1993A-FC-The Mathematical Modelling of Human Culture and Its Impications For Psychology and The Human Sciences
1993A-FC-The Mathematical Modelling of Human Culture and Its Impications For Psychology and The Human Sciences
Kevin N. Laland*
The Galton Laboratory, Department of Genetics and Biometry, University College London
Recent years have seen the growth of a new and exciting field of theoretical research
concerned with the mathematical modelling of human culture, and of its interaction
with genetics. Drawing on analogies between genetic and cultural processes,
mathematically sophisticated biologists have used population genetics models as the
basis for the development of analogous models of cultural transmission, cultural
evolution and gene-culture co-evolution. These models are designed to describe and
analyse the diffusion of cultural traits through populations, under the influence of
various cultural and evolutionary forces. They have already been applied to address
many problems of interest to psychologists. Here I present an introduction to these
models, explaining the mathematics in simple terms, and giving examples of the
work of leading theorists. I go on to discuss the findings of most relevance to
psychology, critically analysing the most important conclusions. Finally, I suggest
some areas of psychology in which these models might usefully be applied. I argue
that these models constitute a major theoretical innovation, and that there is
considerable potential for their application in psychology.
The models
Introduction
Over the last 15 years in particular, mathematical modelling of cultural evolution,
and of the interaction between genetic and cultural transmission has received
considerable attention (Aoki, 1991; Aoki & Feldman, 1987, 1989, 1991; Boyd
& Richerson, 1976, 1982, 1983, 1985, 1987, 1988a, b, 1989a, b ; Cavalli-Sforza &
Feldman, 1973a, b, 1981, 1983a, b ; Chen, Cavalli-Sforza & Feldman, 1982; Eshel &
Cavalli-Sforza, 1982; Fagan, 1981; Feldman & Cavalli-Sforza, 1975, 1976, 1977,
1979,1984,1989; Feldman, Cavalli-Sforza & Peck, 1985; Findlay & Lumsden, 1988;
Lumsden, 1988, 1989, 1991; Lumsden & Wilson, 1981, 1985; Pulliam, 1982, 1983;
Pulliam & Dunford, 1980; Richerson & Boyd, 1978, 1989; see Durham, 1990 for a
review). Many biologists have argued that culture is itself an evolutionary process
(Boyd & Richerson, 1985; Cavalli-Sforza & Feldman, 1981 ; Dawkins, 1976;
Durham, 1982, 1990; Hull, 1982; Plotkin & Odling-Smee 1981), cultural variants
being generated, selected and socially transmitted. Mathematically sophisticated
evolutionary biologists have taken advantage of this analogy to apply ‘population
genetics models to describe and analyse culture. As an introduction to the nature of
this modelling, a selective review of the principal contributions of three sets of
theorists is given.
The first team is that of Lumsden & Wilson, who developed a model of gene-
culture co-evolution in their text Genes, Mind and Culture (1981). The second is
Cavalli-Sforza & Feldman, who have published a string of papers and an influential
book Cultural Transmission and Evolution (1981), applying evolutionary models to
culture. Finally, a review of Boyd & Richerson’s (1985) Culture and the Evoiutionary
Process is given, in which they develop a ‘dual-inheritance model’ of gene-culture
interaction.
Like most other modellers, Lumsden & Wilson (henceforth LW) adopt an atomistic
Mathematical modelling of human culture 147
description of culture for mathematical convenience, defining it as a pool of
‘culturgens’, units of culture. For LW a culturgen is ‘a relatively homogeneous set
of artifacts, behaviors, or mentifacts’ (p. 27). ‘Culturgens’ can be considered
synonymous to Dawkins’ (1976) ‘memes’. LW argue that an individual’s choice of
culturgen is directed by genetically determined ‘epigenetic rules ’ :
I
The rules comprise the restraints that the genes place on development ..., and they affect the
probability of using one culturgen as opposed to another’ (p. 7 ) .
