Willie Thompson - Global Expansion - Britain and Its Empire, 1870-1914 (1999, Pluto Press) PDF
Willie Thompson - Global Expansion - Britain and Its Empire, 1870-1914 (1999, Pluto Press) PDF
Willie Thompson
Pluto Press
LONDON • STERLING, VIRGINIA
First published 1999 by Pluto Press
345 Archway Road, London N6 5AA
and 22883 Quicksilver Drive, Sterling, VA 20166–2012, USA
Thompson, Willie.
Global expansion : Britain and its empire, 1870–1914 / Willie Thompson.
p. cm. – (Pluto critical history)
ISBN 0–7453–1240–3
1. Great Britain—Colonies—History—19th century. 2. Great Britain—
Colonies—History—20th century. I. Title. II. Series.
DA16.T47 1999 99–35519
941.081–dc21 CIP
Disclaimer:
Some images in the original version of this book are not
available for inclusion in the eBook.
Contents
Chronology vii
Preface viii
Introduction 1
5. Imperial Relations 79
Notes 110
Select Bibliography 119
Appendix I – Maps 121
Appendix II – Tables 128
Index 132
Chronology
This short volume focuses upon the British empire and the development
and growth of the country’s imperial system between 1870 and the out-
break of World War I, in the context of historically unprecedented global
expansion by certain European powers. The British was incomparably the
largest both in area and population of the European overseas empires of
that period (and the land-based territorial expansions of the United States
and the Russian empire). The historical meaning of what was taking place
is of course only understandable in the context of the parallel activities of
these other European powers – resulting from time to time in clashes and
confrontations between rival empire-builders – and also, it must be stressed,
in the historical novelty of the international imperial framework which
emerged during those years. As is explained in the Introduction, the Brit-
ish empire, from its beginnings a commercial enterprise, had been central
to the growth of Britain as an industrial power from the eighteenth to the
middle of the nineteenth century, but from the 1870s it began to take on a
new form and character.
In pursuing this theme an immediate problem of definition has to be
noted. Britain’s ‘imperial system’, amazingly complex though it was, is rela-
tively straightforward to recognise, but ‘imperialism’, the word which was
increasingly used to define the newly developing state of affairs, is a much
vaguer and more nebulous concept – though no less of a reality. Clearly it
has economic, political, cultural and military dimensions; it has implica-
tions in all of these for the imperial country no less than the subjected ter-
ritories – and the latter may include formally independent states as well as
those over which the imperial metropolis claims legal sovereignty.
At this point the difficulties are only beginning. The initial problem can
be solved in a rough and ready manner on the analogy of the elephant – it
may be hard or even impossible to propose a precise definition, but it is
easy enough to recognise the creature when it actually presents itself. Much
more problematic is to explain what was taking place. Did the 1870s
really mark a significant break with what had gone before? If they did, what
accounted for the expansion of European power by conquest or diplomacy
over virtually every region of the globe? What were the meaning and con-
sequences of the process for the populations which experienced the im-
pact of this power? Was the escalation in international tensions which
finally exploded in 1914 connected to such processes, either tightly or
viii
Preface ix
Although this particular issue has not been central to my academic con-
cerns, it is one in which I have continued to be interested since my under-
graduate years. It intrigued me both because that time coincided with the
early 1960s and the height of decolonisation struggles in Africa and be-
cause the imperialism of the 1870–1914 era appeared so significant for the
subsequent history of the twentieth century. At that time I read Lenin’s
Imperialism, which did indeed seem to supply the key to understanding
what had happened – but not for long. It became clear from the criticisms
which were being directed at it at the time that – whatever the other mer-
its of the pamphlet might be – as an explanation for what had happened in
Africa and the other parts of the globe which had fallen under colonial
rule at that time it could not stand up. The problem for me was that all the
alternative explanations on offer appeared even less convincing.
I continued to struggle with the problem for some time. The equivalent
of the undergraduate thesis, the ‘special subject’ which I opted for under
the notable Africanist J. D. Hargreaves was ‘the Partition of Africa’, and my
Ph.D. subject dealt with commercial connections between Glasgow and
Africa during the late nineteenth century. In the end, however, not being
able to see any solution, I moved my academic interests into other areas of
history.
In the following years, however, research, debate and dialogue under-
taken both by Marxist and non-Marxist historians has enormously ex-
tended the detailed knowledge of what was involved in imperial expan-
sion and consolidation. It has demonstrated, I think beyond argument,
that there is no all-encompassing explanation which will account for ev-
ery territorial extension and every aspect of imperial functioning on the
part of Britain, let alone of the entire imperialist system. On the other hand
(though there would be no agreement on this) it is my view that it is pos-
sible to identify a framework, a model of how the imperial states operated
as a global system at this stage of their evolution, which does explain the
general drive and outcome of developments. That framework is based upon
the concept of ‘regimes of accumulation’, a modified form of the model
propounded by Giovanni Arrighi, as explained in the Introduction to this
volume, not forgetting that it was taking place not as a purely economic
phenomenon but in a context of competitive power relations between the
major states.
However, it has to be emphasised that the concern here is not primarily
with general theoretical models, but rather with a lower level of particular
explanations for more specific developments and outcomes which pro-
vides a satisfactory picture of how and why imperial concerns, both for-
mal and informal, became an increasingly important dimension of Brit-
Preface xi
ish public and private life, absorbed so much of political discourse and
penetrated so deeply into civil society during the years in question. Chap-
ters 2 and 3 consider how the new British empire of the late nineteenth
century, both formal and informal, was acquired, Chapter 4 examines how
the parts of the conglomerate, old and new, actually operated, and Chap-
ter 5 considers the political repercussions both for international relations
and for British politics.
In addition to an explanatory purpose, this volume is also intended to
serve as a reminder. When formal empires were being dismantled, par-
ticularly in the early 1960s, imperialism was a politically discredited no-
tion, scorned and repudiated everywhere except the untouchable right,
and the imperial powers which tried to hang on to their colonies, such as
Portugal, were looked upon as exceptionally reprobate. Of late, however,
a retrospective glow of sentiment or even outright endorsement of the
imperial era has been observable among right-wing historians and politi-
cians in Britain. The British empire has been validated either explicitly or
by implication by historians such as the late Max Beloff. Niall Ferguson
has argued that it would have been appropriate to make a deal with the
Kaiser in 1914 to ensure its preservation. John Charmley and Alan Clark
have advanced similar theses in relation to Hitler in 1940. Even what were
formerly regarded on all sides as wholly indefensible imperial regimes have
been hotly defended in recent publications, such as by John Cann in rela-
tion to Portugal.
This volume is intended to counter any such nostalgia and to make clear
the extent to which the British empire (no less than its counterparts) was
first and foremost established by predatory methods and designed to fulfil
the purposes of the imperial power ‘without compassion or compunction’
and without regard to the welfare of its subjects (apart from British de-
scended settlers), any benefits accruing to them being incidental by-prod-
ucts. It was a regime, for the non-European populations which fell into its
grasp, of terror, oppression, starvation, forced labour, cultural annihila-
tion, degradation and intermittent genocide – and this is not to ignore
palliative actions by government officials or missionary bodies, or that
‘developmental’ gains might also be secured. Nor is it to ignore the fact
that there were individuals and organisations in the imperial metropolis
combating the imperial drive, but regrettably there is little evidence that
they much affected the progress of empire – any more than Noam Chomsky
appears to be able to influence the current practices of the US government.
It is true that few of the perpetrators were conscious sadists, any more than
were mineowners who in the early nineteenth century sent children down
the pits, they did what was required of them by the system in which they
xii Preface
I would like to acknowledge the assistance of all who have been concerned
in the conception and preparation of this book, but especially the editors
at Pluto Press for their long-suffering patience.
Introduction
1
2 Global Expansion
Nature of Empires
Ancient Empires
Medieval Empires
The same was true for medieval Europe in terms of culture, but not politi-
cal unity, for the Holy Roman empire (roughly modern Germany and Italy),
though its emperors had pretensions to exercise a suzerainty over their
brother monarchs, could never make that effective. However, medieval
western Europe, if it lacked political unity – being split into a collection of
mutually hostile kingdoms – possessed a cultural surrogate in the shape of
the Roman church. If this polity was materially and culturally less sophis-
ticated than the ancient empires, it was nonetheless technically and eco-
nomically more dynamic than any previous culture had been. It also
reached historically innovative heights of aggressive expansionism. Alien
populations on the borders defined as such by their religious difference –
Slavs, Estonians, Scandinavians, Moors – were converted, sometimes peace-
fully, but as often forcibly, to Christendom’s cultural norms, the recalci-
trant ones exterminated and replaced with settlers drawn from the inte-
rior parts of the medieval kingdoms (one of the few examples of pre-modern
colonisation in this sense). From all basic agricultural producers, free or
serf, a surplus was extracted, which, though initially appropriated by a
clerico-military aristocracy, generated impressive economic growth and
rapid social transformation. Robert Bartlett ends his comprehensive dis-
cussion of the process with the remark that
Modern Empire
What we think of as the modern world was born half a millennium ago in
an act of territorial expansionism when the Genoan adventurer Cristobal
Colomb (Christopher Columbus) pronounced the Caribbean island he
named Hispaniola to be part of the dominions of the Spanish monarchy,
so inaugurating the first of the west European seaborne empires. These were
something genuinely novel and whoever wants to understand the histori-
cal trend of the world’s development since that time has to keep them in the
foreground, for they were absolutely central. Long-distance commercial
connections overland between Europe, the Middle East and the Asian land-
mass had existed for centuries, but with the beginnings of American co-
lonisation and the near-simultaneous penetration of European traders down
the African coastline and across the Indian Ocean into southern and east-
ern Asia, the beginnings of a fully global economy made their appearance,
and may indeed be taken as the defining feature of modernity.
Streams of bullion and exotic plant commodities transformed the com-
mercial economies and through them the state systems of western Europe.7
The Anglo-Scottish state formed in the seventeenth and eighteenth centu-
ries was a comparative latecomer to this form of enterprise, but once en-
tered into the contest, and capitalising on resources partly accumulated
from the epoch of internal colonialism, made spectacular progress. South
and Central America were monopolised by the imperialist firstcomers,
Spain and Portugal (though some important Caribbean islands were
snatched from them), but for English colonists having to be content in
the main with the apparently less choice parts of the Americas proved in
the end no disadvantage, for the regions along the North American sea-
board which became the English colonies turned out after all to have greater
economic potential than Mexico or South America, even as pre-industrial
economies.
What the seventeenth century had begun the eighteenth brought to tri-
umphant culmination. A succession of uniformly successful trade and
colonial wars enabled the British agrarian and commercial ruling class8 to
seize or at least infringe upon the colonial possessions and commerce of
their longer-established state rivals – the Spanish, Portuguese, French and
Dutch. By the 1760s its world trade dominance was assured, backed by a
Introduction 5
The global market of the late eighteenth century represented perhaps the
pinnacle of commercial development that was possible in a world lacking
any significant sources of artificial power and dependent as yet upon
wind, water and muscle, human or animal. Its hub was the North Atlan-
tic economy, and the the greater part of the commodities produced by
servile labour which were traded across it – sugar, rum, tobacco, coffee,
cocoa, cotton fibre – are best classified as semi-luxuries, whose most im-
portant role was not as consumption goods in the seaboard states of Eu-
rope which imported them (though naturally a portion was used in this
fashion) but as re-exports. The spokes radiating out from the hub carried
these re-exports to central and southern Europe, the Baltic, what was later
to be termed the Middle East, West Africa, southern Asia and China. Along
the spokes flowed back timber, hemp, luxury dyestuffs, brassware, wallpa-
per, finished high-quality cottons, spices, silks, tea, porcelain.
tion for the Industrial Revolution10 which began to develop as the eigh-
teenth-century empire attained its apogee – any more than the canal net-
work was intended as a preliminary sketch for the succeeding railway
system. Nevertheless, it is safe to say that without the existence of that
imperial foundation the industrialisation process would have been at least
much retarded and more likely aborted altogether. Slave merchants from
Bristol financed mining and ironwork ventures in south Wales; their
Liverpool counterparts did the same thing for Lancashire cotton. Glasgow
merchants grown wealthy on tobacco imports provided the capital for
Clydeside textiles. Indian bullion manured the spreading undergrowth of
private banks in England. Above all, the slave labour force imported ini-
tially to North America to grow tobacco could be adapted to cultivate the
vegetable fibre central to the initial phase of industrialisation – raw cot-
ton. The political secession of the North American colonies in the shape
of the United States involved for a long time no basic alteration in eco-
nomic relationships.11
Regimes of Accumulation
Between its initial formation at the end of the fifteenth century and the
advanced state of development achieved three hundred years later, the glo-
bal economy continued to be based upon regimes of plunder, unashamedly
unequal exchange and forced labour. From that era of primary accumula-
tion ‘dripping with blood and dirt from every pore’, in Marx’s words,12 the
world economy perpetually expanded, consolidated and institutionalised
itself, and also underwent a process of constant transmogrification – though
it did not cease either to drip with blood and dirt.
