U.S.
Supreme Court
Abrams v. United States, 250 U.S. 616 (1919)
Abrams v. United States
No. 316
Argued October 21, 22, 1919
Decided November 10, 1919
250 U.S. 616
ERROR TO THE DISTRICT COURT OF THE UNITED STATES
FOR THE SOUTHERN DISTRICT OF NEW YORK
Syllabus
Evidence sufficient to sustain anyone of several counts of an indictment will sustain a
verdict and judgment of guilty under all if the sentence does not exceed that which
might lawfully have been imposed under any single count. P. 250 U. S. 619.
Evidence held sufficient to sustain a conviction of conspiracy to violate the Espionage
Act by uttering, etc., circulars intended to provoke and encourage resistance to the
United States in the war with Germany, and by inciting and advocating, through such
circulars, resort to a general strike of workers in ammunition factories for the purpose
of curtailing production of ordnance and munitions essential to the prosecution of the
war. Pp. 250 U. S. 619 et seq.
When prosecuted under the Espionage Act, persons who sought to effectuate a plan of
action which necessarily, before it could be realized, involved the defeat of the plans of
the United States for the conduct of the war with Germany must be held to have
intended that result notwithstanding their ultimate purpose may have been to prevent
interference with the Russian Revolution. P. 250 U. S. 621.
Affirmed.
The case is stated in the opinion.
MR. JUSTICE CLARKE delivered the opinion of the court.
On a single indictment, containing four counts, the five plaintiffs in error, hereinafter
designated the defendants, were convicted of conspiring to violate provisions of the
Espionage Act of Congress ( 3, Title I, of Act approved June 15, 1917, as amended May
16, 1918, 40 Stat. 553).
Each of the first three counts charged the defendants with conspiring, when the United
States was at war with the Imperial Government of Germany, to unlawfully utter, print,
write and publish: in the first count, "disloyal, scurrilous and abusive language about
the form of Government of the United States;" in the second count, language "intended
to bring the form of Government of the United States into contempt, scorn, contumely
and disrepute;" and in the third count, language "intended to incite, provoke and
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encourage resistance to the United States in said war." The charge in the fourth count
was that the defendants conspired,
"when the United States was at war with the Imperial German Government,
unlawfully and willfully, by utterance, writing, printing and publication, to urge,
incite and advocate curtailment of production of things and products, to-wit,
ordnance and ammunition, necessary and essential to the prosecution of the
war."
The offenses were charged in the language of the act of Congress.
It was charged in each count of the indictment that it was a part of the conspiracy that
the defendants would attempt to accomplish their unlawful purpose by printing,
writing and distributing in the City of New York many copies of a leaflet or circular,
printed in the English language, and of another printed in the Yiddish language, copies
of which, properly identified, were attached to the indictment.
All of the five defendants were born in Russia. They were intelligent, had considerable
schooling, and, at the time they were arrested, they had lived in the United States terms
varying from five to ten years, but none of them had applied for naturalization. Four of
them testified as witnesses in their own behalf, and, of these, three frankly avowed that
they were "rebels," "revolutionists," "anarchists," that they did not believe in
government in any form, and they declared that they had no interest whatever in the
Government of the United States. The fourth defendant testified that he was a
"socialist," and believed in "a proper kind of government, not capitalistic," but, in his
classification, the Government of the United States was "capitalistic."
It was admitted on the trial that the defendants had united to print and distribute the
described circulars, and that five thousand of them had been printed and distributed
about the 22nd day of August, 1918. The group had a meeting place in New York City,
in rooms rented by defendant Abrams under an assumed name, and there the subject of
printing the circulars was discussed about two weeks before the defendants were
arrested. The defendant Abrams, although not a printer, on July 27, 1918, purchased the
printing outfit with which the circulars were printed, and installed it in a basement
room where the work was done at night. The circulars were distributed, some by
throwing them from a window of a building where one of the defendants was
employed and others secretly, in New York City.
