Suydam v. Williamson, 61 U.S. 427 (1858)
Suydam v. Williamson, 61 U.S. 427 (1858)
427
20 How. 427
15 L.Ed. 978
THIS case was brought up, by writ of error, from the Circuit Court of the
United States for the southern district of New York.
It was an action of ejectment brought by the defendants in error against
Suydam to recover two lots of ground in the city of New York. On the part
of the defendants in error, it was contended that every material question in
the case was adjudged by this court in the cases of Williamson v. Berry, 8
Howard, 495; Williamson v. The Irish Presbyterian Congregation, 8
Howard, 565; and Williamson v. Ball, 8 Howard, 566. The counsel for the
plaintiff in error alleged that this case was unlike those in several
important particulars. But as the decision of this court turned altogether
upon the manner in which the case had been brought up, it is only
necessary to state so much of it as will illustrate the point of practice.
The record showed a declaration in ejectment, a plea of not guilty, issue
joined, suggestion of the death of some of the plaintiffs and substitution of
their heirs, empannelling of a jury, their verdict of quilty against Suydam,
the case held under a curia, the judgment for the plaintiffs with costs, and
a prayer for a writ of possession, which was granted. Judgment signed this
6th day of December, 1854.
R. E. STILWELL, Deputy Clerk.
Then came the following:
and was proceeding to dispose of the same moiety for twenty-one years,
when, on the 31st of March, 1826, a bill was filed against him on behalf of
the children, and an injunction issued.
6th. That on the death of his wife he broke up housekeeping, and ceased to
live with his children; that the plaintiff was Mrs. Williamson; was, from
the death of her mother, in August, 1815, supported and educated entirely
by one of her aunts; and that, after about two years from the mother's
death, the other children were supported and educated by their friends, and
were entirely neglected by their father.
The defendants' counsel objected; the objection was sustained. The
plaintiffs' counsel excepted.
A verdict was then, by direction of the court, taken for the plaintiffs for
the premises claimed, subject to the opinion of the court upon the
questions of law, with liberty to either party to turn this case into a special
verdict or bill of exceptions.
SAMUEL R. BETTS. [L. S.]
Endorsed: 127, Circuit Court, southern district New York. Williamina H.
Williamson et al., agt. James H. Suydam.Cr. case. Jas. L. Sluyter,
plaintiffs' attorney.
Filed this 29th January, 1855.
Then followed a transcript of other papers in the case. The writ of error
was dated 18th December, 1854.
This was the state of the record upon which the case was brought up to
this court.
It was argued by Mr. Ellingwood for the plaintiff in error, and Mr. Field
for the defendants; but as their arguments were upon the merits of the
case, they are omitted in this report.
Mr. Justice CLIFFORD delivered the opinion of the court.
This was a writ of error to the Circuit Court of the United States for the
southern district of New York.
The view we have taken of this case, as it is exhibited in the record, renders an
We do not understand that the pleadings or the regularity of the proceedings are
in any manner called in question, except as the foundation of a judgment, which
it is insisted was erroneous, for reasons altogether aside from any connection
with mere matters of form. The real controversy between the parties has
and we here remark, for the purpose of illustration, that it is not so much
because the proceeding is denominated a special verdict, that the party by
virtue of it is authorized to invoke the aid of a revisory tribunal, as it is because
it has the effect to incorporate the facts of the case into the record, which
otherwise would have rested in parol, and therefore could not have been
reached on a writ of error; and the same remark applies to a bill of exceptions,
which is a still more comprehensive method of enlarging the record by
incorporating into it not only the facts of the case, but the rulings of the court in
admitting and rejecting evidence, and the instructions given to the jury; and
after it is signed, sealed, and filed in the case, it becomes a part of the record,
and the matters therein set forth can no more be disputed than those contained
in any other part of the same record, and are alike subject to revision in a court
of error. It is a mistake, however, to suppose that in such cases the writ of error
operates only on the bill of exceptions. Such is never the fact, unless the whole
record is set forth in the bill of exceptions; as the operation of the writ of error
addresses itself to the record as an entirety, and not to any separate portion of it
as distinct from the residue; and when the cause is removed into the appellate
court, any error apparent in any part of the record is within the revisory power
of such tribunal. The rule is, that whenever the error is apparent on the record,
it is open to revision, whether it be made to appear by bill of exceptions, or in
any other manner. (Bennet v. Butterworth, 11 How., 669; Slacum v. Pomeroy, 6
Cranch, 221; Garland v. Davis, 4 How., 131; Cohen v. Virginia, 6 Wheat., 410.)
