EE 311A Spring 2019
Energy Bands
• What causes bands to form?
• E-k diagram, direct/indirect bands and effective mass
• Density of states
• Fermi-Dirac Distribution
• Conductors, Insulators and Semiconductors
Compiled by SSK Iyer
Coupled Quantum Wells
x=0 x=d
x=0 x=d
Solution to Coupled Quantum Wells
YNM’s notes
Why some atoms come together?
YNM’s notes
Energy Splitting
YNM’s notes
Observations
(Particle in Coupled Quantum Wells)
• Solution could be linear combination of the
individual solutions
– LCAO: Linear Combination of Atomic Orbitals
• Energy levels split
– Lowest energy is lower due to less confinement
• Can have multiple quantum wells interact
– Limiting case the formation of bands in periodic
potential
Gedankenexperiment
(thought experiment)
• Now bring together a large number of atoms
– Initially infinitely spaced apart in crystal positions
– They come closer to each other in crystal positions
Band for Diamond
McKelvey
Page 258
Band for Silicon
Streetman & Banerjee
Page 66
A more direct approach
Perfectly Periodic Crystal Lattice
Potential
Page 209
Solid-State and Semiconductor Physics
John P. McKelvey, Publishers: Harper & Row
Kronig-Penny Periodic Potential
Ψk(x) = exp(ikx·x) solution for free electron from Schröinder’s eqn. (constant potential)
McKelvey
Ψk(x) = U(kx, x)·exp(ikx·x) solution modified for a periodic potential
Page 213
Propagation Vector Solution
McKelvey
For some values of energy, the propagation vector becomes imaginary Page 216
The wave-function cannot propagate for these values
E-k Diagram For K-P Model
a + b is the periodicity
in space (x) in the crystal
Periodic potential restricts
certain values of energy
possible for the particle
Periodic potential
McKelvey
Page 217
E-k Diagram for Periodic Potential
– Free Electron Route
McKelvey
<px> = ħ·x Page 230
Ψ(x) = U(kx, x)·exp(ikxx)
E-k Diagram
E
Conduction Band
k
Direct and Indirect Bands
Streetman & Banerjee
Example: GaAs Example: Si Page 69
Effective Mass
E
∗
1
1 k
ħ
Depends on the curvature of the E-k relationship
Also works for electrons moving in higher energy levels above band-gaps!
ħ
∗
Density of States
From k-space to physical space
For 3-D For 2-D For 1-D
Bulk Electron/hole gas Quantum wire
∗ / ∗ 2 ∗
2 /
ħ ħ ħ
Popular Units: cm-3·eV-1 cm-2·eV-1 cm-1·eV-1
[Reference: Appendix IV in text book – Streetman & Banerjee]
How are the Bands Filled
The number of electron at energy level E is given by
n(E) = g(E)·f(E)
where
g(E) is the density of states as determined by solving Schrödinger equation
f(E) is the probability of occupancy of an available energy state given by
Fermi-Dirac statistics
Types of Statistics
Maxwell-Boltzmann Statistics f ( E ) ~ exp(− E / kT )
Classical behaviour
1
Fermi-Dirac Statistics f (E) ~
For Femions E − Ef
1 + exp( )
kT
Valid for electronics
1
Bose-Einstein Statistics f (E) ~
Bosons behaviour E
exp( − α ) −1
kT
For more details refer to Chapter 3 of McKelvey’s book
or any Statistical Mechanics book
Bands For Various Solids
McKelvey
Page 246