3D Printed Oral Theophylline Doses With Innovative Radiator-Like' Design Impact of Polyethylene Oxide (PEO) Molecular Weight
3D Printed Oral Theophylline Doses With Innovative Radiator-Like' Design Impact of Polyethylene Oxide (PEO) Molecular Weight
A R T I C LE I N FO A B S T R A C T
Keywords: Despite the abundant use of polyethylene oxides (PEOs) and their integration as an excipient in numerous
Personalised medicine pharmaceutical products, there have been no previous reports of applying this important thermoplastic polymer
Additive manufacturing species alone to fused deposition modelling (FDM) 3D printing. In this work, we have investigated the manu-
Complex structures facture of oral doses via FDM 3D printing by employing PEOs as a backbone polymer in combination with
Tablets
polyethylene glycol (PEG). Blends of PEO (molecular weight 100 K, 200 K, 300 K, 600 K or 900 K) with PEG 6 K
Patient-specific
Structural design
(plasticiser) and a model drug (theophylline) were hot-melt extruded. The resultant filaments were used as a feed
for FDM 3D printer to fabricate oral dosage forms (ODFs) with innovative designs. ODFs were designed in a
radiator-like geometry with connected paralleled plates and inter-plate spacing of either 0.5, 1, 1.5 or 2 mm. X-
ray diffraction patterns of the filaments revealed the presence of two distinctive peaks at 2θ = 7° and 12°, which
can be correlated to the diffraction pattern of theophylline crystals. Blends of PEO and PEG yielded filaments of
variable mechanically resistance (maximum load at break of 357, 608, 649, 882, 781 N for filament produced
with PEO 100 K, 200 K, 300 K, 600 K or 900 K, respectively). Filaments of PEO at a molecular weight of
200–600 K were compatible with FDM 3D printing process. Further increase in PEO molecular weight resulted in
elevated shear viscosity (> 104 Pa.S) at the printing temperature and hindered material flow during FDM 3D
printing process. A minimal spacing (1 mm) between parallel plates of the radiator-like design deemed essential
to boost drug release from the structure. This is the first report of utilising this widely used biodegradable
polymer species (PEOs and PEG) in FDM 3D printing.
⁎
Corresponding author at: Institute of Pharmaceutical Sciences, King's College London,150 Stamford Street, London SE1 9NH. Tel.: +44 (0)20 7848 7265.
E-mail address: [email protected] (M.A. Alhnan).
https://doi.org/10.1016/j.ijpharm.2019.04.017
Received 13 November 2018; Received in revised form 3 April 2019; Accepted 6 April 2019
Available online 08 April 2019
0378-5173/ © 2019 Elsevier B.V. All rights reserved.
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
Compatible
Compatible
Compatible
Too fragile
mation of thin oral film in combination with other additives (Ehtezazi
Fragile
et al., 2018), or as an additive to methacrylate polymer for 3D printing
of tablets (Alhijjaj et al., 2016).
In order for a filament to be compatible with the FDM 3D printing
process, it requires critical mechanical and rheological criteria
(Nasereddin et al., 2018). Previous studies have linked a filament’s 3D
printing compatibility with the rheological properties of the backbone
Composition, processing temperatures and FDM 3D printing compatibility of theophylline filament including PEO of different molecular weights.
Fuenmayor et al., 2018). The availability of PEOs at different molecular
weight grades provides the opportunity to test the impact of polymeric
molecular weight and rheological flow properties of a single polymer.
In this work, we have investigated the fabrication of oral doses via
NA**
NA*
105
110
145
FDM 3D printing by employing PEOs as a backbone polymer in com-
bination with PEG as a plasticiser. We assessed the impact of polymer
molecular weight on the mechanical properties of the resultant fila-
ments and their rheological properties. We have also tested the effect of
an innovative radiator-like design of the solid dosage form on the ac-
ExtrusionTemp. (°C)
2.1. Materials
60
65
70
80
80
Glycol (PEG 6 K) and theophylline (Table 1). The mixtures were ex-
truded using a Thermo Scientific HAAKE MiniCTW hot melt extruder
(Karlsruhe, Germany) after mixing inside the extruder for 5 min at a
temperature range of 60–80 °C (Table1) at 35 rpm using 1.5 mm nozzle.