In fact it passed through several ‘regimes of accumulation’ as I will term
them, and each of these discrete stages of development was also politically
structured. The essence of that structure was a central economy based in
one particular state whose owners of capital were thereby enabled to domi-
nate the circuits of global exchange in whatever form they assumed at
particular historical times.13 In the original manifestation it was the Span-
ish monarchy (which was not geographically confined to Spain) control-
ling the flow of bullion across the Atlantic, together with the import of
spices from eastern Asia and European commerce from its Netherlands
and Italian bases.
The second phase or regime of accumulation runs from the middle of
the seventeenth to the early nineteenth century. It incorporated within
itself the older form as a subordinate element, but was more specifically
characterised by a world commerce in the semi-luxuries noted above –
Introduction 7
tobacco, sugar, Indian cottons, Chinese silks and tea, South American cof-
fee – as well as plantation slavery and an element of trade relations with
the ancient empires of Turkey, China and Mughal India. With the Spanish
monarchy decrepit, it took time to settle which of the European states would
dominate the new structure, for it was a bitterly fought struggle between
three contenders – the Dutch Republic, which had seceded from the Span-
ish empire, France and England (or, more accurately, the Anglo-Scottish
state). The Dutch were the first to drop out and accept a secondary posi-
tion, not having the size, production or population resources to sustain a
conflict lasting a century and a half. England (now transformed into Brit-
ain) and France continued to sustain the contest throughout the course of
the eighteenth and early nineteenth century, with Britain in the more
advantageous position, until in 1815 it emerged as the clear winner, its
decisive advantages being superior financial management and naval fire-
power.
Even as this definitive supremacy was gained, the global economy and
the character of the seaborne empires which dominated it, above all the
British, stood upon the brink of a further fundamental change. Machine
industry had reached the stage of development where, manifested espe-
cially in railway systems, it was about to rise as the dominant sector in the
economies of western European states and the USA and profoundly affect
their relations with the remainder of the world. Closely tied in with this
phase of world market expansion and transformation, territorial imperi-
alism attained its zenith by the end of the century, when scarcely any
portion of the world’s surface was not subjected to the political hegemony
of one of the western nations, either directly as a colony or else controlled
informally.
The history of imperial relationships between the powers, considered
as an interlocking developing system, is an area which merits extensive
study. In this short volume however, though that is touched upon where
necessary, the focus is upon the British part of the structure, and indeed
upon its culminating phase of territorial acquisition, the years between
1870 and 1914.14
Industrial Economy
By the middle of the nineteenth century, machine industry with its associ-
ated transport and extractive systems had become the dominant sector of
the British economy and for two decades or more it was in the unique
position of being the only industrial economy in a world of agrarian trad-
ing partners, or ones still struggling to find their way along the industrial
8 Global Expansion
Unstable Structure
Simultaneously, the diplomatic process was initiated which over forty years
divided the major states of Europe between two hostile camps armed to
the teeth. Whether this was the cause or the consequence of commercial
and investment rivalries and competitive empire-building is not our im-
mediate concern – the argument is a complex one – but undeniably the
two processes were closely related and by the early twentieth century the
European states and their direct and indirect dependencies, together with
the United States, formed a complex and diversified but highly unstable
interlocking structure of wealth and power. Within this, the British imperi-
al system constituted the central element. Its formal empire was the big-
gest of any, its shipping dominated the commercial sea-lanes as its warfleet
did the strategic harbours and communications. It overshadowed all ri-
vals in the provision of commercial and financial services, its currency
served as the world standard of value, its overseas investments eclipsed
those of any competitor. These realities had profound implications for the
character of class relations, ideological perceptions and political interac-
tions within the British Isles themselves.
Lenin’s Interpretation20
last half-millennium and more specifically the form which it assumed from
around 1870.
The pre-industrial version of world supremacy had required colonies,
settlements and dependencies as subordinate producers and part of its
control mechanisms. Mid-nineteenth-century capital and its spokesper-
sons were inclined to wonder whether it could not dispense with the cost
of those it had inherited from the former era and rely altogether on the
invisible empire outlined above, with the British Navy placed discreetly
in the background.
It was bound to be a historically transient state of affairs (though I think
it might have lasted somewhat longer than it did) and before long capital
centred in other European states and in the USA, and obliged on pain of
perpetual subordination to try to copy the British achievement had suc-
ceeded in doing so. In certain respects, exploiting superior technology and
economies of scale, their industrialists before the end of the century sig-
nificantly surpassed their British counterparts, who nevertheless contin-
ued to dominate the global circuits. As these circuits expanded to hitherto
untouched areas and deepened in complexity, the German state, the most
successful of the new industrial powers, conceived hegemonic aims which
eventually brought it into direct conflict with its British predecessor. Even
before that point was reached, however, the repercussions of the German
geopolitical impact on Europe, together with the politically fragmented
and ‘primitive’ character of the new areas to which capital was extending
its reach, had occasioned the addition between 1880 and 1900 of an ex-
tended territorial empire to the invisible one already noted.
Thus was born the new imperialism. My argument will be that the overt
acquisition of new dependencies in the late nineteenth century represented
only a part, and not necessarily even the most significant part, of that re-
ality. By 1914 virtually all the territorial disputes which these scrambles gen-
erated had been settled diplomatically, but the military blocs formed
around the two rival claimants to global hegemony nevertheless clashed
in an annihilating conflict which thoroughly destabilised and partially
destroyed the structures of both the world economy and international state
system. To look for a moment beyond the limits of our study, British capi-
tal found the fruits of its apparent triumph in 1918 exceedingly sour ones,
and it was clear that by then an even more threatening rival to its hege-
mony, such as it was, over the crippled world trade system had appeared
in the shape of the USA. The general economic breakdown, however, post-
poned for twenty years realisation of the US potential, while German capi-
tal, organised by a terrorist and psychopathic regime, tried once more
between 1938 and 1945 to assert world supremacy. The outcome of that
Introduction 13
Scope of Discussion
Further Reading
Perry Anderson, ‘Origins of the Present Crisis’, New Left Review 23, Jan/Feb 1964. A
classic overview of British capitalism from the revolution of the seventeenth
century onwards.
Emannuel Arrighi, The Long Twentieth Century, Verso, 1994. Covers an even lengthier
span. Demanding, but very rewarding.
Robert Bartlett, The Making of Europe, Penguin, 1993. Medieval colonialism.
Ben Brewer, Marxist Theories of Imperialism, Routledge and Kegan Paul, 1980.
Michael Hechter, Internal Colonialism, Routledge and Kegan Paul, 1975. Deals with
early-modern colonial expansion in the British Isles.
E.J. Hobsbawm, The Age of Capital 1848–1875, Weidenfeld & Nicolson, 1975. Classic
overview of world history during these years.
E.J. Hobsbawm, The Age of Empire 1875–1914, Weidenfeld & Nicolson, 1987. Cov-
ers both the growth of empires and the forces which motivated it.
Tom Kemp, Industrialisation in Nineteenth-century Europe, Longman, 1969.
14 Global Expansion
Tom Kemp, Theories of Imperialism, Dennis Dobson, 1967. Marxist theories from a
Trotskyist perspective.
V.G. Kiernan, Marxism and Imperialism, Edward Arnold, 1974. A set of scintillating
essays.
V.I. Lenin, Imperialism: The Highest Stage of Capitalism, 1916 (Collected Works, vol.
22, Lawrence & Wishart, 1964). The classic Marxist interpretation.
R. Owen and B. Sutcliffe, Studies in the Theory of Imperialism, Longman, 1972. A
very wide-ranging discussion.
1
The British Empire on the Eve
The British empire, acquired in stages since the seventeenth century, had
by 1870 already reached a size both in area and population greater than
any of its rivals were to attain by 1914. The oldest components consisted
of Bermuda and a large number of West Indian islands, of which Jamaica
was the biggest, though not as large as the South American mainland
colony, British Guiana. These represented an important but far from cen-
tral element in the imperial structure.
The settlement colonies, whose name indicates their essential charac-
ter, were Canada, Australia (until 1900 seven separate colonies) and New
Zealand, to which should be added the South African possessions of Cape
Colony and Natal, different from the others because British-descended
settlers could never hope to form a majority of their population. The ‘jewel
in the crown’ was of course India, with its enormous wealth, indigenous
population and high civilisation, conquered piece by piece since the 1750s.
The conquest of Ceylon to the south and Burma to the east had reflected
the same process on a lesser scale.
The remainder of the empire, though amounting to a considerable popu-
lation overall, represented only dots and patches upon the map – such as the
Central American colony of British Honduras, Gibraltar, Malta, Heligoland,
the Ionian Islands, the Gambia, a strip of the later Sierra Leone, several
forts on the West African Gold Coast, a scattering of South Atlantic islands,
footholds on the coast of the Malay peninsula and East Indies, and Hong
Kong, forcibly leased from the Chinese authorities.
These constituted the formal empire. The ‘informal empire’ over which
the British state and/or capital exercised a greater or lesser hegemony in-
cluded the republics of South America and the decaying empires of the
Turkish and Persian sovereigns.
15
16 Global Expansion
The Background
British global policy in the mid-nineteenth century has been termed ‘the
imperialism of free trade’,1 and the designation contains a great mea-
sure of truth. Even before free trade was a fully-fledged reality, Marx ob-
served percipiently in the Communist Manifesto: ‘The cheap prices of [the
bourgeoisie’s] commodities are the heavy artillery with which it batters
down all Chinese walls, with which it forces the barbarians’ intensely
obstinate hatred of foreigners to capitulate.’ 2 Around that point in time
a regime of global accumulation still basically agricultural and under-
pinned by natural power sources – wind, water and above all human
muscle – was in transition to one dependent upon the artificial power
of steam, which was technologically developed and industrial in the
modern sense of the term. Uniquely in these transitions, the same soci-
ety and state which had presided over the previous form, which had
reached its apogee in the late eighteenth century, was also the centre of
the new one.
The British economy depended upon global markets and it was export-
dependent to an extraordinary degree. British industrial products domi-
nated the circuits of global exchange; the Great Exhibition of 1851 was a
demonstration and celebration of that ascendancy – and yet was only a
foretaste of what was to follow in the next two decades. Free trade was the
instrument through which these markets were protected and expanded.
In form free trade, as expounded by its partisans such as Richard Cobden,
represented a regime of equality founded upon the doctrine of compara-
tive cost advantage – every part of the world complex of production and
exchange would produce whatever it was best fitted to, and thereby estab-
lish its superiority in that particular line of production. Free trade would
act as the invisible hand deterring countries or regions from trying to enter
inappropriate lines; it would compel them to maximise their natural ad-
vantages and make every part of the world mutually dependent – generat-
ing international concord and amity as welcome by-products.