The defendants pleaded "not guilty," and the case of the Government consisted in
showing the facts we have stated, and in introducing in evidence copies of the two
printed circulars attached to the indictment, a sheet entitled "Revolutionists Unite for
Action," written by the defendant Lipman, and found on him when he was arrested,
and another paper, found at the headquarters of the group, and for which Abrams
assumed responsibility.
Thus, the conspiracy and the doing of the overt acts charged were largely admitted, and
were fully established.
On the record thus described, it is argued, somewhat faintly, that the acts charged
against the defendants were not unlawful because within the protection of that freedom
of speech and of the press which is guaranteed by the First Amendment to the
Constitution of the United States, and that the entire Espionage Act is unconstitutional
because in conflict with that Amendment.
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This contention is sufficiently discussed and is definitely negatived in Schenck v. United
States and Baer v. United States, 249 U. S. 47, and in Frohwerk v. United States, 249 U. S.
204.
The claim chiefly elaborated upon by the defendants in the oral argument and in their
brief is that there is no substantial evidence in this record to support the judgment upon
the verdict of guilty, and that the motion of the defendants for an instructed verdict in
their favor was erroneously denied. A question of law is thus presented, which calls for
an examination of the record not for the purpose of weighing conflicting testimony, but
only to determine whether there was some evidence, competent and substantial, before
the jury, fairly tending to sustain the verdict. Troxell v. Delaware, Lackawanna & Western
R.R. Co., 227 U. S. 434, 227 U. S. 442; Lancaster v. Collins, 115 U. S. 222, 115 U. S. 225;
Chicago & Northwestern Ry. Co. v. Ohle, 117 U. S. 123, 117 U. S. 129. We shall not need to
consider the sufficiency, under the rule just stated, of the evidence introduced as to all
of the counts of the indictment, for, since the sentence imposed did not exceed that
which might lawfully have been imposed under any single count, the judgment upon
the verdict of the jury must be affirmed if the evidence is sufficient to sustain anyone of
the counts. Evans v. United States, 153 U. S. 608; Claassen v. United States, 142 U. S. 140;
Debs v. United States, 249 U. S. 211, 249 U. S. 216.
The first of the two articles attached to the indictment is conspicuously headed, "The
Hypocrisy of the United States and her Allies." After denouncing President Wilson as a
hypocrite and a coward because troops were sent into Russia, it proceeds to assail our
Government in general, saying:
"His [the President's] shameful, cowardly silence about the intervention in Russia
reveals the hypocrisy of the plutocratic gang in Washington and vicinity."
It continues:
"He [the President] is too much of a coward to come out openly and say: 'We
capitalistic nations cannot afford to have a proletarian republic in Russia.'"
Among the capitalistic nations, Abrams testified, the United States was included.
Growing more inflammatory as it proceeds, the circular culminates in:
"The Russian Revolution cries: Workers of the World! Awake! Rise! Put down
your enemy and mine!"
"Yes! friends, there is only one enemy of the workers of the world and that is
CAPITALISM."
This is clearly an appeal to the "workers" of this country to arise and put down by force
the Government of the United States which they characterize as their "hypocritical,"
"cowardly" and "capitalistic" enemy.
It concludes:
"Awake! Awake! you Workers of the World!"
"REVOLUTIONISTS"
The second of the articles was printed in the Yiddish language and, in the translation, is
headed, "Workers -- Wake up." After referring to "his Majesty, Mr. Wilson, and the rest
of the gang; dogs of all colors," it continues:
"Workers, Russian emigrants, you who had the least belief in the honesty of our
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Government," which defendants admitted referred to the United States
Government,
"must now throw away all confidence, must spit in the face the false, hypocritic,
military propaganda which has fooled you so relentlessly, calling forth your
sympathy, your help, to the prosecution of the war."
