Cattell's Personality Assessment Study
Cattell's Personality Assessment Study
Article
Cattells Personality Factor Questionnaire (CPFQ): Development and
Preliminary Study1
Ricardo Primi2
Carla Fernanda Ferreira-Rodrigues
Lucas de Francisco Carvalho
Universidade So Francisco, Itatiba-SP, Brazil
Abstract: This study was aimed at: (a) developing an instrument for personality assessment according to Cattells model,
in which the 16PF is based on; and (b) carrying out an empirical analysis of the internal structure of the instrument. Three
hundred and forty seven people, mostly female (67.4%), attending higher education (62.5%) and aged between 16 and 66
(M = 25.69; SD = 8.90) participated in the study. One hundred and twenty items were created and an exploratory factor
analysis of the main factors was carried out. Then, a parallel analysis, an exploratory full information factor analysis with
categorical variables and an internal consistency analysis were performed. The results suggest that the instrument is composed
of 12 factors of reasonable internal consistency rates. The model developed by Cattell helped to understand the structural
organization found for the instrument, since there is coherency, especially in relation to more general terms (global factors).
Keywords: personality traits, personality measures, factor analysis
Raymond Bernard Cattell (1905-1998) was one of universal (McAdams, 2009; Nunes, Hutz, & Nunes, 2010).
the most important theorists in the area of personality. He Horn (2000) stated that Cattells personality theory can only
is listed among the top greatest 20 psychologists of the be compared to Freuds theory, in terms of magnitude and
twentieth century (Haggbloom et al., 2002) and is considered scope, and to no other theory of empirical demonstration.
one of the precursors of the current model of the Big Five In Cattells view, personality is the manner in which
Factor Model (FFM), which is proposed by some authors as human beings behave in a certain situation. From this
perspective, it is possible to infer personality traits based on
1
Support: National Council for Scientific and Technological Development a set of behaviors and, reciprocally, it is possible to predict
(CNPq), Coordination for the Improvement of Higher Education
Personnel (CAPES), and So Paulo Research Foundation (FAPESP). how a person would behave in a certain situation by having
2
Correspondence address: information about their personality traits. In the 1940s, Cattell
Ricardo Primi. Graduate Program in Psychology at the Universidade
So Francisco. Rua Alexandre Rodrigues Barbosa, 45. CEP 13251-900.
started a significant research that sought to identity the basic
Itatiba-SP, Brazil. E-mail: [email protected] global factors of personality in a multivariate approach of traits
Available in www.scielo.br/paideia 29
Paidia, 24(57), 29-37
or factors (Walter, 1995). Based on the famous list of adjectives vigilant); M Abstractedness (practical, grounded x abstract,
of Allports, Cattell reorganized it into 171 personality absorbed in ideas); N Privateness (forthright, genuine
descriptors, which were used to describe the personality in x polished, private); O Apprehension (complacent, self-
empirical studies involving factor analysis (Cattell, 1943). assured x apprehensive, indecisive); Q1 Openness to Change
In empirical studies, he considered three kinds of basic (conservative, traditional x experimental, open to change);
data to capture personality dimensions: (a) responses to Q2 Self Reliance (group-oriented, affiliative x self-reliant,
questionnaires, that is, the introspection of the individuals solitary); Q3 Perfectionism (undisciplined, tolerates disorder
about their own behavior (Q-data); (b) third party reports x controlling, perfectionist); Q4 Tension (calm, relaxed x
based on observations about the individual everyday life tense, impulsive).
behaviors (L-data); and (c) relatively straightforward From the hierarchical analysis of the 16 factors, groups
measures of behavior controlled in a lab (Cattell, 1965; that gave rise to the first version of the five global factors
Cattell & Mead, 2008; Primi, 2010). Primary traits would be were found, currently known as the Five Factor Model of
shown in the three situations. Therefore, in order to identify Personality Traits (FFM) that is: extraversion, anxiety, tough
them, it would be necessary to observe the consistency of mindedness, independence and self-control (Table 1), which
these three kinds of basic data. This perspective corresponds would later be updated as extraversion, neuroticism, openness
to the multi-method modern view of the psychological to experience (inverse correlation), agreeableness (inverse
assessment, which consists of using several methods to correlation) and consciousness, through reanalysis of Cattells
better understand a behavior or psychological event. data by other researchers (Costa Jr. & McCrae, 2007).
