystal plate than the nz' wave.
Both waves have different wavelengths. After exciting the mineral, both waves have the same
velocity and wavelength, but with an accumulated retardation of Min = d * (nz' nx').
With this retardation, the waves enter the crystal plate in the compensator in which the fast
and slow wave directions are at 90 to those of the mineral. The mineral's nx' wave now
becomes the slower wave nzComp, the original nz' wave transforms to the faster wave nxComp.
Therefore, the retardation accumulated in the mineral is now reduced by the retardation of the
compensator. There is a decrease of interference colours:
Min Comp = total.
When inserting the first-order red plate or the quartz wedge, the following is to be noted:
1. If the retardation of the mineral is larger than that of the compensator, only decreasing
colours of a lower order are observed.

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2. If the retardation of the mineral is the same as that of the compensator, the mineral appears
in first-order black (total = 0). The retardation of the mineral is fully compensated.
3. If the retardation of the mineral is smaller than that of the compensator, the interference
colour are reduced to a value corresponding to the difference Comp Min. When inserting the
quartz wedge, decreasing colours will be observed initially, down to first-order black, after
which colours will increase again.

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Raith, Raase & Reinhardt February 2012

Figure 4-44. Anhydrite grain showing a colour sequence covering seven orders.
Addition and subtraction can be easily recognised by observing the changes in the colour sequence
along the wedge-shaped edge of the grain. Compensation with first-order red shifts the colour
sequence into the grain interior by one order (subtraction), or towards the grain edge by one order
(addition). When using the quartz wedge for compensation, the colour sequence moves either into the
grain interior by four orders (subtraction) or out of the grain (addition).

The interference colours of minerals that are strongly coloured in plane-polarized light may
be masked significantly such that addition and subtraction positions with inserted frist-order
red plate are not easily distinguished by a novice. In such cases, it is recommended to use the
quartz wedge and to observe the movement of colour bands at the wedging-out edges of the
mineral grains.

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Sign of elongation l
Crystals with columnar to acicular or platy to flaky habits show elongate sections if cut
parallel to their long morphological axis or perpendicular to a dominantly developed basal
plane. If such elongate sections are rotated into a diagonal position (i.e., long axis l parallel to
NE-SW) they show under crossed polarizers and compensator-in (first-order red plate or /4
plate) either addition (Comp + Min = total) or subtraction (Comp - Min = total), depending on
their optic sign (Fig. 4-45).
Addition is observed if the wave with the larger refractive index (nz') vibrates parallel or at a
small angle to the long dimension of the crystal section: l (+) = positive sign of elongation or
"length-slow". Examples: acicular-columnar crystals sillimanite, gedrite, anthophyllite; platy
crystals gehlenite, micas, antigorite, pennine.
Subtraction is observed if the wave with the smaller refractive index (nx') vibrates parallel or
at a small angle to the long dimension of the crystal section: l () = negative sign of
elongation or "length-fast". Examples: acicular-columnar crystals tourmaline, apatite; platy
crystals kermanite, brucite, clinochlore.
For optically uniaxial mineral species with acicular-columnar habit, the sign of elongation
corresponds to the optic sign. For platy uniaxial minerals, the two signs are opposite.

Raith, Raase & Reinhardt February 2012

Elongate sections in which ny is parallel (or at a small angle) to the morphological long axis
of the crystal or perpendicular to the planar dimension of platy crystals show a variable sign
of elongation, l(+) or l(), depending on the exact orientation of the crystal in thin section.
Examples of such elongate crystals wollastonite, epidote.

Figure 4-45 A. Platy muscovite showing positive sign of elongation. In muscovite and firstorder red plate, fast (nx) and slow (nynz) waves vibrate in identical orientation. Therefore,
the retardation adds up and increased interference colours result (res = Red1 + Ms = 1231 nm;
second-order blue-green).

