The Shape of Things To Come - Higher Education Global Trends and Emerging Opportunities To 2020 PDF
The Shape of Things To Come - Higher Education Global Trends and Emerging Opportunities To 2020 PDF
things to come:
higher education global
trends and emerging
opportunities to 2020
www.britishcouncil.org/higher-education
Foreword
Dr Jo Beall
Director Education and Society
British Council
British Council Analysis (2012) based on Nobel Prizes for Physics, Chemistry, Medicine and Economics. Analysis of data from ‘Facts and Lists’.
1
Nobelprize.org. www.nobelprize.org/nobel_prizes/lists/ – accessed on 19 Apr 2012. Detailed findings include: 44 per cent (8/18) of the Nobel Prize
winners in 2010 and 2011 won the prize for work in a country other than their country of birth (from 2008 to 2011, the proportion was 33 per cent;
1997 to 2011, the proportion was 29 per cent; approximately 29 per cent in the 1960s and approximately 15 per cent in the 1920s).
Executive summary 4
1. Introduction 10
Annexes 59
Global higher education enrolments. Other emerging economies with and Malaysia have much larger inbound
sector today significant numbers of tertiary enrolments student flows than reported by UNESCO
include: Brazil (6.2 million), Indonesia (4.9 data, mainly because they include growing
Internationalisation of teaching and
million), Iran (3.4 million), South Korea proportions of non-degree students and
research are critical objectives for most
(3.3 million) and Turkey (3.0 million). exchanges. In addition, transnational
tertiary institutions for many reasons.
education (TNE) programmes have seen
These include raising quality standards A key feature of the global tertiary
increasing popularity globally with both
and global relevance, attracting the best education sector has been the growth
local and international students; however,
students and staff, generating revenue, in internationally mobile students. Their
data on TNE student numbers remain
pushing the frontiers of knowledge through number has risen from 800,000 in the
incomplete. Data definitions used to capture
research and promoting internal diversity. mid-1970s to over 3.5 million in 2009.
domestic and international students still
However, the global average outbound
The fast-paced growth in global tertiary lag behind the emerging varieties of TNE
mobility ratio (mobile tertiary students
enrolments and mobile students has provision. The importance of this cannot
divided by total tertiary enrolments)
followed closely world trade growth be overstated. Recognition of the current
has remained remarkably stable from
and far outpaced world GDP growth and growing future role of some Asian (and
the early 1990s onwards at just over
over the past 20 years. Increasingly, this also Gulf state) countries as education hubs
two per cent per annum, reflecting
expansion is being seen by governments with increasing inbound tertiary student
a stable ‘propensity’ to study abroad
as means to deliver on national priorities flows, thereby competing more directly with
amongst the tertiary age cohort.
and contribute to economic growth. traditional destination countries, is critical
The major origin countries for internationally for understanding how the global higher
This research looks at four key trends in
mobile tertiary students include China, education landscape will look in 2020.
international higher education:
India, South Korea, Germany, Turkey and
The major countries where inbound mobile
i international student mobility flows in the France. However, while China and India
students exceed outbound mobile students
next decade and the demographic and together account for 29 per cent of global
are the US, UK, Australia, France, Germany,
economic factors impacting on them; tertiary enrolments they contribute only
Japan, Russia, South Africa and Canada. The
ii the emergence of new models of global 21 per cent of the international students,
major countries where outbound mobile
higher education partnerships – this mainly because they have lower outbound
students exceed inbound mobile students
includes teaching partnerships and mobility ratios than the global average.
are China, India, South Korea, Kazakhstan,
provision of degrees off-shore; Outbound mobility ratios vary significantly Turkey, Morocco and Vietnam. Malaysia is
iii patterns in research output and its across countries, ranging from 50 per cent an interesting example where inbound and
growing internationalisation; and for Botswana and 30 per cent for Trinidad outbound flows were similarly large in 2009
iv commercial research activities that and Tobago and Mauritius, to less than one offsetting one another, whereas previously it
higher education institutions in different per cent for the UK, US, Australia, Russia, had a large net outflow of tertiary students.
countries engage in as a response to Indonesia, Philippines, Egypt and Brazil. Malaysia was the UK’s number one country
decreased investment in higher Countries such as Hong Kong (China), for international students until the East
education across a growing number Singapore, Ireland, Nepal, UAE and South Asia currency crisis in the late 1990s.
of countries. Korea have above global average outbound
While bilateral student flows to China
mobility ratios, as do many European
are not yet likely to rival the above
To arrive at an accurate forecast on countries due to high mobility within Europe.
in volume terms, they could have
international student flows, particular According to UIS data, the distribution of profound implications in future for
attention has been paid to global tertiary destination countries for mobile tertiary tertiary institutions across the globe.
enrolments and their projected growth to students is concentrated in the US,
2020. In addition, countries’ outward and UK, Australia, France, Germany, Russia, Drivers of higher education
inward student mobility ratios have been Japan and Canada. Together these demand to 2020
studied to establish how many students from countries account for 60 per cent of total
each sending country will study abroad and international students. Other countries A combination of demographic and
determine the respective study destinations. play an important and increasingly large economic drivers, bilateral trade patterns,
destination role at regional level: South and shifts in inbound and outbound
Global tertiary enrolments reached 170 student flows linked to growing global
million in 2009 (UNESCO Institute for Africa (Sub-Saharan Africa); Singapore,
Hong Kong and Malaysia (South East competition and rapid expansion of
Statistics, referred to hereafter as UIS). tertiary education capacity, will re-shape
Four countries alone – China, India, US Asia); and South Korea (North East Asia).
the global higher education landscape by
and Russia – have a combined share According to other sources, notably 2020. Demographically, just four countries
of 45 per cent of total global tertiary Project ATLAS2, countries such as China
The goal of Project Atlas is to collect and report accurate, timely and comprehensive data on global student mobility. More details are available at:
2
www.iie.org/Research-and-Publications/Project-Atlas/About
– India, China, US and Indonesia – will longer as favourable as a result of declining States. However, it has been possible to
account for over half of the world’s 18–22 birth rates over the last 20 to 30 years. produce inbound student flows forecasts
population by 2020. A further quarter for the major study destinations and a
Between 2002 and 2009, China and
will come from Pakistan, Nigeria, Brazil, limited number of emerging economies.
India dominated global growth in tertiary
Bangladesh, Ethiopia, Philippines, Mexico, By 2020 using the consistent UIS data,
enrolments, accounting for 26 million of
Egypt and Vietnam. international students will continue to
the overall increase of 55 million. Their
gravitate towards the US, UK, Australia,
The importance of economic growth combined forecast growth for the period
Canada, Germany, France and Japan.
as a driver of future tertiary education 2011–20 declines to 12 million, with
Given the data limitations mentioned
demand is clearly illustrated by the strong growth in tertiary enrolments in China
earlier, this forecast underestimates
relationship between GDP per capita at falling from 17 million (2002–09) to five
the shifting balance in student mobility
purchasing power parity (PPP) and gross million (2011–20). India’s tertiary enrolment
towards wider Asia (e.g. China, Malaysia,
tertiary enrolment ratios. Not only is growth (in absolute terms) is forecast to
Singapore, India, and South Korea).
the correlation positive and statistically outpace China’s growth between now and
significant, but more importantly, at low 2020. Following China and India, other In terms of growth in total inbound
PPP GDP per capita levels, gross tertiary emerging economies with significant tertiary student numbers between 2011
enrolment ratios tend to increase quicker forecast growth in tertiary enrolments and 2020, Australia is forecast to lead
for relatively small increases in GDP per over the next decade will include Brazil with growth of over 50,000 international
capita. Amongst this study’s shortlist of (+2.6 million), Indonesia (+2.3 million), students from the shortlisted countries,
50+ countries (including both developed Nigeria (+1.4 million), Philippines (+0.7 followed by the UK, US and Canada.
and emerging economies, chosen for million), Bangladesh (+0.7 million), Turkey
However, given increased investments
their importance to the tertiary sector (+0.7 million) and Ethiopia (+0.6 million).
in higher education and excess capacity
and world economy), approximately half
By 2020, four countries – China, India, in countries with less favourable
currently have PPP GDP per capita levels
US and Brazil (replacing Russia) – are demographics, it is possible in the long
below US$10,000. Thus, provided these
forecast to account for more than half run that countries like China, Singapore,
economies grow strongly over the next
of the world’s tertiary enrolments. In Malaysia and some Gulf States will become
decade, as many are forecast to, there
addition, Indonesia, Turkey and Nigeria will the fastest growing study destinations. It
is significant scope for their tertiary
become increasingly important players is difficult to estimate the extent to which
enrolment ratios to increase.
in the global tertiary education sector, these countries will displace international
Despite strong economic growth, many while Russia, Iran and South Korea’s students to traditional destinations such
of the shortlisted economies are still global market shares are forecast to fall. as the US, UK, Australia and Canada.
forecast to have PPP GDP per capita Under this scenario, the forecasts in this
Forecasts of outbound mobile students are
below US$10,000 in 2020 – including report – using UIS data – are potentially
a function of a country’s tertiary enrolments
Nepal, Bangladesh, Pakistan, Nigeria, India, over-optimistic on inbound student
forecasts and outbound mobility ratios.
Morocco, Indonesia and Sri Lanka. This flows to traditional markets and do not
In absolute terms, China (585,000), India
will constrain how soon these countries fully capture the possible change in net
(296,000) and South Korea (134,000) are
close the gap in tertiary enrolment rates mobility balances. The forecast growth in
still forecast to be the largest countries of
on advanced economies. It also means international students to the major study
origin for international students in 2020.
the decade beyond 2020 should see destination countries over the next decade
continued rises in enrolment ratios and Whereas China was the source of a third (around 130,000) is less than China’s
strong growth in tertiary education demand, of global growth in outbound mobile ambitious international student recruitment
subject to demographic changes. students between 2002 and 2009, its growth target of approximately 250,000.
contribution to future growth is forecast This does not include the international
The global higher education sector to be much more limited. This is partly student targets of other countries.
to 2020: a changing landscape to do with its slower tertiary enrolment
In terms of changes to key bilateral
growth and partly due to an assumed
Total global tertiary enrolments are tertiary student flows, a number of
slight fall in its outbound mobility ratio.
forecast to grow by 21 million between developments stand out. Firstly, outbound
Instead, India is forecast to be one of the
2011 and 2020, or 1.4 per cent per year on mobile student flows from China to the
main sources of future growth in outbound
average. This compares with global tertiary US, Japan and the UK; Japan to the US;
tertiary students (+71,000 between 2011
enrolment growth of five per cent per year and Greece to the UK, are forecast to fall
and 2020), followed by Nigeria, Malaysia,
in the previous two decades (and almost six most sharply in absolute terms. Markets
Nepal, Pakistan, Saudi Arabia and Turkey.
per cent between 2002 and 2009), which with rising tuition fees are also likely to
indicates a significant slowing down in Forecasting international students see declines in inbound student flows.