30:35:35
30:35:35
30:35:35
30:35:35
30:35:35
ODFs were designed using Autodesk® 3ds Max Design 2016 software
PEO
PEO
PEO
PEO
PEO
version 18.0 (Autodesk, Inc., USA). In the CAD design, the radiator-like
desgins were structured with increasing inter-plate spacing of 5, 10, 15
6 K:
6 K:
6 K:
6 K:
6 K:
truder 50 mm/s while extruding and 150 mm/s while traveling; infill:
Table 1
100%; height of the layer: 200 µm. The temperature of the nozzle for
Fil
Fil
Fil
Fil
Fil
99
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
2.4. Thermal analysis Vernier micro-caliper for various sections and the average (c.a. 1.8 mm)
was programmed into the software. The deformation rate (extension)
Thermal decomposition profiles for PEOs as both received and ex- was set to 20 mm/min and the data were collected every 50 ms. A sand
truded filaments were measured using a TA Q500 Thermogravimetric paper was used to prevent the slipping of the sample from the clamp.
Analyzer TGA (TA Instruments, Elstree, Hertfordshire, UK). Samples Samples that showed signs of slipping from the clamp were rejected and
with an average weight of 10 mg were measured from 25 °C to 500 °C all samples were measured in triplicate. A stress strain graph was
with a heating rate of 10 °C/min and a nitrogen gas purge of 40/60 mL/ plotted for each sample and the breaking stress was measured.
min for sample/furnace respectively. The thermal behaviour of these
samples was measured using a TA Q2000 Differential Scanning 2.10. Drug contents and in vitro drug release studies
Calorimeter (DSC) (TA Instruments, Elstree, Hertfordshire, UK).
Samples (5 mg) were prepared in aluminium standard pans (40 µL) and For assessment of theophylline contents, oral doses were dissolved
sealed with pin-holed lid. Each sample was heated from −10 to 255 °C in 500 mL of deionised water and were stirred continiuously for one
at 10 °C/min under a nitrogen purge of 50 mL/min. Data from TGA and hour at 40 °C until complete dissolution. Samples were filtered through
DSC were analysed using a TA 2000 analysis software (TA Instruments, a 0.22 μm Millex-GP syringe filter (Merck Millipore, USA) and the
Elstree, Hertfordshire, UK). All measurements were carried out in tri- concentration of the drug was determined using a Jenway
plicate. Spectrophotometer (Bibby Scientific Ltd, UK) at λ max of 272 nm
(n = 3).
2.5. X-ray diffractometry (XRD) To study in vitro theophylline release for 3D printed ODFs, an AT 7
Smart USP II dissolution test apparatus (Sotax, Switzerland) was used. A
An X-ray powder diffractometer, D2 Phaser with Lynxeye (Bruker, dissolution medium of 900 mL 0.1 M HCl (pH 1.2) at 37 ± 0.5 °C with
Germany) was used to assess the physical form of theophylline, PEO, a paddle speed of 50 rpm was used for 2 h. Each experiment was carried
PEG and drug loaded filaments. Samples were scanned from (2θ) = 5° out in triplicate. Samples were collected at 5 min intervals and drug
to 50° using 0.01° step width and a 1 s time count. The X-ray wave- concentration was determined using UV/VIS spectrophotometer (PG
length of 0.154 nm was used using a Cu source and a voltage of 30 kV. Instruments Limited, UK) at the wavelength of 272 nm and path length
The divergence slit was 1 mm and the scatter slit 0.6 mm. Filament of 10 mm and outcome data were analysed using IDISis software 2012
emission was 10 mA using a scan type coupled with a two theta/theta (Automated Lab, UK).
scintillation counter over 60 min.
2.11. Statistical analysis
2.6. Hansen solubility parameter
The data were analysed by one-way ANOVA using SPSS Software
Hansen solubility parameters for the polymers and the drugs were (22.0.0.2). The level of attributed significance for comparisons were as
calculated using HSPiP software (version 5.0.08). follows: p > 0.05 not significant; p ≤ 0.05 significant.