The reality, it need hardly be stressed, was very different. The doctrine
of comparative advantage assumed static conditions, it took no account of
development over time and the conditions it assumed were those of the
mid-nineteenth century, in which Britain (by following an earlier policy
of protectionism) had got the edge, and in most cases much more than the
edge, over every other country in industrial production. By the early 1850s
the UK was effectively (ignoring points of detail) the sole industrialised
country in a non-industrialised world, which gave it command over glo-
bal markets both as an exporter and importer. Free trade, in other words,
The British Empire on the Eve 17
In the two decades following 1850 the relationship of Britain to its trading
partners, and particularly to its formal and informal dependencies, was
transformed. The agent of transformation was the railway and in two di-
mensions its consequences were momentous. The development of this
transport system, combined with steam ocean navigation, which doubled
its efficiency in the 1850s,3 not to speak of the telegraph, abolished dis-
tance and inaccessibility, brought within reach of the market bulk min-
eral and agricultural commodities on a hitherto unimaginable scale – US
wheat, Chilean copper, Australian wool, eventually Argentinian beef and
New Zealand mutton, to mention only some particularly notable examples.
The other principal feature of worldwide railway construction was the
scope which it provided for large-scale investment in foreign parts – a form
of enterprise which, through this medium, British capital now started to
address in a serious fashion – exporting not only the funds but often the
rails, equipment, rolling stock and labour force as well.4 Further invest-
ment could then follow to develop the mines, ranches or plantations which
the railway made viable. In the later nineteenth century the railway was
the key to political and economic success in the settlement colonies. At
the time a colonial or subordinate relationship on the part of the recipient
was hardly needed to facilitate the process, as nobody else was exporting
railways. Lending by British investors to foreign governments also resumed
on a large scale during these two decades.
In short, what had been for over a century a global economy in terms of
trade networks, became an enormously more tightly articulated and pro-
ductive one. While this was happening in the course of the 1850s and 1860s
there was little extension of formal colonies on the part of any European
power.5 Thanks to new technologies and opportunities, however, fresh
potential could be perceived and developed in ones which had been ap-
propriated by European states for a variety of purposes in an earlier eco-
nomic era, while the ongoing penetration of weaker and technically less
developed extra-European economies eroded the latters’ stability and au-
tonomy. Dominating the entire structure were British production, British
commerce and British financial services, and, it might be added, British
economic ideology, as free markets and free trade came to be perceived as
the wave of the future by enlightened opinion throughout the ‘civilised’
world.6
18 Global Expansion
Would I were king of India! I would make Moscowa and Pekin shake ...
England’s fleet should be all in the west and the Indian army all in the
east. India ... should suck English manufactures up her great rivers, and
pour down those rivers her own varied products.7
From the 1850s India became a notable outpost of the new service and
financial order which had come to prominence in Britain following
the demise of Old Corruption and sterling’s role as a world currency.
The main instruments of British policy in India, the army and civil ser-
vice employed only a small number of white officials. But they had their
hands on the levers of power: they controlled the means of coercion,
The British Empire on the Eve 19
they collected and allocated India’s vast revenues, and their values
helped to shape policy and its execution ... the Indian army remained
vital to Britain’s presence in Asia, both for reasons of internal security
and for policing the vast region stretching from the Eastern Mediterra-
nean to China. Without the Indian Army and the Indian revenues that
sustained it, Britain would not have been able to maintain her position
east of Suez, and her status as a great power would have been seriously
impaired.8
British Society
The third quarter of the nineteenth century formed a watershed not only
in the economic history of the UK but in its social and political relations
as well. In general terms it represented a recrystallisation of social and
class structures after the tectonic shifts and eruptions of the Industrial
Revolution. The manual workforce, whether or not employed in tech-
nologically advanced industry, adapted to the reality and permanence of
industrial society or sought better prospects overseas. As Edward Thomp-
son put it, they ‘proceeded to warren it from end to end ... the character-
istic class institutions of the Labour Movement were built up – trade
unions, trades councils, TUC, co-ops and the rest – which have endured
to this day’.10
The propertied (except for occasional brief panics) no longer lived in
fear of the mob. The revolution in Paris on February 1848 had profoundly
alarmed the authorities in London, in real fear of a British imitation; the
Paris Commune of 1871 (much though British elites deplored it) did not.
These years saw a consolidation of the social structures formed in the matrix
of the previous six decades and the emergence of many other institutions
– from universities and the banking system to sports clubs – in the form
which in essence they retain to this day. The propertied class had changed
in composition and character, so had the ranks of the propertyless, and
compared with the turmoils of the first half of the century general stabil-
ity marked the structure which had evolved.
In certain respects there was melioration. Both the agricultural and in-
dustrial economies stabilised. In spite of occasional tremors there was to
be in the 1850s to 1870s nothing like the roller-coaster experience of boom
and slump of the earlier decades or the chronic recession which set in after
1873. Albeit marginally and slowly, real incomes improved, as did general
standards of diet. The first moves were initiated towards effective urban
sanitation and lighting, pure water supply, public health. What would
become known in later times as the ‘trickle-down’ theory of allocation
The British Empire on the Eve 21
Prelude
mercial and cultural values with which they operated.13 Each of these colo-
nies possessed an elected assembly which, under the supervision of a Brit-
ish-appointed governor, handled internal colonial affairs, particularly the
procedures for land allocation.
In Australasia, especially, land was cheap while skilled labour was scarce
and expensive. Consequently, the political profile, not to mention the
earnings, of the white manual workforce were raised above those of their
counterparts anywhere in the contemporaneous world; labour parties
developed and commitments to measures of social welfare were placed on
the political agenda a decade and more before similar developments in
the UK. A more sinister aspect of the process, however, was the determina-
tion of the British-descended labour force to protect its favoured position
in the labour market by excluding on racist criteria the immigration of
potentially cheaper labour from Asia – an attitude and practice embodied
in the ‘White Australia’ policy.
In South Africa wholly different circumstances existed due to the poten-
tial availability of a black helot reservoir of unskilled labour and the shift
in the balance of the region’s economy from agriculture to diamonds and
gold. Even so, commencing from a different starting point the outcome
was in certain respects a similar one and attitudes of racial exclusiveness
among white skilled workers, coupled with a rhetoric of social radicalism,
emerged, particularly within the mining industry.
The settlement colonies then, quite apart from the later central impor-
tance of South African gold, served as important elements in the British
global economic network as suppliers of foodstuffs and raw materials, as
markets for British industrial products, as outlets for emigration and as
absorbers of capital; but it has to be noted that in all these respects they
were eclipsed by a politically independent entity, namely the United States.
The USA was not, like the settlement colonies, merely a supplementary
supplier of foodstuffs to British consumers: by the late 1980s its grain ex-
ports had ruined English arable farming. It took more exports and more
immigrants than any other part of the world. The expansion of its popula-
tion and the pace of its agricultural and industrial growth made it a vora-
cious consumer of capital and although most of that country’s investment
was domestically generated there was plenty of scope for the City and the
investment trusts as well.14 In short, from a purely economic point of view
the United States during the late nineteenth century fulfiled the same role
as the settlement colonies, only more so. The main difference from the
British point of view was that it did not provide administrative posts or
sinecures for the British ruling class and did not constitute part of its glo-
bal military network.
24 Global Expansion
India
The position of India was unique. Its role as the base for far eastern trade
has been noted, and it grew the opium which initially prised open that
market. As an absorber of exports and capital it was overshadowed only
by the United States; as a generator of revenues it had no equal. It produced
cotton, sugar cane, indigo and jute among other critically important Brit-
ish imports. The taxes exacted by the Indian government – exacted for the
most part ultimately from subsistence peasant farmers and resulting in
growing levels of famine in the course of the nineteenth century – sus-
tained the remittances on government borrowing and the parasitic bu-
reaucracy through which the subcontinent was administered, up to 1858
by the East India Company and thereafter directly by the British crown.15
It also sustained the Indian army, which represented the largest land force
available to the British state and was critically important not only for in-
ternal policing and tax collection but served as the mainstay, alongside
the navy, of British power from China to the Middle East. More than any
other part of the empire, India had been and remained fundamental to the
concerns of the British ruling class. Lord Salisbury referred to it as ‘an
English barrack in the Oriental Seas’.16
The Caribbean islands, small in geographical extent, had been a central
component of the eighteenth-century empire as the source of the immen-
sely valuable cane sugar crop – and important too for the rum distilled from
it. In the nineteenth century, if less crucial to the structure of trade as colo-
nial re-exports from Britain to its overseas markets were superseded by manu-
factures, the islands, together with the colony of British Guiana on the South
American mainland, nevertheless remained significant as producers of that
commodity, whose centrality to British social life can scarcely be over-
rated and which constituted an important energy source for the labouring
population. Since the 1830s the plantations had ceased to be cultivated by
slave labour but were instead tended by the descendants of the slave popu-
lation as a propertyless free labour force which could be expanded or con-
tracted according to the labour demands of the cycle of cane cultivation.17
On top of this basic class division rested a complex hierarchy of status
differentials associated with degree of skin pigmentation. In 1864 social
protest in the oldest Caribbean colony, Jamaica, had escalated into an in-
surrection, suppressed with relentless ferocity by the authorities and the
British military, the suppression being applauded by many of the great and
the good within the British Establishment.18
At the beginning of the 1870s the only large British possession in Africa
was the agricultural settlement colony and key to the Pacific sea-route at
The British Empire on the Eve 25
the Cape, but certain other bridgeheads did exist. These were located along
the coastline west of the Niger and had their origin from the earlier de-
cades of the century as bases for naval action to suppress the West African
slave trade following the abandonment by the British of this form of com-
merce and its outlawing by international agreement. The Liverpool slav-
ing firms had meantime switched their activities into ‘legitimate com-
merce’ and found a commodity on which to reconstitute their fortunes,
the vegetable oil produced in the Niger delta, which they purchased
through the same local rulers that had formerly been their suppliers of
slaves, and in this they managed perfectly adequately without any need
for an imperial presence. Indeed, by the 1860s the West African outposts
were regarded in government circles as of such negligible importance that
it was seriously proposed to abandon them.
The 1870s
ruler of a trading empire that had in 1832 shifted its base from the Oman
and the nominal overlord of wide domains in East Africa, into putting his
signature to a treaty that ostensibly prohibited slave trading within his
territories. The question of that commerce and the difficulty of extirpating
it by diplomatic or informal means was to be made into a favourite piece
of rhetoric employed by the interests promoting commercial penetration
and territorial takeover in that part of the continent. The same Frere gave
a public speech in Glasgow three years later during which he outlined a
scheme for the complete carving up of Africa among the European pow-
ers, not greatly unlike the one which was to take place in reality over the
next quarter-century. Certainly in this he was a long way ahead of other
publicists or politicians of the time – the Glasgow newspapers the follow-
ing day almost unanimously ridiculed Frere’s perspectives. Appointed
Governor of Cape Colony and British High Commissioner in South Af-
rica in 1877 he antagonised the Boers and provoked wars with the Xhosa
and Zulus in pursuit of an endeavour to unite South Africa under British
control. Clearly he was a portent of things to come.
Simultaneously, explorers, financed by geographical or religious societ-
ies, recounted their adventures in the British media, their eyes dazzled by
spectacular natural phenomena, their mouths full of tales of untold wealth
and commercial potential – not to mention millions of souls waiting to be
gathered to Christ. David Livingstone, whose renown spread among the
public in the early 1870s, was one such, undoubtedly replete with good
intentions; the figure with whom his name is inseparably linked, the odi-
ous H. M. Stanley, had the commercial potential of his exploratory activi-
ties more firmly in view. The 1870s saw a quickening of commercial activ-
ity in Africa as elsewhere throughout the empire, but it must be emphasised
that in that decade Africa, so far as British capital, government and public
were concerned, remained as yet a relatively peripheral matter.
