Turner v. Yates, 57 U.S. 14 (1854)
Turner v. Yates, 57 U.S. 14 (1854)
14
16 How. 14
14 L.Ed. 824
THIS case was brought up by writ of error from the Circuit Court of the
United States for the District of Maryland.
The facts of the case are set forth in the opinion of the court, to which the
reader is referred.
It was argued by Mr. Barroll and Mr. May, for the plaintiffs in error, and
by Mr. Johnson, for the defendant in error. There was also a brief filed
upon that side by Mr. S. T. Wallis.
The points on behalf of the plaintiffs in error were the following:
First and fifth exceptions. That the court erred in ruling out the parol
testimony offered, of the contents of the invoice sent to the defendant in
error by William H. F. Turner from Chatanooga.
Second, third, and sixth exceptions. That the court erred in admitting the
testimony to prove the separate contract alleged to have been made by Mr.
Yates with H. F. Turner, &c., as set forth in the statement upon page 34 of
printed record. Cole v. Hebb, 7 G. & J. 20; Davis v. Calvert, 5 G. & J. 269;
Clark v. State, 8 G. & J. 111; Magill v. Kauffman, 4 Serg. & Rawle, 317,
321; Franklin Bank v. Penn. Del. & Md. S. N. Co., 11 G. & J. 28; Gilpins
v. Consequa, 1 Peters's C. C. Rep. 87.
Fourth exception. That the court erred in admitting the evidence of usage
for commission to be charged on advances on shipments made to London,
because the said evidence was irrelevant.
Sixth exception. That the court erred in admitting the evidence of Mr.
contend that such item was a personal charge against him, to whom the
advance was made, and was not a lien on the meat; and the jury should
not have been instructed to deduct the same as a lien.
The points on behalf of the defendant in error, were:
1. That the parol evidence referred to in the first exception was properly
excluded.
Because notice, at the trial table, to produce the invoice, was insufficient
except under the agreement, and the agreement referred only to papers in
the actual possession of the parties. The agreement rested obviously on
the good faith of the parties and their counsel; and the declaration of the
plaintiff below, that the paper was not in his possession, was prim a facie
sufficient to establish that fact, and exclude the paper from the effect of
the agreement.
Because, even if the notice had been sufficient to justify parol proof of a
paper constructively in the possession of the plaintiff below, the invoice in
question was not so constructively in his possession, having been
forwarded to accompany meat, destined for the Messrs. Gray, and
received by them, and being therefore, by legal presumption, in their
possession.
It will be further argued, that the plaintiffs in error were not prejudiced by
the exclusion of the parol proof, even if it was admissible under the other
proof in that stage of the cause, because it afterwards appeared that the
invoice had been actually transmitted to the Messrs. Gray, and was still in
their possession, which would have made the parol proof incompetent,
even if it had been admitted, under the notice to Yates.
It will further be contended that no prejudice resulted to the plaintiffs in
error, in any event, from the rejection of the proof, because its whole
purpose was to show notice to Yates, that the meat on which he advanced
$5,733 was William Turner's, not Harry's, and the court rightly instructed
the jury, afterwards, that it made no difference, for the purposes of the
case, to which of the Turners the meat in fact belonged.
2. That the plaintiffs in error could under no circumstances be entitled to a
credit, on the bond in suit, of the proceeds or any part of the proceeds of
the shipments to the Messrs. Gray, unless the meat to shipped belonged to
William H. F. Turner; that the proof offered by the defendants in error,
and the admission of which forms the matter of the second exception, was
offered in connection with other direct proof stated in advance, and
afterwards adduced, showing that there was a separate contract with Harry
F. Turner for the shipment of meats and receiving advances thereon,
which separate contract was known to the plaintiffs in error (Henry F.
Turner himself being one of them,) when they signed the bond in suit; that
the defendants in error, with this knowledge, and forewarned of the
difficulties which might result from the two co existing contracts, insisted
neverthless on becoming sureties in the mode proven; that by the very
terms of the bond they constituted Harry F. Turner (one of themselves)
their agent, as to William H. F. Turner's business, and placed him in the
position of deceiving or misleading Yates in regard thereto, and of
managing and shipping the meat as his own or his son'swhich they were
forewarned might happen; that they were thus bound by Harry F. Turner's
action in the premises; that the correspondence between Harry F. Turner
and Yates furnished the only positive evidence of the capacity in which
Turner shipped the meat and asked and received Yates's advance
thereupon, and such correspondence was therefore clearly admissible, for
that purpose, which was the only purpose for which it was offered, and
went directly to the question of the right of the plaintiffs in error to be
credited on the bond with any part of the shipments to the Messrs. Gray.
