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Plasma RIE Etching Fundamentals and Applications

The document provides information about reactive ion etching (RIE) fundamentals and applications. It defines key terms used in RIE like plasma, radicals, ions and mean free path. It describes the components of a typical RIE system including vacuum pumps, mass flow controllers, RF generator and matching network. The document discusses plasma generation methods and factors affecting plasma density. It explains the chemical and physical mechanisms involved in anisotropic plasma etching of materials like silicon.
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0% found this document useful (0 votes)
972 views59 pages

Plasma RIE Etching Fundamentals and Applications

The document provides information about reactive ion etching (RIE) fundamentals and applications. It defines key terms used in RIE like plasma, radicals, ions and mean free path. It describes the components of a typical RIE system including vacuum pumps, mass flow controllers, RF generator and matching network. The document discusses plasma generation methods and factors affecting plasma density. It explains the chemical and physical mechanisms involved in anisotropic plasma etching of materials like silicon.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 59

Nanotechnology Center

PLASMA RIE Birck


ETCHING
FUNDAMENTALS AND APPLICATIONS

O tli
Outline
1 Introductory Concepts
1.
2. Plasma Fundamentals
3. The Physics and Chemistry of Plasmas
4 Anisotropy
4.
A i t
Mechanisms
M h i
g of Si and its Compounds
p
5. The Etching
6. The Etching of Other Materials
2

DEFINITIONS
Electron ((e-)
Positive ion (Ar+, Cl+, SiF4+, CF3+)
Positive ion mass in RIEs >>mass of electron

Radical (F, Cl, O, CF3)


Uncharged atoms with unsatisfied chemical
bonding

DEFINITIONS (continued)
( ti d)
Mean free ppath

5
((cm
cm)
P (mT )

average
g distance a pparticle travels before collisions

((Dependent
p
on the species)
p
)

Pressure
1atmosphere= 760 Torr = 1*105 Pascals

Pumping speed (S) [liters/sec]


Gas flow rate (Q) [Torr-liters/sec] or [sccm]

Pl
Plasma
Vacuum
V
S
System
t
Gas lines
valve

Mixed gas [Q]

MFC box
Chamber

VRF

Matching
network

dP(t)
( ) (Q - S P(t))
( ))
=
dt
V
In Steady state : Q = S P

APC & gate


valve

Vacuum pump [S]

He backside
cooling

V= chamber volume

M h i l Pumps
Mechanical
P
Wet and Dry Pumps
Pumping speed: 20-500 m3/h
Ultimate pressure: 1-10 mTorr
[BOC Edwards Dry Pump]

[Kurt J. Lesker]

T b Pumps
Turbo
P
Rotation speed= 20000-90000
20000 90000 rpm
Pumping speed: 50-3000 l/s
Ultimate pressure: 10-5-10-8 Torr

[Wiki]

[BOC Edwards Turbo Pump]


[TP controller]

M Flow
Mass
Fl Controller
C t ll (MFC)
Thermal-based flow meter
Heater

Q [sccm]
T1

T2

T2 T1= Cp Q
Cp is specific heat.
[HORIBASTEC]

MFC or G
Gas B
Box
Mixed gas
line
Gas
G
lines

Panasonic MFC Box


9

A t
Automatic
ti Pressure
P
Controller
C t ll (APC)
& Gate Valve
Pendulum valve

Butterfly valve

Q = SP

10

[VAT]

Cl
Clamp
or Electrostatic
El t t ti Chuck
Ch k
Clamp

Electrostatic Chuck (ESC)


Si wafer

Dielectric

------+++++

+++++
------Base Plate

+V

He

11

-V

RF G
Generator
t & Matching
M t hi Network
N t
k
RF Generator

Matching
Network

PF

PL

Chamber ZL

ZIn

PR

ZS= 50

PL=PF- PR

In general: ZL ZS
Purpose of Matching Network: Zin= ZS to
maximize power delivery from source.
ZS
Manual or Automatic
Matching Network

C1

C2

ZIn

12

ZL
[Gambetti]

O tli
Outline
1 Introductory Concepts
1.