The purpose of this obviously was to persuade the persons to whom it was addressed
to turn a deaf ear to patriotic appeals in behalf of the Government of the United States,
and to cease to render it assistance in the prosecution of the war.
It goes on:
"With the money which you have loaned, or are going to loan them, they will
make bullets not only for the Germans, but also for the Workers Soviets of
Russia. Workers in the ammunition factories, you are producing bullets, bayonets,
cannon, to murder not only the Germans, but also your dearest, best, who are in Russia
and are fighting for freedom."
It will not do to say, as is now argued, that the only intent of these defendants was to
prevent injury to the Russian cause. Men must be held to have intended, and to be
accountable for, the effects which their acts were likely to produce. Even if their
primary purpose and intent was to aid the cause of the Russian Revolution, the plan of
action which they adopted necessarily involved, before it could be realized, defeat of
the war program of the United States, for the obvious effect of this appeal, if it should
become effective, as they hoped it might, would be to persuade persons of character
such as those whom they regarded themselves as addressing, not to aid government
loans, and not to work in ammunition factories where their work would produce
"bullets, bayonets, cannon" and other munitions of war the use of which would cause
the "murder" of Germans and Russians.
Again, the spirit becomes more bitter as it proceed to declare that --
"America and her Allies have betrayed (the Workers). Their robberish aims are
clear to all men. The destruction of the Russian Revolution, that is the politics of
the march to Russia."
"Workers, our reply to the barbaric intervention has to be a general strike! An open
challenge only will let the Government know that not only the Russian Worker
fights for freedom, but also here in America lives the spirit of Revolution."
This is not an attempt to bring about a change of administration by candid discussion,
for, no matter what may have incited the outbreak on the part of the defendant
anarchists, the manifest purpose of such a publication was to create an attempt to defeat
the war plans of the Government of the United States by bringing upon the country the
paralysis of a general strike, thereby arresting the production of all munitions and other
things essential to the conduct of the war.
This purpose is emphasized in the next paragraph, which reads:
"Do not let the Government scare you with their wild punishment in prisons,
hanging and shooting. We must not and will not betray the splendid fighters of
Russia. Workers, up to fight."
After more of the same kind, the circular concludes:
"Woe unto those who will be in the way of progress. Let solidarity live!"
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It is signed, "The Rebels."
That the interpretation we have put upon these articles, circulated in the greatest port of
our land, from which great numbers of soldiers were at the time taking ship daily, and
in which great quantities of war supplies of every kind were at the time being
manufactured for transportation overseas, is not only the fair interpretation of them, but
that it is the meaning which their authors consciously intended should be conveyed by
them to others is further shown by the additional writings found in the meeting place of
the defendant group and on the person of one of them. One of these circulars is headed:
"Revolutionists! Unite for Action!"
After denouncing the President as "Our Kaiser" and the hypocrisy of the United States
and her Allies, this article concludes:
"Socialists, Anarchists, Industrial Workers of the World, Socialists, Labor party
men and other revolutionary organizations, Unite for action, and let us save the
Workers' Republic of Russia,"
"Know you lovers of freedom that, in order to save the Russian revolution, we must keep
the armies of the allied countries busy at home."
Thus was again avowed the purpose to throw the country into a state of revolution if
possible, and to thereby frustrate the military program of the Government.
The remaining article, after denouncing the resident for what is characterized as
hostility to the Russian revolution, continues:
"We, the toilers of America, who believe in real liberty, shall pledge ourselves, in
case the United States will participate in that bloody conspiracy against Russia, to
create so great a disturbance that the autocrats of America shall be compelled to keep their
armies at home, and not be able to spare any for Russia."
It concludes with this definite threat of armed rebellion:
"If they will use arms against the Russian people to enforce their standard of
order, so will we use arms, and they shall never see the ruin of the Russian
Revolution."
