Pieterse 2009 Post-Apartheid - Geographies
Pieterse 2009 Post-Apartheid - Geographies
Edgar Pieterse*
The apartheid city was always the ultimate paradigm for urban division and exclusion. This
was even more so in the 1990s when it became clearer that urban forms and patterns in many
parts of the world were going the way of intensifying segregation, fragmentation and
splintering, resulting in deepening intra-urban inequalities (Graham and Marvin 2001). Thus,
when South Africa embarked on its ambitious democratic transition in 1994, there was great
anticipation that under the behest of a radical-democratic majority government, ways would
be found to undo the paradigm of urban division—the apartheid city. This desire was both
justified and misplaced. Justified in that the redistributive ambitions of the newly elected
government invariably had to involve some form of urban justice and rebalancing because this
was where the heart of economic apartheid resided; Misplaced because the negotiated terms
of the transition precluded radical interventions in either private property or the accumulated
wealth of the white minority. Part of the deal, from the outset, was that the South African
economy, anchored in that wonderfully elastic phantasm—market sentiment—would not be
endangered by extending the franchise to the black majority and addressing their
developmental needs for access to basic services such as water, energy, shelter, education and
health care (Marais 2001).
If we turn to recent empirical studies about the space-economy of South Africa and its major
metropolitan regions the evidence is unambiguous: South African cities have remained
profoundly divided, segregated and unequal despite sixteen years of concerted government
efforts to extend development opportunities to the urban poor (Charlton and Kihato 2006).
The over-riding feature of South African cities is unsurprisingly economic. Like most
countries caught up as intimately as South Africa is in the global economic system, economic
inequalities have grown dramatically over the past two decades. It is essential to understand
the urban remaking of South Africa in this context. For instance, barely two years after the
moment of political liberation, South Africa embraced wholehearted integration into the
neoliberal global economic system by pre-empting trade reforms and lowering barriers and
tariffs even before this was strictly necessary. The consequences have been devastating for the
working classes and this has contributed to the rise of economic inequality and the spatial
divisions that go along with that.
housing policy whereby all poor people are entitled to a free house, with legal title and
internal services. This programme has had profoundly negative consequences: intensifying
urban sprawl and increasing the daily reproductive costs for the poor, instead of providing
them with an appreciating asset that can bolster their livelihoods (Charlton and Kihato 2006).
However, the idea of providing free housing for the poor is too intoxicating a political
discourse that the ruling party cannot see a way of amending this policy in order to address
the unforeseen consequences and continue with a more effective set of strategies that can bend
spatial patterns and ensure better access to urban opportunities. This reluctance stems from a
deeper political crisis of the imagination pervasive in the ruling coalition—the inability to
recognise and name the inherently heterogeneous, hybrid, impure and contested nature of the
social as manifested in ubiquitous urban cultures of contemporary invention.
In most accounts of the stubborn persistence of the apartheid city, these two factors are
usually cited as the main causal drivers of the contemporary condition. In this paper I want to
suggest that it is too limiting a frame. Instead, I want to explore six clusters of issues that
intersect in different ways in various cities and towns to reproduce the contemporary
condition. These factors are: immunity of private investment to governmental spatial
priorities; chronic governmental fragmentation across the three spheres and within them; the
unintended spatial consequences of the redistributive programmes of the state as intimated
above; parochialism on the part of civil society organisations manifesting in the absence of
multi-scalar politics; a number of cross-cutting dynamics that serve to reinforce these trends;
and what one could regard as insidious fantasies and desires of political elites who insist on a
particular interpretation of African nationalist ideology that remain umbilically connected to
rural land and identity. Unless we begin to sophisticate our accounts by working across these
diverse drivers of urban form, which in turn must push research to become more empirically
grounded—of course with both spatialised quantitative data and fine-grained (institutional)
ethnographies—we are unlikely to capture the divisive dynamism of city-making in South
Africa, now heading for two decades after liberation.
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Town, a law professor intimated that this is the fundamental issue. The implication of the
constitutional protection of private property is that it makes it very difficult for city
governments to institute regulations that can be perceived as imposing negatively on property
rights in the name of social rights or public goods. Most importantly, if there is a perception of
the reduction in the value of property it could be interpreted as an infringement of the right.
The middle classes in South Africa are highly organised and their interested are typically
advanced through ratepayers associations and other specialist organisations. Typically these
organisations have no shortage of access to legal expertise to threaten litigation if they deem it
necessary to block government plans or interventions. In other words, Nimbyism is not some
abstract sentiment but rather a powerful sentiment that is always backed-up with a litigious
disposition. This threat is enough to neutralise ambitious planners. Moreover, the middle-
classes have access to environmental and heritage legislation to mask their interests and recast
the protection of their property values behind a veil of developmentalism (Swilling 2010).
