The Medicinal Applications of Imidazolium Carbene-Metal Complexes
The Medicinal Applications of Imidazolium Carbene-Metal Complexes
Khadijah M. Hindi,† Matthew J. Panzner,† Claire A. Tessier,† Carolyn L. Cannon,‡ and Wiley J. Youngs*,†
Department of Chemistry, The University of Akron, Akron, Ohio 44325-3601, and Department of Pediatrics and Molecular Microbiology and Microbial
Pathogenesis, Washington University School of Medicine, St. Louis, Missouri 63110
Matthew Panzner grew up in Copley Township several miles west of Akron, Carolyn Cannon is a native Texan, who graduated from Texas A&M in
Ohio. He received his B.S. in chemistry from the University of Akron in 1982 with a B.S. in bioengeneering. She received a M.S. in electrical
2001. He subsequently entered graduate school and received his Ph.D. engineering from Worcester Polytechnic Institute in Massachusetts in 1985
under the guidance of Wiley Youngs in 2006. During his time in the Youngs before returning to Texas to pursue a medical deqree and further graduate
laboratory, he studied the synthesis of N-heterocyclic carbene metal training. She obtained her medical degree from the University of Texas
complexes with an emphasis on silver. He currently works as a Project Medical School at Houston and a Ph.D. in Physiology and Cell Biology
Manager for Wiley Youngs focusing on the advancement of silver carbene from the associated Graduate School of Biomedical Sciences, both in
antimicrobials and the synthesis and study of new inorganic backbone 1993. She was a pediatric resident at the Children’s Hospital in Boston
polymer fuel cell membrane materials. and continued training as a pediatric pulmonary fellow, until Dr. Cannon
subsequently joined the faculty a Harvard Medical School in 1999. She
held a joint appointment as a Research Fellow at The Channing Laboratory
where she completed postdoctoral training. In 2003, Dr. Cannon joined
the faculty at Washington University in St. Louis and acts as the Co-
Director of the Cystic Fibrosis Center at St. Louis Children’s Hospital. Dr.
Cannon’s laboratory has focused on the pathogenesis of infection in cystic
fibrosis, as well as the development of the silver-carbene antimicrobials
synthesized in Dr. Youngs’ laboratory to treat these infections. Thus, the
efforts in the laboratory center on the confluence of molecular microbiology,
microbial pathogenesis, drug discovery, pharmocology, toxicology, and
respiratory cell biology.
Claire Tessier began her scientific career as an ACS Project SEED student
in the laboratory of Klaus Wulff at the University of Vermont. She continued
her studies at the University of Vermont and received a B.S. in chemistry
in 1975. In 1982, she earned a Ph.D. degree, under the direction of O. T.
Beachley, Jr., from the State University of New York at Buffalo. In
1981-1982, she completed a postdoctoral position with D. F. Shriver at
Northwestern University. She began her current position as a professor
at the University of Akron in 1990. Her research interests include
phosphorus and silicon-based inorganic-backbone polymers, biomineral-
ization, and metal-NHC chemistries.
complexes than metal-phosphine complexes.7,8 The N- Wiley Youngs is originally from northern New York State. He received a
heterocyclic carbene ligands interact with metal centers B.A. in Psychology from the State University of New York at Albany and
primarily through strong σ-donation and to a lesser degree returned to school to further pursue his undergraduate education in
chemistry at SUNY Potsdam and Clarkson University. He received his
through π-back-donation (Figure 1).9,10 Ph.D. in 1980 under the supervision of Melvyn Churchill at SUNY Buffalo.
Ghosh and co-workers11-16 as well as others17-19 took Following a postdoctoral fellowship with James Ibers at Northwestern
special interest in the exceptional stability of several University, he joined the faculty at Case Western Reserve University in
metal-NHC complexes and conducted in depth analyses in 1983. In 1990, he moved to the University of Akron where he is currently
order to gain better insights into the structure and bonding. a Full Professor of Chemistry. Dr. Youngs’ research interests include
In particular, the metal-ligand donor-acceptor interactions N-heterocyclic carbenes, silver-based antimicrobials, metal-based cancer
drugs, and fuel cell membrane materials.
were inspected using charge decomposition analysis (CDA).
CDA is a tool used to quantitatively estimate the degree of donation was observed in Pd-NHC complexes exhibiting
NHC f metal σ-donation, designated by d, and NHC r lower d/b ratios ranging between 2.59 and 3.9913,14 and
metal π-back-donation, designated by b.20,21 Thus a higher Au-NHC complexes with d/b ratios ranging between 5.23
d/b ratio emphasizes the ability of NHC to function as an and 5.8815,16 compared with the Ag-NHC complexes with
effective σ-donor, whereas a lower d/b ratio highlights the d/b ratios ranging between 7.8 and 12.68.11,12,16 This observa-
greater NHC r metal π-back-donation. Interestingly, in the tion could attest to why silver-NHC complexes are par-
studies conducted by Ghosh, greater NHC r metal π-back- ticularly better transmetalating agents.