Political Forces
The swelling notes of the imperial theme beginning to sound in late Vic-
torian Britain and soon to overwhelm every other political melody, were,
for all Bartle Frere’s percipience, orchestrated at this stage of development
not so much in counting houses or stock exchanges, or for that matter in
Whitehall offices, as in constituency associations and elite political clubs.
A lot of significance is usually attached to the Crystal Palace speech made
by the Conservative leader Disraeli in 1872, and its importance was cer-
tainly far-reaching. It was not, however, a call for the extension of imperi-
al boundaries, but for a strengthened appreciation of the then existing
The British Empire on the Eve 27
general election, had little impact in the long run. The second was a lot
more potent and contributed significantly to the establishment of a bed-
rock of Conservative influence among the working population.
It was the third, however, which returned incomparable dividends. By
channelling traditions of patriotic superiority with the distinct racist over-
tones lurking in the public consciousness, and combining them with the
posture of aggressive truculence towards foreigners, especially ‘uncivilised’
ones, upon which earlier in the century Palmerston had founded his ca-
reer, the ‘imperial turn’ inaugurated by Disraeli tapped into reserves of self-
congratulatory sentiment transcending class boundaries and antagonistic
class interests. It became increasingly as time went on the glue holding
together the socially divergent Conservative bloc. The public school gradu-
ate seeking a vocation consistent with his background and training, the
impoverished but aspiring white-collar clerk, the socially deferential
workingman, could all worship at the shrine of the red-splashed world
wall-map and feel themselves participants, whether leading or humble
ones, in a mighty national destiny. It was not long before academic histo-
rians, and following them routine publicists and authors of school text-
books21 were portraying the British empire as the providential culmina-
tion of superior moral and political virtue inherent in the Anglo-Saxon
race, exhibited in a continuous line of development since the days of Alfred
the Great.
If empire bound together a cross-class coalition it did no less for the
economically and ideologically threatened central component of that bloc.
If, with the irruption of mass politics, the hold of ancient elites on the British
state itself was slipping, all the more could they find consolation in pos-
turing as the high-profile rulers of a world-embracing empire. It was a
departure moreover which lent itself naturally to the politics of spectacle,
manufactured tradition and the ceremonial of power. A year after return-
ing to office in 1874 Disraeli conferred upon Queen Victoria the title of
Empress of India – a move which is said to have delighted the sovereign as
much as it doubtless inspired feelings of pride and reverence in the Tory
electorate. It was at the same time that the republican movement which
had existed in England for several decades, sometimes attracting high-level
adherents, was finally extinguished and the monarchy as an institution
elevated into sacrosanct immunity from respectable public criticism.22
The latter development symbolised a still more profound shift in con-
sciousness. The values associated with the ‘New Imperialism’, though a
deliberate partisan construct of the Conservative Party in the early years
of the 1870s, had caught a historic tide which made them in a remarkably
short period the dominant values of society at large. Henceforth, the Lib-
The British Empire on the Eve 29
erals were in a dilemma they could never resolve. Compelled by the pre-
vailing ideological winds to adopt the same values on their own account
but unable wholeheartedly to do so, in relation to imperial issues they were
perpetually on the defensive: it was the Conservatives who were enabled
thereafter to wrap themselves in the imperial flag and present themselves
as the most resolute defenders of all that was associated with it.
By the end of the 1870s Gladstone was in power again and, it must once
more be stressed, the additions to imperial territory which had occurred
in that decade were minimal still. Nonetheless, a process had been set in
motion and acquired a historic momentum that would not be diverted by
anything so minor as a change in government. The state was on the point
of being driven irresistibly into the acquisition of a ‘Third Empire’.
Further Reading
Paul Adelman, Gladstone, Disraeli and Later Victorian Politics, Longman, 1970. The
political background.
P.J. Cain and A.G. Hopkins, British Imperialism: Innovation and Expansion 1688–
1914, Longman, 1993. Exhaustive description and analysis, interpreting the
growth of empire as being driven by ‘gentlemanly capitalism’.
David Cannadine, ‘The Empire Strikes Back’, Past & Present 147, May 1995. Cri-
tique of Cain and Hopkins.
C.C. Eldridge, Victorian Imperialism, Hodder & Stoughton, 1978.
John Gallagher and Ronald Robinson, ‘The Imperialism of Free Trade’, Economic
History Review 6, 1953. A seminal interpretation.
Freda Harcourt, ‘Disraeli’s Imperialism, 1866–1868: A Question of Timing’, His-
torical Journal 23, 1980. Considers political motives.
Peter Mathias, The First Industrial Nation, Methuen, 1969. Wide-ranging and read-
able study of British economic development from the Industrial Revolution to
1914.
Andrew Porter, European Imperialism 1870–1914, Macmillan, 1994. Concise and
very informative.
A.N. Porter, An Atlas of British Overseas Expansion, Routledge, 1991. Supplies the
visual aids.
A.J. Stockwell (ed.), Cambridge Illustrated History of the British Empire, Cambridge
University Press, 1996. Informative and analytical. Not to be mistaken for a
coffee-table publication.
2
The Drive into Africa
30
The Drive into Africa 31
also appeared in the empire’s North African integrity, for one of these prov-
inces, namely Algeria, had been seized by the French state in 1830 as an
agricultural colony. In 1870 this was, apart from the British- and Dutch-
descended polities in the far south, the only considerable European pres-
ence in the whole continent.
That latter presence, however, represented only part of the lively inter-
est which Great Britain, as an imperial and world-dominant commercial
power held in certain parts of the African coastline – one of the particu-
larities referred to above. The security of communications both with its
Indian empire, its Australasian colonies and the Far East generally were
matters of critical importance. The colony at the Cape, whatever additional
purposes it might serve, was primarily important because it controlled the
long sea-route to the Indian Ocean. The short route, part of which was
necessarily overland, ran through the middle eastern territories of the
Turkish empire; consequently the stability, continuance and subservience
of that state had become cardinal principles of British strategy and diplo-
macy. As Hobsbawm puts it: ‘To preserve as much as possible of its privi-
leged access to the non-European world was a matter of life and death for
the British economy.’2 The point was that this world was, during the last
quarter of the century, undergoing the process of increasing European
penetration.
Egypt
In 1869 the short land-route became a sea-route as well with the inaugu-
ration in that year of the Suez Canal, making Egypt an even more central
concern than it already was. In 1870, 486 ships passed through it. Their
total capacity was 436,000 tons, and 66 per cent of that was British. By 1910
the total tonnage amounted to 16.5 million, with 63 per cent of that being
British. The canal had in fact been constructed with French capital, but,
open to the shipping of all nations in the free-trade era that the world was
assumed to be moving into, that was not seen in Whitehall as a problem –
an indirect diplomatic paramountcy over Egypt’s rulers was imagined to
be all that would be necessary to preserve stability and the unrestricted
development of commerce.
The Egyptian monarch, styled the Khedive, was formally subject to the
suzerainty of the Turkish sultan, but to all intents and purposes exercised
an independent power, which he used to authorise the canal and was re-
warded for his compliance with a block of shares in the enterprise. The
Egyptian regime of the time reproduced on a smaller stage that of its Turk-
ish overlord, effectively a military despotism which used coercive power
32 Global Expansion
For the meantime, following these upheavals, the British made the Khedive
stop his attempts to extend his power southward, and the upper part of the
Nile, the Sudan, was abandoned to Muslim fundamentalists who in 1883
The Drive into Africa 33
prizes won by Germany, Portugal and Italy, and in the middle the enor-
mous and enormously wealthy personal fief of the Belgian king, Leopold II.
We have already noted the reluctance of Gladstone’s government in 1882
to undertake the invasion and virtual annexation of Egypt which it even-
tually carried through. Rather surprisingly, and apparently in contradic-
tion to the developing ideology of frenetic imperialism in the rival party,
the same attitudes tended to characterise the mostly Conservative admin-
istrations of the high imperialist era.8 It has to be remembered that the
ruling class was never a unified entity, and that even its principal sectors –
political, financial, administrative, landowning industrial, military – much
as they overlapped, were at the same time within themselves fragmented
and divided. For those with direct government responsibility imperial
excursions sponsored directly by the state meant expenditure (it might
even mean additional taxation), questions in the House, debates and the
possibility – as Gladstone discovered with Gordon – of acute embarrass-
ment if things went badly wrong.
Chartered Companies
East Africa
Of the three, the second of these, Ibea (as it was customarily entitled), was
the least substantial although its actions were still decisive for the imme-
diate and long-term future of millions of Africans. Founded by William
Mackinnon, a Scottish shipowner with India-based interests, it was formed
The Drive into Africa 35
Know all men by these presents that whereas Charles Dunnell Rudd of
Kimberly, Rochfort Maguire of London, and Francis Robert Thompson
of Kimberly ... the grantees, have covenanted and agreed ... to pay to
me, my heirs and successors the sum of one hundred pounds sterling
British currency on the first day of every lunar month and further to
deliver to my Royal Kraal one thousand Martini-Henry breech-loading
rifles, together with one hundred thousand rounds of suitable ball car-
tridges ... and further to deliver on the Zambesi River a steamboat with
guns suitable for defensive purposes ... I Lo Bengula, King of the Matabele
... in the exercise of my sovereign powers ... do hereby grant and assign
unto the said grantees ... the complete and exclusive charge over all
metals and minerals situated and contained in my kingdom ... and to
grant no concessions of land or mining rights from and after this date
without their consent and concurrence.15
Nigeria
In another part of the continent, British colonial possessions were clus-
tered in separate sections along the coastal bulge of West Africa, all of them
expanded from the stations which were nearly abandoned in the 1860s.
The construction of the largest, Nigeria, was also intimately associated with
the appearance of a chartered company. The great river had been in the
eighteenth century a highway for the conveyance of human cargoes to
the slave ships waiting for them at the coast, and in its enormous delta
African monarchs who thrived as middlemen in the business had estab-
38 Global Expansion
lished a group of small but wealthy kingdoms or ‘city states’. With the
abandonment of the human commerce the former British slavers, mostly
based on Liverpool, and the delta rulers with whom they were linked, had
diversified into vegetable and palm oil, which, as the principal basis for
soap manufacture in Britain, found a ready market.
Local trade wars, both metaphorical and literal, erupted in the delta when
a Glasgow firm tried with some success to compete with the Liverpool cartel
and expand the area of the trade up the river to the extent that it was navi-
gable. In a fashion increasingly characteristic of the late nineteenth cen-
tury the dispute was settled by amalgamation. The resulting conglomer-
ate, the National African Company under Sir George Goldie, an opportunist
merchant, was accorded chartered status and a government-backed trade
monopoly in 1886 as the Royal Niger Company. As with eastern, south-
ern and central Africa the motive was to retain – on the cheap – as large a
region as possible within the sphere of British economic and political
hegemony, a purpose that fitted admirably with the commercial aims of
the local interests and their backers.
The company was authorised to
The charter went on to prohibit the RNC from establishing a trade mo-
nopoly, or discriminating commercially against foreign nationals, but ef-
fectively negated the significance of that prohibition by stipulating that
‘foreigners alike with British subjects will be subject to administrative dis-
positions in the interests of commerce and order’.
The Drive into Africa 39
The Company exacted over 350 treaties from potentates in the north-
ern part of what was to become Nigeria (the British government having
already established a protectorate over what was then known as the Oil
Rivers – the Niger delta). Its agents carried with them sheaves of blank
treaty forms, which varied marginally according to circumstances, but
typically took the following form:
Treaty made on the day of, 18, between the Chiefs of on the one
hand, and the Royal Niger Company (Chartered and Limited) ...
