Filed: Patrick Fisher
Filed: Patrick Fisher
MAR 5 1999
PATRICK FISHER
Clerk
No. 97-2348
(D. Ct. No. CR 95-205 HB)
(D. N. Mex.)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before TACHA, BALDOCK, and MURPHY, Circuit Judges.
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. This court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
*
day of trial; (4) denying her motion for a mistrial after the introduction of hearsay
evidence; and (5) upholding the jury verdict. 1 We have jurisdiction under 18
U.S.C. 1291 and affirm.
I. Background
On March 15, 1995, Ms. Solano-Rodriguez drove into the United States
Border Patrol Checkpoint on Highway 54, between Orogrande and Alamogordo,
New Mexico, with two of her daughters. Border Patrol Agent Joel Sims, working
in the primary inspection area, first made contact with defendant, while Border
Patrol Agent Manuel Cruz stood approximately six feet behind him for safety
purposes. When Agent Sims questioned Ms. Solano-Rodriguez regarding her
citizenship, she produced valid immigration documents. During this time, Agent
Sims did not notice anything unusual about her demeanor. However, he testified
that when he asked Ms. Solano-Rodriguez about her destination, she trembled and
became shaky. Defendant told Agent Sims that she was driving to Alamogordo to
pick up her niece. Agent Sims continued to question defendant about her exact
destination within Alamogordo. Agent Sims testified that one of the children
In support of these claims, defendants counsel filed an opening brief that did not
comply with this courts rules in effect at the time the brief was filed. Specifically,
counsel used roman numerals rather than page numbers during its statement of
jurisdiction, statement of the issues, and statement of the case in an apparent attempt to
exceed the fifty page limit without leave of this court. See Fed. R. App. P. 28(g), 10th
Cir. R. 28.3. Although we address defendants claims, we admonish defense counsel for
its failure to adhere to this courts rules.
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responded that the niece lived near a school. He repeated his question, directing
it to Ms. Solano-Rodriguez, and testified that she responded that she would have
to stop at a gas station and call her niece. At that point, Agent Sims stated that he
became suspicious because she seemed increasingly nervous and could not pinpoint her destination. Agent Sims also testified that in his past experience with
narcotics transportation, the person transporting the narcotics often gives a
general destination but is unable to provide a specific location, such as an
address. He therefore asked for her consent to walk a border patrol canine around
her car. He testified that she consented, and he directed her to the secondary
inspection area.
Agent Sims testified that his initial conversation with defendant occurred in
English. He stated that he begins every checkpoint encounter in English,
switching to Spanish if it appears that a person does not understand him.
Although unable to translate words such as rocker panel and trapdoor at trial,
Agent Sims has passed the Spanish tests required of all Border Patrol agents.
Agent Sims did not believe that Ms. Solano-Rodriguez had any trouble
understanding his English because she provided appropriate answers to his
questions.
Agent Cruz, who was standing a few feet behind Agent Sims during his
initial encounter with defendant, also testified that the conversation between
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the district court should have allowed Dr. Villa to testify that Agent Sims could
not speak enough Spanish to hold a basic conversation and that Ms. SolanoRodriguez could not conduct a basic conversation in English. The district court
has broad discretion in determining whether or not to admit expert testimony, and
we review a decision to admit or deny such testimony only for abuse of
discretion. Orth v. Emerson Elec. Co., 980 F.2d 632, 637 (10th Cir. 1992); see
also United States v. Rice, 52 F.3d 843, 847 (10th Cir. 1995). An abuse of
discretion occurs only when the trial court based its decision on an erroneous
conclusion of law or where there is no rational basis in the evidence for the
ruling. Wang v. Hsu, 919 F.2d 130, 130 (10th Cir. 1990) (quoting In re
Coordinated Pretrial Proceedings in Petroleum Prod. Antitrust Litig., 669 F.2d
620, 623 (10th Cir. 1982)). Based upon our review of the record, we find that the
district court had valid and legitimate reasons for its decision not to permit Dr.
Villa to testify. 2
The record reveals that the district court likely had concerns about the
reliability of Dr. Villas testimony. It also apparently feared the testimony would
Because Dr. Villa does not offer testimony based upon a particular [scientific]
methodology or technique, Compton v. Subaru of Am., Inc., 82 F.3d 1513, 1519 (10th
Cir. 1996), the Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993),
factors do not enter the analysis, see id. at 1518. [A]pplication of the Daubert factors is
unwarranted in cases where expert testimony is based solely upon experience or training.
Id.
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encompass material that would not assist the trier of fact to understand the
evidence or to determine a fact in issue, Fed. R. Evid. 702, or might even
mislead the jury or confuse the issues, see Fed. R. Evid. 403 (permitting court to
exclude relevant evidence if its probative value is substantially outweighed by
the danger of . . . misleading the jury). Thus, we hold that the district court did
not abuse its discretion in refusing to allow defendants expert to testify.
B. Suppression of Evidence
Ms. Solano-Rodriguez also argues that the evidence presented at her trial,
including the proffer of the defense expert Dr. Villa, establishes that the court
should have granted her renewed motion to suppress. When reviewing a district
courts denial of a motion to suppress, we consider the totality of the
circumstances and view the evidence in a light most favorable to the
government. United States v. Villa-Chaparro, 115 F.3d 797, 800-01 (10th Cir.
1997), cert. denied, 118 S. Ct. 326 (1997). However, the ultimate determination
of reasonableness under the Fourth Amendment is a question of law which we
review de novo. See id.