4
When a party is dissatisfied with the decision of his cause in an inferior court,
and intends to seek a revision of the law applied to the case in a superior
jurisdiction, he must take care to raise the questions of law to be revised, and
put the facts on the record for the information of the appellate tribunal; and if
he omits to do so in any of the methods known to the practice of such courts, he
must be content to abide the consequences of his own neglect. Evidence,
whether written or oral, and whether given to the court or to the jury, does not
become a part of the record, unless made so by some regular proceeding at the
time of the trial and before the rendition of the judgment. Whatever the error
may be, and in whatever stage of the cause it may have occurred, it must
appear in the record, else it cannot be revised in a court of error exercising
jurisdiction according to the course of the common law. A bill of exceptions
undoubtedly is the safest method, as it is the most comprehensive one in its
operation; and where the facts are disputed, and cannot be arranged except
from evidence admitted under the ruling of the court as to its admissibility,
oftentimes it becomes the only effectual mode by which all the rights of the
complaining party can be preserved. On the other hand, where there is no
dispute in regard to the facts, and consequently no necessity for any ruling of
the court in admitting or rejecting evidence, the same purpose may be safely
It should be observed, however, that the rulings previously made by the court,
in admitting or rejecting evidence during the progress of the trial, are no more
revisable on a special case, as it is called, when the verdict is taken subject to
the opinion of the court on an agreed state of facts, than where the agreed
statement is submitted directly to the court, without the intervention of the jury;
and for the obvious reason that, in the one case as much as in the other, the
foundation laid for the action of the revisory tribunal is based upon the consent
of the parties to the suit, and consequently the action of the appellate court must
be confined to the facts as they were agreed, and as they appear in the record of
the case. (Arthurs v. Hart, 17 How., 6; Bixler v. Kunkle, 17 S. and R., 310.) At
one time an attempt was made to introduce a different practice into this court;
but it was distinctly disclaimed, and has never been sanctioned in writs of error
to any of the Circuit Courts in States where the proceedings are according to the
course of the common law. (Shankland v. The Corporation of Washington, 5
Pet., 390.)
In that case, it was agreed by the parties that the question of the admissibility,
competency, and sufficiency of the evidence to maintain the action, should be
submitted to the court, and that, in considering the evidence, the court should
draw from it, so far as it was admissible and competent, every inference of fact
and law which it would havd been competent for a jury to have drawn from it;
and that agreement was appended to an agreed statement of facts, on which the
case was submitted to the determination of the Circuit Court in this District.
Subsequently, it was brought into this court on a writ of error for revision, and
was heard and determined upon the matters properly exhibited in the record;
but this court, in giving judgment took occasion to characterize the agreement
as an unusual one, and denied that it was competent for parties to impose any
such duties on this court, and expressly declared that the case was not to be
drawn into precedent. Whenever the parties to a pending suit desire to place the
facts of the case upon the record, so as to secure the right to have the law
arising on the facts revised on a writ of error, they must adopt some one of the
methods already suggested to effectuate that purpose, as there are no other
effectual methods by which it can be accomplished.