Zone of public
investments
Secondly, because of the decentralised fiscal system in South Africa, municipalities are
dependent on the rates base for taxes and income. This reinforces a conservative mindset
because any intervention that can be seen as a threat to property values can be recast as a
threat to the tax base. In a context where the tax base is indeed used for a significant
redistributive agenda in terms of basic needs, this argument advanced by powerful interests
rooted in the finance and engineering functions of municipalities, carries a lot of weight.
Thirdly, on the regulatory side it has been pointed out recently that very few municipalities
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Governmental fragmentation
There can be little doubt that the South African government has worked hard to be
developmental in the sense of ensuring a state-led redistributive thrust to development since
1994. It has excelled particularly in the social sectors. South Africa has amongst the highest
per capita expenditures on education and provides free education up to the age of 16.
Furthermore, health services are also available to the poor through a nation-wide network of
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primary health care clinics. In addition, South African continues to grow in real terms its
social security system, especially since 2001 when the economy recovered from its four-year
crisis and state revenue was on a steady upward curve. In addition, there are numerous black
economic empowerment programmes and subsidies as well as dedicated development finance
for civil society organisations that seek to work directly with the poor (Pieterse 2008a).
However, across all of these progressive policies there is a serious problem of quality and
depth—the effectiveness of state institutions are routinely bemoaned and especially in the
domain of education it is clear that there is little correlation between the per capita spent and
the learning outcomes demonstrated by students, especially in their formative years (Bloch
2009).
In terms of urban services the situation is more or less the same. A number of progressive
policies are in place to promote the provision of public housing, access to basic services, local
economic development inputs and opportunities for popular participation, with hugely
disappointing results. At the core of this problematic is chronic state fragmentation that stems
in large part from the space-blind conceptualisation of how to allocate powers and functions
across the three spheres of government. All of the key built-environments functions such as
housing, transportation, land management, energy, environmental planning, economic
development, and so on are awkwardly split across the three levels of government, which
reproduces highly problematic outcomes (van Donk and Pieterse 2006; PDG 2005). Typically,
national departments and ministries adopt a top-down imperial posture whereby they assume
to know what is best for all sub-national territories and spaces, and so produce policy
frameworks and guidelines that can greatly undermine local plans and initiatives. Provincial
level actors are the only players in the system with hardly any autonomous revenue which sets
them up to be the “muscle” to enforce national preferences, whilst feeling threatened by the
resources and policy intelligence of, especially the six metropolitan governments (who
generate 55% of the national GVA), triggering a competitive dynamic (Pieterse and van Donk
2008). Often the relevant political party in control is the only actor able to mediate these
competitive pressures, but if this dispute resolution facility is not available because a different
party control different levels of government, then relations degenerate into chronic
dysfunctionality (Schmidt 2008; 2010). Local governments are typically deeply frustration by
the attitudes and priorities of higher levels of government and in the metropolitan areas tend
to “manage” these pressures and also pursue their own independent policy prioritisation and
strategy development.
Since the publication of the Ten Year Review in 2003 by the Presidency there has been a clear
recognition of these dynamics. This begs the question: What has been done to resolve the
systemic problem of government fragmentation? In a phrase, precious little, despite a few
attempts. The most significant attempt to date has been the production of the National Spatial
Development Perspective (NSDP), also in 2003 and updated in 2006. The NSDP highlights the
strongly concentrated nature of economic activity, people and poverty as captured in the last
State of South African Cities Report:
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The most recent update of the NSDP showed that 84.46% of the national population
and 77.31% of people living below the Minimum Living Level are located within 60km
of areas that generate at least R1 billion of GVA per annum. While constituting 31.24%
of the land surface, these areas generate 95.59% of the total national GVA (SACN
2006: 2-8 to 2-11).
The NSDP came to the conclusion that the government was failing to achieve synergy
between its various redistributive investments because it was failing to understand how to
coordinate and inter-relate these investments in particular geographies. Building on this
assumption, the NSDP developed a series of principles to guide governmental investment
based on the distinction between people and places (The Presidency 2006). All people had a
right to basic services such as education, health and social security and these need to be
provided universally. However, scarce capital for economic investment, especially in
connective infrastructures, had to be restricted to places with economic potential, i.e. urban
settlements with growth potential. Given the highly uneven nature of the South African space
economy (see Figure 3), the implications of this statement was radical, and definitely,
controversial in terms of the universalistic and pro-rural mindset of the ruling party’s ideology.
