United States Court of Appeals, Third Circuit
United States Court of Appeals, Third Circuit
2d 754
On January 4, 1978, the district court issued the first of its two opinions.
Owens-FI v. Robinson, 442 F.Supp. 1368 (W.D.Pa. 1978). Although it found
that many of the challenged conditions did violate the constitutional rights of
the inmates, it held against them on the issues of contact visits, methadone
treatment, and psychiatric care. These findings were incorporated in the court's
final opinion and order of October 11, 1978. 457 F.Supp. 984. The Inmates
appealed. We affirm on the issues of contact visits and drug detoxification, and
remand on the issue of psychiatric care.
I.
3
The Allegheny County Jail is used primarily as a detention facility for persons
awaiting trial. In addition to pretrial detainees, other inmates are also housed at
the jail. These include: inmates who have been convicted but are awaiting
sentencing; inmates who have been committed to the jail for misdemeanors for
relatively short sentences; inmates on a work-release program; federal prisoners
awaiting trial or sentencing; and state and federal prisoners from other
institutions held in the jail while testifying in pending state and federal cases.
The average daily population is approximately 430 inmates with an average
length of confinement of about three weeks. Many inmates, however, are
confined for substantially longer periods of time.
The Inmates' action against the Board sought broad scale relief from allegedly
unconstitutional conditions at the jail. The district court found that many of the
challenged conditions did indeed fall below the constitutional minimum and
granted substantial relief.
disrepair. As a result, leaks and overflows frequently occurred in the cells. The
cells lacked adequate lighting; the efforts of inmate-electricians seeking to
remedy that defect caused exposed electrical wires which presented fire and
shock hazards. Prisoners were required to sleep on canvas cots, many of which
were discolored by blood, vomit, feces, and urine. Vermin abounded. Cell
temperatures fluctuated between extreme cold in the winter and extreme heat in
the summer. The shortage of guards reduced supervision of the inmates and
permitted hoarding and vandalism of necessary supplies. This in turn
contributed significantly to chronic shortages of necessary items such as
blankets and bath towels.
6
Inmates with a wide spectrum of emotional and mental problems, ranging from
simple "acting-out" behavior to drug withdrawal, delirium tremens, epileptic
seizures, and mental instability, were confined in the "restraint room." Clothed
in hospital gowns or left naked, there they were bound to canvas cots with a
hole cut in the middle. A tub was placed underneath the hole to collect the
body wastes of the occupant.
In short, conditions in the jail were shockingly substandard and, the district
court found, well below the minimum required by the Constitution.
Accordingly, the court entered an order providing relief. The Board does not
challenge these findings or the terms of the district court's order. In addition,
however, the district court denied the Inmates relief in three specific areas.
These denials form the basis of the Inmates' appeal presently before us.
Currently, jail policy precludes inmates and their visitors from physical contact,
restricting them instead to booths in which the inmate and visitor are separated
by a pane of glass and communication is by telephone.1 The district court
upheld this practice as a legitimate restriction in light of the security interests of
the jail.
10
The Inmates also challenge the method of drug detoxification at the jail.
Currently, any inmate who has been receiving methadone treatment from an
authorized treatment center in Allegheny County prior to his incarceration is
allowed to receive such treatment for six days following the date of
confinement, after which the treatment is terminated. The district court upheld
Finally, the Inmates challenge the system of psychiatric care at the jail alleging
it to be constitutionally inadequate because of insufficient staffing. Although
the court ordered psychiatric training for all nurses at the jail and prohibited the
further use of restraint cots, it expressed no opinion as to the constitutional
sufficiency of the general level of psychiatric care.
II.
12
The Inmates' first contention on appeal is that the district court erred in ruling
that the prohibition of contact visits does not deprive the Inmates of their due
process rights under the fourteenth amendment. They argue that, under Bell v.
Wolfish, 441 U.S. 520, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979), the denial of
contact visits represents an "exaggerated response" to an asserted security
interest and therefore constitutes a denial of due process. We disagree.
13
14
Absent
a showing of an expressed intent to punish on the part of detention facility
officials, that determination generally will turn on "(w)hether an alternative purpose
to which (the restriction) may rationally be connected is assignable for it, and
whether it appears excessive in relation to the alternative purpose assigned (to it)." . .
. Thus, if a particular condition or restriction of pretrial detention is reasonably
related to a legitimate governmental objective, it does not, without more, amount to
"punishment". . . . Conversely if a restriction or condition is not reasonably related to
a legitimate goal if it is arbitrary or purposeless a court permissibly may infer that
the purpose of the governmental action is punishment that may not constitutionally
be inflicted upon detainees Qua detainees.