1. We, the undersigned Chiefs of, with the consent of our people, and
with the view of bettering their condition, do on this day cede to the
Company, and their assigns, for ever, the whole of our territory; but the
Company shall pay private owners a reasonable amount for any por-
tion of land that the Company may require from time to time.17
2. We hereby give to the Company and their assigns, for ever, full juris-
diction of every kind; and we pledge ourselves not to enter into any
war with other tribes without the sanction of the Company.
3. We also give to the Company and their assigns, for ever, the sole right
to mine in our territory ...
... we hereby approve, and accept it for ourselves and our people with
their consent, and in testimony of this, having no knowledge of writ-
ing,18 do affix our marks below it, and I, , for and on behalf of the
Company, do hereby affix my hand ...
The institution of the three chartered companies between 1886 and 1889
reflected the fact that by the middle of the decade Africa had assumed the
position of a zone of contention for territory and influence among the
powers of western Europe and marked a novel stage of the coalescence of
governmental power with the projects of particular commercial organi-
sations. The resulting competition, confrontation and shifting alliances
between the participating states during the 1880s and 1890s foreshadowed
and rehearsed their greater and more strongly directed appetites during
the first decade of the twentieth century, as well as the tightening of mili-
tary partnerships which were only resolved in the end with the outbreak
of a general European war.19
Imperial Rivalries
However, that was for later. Armed hostilities between the rival colonisers
threatened from time to time in the course of the African scramble but
never actually broke out. On the face of it the explanation might appear to
be that the consolidated blocs which ultimately went to war were yet to
fully develop the political and military tendencies which led to that out-
come. In the 1880s these were still embryonic. While it is true that what
was only a potential in 1884 had thirty years later developed into a cer-
tainty, the reasons for the avoidance of European war over Africa was not
so much because the pressures pushing towards it were less than they were
in Europe in 1914, but because the stakes and the risks were always high
and reached far beyond Africa while none of Great Britain’s rivals found it
worthwhile to challenge it where vital interests were at stake.
The nature of capitalism as a world system in the 1880s, within a frame-
work of nation states evolved in an earlier phase of social development,
already pointed towards the likelihood of a generalised conflict at some
point in the future to settle the question of global ascendancy. Each par-
ticipant was even by that time well down the road (despite immediate world
recession) in the expansion of its industrial potential and new technolo-
gies, with massive investment in improved firepower. The diplomatic/
military quadrille had already begun, but Africa was never a suitable
theatre in which to initiate the conflict.
The global stakes were far too important to endanger for any particular
economic gain or favourable media publicity in a faraway African (or
Asiatic) outpost. In practice, whenever a dispute of such a kind appeared,
after a space of diplomatic posturing and bellicose publicity the power that
was locally weakest on the ground conceded the claim. Since Britain,
thanks to its position on the Nile and the Niger and on the southern edge
The Drive into Africa 41
The fact that by the mid-1880s the race to dismember Africa was obviously
in train led among the powers to the search for rules by which it might be
regulated, ones designed to minimise so far as possible the dangers of an
unforeseen explosion resulting from actions on the part of their agents
over which the home governments had no immediate control. In 1885
the West African Conference met in Berlin – including representatives
from the USA – to specify ground rules for annexation and takeover. The
title was misleading, for the scope of the discussions and line-rulings on
the map covered the whole of the continent.
The conference had to deal with the ownership of Africa. It did not
specify to whom every square kilometre was to belong – although certainly
it was assumed that none of it belonged to the Africans – but allocated some
slices that were the subject of immediate covetousness, and for the remain-
der stipulated what was to count for recognition as effective occupation in
the future. Among the former arrangements the principal decision was to
settle the future of the Congo river and its basin.
This gigantic waterway drained most of the rainforest area of central
Africa but was rendered unnavigable to the sea by precipitous falls and
rapids only a few kilometres from its mouth. But for this geographical ac-
cident there can be little doubt that European penetration, regardless of
the very unfavourable climate, would have been extended far upriver at a
much earlier stage. The Portuguese indeed were already entrenched on
the short navigable stretch. No European had any idea of what the eco-
nomic potential of the rainforest might turn out to be, but hopes were high:
preliminary probes by small expeditions showed that it abounded in at
least two commodities in high contemporary demand – ivory and wild
rubber.
British interests were attracted but, unlike the other two great continen-
tal rivers, no close connection of a historic or contemporary nature could
be plausibly advanced. The costs and difficulties of direct British occupa-
tion and control were unthinkable, but cabinets, whether Liberal or Con-
servative, took it for granted that it was worth making very considerable
efforts to ensure an open door for British commerce and speculation in
this land of tropical promise. It was hoped at first that the aim could be
42 Global Expansion
attained through an arrangement with the weak power already in situ, the
Portuguese, albeit this state was notoriously protectionist, but strenuous
objections were voiced by British commercial interests acting through the
Chambers of Commerce of big cities, especially Manchester. French and
German interests objected no less strenuously, and the British government
could not afford to alienate both its own merchants and two major foreign
powers – hence the conference.
In the event, since the main powers could not acceptably compose their
mutual suspicions and rivalries, the river basin and much more beside was
handed over to the royal entrepreneur who since the 1870s, had been
energetically lobbying the various governments for the concession with
public propaganda and behind-the-scenes intrigue, and who had sent H.
M. Stanley with an armed force to the river to give material backing to his
claims. For the British, French and German governments it represented a
more than adequate compromise, relieving them of the expense and re-
sponsibility of opening up, policing and defending this enormous entity
but with – they thought – an open door and the continuing hope of pick-
ing up the pieces if King Leopold’s initially rickety Congo Free State were
to collapse. Portuguese objections could be discounted: it was a minor
power. Moreover, the Belgian monarch had made solemn promises to
maintain a regime of free trade and religious and humanitarian endeav-
our – undertakings which he broke at once to seize exclusive commercial
access and install a colonial machine of unabashed criminality, grisly even
by the accepted imperial standards.
Official Attitudes
Conquest of the Sudan and the Transvaal ‘at first sight ... might suggest
a full-blooded drive for empire’: but ... ‘this was not how ministers saw
their onslaughts’. Finally we see another old premier, sick and sorry,
brought face to face with realization that the jingo party had rigged
things in such a way that he and Britain must go to war – ‘and all for
people who we despise, and for territory which will bring no profit and
no power to England’. In other words Lord Salisbury simply did not
know why the Boer War was about to be fought.20
By the time the Boers capitulated all major objectives in Africa were
apparently achieved, but the realisation was beginning to dawn, even
among some of the most convinced and obsessive imperialists, that the
problems of consolidating that success into a permanent and tightly knit
asset were only beginning.
Further Reading
P.J. Cain and A.G. Hopkins, British Imperialism: Innovation and Expansion 1688–
1914; Longman, 1993.
M.E. Chamberlain, The Scramble for Africa, Longman, 1974.
C.C. Eldridge, Victorian Imperialism, Hodder & Stoughton, 1978.
John E. Flint, Sir George Goldie and the Making of Nigeria, Oxford University Press,
1960.
J.S. Galbraith, Crown and Charter: The Early Years of the British South Africa Com-
pany, University of California Press, 1974.
J.S. Galbraith, Mackinnon and East Africa 1878–1895, Cambridge University Press,
1972.
L.H. Gann and Peter Duigan, The Rulers of British Africa 1870–1914, Croom Helm,
1978. Written from a pro-imperial standpoint.
W.G. Hynes, The Economics of Empire: Britain, Africa and the New Imperialism 1870–
1895, Longman, 1975.
V.G. Kiernan, The Lords of Human Kind, Weidenfeld & Nicolson, 1969. Discusses
imperial attitudes.
J.M. MacKenzie, The Partition of Africa, Methuen, 1983. Brief but informative.
J. Forbes Munro, Britain in Tropical Africa 1880–1960, Macmillan, 1984. Concise
and useful.
Ronald Olivier and G.N. Sanderson (eds), The Cambridge History of Africa, Vol. 6,
c. 1870–1905, Cambridge University Press, 1985.
R. Robinson and J. Gallagher, Africa and the Victorians, Macmillan, 1961. The clas-
sic ‘revisionist’ interpretation, downplaying economic considerations.
3
Other Extensions
If the partition of Africa was the most spectacular theatre of imperial ex-
pansion in the late nineteenth century, it was far from being the only one.
From any rational perspective the Pacific and Indian oceans were of far
greater importance than Africa to the imperial powers, even if the devel-
opments taking place in the eastern hemisphere at that time were on the
whole less noisy and colourful.
India
According to Cain and Hopkins, ‘the full value of British rule, the return
on political investments first made in the eighteenth century, was not
realised until the second half of the nineteenth century, when India be-
came a vital market for Lancashire’s cotton goods and when other specialised
interests, such as jute manufacturers in Dundee and steel producers in
Sheffield also increased their stake in the sub-continent’.1 The importance
to the cotton textile industry can be measured by the anxiety with which
Lancashire merchants, led by the Manchester Chamber of Commerce,
scrutinised the endeavours made by the Indian government to levy rev-
enue duties on cotton goods and the success with which they usually got
them blocked or lowered – though in other respects their efforts to influ-
ence government action were much less successful.
Trade, however, was only one aspect of India’s importance. It absorbed
£286 million of the capital raised on the London stock market between
1865 and 1913, around 18 per cent of the empire’s total, and second in
importance to Canada for such investment.2 India itself became a base for
the further extension of the investment network, with the National Bank
of India, founded in Calcutta in 1863, establishing offices in Ceylon, Burma
and East Africa. Among its directors was Sir William Mackinnon, the same
45
46 Global Expansion
East Asia
China
On the face of things the dealings of British government and British capi-
tal in China were far closer to a textbook illustration of the Leninist model
of imperial relationships growing directly out of state-supported monopoly
capitalism seeking cheap investment opportunities than anything that
happened in Africa. Moreover, the rivalries of European powers – and of
the USA – in China were of an explicit and wholly unmistakable economic
character.
Since the seventeenth century European writers and observers had
voiced astonishment at the size and sophistication of the Ch’ing empire,
its mechanical ingenuity, despite the lack of the power sources employed
in Europe, and the range of artefacts produced by its industrious and multi-
tudinous populace. They had been no less impressed by its apparent social
and political stability, attributed to the probity and philosophic under-
standing of its intensively literate and educated administrative class.
The prospects for trade relations appeared to be excellent, and indeed in
the eighteenth century a very significant commerce developed, conducted
through the East India Company, which acquired a legal monopoly of
British trade. The Chinese commodities which supplied not only a British
market, but, through British middlemen, a European one, were principally
tea and silks. In the absence of any comparable Chinese demand for west-
ern products, the balance was at this stage cleared in silver.
Changing circumstances in the earlier part of the nineteenth century
destabilised the structure. At the same time as a dynamic British economy,
subject nonetheless to recurrent trade cycles and contracted markets,
sought fresh commercial outlets, shortage of silver specie presented a grow-
ing and serious obstacle to the China trade, while in 1833 the East India
Company lost its monopoly, thereby multiplying the number of would-be
participants in Chinese commerce. A solution was discovered, however,
in the shape of opium, produced in India and shipped to China,6 which
proved an effective substitute for silver. The Ch’ing state was by this time
in an advanced state of political decay and weakening central authority,
but, concerned at what the opium trade was doing to the public health of
its subjects, tried to prohibit the transactions and was so disrespectful of
property rights as to have stocks of the drug seized and destroyed. The re-
sponse of the British, supported by other European powers and the USA,
was to use its superior weaponry to compel the Chinese authorities to ac-
commodate themselves to western notions of civilisation and opium con-
sumption. By 1860, after the fighting was over, in two separated phases, a
48 Global Expansion
probably the central reason why the empire was never partitioned. There
were certainly others. The stupefying expense and difficulty of actually
controlling large tracts of Chinese territory were undoubtedly a major
deterrent to the powers (though in the end it failed to deter Japanese impe-
rialism). However, by the later years of the century the British, though
maintaining their lead, no longer had the field almost exclusively to them-
selves: international competition was growing stronger. In the 1880s the
French seized what Peking regarded as its own tropical provinces of Indo-
China,11 and a decade later not only Japan but France, Germany and Rus-
sia were chasing loans, concessions, influence and, in the case of Japan
and Russia, manageable bits of peripheral territory.