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3861
3. Silver
3.1. Medical Uses of Silver Compounds
Silver has been recognized as an effective antimicrobial
Chart 3. Structures of 1-Alkyl-2-methylimidazolium agent, specifically in the form of silver nitrate since the 17th
Complexes 7a-7f26 and 18th centuries.27 The popularity of silver nitrate led to
its utilization as a treatment of chronic skin ulcers, open
wounds, and suppurating wounds well into the early 19th
century.28 Soon after the astringent properties of silver against
a wide range of bacteria were recognized, a German
obstetrician, C.F. Crede, introduced a prophylactic 2% silver
nitrate eye solution to prevent ophthalmia neonatorum in
newborns in 1880.27 The emergence of penicillin and other
antibiotics after World War II led to the abandonment of
silver-based antimicrobials.27 Shortly thereafter, resistant
organisms such as P. aeruginosa, Proteus mirabilis, and
Proteus morgani surfaced and led to the revival of silver
directly compared with that of 6 with identical substituents, nitrate by Moyer in 1965.29 As a result, silver sulfadiazine
and it was established that the ring size plays a crucial role. (Figure 2) was introduced by Fox in 1968,30 and it remains
The imidazolidinium salts were much more active than the one of the most effective and widely used topical burn
pyrimidinium salts. The mechanism of activity of these treatments.31-33
complexes has not been studied, but it is thought that
lipophilic side chains can disrupt intermolecular interactions 3.1.1. Mechanism of Silver Activity
and thus cause the dissociation of cellular membrane bilayers
of the bacterial cell, which compromises cellular permeability Although the cytotoxic effects of silver against Gram-
positive and Gram-negative bacteria have long been estab-
and induces leakage of cellular contents.26
lished, the mechanisms of action are not completely under-
More recently Huen Lee and his group synthesized a series stood. Sporadic studies of the cell toxicity mechanisms of
of quaternary imidazolium salts (7a-f) among others and silver suggest that silver ions kill organisms through a variety
tested their antimicrobial activity.26 The general structure is of ways. Two excellent reviews by Lansdown and Hugo
shown in Chart 3. The salts were obtained by the deproto- discuss the antimicrobial properties and the mechanism of
nation of the imidazole starting material with sodium or action of silver.34,35
sodium ethanoate and the subsequent alkylation with the Briefly, studies done by Feng and co-workers suggest that
appropriate alkyl bromide or chloride in refluxing methanol treatment of E. coli and Staph. aureus with Ag+ causes
or acetonitrile. significant morphological changes in the bacterial cells as
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3863
observed by transmission electron microscopy (TEM) and polymer protein solution. Also, the use of antismoking tablets
X-ray microanalysis.36 Silver-treated cells exhibited an and gum, which contain silver acetate, have been reported
electron-light region in their cytoplasm with condensed DNA to cause generalized argyria.43,44 Several reports of localized
molecules. Condensed DNA molecules lose their ability to and generalized argyria surfaced after the use of topical
replicate. Electron-dense granules were detected around the solutions of silver nitrate45 and silver sulfadiazine cream.43
cell wall inside the cytoplasm, and the cytoplasmic membrane It is important to note that argyria is rarely the cause of any
experienced shrinkage and detachment from the cell wall ill effect or death and that there are no effective treatments
thereafter. Furthermore, X-ray microanalysis of the electron- for removing silver deposits from the body.46 This can be
dense granules revealed the presence of silver and sulfur. explained by the fact that silver sulfide is highly insoluble
This was an indication that silver ions interact with thiol with a Ksp of 10-50.
groups leading to the deactivation of enzymatic proteins. Besides argyria, other toxic effects of silver may include
Another proposed mechanism by Fox and Modak sug- upper and lower respiratory tract irritation. Based on some
gested that the silver moiety in silver sulfadiazine dissociated studies, these effects could be a result of the carrier molecule
from sulfadiazine and became bound to components within or anion such as the nitrate in some silver-based compounds
the cell. The subsequent inhibition of bacterial growth was rather than the silver itself.47 Other effects involve the
attributed to the amount of silver bound to bacterial DNA.37 accumulation and binding of silver ions to reduced glu-
The role of each component was determined using radioac- tathione in the liver and directing it to the bile.48 Reduction
tive silver sulfadiazine (110AgSD) and radioactive sulfadiazine in glutathione concentrations could be of concern considering
(35SD). It was established that the amount of SD entering its role in preventing damage to red blood cells by neutral-
the cell was not significant, and it is thus unlikely for the izing the toxic chemicals that enter the body. Although silver
bacterial inhibition to be attributed to the SD moiety of accumulation has been reported in a number of different
AgSD. Furthermore, based on an in ViVo model of Pseudomo- tissues and internal organs throughout the body, only a few
nas infected mice, silver seemed to function best if paired cases of silver toxicity have been presented. Some studies
with sulfadiazine. AgSD had superior activity over other reported that silver was toxic in isolated cells, such as
silver compounds perhaps due to the slow dissociation of lymphocytes,49 keratinocytes,50 hepatocytes,51,52 and fibro-
the complex and thus continual release of Ag+ over time.38 blasts53 by inhibition of proliferation. Similarly, cases involv-
In addition, several groups investigated the effect of Ag+ ing nephrotoxic syndrome54 and leucopenia55,56 have been
ions on the respiratory electron chain of E. coli.39-41 Their reported in patients with severe burns treated with silver
studies lead to the conclusion that Ag+ ions are highly toxic sulfadiazine. Other studies have shown that silver is virtually
to microorganisms due to inhibition of the respiratory chain nontoxic. The issue of silver toxicity is still under debate,
at multiple sites. but ultimately, silver is known to be one of the least toxic
metals.