growth rates of tertiary enrolments to 2020. inbound flows across all countries
In contrast, outbound flows from India to
This in some ways should be expected covered in this report is limited by data on
Australia, the UK and US; China to Australia;
with the sector maturing or slowing in student exchanges and students on TNE
and Nigeria to the UK, are forecast to be
some markets, and demographic trends no programmes, especially in Asia and the Gulf
Department for Business, Innovation and Skills (2011), International Comparative Performance of the UK Research Base
3
International tertiary
Future opportunities4
education opportunity
• Largest outbound mobile student flows by origin (2020): China (585k), India (296k), South Korea
(134k), Germany (100k), Turkey (84k), Malaysia (82k), Nigeria (67k)
• Fastest growing (absolute) outbound mobile student flows (next decade): India (71k), Nigeria
(30k), Malaysia (22k), Nepal (17k), Pakistan (17k), Saudi Arabia (16k), Turkey (13k)
• Largest inbound mobile student flows by destination (2020): US (582k), UK (331k), Australia
(277k), Canada (176k), Germany (155k) – China and Malaysia are also likely to feature here
• Fastest growing (absolute) inbound mobile student flows (next decade): Australia (51k), UK (28k),
US (27k), Canada (23k) – again China will surely feature here
International student • Major bilateral mobile student flows (2020): India to US (118k), China to US (101k), China to
mobility Australia (93k), South Korea to US (81k), China to Japan (64k), India to UK (59k) – flows to China,
and possibly India also
• Fastest growing (absolute) bilateral mobile student flows (next decade): India to UK (20k), India
to US (19k), China to Australia (17k), Nigeria to UK (14k), India to Australia (11k) – flows to China, and
possibly India also
• Fastest declining (absolute) bilateral mobile student flows (next decade): China to Japan (-14k),
Japan to US (-8k), China to US (-8k), China to UK (-7k), Kazakhstan to Russia (-5k), Greece to UK (-4k) – the
impact of China’s aggressive pursuit of international students could well lead to some well-established
bilateral flows declining
• Largest tertiary enrolment levels (2020): China (37.4m), India (27.8m), US (20.0m), Brazil (9.2m),
Indonesia (7.7m), Russia (6.3m), Japan (3.8m), Turkey (3.8m), Iran (3.8m), Nigeria (3.6m)
• Fastest growing (absolute) tertiary enrolment growth (next decade): India (7.1m), China (5.1m),
Size and growth of Brazil (2.6m), Indonesia (2.3m), Nigeria (1.4m), Philippines (0.7m), Bangladesh (0.7m), Turkey (0.7m), Ethiopia
domestic tertiary (0.6m) – growth in certain markets could be larger still if ambitious international student recruitment
education systems targets are met
• Largest falls in outbound mobile students (next decade): Japan (-10k), Greece (-10k), Poland (-8k),
Singapore (-6k), Russia (-6k), Germany (-2k) – China is one to watch here given its demographic outlook
and ambitious domestic tertiary sector expansion plans
• Largest growth in research output: Volume growth to be driven by collaborations involving US and
Chinese institutions
• Highest collaboration rates: Research collaboration rates are higher in many smaller countries, such
as Switzerland and Belgium (50–70%); they are lower in China (around 15%). Overall opportunity for
collaboration depends on both the volume of research and propensity to collaborate
Academic • Highest average citation impacts: Switzerland, Netherlands, Denmark and US – collaborating with
international research these countries in theory should help to maintain and increase research average citation impacts
collaboration
• Three core opportunity groups: Specifically for the UK, future growth in collaborations likely to be
with (i) the US and other established high volume research leaders (Germany, France, Italy, Canada,
Australia); (ii) high average citation impact leaders (also Switzerland, Netherlands, Denmark) and niche
opportunities in smaller, technology-intensive countries such as the Nordic countries, Switzerland and
Israel; and (iii) a chance to tap into rapid research output growth in key emerging markets, most notably
China but also Malaysia, Iran, Saudi Arabia, India and Qatar
• Large companies: Growth in collaboration opportunities with multinationals; large US, European,
Chinese, Indian and Latin American companies; niche opportunities in research and technology-intensive
countries e.g. Israel, Switzerland, learn from approach in Nordic countries, Netherlands. Opportunities in
countries with high tertiary sector-large firm innovation collaboration rates (e.g. Finland, Sweden) and
unexploited opportunities in countries with low tertiary sector-large firm innovation collaboration rates
(e.g. Brazil, UK, Spain, Italy)
Business international • Smaller companies: Further growth opportunities in small and medium enterprises (SME) collaboration
research rates for research and development (R and D), focused on niche, high-value technology areas and/or
collaboration links to multinational supply chains. Opportunities in countries with high tertiary sector-SME innovation
collaboration rates (e.g. Finland, Belgium, UK) and unexploited opportunities in countries with low tertiary
sector-SME innovation collaboration rates (e.g. Brazil, Italy)
• Leading countries in internationally-filed patent application: Japan, US, South Korea and in
volume terms, China and India
• Innovation: Continuing promotion of open innovation models, with fluid collaboration between business
and the higher education sector
All forecast values have been calculated from analysis of data on the 50+ shortlisted countries (see page 10)
4
TNE
Change in tertiary enrolments (2011–2020, 000’s)
10,000
8,000
India
6,000
China
4,000
Brazil
'Volume' critical mass
Philippines proxy (size of circle) is
Indonesia weighted average of
2,000 forecast outbound mobile
Bangladesh Nigeria students and tertiary
Turkey
Ethiopia enrolments in 2020
Germany Malaysia
0 Pakistan 40
-40 -20 20 60 80 100
Nepal
-2,000
Saudi Arabia
Russia Angola
Mexico
South Korea
-4,000
Outbound Mobility
5
Estimate by London Economics for the Department for Business, Innovation and Skills
6
This may include some activities also included in education’s service exports
7
Source: WTTC, Oxford Economics
8
HESA 2012 Staff record
As all forecast values have been calculated Chapter 5 draws future higher education
from analysis of data on these 50+ opportunities for global engagement.
shortlisted countries (rather than an
exhaustive global list of countries) this Given the wealth of data and analysis used
should be borne in mind when considering to draw the trends expected to shape
the numerical values of forecasts quoted the world’s higher education to 2020,
in this report. These forecasts in many most of the data tables and supporting
instances could be underestimates. research evidence and analysis, as well as
supplementary information are provided in
Report structure Annexes A–E:
This report has five chapters. It starts with • Annex A: International student mobility
an introduction to the study objectives ratio forecasts
and states the increasing importance
of higher education and its growing • Annex B: Additional evidence on TNE
internationalisation. • Annex C: Future higher education
opportunities for global engagement –
Chapter 2 analyses key trends that world region analysis
have shaped the higher education
landscape over the past few decades. • Annex D: International higher
This includes: tertiary education education definitions.
enrolments; international student mobility • Annex E: Supplementary charts
flows, TNE developments, international and graphs.
research collaborations and international
research involving business activities.
Chapter 3 outlines the drivers of higher
education demand. It looks at countries’
demographic projections to 2020 and the
changes in the 18–22 population group.
It uses well established relationships
between nations’ wealth and tertiary
enrolments. This relationship is positive
and particularly strong in emerging
economies with household income
below US$10,000. This chapter uses
GDP per capita projection to establish
the size of countries’ tertiary education
systems in 2020 and determine which
countries will close the gap on tertiary
enrolment rates in advanced economies.
Chapter 4 draws the higher education
landscape in 2020. Having established that
international student mobility is a function
of tertiary enrolment projections and
countries’ outward mobility ratio, growth
in international students globally will be
much lower than in previous decades. It will
mirror the slow down in tertiary enrolments
(down to one per cent per annum from
five per cent per annum previously).
However, TNE is expected to see increased
variety of models of delivery and growing
opportunities in the Middle East and
Asia. Academic international research
collaborations among countries are set to
grow and so are the research collaborations
with multinationals and SMEs.
Tertiary enrolments
Based on the latest data available from Iraq
UIS, total global tertiary enrolments were Saudi Arabia
approximately 170 million in 2009.9 The 50+
Egypt
shortlisted countries focused on for this
study make up over 150 million or 90 per Romania
cent of this total. Just four countries – China, Mexico
India, US and Russia – have a combined Colombia
share of 45 per cent of total global tertiary Ukraine
enrolments. Other emerging economies with
Pakistan
significant numbers of tertiary enrolments
include: Brazil (6.2 million), Indonesia (4.9 Bangladesh
million), Iran (3.4 million), South Korea Nigeria
(3.3 million) and Turkey (3.0 million). Vietnam
Global tertiary enrolments were Venezuela
approximately 65 million in 1990, so have Turkey
increased by 160 per cent in 20 years or Russia
on average by five per cent per annum. Indonesia
The world’s 18–22 age population over
Iran
the same period grew by one per cent per
annum, implying a significant rise in the Brazil
global gross tertiary enrolment ratio. US
Between 2002 and 2009, China and India
India dominated global growth in tertiary China
enrolments, accounting for 26 million
0 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000
(44 per cent) of the overall increase of 55 000’s
million. In percentage terms, a number of
other countries of significant critical mass
registered exceptionally strong growth rates Source: UNESCO, Oxford Economics
in tertiary enrolments over the same period:
Fig 2.1: Tertiary enrolment growth (2002–2009, 000’s)
Brazil (+68 per cent), Turkey (+74 per cent),
Indonesia (+53 per cent), Nigeria (+68 per
cent), Pakistan (+179 per cent), Malaysia
(+41 per cent), Vietnam (+127 per cent),
Saudi Arabia (+70 per cent) and Bangladesh
(+84 per cent).
Countries with negligible or even slightly
negative growth in tertiary enrolments
are also noteworthy: South Korea,
Japan and Spain. This tends to reflect
underlying demographic trends and
gross tertiary enrolment rates stabilising
at what might be considered maximum
threshold levels. Although this does
not automatically mean that tertiary
sectors in these countries are ‘static’ as
there may be rising demand for certain
underlying elements of higher education.
This includes estimates for countries where data is missing in this year.
9
Outbound mobility
Venezuela
The major origin markets for outbound Indonesia
South Africa
mobile tertiary students include China, Australia
UK
India, South Korea, Germany, Turkey and Iran
Mexico
France, with the distribution of outbound Thailand
India
mobile students more balanced than Japan
Bangladesh
for tertiary enrolments. China and India Ukraine
Spain
contribute 29 per cent of total tertiary Colombia
enrolments but only 21 per cent of Iraq
Ethiopia
total outbound mobile students. This Poland
Turkey
is because they have lower outbound China
Italy
mobility ratios than the global average. Nigeria
Romania
France
Outbound mobility ratios vary significantly Vietnam
Pakistan
across countries, ranging from above 25 Canada
Ghana
per cent for Mauritius, Trinidad and Tobago Jordan
Israel
and Botswana, to less than one per cent South Korea
Saudi Arabia
for the UK, US, Australia, Russia, Indonesia, Germany
Switzerland
Philippines, Egypt and Brazil. Markets such Belarus
as Hong Kong, Singapore, Ireland, Nepal, Greece
Kazakhstan
UAE and South Korea have above global Malaysia
UAE
average outbound mobility ratios, as do Kenya
Uzbekistan
many European countries due to high Nepal
Sri Lanka
mobility across borders within Europe Ireland
Morocco
and growing provision in widely spoken Singapore
Angola
English language postgraduate courses, Hong Kong
Zimbabwe
(see Fig 2.3). Mauritius
Trinidad and Tobago
Botswana
China has been the source of one-third
of global growth in outbound mobile 0% 10% 20% 30% 40% 50%
students between 2002 and 2009, followed
by India (10 per cent), however, their
Source: UNESCO, OECD, Oxford Economics
outbound mobility ratio is significantly low.
Other countries appearing in the top 20 Fig 2.3: Global tertiary outbound mobility ratio by origin market (2009)
for outbound mobile student growth (in
absolute terms) are South Korea, Vietnam,
Russia, Iran, Saudi Arabia, Nigeria, Turkey,
Pakistan, Malaysia and Nepal (see Fig 2.4). Poland
France
Nepal
Malaysia
Pakistan
Zimbabwe
Turkey
Nigeria
Ukraine
Saudi Arabia
Iran
Uzbekistan
Belarus
Russia
Vietnam
South Korea
Kazakhstan
Germany
India
China
0 50 100 150 200 250 300 350 400 450
000’s
Fig 2.4: Global outbound mobile tertiary students by origin market growth (2002–09)
www.iie.org/en-GB/Services/Project-Atlas/China/International-Students-In-China
10
Fig 2.7: Global inbound and outbound mobile tertiary students (2009)
Project ATLAS estimates tertiary inbound student inflows to Malaysia currently are much higher at around 87,000.