One of the spin-offs of this policy agenda was the commissioning of a National Urban
Development Framework (NUDF) (Turok and Parnell 2009). By the ascendency of Jacob
Zuma to the presidency in 2009, both of these policies were more or less dead in the water.
It is important to note the efforts by the national local government department to forge
alignment between the integrated development plan, the spatial development framework,
local economic development plans, sustainable human settlement strategies and medium-term
income and expenditure frameworks as a precondition for shifting the dynamics of local
geographies (Pieterse et al 2008; Pieterse and van Donk 2008). This degree of strategic clarity
and alignment has proven virtually impossible to achieve because of the continued perversities
that flow from the unviable divisions of powers and functions across the three spheres of
government and the challenges produced by the intergovernmental fiscal system (Savage
2008; PDG 2005). It is well beyond the scope of this paper to explore any of these issues in
adequate detail. It will therefore have to suffice to assert that the fragmentation and
contradictions within and across governmental entities is systemic and is likely to persist for
the foreseeable future. At the same time, it is important to acknowledge that many urban
municipalities are doing reasonably well in consistently extending infrastructures and services
to the urban poor (Jaglyn 2008). Of course, success on this front may represent failure at the
urban scale in terms of spatial equity.
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the population are below the minimum living level, especially when one considers that South
Africa has one of the worst levels of income inequality in the world.
The point that is of relevance to this discussion is that the free public housing programme is in
fact the de facto urban development strategy of South Africa with disastrous consequences for
spatial patterns in the city. This intemperate assertion requires some qualification. Most
municipalities have been playing a desperate game of keeping up with the pressure from
national government to provide as many housing “opportunities” as possible within budgetary
provisions. Given the scale of these programmes, and the input planning that is required to
identify and service land, award contracts to private developers to build, negotiate a contested
waiting list, and maintain these assets once they come on stream—when most of the
inhabitants do not have the incomes to pay for the services or maintain the houses—it is
inevitable that the imperatives of public housing dominate urban development practice. In the
face of the political pressure to keep these programmes growing, it is equally predictable that
there is little capacity or energy to understand and deal with the unintended consequences of
sprawl, depreciating stock because of the inability of residents to maintain their dwellings, the
widespread informal trading of these housing at a tenth of the cost to build them, and so on
(Zack 2008). In effect as quickly as these housing settlements arise from the ground, they
compound, at a larger scale, the unsustainability, inefficiency and fragmented nature of the
city-region.
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All municipalities find themselves in a multi-pronged financial bind. On the one hand they
have to continuously extend new infrastructures to areas where the urban poor agglomerate,
with little certainty about how they will recoup and maintain those investments. Another
pressure comes in the form of maintaining the existing infrastructural stock and level of service
in established areas, i.e. former white neighbourhoods but these infrastructures are relatively
old and now require substantial maintenance and potential replacement investments. Note,
these middle-class areas are the golden goose of the local tax base and therefore demand
responsiveness from municipalities. In addition, municipalities are continuously pushed to
invest in essential economic infrastructure to facilitate better connectivity for the routine
functioning of the regional economy but increasingly to also underpin special or mega
projects, as with the Gautrain and the World Cup investments. Achieving an informed
understanding of the dynamics and trade-offs between these diverse categories of
infrastructural investment remains an ill defined challenged for most urban areas.
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One of the really curious puzzles in South African politics is the general absence of civil
society formations or coalitions that operate at the larger urban scale. This is peculiar because
the metropolitan system of governance paves the way for re-articulating public claims at a
metropolitan scale because that is where decisions are considered and made. This is even
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more acute given that fiscal redistributive decisions also get to be made at that scale and to an
insignificant degree at a district or ward basis. Yet, despite this institutional construction of the
urban democratic systems, civil society organisations across class and interest lines seem intent
to restrict their activism to the neighbourhood level. As a result these formations seldom
reflect the capacity or language to connect local problems to broader, city-wide issues of
resource allocation and structural inequality. I am relatively certain that unless this shifts;
unless radical civil society groups can reformulate their claims to connect the local and the
regional, as well as the current moment and the future, it will be difficult to foster enough
autonomous political pressure to influence or redefine the political calculus of local authorities
(Pieterse 2008b). And as long as that remains unaltered, it is relatively certain that
municipalities will remain trapped by the dynamics discussed before.