The topography of the drug-loaded filaments and the 3D printed Polyethylene glycol (PEG) and polyethylene oxide (PEO) are two of
ODFs were examined using Quanta-200 SEM microscope at 20 kV. the most widely used excipients in pharmaceutical products. Both
Samples were coated under vacuum with a gold coater JFC-1200 Fine products are also used in other healthcare applications. Both polymers
Coater (Jeol, Tokyo, Japan). In addition, photographs of ODFs were are also biodegradable and suitable to be used as a polymeric bioma-
collected a Canon EOS-1D Mark IV (Canon Ltd, Japan). terial in tissue scaffolding (Bliley and Marra, 2015). PEGs are con-
sidered a safe choice to prepare hydrogel sealant for patients under-
2.8. Rheology studies going surgery (Cosgrove et al., 2007) and are also used in the
manufacturing of 3D porous scaffolds (Husár et al., 2014). Optimisation
A shear Physica MCR 501 rheometer (Anton Paar, Germany) was of pharmaceutical solid dosage forms produced by FDM 3D printing
used in oscillation mode with a parallel plate configuration (plate requires a suitable and compatible polymer backbone for the feed fi-
diameter = 25 mm). The gap between the plate and the base was set at lament. Initially, PEGs were first assessed producing feed filaments for
0.5 mm. Amplitude sweep test was performed to determine the linear FDM 3D printing (as a backbone polymer). However, the hot melt ex-
viscoelastic region (LVR). Afterwards, frequency sweep tests were trusion process only yielded easily breakable PEG-based filaments
performed at a strain amplitude of 1% (Well within the LVR region) and which lacked the required rheological and mechanical properties to
an angular frequency range from 100 to 0.1 rad/s. Each sample was enable for the use of PEGs in FDM 3D printing of solid dosage forms
tested at three temperatures; 100, 110 and 140 °C. The readings (n = 6) (data not shown). Therefore, a higher molecular weight thermoplastic
were recorded for each frequency decade (18 points in total). The test polymer (PEO), was used for its mechanical and rheological properties
was only carried out after the normal force recorded by the device while PEG was added as a plasticiser to facilitate the material flow and
dropped below 1 N, which indicates that the polymer is in a relaxed pore former to accelerate drug release from the dosage form produced
state. Power law fit was used in the linear shear thinning area of the by FDM 3D printing.
obtained rheological data to measure the shear-thinning index (n ). The thermal properties of PEOs of different molecular weights
Elastic (G′) and viscous (G″) moduli as well as complex viscosity data (100 K-900 K) were shown to be stable at < 150 °C (Fig. 1A). In addi-
were recorded and plotted against the angular frequency at each tem- tion, PEO revealed a minimum moisture content with a weight loss
perature. of < 2% at 120 °C. The polymer showed no significant change in
thermal degradation following the compounding into a filament with
2.9. Tensile strength studies the addition of PEG and theophylline via HME extrusion (Fig. 1B). Pure
polymers melting points were observed above 66–69 °C (data not
A tensile strength testing system 5568 (Instron, Buckinghamshire, shown) (Beech and Booth, 1970). However, the compounded filament
UK) was used to measure the breaking stress for filaments with irregular produced in this study showed slightly lower melting points (in the
geometry with an average diameter of approximately 1.8 and 10 mm range of 62–65.9 °C), which could be attributed to the addition of a
gauge length. The diameter of the samples was measured using a lower melting point additive (PEG) (Fig. 1C). Thermal profiles also
100
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
Fig. 1. TGA thermal decomposition profile of: A) raw PEO powder with molecular weights (100 K, 200 K, 300 K, 600 K, and 900 K), B) hot melt extruded filaments
containing 30% theophylline, 35% PEG 6 K, and 35% PEO (100 K, 200 K, 300 K, 600 K, and 900 K), and C) DSC thermographs of corresponding filaments.