These excerpts sufficiently show that, while the immediate occasion for this particular
outbreak of lawlessness on the part of the defendant alien anarchists may have been
resentment caused by our Government's sending troops into Russia as a strategic
operation against the Germans on the eastern battle front, yet the plain purpose of their
propaganda was to excite, at the supreme crisis of the war, disaffection, sedition, riots,
and, as they hoped, revolution, in this country for the purpose of embarrassing, and, if
possible, defeating the military plans of the Government in Europe. A technical
distinction may perhaps be taken between disloyal and abusive language applied to the
form of our government or language intended to bring the form of our government into
contempt and disrepute, and language of like character and intended to produce like
results directed against the President and Congress, the agencies through which that
form of government must function in time of war. But it is not necessary to a decision of
this case to consider whether such distinction is vital or merely formal, for the language
of these circulars was obviously intended to provoke and to encourage resistance to the
United States in the war, as the third count runs, and the defendants, in terms, plainly
urged and advocated a resort to a general strike of workers in ammunition factories for
the purpose of curtailing the production of ordnance and munitions necessary and
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essential to the prosecution of the war as is charged in the fourth count. Thus, it is clear
not only that some evidence, but that much persuasive evidence, was before the jury
tending to prove that the defendants were guilty as charged in both the third and fourth
counts of the indictment, and, under the long established rule of law hereinbefore
stated, the judgment of the District Court must be
Affirmed.
MR. JUSTICE HOLMES dissenting.
This indictment is founded wholly upon the publication of two leaflets which I shall
describe in a moment. The first count charges a conspiracy pending the war with
Germany to publish abusive language about the form of government of the United
States, laying the preparation and publishing of the first leaflet as overt acts. The second
count charges a conspiracy pending the war to publish language intended to bring the
form of government into contempt, laying the preparation and publishing of the two
leaflets as overt acts. The third count alleges a conspiracy to encourage resistance to the
United States in the same war, and to attempt to effectuate the purpose by publishing
the same leaflets. The fourth count lays a conspiracy to incite curtailment of production
of things necessary to the prosecution of the war and to attempt to accomplish it by
publishing the second leaflet, to which I have referred.
The first of these leaflets says that the President's cowardly silence about the
intervention in Russia reveals the hypocrisy of the plutocratic gang in Washington. It
intimates that "German militarism combined with allied capitalism to crush the Russian
evolution " -- goes on that the tyrants of the world fight each other until they see a
common enemy -- working class enlightenment, when they combine to crush it, and
that now militarism and capitalism combined, though not openly, to crush the Russian
revolution. It says that there is only one enemy of the workers of the world, and that is
capitalism; that it is a crime for workers of America, &c., to fight the workers' republic
of Russia, and ends "Awake! Awake, you Workers of the World, Revolutionists!" A note
adds
"It is absurd to call us pro-German. We hate and despise German militarism
more than do you hypocritical tyrants. We have more reasons for denouncing
German militarism than has the coward of the White House."
The other leaflet, headed "Workers -- Wake Up," with abusive language says that
America together with the Allies will march for Russia to help the Czecko-Slovaks in
their struggle against the Bolsheviki, and that this time the hypocrites shall not fool the
Russian emigrants and friends of Russia in America. It tells the Russian emigrants that
they now must spit in the face of the false military propaganda by which their
sympathy and help to the prosecution of the war have been called forth, and says that,
with the money they have lent or are going to lend, "they will make bullets not only for
the Germans, but also for the Workers Soviets of Russia," and further,
"Workers in the ammunition factories, you are producing bullets, bayonets,
cannon, to murder not only the Germans, but also your dearest, best, who are in
Russia and are fighting for freedom."
It then appeals to the same Russian emigrants at some length not to consent to the
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"inquisitionary expedition to Russia," and says that the destruction of the Russian
revolution is "the politics of the march to Russia." The leaflet winds up by saying
"Workers, our reply to this barbaric intervention has to be a general strike!" and, after a
few words on the spirit of revolution, exhortations not to be afraid, and some usual tall
talk ends, "Woe unto those who will be in the way of progress. Let solidarity live! The
Rebels."