3.1.2. Toxicity of Silver
3.1.3. Resistance to Silver
Although silver is generally nontoxic to humans, it is
widely known that a prolonged and excessive exposure to Silver is considered a broad-spectrum antibiotic. Silver,
silver causes the development of a rare and irreversible unlike conventional organic-based antibiotics, is active
pigmentation of the skin (argyria), the eyes (argyrosis), or against a wide range of Gram-positive and Gram-negative
both. This is a characteristic blue-black discoloration formed bacteria and targets multiple sites on or within the bacterial
by the interaction of silver ions with melanin and proteins cell. The multifaceted mode of action of Ag+ ions is a major
in the wound exudates to give silver sulfide.42 Argyria occurs contributor to the scarcity of reports of silver resistance
after the topical application of silver compounds to wounds despite its liberal use. It is worth mentioning however that
(localized argyria) or when silver is taken orally, injected silver resistance was reported as early as 1975 when McHugh
directly into the blood stream, inhaled, or applied to mucosal described the emergence of a Salmonella silver-resistant
surfaces (generalized argyria).43 In the case of the latter, silver strain, which caused the deaths of three patients at Mas-
is absorbed and carried to different parts of the body where sachusetts General Hospital burn unit.57 Since then, this area
it is deposited, most commonly, in the eyes, internal organs, has been intensely researched and the underlying molecular
and sun-exposed body parts such as hand, arms, face, nails, basis is presently much more established.58,59
etc.43 Silver and co-workers provided a detailed report of the
Several forms of silver are thought to cause argyria. genetic makeup of a 180 kb pMG101 plasmid isolated from
Extended use of colloidal silver proteins, which have been a silver-resistant Salmonella strain.60 The silver-resistant
used as allergy and cold medications and for a number of region within the plasmid was cloned and sequenced and
other ailments, can cause generalized argyria.43 Colloidal was found to contain nine genes, two of which have unknown
silver proteins are metallic silver particles suspended in a functions. The remaining seven genes are as follows: silE
3864 Chemical Reviews, 2009, Vol. 109, No. 8 Hindi et al.
Table 8. Half-Maximal Inhibitory Concentrations (IC50) the number of live cells as well as the number of dead cells.
Measured Using the MTT Assay74 Live cells produced a red fluorescence due to their ability to
IC50 (µM)a metabolize C12-resazurin, and dead cells produced a green
test compound OVCAR-3 MB157 HeLa fluorescence due to their compromised cell membranes
15 35 8 >200 allowing the accumulation of the Sytox Green stain. The
20a 30 20 >200 images shown in Figure 11a-f represent fluorescence images
20b 20 10 >200 from OVCAR-3 and MB157 control, incubation with cis-
AgNO3 35 5 50 platin, and incubation with complex 15.
AgOAc 20 12 b Based on the quantitative measurements of the assay
cisplatin 12 25 25
(Figure 12), the viability of OVCAR-3 cells exposed to silver
a
IC50 results are based on 72 h incubation period. b Not determined complexes 15, 20a, and 20b was 11%, 0%, and 0%,
due to solubility limitations of AgOAc. respectively. These results were superior to those for
OVCAR-3 cells treated with cisplatin, which resulted in 78%
3.3. Antitumor Properties of Silver-NHC viability. The OVCAR-3 control cells were 93% viable.
Complexes Furthermore, all three silver complexes and cisplatin were
3.3.1. Synthesis and Antitumor Properties of Silver-NHC equally active against MB157 cancer cell lines with 10%
Complexes Derived from 4,5-Dichloroimidazole cell viability compared with the control cells, which exhibited
92% viability. The cell viability percent values were based
Several factors led the Youngs research group to test and on cell counts after incubation of the cells with the test
report the efficacy of Ag(I)-NHC complexes 15, 20a, and compounds for 36 h at 50 µM. Cell viabilities were found
20b against the human cancer cell lines OVCAR-3 (ovarian), to be significant using Tukey’s multiple comparison among
MB157 (breast), and HeLa (cervical).74 One of those factors means (R ) 0.05).
was the urgent need to find new chemotherapeutic agents The effect that silver imposed on the morphology of the
effective against cisplatin-resistant tumor cell lines with OVCAR-3 and MB157 cells can be seen in Figure 13a-f in
milder toxic effects. Another important factor was the current which the cells were incubated with complex 15 at 50 µM
interest in other metal-N-heterocyclic carbene complexes for 36 h. The cells were stained blue with Hoesch stain. The
demonstrating notable tumor cytotoxicity.73,75,76 Furthermore, results were compared with the morphology of cisplatin-
Ag(I)-phosphine complexes with antitumor activity were treated cells. Silver complex 15 had a considerable effect
first reported by Sadler in 1988.77 Since the start of this work, on the viability of the treated cells as compared with the
other reports of silver-based complexes possessing anticancer control.
activity have appeared in the literature.78-80 The in Vitro results with the silver complexes 15, 20a,
Complexes (20a, 20b) were synthesized according to and 20b showed excellent activity specifically against
Scheme 6. The 4,5-dichloroimidazolium iodide salt precur- OVCAR-3 ovarian cancer cells and MB157 breast cancer
sors (19a, 19b) were synthesized by the deprotonation of cells. This sparked interest in the activity of these silver
4,5-dichloroimidazole with KOH followed by the substitution complexes in ViVo. A preliminary study was conducted in
with 1 equiv of the appropriate alkyl or aryl bromide in which a small number of athymic nude mice were inoculated
acetonitrile and subsequent methylation with an excess with 107 OVCAR-3 cells subcutaneously in their backs. The
amount of iodomethane. Subsequent in situ deprotonation tumors were allowed to grow for approximately 6 weeks after
of 19a and 19b with silver acetate in a 1:2 molar ratio in which subcutaneous (SubQ) injections of silver complex 15
dichloromethane afforded the corresponding NHC silver were performed along with control injections (diluent alone).
acetate complexes. One complex 15 dose group (333 mg/kg per injection) was
The in Vitro efficacy of complexes 15, 20a, 20b, the SubQ injected every third day for 10 days. The total SubQ
imidazolium cation precursors 14, 19a, and 19b, silver doses (∼1000 mg/kg) were within the range of another
nitrate, silver acetate, and cisplatin was determined against parallel study where intraperitoneal (IP) injections (100 mg/
the human cancer cell lines OVCAR-3 (ovarian), MB157 kg per injection) were administered for 10 consecutive days.