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This risk avoidance impulse has been reinforced by two pieces of legislation that aims to
prevent corruption and ensure transparency in public finance accounting: the Public Finance
Management Act (PFMA) and the Municipal Finance Management Act (MFMA). Both of
these pieces of legislation reinforce a narrow accounting mindset and restrict evaluation
criteria to fiduciary accountability (Savage 2008). Practically, what it means is that the Head
of a Department (in national or provincial government) and the City Manager (in a
municipality) are personally liable for over-expenditure or any malfeasance. This
automatically instigates risk aversion behaviour. Such behaviour precludes integrated or
coordinated programmes or projects, because who will ultimately be accountable if there is a
problem during execution? And so we find ourselves in an absurd dilemma: all urban
development and sectoral policies demand and insist on holistic approaches but the public
finance system comes very close to criminalising joint programmes. These financial
management laws serve as an acute example but it underscores the broader problem that the
urban development policy landscape is simply to complex, multi-dimensional, demanding for
most municipalities to navigate. Unless this fundamental institutional dynamic is not better
understood and unravelled, it is unlikely that we can envisage more effective policy outcomes
in South African cities, apart from exceptional cases.
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It is against this backdrop of political incapacity that one must come to consider the
extravagant proclamations of slum eradication; sentiments that remain wedded to the
modernist ideal that all poor people will be saved by the benevolent state from the egregious
indignities of living in shacks or slums or informal settlements, as polite policy discourses
would have it. The ruling party is marked by a deep distrust of contemporary modernity in as
far as it represents an irretrievable return to the rural ideal. This manifests in numerous ways.
One, rural development gets alleviated to one of five key political priorities for this term of
office even though only 30% of the population resides in these areas; it has no economic base
to solve the problems since rural areas contribute only 6% to the national general value add
(GVA); and the opportunity costs of infrastructural and economic investments in those areas
are unjustifiable (CSIR 2008). Two, informal settlements are stigmatised as undignified ways
of living for (black) African people when a developmental state is in office! Instead of engaging
with the shelter solutions of the poor on its own terms, key government leaders, including the
current President and the former Minister of Housing, continuously foreground their
undesirability. In fact, Lindiwe Sisulu (former Housing Minister) thought it necessary to
launch a campaign to criminalise informal trading of public RDP houses.
At the core of the growing and interlinked problems of unemployment, informal ways of living
in shacks that are either in shanty towns or backyards of formal houses in the townships, is a
reminder that the ideologically inflated state is simply not in a position to solve these
problems. And this very notion, suggestion, whispered intimation is of course pure political
heresy. I am convinced that until these ideological driven anti-urban biases are roundly
critiqued and replaced, there is simply not the political basis to really come to terms with the
complexities sketched in this paper. These anti-urban sentiments that reside in the tissue of the
dominant political cultures of the ruling coalition are important to address first, if one is to
expect efficacy in coming to terms with the five clusters of issues that ensure the reproduction
of the neo-apartheid city elaborated before.
In conclusion
At a macro level, the post-apartheid geography of the South African city has simply morphed
into a neo-apartheid spatiality since both urban sprawl and intra-class divisions have worsened
since 1994. The macro economic and institutional reasons for this are complex and certainly
go beyond the two key problems of limited state interventions in land markets and the
unforeseen negative consequences of the public housing programme. At least four other
dynamics play a role and across these issues, we have a paucity of systematic case study
research to demonstrate how they unfold in daily routines, practices and dispositions of
various urban actors. Clearly, there is much that remains to be done to fill this vacuum
because in the absence of careful, nuanced and grounded research we are unlikely to animate
the requisite political discourses that can engender a truly post-apartheid condition. However,
what I have not covered in this paper, but which is as important as the macro dynamics
discussed here, is to explore the rich practices of living, livelihood, becoming, imagining and
invention that pulse through South African cities. The works of scholars like Kihato (2008),
Mbembe and Nuttall (2004), Robinson (2006), Simone (2006), amongst many others come to
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mind. If one were to look at the post-apartheid city through the keyhole of this genre of work,
a very different kind of analysis would have come to the fore. I certainly agree with much of
what is argued by these scholars, but would insist that we need to also begin to explore how
these culturally inflected accounts can be articulated with the macro trends presented in this
paper. It may even be possible that such an articulation could get us closer to a reasonable
account of the elusive post-apartheid city.
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* Edgar Pieterse is holder of the NRF Research Chair in Urban Policy and Director of the African Centre for
Cities, both at the University of Cape Town. [email protected] & www.africancentreforcities.net
† I of course have no representative empirical data to base this assertion on but am drawing on my personal
experience in working intensely with many senior policy managers in the fields of local government and urban
development, intermittently from 1997 to 2007.
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