That the letters of Turner, and the Messrs. Gladsden, who shipped for him
at Charleston, inclosing the bills of lading, and relating to the shipment of
the meat, were part of the res gestae, and bore directly on the points for
which the proof was offered.
That the accounts of sales of the bacon, rendered by the Messrs. Gray, had
been previously spoken of by Robert Turner, the witness of the plaintiffs
in error, and were admissible on that ground, as well as part of the res
gestae.
That the letters of Harry F. Turner to Yates, about the meat, and in regard
to drawing thereupon, had been spoken of by the same witness, and were
admissible, on that score, if on none other.
That the capacity in which Harry F. Turner acted at Chatanooga, had been
proven by Wilkins and James S. Turner from said Harry F. Turner's acts,
and his letters, accompanying his acts and transactions there, were
competent to go to the jury for the same purpose.
3. That the evidence of Mr. Thomas was clearly admissible for the
purpose for which it was offered.
4. That the proof in the fourth exception of the custom in Baltimore to
charge one per cent. on advances upon shipments to London, and that the
Howard, 530.
10. That if the court erred in reference to the instructions prayed or given,
it was in favor of the plaintiffs in error, by rejecting the prayer of the
plaintiff below, which was based upon evidence properly before the jury,
and tending to the conclusion which the prayer adopted.
That the first prayer of the plaintiffs in error was properly rejected,
because it excluded from the jury all consideration of the contract between
Yates and Harry F. Turner individually, as well as of the question whether
the meat in controversy was or was not his individual property; and
because, further, it made the right of the defendants to a credit from the
said meat dependent exclusively on the fact of its belonging to William H.
F. Turner, without reference to Yates's knowledge or ignorance of that
fact, or to the responsibility of William H. F. Turner and his sureties,
under the circumstances, for the acts and declarations of Harry F. Turner,
whom they had constituted their agent in the transaction.
Said first prayer is further defective, obviously, in that it claims credit to
the extent of the whole sale, and receipt of proceeds of the meat, whereas,
in no case could the plaintiffs in error have been entitled to a credit of
more than one half the said proceeds; the sureties on the other bond being
in equal right and entitled to divide whatever credits might appear.
The prayer is likewise improper, because the cause of action being joint,
and the defence and issues joint, it nevertheless asks an instruction that the
jury may sever in their finding, and give to the defendants, Thomas and
Purvis, a credit to which their co-defendant, Turner, is not entitled.
The second prayer of the plaintiffs in error was properly rejected, upon the
grounds expressed in the court's first instruction, it being immaterial
whose attorney Mr. Ward in fact was, or whether he represented himself
to be the attorney of Purvis and Thomas, provided the jury believed, that
in their presence and with their knowledge, he acted for them, and that the
attorney of Yates was referred by them to him, to settle the differences
then pending in regard to the bond.
11. That the rule of court was lawful and governed the case, and the court
properly refused to postpone the swearing of the bailiff and the discharge
of the jury until the signing and sealing of the exceptions. Walton v.
United States, 9 Wheaton, 651; Ex parte Bradstreet, 4 Peters, 106-7;
Brown v. Clarke, 4 Howard, 15.
12. The defendant in error will argue, upon the whole case, that the
This is a writ of error to the Circuit Court of the United States for the District of
Maryland. The action was debt on the bond of the plaintiffs in error, the
condition of which was as follows:
Whereas the said Joseph C. Yates is about to lend and advance to William H. F.
Turner the sum of twelve thousand dollars, in such sums and at such times as
the said William may designate and appoint; which designation, and
appointment, and advances it is hereby agreed shall be evidenced by notes
drawn by the said William in favor of the said Harry F. Turner, agent, and by
the latter indorsed, or by drafts drawn by the said William H. F. Turner in favor
of the said Harry F. Turner, agent, on, and accepted or paid by the said Yates,
indorsed by said Harry F.