7
Other modes are known to the practice of this court, by which the evidence
produced against a party may in certain cases be put on the record either in
whole or in part, according to the circumstances, so as to secure the right to
have the questions of law arising upon it revised on a writ of error; but every
proceeding of that kind is either so limited in its application or so tied up by
conditions, that they are seldom of much practical importance, and are only
referred to on the present occasion to confirm the proposition already advanced,
that no ancillary step in the cause is of any avail to a party as laying the
foundation to support a writ of error, any farther than it has the effect to placed
on the record what otherwise would rest in parol. Formerly it was considered
that a party might always demur to the evidence produced against him, as a
matter of right; and while that was so, a demurrer to evidence was equally
effectual with a bill of exceptions to the extent of its operation. (4 Chitt. Gen.
Prac., 7; 2 Inst., 427.) The bill of exceptions was always the more
comprehensive remedy, because it extended, as it still does, not only to the facts
in the case, but also to the rulings of the court in admitting or rejecting
evidence, and to the instructions given to the jury upon its legal effect. A
demurrer to the evidence, while its operation in one respect is nearly the same
as that of the bill of exceptions, in another is very different. It extends only to
the evidence produced, as the term imports, and has no effect at all upon the
rulings of the court by which it was received; and as a necessary cosequence,
where the error of the court consists in having admitted improper evidence, the
effect of a demurrer to it would be to waive the objection to the ruling, instead
of laying the foundation to correct the error. (Bulkely v. Butler, 2 Barn. and
Cress., 434.) A demurrer to evidence is defined by the best test writers to be a
proceeding by which the court in which the action is depending is called upon
to decide what the law is upon the facts shown in evidence, and it is regarded in
general as analogous to a demurrer upon the facts alleged in pleadng. When a
party wishes to withdraw from the jury the application of the law to the facts,
he may, by consent of the court, demur in law upon the evidence, the effect of
which is to take from the jury and refer to the court the application of the law to
the facts, and thus the evidence is made a part of the record, and is considered
by the court as in the case of a special verdict. A mere description of the
proceeding is sufficient to show that it is the evidence, and nothing else, that
goes upon the record. Since it was determined that a demurrer to evidence
could not be resorted to as a matter of right, it has fallen into disuse; and as long
ago as 1813, it was regarded by this court as an unusual proceeding, and one to
be allowed or denied by the court in the exercise of a sound discretion under all
the circumstances of the case. (Young v. Black, 7 Cran., 565; United States
Bank v. Smith, 11 Wheat., 172; Fowle v. Common Council of Alexandria, 11
Wheat., 322.)
8
Another method by which certain evidence may be incorporated into the record
at the nisi prius trial is by oyer, which occurs where the plaintiff in his
declaration, or the defendant in his plea, finds it necessary to make a profert of
a deed, probate, letters of administration, or other instrument, under seal, and
the other party prays that it may be read to him, which in such a case cannot, as
a general rule, be denied by the court; and the effect of the proceeding, in
certain cases, is to make the instrument a part of the pleadings, and,
consequently, to place it within the operation of a writ of error, which, in every
case where the proceeding is according to the course of the common law,
brings up the whole record; and in all these cases, as well as in the one first
named, it is because the evidence, whatever it may be, is made a part of the
record by the proceeding, that the questions of law arising upon it become a
proper subject of revision on the writ of error. (1 Chitt. on Plead., 10th Am. ed.,
431; 1 Tidd. Prac., 3d Am. ed., 586.) And the same effect is produced and the
same object is attained when the defendant demurs to the declaration, or when
either party demurs to a material portion of the pleadings on which the cause
depends; and so it must have been understood by this court in Gorman et al. v.
Lenox, 15 Pet., 115, where it was held, in accordance with the principle here
advanced, that the action of the Circuit Court of this District, in sustaining a
demurrer to a plea of performance in a suit on a replevin bond, was the subject
of revision on a writ of error; and the rule adopted in that case was undoubtedly
correct, as the effect of the demurrer was to make the error apparent in the
record; and when that is so, it becomes the subject of revision just as much as
when it is made to appear by a bill of exceptions or a special verdict.