11
Transnational education (TNE) countries, such as Brazil and Indonesia, half a million in 2010–11 (Source: HESA,
have legislative frameworks that have 2012). Singapore and Malaysia account for
Definition of TNE not proved conducive to facilitating TNE the largest share of these students (around
One definition of TNE is delivering education initiatives from overseas providers. 10 per cent each). The programmes include
where, ‘the learners are located in a country those delivered in full by a UK institution,
different from the one where the awarding Global TNE for example through distance or online
institution is based’.12 A 2011 survey of international joint and learning, or in person at an overseas branch
double degree programmes (summarised campus, and those delivered in partnership
The Global Alliance for TNE specifically in Annex B)13 shed light on their prevalence with an overseas institution.
defines TNE as an export product. There around the world. It revealed that
are a variety of ways in which education The number of students enrolled on
globally, most joint or double degree
is conducted transnationally, including via: programmes delivered at overseas branch
programmes tend to be at the masters
distance education (with or without local campuses of UK institutions is around
level (53 per cent), with the exception
support), twinning programmes, articulation 12,300. This accounted for just 2.5 per
of Australia (where the majority are at
programmes, branch campuses, and cent of people studying on foreign-
doctoral level) and the US (where the
franchising arrangements. See Annex D for based courses involving a UK institution.
majority are undergraduate courses).
some further definitional information on Overseas branch campuses have tended
different forms of TNE. The most popular subject areas were to account for a very small proportion of
business, management and engineering. the UK’s overall TNE offer, particularly when
TNE is attractive to students seeking to gain Institutions in France, Germany and Italy compared to distance learning or courses
a foreign qualification without moving from tended to have launched joint or double delivered with partner institutions.
their country of residence. It can also be degree programmes in the 1990s, while the
attractive to employers and governments The University of Nottingham is among the
UK and Australia started more recently.
looking at options for human resource global leaders on IBCs in terms of student
development, including multinational or New data on international branch campuses numbers: its campuses in Ningbo (China),
global corporations with a geographically (IBCs)14, collected in late 2011 (again and Semenyih (Malaysia), both have more
dispersed workforce. Education providers summarised in Annex B) show that the than 5,000 students and are among the five
seeking ways to expand their export campus approach is growing in popularity. largest overseas operations in the world. A
markets are also attracted to the Globally some 200 branch campuses now different approach was taken by University
possibilities opened up by transnational exist around the world, serving around of Liverpool and Xi’an Jiaotong University,
education. In other words, TNE can be a 120,000 students, with 37 more set to which in 2006 established the first
win-win for all stakeholders – students, open by 2013 (Source: Observatory on independent Sino-Foreign University: Xi’an
tertiary providers and host governments Borderless Higher Education). Overall, the Jiaotong-Liverpool University (XJTLU). The
and economies – if delivered effectively. UAE remains the most popular host country new university has its own degree awarding
(with 37 campuses), and the US by far the powers and recruits around 5,000 students.
There are very different policy frameworks most popular source (accounting for 78 Manchester Business School, University
in place across countries to support campuses worldwide). College London and Middlesex University
and promote TNE, both in terms of are other notable UK players, with several
outbound domestic students and inbound Reviews of global TNE show that Australia
smaller campuses each.
overseas students. These can be opaque, has one of the largest overseas presences
contradictory and sometimes a source of of any country, and certainly the largest
significant frustration. India, for example, relative to the size of its domestic tertiary
has so far failed to provide a clear set sector. Around a quarter of all Australian
of guidelines on what higher education university campuses are located outside
developments and partnerships it will and Australia. Its top partners for joint and
will not allow. double degrees are China, Singapore and
Indonesia, which are its near neighbours.
In China, the government often requires
overseas institutions to engage in UK TNE
partnerships with local providers, a The number of people studying entirely
policy geared towards protecting and outside of the UK on a programme delivered
improving quality standards in the domestic at least in part by a UK institution was over
education market. In addition, other
12
Council of Europe (2002). ‘Code of Good Practice in the Provision of Transnational Education’ Directorate General IV. DGIV/EDU/HE (2002) 8
13
IIE (2011), ‘Joint and Double Degree Programmes in the Global Context’ (www.iie.org/Research-and-Publications/Publications-and-Reports/IIE-Bookstore/
Joint-Degree-Survey-Report-2011)
14
The Observatory on Borderless Higher Education (2012), ‘International branch campuses: data and developments’ (www.obhe.ac.uk/documents/view_
details?id=894)
articles produced,
produced articles,
document (2010)
Volume of research outputs and
collaboratively
Total Research
2010 (Scopus)
2010 (Scopus)
Collaboration
propensity to collaborate
Citations per
Citations per
(1996–2010)
document
Scopus and Thomson Reuters data show Country
rate (%)
that the total volume of global research
articles produced is skewed heavily towards
Total
a small number of major nations: between
1996 and 2010 almost 25 per cent of
articles were produced by the US, while just US 502,804 143,048 28.5% 1.75 20.18
five countries accounted for more than half UK 139,683 62,061 44.4% 1.81 17.42
of the total (the US, China, UK, Japan and
Germany 130,031 58,150 44.7% 1.76 15.79
Germany), and 15 countries for more than
three quarters of the total. China 320,800 47,093 14.7% 0.67 5.66
Rates of international research collaboration France 94,740 44,092 46.5% 1.57 15.09
vary significantly from country to country, Canada 77,694 34,675 44.6% 1.72 17.55
now averaging around 45 per cent in the
UK, 30 per cent in the US, 15 per cent in Italy 73,562 30,175 41.0% 1.60 14.45
China (where they have actually fallen since Japan 113,246 26,828 23.7% 1.17 11.72
the 1990s), 45–50 per cent in Germany
Australia 59,058 25,867 43.8% 1.60 16.00
and the Netherlands, and up to 65 per cent
in Switzerland. In 2010, the top countries Spain 64,985 25,845 39.8% 1.48 13.12
for producing academic research articles Netherlands 43,214 22,087 51.1% 2.22 20.05
through international collaboration were
Switzerland 30,866 19,208 62.2% 2.38 21.77
the US (143,000), UK (62,000), Germany
(58,000), China (47,000), France (44,000), Sweden 26,842 14,758 55.0% 2.03 19.09
Canada (35,000) and Italy (30,000). South Korea 55,546 14,359 25.9% 1.08 9.82
There is a strong correlation between Belgium 23,716 13,573 57.2% 1.95 17.10
international research collaboration rates
and citations per document. While not a India 71,975 12,567 17.5% 0.76 7.27
proof of causality, the association is positive Brazil 45,189 11,004 24.4% 0.79 9.57
(i.e. the direction expected) and significant
Russia 36,053 10,589 29.4% 0.60 5.21
(for 2010, 80 per cent of the variation in
citations per document across countries Source: Scopus (Elsevier) data, extracted January 2012
is ‘explained’ by international research
Table 2.2: Global share (by volume) of collaboratively produced research articles (2010)
collaboration rates).
The UK is a strong and specialised player share of articles produced by the UK Research citation impacts
in international academic research. The UK collaboratively has risen to a higher The highest citation impacts in research
accounts for around 6–7 per cent of global level than seen in most of the other are made by tertiary institutions in the
research articles (ahead of Germany and large research-producing nations. US, Europe (in particular northern Europe)
Japan), and generates output, citations Internationalisation has been actively and Australia.
and article re-usage more efficiently (both promoted from within by the UK’s tertiary
per researcher and per unit of research sector. This has been in the wake of strong At country level, within the top 30 research-
spend) than any of the other major research- evidence that overseas collaboration producing nations between 1996 and
producing nations. Between 1996 and 2010, enhances institutional reputation, corporate 2010, the highest number of citations
the UK produced more research articles in standing and research impact. In volume generated per document – a common
total than any other country except the US terms, the UK is currently in second position proxy measure of quality – was achieved
and China. The UK’s research output is well for research collaborations globally, behind by Switzerland (22), followed by the
internationalised: 63 per cent of researchers the US. Relative to the total volume of all Netherlands, Denmark and the US (20),
currently or previously affiliated to a UK research output, China and Japan slip and then Sweden, Canada, Belgium, the
institution have published at least one down the table by virtue of relatively low UK, Norway, Finland and Israel (17–19).
research article overseas15. Further, the total collaboration rates (though still remain
important players in volume terms).
BIS (2011), ‘International Comparative Performance of the UK Research Base – 2011’ (www.bis.gov.uk/policies/science/science-innovation-analysis/
15
uk-research-base)
Collaboration partners ranking of main partner countries for the Toronto produced more articles through
The US is the top research collaboration UK: the US a clear leader, followed by international collaboration than any UK
partner in most countries around the world. Germany, France, Italy, the Netherlands and institution, and was second on the global
This is partly driven by the large scope and Australia. China now makes the top ten list ranking behind Harvard (see Table 2.3).
depth of research activity in the US, and the of UK partners, having seen collaborations
Across the global top 400 tertiary
volume of articles it produces. It may also with the UK approximately double
institutions (as ranked by the total volume of
be due in part to the fact that researchers between 2005 and 2010 (see Fig 2.8).
collaborative research output), the US has
previously studying there tend to maintain In terms of global tertiary institutions 98 representatives, Germany 29 and the UK
close links to former colleagues when they undertaking the highest volumes of 24. China has 38 representatives on the list.
return to their home countries. international collaborative research, four UK
The UK has at least eight universities
In many cases, research collaboration universities (Oxford, Cambridge, University
with an average research citation impact
partner patterns reflect close geographical, College London [UCL] and Imperial College
more than 80 per cent above the global
cultural or migratory ties – for example, London) are among the global top six,
average. In key subject areas such as
France accounts for 42 per cent of Algeria’s largely by virtue of a higher average rate
medicine, the UK is the second largest
collaboratively produced output, while of joint-working than their US counterparts
producer of research behind the US, and
Egypt was involved in around one third of (many of whom generate more articles in
often achieves a greater citation impact
Saudi Arabia’s joint research articles, and total). In these four UK institutions, around
per document than its much larger
vice versa. half of all research is undertaken with
competitor, indicating global leadership
international partners.
Analysis of collaboration patterns in some in these important scientific fields.