(breast), and HeLa (cervical) using the MTT assay (Table After day 10, all mice were humanely sacrificed. All dead
8). In the MTT assay, the enzyme succinate dehydrogenase mice underwent necropsy to evaluate the spleen size,
present in the mitrochondria of living cells cleaves the evidence of gastrointestinal toxic effects, and the condition
tetrazolium rings of the yellow MTT to form insoluble purple of the liver and kidneys along with the effect of 15 on the
formazan crystals. Sodium dodecyl sulfate (SDS) is a tumors. Figure 14 gives a view of the internal organs of one
solubilizing solution added to dissolve the formazan. The of the treated mice, in which all organs looked grossly
absorbance of the resulting colored solution was measured normal. This result was further confirmed by a histopatho-
at a wavelength of 570 nm. The number of surviving cells logical assessment of the brain, liver, lungs, heart, kidneys,
is directly proportional to the amount of formazan present. and spleen. The tumors treated with silver, however, were
The imidazolium salts 14, 19a, and 19b showed much determined to be necrotic, whereas the control tumors were
higher IC50 values and were therefore not active against the still viable (Figure 15).
tumor cell lines tested (results not shown). As shown in Table
8, complexes 15, 20a, and 20b were comparable in activity 4. Gold
to cisplatin against OVCAR-3 and MB157 cell lines.
However, the silver complexes showed minimal activity 4.1. Medical Uses of Gold Compounds
against HeLa cells. This was an indication that the reported
silver complexes are selective in their preference against The discovery of the bacteriostatic properties of gold
certain cancers. cyanide, K[Au(CN)2], by Robert Koch in 1890 against
The live/dead assay was used to measure cell viability. It tubercle bacillus marked the start of its use in modern
is a two-color flourescent assay that simultanously determines medicine.85,86 By 1920, the wide use of various gold salts as
3870 Chemical Reviews, 2009, Vol. 109, No. 8 Hindi et al.
Figure 11. Live/dead assay images of OVCAR-3 and MB157 cells:74 (a) OVCAR-3 control; (b) OVCAR-3 incubated with cisplatin; (c)
OVCAR-3 incubated with 15; (d) MB157 control; (e) MB157 incubated with cisplatin; (f) MB157 incubated with 15.
Figure 12. Percent viability of OVCAR-3 and MB157 after treatment with cisplatin (Cis), silver acetate, (AgOAc), silver nitrate (AgNO3),
15, 20a, and 20b. The percentages are based on cell counts from the live/dead assay data after incubation with test compounds at 50 µM
for 36 h.74
a treatment for tuberculosis was underway. The belief that Besides the antiarthritic applications of gold compounds,
rheumatoid arthritis was an atypical form of tuberculosis led ophthalmologists use metallic gold to treat a condition called
to the use of gold(I) salts for the treatment of this disease. lagophthalmos, which is the inability to close the eyelids
By the early 1930s, gold therapy (chrysotherapy) was completely. This is done by surgically implanting metallic
discontinued as a treatment of tuberculosis based on its gold “weights” in the upper eyelid to help it close fully.86
ineffectiveness; however it is still considered the most The antimicrobial activity of gold compounds was inves-
effective available therapy for the management of rheumatoid tigated in light of the early evidence of their activity against
arthritis.87 No major therapeutic advancements have taken tubercle bacillus presented by Robert Koch. Recent studies
place in this field except for the antiarthritic gold compound looked at the effect of a gold(I) thiocyanate complex,
auranofin (Figure 16), which was introduced in the early Au(SCN)(PMe3), against a number of Gram-positive bacterial
1980s. Auranofin or triethylphosphine(2,3,4,6-tetra-O-acetyl- strains including MRSA, methicillin-sensitive Staph. aureus,
β-1-D-(thiopyranosato-S)gold(I) was introduced as an orally Ec. faecalis, coagulase-negative staphylococci, and strepto-
bioavailable drug designed in hopes of improving the cocci.81 The compound was mostly active against Ec. faecalis
pharmacokinetic profile, as well as reducing the cytotoxic and Staph. aureus with MIC50 values of 0.77 and 0.33 µg/
effects (discussed in a later section), encountered with other mL, respectively.81 Furthermore, a comparative in Vitro
gold compounds.85-87 toxicity study against CHO mammalian cell lines demon-
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3871
Figure 13. Morphology of OVCAR-3 and MB157 cells:74 (a) OVCAR-3 control; (b) OVCAR-3 incubated with cisplatin; (c) OVCAR-3
incubated with 15; (d) MB157 control; (e) MB157 incubated with cisplatin; (f) MB157 incubated with 15.
Figure 15. Image of the solid OVCAR-3 tumors allowed to grow in athymic nude mice: (a) healthy tumor before SubQ injection of
complex 15; (b) necrotic tumor after three SubQ injections of 333 mg/kg dose of 15 over a 10 day period.74
ligands. The stability of such complexes in the presence of Scheme 7. Synthesis of 21-2698
thiols, disulfides, and serum proteins was assessed by
monitoring 31P NMR spectroscopy.82 The 31P NMR reso-
nance was unaffected by the addition of glutathione (GSH
and GSSH, thiol and disulfide sources) and after incubation
with bovine serum. As judged by the NMR spectra, the gold
phosphine complexes do not readily undergo ligand displace-
ment reactions in the presence of thiols in aqueous media.
