United States v. Maurice McCurdy, 40 F.3d 1111, 10th Cir. (1994)
United States v. Maurice McCurdy, 40 F.3d 1111, 10th Cir. (1994)
3d 1111
The United States (government) appeals from the orders of the district court
granting Maurice McCurdy's (McCurdy) motion to suppress certain statements
and physical evidence and denying its motion for reconsideration.
Facts
2
Dickerson radioed his office and notified Senior Special Forest Service Agent
Benjamin Tafoya (Tafoya), a criminal investigator, that they had a person at the
site and that they needed some assistance in questioning him. McCurdy waited
with Dickerson and Morris for approximately three hours until Tafoya arrived.
While they were waiting, McCurdy told the officers that he had been hiking in
the area, that he had no knowledge of the site and that he had no interest in the
backpack. During this time, neither Morris nor Dickerson advised McCurdy of
his Miranda1 rights nor did they tell him that he was free to leave or that he was
not free to leave.
When Tafoya arrived he questioned McCurdy, without first advising him of his
Miranda rights, relative to the site and the backpack. McCurdy, in response to
Tafoya's specific questioning, again denied any knowledge of the site and any
ownership in the backpack. Tafoya then opened the backpack and observed a
headset and several camouflage shirts. According to McCurdy, who stands 5'5"
and weighs 115 pounds, Tafoya was aggressive and threatening. McCurdy
testified that Tafoya twice shoved him to the ground, and that Tafoya terrified
him when Tafoya threatened to "come down real hard" on him if he did not
admit his association with the plantation. Tafoya denied pushing McCurdy
down.
McCurdy subsequently led Tafoya and Morris through the dense forest to his
truck. During portions of the walk to the truck, Tafoya held onto one of
McCurdy's belt loops. Once at the truck, Tafoya retrieved McCurdy's wallet
and shirt from underneath the seat. Tafoya also retrieved a box which contained
a photo of a headset resembling the headset found in the backpack. After seeing
the photo, Tafoya turned toward McCurdy and McCurdy said something like
"bingo." McCurdy then stated, "Okay, I'm the one that is responsible for
everything. No one else is up there. I don't [sic] think you'd believe me." (R.,
Vol. II at 65). Immediately thereafter, McCurdy was handcuffed and advised of
his Miranda rights. McCurdy and Tafoya then walked back to the site, during
which time McCurdy gave Tafoya a full statement about the site.
The parties agree that McCurdy was in custody for purposes of Miranda from
Prior to trial, McCurdy moved to suppress all of the statements made to the
officers as well as any physical evidence removed from his truck on the
grounds that "the statements were obtained in violation of Defendant's Fifth
Amendment rights and that the evidence was seized in violation of his Fourth
Amendment rights." (R., Vol. I, Tab 19 at 1).
Within his motion, McCurdy alleged, inter alia, that: after his initial encounter
with Morris and Dickerson, he was ordered to remain in the area until Tafoya
arrived; he was guarded by Morris who related that he could not leave; Tafoya
twice shoved him to his knees; he did not believe he was free to leave; he
believed that he had to cooperate with the officers; he led Tafoya and Morris to
his pickup where Tafoya grabbed his keys and proceeded to unlock the truck
and search inside; at some point during the search, Tafoya requested
permission to search, but he responded that since Tafoya was already searching
he had no choice but to allow him to continue searching; he was not informed
that he had the right to refuse permission to search; and he made certain
incriminating statements after Tafoya located a box containing a photo of a
headset similar to the one found at the marijuana site.
10
McCurdy's motion to suppress argued that: he was clearly in custody and was
prevented from leaving the site after he was initially questioned; any statements
he made while in custody and prior to being advised of his Miranda rights were
inadmissible; the warrantless, non-consensual search of his vehicle violated his
Fourth Amendment rights; the statements made after his formal arrest and
Miranda warnings were inadmissible as fruits of the poisonous tree; the
statements made after his formal arrest and Miranda warnings were not
voluntary and should be suppressed; the officers did not have probable cause to
arrest him and search his vehicle prior to his incriminating statement; and, his
consent to the search of his truck was not voluntary.
12
The Court: We've got the officers who were tipped off to the marijuana. So
they go out there and finally find it, a very remote area, totally remote. Not a
place where hikers go. No question about that.
13
All right. Then they see ... they find the grow and they see this sign....
14
Well, to my way of thinking, when the defendant then arrives on the scene, the
officers have that, and they in essence, have a confession from him that its his
grow. They're way out in no place. They probably had probable cause to arrest
at that time.
15
I don't have to reach that point. He gets there. They say, "Hold up your hands."
They have their guns out, pat him down, all of which is all right. They ... ask
him if he had any associates. There's no doubt in their mind ... they thought
they had the person with the grow.