of the largest emerging markets reveal
important links to particular institutions. For
example, over the decade to 2008, China
partnered most frequently with researchers 20%
from the National University of Singapore,
the University of Texas, the University of 16%
Tokyo, Harvard University and the University
of Sydney. 12%
Share of the UK’s collaboratively
produced research articles, 2010
In fact, two of the same universities, Texas
and Harvard, were among the most frequent 8%
research partners in Brazil (alongside Paris
in a clear top three), while Texas also made 4%
the top two in India (behind Tokyo). This
likely indicates the extent to which research
0%
links have been driven by proactive
nd
US
any
nce
ly
s
alia
ain
a
ina
en
m
an
d
ark
ece
y
d
a
zil
uth dia
ica
and
ia
No d
nd
rwa
nad
ssi
lan
lan
lan
str
lgiu
Bra
Jap
ed
rla
Afr
Sp
Ch
In
nm
str
rm
rla
Fra
Gre
eal
Ru
Ire
Po
Fin
Au
Ca
Sw
itze
Be
De
Ge
wZ
Sw
Ne
So
Ne
articles, 2005–2009
in subject area)
Excellence rate
Total research
total research
(% of total)
average)
(Scopus)
(Scopus)
Country
Rank Institution
1 Harvard University US 69,995 34.4 24,078 2.4 35.7 4
2 University of Toronto CAN 45,771 41.1 18,812 1.8 24.3 8
3 University of Oxford UK 32,354 51.6 16,695 2.0 27.5 28
4 University of Cambridge UK 32,900 49.8 16,384 1.9 26.7 27
5 University College London UK 33,610 46.4 15,595 1.9 28.0 26
6 Imperial College London UK 29,851 51.4 15,343 1.9 26.3 36
7 The University of BC CAN 29,569 43.7 12,922 1.7 21.7 38
8 University of Tokyo JPN 48,947 26.3 12,873 1.2 17.9 6
9 Johns Hopkins University US 41,399 29.8 12,337 2.1 30.1 10
10 University of California, Berkeley US 31,943 37.4 11,947 2.1 26.6 29
11 Swiss Federal Institute of Tech. CH 20,291 58.3 11,830 1.9 24.7 79
12 Catholic University of Leuven BEL 22,498 52.2 11,744 1.7 20.9 63
13 Stanford University US 37,885 29.5 11,176 2.3 29.1 19
14 University of California, LA US 37,994 29.3 11,132 2.1 28.9 17
15 National University of Singapore SGP 25,188 44.0 11,083 1.5 17.0 51
16 U. Pierre et Marie Curie, Paris 6 FRA 20,786 51.4 10,684 1.5 23.5 74
17 The University of Manchester UK 25,142 41.8 10,509 1.7 19.1 52
18 McGill University CAN 23,113 45.0 10,401 1.6 23.1 58
19 University of Michigan, AA US 41,059 25.3 10,388 2.0 25.6 12
20 University of Washington US 39,428 26.2 10,330 2.1 28.6 15
21 University of California, San D. US 31,165 32.6 10,160 2.1 29.3 31
22 Massachusetts Institute of Tech. US 29,172 34.6 10,094 2.4 26.9 40
23 University of Sydney AUS 24,709 40.5 10,007 1.5 18.7 53
24 University of Sao Paulo BRA 40,196 24.8 9,969 0.8 9.9 13
25 Columbia University US 33,902 29.0 9,832 2.1 27.9 25
26 University of Copenhagen DNK 17,582 53.8 9,459 1.6 24.2 111
27 Utrecht University NLD 22,630 41.3 9,346 1.8 26.0 61
28 University of Amsterdam NLD 21,134 43.0 9,088 1.8 24.9 70
29 University of Melbourne AUS 23,561 38.3 9,024 1.7 21.8 57
30 University of Alberta CAN 22,752 39.5 8,987 1.4 18.2 59
31 The University of Edinburgh UK 18,515 46.8 8,665 1.8 23.4 93
32 Cornell University US 28,921 29.9 8,647 1.8 25.5 41
33 The University of Queensland AUS 20,436 42.1 8,604 1.6 20.0 77
34 Karolinska Institute SWE 15,693 54.3 8,521 1.8 32.1 138
35 University of California, Davis US 28,015 30.3 8,489 1.7 23.5 44
36 Lund University SWE 15,713 53.8 8,454 1.6 22.9 137
37 University of Wisconsin US 31,789 26.3 8,361 1.8 24.2 30
38 Kyoto University JPN 34,813 24.0 8,355 1.2 17.9 22
39 Universitat Heidelberg GER 20,277 40.8 8,273 1.6 24.2 80
40 Ludwig-Maximilians, Munich GER 20,863 39.6 8,262 1.7 25.0 72
Source: Adapted from SCImago Institutions Rankings (SIR), 2011, based on Scopus (Elsevier) data for 2005–09
Notes: Normalised citation impact is relative to the world average, so a rating of 1.3 means the institution is cited 30 per cent more than average. Excellence
rate is the percentage of the institution’s output included within the 10 per cent most cited papers in their respective scientific fields. Global institution
rankings also include non-HE organisations, for example government, health or private research institutes.
Table 2.3: Top global institutions within HE sector for research produced through international collaboration (2005–09) (Scopus data)
2005–2009 (Scopus)
articles, 2005–2009
Normalised citation
impact (1 = global
in subject area)
Excellence rate
Total research
Total collab.
(% of total)
average)
(Scopus)
Country
Sector
Rank Organisation
2 Max Planck Gesellschaft Gov't GER 49,987 65.0 32,492 1.8 29.3 5
3 Russian Academy of Sciences Gov't RUS 88,907 35.0 31,117 0.5 5.9 3
4 Chinese Academy of Sciences Gov't CHN 144,269 21.5 31,018 0.9 11.3 1
6 National Institutes of Health United States Health US 46,819 35.3 16,527 2.3 40.1 7
7 Consiglio Nazionale delle Ricerche Gov't ITA 37,928 42.5 16,119 1.3 17.7 18
9 Commissariat a l'Energie Atomique Gov't FRA 19,935 51.1 10,187 1.5 19.6 83
10 Polish Academy of Sciences Gov't POL 20,274 48.9 9,914 0.9 11.1 81
11 Academy of Sciences of the Czech Republic Gov't CZE 18,163 52.9 9,608 1.1 14.1 101
13 Assistance Publique Hopitaux de Paris Health FRA 36,013 24.6 8,859 1.6 21.1 21
14 Istituto Nazionale di Fisica Nucleare Gov't ITA 13,437 59.3 7,968 1.3 12.9 188
15 National Academy of Sciences of Ukraine Gov't UKR 18,928 41.6 7,874 0.5 5.0 89
16 United States Department of Agriculture Gov't US 29,796 23.9 7,121 1.3 18.5 37
18 Hungarian Academy of Sciences Gov't HUN 11,565 54.8 6,338 1.0 14.4 237
19 Lawrence Berkeley National Laboratory Gov't US 11,104 55.4 6,152 2.1 27.1 245
20 Veterans Affairs Medical Centers Health US 36,902 16.3 6,015 2.0 30.6 20
Source: Adapted from SCImago Institutions Rankings (SIR), 2011, based on Scopus (Elsevier) data for 2005–09
Table 2.4: Top global institutions outside the HE sector for research produced through international collaboration (2005–09) (Scopus data)
Extending the analysis beyond the tertiary Globally, for instance, Harvard ranks Chinese Academies of Sciences. Between
sector, it becomes apparent that some only fifth on the overall list of research them, over the period 2005–09, these
of the largest volumes of internationally collaborations by volume, behind the four state institutes produced more
collaborative academic research involve French Centre National de la Recherché research articles through international
government-sponsored research institutes Scientifique (CNRS), the German Max collaboration than the top 13 US
in major countries. Planck Institutes, and the Russian and universities combined (see Table 2.4).
Significantly, rates of patent collaboration in Fig 2.9: Share of firms collaborating on innovation with higher education or government research
China remain well below the world average, institutions – large firms (2006–08)
indicating – as with its falling collaboration
rate in academic research – both a R and D activities in the UK being funded some of the highest rates of collaboration
confidence in domestic technological from overseas16 – the highest rate in the with university and government research
leadership and a number of practical OECD area, highlighting the UK’s strong institutions of any OECD nation (only behind
(e.g. language) and cultural barriers to reputation. In 2010, despite producing 14 Finland and Belgium between 2006 and
overseas partnering. Looking at specific per cent of the world’s most highly-cited 2008). But collaboration between larger
technologies within the Chinese market, the academic journal articles (second only to firms and universities is much lower than
key drivers of patent growth since 2000 the US)17, the UK managed to record just overseas competitors: just 25 per cent
have been digital communications and 2.2 per cent of global patent applications. between 2006 and 2008, compared with
telecoms engineering; there is also strong This is due in part to a smaller percentage almost 70 per cent in Finland and 40–50
growth in areas potentially better suited to of total research spending on business per cent in countries like Hungary, Sweden,
UK collaboration, such as biotechnology, enterprise activity than many other nations. Belgium and the Netherlands (see Fig 2.9
pharmaceuticals, medical technologies and In other words, the UK’s research tends to and Fig 2.10). These data imply a degree
materials chemistry. be more ‘fundamental’, considering basic of resistance among some of the higher-
The UK has a mixed track record at linking scientific principles, than commercially rated UK research institutions towards
its strong university and government R and applied. However, looking at overall rates commercial engagement, or at least barriers
D base to private innovation. The share of of collaborative activity within business to this engagement, and the recent Wilson
business-funded R and D in these sectors R and D, the UK is a leading international review of university-business collaboration
has halved since 1999 (to just five per cent), player. According to OECD data, UK firms (February 2012) suggested universities
ranking it far below competitors as diverse are highly likely to collaborate on innovation were ‘an under-used resource’ in attracting
as Germany, the Netherlands, Turkey, China, with other organisations, both at home and inward investment and generating research
Australia, Finland, Spain, South Korea and overseas. The data also show that the UK’s income from global companies.18
Canada. This is despite 23 per cent of all small and medium enterprises (SMEs) have
16
BIS (2011), ‘Innovation and Research Strategy for Growth’, (www.bis.gov.uk/assets/biscore/innovation/docs/i/11-1387-innovation-and-research-strategy-for-
growth.pdf)
17
Royal Society (2011), ‘Knowledge, Networks and Nations: Global scientific collaboration in the 21st century’ (http://royalsociety.org/uploadedFiles/Royal_
Society_Content/policy/publications/2011/4294976134.pdf)
18
Wilson, T (2012), ‘A review of business – University collaboration: www.wilsonreview.co.uk/review
Applicants from all countries are welcomed, although projects must clearly demonstrate their potential benefit to the European economy.
19
Notes: Normalised citation impact is relative to the world average, so a rating of 1.3 means the institution is cited 30 per cent more than average. Excellence
rate is the percentage of the institution’s output included within the 10 per cent most cited papers in their respective scientific fields. Global institution
rankings also include non-HE organisations, for example government, health or private research institutes.
Table 2.5: Top UK HE institutions for research produced through international collaboration (2005–09) (Scopus data)
Postgraduate researchers in UK
Country Total Share of Share of Concentration
• We have obtained data on the total postgraduate UK total overseas of researchers
number of postgraduate research researchers students vs students
students at UK institutions during the in UK in UK
2010–11 academic year, from Higher (2010 –11)
Education Statistics Agency (HESA). This
China 3,955 9.3% 12.9% 0.7
shows that the top sources of overseas
research students for the UK are China, US 2,840 6.6% 3.9% 1.7
the US, Germany, Italy and Saudi Arabia
Germany 2,480 5.8% 3.9% 1.5
(Table 2.6). Between them, these five
countries account for just over 30 per Italy 1,810 4.2% 1.7% 2.5
cent of the overseas total, including 9.3
Saudi Arabia 1,785 4.2% 1.4% 3.0
per cent from China.
• By comparing the share of overseas Greece 1,705 4.0% 3.3% 1.2
postgraduate researchers from each India 1,605 3.8% 9.4% 0.4
country with that country’s share
of overseas students (including Malaysia 1,435 3.4% 3.5% 1.0
undergraduates), we can build a picture Ireland 1,235 2.9% 4.2% 0.7
of where the UK’s academic research
links are proportionately the strongest. Nigeria 1,145 2.7% 4.0% 0.7
By dividing one share by the other (as Canada 1,085 2.5% 1.5% 1.7
in Table 2.6), we have calculated the
relative concentration of postgraduate Pakistan 1,020 2.4% 2.6% 0.9
researchers in the UK from each country. Iran 960 2.2% 0.8% 2.8
This analysis shows that the highest
concentrations of researchers relative France 920 2.2% 3.6% 0.6
to students (we have highlighted those Thailand 805 1.9% 1.3% 1.4
greater than two) are provided by Italy,
Saudi Arabia, Iran, Libya, Mexico, Iraq, Libya 780 1.8% 0.6% 3.0
Egypt and Kuwait. By contrast, countries Poland 690 1.6% 2.5% 0.6
with a relatively low concentration of
researchers relative to students include Spain 660 1.5% 1.6% 1.0
China, India, Ireland, Nigeria, France, Mexico 615 1.4% 0.4% 3.6
Poland, Cyprus and Japan.
Portugal 605 1.4% 0.8% 1.8
Cyprus 590 1.4% 2.9% 0.5
South Korea 550 1.3% 1.2% 1.1
Turkey 550 1.3% 0.7% 1.8
Iraq 475 1.1% 0.2% 5.6
Netherlands 470 1.1% 0.9% 1.2
Egypt 415 1.0% 0.4% 2.4
Kuwait 370 0.9% 0.4% 2.2
Australia 365 0.8% 0.5% 1.7
Jordan 325 0.8% 0.4% 1.9
Japan 325 0.8% 1.1% 0.7
United Arab Emirates 295 0.7% 0.7% 1.0
Source: HESA data, January 2012
Note: Taiwan and Hong Kong are excluded from the analysis because comparable student
data is unavailable
Demographic drivers
UK 3,679
By 2020, just four countries – India, China, Iraq 3,820
Other shortlisted
US and Indonesia – will account for over half France 4,031
Countries 50,736
of the world’s 18–22 population. A further Colombia 4,271
quarter of the world’s 18–22 population Thailand 4,745
in 2020 will come from Pakistan, Nigeria, South Africa 4,826
India 118,864
Brazil, Bangladesh, Ethiopia, Philippines, Kenya 5,007
Mexico, Egypt and Vietnam. The 50+ Iran 5,523
shortlisted countries considered in this Japan 5,832
study are projected to account for over 80 Turkey 6,312
per cent of the world’s 18–22 population in Russia 6,570
2020 (see Fig 3.1). Vietnam 6,589
Egypt 7,310
While China’s 18–22 population is forecast Mexico 10,302
to remain large at over 90 million in 2020,
Philippines 10,559
it is projected by the UN Population
Division to fall by over 20 million over the Ethiopia 10,816
next decade given the current number
Bangladesh 15,490
of 8–12 year-olds. As demographic China 91,177
forecasts are based on current population Brazil 16,725
levels of younger age groups, they
Nigeria 19,408
tend to be accurate (see Fig 3.2).