This is perhaps a result of the high stability of the
gold-phosphorus bonds.
Furthermore, it was recognized that the mitochondria might
be a critical intracellular target involved in the antitumor
activity of the drugs. Studies using isolated rat hepatocyte
mitochondria were carried out in order to assess the effects
exerted by [Au(dppe)2]Cl complex.84 The cationic and
lipophilic nature of this particular complex could have aided
its uptake into the mitochondria. Once there, [Au(dppe)2]Cl
is thought to cause a number of crucial modifications to the
mitochondria including loss of the inner membrane potential many synthetic studies, the reader is directed to the recent
difference, efflux of Ca2+, increased mitochondrial respira- contribution by Cronje and Raubenheimer.95
tion, mitochondrial swelling, and finally increased perme-
ability of the inner mitochondrial membrane and uncoupling 4.2.1. Synthesis and Antimicrobial Properties of
of oxidative phosphorylation.90 These effects are thought to Gold-NHC Complexes Derived from
be particular to the lipophilic nature of [Au(dppe)2]+ and 1,3-Diorganylimidazolidin-2-ylidenes
other tetrahedral bis(dipyridylphosphino)gold(I) complexes.
This property could play an important role in improving the As discussed previously, two-coordinate gold(I) phosphine
selectivity of the mitochondrial-targeted drugs by fine-tuning complexes were reported to have potent antimicrobial
their degree of liphophilicity. activity.85,96,97 However, Cetinkaya was the first to report the
For a more comprehensive review of this topic, the reader antimicrobial activity of six gold(I)-NHC complexes
is directed to two excellent reviews by Berners-Price that (21-26).98 The gold-carbene complexes were synthesized
address the possible role of mitochondria in the mechanisms following a general and simple procedure. The synthesis was
of cytotoxicity and antitumor activity of gold complexes,90 carried out under argon or nitrogen atmosphere by reacting
as well as the recent strategies on specifically targeting the 1 equiv of AuCl(PPh)3 with either 2 equiv of 1,3-dimesi-
mitochondrial cell death pathway with gold compounds.93 tylimidazolidin-2-ylidene (21) or equal equivalents of
the corresponding bis(1,3-dialkylimidazolidin-2-ylidene)
(22-26) (Scheme 7). The reaction mixtures were refluxed
4.1.2. Toxicity of Gold in toluene for 2 h and then cooled to room temperature where
Although the [Au(dppe)2]Cl complex has shown in ViVo hexanes were added to obtain a creamy solid, which was
activity against P388 leukemia, M5078 reticulum cell recrystallized from a CH2Cl2/Et2O mixture. The resulting
sarcoma, B16 melanoma, mammary adenocarcinoma 16/C, gold complexes (21-26) were analyzed and confirmed
and intraperitoneal and subcutaneous transplanted tumors, through a variety of analytical techniques including melting
it was determined that this complex was severely hepatotoxic point, elemental analysis, IR, 1H NMR, and 13C NMR
upon the in ViVo evaluation in male beagle dogs.90 As spectroscopies.98
mentioned above, this [Au(dppe)2]Cl -induced cytotoxicity The cationic gold(I)-NHC complexes (21-26) were
to liver cells could be a direct effect of its ability to cause evaluated for their in Vitro antimicrobial activity against a
the uncoupling of oxidative phosphorylation, which is related variety of Gram-positive and Gram-negative bacteria and
to the increased permeability of the inner mitochondrial fungal species. The results were compared with those of
membrane.90 standard drugs ampicillin and flucytosine (Table 9).
Normal cells rely on oxygen consumption and oxidative Based on the results from Table 9, gold complexes 21-23
phosphorylation for ATP production, whereas solid tumors showed good and selective activity against both Gram-
have been shown to rely primarily on glucose uptake and positive and Gram-negative bacteria with complex 22 show-
glycolysis for ATP production. Therefore, antitumor agents ing the most activity against the strains tested, as well as
that target the oxidative phosphorylation pathways (i.e., some activity against the fungus C. albicans. The 1,3-
[Au(dppe)2]Cl) are likely to cause toxicity in normal cells.90 dimesitylmethylimidazolinium chloride (Mmi) salt exhibited
The pronounced difference between normal tissues and solid effective and selective antibacterial activity against three
tumors related to their reliance on oxidative phosphorylation Gram-positive (Staph. epidermidis, Staph. aureus, and Ec.
vs glycolysis for ATP production can be utilized in order to faecalis) and one Gram-negative (P. aeruginosa) bacterial
design selective and therefore effective antitumor agents. strains. However, the derived gold(I) complex 24 did not
show enhanced activity against any of the strains tested. It
4.2. Antimicrobial Properties of Gold-NHC is apparent that the functionalization of the nitrogen atoms
Complexes of the NHC ligands and the complexation with Au(I) at the
C2 site influence the antimicrobial activity. Some of the Au(I)
For a review on the recent progress in the synthetic complexes presented became completely inactive and some
methods available for gold-NHC complexes, their medicinal with marked activity. In light of this evidence, it can be
applications, and theoretical calculations that accompanied deduced that the gold atoms do not necessarily influence the
3874 Chemical Reviews, 2009, Vol. 109, No. 8 Hindi et al.
chloride25
Scheme 9. Synthesis of 28-3299 These results clearly demonstrate the direct dependence of
the antimitochondrial activity on lipophilicity.