And whereas the said Harry F. Turner, Sterling Thomas, and James F. Purvis,
have agreed, as the consideration for the said loan, to secure the said Yates the
payment of the sum of six thousand dollars, and interest thereon, part of the
said loan; and the said Harry F. Turner, with Robert Turner and Absalom
Hancock, have entered into a bond similar to this, for the payment of the other
six thousand dollars and interest.
Now the condition of the above obligation is such, that if the said William H. F.
Turner, at the expiration of twelve months from the date hereof, shall well and
truly pay to the said Joseph G. Yates, his executors, administrators, or assigns,
all such sum or sums of money as may be owing to the said Yates, by the said
William H. F. Turner, evidenced as aforesaid, at the said expiration of the said
twelve months, or in case the said William H. F. Turner should fail or omit to
pay said sum or sums of money, at said time, if the said Sterling Thomas and
James F. Purvis, or either of them, shall well and truly pay to the said Yates, his
executors, administrators or assigns, so much of said sum or sums of money as
may then be owing, as shall amount to six thousand dollars and interest, in case
so much be owing, with full legal interest thereon, or such sum or sums of
money as may be owing with interest thereon, in case the same should amount
to less than six thousand dollars, then this obligation to be null and void,
otherwise to remain in full force and virtue in law.
The defence was that, seven hundred boxes of bacon had been consigned by
William Turner to Gray & Co., in London for sale, and having been sold, the
whole of its proceeds ought to be credited against the advance of twelve
thousand dollars mentioned in the condition of the bond. The plaintiff did not
deny that the merchandise was received by Gray & Co. for sale, and sold by
them, but insisted that the property belonged to Harry, and not to William
Turner, and so no part of its proceeds were thus to be credited; and that, if
bound to credit any part of these proceeds, there was first to be deducted the
amount of a draft for $5,733, drawn by Harry Turner on the plaintiff
specifically against this property, which draft the plaintiff was admitted to have
accepted and paid.
Upon this part of the case, the district judge who presided at the trial ruled:
10
'If the jury believe that defendants executed and delivered the bond now sued
upon, and that Harry F. Turner, in the transactions, after occurring, in relation to
the becon at Chattanooga, was either the principal in such transactions, or acted
as agent of William H. F. Turner, then defendants are entitled only to be
credited for one half the net amount of the shipments of becon made by them,
after deducting from the proceeds of sales of such bacon all liens thereon,
including in such liens the draft of $5,733 drawn as an advance on such bacon.'
11
This ruling having been excepted to, several objections to its correctness have
been urged at the bar by the counsel of the plaintiffs in error.
12
The first is, that the bond does not show the advances were actually made, and,
therefore, the judge ought to have directed the jury to inquire concerning that
fact. It is a sufficient answer to this objection to state what the record shows,
that, in the course of the trial, the plaintiff, having put in evidence drafts
corresponding with those mentioned in the bond, amounting to $12,000, the
defendants admitted their genuineness, and that they were all paid at the times
noted thereon. The fact that the $12,000 was advanced was not therefore in
issue between the parties, and there was no error in not directing the jury to
inquire concerning it.
13
It is further objected that in his instruction to the jury the judge assumed that
the draft of $5,733 was drawn against this consignment, instead of leaving the
jury to find whether it was so drawn. The draft itself and the letter of advice
were in the case. The draft requested the drawee to 'charge the same to account
as advised.' The letter of advice states: 'I have this day drawn on you at ninety
days for $5,733, being ten dollars and fifty cents per box on 544 boxes singed
bacon, &c.' This was a part of the merchandise in controversy. It was clearly
within the province of the court to interpret these written papers, and inform the
jury whether they showed a drawing against this property. When a contract is to
be gathered from a commercial correspondence which refers to material
extraneous facts, or only shows part of a course of dealing between the parties,
it is sometimes necessary to leave the meaning and effect of the letters, in
connection with the other evidence, to the jury. Brown v. McGran, 14 Pet. R.
493.