Pakistan 19,482 US 21,658
However, it is not only China that is Indonesia 20,336 000’s
projected to experience a fall in its tertiary
age population. With birth rates having Source: UN Population Division, Oxford Economics
fallen for a sustained period in (i) many
Fig 3.1: Global tertiary age (18–22) population (2020)
advanced economies (although there
have been some recent reversals which
are expected to be temporary), and (ii)
the nations of the Commonwealth of
Independent States, in many parts of the
world it will be the norm to see declining China
population numbers of tertiary age. The Russia
projected fall in the 18–22 age group in Iran
Russia is stark, which remains blighted by Vietnam
adverse demographics. The US and Brazil, Ukraine
however, are noteworthy for their relatively Nepal
stable demographic outlooks for 18–22 Bangladesh
year-olds (see Fig 3.3). Angola
The 18–22 age group populations in Kenya
Nigeria, India, Ethiopia, Philippines and Iraq
Pakistan are projected to grow by 3.9 Pakistan
million, 2.9 million, 1.9 million, 1.2 million Philippines
and 0.9 million respectively over the next Ethiopia
decade. Applying the current or higher India
tertiary enrolment ratio to this increase Nigeria
in 18–22 year-olds implies that these
-25,000 -20,000 -15,000 -10,000 -5,000 0 5,000 10,000
demographic projections will provide a
000’s
strong boost to tertiary demand, both
domestically and internationally.
Source: UN Population Division, Oxford Economics
Economic drivers
100
The importance of an economy’s average
economic wealth as a driver of future
tertiary education demand is clearly 90
illustrated by the correlation between PPP
GDP per capita and gross tertiary enrolment
80 US
ratios, as illustrated in Fig 3.4. Not only is
Germany
the relationship positive and statistically
South Korea
significant, but more importantly, at low 70 Brazil
PPP GDP per capita levels, gross tertiary
Russia
enrolment ratios tend to increase sharply
India
for relatively small increases in GDP per 60
China
capita (see Fig 3.4). In practice this is
likely to reflect rising household incomes,
50
growing middle classes, demand from
2002 2004 2006 2008 2010 2012 2014 2016 2018 2020
parents to provide their children with a
tertiary education, and a higher gradient Year
of skills demand from structurally changing
economies. It may also reflect an increased Source: UN Population Division, Oxford Economics
fiscal capacity of governments to fund and
expand access to tertiary education. Fig 3.3: Global tertiary age (18–22) population
With complete tertiary education data only annual average GDP growth above four per performance should not be significantly
available up to 2009, this may be too soon cent, twice the rate of growth forecast for affected unless there is an escalation of the
to observe the full impact from the global most European economies over the next Eurozone crisis, for example if countries
recession. Indeed the impact may have decade (see Fig 3.6). are forced to exit the single currency. It is
a long lag. One dimension where this is hard to envisage how a Eurozone break-
Eurozone economies in particular will
already highly evident is on public finances up scenario, given the extent of negative
be hampered by sluggish economic
and consequently public funding of the impact predicted, would not have a very
performance in the medium term. Despite
tertiary sector. noticeable effect on the global higher
Europe being a key export market for
education sector.
At global level, the recession pushed world many emerging economies, their growth
GDP growth into negative territory in 2009,
with world trade falling even further by
close to 10 per cent. Half of the shortlisted
50+ countries also went into recession % annual 000’s
during 2009, although importantly some 12% 3,800
of the major origin markets for mobile
outbound tertiary students – China, India, 3,600
8%
Bangladesh, Pakistan, Nigeria etc – still
3,400
posted positive, and in many cases, strong
rates of GDP growth in 2009. Despite 4%
3,200
the severity of the world recession, the
number of global mobile tertiary students 0% 3,000
increased in 2009, and across all but a 2002 2003 2004 2005 2006 2007 2008 2009
small number of the shortlisted countries, 2,800
-4%
including those that suffered significant
sharp drops in output. This suggests GDP growth (LHS axis) 2,600
that at least in the short term, the world -8% World trade growth (LHS axis)
Mobile tertiary students (RHS axis) 2,400
recession has not significantly impacted
international tertiary flows (see Fig 3.5). -12% 2,200
This may be linked to the fact that certain
demographic groups were more negatively
affected by the recession, including low
Source: OECD, Oxford Economics
income households who are less likely to
fund their children to study overseas. But, Fig 3.5: Global mobile tertiary students and global GDP and trade (2002–09)
like many aspects of the world recession,
the fallout could be long-lived and impacts
could yet be felt on the global tertiary
% annual
education sector in years to come.
15
Returning to the long-term economic Forecast
growth outlooks for the shortlisted
countries, the key message is the continued 10
strong growth forecast for many of the
emerging economies, which also performed
strongly in the 2000s.
5
Despite important downside risks – notably
a ‘hard landing’ in China stemming from
financial sector imbalances and an over- 0
inflated property sector, which would have 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020
significant knock-on effects throughout the
region – both China and India are forecast Greece Nigeria
-5
Italy Indonesia
to continue to be at the top of global growth
Spain India
league tables. China
Following closely behind are economies -10
such as Angola, Vietnam, Bangladesh,
Sri Lanka, Indonesia, Nigeria, Pakistan, Source: Haver Analytics, Oxford Economics
Malaysia and Brazil. Each has forecast
Fig 3.6: Selected country GDP growth
15,000
10,000
5,000
0
2002 2004 2006 2008 2010 2012 2014 2016 2018 2020
Tertiary enrolments
Ethiopia
Kenya
Driven by both economic (PPP GDP per Pakistan
capita) and trend forecasts, gross tertiary Angola 2009
Botswana
enrolment ratios are forecast to rise across Nepal
2020
Ghana
all shortlisted countries (see Fig 4.1).20 The Uzbekistan
Bangladesh
scope for tertiary enrolment ratio growth is Sri Lanka
more limited among countries with already Nigeria
Morocco
high enrolment ratios. Instead the greatest Zimbabwe
India
potential for tertiary enrolment ratio growth Trinidad and Tobago
Vietnam
is with countries with low- to mid-current Indonesia
enrolment ratios and strong economic Iraq
China
growth outlooks. South Africa
Mauritius
Mexico
The forecasts for tertiary enrolment ratios Philippines
for some countries might be considered Egypt
Saudi Arabia
conservative as the ranking of countries UAE
Brazil
remains largely unchanged and large Malaysia
gaps are still expected to exist between Iran
Colombia
tertiary enrolment ratios in advanced Kazakhstan
Jordan
economies and emerging and developing Turkey
Thailand
economies. For example, China’s gross Switzerland
tertiary enrolment ratio is forecast to rise Germany
France
to 38 per cent from 24 per cent and India’s Hong Kong
Japan
from 16 per cent to 23 per cent. That said, UK
Israel
the improvements in tertiary enrolment Canada
ratios are non-trivial and look plausible on Ireland
Romania
the basis of past trends, and are predicated Singapore
Italy
on the assumption of no major shift in Poland
education policy. Spain
Russia
Belarus
In addition, if it was believed that tertiary Australia
Venezuela
enrolment ratio forecasts should be Ukraine
stronger, a key question is whether the Greece
US
future skill needs of economies would South Korea
justify the need for such a strong uplift in -20% 0% 20% 40% 60% 80% 100% 120%
tertiary graduates. Tertiary enrolment level
forecasts are the product of forecasts for Source: UNESCO, Oxford Economics
tertiary enrolment ratios and the 18–22 age
group population. The twin effect of both Fig 4.1: Global gross tertiary enrolment ratio (2009 and 2020)
helps to explain future growth in tertiary
enrolments. For all shortlisted countries and demographic trends no longer as underlying assumptions – a one per cent
combined, total tertiary enrolments are favourable, e.g. in China and Russia. increase in China’s tertiary enrolment ratio
forecast to grow by 21 million between would result in an extra one million tertiary
China and India dominated global growth
2011 and 2020, or 1.4 per cent per annum enrolments per year.
in tertiary enrolments between 2002
on average. This compares to global
and 2009, accounting for 26 million of Following China and India, other emerging
tertiary enrolment growth of five per cent
the overall increase of 55 million. Their economies with significant forecast growth
per annum in the previous two decades
combined forecast growth for the period in tertiary enrolments over the next decade
(and almost six per cent for the shortlisted
2011–20 is down to 12 million, with growth include: Brazil (+2.6 million), Indonesia (+2.3
countries between 2002 and 2009). Thus
in tertiary enrolments in China falling from million), Nigeria (+1.4 million), Philippines
a significant slowdown in growth rates of
17 million to five million. India’s tertiary (+0.7 million), Bangladesh (+0.7 million),
tertiary enrolments is predicted across
enrolment growth in absolute terms is Turkey (+0.7 million) and Ethiopia (+0.6
the shortlisted countries. This in some
forecast to outpace China’s growth between million) (see Fig 4.3).
ways should be expected with the sector
now and 2020. However, it should be
maturing or slowing in some markets,
noted that forecasts are highly sensitive to
Except for Greece which already had a high enrolment ratio in 2009, and has on average the weakest economic growth outlook across the
20
shortlisted countries.
Fig 4.5: Global outbound mobile tertiary students by origin market (2020)
Japan and Germany are forecast to have Fig 4.8: Global inbound mobile tertiary students by destination market growth (2011–20)
fewer inbound students in 2020 compared
to today. This reflects forecast outbound of outbound mobile students from key from China and a decline of approximately
growth in their key origin markets and their origin markets and the destination patterns 15,000 from European countries. Of course
change in market shares of these countries. of students from these origin markets. the key challenge with regard to the UK
For example, Japan is forecast to attract inbound tertiary student outlook is student
Origin market destinations are forecast on
fewer Chinese students compared to today, visa reform which could/will provide a
the basis of current patterns and trends,
despite total Chinese outbound students barrier against realising this inbound
plus forecast trends in bilateral trade. For
growing. Germany is vulnerable to declining student mobility opportunity, leading to an
European origin markets to the UK, there is
demographic trends in countries such as overspill of demand to rival markets such
also a specific adjustment to account for the
Poland and the Ukraine. as Australia and Canada, and potentially
effect of the increase in tuition fees. This is
also to China, Malaysia and Singapore.
However, in the case of Germany, plus other not expected to impact significantly on non-
European countries such as Switzerland and European origin markets where overseas Australia’s growth in inbound tertiary
the Netherlands, inbound forecasts may students are already charged much higher students of 51,000 is largely forecast to
be underestimated since they do not fully fees in the UK than domestic students. come from China, India, Malaysia, Nepal
account for the emerging trend towards and Saudi Arabia, with only students from
While the forecast growth in inbound
postgraduate course provision in English. Singapore forecast to fall to any significant
tertiary students to the UK may be
Combined with changing fee environments degree. Unlike the UK, Australia is much
surprising given the impact of tuition
in key tertiary markets such as the UK, less exposed to any drop-off in mainland
fees on inbound students from Europe,
this may serve to increase intra-European European outbound students.
it is largely driven by the UK’s high and
student mobility over the next decade. This
expected growing market share of forecast For this study we consulted with a small
could possibly widen the attractiveness
fast-growing origin markets in 2009: India number of senior officials from highly
of these markets to fast-growing English-
(16 per cent), Nigeria (42 per cent), Malaysia internationalised UK universities. These
speaking emerging markets such as India
(22 per cent), Pakistan (26 per cent), individuals identified Canada and Australia
and Nigeria.