On the other hand, the dinuclear Au(I)-carbene complexes
(33-39) were found to induce significant mitochondrial
swelling at a concentration of 10 µM. Complex 34 induced
marked swelling at a submicromolar concentration of 0.5
µM compared with its analogues. A time-dependent assay
of Au(I) uptake into the mitochondria of complexes 33-39
was performed to establish whether the degree of Au(I)
uptake was associated with increased swelling of the mito-
chondria. However there was no apparent correlation between
Complexes 33-39 shown in Chart 7 precipitated from the
the two activities indicating that the ability of those
reaction mixture.
complexes to induce MMP does not correlate with their
The 1H and 13C NMR spectral data were in good
ability to enter the mitochondria. A possible mechanism by
agreement with the proposed structures. Notably, the 1H
which complexes 22-39 function could be through the
NMR spectrum was missing the acidic imidazolium C2-H
disruption of a certain enzyme or the interaction with
proton signal and the 13C NMR spectrum showed the
components of the MPT.
appearance of the C2 carbene signal downfield of the C2
carbon signal of the imidazolium salt confirming the forma- Baker and co-workers also reported the synthesis of linear
tion of the Au-NHC complex. The resulting Au-NHC Au(I)-NHC complexes as the first NHC analogues for the
complexes were further characterized crystallographically. Au(I) phosphine drug auranofin.101 The neutral 2,3,4,6-tetra-
The complexes were synthesized as the halide salt but O-acetyl-β-D-glucopyranosyl-1-thiolato complexes
converted to the hexafluorophosphate salt using KPF6 in [(R2Im)Au(SR′)] (40-44) were synthesized by the treatment
order to obtain crystals suitable for single X-ray diffraction of [(R2Im)AuCl] complexes with tetra-O-acetyl-β-D-glu-
analysis. The structures of complexes 28 · PF6- and 30 · PF6- copyranose (HSR′) under basic conditions (Scheme 10). The
are shown in Figure 20. goal was to take advantage of the ease by which N-
As mentioned previously, the lipophilicity of complexes heterocyclic carbenes can be chemically manipulated to
28-32 was varied based on the alkyl substituents of the NHC synthesize a range of structurally similar complexes with
ligands. The results were as expected with complex 28 · Br- varying degrees of lipophilicity for biological evaluation. It
(R ) Me) as the least lipophilic and complex 32 · Cl- (R ) was stated that according to preliminary biological studies,
Cy) as the most lipophilic. The effect of complexes 28-32 the antimitochondrial activity of these complexes correlated
on inducing MMP was monitored by measuring the degree with their lipophilicity but the results were not shown.
of mitochondrial swelling based on the absorbance at 540 Several recent papers came out addressing the antitumor
nm as a function of time at varying drug concentrations of activity and the underlying cytotoxic mechanisms of
1 or 10 µM. At a drug concentration of 1 µM, the time taken Au(I)-NHC complexes.102-104 In addition, one recent review
to induce mitrochondrial swelling decreased as the degree by Berners-Price addressed recent strategies on targeting the
of lipophilicity increased. Therefore, the least lipophilic mitochondrial cell death pathway with Au(I)-NHC com-
complex 28 · Br- was virtually inactive, whereas the rest of plexes.93 Raubenheimer reported the cytotoxicity of a bis-
the complexes showed significant activity. At 10 µM (NHC)Au(I) complex (45) carrying an electrophoric, cyto-
however, complexes 29-32 · Cl- showed rapid induction of toxic ferrocene moiety.102 Complex 45 was synthesized
mitochondrial swelling, and interestingly enough, complex through a multistep synthetic procedure (Scheme 11) involv-
28 · Br- showed modest activity at the higher concentration. ing the diazotation and subsquent coupling of ferrocene to
3876 Chemical Reviews, 2009, Vol. 109, No. 8 Hindi et al.
Figure 20. The cationic portion of complexes (a) 28 · PF6- and (b) 30 · PF6-. Reproduced by permission of The Royal Chemical Society.99
Scheme 10. Synthesis of 40-44101 against HeLa and Jurkat cell lines with considerably lower
IC50 values. Jurkat cells were the most sensitive with an IC50
value of 0.253 ( 0.031 µM compared with that of cisplatin
(0.783 ( 0.054 µM), while the CoLo cells were the least
sensitive with an IC50 value of 1.007 ( 0.081 µM compared
with that of cisplatin (0.407 ( 0.043 µM). This was an
indication that complex 45 is selective in its performance
against certain types of cancer. The effect of complex 45 on
normal human lymphocytes was also investigated. It was
determined that normal cells were less sensitive to complex
45, which further highlights its selectivity to cancer cells.102
Filipovska and co-workers investigated the antitumor
activity and cytotoxic mechanism of a previously discussed
Au(I)-NHC complex 29 against two liver progenitor cell
(LPC) lines, one nontumorigenic [p53-immortalized liver
(PIL) 4] and the other tumorigenic (PIL2).103 The goal was
Scheme 11. Synthesis of 45102 to exploit the increase in mitochondrial membrane potential
(∆Ψm) in cancer cells for the development of mitochondria-
targeted chemotherapeutics that selectively target tumor cells.
This can be achieved by the use of delocalized lipophilic
cations (DLCs), which can pass easily through the lipid
bilayer as a consequence of their positive charge and
preferentially accumulate in the mitochondria of tumorigenic
cells because of the large ∆Ψm thereby directly exerting their
destructive effect.93 The lipophilic, cationic Au(I)-NHC
complex 29 exhibited notable selective toxicity for the
tumorigenic PIL2, with elevated ∆Ψm compared with
nontumorigenic PIL4 cells.103
Complex 29 was shown to accumulate in the mitochondria
of PIL2 cells by measuring the mitochondrial gold concen-
tration using ICP-MS. The mitochondrial concentration of
gold increased with increasing concentrations of complex
29 given. When PIL2 cells were treated with 4 µM of
complex 29, >50% cell growth inhibition was observed and
>80% of the gold content was found accumulated within the
mitochondria. The distribution of the gold was found shifted
to the cytoplasm with the dissipation of ∆Ψm with the
uncoupler carbonyl cyanide 4-(trifluoromethoxy)phenylhy-
4-(1H-imidazole-1-yl)aniline, followed by alkylation with drazone. This further proves that the cationic gold(I) complex
1-bromo-2-butene in CH2Cl2 and anion exchange in acetone. accumulates in the mitochondria of cells driven by the ∆Ψm.