No argument seems to me necessary to show that these pronunciamentos in no way
attack the form of government of the United States, or that they do not support either of
the first two counts. What little I have to say about the third count may be postponed
until I have considered the fourth. With regard to that, it seems too plain to be denied
that the suggestion to workers in the ammunition factories that they are producing
bullets to murder their dearest, and the further advocacy of a general strike, both in the
second leaflet, do urge curtailment of production of things necessary to the prosecution
of the war within the meaning of the Act of May 16, 1918, c. 75, 40 Stat. 553, amending
3 of the earlier Act of 1917. But to make the conduct criminal, that statute requires that it
should be "with intent by such curtailment to cripple or hinder the United States in the
prosecution of the war." It seems to me that no such intent is proved.
I am aware, of course, that the word intent as vaguely used in ordinary legal discussion
means no more than knowledge at the time of the act that the consequences said to be
intended will ensue. Even less than that will satisfy the general principle of civil and
criminal liability. A man may have to pay damages, may be sent to prison, at common
law might be hanged, if, at the time of his act, he knew facts from which common
experience showed that the consequences would follow, whether he individually could
foresee them or not. But, when words are used exactly, a deed is not done with intent to
produce a consequence unless that consequence is the aim of the deed. It may be
obvious, and obvious to the actor, that the consequence will follow, and he may be
liable for it even if he regrets it, but he does not do the act with intent to produce it
unless the aim to produce it is the proximate motive of the specific act, although there
may be some deeper motive behind.
It seems to me that this statute must be taken to use its words in a strict and accurate
sense. They would be absurd in any other. A patriot might think that we were wasting
money on aeroplanes, or making more cannon of a certain kind than we needed, and
might advocate curtailment with success, yet, even if it turned out that the curtailment
hindered and was thought by other minds to have been obviously likely to hinder the
United States in the prosecution of the war, no one would hold such conduct a crime. I
admit that my illustration does not answer all that might be said, but it is enough to
show what I think, and to let me pass to a more important aspect of the case. I refer to
the First Amendment to the Constitution, that Congress shall make no law abridging
the freedom of speech.
I never have seen any reason to doubt that the questions of law that alone were before
this Court in the cases of Schenck, Frohwerk and Debs, 249 U. S. 249 U.S. 47, 249 U. S. 204,
249 U. S. 211, were rightly decided. I do not doubt for a moment that, by the same
reasoning that would justify punishing persuasion to murder, the United States
constitutionally may punish speech that produces or is intended to produce a clear and
imminent danger that it will bring about forthwith certain substantive evils that the
United States constitutionally may seek to prevent. The power undoubtedly is greater
in time of war than in time of peace, because war opens dangers that do not exist at
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other times.
But, as against dangers peculiar to war, as against others, the principle of the right to
free speech is always the same. It is only the present danger of immediate evil or an
intent to bring it about that warrants Congress in setting a limit to the expression of
opinion where private rights are not concerned. Congress certainly cannot forbid all
effort to change the mind of the country. Now nobody can suppose that the
surreptitious publishing of a silly leaflet by an unknown man, without more, would
present any immediate danger that its opinions would hinder the success of the
government arms or have any appreciable tendency to do so. Publishing those opinions
for the very purpose of obstructing, however, might indicate a greater danger, and, at
any rate, would have the quality of an attempt. So I assume that the second leaflet, if
published for the purposes alleged in the fourth count, might be punishable. But it
seems pretty clear to me that nothing less than that would bring these papers within the
scope of this law. An actual intent in the sense that I have explained is necessary to
constitute an attempt, where a further act of the same individual is required to complete
the substantive crime, for reasons given in Swift & Co. v. United States, 196 U. S. 375, 196
U. S. 396. It is necessary where the success of the attempt depends upon others because,
if that intent is not present, the actor's aim may be accomplished without bringing about
the evils sought to be checked. An intent to prevent interference with the revolution in
Russia might have been satisfied without any hindrance to carrying on the war in which
we were engaged.