16
I don't see how you can now say that this is not custodial in the sense of
Miranda, because they have him, they make him sit for three hours. I'm going
to find that everything he said after Agent Tafoya got there is certainly to be
suppressed. I've got nothing in front of me that says they would have ever
found the truck. Had they found the truck, then they could have inventoried the
truck and they would have found all of this. But I don't have anything in front of
me that says they would have found the truck.
17
... I can't say that they would have ever found the truck and had an opportunity
to search that. The only question I really have in my mind is when the officers
said, "Either we're going to detain you or would you stay around to talk to the
other fellow," is that he then said, "Well, I could see why you would want to do
it, to detain me." Obviously, that's incriminating. Seems like to me that he was
in actual custody for Miranda purposes prior to that time.
18
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19
20
I'm going to suppress what was found in the truck, only on the basis that there's
nothing before me that would say they would have ever found the truck.
21
22
23
Thereafter, Assistant United States Attorney Torrez asked the court to make a
finding as to whether or not McCurdy consented to the search of his vehicle:
24
Mr. Torrez: I'm asking the court to make a finding whether or not he consented
to the search of his vehicle....
25
If the court finds that he consented ... you don't get the items in the vehicle
suppressed because that's a ... Fourth Amendment issue as opposed to a Fifth
Amendment issue, and I think that the court has to make a separate finding as to
whether the Fourth Amendment has been violated here....
26
The Court: The interplay between the Fourth and Fifth, when he's not
Mirandized, he's not totally and doesn't have to make a statement, how can I
then say that you don't have to make any statement, but we want you to lead us
down to the car. It's still, to me, fruit of the poisoned tree....
27
28
The Court: I know that. And I believe it spills over into that inquiry. I'm going
to suppress it all.
29
... he should have been Mirandized at that time, made aware of all of his rights.
******
30
31
Mr. Torrez: ... And I'd ask the court make that finding [that McCurdy consented
to the search of his truck] ... despite the violation of Miranda, that it was, in
fact, a voluntary statement.
32
The Court: I think no doubt that once he got down there to the truck that what
he said was pretty freely and voluntarily given. But I can't say that since he
wasn't Mirandized at the right time ... for all I know, he wouldn't have said
anything. I'm not going to make that finding for you. This case was not handled
correctly. You're asking me to set it up for you, and I'm not going to make that
finding for you.
33
34
35
******
36
37
I'd like the court to make a finding that the police officers received his
permission, that he said, despite the Miranda violation, that they received his
permission to get in that vehicle.
38
The Court: ... that has no merit either way, because the failure to Mirandize him
was of such a gross nature that anything else he did is out. It's all fruit of the
poisoned tree....
******
39
40
Mr. Torrez: ... as the court has said, there is an arrest, but that it was a lawful
arrest based--because the court finds there was sufficient factors and there was
probable cause, I'm asking the court to also find if it was a Miranda violation as
opposed to a due process violation. A due process violation would be
something where the police conduct, they put a gun to his head.
41
42
43
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44
45
Mr. Torrez: Okay. So then the court is, based on the Miranda violation,
suppressing the intervening statements, the statements of Tafoya and the
physical evidence.
46
47
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48
49
Mr. Torrez: And ... just so the findings will be clear, the Court is refusing ...
does not believe that we've reached the issue of the consent on the truck.
50
51
Mr. Torrez: If we were to reach the issue on the consent to the truck, based on
the totality of the circumstances and search of the truck, would the court find
that it was a voluntary consent?
52
The Court: No, I won't ... there is no way I can put myself in his mind to know
what he would have done had he been told all of this two and a half, three and a
half hours before....
53
Issues
54
On appeal, the government does not argue for the admissibility of the
statements McCurdy made prior to the time he received his Miranda warnings.
Rather, the government contends that the court erred in granting McCurdy's
motion to suppress the statements he made after receiving the Miranda
warnings and the physical evidence the officers found in his pickup truck.
55
56
a.
57
58
that the officers' failure to Mirandize him at that time mandated the suppression
of the statements he made prior to being Mirandized. It seems clear that the
investigation was no longer a general inquiry into an unsolved crime after
McCurdy was taken into custody; the focus was on him. See Escabedo v.
Illinois, 378 U.S. 478, 490-91, 84 S.Ct. 1758, 1764-65, 12 L.Ed.2d 977 (1964).
The government argues, however, that the officers' failure to Mirandize
McCurdy at the time he was initially detained did not require the suppression of
McCurdy's statements made after he was formally arrested and Mirandized.