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Figure 4-45 B. Prismatic apatite showing negative sign of elongation. In apatite, the fast
wave vibrates parallel to the slow wave of the first-order red plate, and the slow wave in
apatite parallel to the fast wave of the first-order red plate. Hence, retardation is reduced and
subtraction results (res = Red1 + Ap = 476 nm; first-order orange-yellow).
If the extinction direction deviates significantly from the long axis of the crystal section, it is
convention to use the extinction position that forms an angle smaller than 45 with the long
axis, and to rotate it into the diagonal position before the first-order red plate or lambda/4
plate is inserted for determining the sign of elongation. However, if extinction angles are
close to 40-50, the use of l(+) and l(-) becomes impractical.
Determination of the optic sign of optically uniaxial minerals

Raith, Raase & Reinhardt February 2012

Optically uniaxial minerals that are elongate in c direction (e.g., quartz, apatite, tourmaline)
and are present in thin section in a cut that is roughly parallel to that long axis, will have the
E-wave (ne) vibrating parallel to c and the O-wave (no) orthogonal to c. If the habit of
optically uniaxial minerals is platy (e.g., melilite), the same applies, but the O-wave now
vibrates parallel to the elongate section.
For both crystal habits, the optic sign can be determined easily by compensation, that is,
whether ne > no (= optically uniaxial positive) or ne < no (= optically uniaxial negative) (Fig.
4-46). The long axis of the crystal section is rotated into diagonal position (NE-SW
orientation), and the first-order red plate or lambda/4 plate is inserted. For crystals elongate in
c, ne is now parallel to nzComp and no is parallel to nxComp. For platy minerals, the relation is
reverse as c is perpendicular to the long dimension of the crystal sections. The retardation
between the waves which are created in the optically uniaxial mineral (Min) and in the
compensator plate will be increased through addition or decreased through subtraction,
depending on optical sign. Correspondingly, the crystal section shows higher or lower
interference colours if the compensator is inserted.

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Elongate section through an elongate-prismatic crystal: ne is aligned with the long axis of the
section; no is orthogonal to it. Addition occurs if ne > no; the mineral is optically uniaxialpositive. Subtraction occurs if ne < no; the mineral is optically uniaxial-negative.
Profile section through a platy mineral: no lies parallel to the long axis of the elongate crosssection; ne is orthogonal to it. Addition occurs if ne < no; the mineral is optically uniaxialnegative. Subtraction occurs if ne > no; the mineral is optically uniaxial-positive.

Raith, Raase & Reinhardt February 2012

Figure 4-46 A. Hexagonal apatite forms elongate crystals that show subtraction with the firstorder red plate inserted, when placed in diagonal position. Hence, the optic sign is negative
(ne < no).

Figure 4-46 B. Tetragonal melilite forms platy crystals that show either addition or
subtraction with the first-order red plate inserted, depending on composition. In this example,
the core domain is optically positive (high kermanite content), whereas the rim is optically
negative (high Na-melilite + gehlenite components).

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Conoscopy

4.2.5 Conoscopic methods

4.2.5.1 Some basic principles
In "normal" orthoscopic view light enters the thin section orthogonally as a set of parallel,
E-W vibrating light waves. The objective creates an enlarged, real, inverted image of the thin
section, which is then further enlarged and viewed through the ocular. The light rays entering
the thin section travel through the mineral grains in defined crystallographic directions that
depend on the respective orientation of the crystals. In order to record the optical behaviour
of an anisotropic mineral species, crystal sections of different orientations must be studied, as
outlined in previous chapters (e.g., crystal sections with maximum interference colour are
needed to determine birefringence).
Optic axial angle and optic sign cannot be determined directly in the orthoscopic mode of
operation, except in specific circumstances where the crystal symmetry is known to be high
(hexagonal, trigonal, tetragonal) and where the crystal shape allows to identify the c-axis
direction (cf. Ch. 4.2.4).