Based on this view, Cattell (1957) identified 46 surface
traits (a complete list is available in Cattell, 1957, p. 813), Table 1
understood as the set of observed behaviors opposed to the Description of the Five Global Personality Factors of
source traits that would be the latent variables causing the Raymond B. Cattell
surface traits. Later, with the students help, the results were Secondary Global Factors
inter correlated and submitted to factor analysis, reaching 16 I Extraversion (x Introversion)
personality traits considered by Cattell as basic, found in the A+ F+ H+ N- Q2- Introvert Extrovert
L and Q data (Cattell, 1965). These, in turn, gave rise to the Socially Inhibited Socially Bold
instrument called Sixteen Personality Factor Questionnaire II Anxiety (x Stability)
16PF (Cattell, Cattell, & Cattell, 1993). The personality traits C- L+ O+ Q4+ Low Anxiety High Anxiety
Emotionally stable Emotionally reactive
assessed in the 16PF are fairly constant, and mood swings
III Though Mindedness (x Openness)
or situational changes in which individuals go through at
some point in their lives are not assessed (Cattell, 1965). It is A- I- M- Q1- Receptive Inflexible
Open Minded Firm
noteworthy that, in the first version, the 16PF was composed Intuitive Low Empathy
of five parallel versions (Cattell & Eber, 1954). IV Independence (x Accommodation)
Each scale of the 16PF is bipolar and is called by the E+ H+ L+ Q1+ Accommodated Independent
name of the positive pole. The factors are identified by Submissive Persuasive
Self-sacrificing Focused on the future
a letter of the alphabet that indicates the order in which it
V Self-control (x Lack of inhibition)
was distinguished in the factor analysis, with the first letters
indicating more important differences in the personality F- G+ M- Q3+ Vigilant Controlled
Impulsive Inhibited
traits (Cattell, 1997). The letter Q indicates factors resulting
only from Q data. According to Walter (1995), each one of
the 16 factors corresponds to a stable personality trait, that Table 1 shows the descriptors of the secondary five
is, a source trait. global factors. Taking into account the information presented
The 16 global factors and their respective traits for low in the table, there is a clear relationship with the FFM model.
and high scores are described as follows: A Warmth (reserved, Currently, the most widely used instrument in the world
cool x outgoing, participating); B Reasoning (lower g x higher based on this model is the Personality Inventory NEO-PI-R
g); C Emotional Stability (Emotionally instable, affected by (Costa & McCrae, 1992). Some differences can be observed
feelings, easily upset x Emotionally stable, adaptable, calm), between this instrument and the 16PF. Cattell and Mead
E Dominance (deferential, docile, cooperative x assertive, (2008) argue that the 16PF was developed through the bottom
dominant, independent); F Liveliness (taciturn, serious, up methodology, that is, its primary factors empirically
introspective x carefree, cheerful, enthusiastic); G Rule- resulted from decades of research, which was not exactly
Consciousness (expedient, inconvenient x conscientious, the case of the six facets, in which each dimension of the
conforming with cultural and conventional values); H NEO-PI-R is divided. Thus, the ingredients (primary factors)
Social Boldness (shy, timid x socially bold, venturesome); that constitute the five factors are different in the two tests.
I Sensitivity (utilitarian, objective x sensitive, tender The authors point out three main differences: in the 16PF, the
minded); L Vigilance (trusting, unsuspecting x skeptical, factor independence is similar to the dominance dimension
30
Primi, R., Ferreira-Rodrigues, C. F., & Carvalho, L. F. (2014). CPFQ: Preliminary Study of the Internal Structure.