From the British point of view, however, maintenance of the central
authority was a far preferable option,12 partly because the Europeans could
bully it into enforcing order in the European interest for the benefit of
traders, missionaries, concession hunters and collections of expatriate
Europeans. The use of direct European power to suppress the Boxers was a
unique undertaking; there could be no question of keeping a joint mili-
tary presence on permanent duty to police the enormous country. Even
more to the point, a functioning Ch’ing government was the best guaran-
tee available that customs officers and tax collectors would continue to
operate, that the debt repayments would continue to be met and that the
large investment sunk into the loans over the years would be kept out of
danger.13
Nevertheless, had the accelerating political decay at the centre after 1900
threatened to end with the breakup of the empire, an attempt would prob-
ably have been made, in spite of formidable risks and difficulties and as
a last resort for ‘maintaining order’, to partition the country, probably
through some form of international agreement that would accommodate
the diverse interests and states clamouring to get themselves more fa-
vourably positioned at the trough. The actual course of events, however,
demonstrates that there were good reasons why an imperialist policy might
seek to avoid partition and find its interests – depending on whose these
interests were – better served by the maintenance of semi-colony status
rather than going the entire distance to annexation. Evidently, the long-
established and well-entrenched British saw matters from a different per-
spective than the intrusive Japanese.
Feudal China was entering its final crisis, eroded by the same processes
of historic decrepitude that had destroyed preceding dynasties and fatally
undermined by the popular hatred that its subservience to foreign powers
evoked among the people. Its end did not take the form of secession by
provincial leaders but collapse at the centre. In 1911 revolution in the
Other Extensions 51
Japan
By contrast with the constant worries over the stability of the Chinese
state and its threatened collapse from time to time, British financiers and
British governments were more than gratified by the alacrity and commit-
ment with which its Japanese counterpart adjusted to the realities of the
global accumulation regime. The adoption of western models in economic
and military affairs, administration and, to some degree, cultural practices
such as diet and clothing, were happily funded with western loans. The
Japanese experience was a model of what British imperialism would have
liked to see occur on the mainland opposite – all the merchants and inves-
tors wanted was a stable regime with an open door for trade and, more
importantly, lending. By the beginning of the twentieth century Japan was
judged to be sufficiently civilised and militarily formidable to be accepted
as Britain’s formal ally – the first such specific commitment the British
government had made since the rival European alliance systems began to
form in the 1870s.
The consolidation of capitalist relations in southern Asia and around
the eastern Pacific during the late nineteenth century was a general and
multinational tendency and where suitable ‘native’ authorities could not
be found capable of holding the framework together, occupation and an-
nexation followed.15 Since the seventeenth century the Dutch had claimed
suzerainty over the greater part of the Indonesian archipelago, an invalu-
able producer of spices; but their effective occupation was for a long time
limited, mostly to the island of Java and not even all of that. In the later
nineteenth century the effective conquest of all the territories in their
52 Global Expansion
South America
In the southern portion of the opposite hemisphere there was only one
formal British colony, the important sugar-producing British Guiana, but
the ostensibly independent states of South America formed both a cardi-
nal element in the network of global financial and commercial dominance
and contained the most massive concentration of overseas British capital
to be found anywhere – not excluding the settlement colonies.
The last of the great pre-industrial commercial wars19 ended in 1815
with the unquestionable and unchallengable ascendancy of British com-
mercial capital around the world, aggressively seeking fresh opportuni-
ties and new fields for expansion. The decrepit Spanish and Portuguese
empires offered tempting prizes, once they could be transformed into in-
dependent states maintaining close commercial, political and cultural
links with Britain. The states that came into being were indeed British
proteges, being protected by the British navy and British diplomatic ef-
forts from any threatened reconquest by the Iberian monarchies. More-
over, in Chile and even more so in Argentina, the new ruling classes of
landowners and foreign-trading merchants did absorb, to an extraordi-
nary degree, British economic and cultural values of a liberal but anti-demo-
cratic sort. Repression of the independently minded gaucho frontiersmen
and extermination of the still-unsubdued Amerindians in Argentina were
policies seen as essential to the unity and stability of the new state and
pressed upon its rulers by London.
Brazil, whose political form was at first a monarchy – which pleased the
Foreign Office – and whose social structure at independence was founded
upon slavery – which did not – was a slightly different case, though the
outcome in the end amounted to much the same thing. The British forced
the Brazilian government to outlaw the slave trade (though it continued to
be practised illegally) and ultimately pressured it into abolishing slavery as
an institution (as late as 1888). These measures enormously increased the
leverage that the Foreign Office had over the governing Brazilian elite, since
it became its only reliable upholder in the face of outraged Brazilian land-
owners who resented the interference with the slave system, and of the
Brazilian educated classes who resented the subordination of their country.
In 1889 the monarchy was overthrown and succeeded by a republic. Simi-
lar relations continued with the new authorities. According to Cain and
Hopkins, ‘despite its long association with the Brazilian monarchy, the City
did not allow sentiment to extend to the point of backing a loser’.20
However, in the first half of the century, despite gratifying political suc-
cess, the chronic crisis of the British economy between 1820 and 1850
54 Global Expansion
As with South America, it was during the earlier part of the nineteenth
century that the quasi-feudal Turkish empire became a diplomatic satellite
of Great Britain. The empire was administratively, politically and militar-
ily decayed, and without British intervention would have been obliter-
ated before too long by the southern expansion of the Tsar’s empire and
the defection of rebellious provincial satraps.
British intervention on its behalf was expressly designed to obstruct
Russian advance towards the sensitive middle eastern route to India and
the Pacific, and maintainance of its integrity (more or less) became one of
the central principles of British foreign policy. 21 It was hoped too that as a
by-product of British diplomatic influence administrative reform and a
liberal commercial regime would generate expanded trade relations.
Commodity exchange in fact remained very modest, but following the
Crimean War – an episode in the Anglo-Russian conflict – extensive for-
eign borrowing was embarked upon by the sultan’s regime. Funds were
attracted from London and Paris, but a dramatic turning-point in Turkish
affairs occurred in 1876 when the Ottoman government defaulted on its
foreign debt. Consequences were severe. To restore its creditworthiness
the regime had to surrender economic sovereignty to a consortium of credi-
tor nations, which proceeded to establish on Turkish territory the Otto-
man Public Debt Administration to collect the revenues themselves.22
Meantime, the North African provinces, in reality autonomous but still
Ottoman in international law, were being detached by Britain and France.
However, this political hulk, an imperial authority keeping itself in be-
ing by massacre and pillage practised on its own subjects, though of more
than trivial importance commercially, was of much greater interest to the
56 Global Expansion
Conclusion
Consideration of the pattern of events in Asia and Latin America over the
decades in question shows at first glance a bewildering variety of actions,
motives and responses by the imperial powers, Britain in particular. The
straightforward territorial annexations which occurred, especially on the
part of the French, the Dutch, the Russian empire and the new imperial
power, Japan, were only the most simple and direct forms of imperial ad-
vance. In the main, however, relations tended to be more complicated, and
in general the preference was to leave in place a facade of local sovereignty.
In Latin America, indeed, there was no alternative, both on account of
cultural standards – states under European-descended governments could
not be annexed as a rule – and because the United States would not have
permitted anything else.
Other Extensions 57
Indeed, the essence of imperial political relations in this era, the stan-
dard practice, so to speak, can be regarded as forcing formally indepen-
dent polities to do the bidding of the imperial power or its agents, or better,
forcing them into a relationship where the imperial will is carried out
because matters have been so arranged that it appears to be perfectly natu-
ral and nothing else is conceivable. Historical perception of the imperial
climax has in a way been distorted because events in Africa, and tropical
Africa in particular, have featured so prominently in the foreground, cre-
ated a spectacle both at the time and for the history books, and culminated
in sovereignty being seized by a European power, usually Britain. The
quieter (though predatory enough) imperialism practised elsewhere around
the globe was much more typical – and more related to manifest economic
considerations.
If we disregard the settlement colonies and India, which had entered
the imperial orbit at an earlier period, the perfect dependencies were the
Latin American states, tied to primary production, punctiliously deliver-
ing to Britain supplies of foodstuffs and raw materials, serving as absorbers
of investment capital to the great profit of commodity traders and the City,
paying off their debts (sometimes with a measure of encouragement) and
requiring little or no intervention to ensure that their internal regimes
maintained the conditions which allowed these unequal relationships to
continue undisturbed.
The rulers of Latin America and Japan understood what was required of
them; those of China to a much lesser degree, and the scale of interven-
tion to secure European expectations was correspondingly greater. We can
see in the case of China, perhaps more than anywhere else, a direct and
visible link between the demands of merchants and financiers (and mis-
sionaries) and the action of governments. It is not unreasonable to con-
clude that this was the case because on the one hand the economic impor-
tance of China to the west was great and its potential believed to be even
greater; on the other, because of the authority that the regime continued to
maintain over its subjects, as long as it could be manipulated the amount
of European intervention required could be kept within limits acceptable
to their exchequers. The British position differed from that of its imperial
rivals only in so far as it was more concerned to maintain the integrity of
the ramshackle monarchy – Britain stood to lose most if it collapsed or
suffered partitioning. However, not least because of popular resistance to
European commercial penetration and the enormous cultural divide, the
situation in China, in contrast to that in South America, was inherently
unstable and constantly subject to the danger of elemental popular rebel-
lion aimed at expelling the foreigners.
58 Global Expansion
In Persia and the Arab world matters differed significantly and there
capital (until there appeared the prospect of profits from oil) showed a sig-
nal reluctance to risk its fortunes. On the contrary, the picture is one of
governments urging financiers, without great success, to commit them-
selves in that region. Without any doubt the concerns of the British state
were strategic ones, and the notion of any economic dimension appears
unsustainable. However, the concept of ‘strategic’ only begs the question
what is strategy about and what are strategic interests strategically defend-
ing?25
It is necessary instead to stand back and view the picture globally.
Smoothly functioning free-trade imperialism in South America and the
settlement colonies, tight control over the Egyptian economy and admin-
istration, a regime of unabashed colonial exploitation in India, loans to
and concessions wrung from the Chinese emperor, colonial war and con-
quest in Africa, together with the economic interactions which industria-
lised nations conducted within and between themselves, comprise a pro-
digiously complex interlocking structure involving states, empires, mighty
centres of population, migrant labourers and nomadic peoples in the fur-
thest corners of the earth, and amount in sum to a regime of accumulation
embracing the globe but with its centre in London.
Further Reading
P.J. Cain and A.G. Hopkins, British Imperialism: Innovation and Expansion 1688–
1914, Longman, 1993.
E.W. Edwards, British Diplomacy and France in China 1895–1914, Clarendon, 1987.
Fullest examination of this theme.
C.C. Eldridge, Victorian Imperialism, Hodder & Stoughton, 1978.
V.G. Kiernan, The Lords of Human Kind, Weidenfeld & Nicolson, 1969.
David McLean, Britain and her Buffer State: The Collapse of the Persian Empire 1890–
1914, Royal Historical Society, 1979. The only book-length analysis of this
development.
A.J. Stockwell (ed.), Cambridge Illustrated History of the British Empire, Cambridge
University Press, 1996.