LW focus on gene-culture translation, where for each genotype more than one
culturgen is possible and at least two culturgens differ in the likelihood of adoption
because of innate epigenetic rules. They argue that the epigenetic rules will tend to
channel development towards the adoption of certain culturgens as opposed to
others. They describe this as the ‘leash principle ’ : ‘ ...natural selection operates in
such a way as to keep culture on a leash’ (p. 13). Many reviewers have questioned
the appropriateness of this metaphor (Boyd & Richerson, 1985; Kitcher, 1985).
LW develop two main models, called ‘gene-culture translation ’ and the ‘co-
evolutionary circuit’. One of their principal goals is to predict the shape of the
‘ethnographic curve ’, which is the probability distribution that plots the frequency of
alternative culturgen use across many societies. This allows them to predict the
spread of the culturgens in societies in general, rather than in any given society.
In gene-culture translation, individuals choose between two culturgens, c l and c2,
periodically reassessing their choice, influenced by their epigenetic rules and the
pattern of culturgen usage in the population. The rates at which individuals adopt
alternative culturgens is determined by the product of a ‘ raw ’ (innate) bias function
and an ‘update assimilation’ (copy others) bias function. LW place most weight on
an ‘exponential trend watcher’ model, where as more people adopt one culturgen the
probability of the others switching to it increases exponentially. This means that the
ethnographic curve will have a bimodal, polarized distribution, as populations will
tend to be mainly c l users, or c2 users (see Fig. 1a). If individuals have an innate bias
for one of the culturgens, then the bimodal distribution is likely to be asymmetrical
(Fig. 1b). LW claim that ‘ ... a barely detectable amount of selectivity in an epigenetic
rule operating during the behavior of individuals can strongly alter social patterns ’
(p. 144). Or, as Kitcher (1985) puts it, ‘if people are strongly inclined to follow what
others around them do, small initial differences in switching propensity can be
dramatically magnified at the level of the group’ (p. 357).
This conclusion, which LW call the ‘amplification law’, only follows if there is
very strong cultural transmission (i.e. exponential, positive frequency-dependence).
Clearly other types of social transmission are possible. For instance, Cavalli-Sforza &
Feldman (1981), Maynard-Smith & Warren (1982) and Boyd & Richerson (1985)
have all developed models in which cultural transmission by itself (unbiased by
genetic predispositions) does not alter the frequency or distribution of cultural
variants.
This model is then extended to the full co-evolutionary circuit by allocating
fitnesses to genotypes, and calculating changes in allele frequency (see Fig. 2). A
genotypes’ fitness is a function of the rewards (food, resources) it gathers, offset by
6-2
148 Kevin N.Laland
nl/N
nl/N
Figure 1. Lumsden & Wilson’s ethnographic curves. (a) An exponential trend watcher model of social
transmission polarizes the distribution. (b) Small innate predispositions strongly bias cultural patterns.
Pattern of
cdturgenuse \
\
\
Rewards of
I
culturgen use
Probability of
switching culturgen
for each genotype
Number of gametes
produced by
each genotype
Epigenetic rules
H H b3 1-b3 p 3 (t)
H h 62 1-62 p 2 (t) ntvt
h H 61 1-bl p l (t) ntvt
h h 60 1-60 PO (t) V;
Table 1 may look intimidating to those unfamiliar with population genetics, but
is is actually quite simple. H and h represent two states that a trait can take (say
drinking and not drinking alcohol), and bO, b l , b2, b3 the probabilities that an H child
(drinker) results from the parental matings h x h (neither parent drinks), h x H
Mathematical modelling of human culture 151
(mother drinks), H x h (father drinks), H x H respectively (both parents drink). If the
parents mate at random (unaffected by whether they drink), the frequency of H
(proportion of individuals that drink) in the offspring generation (t+1 ) is given by
the product of the probability of any given mating and the probability that their
offspring will be H (drinkers), summed for all possible matings. Thus
ut+1 = C,,(t) 4
= u:B+tltC+bO, (2.2.3 p. 79)
where B = b3+60-b1-62
and c = b2+61-260.
