E 410 Content
E 410 Content
2013
CONTENTS
1. INTRODUCTION
2. SOLAR ENERGY APPLICATIONS
3. BASIC MATERIAL CONSIDERATIONS IN SOLAR ENERGY SYSTEMS.
4. COLLECTOR SUB-SYSTEM
5. STORAGE SUB-SYSTEM
6. TRANSPORT SUB-SYSTEM
7. CONTROL SUB-SYSTEM
8. SOLAR ENERGY SYSTEM PERFORMANCE
9. SUMMARY
1. INTRODUCTION. A solar thermal energy collection system (or "solar system" for
short) is defined as a set of equipment that intercepts incident solar radiation and
stores it as useful thermal energy to offset or eliminate the need for fossil fuel
consumption. Four basic functions are performed by a typical solar system. For this
publication, each function is defined within specific sub-systems of a typical solar
energy system as illustrated in Figure 1 and discussed below.
Figure 1
Typical solar thermal energy system
1.3 TRANSPORT SUB-SYSTEM. The transport sub-system delivers energy from the
collectors to storage. This sub-system is defined to include the heat transfer (or
working) fluid, pump(s), the remaining system piping and fittings, an expansion tank,
and a heat exchanger (if required).
1.4 CONTROL SUB-SYSTEM. The control sub-system must first determine when
enough energy is available for collection. It must then activate the entire system to
collect this energy until it is no longer available as a net energy gain. The control
subsystem thus consists of electronic temperature sensors, a main controlling unit that
analyzes the data available from the temperature sensors, and the particular control
strategy used by the controller.
2.1 TYPES OF LOADS. Due to the intermittent and varying amounts of solar radiation
available, solar systems used to heat service water are usually not intended to meet
the full thermal energy demands of the process being served. For any given thermal
load, an integrated system should be designed which consists of both a solar energy
collection system and a backup system that can meet the full load requirements. The
solar system size and configuration will be a function of the annual or monthly energy
loads. It is up to the designer to specify a system that will be expected to provide a
given fraction of this load. This is in contrast to the design of a conventional heating,
ventilation, and air-conditioning (HVAC) system, which is typically sized to meet an
anticipated maximum or design load with no provision to be augmented by another
source. For this reason, solar systems are often sized to meet the average expected
load. Important characteristics of a load include the amount of energy required, the
time of the demand (load schedule), and the temperature range required. Each of
these factors is discussed below solar service water applications.
2.2 SERVICE WATER HEATING. Heating domestic hot water and low-temperature
process water (both referred to as service water heating) will normally be the most
thermally efficient means of using solar energy. The reason is that the demand for
thermal energy for these applications is approximately constant during the entire year,
with the result that auxiliary fuel savings can be realized over the year. In the preheat
configuration, solar heated water is useful at any temperature above that of the
incoming water. An additional benefit is that, when preheating process hot water,
thermal energy may be delivered at a relatively low temperature, which increases the
efficiency of the solar collection process.
3.2 SCALING. Scaling commonly refers to mineral deposits, such as calcium and
magnesium compounds, that collect and adhere to pipe interiors and equipment.
Scaling is promoted in systems by increased temperatures, high mineral
concentrations and high (alkaline) pH levels. The result of scaling is flow restriction,
high fluid velocities, and a decreased heat transfer rate. Scaling problems are most
often associated with poor-quality water supplies and can be avoided by proper
analysis and treatment of fluids to be used in the system.
4. COLLECTOR SUB-SYSTEM
4.1 DEFINITION. The collector sub-system includes the collectors and support
structure, and all piping and fittings required to reach a common heat transfer fluid inlet
and outlet. For roof-mounted structures, this sub-system includes all components
above the roofline.
4.2.1 OPERATION. A solar collector is a device that absorbs direct (and in some
cases, diffuse) radiant energy from the sun and delivers that energy to a heat transfer
fluid. While there are many different types of collectors, all have certain functional
components in common. The absorber surface is designed to convert radiant energy
from the sun to thermal energy. The fluid pathways allow the thermal energy from the
absorber surface to be transferred efficiently to the heat transfer fluid. Some form of
insulation is typically used to decrease thermal energy loss and allow as much of the
energy to reach the working fluid as possible. Finally, the entire collector package
must be designed to withstand ambient conditions ranging from sub-zero temperatures
and high winds to stagnation temperatures as high as 350 degrees F (177 degrees C).
4.2.2 COLLECTOR TYPES. The three major categories that have been used most
often are flat-plate glazed collectors, unglazed collectors, and evacuated tube
collectors. A general description of each collector type and its application is given
below.