15
441 U.S. at 538-539, 99 S.Ct. at 1874. The Court admonished lower courts that
the government's interest in maintaining security and order and operating the
institutions in a manageable fashion is "peculiarly within the province and
professional expertise of corrections officials, and, in the absence of substantial
evidence in the record to indicate that the officials have exaggerated their
response to these considerations, courts should ordinarily defer to their expert
The Inmates argue that there is very little likelihood that additional contraband
will find its way into the jail if contact visits are allowed and that contraband
will be introduced into the jail in any case. They urge that a plan recommended
by the court adviser 2 which would have allowed contact visits in certain
instances, is a reasonable alternative to the absolute prohibition presently
imposed and would provide adequate protection for security interests at the jail.
Under that plan inmates would not be eligible for contact visits until after
having spent 45 days in confinement. The Inmates argue that this plan would
protect security interests in a number of ways. First, it would limit the number
of contact visits to a manageable level and thus eliminate the need to make
major structural changes in the jail. Second, the waiting period would give the
jail administration sufficient time to observe the various inmates and identify
which of them would pose security risks if permitted to have contact visits. It
also would afford the institution sufficient time to set up a visitor list for
eligible inmates and determine which visitors might pose security problems.
17
The Inmates' arguments, however, are unpersuasive. Even though the chances
of additional contraband being introduced into the jail by virtue of contact visits
may well be small, prohibition of such visits is, nevertheless, not unreasonable.
In Bell v. Wolfish the Court upheld body cavity inspection of inmates
conducted after contact visits. The Court noted that, although
18 has been only one instance where an . . . inmate was discovered attempting to
there
smuggle contraband into the institution on his person (this), may be more a
testament to the effectiveness of . . . (the body cavity search) as a deterrent than to
any lack of interest on the part of the inmates to secrete and import such items when
the opportunity arises.
19
20
possibility.
21
22
There is no indication in the record that the prohibition was adopted for
purposes of punishment. The Inmates, however, further argue that the
prohibition of contact visits encroaches upon a fundamental zone of privacy,
the family relationship, and therefore, is deserving of heightened scrutiny even
under Bell v. Wolfish. However, assuming a fundamental right is implicated by
the prohibition of contact visits, we believe that prohibition to be a permissible
restriction in the context of this case.
23
III.
24
The Inmates' next claim is that the district court erred in its finding that the
system of methadone treatment at the jail does not constitute a denial of due
process. Inmates of the jail who have been receiving methadone treatment prior
to incarceration from an approved clinic in Allegheny County5 are given
The testimony of the medical experts conflicted; one testified that seven days of
methadone treatment would be sufficient and another advocated administering
decreasing methadone dosages over a twenty-one day period. Both the prior
and present jail physicians approved of the jail's program of treatment. The
district court concluded that the appropriate form of treatment involved a
"discrete medical judgment" and it found no abuse of discretion of the jail
physicians regarding the choice of treatment. On this record, we perceive no
"deliberate indifference" to the inmates' serious medical needs in disregard of
the standard enunciated in Estelle v. Gamble, 429 U.S. 97, 105-06, 97 S.Ct.
285, 50 L.Ed.2d 251 (1976).
26
The Inmates, however, argue that our opinion in Norris v. Frame, 585 F.2d
1183 (3d Cir. 1978), requires that we vacate the district court's holding and
remand for further fact finding. In Norris, we held that because Pennsylvania
has by regulation provided specific procedures for termination of methadone
treatment, Id. at 1189 n.17, a pretrial detainee who has been receiving such
treatment in an approved program prior to incarceration, has a due process
liberty interest in the continuation of such treatment. We held that when prison
officials seek to terminate that treatment other than in accordance with the
procedures required by that regulation they must "demonstrate . . . a legitimate
security concern, or a genuine fear of substantial administrative disruption." Id.
at 1185.
27
Our opinion in Norris, however, must be read in light of the Supreme Court's
opinion in Bell v. Wolfish, supra. There the Supreme Court set forth the
standard to be used in evaluating the constitutionality of conditions of pretrial
confinement. The governing inquiry, as we noted above, is whether the
particular condition or restriction has a punitive purpose. "Absent a showing of
an expressed intent to punish on the part of detention facility officials," we
must determine "(w)hether an alternative purpose to which (the restriction) may
rationally be connected is assignable for it, and whether it appears excessive in
relation to the alternative purpose assigned (to it)." Bell v. Wolfish, supra, 441
U.S. at 538, 99 S.Ct. at 1873-1874.