Saudi Arabia (15 per cent) and Sri Lanka as key rivals to the UK for inbound student
Inbound mobility ratios for the US, Japan, (18 per cent). The UK’s 28,000 growth in mobility – a fact evident from the strong
Germany and France are forecast to be inbound students between 2011 and 2020 inbound forecast for these two markets.
relatively flat over the next decade, but is expected to come from: India (20,000), Both of these countries are said to offer
rise for Australia, UK and Canada. The Nigeria (14,100), Pakistan (5,200), Malaysia liberal post-study employment regulations
change in inbound mobile student flows for (2,700), UAE (1,700) and Bangladesh (1,500), that the UK cannot currently match.
destination markets is driven by the volume more than offsetting a decline of 7,300
Transnational education (TNE) A good case study of additional social and where many new projects are ongoing;
institutional barriers to TNE is provided a steady but increasingly significant rise in
Drivers and barriers by Pakistan. With a low but rapidly rising ‘South-South’ projects, both originating in
To identify future opportunities for TNE, tertiary enrolment base (from around and hosted by an emerging nation; and a
whether through joint or independent 100,000 students per year in 2000 to more trend towards niche specialism and single-
initiatives, a number of key drivers need than one million today), a large volume of discipline course provision, almost certainly
to be considered. These include the unmet student demand and close social driven by a desire to minimise financial and
total number (and growth rate) of tertiary and historical links with the UK, the country reputational risk.
enrolments, student mobility rates and a might be considered to offer significant
variety of practical barriers, from language opportunity for UK-delivered TNE. But low Strategic decisions
issues to the legal and political framework levels of proficiency in written English mean Future trends will in part reflect national
in the potential host country. The stage of that many prospective Pakistani students and institutional strategies. A number of
development in existing markets also needs would struggle, in practice, with a degree emerging market destinations have actively
to be considered – a country like Malaysia, course as delivered in the UK. Furthermore, sought to attract inward investment in the
for example, is a more mature TNE market rising domestic tertiary demand in Pakistan tertiary sector by branding themselves
than one such as Indonesia. is being absorbed in part by fast growth as education hubs or similar. The primary
in licensed private sector universities, purpose behind these initiatives is usually
In total volume terms, the leading countries whose quality and regulation is the subject to stimulate economic development
for recent growth in tertiary enrolments of some concern.21 This means that UK and business growth, with universities
(defined here as growth over the decade higher education institution entrants may rightly seen as key drivers of skills and
1999 to 2009, since this is the most risk engaging in a ‘race to the bottom’ by technological progress.
recent year for which data are available reducing quality standards and costs to
consistently), are largely the familiar In Malaysia, a development known as
compete in the local market.
players: China – growth of a remarkable ‘Iskandar EduCity’ has recently attracted
23.2 million students over the decade, from Programme types Newcastle University’s medical school,
6.5 million to 29.7 million; India – growth to be joined by an engineering campus
TNE covers a range of programme types.
of around 10 million students, to 19.1 from the University of Southampton
Recent survey evidence from the Institute
million; the US (growth of 5.4 million), Brazil in 2012. The UAE has established a
of International Education (IIE)22 suggests
(four million) and Russia (3.6 million), also number of separate projects, such as
that a majority of global institutions have
based in part on large total populations; Dubai’s Health Care City and Media City.
plans to expand their offering of joint and/
and other emerging economies such as Across the Gulf, Qatar Education City is
or double degree courses; the US, China,
Iran (2.1 million), Indonesia (two million), another major project actively seeking
India, France and Germany were among
Turkey (1.5 million), Ukraine (1.1 million), higher education investment from
the most desirable partner countries for
Malaysia, Pakistan and Nigeria (one million overseas, but to date it has focused on
survey respondents, and there is some
each), Vietnam (980,000) and Mexico attracting high quality US universities.
evidence that activity is rising in smaller,
and Bangladesh (880,000 each). less developed countries. At an institutional level, New York University
However, identification of TNE opportunities (NYU) has one of the most ambitious
To date, franchising and validations have
should include consideration of a range internationalisation strategies of any
been most popular in markets such as
of quality issues and practical barriers. university in the world. These have already
Malaysia, Singapore and Hong Kong. In
For example, there is a significant TNE delivered ‘study-abroad sites’ across six
future, it is known from our consultations
opportunity in countries such as Pakistan, continents, among which are Accra, Buenos
that institutions are looking at volume
Nigeria, Indonesia and Vietnam (and also Aires, London and Prague. Some 60 per
markets such as Indonesia and Vietnam,
a significant inbound student mobility cent of the institution’s students spend a
and attempting to overcome legal and
opportunity), but a combination of security semester abroad. In September 2010, NYU
institutional barriers in the largest emerging
issues, legislative barriers and the mixed opened a facility in Abu Dhabi. Future TNE
markets of China and India.
quality of written and statistical proficiency provision will be driven to a significant
among local students serve to limit these Three obvious global growth trends are extent by individual and organisational
at present. Security issues also provide a evident from the new data on international decisions to invest or commit to another
barrier to investment in countries such as branch campuses:23 a shift in host country country – one of several factors that cannot
Nigeria and Pakistan, while corruption is a emphasis from the Middle East to the Far easily be predicted.
concern in Vietnam. East, particularly China and Singapore,
21
Information from online article by Murtaza Haider (PhD), Associate Dean of research and graduate programs, Rogers School of Management, Toronto. Article
can be viewed at: www.dawn.com/2012/02/01/the-dos-and-donts-of-higher-education-abroad.html
22
IIE (2011), ‘Joint and Double Degree Programs in the Global Context’ (www.iie.org/Research-and-Publications/Publications-and-Reports/IIE-Bookstore/Joint-
Degree-Survey-Report-2011)
23
The Observatory on Borderless Higher Education (2012), ‘International branch campuses: data and developments’ (www.obhe.ac.uk/documents/view_
details?id=894)
Royal Society (2011), ‘Knowledge, Networks and Nations: Global scientific collaboration in the 21st century’
24
(http://royalsociety.org/uploadedFiles/Royal_Society_Content/policy/publications/2011/4294976134.pdf)
2005–2009 (Scopus)
articles, 2005–2009
Normalised citation
impact (1 = global
in subject area)
Excellence rate
Total research
Total collab.
(% of total)
China rank
average)
(Scopus)
Organisation Sector
1 Chinese Academy of Sciences Government 144,269 21.5 31,018 0.9 11.3 1
2 Tsinghua University HE 41,197 18.6 7,663 0.8 6.6 11
3 Peking University HE 28,119 24.3 6,833 1.0 12.5 43
4 Zhejiang University HE 40,140 15.7 6,302 0.7 7.4 14
5 Shanghai Jiao Tong University HE 34,484 14.5 5,000 0.7 6.5 23
6 Fudan University HE 18,341 24.0 4,402 0.9 11.4 98
7 Sun Yat-Sen University HE 14,470 22.4 3,241 0.8 9.9 162
8 Nanjing University HE 15,247 20.3 3,095 0.9 11.3 147
9 Huazhong U. of Science and Tech. HE 26,035 11.5 2,994 0.5 3.7 50
10 Harbin Institute of Technology HE 27,509 10.4 2,861 0.6 3.1 45
11 Shandong University HE 15,520 16.9 2,623 0.7 6.4 143
12 Xi'an Jiaotong University HE 18,537 12.5 2,317 0.6 4.0 92
13 Wuhan University HE 18,284 12.3 2,249 0.6 6.2 99
14 Dalian University of Technology HE 15,919 12.8 2,038 0.7 4.9 133
15 Tongji University HE 16,263 12.4 2,017 0.6 3.6 126
16 Ministry of Education of PRC Government 15,254 13.2 2,014 0.8 5.3 146
17 Beijing Normal University HE 8,086 24.9 2,013 0.7 7.3 362
18 Jilin University HE 17,342 11.3 1,960 0.6 6.6 113
19 Southeast University, Nanjing HE 14,593 13.2 1,926 0.7 4.1 157
20 Sichuan University HE 17,730 10.4 1,844 0.6 5.3 108
21 Central South University HE 15,718 11.2 1,760 0.6 4.0 136
22 Nankai University HE 9,490 18.5 1,756 0.9 11.5 296
23 Tianjin University HE 16,666 9.9 1,650 0.5 4.0 121
24 South China University of Technology HE 13,385 11.9 1,593 0.6 3.8 190
25 BeiHang University HE 14,682 8.4 1,233 0.5 1.9 155
26 Northeastern University, China HE 12,340 9.9 1,222 0.5 1.9 210
27 U. of Electronic Science and Tech. HE 10,950 11.0 1,205 0.6 2.5 248
28 Shanghai University HE 8,653 13.7 1,185 0.7 5.3 334
29 Chongqing University HE 8,787 11.9 1,046 0.5 2.7 328
30 Beijing Jiaotong University HE 8,480 11.8 1,001 0.5 1.8 343
31 Hunan University HE 8,510 11.7 996 0.7 6.9 341
32 Beijing Institute of Technology HE 12,051 7.7 928 0.4 2.2 218
33 Northwestern Polytechnical University HE 12,780 6.8 869 0.4 1.7 200
34 U. of Science and Technology Beijing HE 9,556 9.0 860 0.5 2.2 294
35 Beijing U. of Posts and Telecoms HE 8,814 9.1 802 0.4 1.3 326
36 Nanjing U. of Aero/Astronautics HE 9,215 6.9 636 0.6 2.3 308
37 Xidian University HE 9,036 6.8 614 0.5 2.1 317
38 Wuhan University of Technology HE 8,105 7.2 584 0.4 2.8 358
39 China University of Petroleum HE 7,469 6.3 471 0.4 1.9 399
40 National U. of Defense Technology HE 9,762 4.8 469 0.4 1.2 282
Source: Adapted from SCImago Institutions Rankings (SIR), 2011, based on Scopus (Elsevier) data for 2005–2009
Table 4.2: Top Chinese research institutions (HE and government) for international collaboration (2005–09) (Scopus data)
nd
ce
da
ly
Sw a
en
UK
US
s
nd
er
Singapore, the Netherlands and Israel. For
an
in
re
pa
Ita
an
na
ed
la
Ch
th
Ko
m
la
Ja
er
Fr
Ca
O
er
er
itz
h
th
G
ut
Sw
Index 2011 – a comprehensive review of
Ne
So
national innovation performance – the top
ranked countries in 2011 were Switzerland, Source: World Intellectual Property Organisation, Statistics Database, extracted January 2012
Sweden and Singapore, with the US in
seventh place and the UK tenth. China Fig 4.9: Global market share and growth in average PCT (international) patent filings (2007–11
versus 2000–04)
currently ranks only 29th globally – though
it is the best performing lower income
country and its position has risen from 37th Besides confirming Japan as a central These are a useful proxy for the cross-
in the same index in 2008. player in technological development border flows of technology and innovation,
aimed at overseas commercial since they reflect technologies ready for
Looking at international patent filings application, this analysis also reveals production, not merely R and D spending.
(under the Patent Cooperation Treaty that China, despite starting from a long Ireland’s top ranking is driven in part
[PCT] system), a useful proxy for the way behind its more developed rivals, by the high share of foreign affiliates
internationalisation of technological is quickly growing its expertise. within its business base, but this group of
development in a particular country, economically successful countries is clearly
it is evident that global growth between Finally, countries with the highest rate of
adept at managing innovation internationally
the first and second halves of the ‘technology flows’ (defined as the average
– in part necessitated by their relatively
decade 2000–10 was driven by just a of technological payments and receipts)
small size.
few countries, including Japan, China, as a percentage of overall GDP, again
the US and South Korea25 (see Fig 4.9). include Ireland, the Netherlands, Finland,
Switzerland, Sweden and Israel.