4
The Evolved Imperial Structure
The British empire actually attained its widest geographical extent follow-
ing World War I and the victors’ decision to reward themselves with con-
fiscated German and Turkish possessions. It appeared briefly that the goals
of the epic struggle with Germany to dominate the global circuits of pro-
duction, trade and finance had been successfully accomplished; the in-
vestments in blood and treasure had paid off, so that, with the threatening
competitor overthrown, Britain now had an absolutely clear field and
business could continue as usual in both senses of the term. It was all the
more galling, therefore, to discover that the system itself had toppled into
a state of parlous collapse marked by permanent recession and slump and
that a new and even more threatening competitor had appeared in the
shape of the United States.
Even as the empire reached its zenith, its heyday was past, and histori-
cal perspective makes it clear that the height of combined size and influ-
ence was to be found in the brief phase before 1914 when the partition of
the globe had been completed and the struggle for repartition had not yet
descended into a desperate bloodbath. How, therefore, at its apogee was
the empire organised? How did the mechanisms which sustained it eco-
nomically, politically and culturally actually function?
At first sight the British empire of 1910 or thereabouts had no structure
at all but was instead a confused and bewildering jumble of self-governing
white-settled territories (the term ‘Dominions’ still lay in the future); colo-
nies with a variety of relationships to Westminster; protectorates of vari-
ous shapes, sizes and conditions (the key member of this group, Egypt, not
even being defined as such); and areas of greater or lesser informal influ-
ence – round the Kafkaesque paper maze in which politicians, bureaucrats
and diplomats scurried endlessly and often uncomprehendingly.
59
60 Global Expansion
Settlement Colonies
Other Areas
The surplus extracted from the formal and informal empire, with a few
though important exceptions such as South African minerals, rested over-
whelmingly, either directly or in the last analysis, upon agriculture.5 This
was true even of the profits derived from transport systems, for in the main
it was agricultural products or raw materials which were shipped; or those
from imposed indemnity or borrowing by non-European rulers, for it was
on the backs of peasant taxpayers that the repayments were loaded as a rule.6
In a few instances it might be those of miners of silver, copper, sulphur, coal
or other minerals – and in the twentieth century Azerbaijani or Iranian oil
workers. From these latter enterprises European investors profited twice over,
firstly by the dividends realised on the sale of their product and secondly
from the taxes they generated, used to meet repayments on the loan agree-
ments entered into by local rulers – the loans in turn normally being used
for the purchase of European-produced goods and services.
As noted above, the British government, which assumed an overall re-
sponsibility for policing the global system,7 preferred to leave the collec-
tion of these revenues in the hands of the local tyrant, with or without
supervision. In relation to the Latin American states it did not really have
any choice in the matter: to have declared a formal protectorate over hither-
to independent Spanish- or Portuguese-speaking nations would have
been regarded as unacceptable by the standards of nineteenth century in-
ternational relations. That did not, of course, preclude a great deal of inter-
ference in their internal politics, visits by gunboats or demands for con-
trol over their customs when the debt was defaulted upon. In the end,
however, it was naturally the peon, sharecropper or seasonal agricultural
labourer or the miner who paid, directly or indirectly in terms of starva-
tion income, squalor, ignorance, disease and truncated lifespan.
Operation of the system at one remove remained true even in a third of
India, for in the case of the ‘Princely States’ such petty autocrats, though
subject to British suzerainty, were left with internal autonomy to misgov-
ern their subjects along traditional quasi-feudal lines. Among the meth-
ods of raising finance resorted to by the British government in India was
the imposition of a salt tax, which compelled consumers to purchase salt
only from a government-leased monopoly and prohibited them from ob-
taining this necessity anywhere else, such as the sea in the case of coastal
communities – the repetition of a taxation practice which had famously
contributed to the downfall of the French Bourbons in 1789.
Apart from loans to the Indian government, to princely rulers and rail-
way investment, British enterprise in the subcontinent financed various
The Evolved Imperial Structure 65
nant villagers, their pleas ignored, finally remonstrated with sticks, sev-
eral, including an elderly man, were hung for their impertinence and oth-
ers condemned to penal servitude for life.
Where the colonial (or ‘protectorate’) relationship was open and offi-
cial, as was the case with most of the late nineteenth-century African
acquisitions, whether under Westminster or a chartered company, the prin-
cipal concern of government was to recover from the colony the basic
costs of conquest and administration and to integrate it as quickly as pos-
sible into the world regime of production and accumulation on terms which
favoured British capital in an implicit but not ostensible manner.
Techniques
Ethnic Diasporas
the late nineteenth century for the same reason as the Natal planters sought
Indian labour: it was regarded as being both more diligent and more con-
trollable – for in the larger West Indian colonies freed slaves had taken
advantage of available land to leave the plantations and set up as petty
farmers on their own account. Overall, throughout the empire the num-
bers involved were enormous. An outstanding case was Malaya, where
between 1880 and 1911 Chinese and Indian immigration changed the
balance of population from 80 per cent indigenous Malay to 51 per cent.
Another area in which the overall imperial economy could scarcely have
functioned without Chinese and Indian labour was in long-haul merchant
shipping where Chinese and Indian crew members were universal – natu-
rally being confined to the most menial and worst-paid functions on ship.
Even the South Pacific islands, not having much in the way of material
resources to exploit (though there were some sugar and copra plantations
on the larger islands) could not escape having to make their contribution
to the labour tribute. For a time the usual procedure was simply to kidnap
these kanaks and take them away under duress, again mainly for the con-
venience of the north Australian sugar growers; later contract labour be-
came the norm, which had the advantage of preventing the victims be-
coming permanently resident if the employers and the authorities wanted
to insist on repatriating them at the end of the contract, which in Australia
they always did.
On every continent and upon the oceans connecting them productive
energies were exercised in an incalculable variety of functions by a med-
ley of workforces, the majority of whom, excepting the favoured racial
elite, toiled in atrocious conditions upon the margins of subsistence. Their
output coalesced into a system of global exchange structured by a formally
unregulated world market with intrinsic advantage located in western
Europe, the United States and the settlement colonies. On top of that was
erected a gold – i.e. sterling regulated – system of multilateral exchanges
and financial structure of staggering complexity, the net effect of which
was to give ultimate title of ownership of a very large part of the structure
– and the claims to income derived from that ownership – to interests lo-
cated principally in the City of London. The formal empire was a part, and
possibly not the most important part, of that complex, a historic accretion
of territories brought under direct British ownership for a chain of contin-
gent reasons stretching back to the seventeenth century when the English
ruling class first set out to dominate the world economy. Once in exist-
ence, however, particularly in conditions of intensifying national and
international friction, it was soon to acquire a political, social and ideo-
logical momentum of its own.
70 Global Expansion
Titles to ownership, however, are not of much value unless they can be
enforced – as investors in Russia discovered after 1917 – and enforcement
was a central purpose, indeed it might be claimed the central purpose of
the imperial structure. It was not so much the enforcement of each and
every particular title that was paramount as the maintenance of the over-
all structure through which claims and titles were enabled to function.
Other European powers, even when engaged in colonial rivalry, could
usually be relied upon to respect a property title,12 but the uncivilised, like
the unwashed at home, might endanger them at any time by revolt or
anarchical conduct. ‘Civilised’ powers – generally France or Russia – might
threaten to exclude British interests from particular slices of territory yet
unclaimed, or in due course, in the case of Germany, appear to menace
British ascendency over the global system.
A military machine of unparalleled scope existed to avert such dangers
from whatever quarter, much of it paid for and staffed by the colonial sub-
jects themselves. By continental standards the British professional army
was tiny and specifically designed for holding colonial populations in
subjection.13 British governments preferred to use it in only the most spar-
ing and niggardly fashion and with the onset of the South African war
recruiting campaigns had immediately to be put in hand to supplement it
with volunteers. Most of the army was stationed in India, partly to over-
awe the subject peoples and discourage any inclination to revolt on the
part of these overwhelmingly numerically superior masses;14 partly in view
of suspected Russian intentions on the northern frontiers.15 To provide
the British rulers with a land army comparable to the conscripted forces of
other powers, Indian recruits were relied upon and were centrally placed
for use in the subcontinent itself, Africa, the Middle East or eastern Asia.
The expenses came out of the budget of the government of India and the
financial burdens were sustained by the Indian taxpayer.
Co-ordinating with the Indian army, and of even greater importance in
asserting the British world hegemony, was the Royal Navy. Since the sev-
enteenth century superior seapower had been the foundation of the
country’s imperial strength. It protected all the critical trade routes con-
necting Britain from interruption, but could easily cut enemy ones; it threat-
ened unchallengable blockade against any European or other enemy, while
safeguarding the shipment of troops; if necessary it could be used to bom-
bard recalcitrant seaports and coastlines. Only once, briefly during the
nineteenth century when steam-driven ironclad rendered obsolete all the
nations’ wooden navies, had that awesome superiority seemed in any jeop-
The Evolved Imperial Structure 71
ardy, but it did not take the British long to establish an unbeatable lead in
iron as formerly in wooden warships. Although the self-perception of the
British public was that their state, without military conscription, was pa-
cific in outlook and, unlike its German or even French rivals, abhorred
militarism, in reality British taxpayers paid two and a half times as much
for defence as their French or German counterparts.
A further implication of Britain’s hegemonic position on the oceans was
that all lesser overseas empires, French, German, Dutch or Portuguese,
continued only on British sufferance. It was a point too obvious to require
emphasising and embodied in the conception of the ‘two-power standard’,
the doctrine which stipulated that the British navy must be bigger and
stronger than the next two most powerful navies combined. As we shall
see, it was the determination of the German ruling class to challenge this
relationship which marked an important milestone on the road to the clash
of empires in 1914.
This particular theme is so boundless – like the empire itself – that ideally
it requires a further volume to itself. What is striking is the speed with
which imperial ideology colonised the public discourse and corrupted the
civic culture.
In one aspect it represented a continuation and extension of the national
chauvinism, peculiarly English but capable of drawing the differently in-
flected Scottish culture into its orbit, that had been nurtured for centuries
as a means of cementing together the gaping social rifts that separated the
privileged from the less privileged, and they again from the ‘swinish mul-
titude’. It was a form of consciousness perfected during the revolutionary
and Napoleonic wars and one that had performed sterling service against
English and Scottish Jacobins – stigmatised as tools of the national enemy –
reformers, Owenites and Chartists. The imperial ideologues of the 1870s
onwards were drawing their raw material from a deeply poisoned well, and
more immediately they were elaborating themes which Lord Palmerston
had exploited with devastating effect from the 1840s to the 1860s in en-
hancing his political career.
A pre-existing arrogant conviction of national superiority and of the
world-policing role embodied in the British navy, concentrated no doubt
in the middle classes but running through all social strata, formed the
bedrock upon which the edifice of late nineteenth-century imperialist
consciousness was erected. When world economic and political develop-
ments placed on the agenda the issue of dividing up the spaces on the map
72 Global Expansion
not hitherto subject to close European control, it was easy enough, through
the media of the time, to gain public acceptance of British claims, demands
and actions as a natural extension of the national moral superiority al-
ready responsible for Britain’s world lead in industrial output, trade or naval
power – the country’s particular manifestation of manifest destiny.
Moral Self-congratulation
volved did not give up. ‘Legitimate’ commodities were sought to replace it
and a profitable one was found in palm oil, which in the later nineteenth
century became the basis for most British-produced soap. Thus was the
nucleus established of the later Nigerian colony. Interestingly, the British
administration there (it took over in 1900 from the chartered Royal Niger
Company) was willing to tolerate continued domestic slavery as practised
by its more powerful African subjects. In East Africa the results of anti-
slavery beliefs and actions were if anything more historically consequen-
tial, for by the treaty of 1872 between Bartle Frere and the Sultan of Zanzi-
bar, this outlook had been responsible for beginning the process which
brought the area of Kenya, the Lakes and the Nile headwaters under Brit-
ish control.