(or agency) in the interpersonal circumplex model (Alden, (CCEB) of the Brazilian Association of Research Companies
Wiggins, & Pincus, 1990). The second basic dimension of (www.abep.org), which was then divided by classes (and
the interpersonal model, warmth (or affiliation, communion) average monthly income in brackets), as follows: 2.6% A1
is a primary scale of extraversion. The last difference is that (R$ 12,926), 10.6% A2 (R$ 8,418), 18.5% B1 (R$ 4,418),
the self-control factor in the 16PF is more comprehensive 34% B2 (R$ 2,565), 22.6% C1 (R$ 1,541), 8.7% C2
than consciousness (NEO-PI-R) in relation to the possible (R$ 1,024), and 3% D (R$ 714). In general, the sample is
self-control strategies. composed of university students and professionals who have
In addition, it is noteworthy that the personality test 16PF completed higher education, that is, young adults. There
is a widely used instrument, with adaptation to more than is a relative diversity of graduation areas and also a small
35 languages and broad research and information about its portion of teenagers. It can be highlighted that this sample
applicability in the workplace context (selection, promotion was composed of the combination of five studies (three
and career development, management training, groups work undergraduate course completion assignments, one masters
and leadership), clinical context (psycho diagnosis, couple and the other, Ph.D.) and, therefore, there is a relative
therapy) and educational context (professional guidance) diversity in relation to the origin of the people involved.
(Cattell & Mead, 2008). However, its fifth edition in Brazil
has not been approved yet for professional use, according Instrument
to the Psychological Tests Assessment System (SATEPSI)
(http://www2.pol.org.br/satepsi) due to problems in its manual Initially, for the development of the items, the definitions
in the presentation of Brazilian studies. So, and coupled with of the primary factors of the 16PF questionnaire were reviewed
the growing interest of Psychology in the development of (Cattell & Eber, 1954; Cattell, Eber, & Tatsuoka, 1970; Cattell
new psychological assessment instruments, the present study et al., 1993). An exploratory factor analysis of the 16PF items,
was aimed at: (a) developing an instrument for personality fifth edition, was carried out based on databases of previous
assessment according to Cattells model, in which the 16PF researches undertaken by the Psychological and Educational
is based on; and (b) carrying out an empirical analysis of Assessment Laboratory (LabAPE) (http://www.labape.com.br;
the internal structure of the instrument. Therefore, a new Primi, Bueno, & Muniz, 2006; Primi et al., 2002). These
instrument was developed in order to assess the constructs results were used to qualitatively examine the content of the
defined by Cattell. Concomitantly, it was sought to show items with higher internal validity, that is, those that had high
information about this theoretical method and its relationship scores in their originating factor. Based on the definition and
with the more modern theories, such as the FFM. Therefore, operationalization of the construct, the first and the last authors
this study shows the steps for the development and an initial of this research developed 377 new items for 15 factors (the
study of the internal structure of the items created. factor B, reasoning, was removed, due to the fact that it is factor
with contents less related to the personality). These items were
Method distributed as follows: Warmth (A = 16 items), Emotional
Stability (C = 16 items), Dominance (E = 24 items), Liveliness
(F = 21 items), Rule-Consciousness (G = 30 items), Social
Participants Boldness (H = 20 items), Sensitivity (I = 37 items), Vigilance
Three hundred and forty seven people participated (L = 26 items), Abstractedness (M = 28 items), Privateness
in this study, most of them being female (67.4%), single (N = 29 items), Apprehension (O = 26 items), Openness to
(72.1%), and they were undertaking a higher education Change (Q1 = 28 items), Self-Reliance (Q2 = 24 items),
course (62.5%). The age of the participants ranged from Perfectionism (Q3 = 26 items) and Tension (Q4 = 18 items).