101
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
Fig. 3. Tensile strength data: A) maximum load at break and B) Young Modulus for hot melt extruded filaments containing 30% theophylline, 35% PEG 6 K, and 35%
PEO (100 K, 200 K, 300 K, 600 K, and 900 K).
102
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
Fig. 4. Shear index for filaments containing 30% theophylline, 35% PEG 6 K, and 35% PEO (100 K, 200 K, 300 K, 600 K, and 900 K) at 110 and 145 °C.
Fig. 5. Shear rheometer data of complex viscosity for filaments containing 30% theophylline, 35% PEG 6 K, and 35% PEO (100 K, 200 K, 300 K, 600 K, and 900 K) at
A) 110 and B) 145 °C.
Fig. 6. Shear rheometer data of storage modulus and loss modulus for filaments containing 30% theophylline, 35% PEG 6 K, and 35% PEO (100 K, 200 K, 300 K,
600 K, and 900 K) at A) 110 and B) 145 °C.
minimizing the thickness of gel-layer with the use of low-thickness 20 × 10 × 6 mm, the number of plates has decreased and resulted in
plates. Four designs with identical overall dimensions but with in- lower printed mass and dose (Fig. 7, Table 3). A minimum spacing of
creasing spaces (0.5, 1.0, 1.5 and 2.0 mm) between the design plates 1 mm was deemed essential to accelerate drug release from the struc-
were tested. With increasing inter-plate spacing within the dimensions ture and meet USP criteria for immediate release products (Fig. 8A).
103
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
Fig. 7. (A1) Rendered image and (A2) photograph of radiator-like design. (B1) Top view, (B 2) side view and (B3) photograph of radiator-like doses based on
theophylline:PEG 6 K:PEO 600 K 30:35:35.
Table 3
Dimensions, volume of CAD designs, mass and surface/mass ratios of caplet and radiator-like structures generated by FDM 3D printing.
Design CAD design dimensions (mm) CAD design volume CAD design surface Mass (mg) Surface /mass ratio Drug contents (mg)
(mm3) (mm2) (mm2/mg)
X Y Z
Caplet 12 4.75 4.36 188.33 184.07 172.78 ± 4.8 1.07 51.7 ± 2.2
Radiator-2 mm spaced 20 10 5.99 141.47 1464.39 187.7 ± 3.9 7.80 52.4 ± 1.7
Radiator-1.5 mm spaced 19.7 10 5.99 170.46 1705.64 196.2 ± 5.9 8.69 53 ± 0.7
Radiator-1 mm spaced 19.9 10 6.03 231.35 2211.34 247.86 ± 3.5 8.92 74.5 ± 0.6
Radiator-0.5 mm spaced 19.4 10. 5.99 262.16 2557.66 290 ± 7.9 8.82 80.1 ± 0.7
Fig. 8. In vitro release pattern of: A) 0.6, 1.0, 1.5, and 2.0 mm spaced radiator-like 3D printed ODFs containing 30% theophylline, 35% PEG 6 K, and 35% PEO 600 K,
and B) ODFs prepared using filaments composed of 30% theophylline, 35% PEG 6 K, and 35% PEO 600 K.
Similar drug release was obtained within the FDM 3D-printable range designs. It is possible that such swelling in the 0.5 mm-spaced design
of PEOs (200 K-600 K) (Fig. 8B). Following introduction to the dis- resulted in plate adhesion, leading to reduction of contact surface area
solution apparatus, the PEO matrix hydrates and swells leading to with the dissolution medium and hence slowing drug release. The paper
significant growth in the thickness of the radiator plate. Despite similar provides a unique example of how 3D printing and novel design ap-
surface-to-mass ratio of these oral dose designs (Table 3), the 0.5 mm proach can significantly alter the release profile of the same formula-
spaced design appeared to be slower in comparison with the rest of tion. The use of radiator-like design maximised interaction with
104
A. Isreb, et al. International Journal of Pharmaceutics 564 (2019) 98–105
dissolution medium and prevented the formation of thick permission Boetker, J., et al., 2016. Modifying release characteristics from 3D printed drug-eluting
gel layer, which will slow down drug release. In the future, such design products. Eur. J. Pharm. Sci. 90, 47–52.