I do not see how anyone can find the intent required by the statute in any of the
defendants' words. The second leaflet is the only one that affords even a foundation for
the charge, and there, without invoking the hatred of German militarism expressed in
the former one, it is evident from the beginning to the end that the only object of the
paper is to help Russia and stop American intervention there against the popular
government -- not to impede the United States in the war that it was carrying on. To say
that two phrases, taken literally, might import a suggestion of conduct that would have
interference with the war as an indirect and probably undesired effect seems to me by
no means enough to show an attempt to produce that effect.
I return for a moment to the third count. That charges an intent to provoke resistance to
the United States in its war with Germany. Taking the clause in the statute that deals
with that, in connection with the other elaborate provisions of the act, I think that
resistance to the United States means some forcible act of opposition to some
proceeding of the United States in pursuance of the war. I think the intent must be the
specific intent that I have described, and, for the reasons that I have given, I think that
no such intent was proved or existed in fact. I also think that there is no hint at
resistance to the United States as I construe the phrase.
In this case, sentences of twenty years' imprisonment have been imposed for the
publishing of two leaflets that I believe the defendants had as much right to publish as
the Government has to publish the Constitution of the United States now vainly
invoked by them. Even if I am technically wrong, and enough can be squeezed from
these poor and puny anonymities to turn the color of legal litmus paper, I will add,
even if what I think the necessary intent were shown, the most nominal punishment
seems to me all that possibly could be inflicted, unless the defendants are to be made to
suffer not for what the indictment alleges, but for the creed that they avow -- a creed
that I believe to be the creed of ignorance and immaturity when honestly held, as I see
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no reason to doubt that it was held here, but which, although made the subject of
examination at the trial, no one has a right even to consider in dealing with the charges
before the Court.
Persecution for the expression of opinions seems to me perfectly logical. If you have no
doubt of your premises or your power, and want a certain result with all your heart,
you naturally express your wishes in law, and sweep away all opposition. To allow
opposition by speech seems to indicate that you think the speech impotent, as when a
man says that he has squared the circle, or that you do not care wholeheartedly for the
result, or that you doubt either your power or your premises. But when men have
realized that time has upset many fighting faiths, they may come to believe even more
than they believe the very foundations of their own conduct that the ultimate good
desired is better reached by free trade in ideas -- that the best test of truth is the power
of the thought to get itself accepted in the competition of the market, and that truth is
the only ground upon which their wishes safely can be carried out. That, at any rate, is
the theory of our Constitution. It is an experiment, as all life is an experiment. Every
year, if not every day, we have to wager our salvation upon some prophecy based upon
imperfect knowledge. While that experiment is part of our system, I think that we
should be eternally vigilant against attempts to check the expression of opinions that we
loathe and believe to be fraught with death, unless they so imminently threaten
immediate interference with the lawful and pressing purposes of the law that an
immediate check is required to save the country. I wholly disagree with the argument of
the Government that the First Amendment left the common law as to seditious libel in
force. History seems to me against the notion. I had conceived that the United States,
through many years, had shown its repentance for the Sedition Act of 1798, by repaying
fines that it imposed. Only the emergency that makes it immediately dangerous to leave
the correction of evil counsels to time warrants making any exception to the sweeping
command, "Congress shall make no law . . . abridging the freedom of speech." Of
course, I am speaking only of expressions of opinion and exhortations, which were all
that were uttered here, but I regret that I cannot put into more impressive words my
belief that, in their conviction upon this indictment, the defendants were deprived of
their rights under the Constitution of the United States.
MR. JUSTICE BRANDEIS concurs with the foregoing opinion.