14
But this was not such a case; and we think the judges rightly informed the jury
that this draft was drawn against this property. Whether, being so drawn, it
bound the property and its proceeds, so that in this action its amount was to be
deducted therefrom, depended upon other considerations, which are exhibited
in the other part of the instruction. Assuming, what we shall presently consider,
that there was evidence from which the jury might find that Harry, who drew
the draft, was either himself the owner of the property, and so the principal, or
if not, that he was the agent of William, there can be no doubt of the correctness
of this instruction, unless there was something in the case to show that the
owner of the consignment could not bind its subject by a draft made and
accepted on the faith of it. This is not to be presumed; and if the two
defendants, who were sureties on this bond, assert that they had a right to have
the whole of the proceeds of this property appropriated to the repayment of the
advance of $12,000, for which they were in part liable, it was incumbent on
them to prove that the ordinary power of a consignor, by himself or his agent, to
draw against his property, with the consignee's consent, was effectually
restrained by some contract with the sureties, or of which they could avail
themselves. We have carefully examined the evidence on the record, and are
unable to discover any which would have warranted the jury in finding such a
contract.
15
The bond itself contains no intimation of it. And although the evidence tends to
prove that the sureties had reason to expect that bacon would be packed and
sent to Gray & Co., and that, through such consignments, the advance of
$12,000 might be partly or wholly repaid, they do not appear to have stipulated
or understood that William was to have no advance on such property. Indeed,
the real nature of the transaction seems to have been that the bond was taken to
cover an ultimate possible deficit, after the property should have been sold and
all liens satisfied; leaving William, their principal, free to create such liens as he
might find expedient in the course of the business.
16
We are also of opinion that there was evidence in the case, from which the jury
might find that Harry was held out to the plaintiff, by William, as his agent, as
well for the purpose of drawing against this property as for other purposes. The
letter from William Turner to the plaintiff of the 14th November, 1849, and the
agreement of Harry appended to it, tend strongly to prove this. They are as
follows:
17
18
19
21
'W. H. F. TURNER.
22
'I agree to see the above carried out in good faith, and bind myself for the due
fulfilment of it.
23
24
'W. H. F. TURNER.'
25
26
Under these circumstances our opinion is that it was not improper for the judge
to leave it to the jury to find whether Harry was the agent of William, if he
were not himself the owner of the property. Nor do we think these two states of
fact present such inconsistent grounds as ought not to have been submitted to
the jury. It is true Harry could not be at the same time principal and agent; but
it often happens in courts of justice that a right may be presented in an alternate
form or upon different grounds.
27
If one party has dealt with another as an agent, it would be strange if the
transaction should be held invalid because it is proved on the trial he was
principaland e converso. The substantial question, in such a case, is a
question of power to do an act; and this power may be shown, either by proving
he had it in his own right or derived it from another. Of course there may be
cases where the allegations of the parties on the record restrict them to one line
of proof; and there may be others in which the court, to guard against surprise,
should not allow a party to open one line of proof, and in the course of the trial
abandon it and take an inconsistent one. But this last is a matter of practice,
subject to the sound discretion of the court, and not capable of revision here
upon a writ of error.
28
We hold the second instruction, which involved the merits of the case, to be
correct.
29
30
In the course of the trial the defendants introduced a witness, who testified that
he made out an invoice of the 700 boxes of bacon, and sent it by mail to the
plaintiff, who was the agent of Gray & Co., to whom the property was
consigned in London.
31
The defendants then called on the plaintiff to produce this invoice under the
following agreement:
32
'It is agreed between the plaintiff and defendant in this cause, that either party
shall produce, upon notice at the trial table, any papers which may be in his
possession, subject to all proper legal exceptions as to their admissibility or
effect as evidence; and that handwriting, where genuine, shall be admitted
without proof.
33
34
35
The plaintiff said the invoice was not in his possession. The defendants then
offered to prove its contents. But the court was of opinion it was to be presumed
the invoice had gone to the consignees in London, who were competent
witnesses to produce the original; and therefore parol evidence of the contents
of the paper was excluded.
36
This ruling was correct. So far as appears, this was the only invoice made.