28
In this case, there is nothing in either the district court's opinion or the record of
the testimony presented at trial which indicates a punitive purpose on the part
of jail authorities. The district court itself held that, given the circumstances,
the methadone treatment provided at the jail constituted a reasonable medical
decision. We believe the record supports the court's conclusion.
29
IV.
30
The Inmates' final contention is that the relief granted by the district court, fails
to raise the level of psychiatric care at the jail to the constitutionally required
minimum.
31
32
The district court's order does provide some relief: the court forbade the further
use of restraint cots, limited the use of restraints in general, and ordered that all
nurses at the jail receive psychiatric training. The court, however, expressed no
finding as to the adequacy of psychiatric care at the jail.
34
35
37
38
The record before us indicates there are substantial deficiencies in the system of
psychiatric care at the Allegheny County Jail. Nevertheless, we are not
confident that the record accurately reflects existing conditions at the jail. As
indicated at oral argument, it does not contain the two reports of the advisor
appointed by the district court nor does it reflect the change in conditions
caused by the district court's order.8 Furthermore, the district court did not
make a specific finding as to the adequacy of the system for psychiatric care at
the jail. We, therefore, remand to the district court for its determination whether
the level of psychiatric care meets the constitutional minimum in light of the
standards which we have articulated.9 Should the district court determine that
the constitutional requirements have not been satisfied, it will then, of course,
order such relief as it finds is required.
V.
40
The judgment of the district court accordingly will be affirmed on the issue of
contact visitation and drug detoxification. The district court's judgment on the
issue of psychiatric care will be vacated and the case remanded for further
proceedings not inconsistent with this opinion.
41
42
43
Because I find no error in the disposition by the trial court of the three basic
constitutional issues presented by this appeal contact visits, methadone
treatment, and psychiatric care I would affirm the judgment of the district court
in full. Accordingly, I join parts II and III of Judge Rosenn's opinion affirming
those portions of the district court's judgment which determine that the county
jail rules prohibiting contact visitations and administering methadone treatment
do not offend the fourteenth amendment. For the reasons that follow, however,
I dissent from the majority's reversal of that part of the judgment relating to
psychiatric care.
I.
44
In Estelle v. Gamble, 429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976), the
prisoner-plaintiff suffered a back injury during a prison work assignment when
a bale of cotton fell on him. He was initially examined and returned to work but
then was re-examined, prescribed a painkiller, and permitted to remain in his
cell. During a three month period he was seen by medical personnel on
seventeen occasions but, allegedly, was treated inadequately for his back injury,
high blood pressure, and heart problems. Presented with the opportunity for
deciding when faulty medical treatment of an inmate amounts to a
constitutional deprivation, the Court determined that the government has an
obligation to provide medical care for those it is punishing by incarceration,
that Denial of medical care causes pain and suffering inconsistent with
contemporary standards of decency, and then concluded that deliberate
indifference to serious medical needs of prisoners constitutes a violation of the
eighth amendment:
45
(D)eliberate
indifference to serious medical needs of prisoners constitutes the
"unnecessary and wanton infliction of pain" . . . proscribed by the Eighth
Amendment. This is true whether the indifference is manifested by prison doctors in
their response to the prisoner's needs or by prison guards in intentionally denying or
delaying access to medical care or intentionally interfering with the treatment once
proscribed. Regardless of how evidenced, deliberate indifference to a prisoner's
serious illness or injury states a cause of action under 1983.
46
429 U.S. at 104-05, 97 S.Ct. at 291 (citations and footnotes omitted). The
deliberate indifference standard, however, was clarified by the Court to include
only "wanton infliction of unnecessary pain" and not circumstances caused by
an accident or by inadvertent failure:
47
Thus,
a complaint that a physician has been negligent in diagnosing or treating a
medical condition does not state a valid claim of medical mistreatment under the
Eighth Amendment. Medical malpractice does not become a constitutional violation
merely because the victim is a prisoner. In order to state a cognizable claim, a
prisoner must allege acts or omissions sufficiently harmful to evidence deliberate
indifference to serious medical needs. It is only such indifference that can offend
"evolving standards of decency" in violation of the Eighth Amendment.
48
429 U.S. at 106, 97 S.Ct. at 292. Subsequently, in Bell v. Wolfish, 441 U.S.
520, 535, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979), the Court specifically
instructed that the proper constitutional inquiry is whether conditions of pretrial
detention amount to punishment of the detainee.
49
II.