4.2.2.1 FLAT-PLATE. Flat-plate solar collectors are the most common type used and
are best suited for low temperature heating applications, such as service water and
space heating. These collectors usually consist of four basic components: casing,
back insulation, absorber plate assembly, and a transparent cover. The absorber
panel is a flat surface that is coated with a material that readily absorbs solar radiation
in the thermal spectrum. Some coatings, known as "selective surfaces", have the
further advantage of radiating very little of the absorbed energy back to the
environment. Channels located along the surface or within the absorber plate allow the
working fluid to circulate. Energy absorbed by the panel is carried to the load or to
storage by the fluid. The absorber panel is encased in a box frame equipped with
insulation on the back and sides and one or two transparent covers (glazing) on the
front side. The glazing allows solar radiation into the collector while reducing
convective energy losses from the hot absorber plate to the environment. Similarly,
back insulation is used to reduce conductive energy loss from the absorber plate
through the back of the collector.
4.2.2.2. UNGLAZED. Unglazed collectors are the least complex collector type and
consist of an absorber plate through which water circulates. This plate has no glazing
or back insulation. These collectors are often made of extruded plastic because they
are designed to operate at relatively low temperatures. Since they are not thermally
protected, these collectors should be operated only in warm environments where lower
thermal losses will occur. Swimming pool heating is the most common use of unglazed
collectors.
4.2.2.3 EVACUATED TUBE. Evacuated tube collectors are best suited for higher
temperature applications, such as those required by space cooling equipment or for
higher temperature industrial process water heating. Convective losses to the
environment are decreased in this type of collector by encapsulating the absorber and
fluid path within a glass tube that is kept at a vacuum. Tracking mechanisms and/or
parabolic solar concentrating devices (simple or compound) are often used, resulting
in somewhat higher equipment costs.
of actual energy gained by the collector to that which would be gained, in the limit, as
the absorber plate temperature approaches the fluid inlet temperature. This value is
similar to a conventional heat exchanger's effectiveness.
UL = overall heat loss coefficient. This factor describes the cumulative heat
transfer between the collector and the ambient surroundings.
t = transmittance of the glazing.
a = absorption coefficient for the absorber plate. Note that this value varies with
wavelength. A selective surface is one that absorbs short wavelength solar
radiation very well while emitting longer wavelength thermal radiation poorly.
effect on this factor. The second factor is related to the thermal losses from the
collector to the surrounding environment. The product of the collector heat removal
factor and the overall heat loss coefficient, FRUL, is used to account for the thermal
resistance characteristics of the collector. Usually, the fluid circulating through the
collector is hotter than the ambient temperature around the collector. This condition
means that solar radiation absorbed by the collector can follow two paths. One path is
from the absorber plate to the circulation fluid. The second path is from the absorber
plate to the surrounding environment. The absorbed solar radiation will be divided
according to the temperature differences of each path and the relative thermal
resistances. For a given process, these temperature differences normally cannot be
controlled. Therefore, the thermal resistances of each path must be considered. The
resistance from the absorber plate to the circulation fluid should be as small as
possible (i.e., a good thermal bond should be made between the fluid circulation tube
and the absorber plate). It then follows that the resistance between the absorber plate
and the surrounding environment should be as large as possible.
The energy balance can be written in a simple equation form using the efficiency
parameters described above:
Equation 1 shows that heat losses to the environment are subtracted from the net
solar radiation transmitted into, and absorbed by, the collector. Assuming that the
efficiency parameters are fixed for a given collector model, the main factors that affect
the amount of energy collected are I, Ti, and Ta. The geographical location and the
season dictate the weather variables I and Ta. The type of process load and system
configuration determines the relative circulation fluid temperature, Ti.
Note that this efficiency equation is dependent on only one variable that is a
combination of I, Ti, and Ta. This allows it to be graphed in a straightforward manner.
Figure 2 is an example of a typical collector efficiency plot. Optical losses are shown
as a constant decrease in collector performance, while thermal losses increase as (T i -
Ta)/I increases. The values of FRta and FRUL can be determined from this type of plot.
FRta corresponds to the intercept value where the collector efficiency curve crosses the
vertical graph axis. FRta is a dimensionless variable with a value between 0 and 1. FRUL
is calculated by dividing FRta by the intercept value on the horizontal axis (it is the
negative slope of the plotted line). FRUL has units of Btu per square foot per hour per
degree F.