The final bis(NHC)Au(I) ferrocenyl complex was obtained Furthermore, to demonstrate the selective inhibition of PIL
after the reaction with Ag2O and the subsequent carbene cell growth by complex 29, PIL2 and PIL4 cells were treated
ligand transfer to (CH3)2SAuCl in the presence of tetraethy- with Au(I) complex over 72 h, and it was shown that the
lammonium chloride. growth of PIL2 cells was inhibited by 50% after a 48 h
The in Vitro efficacy of complex 45 was determined against incubation and >80% of total ATP was lost after 72 h. In
human cancer cell lines HeLa (cervical), CoLo 320 DM contrast, the growth and total ATP in the PIL4 cells were
(colon), Jurkat (leukemia), and MCF-7 (breast) using the not affected.103 These data substantiate the selective toxicity
MTT assay. Complex 45 was more effective than cisplatin of complex 29 toward the tumorigenic PIL2 cells compared
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3877
Scheme 12. Synthetic Routes to Ruthenium(II)-Carbene intermediate lipophilicity (log P ) -0.83) and thus superior
Complexes120,121 cytotoxic potency and selectivity.99,104 Complex 29 exhibited
the same selective mitochondrial targeting characteristics on
MDA-MB-231, MDA-MB-468, and HMEC as those ob-
served against tumorigenic PIL2 and nontumorigenic PIL4
cells. Additionally, MDA-MB-231 cells were treated with
increasing concentrations of complex 29 for 6 h. TrxR
activity was inhibited by nearly 50% with a 5 µM concentra-
tion of complex 29. These data underscore the successful
attempt at the design of mitochondria-targeted chemothera-
peutics that are selectively toxic to cancer cells as well as
allow targeting and thus selective inhibition of mitochondrial
selenoproteins, such as TrxR.104
Scheme 13. Synthetic Routes to Rhodium(I)-Carbene Chart 9. Structures of Rh(I) Complexes 51a, 51b, and 52
Complexes
Figure 21. Molecular structure of 56.73 Table 12. Half-Maximal Inhibitory Concentration (IC50) of
53-55123
IC50 Calu-6 IC50 MCF7
compound pH 6.8 pH 7.4 pH 6.8 pH 7.4
cisplatin 26.04 27.21 122.50 207.66
53 0.32 1.50 1.17 5.31
54 0.10 0.46 0.45 2.17
55 0.47 1.02 0.63 2.43
Figure 23. Inhibition of HeLa, HCT 116, and MCF-7 cell proliferation by 57 and cisplatin, measured using the SRB assay.73
Figure 24. Immunofluorescence analysis of HeLa cells arrested at the G2/M phase of the cell cycle after treatment with 57 at 10 and 20
µM. The cells were stained with cyclin B1 antibody. The figure demonstrates the overexpression of cyclin B1 in the treated cells compared
with the control.73 Scale bar represents 10 µM.
5.2. Synthesis and Antimicrobial Properties of Having said that, this section will focus on the role of the
Rhodium- and Ruthenium-NHC Complexes two metal NHCs as antimicrobial agents.
Although the antitumor activity and mechanism of action Cetinkaya and co-workers were the first to investigate the
for both ruthenium and rhodium metals has been discussed in Vitro antimicrobial activity of Rh(I)- and Ru(II)-carbene
above, no accounts of antitumor activity of ruthenium and complexes. The ruthenium complexes (46, 47) were synthe-
rhodium NHCs were found in the literature. Based on their sized by treating the electron-rich olefins (I or II) with half
antitumor efficacy, especially that of Ru, the exploration of the equivalents of the appropriate [(arene)RuCl2]2 in refluxing
the antitumor potential of Ru NHCs is highly recommended. toluene (Scheme 12).120,121 Other similar ruthenium com-
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3881
Figure 26. HeLa cells incubated with 5 and 10 µM of 57 for 24 h and then visualized with propidium iodide staining. Dead or dying cells
are stained red due to the penetration of propidium iodide through the cell membrane, whereas the control cells lack the stain indicating
their viability.73 Scale bar represents 10 µM.