50
Applying these legal precepts to the facts adduced at trial on the adequacy of
psychiatric treatment, I concur in the result reached by the district court. I agree
with the majority that the district court made no findings Ipsissimis verbis as to
the adequacy of psychiatric care at the jail, but after examining a voluminous
record and a comprehensive opinion dealing with many phases of jail
conditions, supplemented by decrees which ordered sweeping reforms, I find
no fault in the district court's final resolution of the constitutional issues relating
to psychiatric care. By ordering special training for the nurses, the district court
implicitly considered it unnecessary to require the jail to install additional
professional staff or procedures in order to meet minimum constitutional
standards. Judge Cohill ordered:
53 The defendants shall, by January 1, 1979, arrange for a training program for
25.
present and future jail nurses in the area of psychiatric nursing. All present jail
nurses must enroll in the program as soon as it is established. All nurses employed
by the jail in the future shall, within six months of their date of employment,
complete said training course.
54
Id. at 96a-97a.
55
56
Q. But in the case of men who have psychiatric disorders, specifically, (the
nurses) are not trained?
57
58
I am not, and we are not a psychiatric hospital. We are not a psychiatric unit.
The patients, as I said before, get adequate care until final disposition is made.
59
Now if final disposition means within 24 hours I should have this patient in a
general hospital, that's where he or she goes. If it means that this patient should
be in a psychiatric setting immediately even before the psychiatric consultation
agrees, I told you, that is the way that patient would be handled, the
disposition.
60
But in terms of being a County Jail, they are getting good, adequate psychiatric
and general medical care for that period of time that they are there until the
Court decides the final disposition.
61
62
63
Testimony was also adduced that a jail physician is on call twenty-four hours a
day and is actually on the premises approximately two and one-half hours a
day, and that the services of the Allegheny County Behavior Clinic, an arm of
the court of common pleas, are available to the inmates. Five psychiatrists and
two psychologists from the clinic "have direct involvement in the Allegheny
County Jail." Appendix for Appellants at 369a. The director of the clinic
testified that the clinic acts as "psychiatric consultant to Dr. Smith, the jail
physician." Id. at 372a. Upon request of the jail physician, an inmate will be
examined by a Behavior Clinic psychiatrist, a diagnosis will be made, and
medication or other treatment will be recommended to the jail physician. Id. at
374a. These psychiatrists are available five days a week. Id. at 385a.
64
On this record I cannot conclude that appellants met either their burden under
Estelle of proving "deliberate indifference to serious medical needs" or the test
of Wolfish, that the professional psychiatric care was "(designed) for the
purpose of punishment," or if not expressly so designed, was "arbitrary or
purposeless." For their part, the majority conclude that they "are not confident
that the record accurately reflects existing conditions at the jail." Maj. Op., at
763. The function of an appellate court in the Anglo-American tradition,
however, is to review the judgment of the district court based on the record
before it. Having reviewed that record I would affirm the judgment of the
district court in all respects.
Inmates are allowed to have visitors three times per week for one hour
Arnold Pontesso was appointed by the district court as its advisor in this case.
He previously served as Director of Corrections for the State of Oklahoma as
well as Warden of the Federal Reformatory in El Reno, Oklahoma
We note that the restriction at issue here does not prevent visits from noninmates but only prohibits contact visits. See Valentine v. Englehart, 474
F.Supp. 294 (D.N.J., 1979) (court holds ban on visits by children
unconstitutional under Bell v. Wolfish.)
Although the issue was not before it in Wolfish, the Court implied that
prohibition of contact visits is a reasonable alternative to body cavity searches
in preventing contraband from entering a jail or prison. Bell v. Wolfish, 441
U.S. at 559-60, 99 S.Ct. 1861 n. 40
Currently, inmates who have been receiving methadone treatment from clinics
located outside Allegheny County receive no methadone treatment after
incarceration. The district court found this "uneven treatment" to constitute a
violation of the Equal Protection Clause. Nevertheless, the court apparently
ordered no relief in this regard and the parties do not raise the issue on appeal
The district court, however, found that the inmate can request other medication
to help ease the effects of his methadone or heroin withdrawal. Those
dispensed at the jail included the tranquilizer Sparine and such medicine as
Tylenol, Maalox, and Benadryl
7
We caution, however, that even though the System of care may itself be
constitutionally sufficient the refusal to make that system of care available to a
particular inmate may itself be unconstitutional. See Bowring v. Godwin,
supra. We are not faced with that issue here, however, and express no opinion
as to the relevant standards to be applied in making that determination
The Board, for instance, alleged at oral argument that the improved
recordkeeping required by the district court's order indicates that psychiatrists
from the Behavior Clinic now spend a substantial amount of time at the jail
The district court may receive whatever additional evidence it deems relevant
in making that determination