If individuals with trait H have a different probability of survival to those with h (say,
if drinkers are more likely to suffer from heart disease), then natural selection will
alter the frequency of the trait. T o investigate the impact of selection CF allocate
fitness 1 + s to H and 1 to h, where s represents the difference in the probability of
survival of individuals with each trait. Thus if s were -0.2 then only four drinkers
would survive for every five non-drinkers. The relative proportion of H individuals
after selection (u:) is then
(2.6.1 p. 102)
Y=
vex+L (r(w+ s) = a X + ( 1 -a) (T(H)+.s), (4.9 p. 95)
L+ v,
where L measures the extent to which an individual relies on individual learning,
154 Kevin N. Laland
T(H) is the goal of the learning rule in habitat H , and e is a normally distributed
random variable that represents the effect of errors made during the learning process,
with mean of zero and variance V,.This is formally equivalent to the simple linear
learning models of stochastic learning theory (Atkinson, Bower & Crothers, 1965).
For instance, Bush & Mosteller’s (1955) linear-operator model can be represented by
the equation
+
P,,, = aP, (1 -a) v,,
where a is the learning parameter, and v, is the reinforcement value. For example,
+
the probability of a rat pressing a lever on trial n 1 is a linear function of the
probability of it pressing the lever on trial n and the reinforcement v, experienced
following trial n. The reinforcement values might be vn = 0 if the rat is shocked, and
vn = 1 if it receives a food reward. The larger the value of a the smaller the impact
of the last trial on the rat’s behaviour, and the more it is guided by its earlier
experiences. In BR’s model, learning trials are effectively separated by a generation,
with unbiased transmission of the trait value (or probability) occurring between
trials. The parameter a = V,/(L+V,)(equivalent to a in the Bush & Mosteller
model) gives the relative importance of cultural transmission (equivalent to earlier
trials) and individual learning (which is equivalent to the latest trial) in determining
the mature phenotype. Thus for BR ‘social learning and individual learning are
alternative ways of acquiring a particular behavioral variant’ (p. 97), alternative in the
sense that individuals can acquire a phenotypic value ( y)directly through cultural
inheritance or through individual learning modifying an alternative culturally
inherited state. Nalve individuals first socially learn their parents’ behaviour, and
then modify it through learning in an adaptive way. Each generation learning moves
the mature phenotype (Y)a fraction [L/(L+V,] towards the equilibrium state or
habitat’s adaptive peak, T(H). The learning model is combined with a transmission
model for a quantitative character, to give recursive expressions for the mean and
variance of the trait after learning and transmission. If the environment does not
change, then the equilibrium value of the trait is H.
BR’s models of direct bias are analogues of CF’s cultural transmission models.
Linear transmission is modified by introducing a bias parameter ( B ) which increases
the probability of offspring adopting one of the cultural variants. If two cultural
models have weights (relative importance) a, and a2 then the frequency of the
favoured variant in the next generation is
p’ =p + P (1 -p) (1-B y a ,
4Ba,a2 ).
- a2)2
(Table 5.6 p. 140)
Thus the magnitude of the force can be seen to depend on the strength of bias ( B ) ,
and the variance in trait frequency p ( l -p).
Like CF’s models, BR’s models can potentially be exploited to analyse aspects of
cultural change of interest to psychologists. This is pursued in Section 4.
Evolution of cooperation
Campbell (1975) argued that the fact that most moral beliefs are altruistic suggests
that they have been shaped by group selection. Group selection is the idea that
natural selection can operate between groups of individuals, and not just between
individuals. This idea became popular in the 1950s and 1960s, principally because
many biologists found it difficult to see how natural selection acting at the level of
the individual could lead to the evolution of traits which do not benefit the
individual, but rather its group. Evolutionary biologists have since developed
alternative mechanisms to account for altruistic behaviour (kin selection, reciprocal
altruism) and have largely dismissed group selective arguments. However, kin
selection can only explain altruism between related individuals. Reciprocal altruism,
the trading of altruistic acts in which benefit is larger than cost, is expected to evolve
when two individuals associate long enough to exchange roles as potential altruist
and recipient (Trivers, 1985). However, while analysis of the repeated interaction of
pairs of individuals has found that cooperation via reciprocal altruism can be stable
(Axelrod & Hamilton, 1981), the conditions that allow the evolution of reciprocal
cooperation become extremely restrictive as group size increases (Boyd & Richerson,
1988b, 1989b). BR (1982, 1985) argue that certain types of cultural transmission can
make group selection workable, and lead to the evolution of cooperation amongst
large groups of unrelated individuals.