To calculate this measure, we averaged total PCT filings in each country between 2000–04 and 2007–11, to adjust for annual volatility. We then calculated
25
each country’s individual contribution to the total global growth between the two averaged periods – which was around 48,000 applications, or 43 per cent.
26
Ministry of Higher Education, Malaysia, see Project Atlas: www.iie.org/Services/Project-Atlas/Malaysia
27
China Scholarship Council, see Project Atlas: www.iie.org/Services/Project-Atlas/China
28
Chien, Chiao-Ling (2012), Opportunities for global engagement and the role of UNESCO-UIS, British Council Going Global Conference, London.
29
http://ihe.britishcouncil.org/going-global
altering the landscape of internationalisation globalisation of internationalisation identify schemes, most of which are at national
and that there is a shift from the ‘western eight priorities, the first of which is the ‘need level, will support this development.
concept’ of internationalisation. The concept to learn from other non-western national The British Council supports the
of internationalisation is certainly becoming and cultural contexts – to understand recommendation from the Royal Society33
wider, however, there is also a shift in the the full extent of internationalisation as a that national funding schemes should
debate from preoccupation with student phenomenon and what we can learn from accommodate international research
recruitment to broader collaborations in each other in order to benefit students, collaboration and, where appropriate,
teaching and research. The latter also employers and nations.’ supranational funding bodies (in addition
became a focal point in the debate at to EU funding schemes) may be needed
Going Global 2012 on ‘re-thinking Drawing on the discussion above, these to support research addressing global
internationalisation’, initiated by the are some of the areas that need a further problems (similar to the Belmont
International Association of Universities, exploration: forum)34. In addition, systematic data
where ethical considerations of the on trends and patterns in international
consequences of internationalisation 1 The growing variety of TNE provision academic research collaborations are
were discussed.30 globally needs further research in order needed in order to remove barriers
to arrive at rigorous analysis and and create supporting environments.
The concept of equality between forecasts. The current definitions used to
3 Drawing on the increasing inter-
international partners is also noted by describe TNE no longer capture fully TNE
connectedness and interactions among
establishment of the first Sino-Foreign activities of higher education institutions.
education systems globally, further
University, which was set up in 2006 by the Incomplete definitions lead to incomplete
research is needed to better understand
University of Liverpool and Xi’an Jiaotong data sets on TNE. In addition, this is
the real impact of internationalisation on
University. A similar model was used with aggravated by lack of both nationally and
students (those studying home, abroad
the setting up of the New York University globally available data on TNE. Different
and those undertaking TNE programmes
Shanghai – an independent institution set countries’ national statistics, such as the
either at home or in another country),
up by the New York University and the East UK, Australia and Ireland, collect these
faculty staff, higher education institutions
China Normal University. data whilst other big players in TNE, such
and at country/region level.
as the US, do not. Given the growth
Given the projected growth in off-shore expected in TNE, systematic data
Implications
operations, the regulatory environments collection at national and pan-national
can be complex and restrictive. The largest level is required. UNESCO and OECD will Higher education leadership has not been
tertiary education countries in the world – be ideally placed to carry out this role. studied in this research and as such it is
China, India and Brazil – have perhaps the 2 The Royal Society study on Global difficult to judge whether existing models will
most restrictive regulatory frameworks for Knowledge Networks laid excellent accommodate the increasing exposure of
foreign providers. While some countries are foundations of what research into universities’ business to internationalisation
still cautious how much freedom foreign international research collaborations in terms of research and teaching. Many
education providers should be granted, should look into. Further bibliometric western institutions already have a high
the only way into a country is often in analysis is needed to establish the rate proportion of international students and staff.
partnership with a local institution, as is the of countries’ participation in bilateral, However, increasing education provision
case in Indonesia. Gore (2012)31 argues that trilateral and multilateral research outside the national borders and the growing
‘a foreign partner is often crucial to bridge collaboration and their respective growth internationalisation of research output
this learning gap.’ rates. The Royal Society suggests that may require adjustments in the institutions’
the higher the number of countries leadership in order to better respond to
Further research is needed to establish collaborating on a particular research, changes the next decade presents and
whether there is a paradigm shift the higher the respective citation impact. to allow greater flexibility when engaging
taking place in the Western concept of As such, there can be a speculative with student and academic faculties from a
internationalisation of education in the assumption that multilateral research wider range of countries. Some universities,
context of rapid evolutionary development collaborations will increase significantly including those that already have highly
in the higher education sector globally. in future. However, what is not clear is international student and academic bodies
Jones and De Wit32 (2012) in their paper on how much the current research funding and a high rate of international research
30
International Association of Universities (2012), ‘Affirming Academic Values in Internationalization of Higher Education: A Call for Action’, www.iau-aiu.net/sites/
all/files/Affirming_Academic_Values_in_Internationalization_of_Higher_Education.pdf
31
Gore, Tim (2012), Higher Education Across Borders: models of engagement and lessons from corporate strategy, The Observatory on Borderless Higher
Education Report, April. www.obhe.ac.uk/documents/view_details?id=895
32
Jones, E. and H. de Wit (2012), Globalization of internationalization: thematic and regional reflections on a traditional concept, mimeo.
33
Royal Society (2011), ‘Knowledge, Networks and Nations: Global scientific collaboration in the 21st century’ (http://royalsociety.org/uploadedFiles/Royal_
Society_Content/policy/publications/2011/4294976134.pdf) page 9.
34
http://igfagcr.org/index.php/about-us
Royal Society (2011), ‘Knowledge, Networks and Nations: Global scientific collaboration in the 21st century’ (http://royalsociety.org/uploadedFiles/Royal_
35
Society_Content/policy/publications/2011/4294976134.pdf)
• Largest outbound mobile student flows by • Largest outbound mobile student flows by
origin (2009): China (568k), India (211k), South origin (2020): China (585k), India (296k), South
Korea (127k), Germany (105k), Turkey (72k), France Korea (134k), Germany (100k), Turkey (84k),
(68k), Kazakhstan (67k), Russia (62k), Malaysia (58k). Malaysia (82k), Nigeria (67k).
• Fastest growing (absolute) outbound mobile • Fastest growing (absolute) outbound mobile
student flows (2002–09): China (386k) and India student flows (next decade): India (71k), Nigeria
(123k). Also Germany (48k), South Korea (44k), (30k), Malaysia (22k), Nepal (17k), Pakistan (17k),
Vietnam (43k), Saudi Arabia (40k), Russia (36k), Saudi Arabia (16k), Turkey (13k).
Nigeria (25k), Turkey (24k). • Largest inbound mobile student flows by
• Highest outbound student mobility ratios destination (2020): US (582k), UK (331k), Australia
(2009): Botswana (49%), Trinidad & Tobago (32%), (277k), Canada (176k), Germany (155k) – China,
Mauritius (29%), Zimbabwe (13%), Hong Kong Malaysia are also likely to feature here.
(13%), Angola (11%), Singapore (10%), Ireland (10%), • Fastest growing (absolute) inbound mobile
Morocco (10%), Sri Lanka (10%), UAE (7%) (though student flows (next decade): Australia (51k),
several of these are low-volume countries). UK (28k), US (27k), Canada (23k) – again China will
• Largest inbound mobile student flows by surely feature here.
destination (2009): US (661k), UK (369k), Australia • Major bilateral mobile student flows (2020):
(258k), Germany (257k), France (249k), Canada India to US (118k), China to US (101k), China to
(190k), Russia (136k) and Japan (132k). UNESCO Australia (93k), South Korea to US (81k), China to
figure for inbound mobile student flows to China Japan (64k), India to UK (59k) – flows to China and
in 2010 is 72k but estimate from Project ATLAS is possibly India also.
much higher at 265k (main student origin countries
are South Korea, Japan, US, Thailand and Vietnam). • Fastest growing (absolute) bilateral mobile
UNESCO figure for inbound mobile student flows to student flows (next decade): India to UK (20k),
Malaysia in 2009 is 58k but estimate from Project India to US (19k), China to Australia (17k), Nigeria
International
ATLAS is again higher at 87k. The variations are to UK (14k), India to Australia (11k) – flows to China
student mobility
mainly because of non-degree students in Project also, and possibly India also.
Atlas data. • Fastest declining (absolute) bilateral mobile
• Fastest growing (absolute) inbound mobile student flows (next decade): China to Japan
student flows (2004–09): Australia (91k), US (-14k), Japan to US (-8k), China to US (-8k), China to
(88k), UK (63k), Russia (60k), and Canada (57k). Also UK (-7k), Kazakhstan to Russia (-5k), Greece to UK
strong growth in inbound mobile student flows to (-4k) – the impact of China’s aggressive pursuit of
China, Malaysia and possibly other countries where international students could well lead to some well-
data are not well reported, e.g. in Gulf States. established bilateral flows declining.
• Largest tertiary enrolment levels: China • Largest tertiary enrolment levels (2020): China
(29.6m), US (19.4m), India (19.1m), Russia (9.4m), (37.4m), India (27.8m), US (20.0m), Brazil (9.2m),
Brazil (6.1m), Indonesia (4.9m), Japan (3.9m), Iran Indonesia (7.7m), Russia (6.3m), Japan (3.8m), Turkey
(3.4m), South Korea (3.3m), Turkey (3.0m). (3.8m), Iran (3.8m), Nigeria (3.6m).
• Fastest growing (absolute) tertiary enrolment • Fastest growing (absolute) tertiary enrolment
growth (last decade): China (17.3m) and India growth (next decade): India (7.1m), China (5.1m),
(8.2m). Also US (3.2m), Brazil (2.5m), Iran (1.8m), Brazil (2.6m), Indonesia (2.3m), Nigeria (1.4m),
Size and growth
Indonesia (1.7m), Russia (1.4m), Turkey (1.3m), Philippines (0.7m), Bangladesh (0.7m), Turkey(0.7m),
of domestic
Vietnam (1.0m), Nigeria (0.8m), Bangladesh (0.7m), Ethiopia (0.6m) – growth in certain markets could
tertiary education
Pakistan (0.7m). be larger still if ambitious international student
systems
recruitment targets are met.
• Largest falls in outbound mobile students
(next decade): Japan (-10k), Greece (-10k), Poland
(-8k), Singapore (-6k), Russia (-6k), Germany (-2k) –
China is one to watch here given its demographic
outlook and ambitious domestic tertiary sector
expansion plans.
• China, South Asia, Middle East, South East Asia, • Dual and joint degrees: China, US, France,
Latin America, Turkey, Nigeria. India, Germany.
• Franchising and validation: Asia, Latin America,
TNE possibly Africa (Nigeria).
• Branch campuses: Far East, possibly Middle East
• Online: Gulf countries, Asia, possibly Scandinavia.
• Large companies: growth in collaboration opportunities with multinationals; large US, European, Chinese,
Indian and Latin American companies; niche opportunities in research and technology-intensive countries
e.g. Israel, Switzerland, learn from approach in Nordic countries and the Netherlands. Opportunities in
countries with high tertiary sector-large firm innovation collaboration rates (e.g. Finland, Sweden) and
unexploited opportunities in countries with low tertiary sector-large firm innovation collaboration rates
(e.g. Brazil, UK, Spain, Italy).
Business
international • Smaller companies: further growth opportunities in SME collaboration rates for R and D, focused on niche,
research high-value technology areas and/or links into multinational supply chains. Opportunities in countries with high
collaboration tertiary sector-SME innovation collaboration rates (e.g. Finland, Belgium, UK) and unexploited opportunities in
countries with low tertiary sector-SME innovation collaboration rates (e.g. Brazil, Italy).
• Leading countries in internationally-filed patent application: Japan, US, South Korea and in volume
terms, China and India.
• Innovation: Ongoing promotion of open innovation models, with fluid collaboration between business and
the higher education sector.
• Significant catch-up potential in tertiary enrolment • Rapid expansion of tertiary education capacity in
rates even beyond 2020 – tertiary enrolment rates traditional outbound markets (contributing to falling
could rise faster than forecast. outbound mobility ratios).