Cosgrove, G.R., et al., 2007. Safety and efficacy of a novel polyethylene glycol hydrogel
approach will help to personalise the release profile without the need to sealant for watertight dural repair. J. Neurosurg. 106 (1), 52–58.
modify the formulation. Crowley, M.M., et al., 2002. Stability of polyethylene oxide in matrix tablets prepared by
hot-melt extrusion. Biomaterials 23 (21), 4241–4248.
Ehtezazi, T., et al., 2018. The application of 3D printing in the formulation of multi-
4. Conclusion layered fast dissolving oral films. J. Pharm. Sci. 107 (4), 1076–1085.
Fuenmayor, E., et al., 2018. Material considerations for fused-filament fabrication of solid
This work demonstrates the effect of PEO molecular weight on the dosage forms. Pharmaceutics 10(2).
Goyanes, A., et al., 2015. 3D printing of modified-release aminosalicylate (4-ASA and 5-
compatibility of HME compounded filaments for FDM 3D printing. A ASA) tablets. Eur. J. Pharm. Biopharm. 89, 157–162.
molecular weight of PEO between 300 K and 600 K was shown to have Gullapalli, R.P., Mazzitelli, C.L., 2015. Polyethylene glycols in oral and parenteral
optimal mechanical and rheological properties for the FDM 3D printing formulations–A critical review. Int. J. Pharm. 496, 219–239.
Hamburg, M.A., Collins, F.S., 2010. The path to personalized medicine. N. Engl. J. Med.
process. A lower molecular weight of PEO (100 K–200 K) yielded me-
363 (4), 301–304.
chanically incompatible HME compounded filaments and a larger mo- Hock, C., et al., 2008. Melting-point depression by insoluble impurities: a finite size effect.
lecular weight of PEO (900 K) contributed to significantly high complex Phys. Rev. Lett. 101 (2), 023401.
viscosity and inhibited material flow. The use of a relatively low Husár, B., et al., 2014. Photopolymerization-based additive manufacturing for the de-
velopment of 3D porous scaffolds. In: Biomaterials for Bone Regeneration. Elsevier,
printing temperature 105–145 °C potentially extends the applicability pp. 149–201.
of this technology to a wider range of active pharmaceutical in- Husken, D., Gaymans, R., 2009. The tensile properties of poly (ethylene oxide)-based
gredients. A novel radiator-like paralleled plate geometry oral doses segmented block copolymers in the dry and wet state. J. Mater. Sci. 44 (10),
2656–2664.
containing widely used biodegradable polymer species (PEOs and PEG) Kennedy, M., Peacock, A., Mandelkern, L., 1994. Tensile properties of crystalline poly-
was reported. By using this architecture, it was possible to accelerate mers: linear polyethylene. Macromolecules 27 (19), 5297–5310.
drug release and overcome polymer hindrance of theophylline release Kim, C.J., 1998. Effects of drug solubility, drug loading, and polymer molecular weight on
drug release from Polyox tablets. Drug Dev. Ind. Pharm. 24 (7), 645–651.
through PEO swelling and erosion. These findings are essential in the Kojima, H., et al., 2008. Extended release of a large amount of highly water-soluble
development of next-generation personalised drug delivery doses using diltiazem hydrochloride by utilizing counter polymer in polyethylene oxides (PEO)/
specialised polymer/polymer blends purposely optimised for FDM 3D polyethylene glycol (PEG) matrix tablets. Eur. J. Pharm. Biopharm. 70 (2), 556–562.
Li, Q., et al., 2018. Preparation and investigation of novel gastro-floating tablets with 3D
printing. extrusion-based printing. Int. J. Pharm. 535 (1–2), 325–332.
Maggi, L., Bruni, R., Conte, U., 2000. High molecular weight polyethylene oxides (PEOs)
Conflict of interest as an alternative to HPMC in controlled release dosage forms. Int. J. Pharm. 195
(1–2), 229–238.