14 to 66, with an average of 25.69 years (SD = 8.90), 5.6% Then, the two researchers analyzed the items
being between 14 and 16, 7.6% between 16 and 18, 43.3% independently and indicated the best items that should
between 19 and 24, 23.7% between 25 and 30 and 19.9% compose the 15 scales of the test, taking into account the
over 31. Concerning educational level, 12.2% are high school representation of the construct and readability criteria.
students, 61.2% are undertaking higher education and 26.6% After that, they compared the choices in order to select eight
have completed higher education. Most of the university items for the scale that had received positive indications
students were from Psychology (31.3%), Education (16.1%), by the two researchers, independently. Then, in the end,
Architecture (6.1%), and Civil Engineering (5.8%) courses. an initial booklet, which was the object of this study, was
Among the higher education courses completed by the prepared with 120 items (8 X 15). For each item, a scale of
graduated professionals were Computer Engineering (7%) four point answers was added (1 = nothing to do with me,
and Administration (4.3%). 2 = a little to do with me, 3 = a lot to do with me and 4 = very
From the total sample, 265 subjects (76.4%) provided similar to me), based on previous studies about scale
complete answers to the identification questionnaire, making optimization (Nunes et al., 2008) and a sheet with personal
it possible to establish the socioeconomic classification data. The instrument was called Cattells Personality Factor
according to the Brazilian Economic Classification Criteria Questionnaire (Primi & Carvalho, 2008).
31
Paidia, 24(57), 29-37
32
Primi, R., Ferreira-Rodrigues, C. F., & Carvalho, L. F. (2014). CPFQ: Preliminary Study of the Internal Structure.
10
Variable
9 RanEigen
PAF
8
WLSE
7 Psych
pa.Psych
Value 6
0
0 5 10 15 20
Order
Figure 1. View of the eigenvalues of the factors extracted from the factor analysis.
Based on the data presented, through the program items being in factor 1 (items 39, 69, 114), three items
Mplus, the extraction of five to 13 factors was required. in factor 5 (105, 63, 75), one item in factor 6 (28), one
The fit indexes of the models are shown in Table 2. Taking item in factor 7 (100), two items in factor 8 (4, 92), one
into account the traditional criteria, the fit indexes c/gl and item in factor 9 (50), three items in factor 11 (113, 7, 2)
RMSEA were shown to be adequate for all the models (< 2 and, at last, one item in factor 12 (32). Thus, to avoid a
e < .05 respectively) (Schweizer, 2010). The CFI and TLI large reduction in the number of items in some factors, it
indexes were below the requirement of .95. However, it is was decided to keep them. The internal consistency (alpha
possible to note that, the indexes increase from five to 12 coefficient) of each CPFQ factors was also evaluated and,
factors, indicating progressively higher fits. From 12 to 13 in general, the scores were reasonable. The factors 4 and
factors, however, the CFI hardly increases. Based on this 11, however, need attention, given that they had low alpha
pattern, the parallel analysis and also the initial stage in coefficient, that is, below .60.
which the study with the CPFQ currently is, the solution of Table 4 is a way of clarifying and showing the
12 factors was chosen. corresponding features among the CPFQ, the 16PF and the
It can be seen in Table 3 that the number of items per BFF factors. In the first column are the 12 factors extracted
factor ranged from 5 to 15 and the factor loadings average from the CPFQ; in the second and third columns, the
ranged from .32 to .48, and each factor was composed of description of the features of each factor for low and high
the items that better represented the construct related to scores in the CPFQ. The fourth column has the primary
them. From the 114 items that remained after the factor factors of the 16PF (positive or negative pole) and the last
analysis, 15 items had factor loadings below .30, three column corresponds to the Big Five factors.