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As opposed to orthoscopy, the conoscopic view involves a convergent set of light rays, which
means that a wide-angle cone of differently inclined light rays transmits the thin section (Fig.
4-47). To achieve this, the illumination aperture is enlarged to a maximum by putting the
auxiliary condenser lens into the light path and opening the substage iris diaphragm.
Dependent on their propagation direction, the rays of this light cone will form an image in the
focal plane above the objective, whereby the maximum opening angle of the cone of rays
forming that image depends on the aperture of the objective used (Fig. 4-48). Since two
orthogonally vibrating waves propagate generally in all directions within optically anisotropic
minerals, these wave couplets are brought into interference in the analyzer, generating an
interference figure. This interference figure can be viewed, either as an enlarged image by
putting an auxiliary lens (Amici-Bertrand lens) into the light path, or with the naked eye by
removing an ocular and looking down the ocular tube. Light waves that travel in the direction
of the microscope axis, and are thus oriented orthogonal to the thin section plane, form the
centre of the interference figure. The larger the angle of the ray propagation direction to the
microscope axis, the larger the distance of the image point from the centre of the interference
figure. Thus, the conoscopic interference figure allows to study the propagation behaviour of
light in an anisotropic crystal quasi-simultaneously for a multitude of crystallographic
directions within that crystal.
From the geometry of the interference figure and its modification through the use of
compensators, the number of optic axes (uniaxial vs. biaxial), the optic axial angle (2V) and
the optic sign (positive vs. negative) can be determined.

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Figure 4-47. Light paths in the polarized-light microscope

A: Orthoscopic illumination mode. In finite tube-length microscopes, the objective produces a real
inverted image (intermediate image) of the specimen which then is viewed with further enlargement
through the ocular (A-2). In infinity-corrected microscopes, the objective projects the image of the
specimen to infinity, and a second lens placed in the tube (tube lens) forms the intermediate image
which then is viewed through the ocular (A-1). This imaging design allows to insert accessory
components such as analyzer, compensators or beam splitters into the light path of parallel rays
between the objective and the tube lens with only minor effects on the image quality.
B: Conoscopic illumination mode. Parallel rays of the light cone which illuminates the specimen
create an image in the upper focal plane of the objective (B). In the case of anisotropic crystals, an
interference image is generated which can be viewed as an enlargement by inserting an auxiliary lens
(Amici-Bertrand lens). The interference image can also be directly observed in the tube through a
pinhole which replaces the ocular.

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4.2.5.2 Conoscopy of optically anisotropic crystals

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In the conoscopic mode, waves deviating from vertical incidence by increasing tilt angles
travel increasing distances within the birefringent crystal. According to the relationship = d
* (nz' nx') described in chapter 4.2.3, it has to be concluded that the retardation of the
waves increases with increasing angles due to the continuous increase of d' (= length of the
light path in the crystal plate). Accordingly, the interference colours in a conoscopic
interference figure should generally increase outwards. However, the interference figure is to
a much larger extent controlled by the orientation of the vibration directions and the
birefringence values of the wave couplets within the observed volume of the anisotropic
crystal. As described previously, the birefringence for waves parallel to optic axes is zero.
It increases as the angle between the optic axis and ray propagation direction (or wave
normal, to be precise) increases.

Figure 4-48: Generation of an interference figure in the upper focal plane of the objective by
imaging of parallel sets of rays that pass the crystal plate at different angles. The example
shows these relationships for a uniaxial crystal (calcite) cut perpendicular to the optic axis.
The geometry of interference figures obtained from anisotropic crystals can be illustrated
with the model of the skiodrome sphere developed by Becke (1905). The crystal is considered
to occupy the centre of a sphere. Each ray propagation direction of light waves within the
crystal has a corresponding point on the spherical surface where the ray pierces that surface.
In each of these points, the vibration directions of the related waves can be shown as a
tangent (e.g., O and E in case of optically uniaxial minerals). When connecting all the
tangents of equal vibration direction, a geometric mesh of vibration directions is generated
that depends on the optical symmetry of the crystal (Fig. 4-49,50).
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Skiodrome sphere
For the optically uniaxial mineral species, a net of longitudinal and latitudinal circles, which
has rotational symmetry, forms the surface of the sphere (Fig. 4-49). The meridians (longitudes) represent the vibration directions of the E-waves and the circles of latitude the Owaves. The optic axis A is the rotation axis of the net.
For the optically biaxial mineral species, the spherical surface consists of an arrangement of
two sets of cross-cutting ellipses with orthorhombic symmetry (Fig. 4-50). The optic axes A1
and A2 emerge at the common foci of the ellipses. The symmetry planes of the net correspond
to the principal sections ZX, ZY and YX.
Skiodrome net (projected)
For practical reasons, the part of the surface of the skiodrome sphere that is captured in the
conoscopic cone of light rays as it emerges from a crystal sections is projected onto the thin
section plane (Fig. 4-49,50). The skiodrome nets and the corresponding interference figures
for diagnostically important orientations of optically uniaxial and biaxial minerals are
presented in Figs. 4-51 to 4-54.
Interference figure