59
60
Our analysis begins with Oregon v. Elstad, 470 U.S. 298, 105 S.Ct. 1285, 84
L.Ed.2d 222 (1985). In that case, defendant Elstad was picked up at his home
as a suspect in a burglary. He made an incriminating statement prior to the time
the officers apprised him of his rights under Miranda. After Elstad was taken to
the station house and after he was advised of and had waived his Miranda
rights, he executed a written confession. Following Elstad's conviction, the
Oregon Court of Appeals reversed, holding that the written confession should
have been excluded.
The Supreme Court reversed, holding:
61
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62
63
Respondent's contention that his confession was tainted by the earlier failure of
the police to provide Miranda warnings and must be excluded as "fruit of the
poisonous tree" assumes the existence of a constitutional violation....
******
64
65
In Michigan v. Tucker [417 U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d 182 (1974) ],
65
In Michigan v. Tucker [417 U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d 182 (1974) ],
the court was asked to extend the Wong Sun [v. U.S., 371 U.S. 471, 83 S.Ct.
407, 9 L.Ed.2d 441 (1963) ] fruits doctrine to suppress the testimony of a
witness for the prosecution whose identity was discovered as the result of a
statement taken from the accused without the benefit of full Miranda
warnings.... The court concluded that the unwarned questioning "did not
abridge respondent's constitutional privilege ... but departed only from the
prophylactic standards later laid down by this court in Miranda to safeguard that
privilege." ...
66
We believe that this reasoning applies with equal force when the alleged "fruit"
of a noncoercive Miranda violation is neither a witness nor an article of
evidence but the accused's own testimony.... Once warned, the suspect is free to
exercise his own volition in deciding whether or not to make a statement to the
authorities....
******
67
68
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69
70
We hold today that a suspect who has once responded to unwarned yet
uncoercive questioning is not thereby disabled from waiving his rights and
confessing after he has been given the requisite Miranda warnings.
71
470 U.S. at 305-09 and 318, 105 S.Ct. at 1291-93 and 1298.
72
the unwarned statement was voluntary, and the allegedly tainted second
statement was also voluntary, the second, warned statement is admissible" since
"[t]he Fifth Amendment ... prohibits only the use of compelled testimony."
United States v. Wiley, 997 F.2d 378, 383 (8th Cir.1993), cert. denied, --- U.S.
----, 114 S.Ct. 600, 126 L.Ed.2d 565 (1993).
73
We followed Elstad in United States v. Hall, 805 F.2d 1410, 1414 (10th
Cir.1986), holding that "[t]he record reflects that after Hall was fully advised of
his rights, he chose to give a recorded statement to Detective Marquez, and
under the ruling in Oregon v. Elstad ... there was no error in admitting that
statement." The government, citing Hall, argues that "[s]ince McCurdy's preMiranda statement was voluntary, and he voluntarily waived his rights before
making his post-Miranda statement, under Elstad his post-Miranda statements
are admissible." (Opening Brief for Appellant at 11).
74
McCurdy responds that the court properly found that suppression of his postMiranda statements was warranted because "the officers' violation of Miranda
was so gross" and "were the product of ... behavior that demonstrates so much
contempt for Miranda." (Appellee's Answer Brief at 25-6). McCurdy argues
that United States v. Carter, 884 F.2d 368 (8th Cir.1989), "is virtually on all
fours with this case" and compels the suppression of his statements.
75
In Carter, the officers did not Mirandize defendant Carter until after they had
induced him to turn over incriminating evidence and to make incriminating
statements. Moreover, there was no break in time between Carter's unwarned
confession, his receipt of Miranda warnings, and his second confession. In
suppressing Carter's second confession, the court, following a review of Elstad,
held "[a]ssuming arguendo that the first, unwarned confession was voluntary,
we find that the circumstances of this case do not warrant admission of the
second, warned, confession ... [since] the second confession came almost
directly on the heels of the first." Id. at 373. The court reasoned that there was
no passage of time between the unwarned confession, the subsequent Miranda
warning, and the second confession--they were "part and parcel of a continuous
process." Id. The court concluded that "[e]ven assuming ... that Elstad permits
the second confession's admission, we hold alternatively.... [a]s we affirm ... the
district court's conclusion that Carter's consent to the search was not obtained
voluntarily ... that his confession must be suppressed as the fruit of the fourth
amendment violation." Id. In our view, Carter is distinguishable from the case
at bar.
76
Unlike Carter, the district court in our case found that the officers did not
coerce McCurdy into making any incriminating statements prior to his receipt
of the Miranda warnings. Also, there was a delay of several hours between the
time that the officers detained McCurdy in their custody and the time that he
was formally arrested, Mirandized, and gave his statement. The district court
granted McCurdy's motion to suppress based solely on its finding that the
officers had violated Miranda. The district court did not rule on whether
McCurdy's post-Miranda statements were voluntary, notwithstanding the court's
specific finding that the actions of the officers did not give rise to a due process
violation.