Table 2
Comparison Among the Fit Quality Indexes of the Several Models Tested
Models (gl) /gl CFI TLI RMSEA
5 factors 7601.093 (6550) 1.61 .783 .763 .022
6 factors 7292.028 (6435) 1.14 .823 .804 .020
7 factors 7095.988 (6321) 1.13 .840 .819 .019
8 factors 6906.302 (6208) 1.12 .856 .834 .018
9 factors 6737.903 (6096) 1.11 .867 .845 .018
10 factors 6572.227 (5985) 1.10 .879 .855 .017
11 factors 6423.690 (5875) 1.10 .887 .862 .017
12 factors 6279.889 (5766) 1.09 .894 .869 .016
13 factors 6150.717 (5658) 1.09 .898 .872 .016
33
Paidia, 24(57), 29-37
Table 3
Solution Factors, Factor Loadings and Cronbachs Alpha Scores
Factor Alpha M SD Number of Items Minimum Maximum
1 .85 .48 .12 13 .32 .66
2 .69 .36 .13 8 .20 .51
3 .73 .45 .10 7 .33 .61
4 .47 .32 .07 8 .23 .44
5 .70 .43 .17 8 .27 .69
6 .74 .43 .12 9 .24 .59
7 .74 .36 .07 15 .23 .50
8 .74 .42 .12 11 .22 .58
9 .77 .41 .07 12 .28 .52
10 .63 .41 .07 5 .33 .50
11 .44 .33 .08 6 .22 .46
12 .73 .42 .10 12 .20 .56
Table 4
Description and Consistency Between the Factors of the CPFQ, the 16 PF and the FFM
CPFQ CPFQ Factors Names Low Scores High Scores 16 PF FFM
F1 Social Boldness Socially bold, venturesome Shy, timid H-, A- E-
F2 Abstractedness Practical, careful Abstract, intuitive M+ O+
F3 Dominance Submissive, genuine Dominant, assertive E+ A-
F4 Apprehension Self-assured, carefree Conscientious, follows G+, O+, L-, H- C+
cultural values
F5 Low Emotional Tension Tense, impatient Patient, calm Q4- N-
F6 Adherence to groups Individualist, self-reliant Adherent to groups, group Q2-, F+ E+
oriented
F7 Practicality Emotionally instable, sensitive Practical, objective I-, M-, N+ O-
F8 Order/Organization Tolerates disorder, relaxed Perfectionist, organized Q3+, O+, F- C+
F9 Consciousness/Morality Likes trying new things, Tends to follow rules and Q1-, G+ C+
liberal conventional cultural values
F10 Dominance Submissive, cooperative Dominant, assertive E+, L+ A-
F11 Vigilance Distrustful, vigilant Trustful, nave L-, N- A+
F12 Emotional Stability Apprehensive, tense Confident, carefree O-, Q4, C+ N-
34
Primi, R., Ferreira-Rodrigues, C. F., & Carvalho, L. F. (2014). CPFQ: Preliminary Study of the Internal Structure.
In general, all the extracted factors can be covered by the Thus, people with a high score in this factor tend not to allow
big five global factors, which provide a meta organizational themselves to break rules, express difficulty in taking initiative
framework for the primary factors of the 16PF. It is important and have a more passive attitude. In contrast, people with a low
to emphasize that the factors 1, 6, 7, 8, 10 and 12, although score in this factor tend to believe they need to break the rules
having combined items designed to measure different primary in order to get things and deal well with this because they have
factors, these primary factors are those grouped to form the little concern and actively seek to achieve their objectives.
global factors. Therefore, in this broader level, the extracted Factor 9, Consciousness/moralism, relates to peoples
factors are consistent with the model (Cattell & Mead, 2008). inclination to be more liberal and try new things or to follow
There are two factors connected to the construct extraversion rules and social values, an example of the item being: I am
(factors 1 and 6). Factor 1, Social Boldness, relates to how more liberal and like experiencing new things, thus showing
subjects presents themselves socially, which can be either in a openness to new experiences. Also, factor 11, Vigilance, is
uninhibited and outgoing manner or reserved and shy and has related to peoples ability to trust other people, ranging from
the following item as example I often start talking to people I distrust to naivety, as shown in the following item example
dont know and factor 6, Adherence to Groups, corresponds In general, I tend to trust people. Thus, it can be noted
to the way people relate to others, in a more individualistic through the theoretical analysis of the items of factors 4,
way or more dependent on social/group contact (example of 9 and 11 that there is an emphasis on one of the primary
the item: I always try to do my work in group). Factor 7, factors, which are coherent with the 16PF proposal at the
named Practicability, relates to the way people deal with their global level (Cattell & Mead, 2008).