Moroni, A., Ghebresellassie, I., 1995. Application of poly(oxyethylene) homopolymers in
None declared. sustained-release solid formulations. Drug Dev. Ind. Pharm. 21, 1411–1428.
Nasereddin, J.M., et al., 2018. Development of a Simple Mechanical Screening Method for
Appendix A. Supplementary data Predicting the Feedability of a Pharmaceutical FDM 3D Printing Filament. Pharm.
Res. 35 (8), 151.
Palo, M., et al., 2017. 3D printed drug delivery devices: perspectives and technical
Supplementary data to this article can be found online at https:// challenges. Expert Rev. Med. Devices 14 (9), 685–696.
doi.org/10.1016/j.ijpharm.2019.04.016. Pereira, B.C., Isreb, A., Forbes, R.T., Dores, F., Habashy, R., Petit, J.B., Alhnan, M.A., Oga,
E.F., 2019. ‘Temporary Plasticiser’: A novel solution to fabricate 3D printed patient-
centred cardiovascular ‘Polypill' architectures. Eur. J. Pharm. Biopharm. 135,
References 94–103.
Pietrzak, K., Isreb, A., Alhnan, M.A., 2015. A flexible-dose dispenser for immediate and
extended release 3D printed tablets. Eur. J. Pharm. Biopharm. 96, 380–387.
Alhijjaj, M., Belton, P., Qi, S., 2016. An investigation into the use of polymer blends to
Prasad, L.K., Smyth, H., 2016. 3D Printing technologies for drug delivery: a review. Drug
improve the printability of and regulate drug release from pharmaceutical solid
Dev. Ind. Pharm. 42 (7), 1019–1031.
dispersions prepared via fused deposition modeling (FDM) 3D printing. Eur. J.
Sadia, M., et al., 2018. From ‘fixed dose combinations’ to ‘a dynamic dose combiner’: 3D
Pharm. Biopharm. 108, 111–125.
printed bi-layer antihypertensive tablets. Eur. J. Pharm. Sci. 123, 484–494.
Alhnan, M.A., et al., 2016. Emergence of 3D printed dosage forms: opportunities and
Shojaee, S., et al., 2015. An Investigation on the effect of polyethylene oxide con-
challenges. Pharm. Res. 33 (8), 1817–1832.
centration and particle size in modulating theophylline release from tablet matrices.
Apicella, A., et al., 1993. Poly(ethylene oxide) (PEO) and different molecular weight PEO
AAPS PharmSciTech 16 (6), 1281–1289.
blends monolithic devices for drug release. Biomaterials 14 (2), 83–90.
Skowyra, J., Pietrzak, K., Alhnan, M.A., 2015. Fabrication of extended-release patient-
Arafat, B., et al., 2018. Tailored on demand anti-coagulant dosing: an in vitro and in vivo
tailored prednisolone tablets via fused deposition modelling (FDM) 3D printing. Eur.
evaluation of 3D printed purpose-designed oral dosage forms. Eur. J. Pharm.
J. Pharm. Sci. 68, 11–17.
Biopharm.
Tagami, T., et al., 2017. 3D Printing factors important for the fabrication of poly-
Awad, A., et al., 2018. 3D printed medicines: a new branch of digital healthcare. Int. J.
vinylalcohol filament-based tablets. Biol. Pharm. Bull. 40 (3), 357–364.
Pharm. 548 (1), 586–596.
Wissbrun, K.F., 1980. Observations on the melt rheology of thermotropic aromatic
Beech, D.R., Booth, C., 1970. Thermodynamic melting point of poly(ethylene oxide). J.
polyesters. Br. Polym. J. 12 (4), 163–169.
Polym. Sci., Part C: Polym. Lett. 8 (10), 731–734.
Zhang, F., McGinity, J.W., 1999. Properties of sustained-release tablets prepared by hot-
Bliley, J.M., Marra, K.G., 2015. Polymeric biomaterials as tissue scaffolds. In: Stem Cell
melt extrusion. Pharm. Dev. Technol. 4, 241–250.
Biology and Tissue Engineering in Dental Sciences. Elsevier, pp. 149–161.
105