10
A writ of error is an original writ, and lies only when a party is aggrieved by
some error in the foundation, proceedings, judgment, or execution, of a suit in a
court of record, and is defined to be a commission, by which the judges of one
court are authorized to examine a record upon which a judgment was given in
another court, and, on such examination, to affirm or reverse; and it was
expressly held by this court, in Cohens v. Virginia, (6 Whea., 410,) that the writ
of error operated upon the record, and that its effect, under the judiciary act,
was to bring it into this court, and submit it to a re-examination; and it is also
laid down by the best writers on pleading, that nothing will be error in law that
does not appear on the face of the record, for matters not so appearing are not
supposed to have entered into the consideration of the judges. (Steph. on Plea.,
121.)
11
The writ of error in this case was issued on the eighteenth day of December,
1854, and on the twenty-ninth day of January, 1855, an additional paper was
filed, which in the transcript is denominated the 'case,' and is the one which
furnished all the materials for the discussion at the bar. It purports to contain all
the evidence introduced at the trial in the court below, as well that given by the
defendant as that given by the plaintiffs, and certain offers of proof on the part
of the plaintiffs, which were objected to by the defendant, and excluded by the
court. This mass of evidence, with the exhibits, filling sixty pages of the
transcript, has respect, on the one side or the other, to the title and right of
possession to the premises described in the declaration, and comprises all the
evidences of title which were before this court on the former occasion; and, in
addition thereto, certain admissions of the parties and other parol evidence. It is
now drawn up in the form of a report of the judge who presided at the trial, and
is signed by him, and is under seal; and, as we understand the endorsement, is
certified to be correct by the counsel of the plaintiffs. The conclusion of the
report is as follows:
12
'A verdict was then, by direction of the court, taken for the plaintiffs, for the
premises claimed, subject to the opinion of the court upon the questions of law,
with liberty to either party to turn this case into a special verdict or bill of
exceptions.'
13
Whatever might have been the right of the parties under that report, it is too
plain for argument, that no one connected with its preparation could have
regarded it either as a special verdict or all bill of exceptions. All that it
professed to do was to give either party the liberty to turn the case into one or
the other of those forms of proceeding; and it is a sufficient answer to any
pretensions under the report to say, that the change has not been made; that, for
some reason unknown to this court, the right to make the change, if such it was,
has never been exercised; and hat it is now presented here in the form in which
it was prepared when it is too late to make the alteration. And we also say, that
this court cannot so far depart from the settled practice and regular course of
proceeding as to give an effect to the paper which neither its contents nor terms
would warrant; nor can we attempt to do for the plaintiff in error what it was
his duty to have done at the trial, and before the writ of error was sued out; nor
are we prepared to admit that the option given to turn case either into a special
verdict or a bill of exceptions could have been exercised by either party under
the concluding portion of that report, without the assent of the judge who
presided at the trial, and irrespective of his authority. On the contrary, we
conclude that, 'where a case shall be made with leave to turn the same into a
special verdict or bill of exceptions, the party shall not be at liberty to do either,
at his election, but the court may, if they think proper, prescribe the one which
he shall adopt.' (Conk. Trea., 3d ed., p. 444.)
14
Nothing less than the presence and assent of the court, we think, can give any
legal validity to a special verdict; and in respect to a bill of exceptions, it must
always be signed and sealed by the judge, or else it would be a nullity. (Phelps
v. Mayer, 15 How., 160.) A special verdict ought always to be settled under the
correction of the judge who presided at the trial, and, whether prepared at the
time or subsequently, it should be filed as of the term when the trial took place.
(Turner v. Yates, 16 How., 14; Sheppared v. Wilson, 6 How., 275.) The
necessary effect of the proceeding, where the verdict is taken subject to the
opinion of the court, would be to postpone the preparation of the special verdict
till after the parties were heard, and the opinion given; and to that extent the
delay is allowable, though we are by no means prepared to admit that it may be
done after the cause has been removed into this court. The result is, we have
come to the conclusion, on this branch of the case, that the paper in the
transcript denominated the 'case' must be considered merely as a report of the
judge who presided at the trial; that it is not a part of the record, and,
consequently, must be wholly disregarded by this court, in determining whether
the judgment of the court below ought to be reversed or affirmed. Having come
to that conclusion, it becomes unnecessary to notice any of the rulings of the
court in admitting or excluding evidence, as no part of that report can be taken
into consideration. The question whether the report of a judge who tried the
cause was a part of the record, came up directly before this court, in Ingle v.