actions, that is, in a more sentimental, genuine and authentic Concerning the three factors of the CPFQ, which grouped
way or more objective, realistic, practical and discreet manner. items from only one primary factor of the 16PF, factor 2
An example of a characteristic item in this factor is: People called Abstractedness, presented items related to how people
say I am more rational in personal relationships. This factor deal with their thoughts (for example: I often daydream).
combines components of the broad factor Openness. Factor 3, Dominance, shows the way in which people tend
Factor 8, Order/Organization (self), is represented by to relate to others (for example: In relation to team work,
the global factor consciousness, organization, self-discipline, I tend to be more questioning, critical). And, factor 5, Low
concern and care when performing tasks. On the opposite pole, Emotional Tension, relates to the way in which people deal
it indicates how much subjects are able to tolerate disorder and with tension and anxiety, having as example the following
item I am patient with people, even when they are rude.
make unplanned decisions. An example of item in factor 8 is:
My personal objects are always in perfect order. Factor 10,
Final Considerations
Dominance, relates to the way in which subjects are presented
in relationships, either in a submissive way, willing to avoid This study was aimed at developing an instrument based
conflicts or dominant, assertive, alert. An example of item in this on Cattells model and verifying its internal structure. Thus, this
factor is: I can be rude and direct when necessary. This factor research had an exploratory nature and, based on the findings,
is associated to the global factor Agreeableness (negative pole). it can be concluded that, although the 15 primary factors of
Finally, factor 12, as the name implies, relates to the subjects Cattells model have not been individually found, the 12 factors
Emotional Stability, and a low score in this factor represents extracted from the CPFQ are coherent with the researchers
people with greater guilt, tension, impatience, indecision, proposal. The primary scales appeared but most of them were
emotionally unstable and those subjects with a high score are grouped, forming more general factors in line with the theory.
more confident, carefree, complacent and emotionally stable. Thus, the CPFQ is an instrument that covers more general
An example of this item is: Sometimes I feel guilty even when aspects of the personality. It can also be highlighted that there
I know I am right. This factor is associated with Neuroticism. are no studies that have managed to create an instrument with
Although not all factors proposed by Cattell have been found, the the same 16 factors proposed by Cattell.
authors model supported the understanding about the structural The main limitation of this study relates to the sample
organization found in the CPFQ, especially considering that the size and the age of the participants, mostly consisting of
grouping of the evidenced items is coherent, mainly in more young adults, which can limit the appearance of sufficient
general terms (global factors). variability in personality traits. New researches with the
Some factors (4, 9, 11) of the CPFQ are also composed instrument are required to expand and diversify the samples.
of the grouping of more than one trait. However, they do not Therefore, the development of studies aimed at verifying
relate directly to the factors found by Cattell (1965) and Cattell the reapplication of the factor structure found in this study
et al. (1993), at least based on the original denomination of is suggested, these being validity studies with external
the items when they were created. Factor 4, Apprehension, variables, using both the CPFQ and the 16PF simultaneously.
is represented by characteristics related to subjects level of As a contribution, there is the importance of developing
concern, also involving to follow or not cultural values and has an instrument of personality assessment supported by one
as an item example If a person can break the rules for personal of the most well-known theories in the area of personality
gain without being discovered, they should break them. assessment and appropriate to the Brazilian context.
35
Paidia, 24(57), 29-37
36
Primi, R., Ferreira-Rodrigues, C. F., & Carvalho, L. F. (2014). CPFQ: Preliminary Study of the Internal Structure.
37