Figure 2
Typical collector efficiency curve
operating conditions or applications. For example, the unglazed collector works very
well under conditions of high solar radiation levels and small temperature differences
between the collector fluid and the outdoor temperature (this condition corresponds to
the left-hand side of plot). Glazed collectors are better insulated from the outdoor
environment and are therefore less sensitive to the solar radiation level and outdoor
temperature (shaded region of plot). Evacuated tube collectors are the best insulated
of the three types, and will outperform the others at higher operating temperatures
(right-hand side of plot). In general, the left-hand side of the plot corresponds to low
temperature applications such as swimming pool heating and the shaded region to
service water heating and building space heating. The right-hand side is most
applicable to high-temperature processes such as space cooling. An ideal collector
illustrated at the top of the plot, with FRta equal to one and FRUL equal to zero.
Figure 3
Typical solar collector efficiency plots
4.2.3.6 PERFORMANCE RATINGS. The established test for defining the efficiency
parameters of solar collectors is ASHRAE Standard 93. This test is performed by
independent laboratories and should be available from collector manufacturers.
4.3 COLLECTOR ARRAY. Individual collectors are normally connected together into
groups called "banks". These banks are then piped together to form the complete
collector array. Proper sizing of these banks is required to maintain uniform flow
throughout the collector array. For efficient system performance, the flow must be
balanced throughout the entire array.
4.4.1.1 SECURE THE COLLECTORS in the correct orientation for maximum solar
gain.
4.4.1.2 WITHSTAND THE VARIOUS structural and thermal loads imposed upon the
array.
4.4.2 TYPES. There are two basic types of support structures: roof-mounted and
ground-mounted. Roof-mounted structures are the most common and are preferred
over ground-mounted structures, to avoid vandalism and aesthetic problems. Ground
mounting may be necessary where there is insufficient solar access at the roof level
and in retrofit situations where the roof cannot support the array or proper access to
the roof for piping and sensor wiring is not available. Flat roofs require rack-type
structures that are heavier and more costly than the type of structure normally used to
mount collectors on sloped roofs. However, rack-mounted collectors on flat roofs are
usually easier to service.
be accommodated by the structural design. Local building codes usually prescribe the
design load combination to be used. The design and construction of support structures
is usually governed by local building and structural codes that are often adapted from
nationally recognized U.S. codes. These codes establish the design criteria to insure
structural safety and integrity over the expected life of the system.
4.4.4 MATERIAL CONSIDERATIONS. The materials chosen for the array structure
must also be able to withstand environmental degradation. Oxidation, caused by
humidity and precipitation, affects all metallic surfaces to varying degrees. Aluminum is
required for the array support structure because the oxide layer that forms on the
surface when it is exposed to moisture protects it from further degradation. Often,
aluminum is anodized to provide a controlled layer of oxidation. The use of steel would
require a coating system to be applied and maintained, which adds to the system
lifecycle cost. The effect of temperature changes must also be taken into account for
lengthy structures, especially the difference in thermal expansion between the various
types of metals used in solar systems. System piping, which is usually copper,
expands at a different rate than the aluminum structure.
4.4.5.1 COLLECTORS. The single glazed, flat-plate, selective surface collector has
proven to be the most reliable and best suited for service water heating needs.
Although reflector systems are sometimes advocated to increase the insolation on a
collector, they can seldom be justified because they must be cleaned, adjusted, and
maintained, and can add a large capital expense. Similarly, strategies involving
seasonal collector tilt adjustment are to be avoided. Problems also have arisen with
evacuated tube collectors due to thermal expansion and improper fluid flow. The
interior construction quality of flat plate collectors remains an issue. Problems such as
poor absorber plate/fluid path bonding and improper allowance for absorber plate
expansion have been observed. Some collectors have not performed as advertised
due to atypical flow rates used during testing and degradation of collector components.
Outgassing from insulation and binder materials also remains an issue.
4.4.5.2 ARRAYS. The most common problem with collector arrays is that they do not
achieve balanced flow. Shading of the collectors by other collectors and nearby
objects must be avoided. Some systems have experienced leaks because thermal
expansion was not considered, or improper design methods were used in allowing for
thermal expansion.
4.4.5.3 ARRAY SUPPORT. Most support structure problems have been associated
with material maintenance and aesthetics rather than structural integrity.
5. STORAGE SUB-SYSTEM
5.2 STORAGE MEDIA. The most effective and trouble-free storage medium is
water. For this reason, systems discussed in this manual will assume water-based
storage.
6. TRANSPORT SUB-SYSTEM
6.2.1 PURPOSE. Freeze protection is required in any climate that can experience
temperatures less than 32 degrees F (0 degrees C). However, collectors may be
subjected to sub-freezing temperatures (due to radiant heat transfer to the sky on a
clear night) even when ambient temperatures are as high as 38 degrees F (3 degrees
C).
temperatures and pressures. A pressure relief valve and an expansion tank should
also be used to protect the system components and control pressures.