The conditions necessary for the traditional form of group selection envisaged by
Wynne-Edwards (1962) are generally thought to be too stringent to be realistic
(Maynard-Smith, 1976). If individuals are either ‘selfish’ (S) or ‘altruistic’ (A), and
if the appearance of a single S immigrant in an A patch will result in its rapid
conversion to an S patch, then the conditions for the survival of A patches are very
low migration between patches, very short survival of S patches, and new patches
must be colonized by one or a few individuals (Maynard-Smith, 1989). If ‘altruistic’
groups cannot survive then it is difficult to envisage traits ‘for the good of the group’
resulting in group selection. In human populations, however, and possibly amongst
hominoids, cultural mechanisms may have existed which considerably relax the
conditions necessary for group selection. Building on earlier work by CF, BR
develop a model of ‘conformist’ cultural transmission in which individuals adopt the
most common cultural variant (positive frequency-dependent bias). They find that
conformist frequency-dependent bias improves the chance of acquiring the locally
favoured variant, and increases the amount of cultural variation. BR show that one
of the consequences of this is an increase in the strength of the group selection of
cultural variation : ‘ since selection between groups may favor beliefs and attitudes
which benefit the group at the expense of the individual, this provides an explanation
for human cooperation’ (1985, p. 227).
Mathematical modelling of human culture 159
Given the fundamental nature of the cultural transmission process to the research
interests of a large fraction of the psychology community, such basic research is
surely warranted.
These considerations also apply strongly to cross-cultural psychology. Hewlett &
Cavalli-Sforza’s (1986) study of cultural transmission among Aka pygmies is a good
example of basic empirical research which was motivated at least partly by CF’s
modelling of cultural transmission. The theory suggested that quantitative data on
mechanisms of transmission of cultural traits (such as hunting and food-gathering
skills, mating behaviour, child care, singing and dancing) could be used to predict
within-group variability, stability of cultural traits over time and space, and patterns
of cultural change. The predictions were largely confirmed: for instance, the
hypothesis that vertical (parent-offspring) cultural transmission would allow
considerable variation amongst individuals in the population, and exert a
conservative force on rates of cultural change, was given clear empirical support.
Different patterns of transmission generated different levels of variability and
exhibited different rates of change, again as predicted. The cultural evolution theory
provides the impetus and conceptual rigour to stimulate further research into
questions of interest to cross-cultural psychologists and anthropologists.
Moreover, in the same way that sociobiology and behaviour ecology generated a
number of plausible hypotheses concerned with human behaviour (e.g. parent-
offspring conflict, adultery, xenophobia) primarily through the use of game
theoretical approaches, the cultural evolution theory can also be employed to address
these kinds of problems and generate testable hypotheses. The advantages of the
formal apparatus of gene-culture co-evolutionary models over that of game theory
are many. Firstly, they facilitate analyses of the ways and rates at which dynamical
systems change, rather than simply finding the equilibrium states. Secondly, they
allow a consideration of the effects of culturally transmitted traits on the system
dynamics. Thirdly, some of the assumptions of game theory, for instance that
selection will favour strategies that maximize mean fitness, can be relaxed. These
advantages are likely to enhance the accuracy and specificity of any hypotheses
generated by the use of this theory over those of sociobiology.
An example of how this theory can be employed to generate testable hypotheses
is its application to understanding human cooperation. The view that human beings
are by nature cooperative is not easily explained from an evolutionary perspective,
Mathematical modelling of human culture 163
whilst the facts of human cooperation are difficult to reconcile with the view that
human nature is fundamentally self-serving. Reciprocal altruism, the game theory
explanation, can only account for a subset of cases of human cooperation. BR’s
models of cultural group selection provide an additional explanation for cooperative
behaviour which may have a broader jurisdiction. As BR (1982, p. 349) point out,
the models provide qualitative predictions about the kind of transmission rules that
might explain human cooperative behaviour, i.e. ‘a cultural transmission rule that
increases the frequency of the more common variant can cause group selection to be
a strong force in determining the kinds of behaviours that characterize different
human societies ’.