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In the interference figure, those domains are in extinction in which the vibration directions of
the waves are parallel to the polarizer and analyzer directions. [Analogy to the orthoscopic
extinction position: light entering the crystal in such directions will vibrate exclusively E-W
and hence will be blocked by the analyzer; N-S vibrating waves are not generated!]. The
domains of extinction are called "isogyres". Their geometry is dependent on the optical
symmetry and the orientation of the crystal, and it may change as the microscope stage is
turned (Figs. 4-51 to 4-54).
The domains in which the vibration directions of the waves deviate from the polarizer and
analyzer directions appear in different brightness and different interference colours. [Analogy
to the orthoscopic diagonal position: the light entering the birefringent crystal plate in such
directions is split into two sets of orthogonally vibrating waves, which interfere afterwards in
the analyzer]. Curved lines of equal colour (or equal retardation ) are called "isochromes".
Their geometry depends on the optical symmetry and the orientation of the crystal (Fig. 451,53). The range of the colour spectrum, i.e. the number of isochromes, is determined by the
birefringence values, the thickness of the crystal plate [ = d * (nz' nx')] and the aperture of
the objective (Figs. 4-52 to 4-54).

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Figure 4-49. Skiodrome sphere and projections for optically uniaxial crystals.
On the skiodrome sphere the vibration directions of the orthogonally vibrating O- and E-waves are
fixed for all ray propagation directions. The O-waves (red) vibrate always latitudinally, the E-waves
(blue) vibrate longitudinally. Projections of the 3-D skiodrome net onto the plane of view are most
useful for the interpretation of interference figures which result from different orientations of the
uniaxial crystal. The figure shows such projections for crystal sections orthogonal to, oblique to, and
parallel to the optic axis (resp. c-axis) of the crystal.

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Figure 4-50. Skiodrome sphere and projections for optically biaxial crystals.
On the skiodrome sphere, the vibration directions of the orthogonally vibrating waves are fixed for all
ray propagation directions. The net shows two sets of cross-cutting ellipses. The two optic axes A1,2
emerge at the common foci of the ellipses. Vibration directions with the principal refractive indices nz,
ny and nx lie within the XY, ZX and ZY principal sections and are shown here in blue, red and green,
respectively. For the investigation of optic sign and optic axial angle 2V, interference figures of crystal
sections orthogonal to the acute bisectrix (Z or X, for 2V<45) or perpendicular to one of the optic
axes (A1,2, for 2V>45) are most useful.

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4.2.5.3 Optically uniaxial minerals

For the optically uniaxial mineral species a net of meridional and latitudinal circles, which
has rotational symmetry, forms the spherical surface of the skiodrome (Fig. 4-49). The
meridians represent the vibration directions of the E-waves and the circles of latitude the Owaves. The optic axis A is the rotation axis of the net.
Crystal sections perpendicular to the optic axis A are recognised in orthoscopic view by
their isotropic behaviour. In conoscopic view, these sections show a characteristic interference figure which is a black cross. The isogyres become broader towards the margin of the
field of view, and the four sectors are filled by concentric coloured circles. The optic axis
forms the centre (melatope) of the cross (Figs. 4-49,51,52). If the microscope stage is turned,
the interference figure does not change.
Interpretation of the interference figure