77
78
We hold that the district court, having determined that the officers did not
violate McCurdy's due process rights, erred, as a matter of law, in concluding
that the actions of the officers constituted a "gross" violation of Miranda.
79
b.
80
81
The government contends that the district court erred in suppressing the
physical evidence found in McCurdy's truck, citing Michigan v. Tucker, 417
U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d 182 (1974). In Tucker, the Court declined
McCurdy responds that the district court correctly suppressed the physical
evidence found in his truck since "[t]hat evidence was discovered as a direct
result of McCurdy's statements regarding the ownership and location of the
truck and of his consent to search, statements obtained in blatant violation of
Miranda." (Appellee's Answer Brief at 29). McCurdy states that the
government's reliance on Michigan v. Tucker "does not help its argument"
since the police in that case acted in good faith with the existing law and "
[h]ere, the officers deliberately violated Miranda in order to obtain additional
evidence." Id. at 32.
83
McCurdy argues that "[e]ven if the Miranda violation alone does not warrant
suppression of every statement by [him] and of the evidence found in [his]
truck," the district court was free to suppress the evidence on other grounds "
[s]ince the record would support a finding of involuntariness with respect to
both the statements and the consent." (Appellee's Answer Brief at 33).
McCurdy acknowledges that "the District Court explicitly refused" to determine
whether his statements or consent to search were voluntary. Id.
84
85
State v. Nicholson, 983 F.2d 983, 988 (10th Cir.1993)). If a consensual search
is preceded by a Fourth Amendment violation, the government must prove both
the voluntariness of the consent under the totality of the circumstances and that
there was a break in the casual connection between the illegality and the
evidence obtained. United States v. Melendez-Garcia, 28 F.3d 1046, 1053 (10th
Cir.1994). See also United States v. Peters, 10 F.3d 1517, 1523 (10th Cir.1993)
(incriminating statements and consents to search made following an illegal
arrest must be considered inadmissible as tainted unless the government can
establish that the statements were purged of the taint of the unlawful invasion).
86
Here, however, McCurdy was lawfully in police custody. There was no Fourth
Amendment violation. Accordingly, the government was entitled to introduce
into evidence the physical evidence found in McCurdy's vehicle if the
government established that McCurdy voluntarily consented to the search of his
vehicle and if the search did not exceed the scope of his consent. See United
States v. Price, 925 F.2d 1268, 1270 (10th Cir.1991), followed in United States
v. Soto, 988 F.2d 1548, 1557 (10th Cir.1993) and United States v. Nicholson,
983 F.2d 983, 988 (10th Cir.1993). The district court, despite the government's
requests, refused to rule on the voluntariness of McCurdy's consent to search.
87
We hold that the district court erred in suppressing the physical evidence found
in McCurdy's truck without first ruling on the voluntariness of McCurdy's
consent to search his truck. Thus, we reverse the order of the district court
suppressing the physical evidence found in McCurdy's truck. Upon remand, the
district court must make specific findings as to whether McCurdy voluntarily
consented to the search of his vehicle for identification and whether McCurdy
thereafter consented to the continued search of his vehicle after Tafoya
discovered his shirt and identification.
88
The district court must make these determinations based on the totality of the
circumstances. See United States v. McKneely, 6 F.3d 1447, 1452 (10th
Cir.1993) (quoting United States v. Werking, 915 F.2d 1404, 1409 (10th
Cir.1990)). In determining whether a consent to search is voluntary, a court
should consider, inter alia, physical mistreatment, use of violence, threats,
threats of violence, promises or inducements, deception or trickery, and the
physical and mental condition and capacity of the defendant within the totality
of the circumstances. An officer's request for consent to search does not taint an
otherwise consensual encounter "as long as the police do not convey a message
that compliance with their request is required." United States v. Griffin, 7 F.3d
1512, 1517 (10th Cir.1993). See also United States v. Lindsey, 877 F.2d 777
(9th Cir.1989) (holding consent was voluntary absent any police threats or
coercion).
89
The Honorable Richard D. Rogers, Senior District Judge, United States District
Court for the District of Kansas, sitting by designation
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966) holds
that the prosecution may not use statements stemming from the custodial
interrogation of a defendant unless it demonstrates the use of procedural
safeguards effective to secure the privilege against self-incrimination. Under
Miranda, before any custodial interrogation, a defendant must be warned that
he has the right to remain silent, that any statement he does make may be used
as evidence against him, that he has the right to the presence of an attorney,
either retained or appointed, and that if he cannot afford an attorney, one will be
provided for him