• Continued strong economic growth and rising • Ambitious plans in traditional origin markets to
household incomes forecast for many emergers. attract inbound students (and reduce ‘net’ outflows)
• Continued globalisation and trade which is linked – threat to traditional inbound markets.
to student mobility, particularly as economies • Future excess tertiary capacity in certain countries,
rebalance. e.g. Japan, Germany, may shift greater attention to
• Rising gradient of skill demand across economies attracting inbound students.
– economies will need more tertiary level graduates. • Gap in teaching standards and institutional quality
International • Gap in teaching standards and disparities in falling (partly linked to emergers attracting overseas
student mobility institutional quality and reputations between main teaching staff) – countries such as Malaysia
origin and destination countries are still large. evolving to a new phase away from international
student mobility to TNE.
• English still the key language for global business
(important for current dominant inbound markets) • Challenging economic environment in certain
and increasing postgraduate provision taught in markets (particularly Europe), affecting household
English in Europe (this would be a threat for the UK). incomes.
• South Asia the new South East Asia. • China economy refocusing growth from exports to
domestic demand.
• Rising tuition fees in some markets – e.g. UK –
linked to fiscal austerity (although this could be an
opportunity for other markets).
Source: OECD, UNESCO, Oxford Economics Note: *includes shortlisted countries only
Table A1: Tertiary outbound and inbound mobility ratios by origin and destination market (2009 and 2020)
36
Defined as programmes involving a jointly developed curriculum and physical study at two (or more) partner HEIs in different countries, the only difference
being the issue of a single degree certificate (joint degree) or separate certificates for each institution (dual/double degree) upon graduation.
37
Institute for International Education, ‘Joint and Double Degree Programs in the Global Context: Report on an International Survey’, September 2011.
ar
ia
da
UK
popular source (responsible for 78
iu
or
in
di
UA
n
s
at
na
Ko
ay
rit
Ch
In
ap
campuses worldwide).
Ca
au
al
ng
ng
Ho
Si
• Nottingham: Nottingham University’s senior management is pleased with the growth of its Malaysian branch campus. In the past five
years, it has grown from 950 to 4,000 students, and the plan is to increase numbers by between 300 and 400 each year. Nottingham
aims to do this largely by introducing new subjects: almost half of current students are studying engineering, pharmacy or business.
Overall, some 40 per cent of Nottingham’s students in Malaysia are from outside the country. The market for students from India has
always been strong, with large numbers also applying from Pakistan, Sri Lanka, and Bangladesh. There is also potential in the Middle
East, and applications from China and Vietnam remain strong. Nottingham’s Malaysian campus has the benefit that it can apply for
funding from more than one region – it is seen as both a UK and Asian institution. UK branch campuses rely almost entirely on tuition
fees, and Nottingham’s Malaysian campus is 98 per cent funded in this way.
Source: ‘British universities overseas: it’s about more than just a piece of paper’, The Guardian, 1 August 2011
• Manchester: Manchester Business School (MBS) has become the first UK institution to open a campus in the US, aiming to tap into
increasing demand for global education from American executives. Launched in Miami in late 2010, MBS is the first British institution
accredited to teach business in the US. The MBA programme, which initially took 30 students and aims to serve 600 by 2013, is
delivered in person by existing MBS faculty, and also incorporates a centre previously opened in Jamaica in 2000. Strong links are
being built with emerging markets in Latin America, but the aim of the Miami campus is primarily to fill a gap in the US market for
global MBA education, with no highly-rated business schools operating in Florida, and many top US schools further afield charging
$100,000 or more in course fees (compared to $30–60,000 at MBS). The school’s international expansion, which now covers eight
centres from Shanghai to Sao Paulo, was a key factor in turning a significant financial deficit into a £4 million annual surplus by 2010.
Source: Partly adapted from ‘Manchester hopes to make waves in Miami’, Financial Times, 6 September 2010
• Liverpool: University of Liverpool has demonstrated another successful model of TNE in China. In 2006, University of Liverpool and
Xi’an Jiaotong University established the first independent Sino-Foreign University: Xi’an Jiaotong-Liverpool University (XJTLU). The
new university, which has its own degree awarding powers, recruits around 5,000 students.
TNE 3,500
Change tertiary enrolments (2011–2020, 000’s)
1,500
1,000 Colombia
US
Venezuela Mexico
500
Australia
-5 Canada 0 Trinidad
5 10 15
and Tobago
-500
-1,000
Outbound Mobility
Europe
TNE 1,500
Change tertiary enrolments (2011–2020, 000’s)
1,000
Turkey
Belarus Italy
500
Spain France
Romania
Greece
-20 -10 0 10 20
-500 Ireland UK
Poland Germany
-1,000
-1,500
'Volume' critical mass
-2,000 proxy (size of circle) is
Russia
weighted average of
-2,500 forecast outbound mobile
students and tertiary
enrolments in 2020
-3,000
Outbound Mobility
TNE 800
Change tertiary enrolments (2011–2020, 000’s)
500
Pakistan
400
300
200 Nepal
0
-10 10 20 30
-100
Outbound Mobility
TNE 400
Change tertiary enrolments (2011–2020, 000’s)
200
Uzbekistan
-10 -5 0 5 10
Kazakhstan
Belarus
-200
-400
-600
'Volume' critical mass
proxy (size of circle) is
weighted average of
-800 forecast outbound mobile
Ukraine
students and tertiary
enrolments in 2020
-1,000
Outbound Mobility
TNE 3,000
Change tertiary enrolments (2011–2020, 000’s)
1,000
Philippines
500 Thailand
Malaysia
Singapore
-10 0 10 Vietnam 20 30 40
Hong Kong
-500
South Korea
-1,000
Outbound Mobility
Middle East
TNE 180
Change tertiary enrolments (2011–2020, 000’s)
160
Saudi Arabia
140
Jordan
120
100
Israel
80
UAE 'Volume' critical mass
60 proxy (size of circle) is
weighted average of
40 forecast outbound mobile
students and tertiary
enrolments in 2020
20
-15 -10 -5 0 5 10 15 20 25
Outbound Mobility
TNE 1,800
Change tertiary enrolments (2011–2020, 000’s)
1,600
Nigeria
1,400
1,200
1,000
800 'Volume' critical mass
Ethiopia proxy (size of circle) is
600 weighted average of
South Africa forecast outbound mobile
400 Egypt students and tertiary
Kenya
Angola enrolments in 2020
Morocco
200
Zimbabwe
0
-20 -10 Botswana 10 20 30 40 50
-200 Ghana
-400
Outbound Mobility
Distance learning Models of in-country delivery include: • Dual/joint award: The origin institution
and local partner provide programmes
• The term distance learning is used • Branch campus: The origin institution
leading to separate awards of both or all
differently depending on the context in creates a campus on another site. Staff
of them (dual award) or to a single award
which it is used. may be recruited locally or brought from
made jointly by both (joint award).
• Traditionally distance learning is used to the origin institution, but they are staff
of the provider. The origin institution is • Franchising: The origin institution
describe a learning experience which has
solely responsible for course delivery and licences a local institution to teach some
little or no face-to-face contact. Students
all academic matters. The costs involved or its entire course, so that students can
are able to study at their own pace
in the development and management of receive the award of the origin institution
and have limited interaction with other
branch campuses is prohibitive to the without attending the origin campus.
students or tutors on their course.
majority of institutions. The local institution is responsible
• In recent years, many distance learning for delivery of the course. The origin
programmes have developed to • Twinning programme: This is where the
institution makes the final award and has
incorporate face-to-face teaching origin institution has a local partner. The
overall responsibility for content, delivery,
support. These programmes are often local partner teaches part of the origin
assessment and quality assurance.
described as ‘supported distance institution’s course, using their own staff.
Students transfer to the origin institution’s • Validation: The course is developed
learning’. International students often
own campus to complete the course. and delivered by the local institution. The
see these programmes as ‘part-time
Typical combinations are: origin institution judges whether it is of
study’ rather than distance learning.
appropriate quality to lead to its award.
The teaching may be delivered by UK −− 1+2 – the first year of the
The origin institution determines the
academics travelling overseas to teach degree programme is delivered
extent to which it exerts direct control
part of the course; or through local overseas followed by two years
over quality assurance aspects.
tutors/academics; or a mix of the two. in the origin institution.
• A related term (not specific to in-country
−− 2+2 – foundation and first year-
delivery) is articulation.
degree is delivered overseas
In-country delivery/ collaborative • Articulation: A transfer arrangement
and the final two years of the
provision/ partnerships between an origin and local institution.
programme in the origin institution.
• In-country delivery is used to describe The origin institution agrees to
−− 3+0 – are delivered entirely
programmes where the delivery mode is recognise and grant specific credit
by the partner institution and
predominantly face-to-face (for the whole and advanced standing to applicants
do not involve any period of
of a course or part of it). from a named programme of study
study in the origin country.
• Teaching is usually delivered through pursued in the local institution.
−− The origin institution will provide the
a local partner institution or through a course material to the local partner,
branch campus. Most of the teaching will or agree to accept the partner’s
be delivered through locally based tutors. own course as an alternative.
The level of input into the programme and The local partner is responsible
delivery from origin institutions can vary. for course delivery. The origin
institution is responsible for
monitoring academic standards.
Vietnam 1,806
Spain 1,821 Other shortlisted
Countries 17,412
Nigeria 1,917
Italy 2,032 China 29,662
Venezuela 2,168
Poland 2,174
France 2,201
Germany 2,439
UK 2,447
Thailand 2,447
US 19,372
Egypt 2,616
Mexico 2,759
Philippines 2,761
Ukraine 2,831
Turkey 2,979
South Korea 3,255
Iran 3,411
India 19,058
Japan 3,908
Indonesia 4,948
Brazil 6,152 Russia 9,441 000’s
Other shortlisted
Countries 403
China 568
Mexico 31
Romania 31
UK 32
Brazil 32
Nigeria 34
Saudi Arabia 34
Hong Kong 34
Greece 35 India 211
Pakistan 37
Indonesia 39
Uzbekistan 39
Poland 40
Iran 44 South Korea 127
Belarus 44
Ukraine 45
Canada 46 Germany 105
Japan 47 Turkey 72
Vietnam 50 France 68
Italy 54
Morocco 54 Kazakhstan 67
US 55 Russia 62
Malaysia 58 000’s
Fig E2: Global outbound mobile tertiary students by origin market (2009)
Uzbekistan
Zimbabwe
Japan
Botswana
Hong Kong
Venezuela
Israel
Mauritius
Australia
Trinidad and Tobago
Thailand
Ireland
Greece
Ghana
Switzerland
Jordan
UAE
Poland
Singapore
Ethiopia
South Africa
Canada
Iraq
Spain
Kenya
Indonesia
Philippines
Mexico
Egypt
Sri Lanka
Angola
Russia
Bangladesh
US
Romania
UK
Morocco
Iran
Colombia
Pakistan
Nepal
Brazil
France
Turkey
Malaysia
Nigeria
Ukraine
Saudi Arabia
Germany
South Korea
Italy
Vietnam
Kazakhstan
Belarus
India
China
-20 -10 0 10 20 30 40 50 60 70
000’s
Fig E3: Global outbound mobile tertiary students by origin market growth (2008–09)
60%
China Forecast
India
Indonesia
50% Nigeria
Turkey
Pakistan
40% Saudi Arabia
30%
20%
10%
0
2002 2004 2006 2008 2010 2012 2014 2016 2018 2020
Year
Spain 60
South Korea 61
Japan 112
France 119
Germany 155
UK 331
Canada 176
Fig E5: Global inbound mobile tertiary students by destination market (2020)
India – Non-recorded
Germany – Austria
Malaysia – Australia
Canada – US
Turkey – Germany
China – France
Nigeria – UK
Zimbabwe – Non-recorded
Kazakhstan – Non-recorded
China – UK
India – Australia
China – Canada
China – Korea
India – UK
China – Japan
Korea – US
China – Non-recorded
China – Australia
China – US
India – US
0 25 50 75 100 125
000’s
Fig E6: Top 20 global tertiary mobile student flows by origin and destination market (2020)
Our Products
STUDENT INSIGHT: why students decide to study overseas