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The vibration directions of the O- and E-waves are orthogonal to each other and are arranged
concentrically around the optic axis. In the N-S and E-W directions of the interference figure,
the vibration directions coincide with the polarizer and analyzer directions. In these directions
only E-W vibrating waves pass the crystal plate (O-waves along the N-S isogyre; E-waves
along the E-W isogyre), but these will be blocked by the analyzer. Due to the rotational
symmetry of the indicatrix (and the skiodrome net) and the particular orientation of the
crystal plate (viewing direction parallel to the optic axis), the interference figure does not
move or change if the stage is rotated.
The increase of the interference colours towards the edge of the field of view is caused by the
increase of the retardation of the O-waves and E-waves from the centre [n = 0 in the
direction of the optic axis] to the periphery, whereby the potential range of visible colours is
limited by the mineral-specific maximum birefringence perpendicular to the optic axis. [n =
|ne no|]. The circular arrangement of isochromes is a result of the rotational symmetry of the
indicatrix and the specific crystal orientation perpendicular to the optic axis. The range of the
colour spectrum (i.e, the number of isochromes) depends on birefringence and crystal plate
thickness [ = d * (ne' no)] as well as on the numerical aperture of the objective. For
example, in a thin section of 25m thickness, the interference figure of highly birefringent
calcite (n = 0.172) comprises about six orders of interference colour, while quartz (n =
0.009) shows first-order colours only (Fig. 4-52).
In crystal sections oblique to the optic axis A, the isogyre cross shifts towards the periphery
of the field of view and moves in a circular fashion if the microscope stage is rotated. The
distance of the melatope to the centre of the field of view reflects the tilt angle between the
optic axis and the microscope axis. The E-W and N-S portions of the isogyre cross move
through the field of view without rotation (Fig. 4-51 B,C).
Crystal sections parallel to the optic axis show maximum birefringence in orthoscopic view.
The conoscopic interference figure shows a broad black cross which, at minimal rotation of
the stage, quickly opens up ("flash figure, Fig. 4-51D). Due to their similarity with
interference figures of optically biaxial minerals, interference figures of such orientations
have no practical significance.
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Figure 4-51. Interference figures of optically uniaxial minerals

Upper section: Skiodrome presentations and isogyres for differently oriented crystal sections of a
uniaxial crystal. The vibration directions are shown in red (O-wave) and blue (E-wave).
Lower section: Shift of isogyres and isochromes for crystal orientations B, C and D during a 90
rotation of the microscope stage.

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Determining the optic sign of uniaxial minerals

For the determination of optic sign, crystal sections are required that are either isotropic or
show very low interference colours in orthoscopic view. The conoscopic interference figure
will then show a more or less centred, dark isogyre cross.
If the first-order red plate is inserted, the cross will appear in 1st-order red, while the four
quadrants display two different sequences of interference colours, depending on the vibration
direction of the E- and O-waves. Two cases have to be distinguished:
Case A: In quadrants I and III the interference colours increase by one order (= addition),
while in quadrants II and IV the interference colours decrease by one order (= subtraction).
Thus, ne' > no, and hence the optic sign of the minerals is positive (Fig. 4-52; example
quartz).
Case B: In quadrants I and III the interference colours decrease by one order (= subtraction),
while in quadrants II and IV the interference colours increase by one order (= addition).
Thus, ne' < no, and hence the optic sign of the minerals is negative (Fig. 4-52; example
calcite).

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The interference figure in high-birefringent minerals shows multiple isochromes. In order to

distinguish clearly between cases A and B, it is suggested to use the quartz wedge instead of
the first-order red plate. When inserting the quartz wedge, the isochromes in the four
quadrants shift in a characteristic way (Fig. 4-52,55).

Figure 4-52. Determination of the optic sign of a uniaxial crystal.

The distinction between positive and negative optic sign is made in sections perpendicular to the optic
axis by observing the addition and subtraction phenomena caused by insertion of the first-order red
plate.

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4.2.5.4 Optically biaxial minerals

The skiodrome sphere of optically biaxial mineral species shows an arrangement of
overlapping ellipses that possesses an orthorhombic symmetry (Fig. 4-50). The optic axes A1
and A2 emerge at the common foci of the ellipses. They enclose the axial angle 2V which can
attain mineral-specific values between 0 and 90. The bisector (acute bisectrix) of 2V is
either Z (2Vz < 90 = optically positive) or X (2Vx < 90 = optically negative). The symmetry
plane of the net corresponds to the principal sections ZX (= optic axial plane), ZY and YX of
the indicatrix.
Crystal sections orthogonal to the acute bisectrix (at small 2V) or orthogonal to one of
the optic axes provide the diagnostically least ambiguous interference figures. As opposed to
the interference figure of optically uniaxial crystals, the isogyres change their shape as the
stage is rotated (Fig. 4-53 A,B).
Interference figures of crystal sections oriented orthogonal to the acute bisectrix (2V <
60).
In extinction positions (orthoscopic view), the axial plane is oriented either N-S or E-W. In
this position, the conoscopic image shows a black cross, with one isogyre being wider than
the other. The thinner one represents the optic axial plane and appears tighter at the emerging
points of the optic axes (melatopes). When examining highly birefringent minerals, multiple
isochromes can seen to surround the two melatopes (Fig. 4-53 A).