2. Plasma Fundamentals
3. The Physics and Chemistry of Plasmas
4 Anisotropy
4.
Anisotrop Mechanisms
5. The Etching of Si and its Compounds
6. The Etching of Other Materials

13

[Plasmas.org]

Wh t is
What
i Plasma?
Pl
?
Plasma is the fourth state of matter. It is an ionized ggas, a ggas
into which sufficient energy is provided to free electrons from
atoms or molecules and to allow both species, ions and
electrons to coexist.
electrons,
coexist

[Plasmas org]
[Plasmas.org]

14

H tto Make
How
M k Pl
Plasma??
Plasma

Capacitive
p
RIE
- Low density plasma

ne 109 [electron/cm3]
Ionization efficiency 10-7

Inductive RIE

Magnetic field

- High density plasma


Wafer

ne 1013 [electron/cm3]
Ionization efficiency 10-3
15

[Oxford Instruments]

DC Glow Discharge
Only used for sputtering system not for etching.
etching

Vc= -100

Vc=0

n
Red: ni
Black: ne

V( )
V(x)

V(x)

Vp

Vp
-100v

Vp= a few volts

16

RF Glow Discharge
Used for any materials (insulating and conductive) .

VRF(t)
VRF

Vp (t) =

Vp(t)

AE  AG ZG  ZE
Vp (t)  VRF (t)

VRF(t)

ZE
V(x)

VRF

17

ZG
VRF (t)
ZG + ZE

ZG

RF Glow Discharge
ZG
Vp (t) =
VRF (t)
ZG + ZE

Actual RIE

VRF(t)

 ZE
E  AG Z
G >>Z
AA
<<A
Z
E
G
E
G
VpV(t)
VRF0(t)
p(t)

Ion transit time (Tion) is the time it takes the ion


to traverse the sheath.
q << Tion !
1/Freq
18

Freq=
q 13.56 MHz

P h L
Paschens
Law
Describes how the breakdown voltage depends on electrode
separation and the pressure based on ideal gas law.

a (p
(p.d))
V=
l n(p.d) + b
V: Voltage
p: Pressure
d: gap distance
a & b: constants

V
800
600
400

10-1

19

100

101

Pd [Torr cm]

I d ti Coupled
Inductive
C
l d Plasma
Pl
RIE

STS ASE and AOE systems

20

Wh High Densit
Why
Density Plasmas?
Lower ion bombardment energies improve selectivity and reduce ionbombardment-induced physical damage of the wafer surface.
g , however,, result in the lower etch rates and reduced
Lower ion energies,
anisotropy!
However
However, the etch rate can be increased by using much higher ion fluxes
due to high density plasmas.
The anisotropy can also be restored by operating at low pressure.
pressure

21

O tli
Outline
1 Introductory Concepts
1.
2. Plasma Fundamentals

3. The Physics and Chemistry of Plasmas


4 Anisotropy
4.
Anisotrop Mechanisms
5. The Etching of Si and its Compounds
6. The Etching of Other Materials

22

Electron Molec le Collisions


Electron-Molecule
An energetic electron colliding with a neutral etch gas molecule can
create any of the following processes:
9 Dissociation AB + e-

A+B + e-

CF4 + e-

CF3+F+e-

9 Ionization

AB+ + 2e-

Ar + e-

Ar+ +2e-

AB + e-

Often dissociation and ionization


Occur in one collision:
CF4 + e-

23

CF3++ F+ 2e-

R di l andd Ions
Radicals
I
in
i Plasmas
Pl

24

Positive ions are veryy important


p
for etching
g pprocesses.

Radicals are more numerous than ions in gas glow


discharges because:

1.

The electron energy required in order to break chemical bonds in the


molecules is usually less than the energy required to ionize these
molecules.

2.

Radicals have a longer lifetime in the plasma compared to ions because


an ion is almost always neutralized during a collision with a surface
while radicals often do not react with a surface and are reflected back
into the plasma.

Wh t iis Pl
What
Plasma Etching?
Et hi ?
CF4

CF4 + eSi + 4F

CF3++ F+ 2eSiF4 (gas)

valve
Chamber
Gate valve
+,

CF3 F
Si Wafers

Vacuum pump

SiF4

1- Need an etching gas


2- Establish a glow discharge
3- Choose chemistry so that the reactive species react with the substrate
to form a volatile by-product
4- Pump away the volatile by-product

25

Wh Pl
Why
Plasma Et
Etching?
hi ?

Clean process
Compatible with automation
Anisotropic etching
P i pattern
Precise
tt
transfer
t
f especially
i ll for
f Nano-scale
N
l features
f t

Mask

Substrate

Isotropic etch

26

Directional etch

Vertical etch

Gas Solid Systems


Gas-Solid
Solid
Silicon

Etch Gas

Etch Product

CF4,Cl2, SF6

SiF4, SiCl4, SiCl2

CF4, C4F8,
CHF3, SF6

SiF4, CO, O2, N2,


FCN

Al

BCl3/Cl2

Al2Cl6, AlCl3

Ti, TiN

Cl2, CF4

TiCl4, TiF4

Organic Solids

O2, O2/CF4

CO, CO2,

GaAs & III-V

Cl2/Ar, BCl3

Ga2Cl6, AsCl3

Cl2/O2

CrO2Cl2

SiO2, SiNx

Cr

Difficult materials to etch:


Fe, Ni, Co, Au, Ag, Pt
halides not volatile
Cu
Cu3Cl3 is volatile above 200C

27

Halogen Si
Sizee Effect

[Handbook of Advanced Plasma Processing Techniques by Pearton]

28

O tli
Outline
1 Introductory Concepts
1.
2. Plasma Fundamentals
3. The Physics and Chemistry of Plasmas

4 Anisotropy Mechanisms
4.
5. The Etching of Si and its Compounds
6. The Etching of Other Materials

29

D fi iti
Definition
Etch rate

Mask
G ld
Gold

Mask (Photoresist, Metal, SiO2, )


Substrate

Selectivity
Anisotropy degree

L
Af 1
H
30

L
H

Reactive etching
R
Reactive
ti etching
t hi is
i an isotropic
i t
i process!
Has very high selectivity!

Si + 4F

Mask

SiF4
F
Substrate

Isotropic etch

31

SiF4 (gas)

Ion etching
Ion etching or mechanical etching is an anisotropic
process!
Has lower selectivity
y and etch rate!
Si + Ar+
S

Si + Ar+
S
Si

Ar+

Mask

Substrate

Directional etch

32

Vertical etch

Reactive ion etching


Reactive ion etching is an anisotropic process!
Has better selectivity and much higher etch rate!

[J. Appl. Phys. 50, 3189 (1979)]

33

Effect of Ions:
Breaks bonds, raises temperature locally
on the surface and provides activation energy

Side all Passivation


Sidewall
Passi ation

Deposition of carbon polymer material on the sidewalls


where:

(a) Either the carbon is provided by the feed gas through the chamber
such as CHF3, C4F8.
(b) Or the carbon is provided by the erosion of the photoresist etch
mask.

34

Side all Passivation


Sidewall
Passi ation
Oxidation of the sidewall by adding O2 gas.

35

B hP
Bosch
Process
Switching SF6 and C4F8

500um Silicon Etched by T.


Maleki using STS ASE
(8um/min etch rate)

Th sidewall
The
id
ll fil
film thickness
hi k
d
depends
d to the
h d
deposition
i i or passivation
i i time.
i
36

T
Temperature
t
effects
ff t in
i plasma
l
etching
t hi
Wafer surface temp. depends on:
- Chuck temperature
- Ions
I energy and
dd
density
it
Reaction probabilityy of radicals depends on substrate
temperature.
Helium backside cooling helps anisotropic etch by preventing
or reducing reaction of F and Cl species with sidewalls.

37

Notch Effect
Notching effect due to charging
oxide by ions
Can be reduced by using low
frequency (LF) 380kHz bias generator
in pulsed mode
e-

+
+++++++
RF bias
on

RF bias
off
[J. Vac. Sci. Technol. B 19.5., Sep/Oct 2001]

STS ASE has LF pulsed generator!!


38

Other Effects
Grass or micromasking
g issue mainly
y
because of metal mask sputtered on
the wafer

Aspectt Ratio
A
R ti Dependent
D
d t Eff
Effectt (ARDE)
Typically large open areas etch faster than
smaller features!

39

Other Effects
Microloading effect:
Feature of the same size etch more slowly in dense patterns
Than in wide open areas!
Etching
Et hi
Species
Density
x

40

O tline
Outline
1 Introductory Concepts
1.
2. Plasma Fundamentals
3. The Physics and Chemistry of Plasmas
py Mechanisms
4. Anisotropy

5. The Etching of Si and its Compounds


6. The Etching of Other Materials

41

STS ASE DRIE


Its a 6 ICP Bosch p
process dedicated
for silicon etching!
Gases:

42

SF6

C4F8

O2

Ar

STS ASE DRIE


High
g etch-rate recipe:
p

Etchh
Passivation

Switching
time

Pressure

RF coil power

RF bias
power

Gas flow
[sccm]

8 5 sec
8.5

40 T
40mTorr

2200W

40W

450 SF6

3 sec

14mTorr

1500W

20W

200 C4F8

Etch rate 8m/min for 500 m feature


size with ~ 20% exposed area
High selectivity to PR 75-100

43

STS ASE DRIE


Low etch-rate recipe:
p
Switching
time

Pressure

RF coil power

RF bias
power

Gas flow
[sccm]

Etchh

13 sec

5 T
5mTorr

800W

25W

160 SF6

Passivation

7 sec

1mTorr

600W

20W

85 C4F8

Etch rate 2m/min for 500 m feature


size with ~ 20% exposed area
High selectivity to PR 50
Smooth side wall

44

STS AOE DRIE


Its a 4 ICP tool dedicated for etching
g
of oxide, nitrite, and polymers!
Gases:

Oxide Etch

SF6

C4F8

CF4

O2

Ar

He

Pressure

RF coil power

RF bias
power

Gas flow
[sccm]

2mTorr

600W

50W

13 CF4

Etch rate 0.3m/min


0 3m/min
Selectivity to PR 1-2
45

Panasonic RIE
Its a 6 ICP tool for etching of silicon,
oxide, nitrite, III-V, polymers, and some
metals!
G
Gases:

46

SF6

CHF3

Cl2

O2

CF4

Ar

BCl3

N2

Panasonic RIE

Si
Etch

P
Pressure

RF coil
il
power

RF bias
bi
power

SF6 flow
fl
[sccm]

O2 flow
fl
[sccm]

11Pa

900W

75W

30

30

Etch rate 1m/min

Si
Etch

Pressure

RF coil
power

RF bias
power

Cl2flow
[sccm]

O2 flow
[sccm]

0.8Pa

350W

50W

63

1.2

Etch rate 200nm/min


47

[Panasonic]

[Panasonic]

Panasonic RIE
Oxide
Etch

Pressure

RF coil
power

RF bias
power

CHF3 flow
[sccm]

0.16 Pa

450W

50W

40
SiO2

Etch rate 60 nm/min

SiN3
Etch

Pressure

RF coil
power

2 Pa

400W

Etch rate 100 nm/min

48

RF bias CF4 flow


power
[sccm]
30W

48

CHF3 flow
[sccm]
50

SiN3

[Panasonic]

Panasonic RIE
SiC Etch

Pressure

RF coil
power

RF bias
power

SF6 flow
[sccm]

4 Pa

700W

280W

50

Etch rate 0.46 m/min


[Panasonic]

SiC
Etch

Pressure

RF coil
power

RF bias
power

Cl2 flow
[sccm]

O2 flow
[sccm]

1.5 Pa

500W

150W

30

20

Etch rate 0.19 m/min


49

[Panasonic]

Plasma Tech RIE


9 Its a simple RIE.
9 It can be used for etching silicon, oxide,
nitrite, SiC, and polymers.
Gases:
SF6

50

O2

Ar

Outline
1 Introductory Concepts
1.
2. Plasma Fundamentals
3. The Physics and Chemistry of Plasmas
py Mechanisms
4. Anisotropy
5. The Etching of Si and its Compounds

6. The Etching of Other Materials

51

Panasonic RIE
Ti
Etch

Pressure

RF coil
power

RF bias
power

Cl2 flow
[sccm]

Ar flow
[sccm]

2 Pa

400W

100W

100

Etch rate 3 m/min

52

Panasonic RIE
GaAs
Etch

Pressure

RF coil
power

RF bias
power

BCl3 flow
[sccm]

Cl2 flow
[sccm]

Ar flow
[sccm]

3 Pa

900W

75W

50

150

20

Etch rate 5.3m/min


Selectivity to PR 5

53

[Panasonic]

Panasonic RIE
GaAs
Etch

Pressure

RF coil
power

RF bias
power

BCl3 flow
[sccm]

Ar flow
[sccm]

0.6 Pa

500W

50W

15

60

Etch rate 120 nm/min


Selectivity to PR 4

[Panasonic]

54

Panasonic RIE
GaN
Etch

Pressure

RF coil
power

RF bias
power

Cl2 flow
[sccm]

4 Pa

900W

90W

50

Etch rate 500 nm/min


Selectivity to PR 0
0.5
5
Selectivity to SiO2 5

[P
[Panasonic]
i ]

55

General Process Trends


How to Increase Etch Rate?
Increasing Main Coil Power
Increasing Platen or Bias Power
Increasing Process pressure
Increasing etching flow
Increasing Etch cycle time (for Bosch process)

How to Reduce Sidewall Roughness/Scallops?


Keep etch and deposition cycle times to minimum, (for Bosch process)
Reduce process pressure
Reduce etch gas flow
Increase deposition component
component, time,
time power,
power or flow (for Bosch process)

How to Increase Selectivity?


Increasing the pressure
Reducing platen power

56

General Process Trends


How to Straighten the Profile?
Using low pressure
Decreasing etch cycle time or increasing deposition cycle time (for Bosch process)
Optimizing platen power

57

General Process Trends

58

Trends for
Controlling
process results

Etch
rate

Etch gas increase

Profile

Selectivity

Sidewall
Roughness

Pressure increase

Etch Coil Power


increase

Platen Power
increase

Ackno ledgment
Acknowledgment
We would like to thank faculty members, staff, and
students for their support.

Questions?

59

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