Every consignment of merchandise, regularly made, requires an invoice. It is
the universal usage of the commercial world to send one to the consignee. The
revenue laws of our own country, and we believe of all countries, assume the
existence of such a document in the hands of the consignee on the arrival of the
merchandise. It was the clear duty of the plaintiff, when he received the
38
The third exception relates to the admission of the testimony of Mr. Thomas
respecting certain declarations made to him by Mr. Ward. We do not deem it
necessary to detail the evidence, it being sufficient to say, that so far as these
declarations were made in the presence of all the defendants, they were of such
a character, and made under such circumstances, as imperatively to have
required them to deny their correctness if they were untrue; and therefore they
were clearly admissible. So far as Mr. Ward's declarations were made to Mr.
Teackle, when the defendants were not present, they are stated to have been
merely a repetition of his former statements.
39
The judge left them to the jury, with the following instruction:
40
'If the jury find that W. J. Ward, Esq., was, in his communication with the
plaintiff's counsel, accompanied by the defendants, and that defendants referred
plaintiff's counsel to said Ward to adjust and settle the differences between
them, that said defendants are bound by the acts and declarations of said Ward,
although he was only retained by H. F. Turner as such, unless such limitations
of retainer were stated to plaintiff or his counsel.'
41
42
43
The sixth exception was taken on account of the admission of the testimony of
Mr. Teackle, and certain letters of Gray & Co. and Harry Turner. The former
has already been disposed of in considering the third exception, and the latter in
considering the second exception respecting the correspondence of Harry
Turner, most of the observations upon which are applicable to these letters.
44
45
'Upon the further trial of this case, after the instructions prayed for had been
argued, and the court had decided to refuse the same, and had granted the two
instructions set out on the defendants' seventh exception, the defendants'
counsel having prepared out of court their exceptions thereto, and to the other
points of law ruled by the court and excepted to during this trial immediately
after the court had so decided, and before the bailiff to the jury was sworn, or
the jury had withdrawn from the bar of the court, presented their said
exceptions, and moved the court to sign and seal the same before the verdict
should be rendered; but the court refused so to do, and refused to consider the
said exceptions, or either of them, under the rule of that court, November 25th,
1846, at the November term thereof.
46
'Ordered, that whenever either party shall except to any opinion given by the
court, the exception shall be stated to the court before the bailiff to the jury is
sworn, and the bill of exceptions afterwards drawn out in writing, and presented
to the court during the term at which it is reserved, otherwise it will not be
sealed by the court.' In Walton v. The United States, 9 Wheat. 657, this court
said, 'we do not mean to say, (and in point of practice we know it to be
otherwise,) that the bill of exceptions should be formally drawn and signed
before the trial is at and end. It will be sufficient if the exception be taken at the
trial and noted by the court with the requisite certainty, and it may afterwards,
according to the rules of the court, be reduced to form and signed by the judge;
and so in fact is the general practice. But in all such cases the bill of exceptions
is signed nunc pro tunc, and it purports on its face to be the same as if it had
been reduced to form and signed during the trial; and it would be a fatal error if
it were to appear otherwise; for the original authority under which bills of
exception are allowed has always been considered as restricted to matters of
exception taken pending the trial and ascertained before the verdict.'
47
To what was there said this court has steadily adhered. 4 Pet. 106; 11 Pet. 185;
4 How. 15. The record must show that the exception was taken at that stage of
the trial when its cause arose. The time and manner of placing the evidence of
the exception formally on the record are matters belonging to the practice of
the court in which the trial is held. The convenient despatch of business, in
most cases, does not allow the preparation and signature of bills of exceptions
during the progress of a trial. Their requisite certainty and accuracy can hardly
be secured, if any considerable delay afterwards be permitted; and it is for each
court in which cases are tried to secure, by its rules, that prompt attention to the
subject necessary for the preservation of the actual occurrences on which the
validity of the exception depends; and so to administer those rules that no
artificial or imperfect case shall be presented here for adjudication. The rule of
the Circuit Court for the District of Maryland is unobjectionable, and this
exception is overruled.
48
Order.
49
This cause came on to be heard on the transcript of the record from the Circuit
Court of the United States for the District of Maryland, and was argued by
counsel. On consideration whereof, it is now here ordered and adjudged by this
court, that the judgment of the said Circuit Court in this cause be, and the same
is hereby affirmed, with costs and interest until paid, at the same rate per
annum that similar judgments bear in the courts of the State of Maryland.