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When turning the stage 45 into the diagonal position, the isogyre cross opens to form two
hyperbolas which, depending on the sense of rotation, come to lie in quadrants I and III or in
II and IV. The optic axes emerge in the inflection points of the hyperbolas. By rotating the
stage 360, the isogyres separate and converge, corresponding to the change between brightimage and extinction position in the orthoscopic mode of view (Fig. 4-53). With an increase
in optic axial angle, the distance between the two hyperbola-shaped isogyres increases, while
their curvature decreases (Fig. 4-53, bottom right).
Interference figures of crystal sections oriented orthogonal to an optic axis (2V > 60).
The determination of the optic sign of minerals with a large optic axial angle requires crystal
sections orthogonal to one of the two optic axes, or sections in which the viewing direction
does not deviate significantly from the optic axis orientation. Such crystal sections appear in
orthoscopic mode either isotropic or show low interference colours. The interference figure
shows a more or less curving isogyre, with the optic axis emerging from the inflection point.
As the stage is rotated, the isogyre rotates through the field of view (Fig.4-53 C). [Conversely,
the isogyres of optically uniaxial minerals move parallel to the polarizer-analyzer directions
(E-W and N-S), Fig. 4-51]. The blue and also red fringes of the isogyres, as seen in Figs. 4-54
and 4-56 (mica), are caused by dispersion of the optic axes, which means that the position of
the optic axes varies with the wavelength of light. Such colour fringes must not be confused
with isochromes.
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Figure 4-53. Interference figures of optically biaxial minerals.

Top: Modification of the interference figure of a crystal section orthogonal
to the acute bisectrix during rotation of the microscope stage. Normal
positions at 0 and 90; diagonal positions at 45 and 135.
Middle: Variation in interference figures of optically biaxial crystals
depending on orientation, 2V and rotation position of the microscope stage.
Shown are sequences corresponding to a rotation of 0 to 90. Bxa acute
bisectrix, Bxo obtuse bisectrix.
Bottom: Relation between 2V and isogyre curvature for crystal sections
perpendicular to an optic axis.

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Determining the optic sign of biaxial minerals

For the determination of the optic sign, crystal sections with lowest-possible interference
colours should be selected. For minerals with low 2V, acute bisectrix figures are also suitable
(Fig. 4-54). Appropriate grains will show low, but not zero birefringence in orthoscopic
mode. In general, it is sufficient to see one optic axis (melatope) within the field of view.
Ideally, the point of maximum curvature (melatope) of the isogyre should lie in the centre of
the field of view, such that the direction of curvature can be seen clearly. The convex side of
the hyperbola points to the acute bisectrix, the concave side to the obtuse bisectrix.
For the observation of the change of interference colour when a compensator is inserted, the
isogyres should be positioned such that the optic axial plane is in diagonal, NE-SW
orientation. In this orientation, the concave sides of the isogyres point NE and SW, or either
direction, if only a single isogyre is in the field of view. After inserting the first-order red
plate, the isogyres appear in 1st-order red, while the interference colours in between the
isogyres change in accordance with the optic sign of the mineral (Fig. 4-54):
Case A: On the convex sides of the isogyres subtraction occurs (1st-order orange-yellow
close to the melatope), while the concave domains show addition (2nd-order blue close to the
melatope). The acute bisectrix is Z; the optic sign of the minerals is therefore positive (Fig.
4-54; example aragonite).

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Case B: On the convex sides of the isogyres addition occurs (2nd-order blue), while the
concave domains show subtraction (1st-order orange-yellow). The acute bisectrix is X; the
optic sign of the minerals is therefore negative (Fig. 4-54; example muscovite).