BR find that group selection on cultural variation is probably more likely when the
variants are also subject to indirect bias. Indirect bias refers to cases where
individuals use particular traits (‘indicator traits ’) or (charismatic/high status)
individuals to guide their choice of behaviour. A ‘ runaway ’ process can result which
selects for clearer and more overt indicators of status, which eventually become
divorced from adaptive superiority. ‘Much as peacock tails and bowerbird houses are
thought to result from runaway sexual selection, the indirect bias runaway process
will generate traits with an exaggerated, interrelated, aesthetically pleasing but
afunctional form’ (BR, 1985, p. 278). BR argue that this ‘may explain why the
altruistic, group functional behavior of humans seems to be so commonly embedded
in systems of supernatural sanctions and costly rituals ’ (p. 276). This theory promises
insight into the evolution of sacred traditions and creation myths, and the
significance of ritual and symbolism. The co-evolution of cultural beliefs and
practices could readily be modelled using CF’s or BR’s theory, and, for example,
could be used to investigate the ways in which religious beliefs change over time. For
instance, belief in a shepherd god of the Judaeo-Christian model probably co-
evolved with a pastoral way of life (Lenski & Lenski, 1970). Theoretical analyses
suggest different properties of culture should be stable amongst populations in
different kinds of environment, with different social structures, levels of migration,
and so on. Careful application of the cultural evolution theory tuned to the specific
properties of the population under consideration is likely to reveal a number of
predictions which can be put to empirical test. Which religions will dominate the
globe in the next decade? What properties do successful religions have, and why? It
is something of an irony that fundamentalist religious beliefs, which often challenge
the authority of evolutionary theory, are themselves spreading through Darwinian
natural selection. Measures of religious affiliation are strongly correlated with
fecundity and mortality, and, horizontal and oblique cultural transmission aside, a
significant component of the spread is likely to be due to natural selection (BR, 1985,
p. 176). Moreover, conservative religions, by impeding any cultural response to
other cultural changes (for instance, resulting from advances in technology) may set
up a genetic response to the novel selection pressures which more rapidly changing
religions will buffer out (Odling-Smee, in press).
Comparative psychology is another area in which this theory might find useful
application. Theoretical investigations of the evolution of communication, and the
evolution of cultural transmission are far from complete. Aoki & Feldman’s (1987)
finding, from analysis of a diploid two-locus model, that a mutant allele that allows
the learning of communication signals will not spread from low frequency is
164 Kevin N. Laland
puzzling. Similarly BR’s (1985, 1988a) conclusion that culture should evolve in a
constant environment does not square easily with empirical observations of social
transmission amongst mammalian and avian foragers living in unpredictable
habitats. In both cases further theoretical investigations are required to elucidate with
greater specificity the conditions under which communication and learning processes
will be favoured by selection. There are numerous other questions of interest to
comparative psychologists which could potentially be addressed by dual-inheritance
models. In particular, these models provide a framework for an investigation of the
co-evolution of brain and nervous system structure and behaviour : for example, the
evolution of intelligence, the evolution of psychopathological conditions, the co-
evolution of laterality and behavioural asymmetry, or the evolution of ‘modules of
mind’ (Fodor, 1983). Although the terms ‘dual-inheritance ’, or ‘gene-culture ’,
imply that the models apply exclusively to cultural organisms, similar models can be
developed for learners incapable of social transmission. Such a theory could, for
example, address the conditions under which constraints on learning might evolve.
The models also give psychologists a new opportunity to frame their work in an
historical or evolutionary context. For example, those psychologists interested in
language will be interested in the evolution of communication and symbolic
reasoning, and in the co-evolution of communication systems and brain structure
(Aoki & Feldman, 1987,1989; Boyd & Richerson, 1985; Cavalli-Sforza & Feldman,
1981, 1983). Cavalli-Sforza, Piazza, Menozzi & Mountain (1988) have found a
remarkable correlation between genetic and linguistic boundaries, suggesting that
recent human phylogeny and linguistic evolution are inextricably tied. Aoki &
Feldman’s (1991) investigation of the co-evolution of recessive hereditary deafness
and sign language is a particularly interesting example of the kind of problem that
gene-culture co-evolution models can address. Most hereditary deafness is believed
to be caused by recessive genes, which means that an affected child may be born to
normal heterozygous parents. This means that the transmission of a particular sign
language across generations would be interrupted if it was only learned by the deaf.