Coolidge, 2 Whea., 363; and, after a deliberate consideration, the court
unanimously determined that it did not. It was a writ of error to the Supreme
Judicial Court of Massachusetts. The record showed that the jury found a
general verdict for the original plaintiff, and the cause was then continued, as
the record stated, 'for the opinion of the whole court upon the law of the case,
as reported by the judge who tried the same, and at a subsequent term judgment
was rendered for the plaintiff upon the verdict. When the record was brought
into this court, the report of the judge was annexed to the writ of error with the
other proceedings and exhibits in the cause, and this court, in speaking of the
report, said: It is not like a special verdict, or a statement of facts agreed of
record, upon which the court is to pronounce its judgment. The judgment was
rendered upon a general verdict, and the report is mere matter in pais to
regulate the discretion of the court as to the propriety of granting relief, or
sustaining a motion for new trial.
15
16
Other cases have been decided by this court, asserting the same general
principle, that nothing can be considered upon a writ of error except what
appears upon the record; and one in particular, which, in that point of view,
bears a very close analogy to the case under consideration. We allude to the
case of Minor v. Tillotson, (2 How., 392,) which was a writ of error to the
Circuit Court of the eastern district of Louisiana, under the twenty-second
section of the judiciary act. A mass of evidence in that case was received from
both parties, consisting of concessions and grants under the Spanish
Government, intermediate conveyances, documents showing the proceedings in
regard to the title under the laws of the United States, and parol testimony; and
the cause was submitted to the court under an agreement that those documents,
proceedings, and parol testimony, constituted all the evidence on which the
cause was tried, and that the agreement was 'made for a statement of the facts
in the case.' This court then said, it seems to have been supposed that the
agreement of the counsel that the evidence in the cause should be considered as
a statement of facts, was a sufficient ground for a writ of error on which a
revision of the legal questions might be made, and intimated, very strongly, that
if it were so, it would be to require the court to try the cause on its merits, and
emphatically declared, 'this is never done on a writ of error, which issues
according to the course of the common law.' And so also it was held in Leland
et al. v. Wilkinson, (6 Pet., 317,) that the private laws of a State, and special
proceedings of the Legislature of a State, in regard to the sale of the estate of a
deceased person for his debts, could not be considered, unless they were found
in the record; and in Williams v. Norris, (12 Whea., 117,) it was determined that
neither depositions nor exhibits, of any description, constitute 'any part of the
record on which the judgment of an appellant court is to be exercised, unless
made a part of it by a bill of exceptions, or in some other manner recognised by
law.' These cases, we think, have a strong tendency to support the proposition,
that the paper, in the transcript denominated the 'case,' cannot be regarded as a
part of the record; and if not, then it is clear that it cannot be considered on the
present occasion, irrespective of the fact that it was not filed till more than a
year after the writ of error issued, which of itself is decisive of the point that it
cannot be considered. (Williams v. Norris, 12 Whea., p. 120.)
It is certain, therefore, that there is no error in the record; and the only
remaining question is, what disposition ought to be made of the cause, under
the circumstances of the case?
17
18
When the record exhibits such a state of facts, it is then competent for this court
to remand the cause for a new trial, in order that the finding of the jury may be
perfected. The record itself in such a case shows the imperfection which it is
the purpose of the new trial to remedy, and it constitutes the basis of the action
of the court in giving the order to send the cause down to a rehearing. No such
imperfection appears on this record. On the contrary, the record shows a perfect
finding of the jury, and, on a careful inspection of the transcript, we are unable
to discover error in any part of the proceedings.
19