6.3.1 DEFINITION. The heat transfer fluid is contained in the collector loop. Selection
of the proper fluid is critical, since certain fluid properties can cause serious corrosion
problems or degrade performance. Only water and propylene-glycol/water solutions
are considered.
6.3.2.1 WATER. As a heat transfer fluid, good quality water offers many advantages.
It is safe, non-toxic, chemically stable, inexpensive, and a good heat transfer medium.
Two drawbacks include a relatively high freezing point and a low boiling point.
Excessive scaling may occur if poor quality water is used.
6.3.2.2 GLYCOLS. Propylene or ethylene glycol is often mixed with water to form an
antifreeze solution. Propylene glycol has the distinct advantage of being nontoxic,
whereas ethylene glycol is toxic and extreme caution must be used to ensure that it is
isolated from any potable water. For this reason, uninhibited USP/food-grade
propylene glycol and water solution will be specified for any solar preheat system that
requires an antifreeze solution.
6.4.1 PURPOSE. Heat exchangers are used to transfer thermal energy between fluids
while keeping them separate to prevent mixing or to maintain a pressure difference
between fluid loops.
6.4.2 TYPES. Heat exchangers are available in a wide variety of sizes and
configurations. The primary concern is the chemical composition of the fluids used in
the heat exchanger. The fluid determines whether a single- or double-isolation heat
exchanger will be necessary. Double-isolation heat exchangers are required whenever
there is possible contamination of the potable water supply by a toxic collector loop
fluid. Also important is the heat exchanger location with regard to the storage tank.
Immersion-type heat exchangers are located within the storage tank and operate by
forced convection on the tube side and natural convection on the tank side. Single
isolation external heat exchangers are separate from the tank and require two pumps
to circulate the fluid on both the hot and the cold side. For solar systems, increased
performance due to forced convection heat transfer in external heat exchangers
usually offsets the additional cost of operating a second pump. For this reason,
external, forced convection heat exchangers are usually used for systems designed
under this guidance.
freezing, can decrease heat exchanger effectiveness. Fouling is the term used for
scale and corrosion that collects in the passageways. Fouling decreases the amount
of energy transferred and is often taken into account in heat exchanger analysis. The
amount and rate of fouling to be expected depend on the fluids and materials used.
Heat exchangers can freeze in systems containing antifreeze due to reverse
thermosiphoning or improper control.
6.4.5 EFFECT ON SYSTEM PERFORMANCE. The use of heat exchangers can only
serve to degrade the performance of the solar energy system. However, since they are
required for most systems, their impact on performance should be understood.
Although system performance suffers by only about 10 percent for heat exchangers
with effectiveness values as low as 0.3, the popularity of compact plate-type heat
exchangers and their low add-on costs allow the designer to achieve high
effectiveness levels with only a slight increase in equipment cost.
6.5 PUMPS. Heat transfer fluids are circulated by pumps. Two circulation pumps are
required in the system shown in Figure 1. For the majority of liquid-based solar energy
systems, centrifugal pumps with fractional horsepower requirements are used for heat
transfer fluid circulation.
6.6.1 HEAT TRANSFER FLUIDS. To eliminate past problems with fluid maintenance,
freeze protection, and corrosion control, a USP/food-grade uninhibited propylene
glycol/distilled water mixture is required for systems that need freeze protection and
pure water is recommended for systems that do not.
excessive hydraulic noise can be avoided by ensuring that fluid velocities in closed
piping systems are kept below 5 ft/s (1.5 m/s).
7. CONTROL SUB-SYSTEM
7.2 CONTROL STRATEGY. Most solar systems use a control strategy known as
differential temperature control. Temperature sensors are located on the collectors and
at the coolest part (the bottom) of the storage tank. Circulating pumps in the collector
and storage loop are simultaneously activated whenever the temperature of the solar
collector is a specified level greater than that of the storage tank (typically 15 to 25
degrees F (-9 to -4 degrees C). The pumps are then shut off when the temperature
difference falls below another limit (typically 5 to 8 degrees F (-15 to 13 degrees C)).
This built in hysteresis helps prevent short cycling of the pumps during start-up as the
colder water from the storage tank comes in contact with the hot collector plate.
7.3 DIAGNOSTICS. The control system can contribute to the system's longevity and
ease of maintenance by providing remote readings of system parameters such as
component temperatures, pump status, and maximum/minimum temperatures. If
installed, a Btu meter can measure the flow rate and temperature of fluid delivered to
storage in order to calculate the total energy contributed by a system. It is possible for
a solar system to be inoperative and yet show no symptoms due to the existence of an
auxiliary heat source. The use of built-in diagnostic devices helps prevent this
condition from occurring.
Figure 4
Solar fraction versus collector area
9. SUMMARY