The Fourth Amendment protects individuals against unreasonable searches
and seizures. See U.S. Const. amend IV. Although the stop of a vehicle at a
fixed border patrol checkpoint constitutes a seizure within the meaning of the
Fourth Amendment, see United States v. Galindo-Gonzales, 142 F.3d 1217, 1221
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(10th Cir. 1998), border patrol agents may briefly detain and question a person at
fixed checkpoints without any individualized suspicion that the person is engaged
in criminal activity without violating the Fourth Amendment, see United States v.
Martinez-Fuerte, 428 U.S. 543, 562 (1976); United States v. Massie, 65 F.3d 843,
847 (10th Cir. 1995). The principle protection of Fourth Amendment rights at
checkpoints lies in appropriate limitations on the scope of the stop.
Martinez-Fuerte, 428 U.S. at 566-67; see also United States v. Rascon-Ortiz, 994
F.2d 749, 752 (10th Cir. 1993). A routine checkpoint stop must be brief and
unintrusive. Rascon-Ortiz, 994 F.2d at 752. During a routine fixed-checkpoint
stop, border patrol agents may inquire into an individuals citizenship or
immigration status and request documentation. See Massie, 65 F.3d at 847-48.
They may also may make a cursory visual inspection of the vehicle and may
briefly question an individual concerning such things as vehicle ownership,
cargo, destination, and travel plans, provided that such questions are reasonably
related to the agents duty to prevent the unauthorized entry of individuals into
this country and to prevent the smuggling of contraband. Rascon-Ortiz, 994 F.3d
at 752; accord Massie, 65 F.3d at 848.
Further detention of an individual beyond the scope of a routine
checkpoint stop must be based on reasonable suspicion, consent, or probable
cause. Massie, 65 F.3d at 848; accord Rascon-Ortiz, 994 F.2d at 752. Although
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At the beginning of the second and final day of trial, Ms. Solano-Rodriguez
requested a continuance because Norma Olivas, a witness scheduled to arrive in
New Mexico from Denver, Colorado the previous night, had missed her flight.
We review the denial of a motion for continuance of trial for abuse of discretion
and will find error only if the district courts decision was arbitrary or
unreasonable and materially prejudiced the defendant. United States v. Simpson,
152 F.3d 1241, 1251 (10th Cir. 1998); see also, e.g., Gust v. Jones, 162 F.3d 587,
598 (10th Cir. 1998). We find no abuse of discretion in this case.
At the time of defendants arrest, she had a piece of paper with various first
names, telephone numbers, cellular phone numbers, beeper numbers, and a
Colorado address in her purse. On redirect, Agent Sanchez testified:
By themselves, [the numbers] wouldnt mean anything, but based on
experience and having had involvement in numerous narcotics cases,
cellular phone numbers are classic things used in the transportation
of narcotics, because it helps the smugglers stay in contact, constant,
continuous contact, with the person carrying their narcotics for them.
. . . [T]his is large investment. . . . Denver, Colorado, is a city we
come across with where these narcotics loads are destined to. So,
yeah, all of these things by themselves dont mean anything, but the
combination of them are very significant to me, because I have had
numerous experiences with narcotics cases and seeing these things
involved in narcotics cases.
R., Volume VI at 177-78. The government entered the paper containing the
numbers into evidence as an exhibit.
Defense counsel admits that she may have elicited much of this damaging
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information during cross examination, but, at the time, she believed that Ms.
Olivas would arrive to testify. Ms. Olivas would have testified that the numbers
belonged to family and friends, rebutting the governments inference that the
numbers were drug-related. However, Ms. Olivas missed her flight, the last one
from Denver for the evening, making her unavailable to testify. Defendant
requested a continuance, but the district court denied the motion stating, I do not
think its reasonable to continue this case at this point to get a witness who could
have or should have been obtained and brought here in a timely fashion. R.,
Volume VI at 290.
Here, the district court did not act unreasonably nor arbitrarily in denying
defendants motion for a continuance, nor did the courts decision materially
prejudice the defendant. The jury members, court, and government had already
assembled and prepared for the second and final day of trial. Ms. Olivas
testimony would merely have reiterated that the telephone and beeper numbers
belonged to family and friends, not drug carriers. Defendant and her daughter,
Ms. Madrid, had already provided such testimony. Thus, we find that the court
did not abuse its discretion in denying the motion for a continuance.
D. Motion for Mistrial
During defendants trial, government witness David Black testified that he
had learned that a woman named Maria Solano and two young children had stayed
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judges immediate instruction cured any harm that might have arisen from Mr.
Blacks inadmissible testimony. The district court did not abuse its discretion
when it denied defendants motion for a mistrial. Cf. Joe, 8 F.3d at 1498 (finding
no abuse of discretion where inadmissible testimony consisted of a single
isolated occurrence and the trial judge gave an immediate curative
instruction).
E. Sufficiency of Evidence
Finally, Ms. Solano-Rodriguez argues on appeal that there exists
insufficient evidence to support the jurys verdict. In evaluating this claim, we
review the record de novo and ask only whether, taking the evidence -- both
direct and circumstantial, together with the reasonable inferences to be drawn
therefrom -- in the light most favorable to the government, a reasonable jury
could find the defendant guilty beyond a reasonable doubt. United States v.
Voss, 82 F.3d 1521, 1524-25 (10th Cir. 1996) (internal quotation marks and
citations omitted); accord United States v. Simpson, 152 F.3d 1241, 1251 (10th
Cir. 1998). After carefully reviewing the record, we hold that sufficient evidence
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