3882 Chemical Reviews, 2009, Vol. 109, No. 8 Hindi et al.
(53-55) on cell lines Calu-6 and MCF-7 at pH 6.8 and 7.4 6.2.1. Mechanism of Palladium-NHC Complex Activity
(pH of normal cells) proved the enhanced cytotoxicity of
the Pd complexes under slightly acidic conditions, namely, The properties of the Pd(II) complex 57 are of interest
pH 6.8. This is of interest since this is a common occurrence due to its enhanced in Vitro activity against the tumor cell
in solid tumors due to the production of lactic acid. lines tested compared with cisplatin, the most widely used
chemotherapeutic agent. To further understand the mecha-
Gonzalez conducted DNA-binding studies of two Pd(II) nistic pathway employed by 57, HeLa cells were incubated
complexes vs cisplatin. They concluded that their Pd(II) with different concentrations of 57 for 24 h. The goal was
complexes interact with DNA at a faster rate than cisplatin to study the effects of 57 on the cell cycle because cisplatin
and produce the same amount of DNA destabilization at and other analogous Pt(II) complexes are known to induce
lower concentrations.126 Furthermore, a comparative study DNA damage by arresting the cells in the G2/M phase of
evaluating the biological activity of a trans-Pd(II) complex the cell cycle and thus hinder their growth.139,140 Two
bearing a pyrazole containing ligand confirmed its enhanced proteins, cdc2 (also known as cdk1) and cyclin B1, are
cytotoxicity against two human leukemia cell lines, HL-60 known to regulate the progression of cells from the G2 to
and NALM-6, compared with its cis-Pt(II) counterpart with the M phase. Cdc2 is a member of a family of kinases called
the same ligand system.127 Several other palladium(II) cyclin-dependent protein kinases (CDKs), whose role is to
complexes with nitrogen-containing ligands, such as mediate stages of mitosis. Cdc regulates entry into mitosis.
Pd-pyridine126-129 and Pd-amine130-134 complexes have It is phosphorylated on Thr14 and Tyr15 residues prior to
been shown to possess antitumor activity.
its association with the protein cyclin B1 to form an inactive
For more comprehensive and recent reviews on the complex. This complex is inactive because the phosphory-
medicinal developments of palladium metal complexes and lation of the 14 and 15 residues blocks the ATP binding site
their use as chemotherapeutic agents, the reader is directed of the kinase. During transition from the G2 to the M phase,
to the recent contributions by Abdalla135 and Caires.136 the kinase is activated by dephosphorylating Thr14 and Tyr15
residues.
6.2. Synthesis and Antitumor Properties of The HeLa cells were stained with antibodies against cyclin
Palladium-NHC Complexes B1 and phospho-cdc2 in order to evaluate the ability of
Although the biological activity of Pd-based drugs bearing complex 57 to regulate these two proteins and in turn induce
a variety of ancillary ligands has been under intense cell cycle arrest. The results of the study revealed that 57
investigation, only one report of Pd-NHC complexes with caused overexpression of cyclin B1 in the cells (Figure 24),
anticancer activity is found in recent literature. Ghosh took which suggests G2/M arrest and induction of apoptosis.141
the initiative of exploring the cytotoxic capacity of two Pd This only reveals that 57 caused the arrest of the HeLa cells
complexes, (NHC)Pd(pyridine)Cl2 (56) and (NHC)2PdCl2 in the G2/M phase because cyclin B1 is specific to the G2/M
(57) against three human tumor cell lines in Vitro.73 phase in general. The phospho-cdc2 antibody is particularly
specific to the G2 phase, and it revealed the increase in cdc2
Complex 56 was synthesized by the direct reaction of
phophorylation, thus inactivation of cdc2, after treatment with
1-benzyl-3-tert-butylimidazolium chloride with PdCl2 in
pyridine. Complex 57 was obtained by a transmetalation 20 µM 57, subsequently proving that 57-treated cells are
route, employing the previously discussed silver complex arrested in the G2 phase (Figure 25).
18 and (COD)PdCl2 (Scheme 14). Both complexes were Additional studies revealed the ensuing apoptotic cell death
evaluated using 13C NMR, which confirmed the presence of following G2 arrest. Live and dead cells treated with 57 at
the NCN-Pd metal bond by the appearance of resonances at different concentrations (0, 5, and 10 µM) for 24 h were
151.4 ppm and 166.9 ppm for complexes 56 and 57, visualized using propidium iodide staining (Figure 26).
respectively. These shifts fall within the range (δ 175-145 Propidium iodide is excluded by viable cells but can penetrate
ppm) of other Pd-NHC metal complexes.137 the cell membrane of dying or already dead cells. Cells
The formation of the two metal complexes was further treated with 57 stained positive for propidium iodide after
proved by X-ray diffraction studies (Figures 21 and 22). The 24 h, which indicates that the cells were either in late
Pd-metal centers of both complexes were shown to exist apoptosis or had undergone necrosis. The control cells lacked
in square-planer geometries and the substituents on the N-1 propidium iodide staining, indicating that they were still
and N-3 positions of both NHC ligands are oriented trans viable.
with respect to each other.
The Pd-NHC complexes 56 and 57 were evaluated for 7. Conclusion
their antitumor activity in terms of the percent inhibition of It is evident from the chemistry highlighted in this section
HeLa cell proliferation, and the results are summarized in that metal-based pharmaceuticals are highly sought-after for
Table 13. Complex 57, the more cytotoxic of the two Pd their antitumor or antimicrobial properties. There is relatively
complexes, was compared with cisplatin (Table 14). little information known about how metal-based drugs
The results revealed that 57 inhibited the growth of HeLa function and therefore many studies have been aimed at
(cervical cancer), MCF-7 (breast cancer), and HCT 116 exploring the mechanistic pathways employed by these drugs.
(colon adenocarcinoma) cells rather potently in a concentra- One interesting trend observed among some metals such as
tion-dependent manner (Table 14, Figure 23). The cell ruthenium and silver is that each one utilizes multiple
proliferation was measured using the sulforhodamine B biological mechanisms and can work by a variety of different
(SRB) assay, in which tumor cells are incubated with routes. This multifaceted approach could perhaps contribute
different concentrations of the test compound for one cell to their enhanced activity compared with other metals such
cycle.138 Figure 23 shows that 57 has a stronger inhibition as rhodium and low occurrence of resistance toward them
effect compared with cisplatin under similar conditions. compared with platinum.
Medicinal Imidazolium Carbene-Metal Complexes Chemical Reviews, 2009, Vol. 109, No. 8 3883
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