By assuming that deaf and hearing individuals learn to sign with different
probabilities, Aoki & Feldman develop theoretical models which investigate the
conditions for the persistence of sign language use in the population. They find that
these conditions are difficult to satisfy, and interpret this as suggesting a fairly recent
origin for extant sign languages. The persistence of sign language is facilitated by
increased levels of oblique and horizontal transmission, and by assortative mating
according to whether or not an individual is deaf or not. Interestingly, assortative
mating according to whether an individual can sign or not decreases the likelihood
of the persistence of signing, since it reduces the number of families with deaf
children that have one or more signing parent. As assortative mating, and
oblique/horizontal transmission are density-dependent phenomena, the authors
suggest that sparsely distributed populations would seem unlikely candidates for the
establishment of sign language.
This theory also encourages psychologists to focus on how contemporary
psychological and biological processes can interact to determine the way in which
human beings are evolving now. One of the classical sociobiological arguments is
that ‘genes may keep culture on a leash’. Models of gene-culture co-evolution
Mathematical modelling of human culture 165
suggest that the opposite scenario is also plausible, i.e. that the selection of genes may
be a function of the frequency of particular cultural traits. A well-known example is
the spread of dairy farming leading to selection of genes for lactose absorption.
Another is the finding that culturally transmitted factors affecting choice of mate may
generate sexual selection in human populations (Richerson & Boyd, 1989). This will
occur if the mating preferences influence the intensity of selection on genetically
transmitted physical and behavioural traits. This is another example of how high
status or charismatic individuals in a population can exert a strong affect on the
dynamics of the population’s behaviour, in this case generating sexual selection. If
individuals select mates that resemble idolized cultural heros of the opposite sex, then
a single Marilyn Monroe could lead to strong selection in the population for blonde-
haired, blue-eyed females. This theory illustrates disadvantages of divorcing research
into evolutionary biology from the study of the mechanisms involved in the
development of human behaviour.
Cultural evolution and dual-inheritance models have a proven record of useful and
valid application in the human sciences. As reported in this and the preceding
sections, the theory has been successfully employed to describe, analyse and predict
the diffusion of cultural traits through populations ; to test specific models against
data; to generate hypotheses with considerable predictive power; and to place the
work of psychologists in a meaningful evolutionary context. The theory can be
considered a major methodological innovation, and there are many possibilities for
its fruitful application to psychological problems.
Summary
Recent years have seen the growth of a new and exciting field of theoretical research
concerned with the mathematical modelling of culture, and of its interaction with
genetics. These models have already been applied to address many problems of
interest to psychologists. The models constitute a major theoretical innovation, and
there is considerable potential for their application in psychology. Suggestions are
made as to the areas of psychology in which these models might have some utility.
Acknowledgements
This work was partially carried out under a science and engineering postgraduate studentship. I am
grateful to the Tregaskis Bequest of London University and the Experimental Psychology Society for
supporting a study visit to the University of California, Davis and Los Angeles, which facilitated very
useful discussion with Prof. P. J . Richerson and Prof. R. Boyd. I would also like to thank Prof. M. W.
Feldman, D r C. M. Heyes, Dr C. Lumsden, D r F. J. Odling-Smee, D r H. C. Plotkin, Prof. P. J.
Richerson, Prof. E. 0. Wilson, and an anonymous referee for their comments on this manuscript.
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where A, = 1.
To predict the frequency of c after transmission, p', BR weight the probability that the nai've individual
acquires variant c given that he or she is exposed to a given set of models, by the probability that the
set of models is formed, summed over all sets of models. This gives
1 1
p' = C ... C Prob (+,, ... , xn)Prob (X, = xl, ... xn= xn). (3.14 p. 66)
z,-0 x,-0
This has the same form as 3-13. The only difference is conceptual: to model horizontal transmission
BR allow an individual to be one of its own cultural parents.