Figure 4-54. Determination of the optic sign of a biaxial crystal.

The optic sign can be determined in sections perpendicular to the acute bisectrix or perpendicular to
one of the two optic axes. The distinction between positive and negative optic sign is made by
observing the addition and subtraction phenomena resulting from insertion of the first-order red plate.
The isogyres of the mica show distinct blue fringes of their concave side due to dispersion of the optic
axes.

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When studying high-birefringent minerals, it is suggested that the quartz wedge is used
instead of the first-order red plate. When inserting the quartz wedge, the isochromes in the
four quadrants migrate in a characteristic way (Fig. 4-55).

Figure 4-55. Determination of the optic sign of anisotropic minerals

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4.2.5.5 Practical hints for conoscopic observation

Mineral grains that are to be investigated conoscopically should meet specific requirements:
a. When using a strongly magnifying objective (MO = 40x, 50x, 63x or oil immersion 100x)
with a large numerical aperture (>0.6), the mineral grain should cover the field of view
completely.
b. The mineral grain must not be twinned within the observed frame, nor must it show
alteration effects or exsolution phases.
c. The mineral grain should have a suitable orientation.
The procedure of obtaining the conoscopic interference figure is carried out as follows:
a. Move the mineral grain into the centre of the crosshairs, use a high-magnification objective
(40x minimum) and focus.
b. Open all diaphragms below the stage.
c. Move the condenser into the uppermost position and put the auxiliary condenser into the
light path.
d. Put the analyzer in. Take out the ocular; use a pinhole if included with the microscope,
observe the image in the ocular tube or use the Amici-Bertrand lens and observe the enlarged
image through the ocular. In some microscopes, the Amici-Bertrand lens can be centred and
focused separately, which is important for quantitative work.

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e. If the mineral grain is too small to fully occupy the field of view, an upper diaphragm that
is included in some microscopes can be used to reduce or eliminate the periphery around the
grain. If there is no Amici-Bertrand lens with upper diaphragm, a sharp conoscopic interference figure may be obtained using a simple pinhole in place of the ocular.
Minerals that are strongly coloured may cause problems for the determination of their optic
sign if the first-order red plate is used. Therefore, the quartz wedge is recommended for
compensation, which allows observing the direction of movement of the isochromes.

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Figure 4-56. Conoscopic interference figures of selected minerals, viewed in grain sections
perpendicular to the optic axis or the acute bisectrix. Left-hand side: Interference figure
without compensator; right-hand side: first-order red plate inserted.
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Scheme for mineral identification

5. Routine mineral determination

Observations in plane-polarized light mode

Mineral colour

Light refraction

Colour tone and intensity,

Colour distribution
Pleochroism
Ch. 4.2.1

Relief, chagrin,
Becke-Line:
Refractive index n
Ch. 4.2.2

Morphological
characteristics
Grain form, twins,
fractures, cleavage,
zoning, inclusions,
decomposition, alteration
Ch. 3.1 3.4

Pleochroism, changing relief/chagrin = anisotropic

non-cubic minerals

Observations in crossed polarizers mode

Mineral section remains black during rotation of stage
b. anisotropic: Section optic axis
optic axis interference figure:
uniaxial, biaxial; Ch. 4.2.5
non-cubic minerals

a. isotropic
no optic axis interference figure
Glasses; cubic minerals

Mineral section changes from bright to dark during stage rotation = anisotropic
Interference colour

Morphological features

low, high
normal, anomalous
Ch. 4.2.3

Twins and intergrowths;

Subgrains, undulose extinction;
Zoning, unmixing;
Brewster crosses in spherulites
Ch. 3.3, 3.4, 4.2.3

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Sections of maximum
interference colour
birefringence
Ch. 4.2.3

Sections with low

interference colour

a. optically uniaxial, optic sign

Sections ~ opt. axis

b. optically biaxial, optic sign

Sections ~ acute bisectrix, or optic axis

Ch. 4.2.5
Extinction
straight
orthorhombic
monoclinic

symmetrical
inclined

hexagonal
trigonal
tetragonal
triclinic

Sign of elongation: l (+), l (-)

Ch. 4.2.4
Extinction angle
Ch. 4.2.4

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