The conviction that the British empire corresponded more to the idea of
a natural phenomenon than a political construct was instiled early in the
impressionable consciousness, with the object that was probably the most
vivid and colourful feature of the elementary schoolroom – the wall map
with the British-owned portions of the world portrayed in brilliant red.
The instruction continued with children’s and adolescents’ imaginative
literature, especially that intended for boys, where the exploitation of
imperial themes in juvenile fiction, both magazine and book form, was
wholly relentless.19 The empire after all supplied an endless theatre for
adventure and excitement: perceptions which were ultimately institutiona-
lised in the Boy Scouts and Girl Guides movements, organisations founded
by a colonial general and hero of the South African War, and the activities
and rituals of which, particularly the Scouts, took for granted an imperial
context. At the other end of the social scale the public schools became
virtually interlocked with the empire, advanced from the purpose of
homogenising a political and social elite out of the divergent components
of the English ruling class to one of training that class to govern an em-
pire.
The Media
The development of the mainstream traditional press during the last third
of the century is both instructive and depressing. Whether we are dealing
with the London dailies or the major provincial newspapers, the trend is
similar. In the 1870s the expressed editorial attitude towards the minor
instances of territorial expansion which occurred in that decade is one of
caution and reserve. Notions occasionally expressed in favour of an ag-
gressive imperial policy, such at that of Bartle Frere, are reported in a scep-
tical and ironic mode. By the late 1890s these same journals were gloat-
74 Global Expansion
Attitudes
the Indian canal system could technically have been built at almost any
period of known history.What the British added was above all the power
of a unified and authoritarian state which acted because it saw the dan-
ger of drought and famine to its rule.27
The same author notes that institutions such as the British Museum,
Natural History Museum, Science Museum and Kew Gardens were not
only temples of knowledge but ‘memorials to British expansion and ac-
quisitiveness’, displaying not only knowledge but ‘the confident capacity
to control it’.
The British, however, could and did congratulate themselves upon treat-
ing the inhabitants of their colonial possessions more humanely than
sadistic Latins like the Portuguese or French, the iron-hearted Germans or
Boers, or the especially notorious regime of King Leopold’s Congo. Kipling,
as always, was on hand to draw the moral, insisting that the sole concern
76 Global Expansion
of the British administrator in India was with the welfare of his charges: if
matters went well this paragon happily stood back to let the Indians take
the credit, if they turned out badly he manfully stepped forward to shoul-
der the blame.
It was a standpoint which, regardless of its shortcomings, at least pre-
tended to concern itself with the welfare and ultimate advancement of the
colonised and so was logically incompatible with social Darwinism – the
doctrine that races (or nations, or classes) were locked in a zoological
struggle for survival or dominance, that the least fit would rightfully suffer
extermination28 and that the coloured ones would serve the white in per-
petuity without any nonsense about eventually fitting the former to par-
ticipate in European civilisation. Logical contradiction did not, of course,
prevent both notions being adhered to simultaneously by imperial publi-
cists. In the early twentieth century, as international tensions sharpened
and the powers geared up to settle their differences by all-out conflict, the
Darwinian interpretation of how the empire should function on behalf of
Britain and the settlement colonies began to assume growing prominence
in the minds and speeches of leading imperialists.
‘Oldest Colony’
The ideology of empire was baleful in every respect, and came home to
torment the United Kingdom, with gruesome long-term effects. Between
the 1880s and the onset of World War I (and thereafter), the politics of
‘Britain’s oldest colony’, Ireland, were a major destabilising feature in the
British political system and constitutional structure, as well as a focus and
rallying issue for all the most sinister and reactionary elements in state
and society. By 1914 the tensions generated around it looked capable of
precipitating civil war.
During the 1870s, underground agrarian violence directed at landlords,
memories of famine and revolt, embittered consciousness of centuries of
English misgovernment and religious discrimination coalesced, when it
became possible to express them in the conditions of franchise extension
and secret ballot after 1870, into a political demand for limited self-gov-
ernment – Home Rule – expressed through the eighty or so Irish MPs
elected to the Westminster parliament. Violent opposition came from all
the forces of the traditional English ascendancy, landlords, officialdom,
military, and from the Protestant masses of the north-east, centred on the
manufacturing and shipbuilding city of Belfast.
The dispute occasioned a split in the Liberal Party, resulting in twenty
years of nearly uninterrupted Conservative government and the defection
The Evolved Imperial Structure 77
Further Reading
P.J. Cain and A.G. Hopkins, British Imperialism: Innovation and Expansion 1688–
1914, Longman, 1993.
P.L. Cottrell, British Overseas Investment in the Nineteenth Century, Macmillan, 1975.
L.E. Davis and Robert Huttenback, Mammon and the Pursuit of Empire: The Political
Economy of British Imperialism 1860–1912, Cambridge University Press, 1986.
C.C. Eldridge, Victorian Imperialism, Hodder & Stoughton, 1978.
A.R. Hall, The Export of Capital from Great Britain 1870–1914, Methuen, 1968.
Comprehensive.
Ronald Hyam, Britain’s Imperial Century 1815–1914: A Study of Empire and Expan-
sion, Batsford, 1976. Examines the relationship between informal and formal
empire.
Paul Kennedy, ‘Debate. The Costs and Benefits of British Imperialism 1846–1914’,
Past & Present 125, 1989. Critique of O’Brien, below.
P.K. O’Brien, ‘The Costs and Benefits of British Imperialism 1846–1914’, Past &
Present 120, 1988. Argues that imperialism was a drain on British resources.
Jeffrey Richards (ed.), Imperialism and Juvenile Literature, Manchester University
Press, 1989. Classic analysis of this theme.
A.J. Stockwell (ed.), Cambridge Illustrated History of the British Empire, Cambridge
University Press, 1996.
5
Imperial Relations
That an explosion did not occur in the British Isles in the manner which
seemed likely in 1914 was due to events there being overtaken by the onset
of general war in Europe, culmination of the politics of empire and the
inter-imperial relationships that had developed over three decades. The
empire which entered the conflict – for all King George’s possessions and
dominions became part of the war machine – was the same free-trade,
loosely articulated formation that had evolved into its final form around
the turn of the century. A different conception of how the empire might be
organised, and the function it could fulfil, was strongly pressed, as we shall
see, within the ruling class and on electoral platforms during the twenty
years before the outbreak, but had failed to gain political acceptance.
Settlement Colonies
Canada, Australia and New Zealand (South Africa was a somewhat differ-
ent case) for all their web of economic ties to Britain could not have been
compelled to enter the war alongside the state to whose head they were
formally subject if these colonial legislatures had decided otherwise, and
in that event it would have been unthinkable for the British to have at-
tempted any sort of forceful coercion. It would have been no less unthink-
able, however, for any of the three to have held back. To grasp why this
was so it is necessary to understand the character of the relations between
the settlement elites, the electorates of which they had to take account and
the imperial authority to which they looked for geopolitical guidance.
The first point to note is that the economic links were mutually benefi-
cial ones. These areas provided foodstuffs and raw materials to the British
market and interest and service payments to the financial apparatus, but
equally, as an outlet for their exports and source of loan funds, Britain was
79
80 Global Expansion
India
It was a very different story where the monarch’s overseas subjects had
different skin pigmentation. In the directly governed parts of India the
relationship was simple enough – few Indians, regardless of wealth or
education, could hope to occupy any but the lowliest of positions in the
administration, police or military and the representatives of the Raj, the
collectors and magistrates, comported themselves as, in Victor Kiernan’s
phrase, ‘the lords of humankind’.3 It hardly mattered what view the In-
dians themselves took of the situation. To quote a cliché, ‘resistance was
futile’:
The peasants and the tribal peoples who constituted the majority of the
population rose repeatedly in rebellion in many parts of the country ...
The immediate causes of these risings varied, but most were rooted in
the massive dislocations caused by the process of conquest and con-
solidation. The people driven to rebellion in sheer desperation included
peasants forced to give up cultivation during the period of plunder, tribes
deprived of their hereditary rights to the free use of forest resources,
tenants rack-rented or expropriated by landlords created under the new
tenures and cultivators hopelessly indebted to moneylenders (who
benefited from the new laws of contract) ... The forces of law and order
were almost invariably deployed in favour of their oppressors. The new
legal system was incomprehensible and too expensive to be of any use
to the poor ... The new equality before the law meant that a Brahmin
could now be hanged, but such triumphs of justice were of little conso-
lation to the peasant who lost his land to the moneylender or the land-
lord ... As late as 1899 famine mortality remained high because vast
sections of the population lacked the purchasing power to buy food even
when it was available.4
gentsia of the old cultures, may have regarded the colonial presence as an
outrage and humiliation, but it was clear that pre-British India was gone
past recovery, as the Mutiny had fearsomely underlined. In the era of high
imperialism any notion of expelling the invader was absent: it had no
material surface on which to get a grip, no social element in which it could
become embodied and effectively was an idea which could not be thought,
the necessary conceptual framework was absent. British rule for the fore-
seeable future had come to seem like a fact of nature.
When political organisation among educated Indians did begin to de-
velop towards the close of the century in the shape of the Indian National
Congress, its initial objectives were very limited, no more than to demand
a modest share in governmental authority for suitably qualified Indians,
and certainly in no way any kind of challenge to the Raj. It was not until
the aftermath of World War I, the Russian Revolution and the Comintern’s
proclamation in favour of complete colonial liberation,5 that the question
of Indian independence appeared at last on the agenda, to be taken up af-
terwards by Gandhi and the Congress politicians.
The existence of the princely states, former kingdoms of the Mughal
empire whose rulers had seen the wisdom of making treaties subordinat-
ing themselves to Company rule before they were forcibly evicted, pro-
vided advantages to British control in a number of senses. Most immedi-
ately and practically it delegated to these petty monarchs, with British
residents on hand to keep them up to the mark, the responsibility for ‘main-
taining order’ and thereby economised on personnel and resources with-
out in any way derogating from the Raj’s own supreme authority. Secondly,
they enabled the imperial government when convenient to avoid respon-
sibility whenever it was a question of carrying through progressive mea-
sures demanded by public opinion in Britain but which the Raj preferred
to avoid. Finally, and in due course, the princely states became a useful
lever for dividing the national movement by establishing another inter-
est which must be reconciled before any movement would be permissible
in the direction of Indian political rights or responsibility. In return the
Raj was pleased to underwrite their feudal privileges and condone their
misgovernment so long as it did not conflict with British requirements.
Whether or not we include the special case of South Africa – which com-
bined the character of a settlement colony, rule over a numerically supe-
rior black helot population and relations with an antagonistic European
descended settler community – almost no generalisation can be made about
84 Global Expansion
Indeed, it was not only in Africa that similar principles were applied,
although mostly it was done instinctively rather than in the theorised form
developed by Lugard for tropical Africa. A highly significant instance re-
lates to the southern and eastern shores of the Arabian peninsula, where
in fact the development of such relationships had commenced much ear-
lier. The fragmented Arab emirates and sheikhdoms on the western side of
the Gulf were viewed, not surprisingly, as presenting an inviting target to
any power which might be inclined to make trouble for the British posi-
tion in India. (In the early nineteenth century the power in mind was
France.) Consequently, beginning in the 1820s, and by stages throughout
the remainder of the century, the feudal dynasts of the region were made
offers they could not refuse to place themselves under British protection,
which, thanks to the British navy and the Indian army, could be guaran-
teed without too much difficulty – as could their acceptance. From a com-
mercial or developmental point of view the region was initially worth-
less, its only value being a strategic one and the British government’s only
concern being to keep it out of the hands of a potentially hostile power.
Consequently, the new relationship had minimal or absolutely no impact
on the internal affairs of these petty autocracies.
Imperial Relations 87
The opening of the Suez Canal in 1869 and the occupation of Egypt thir-
teen years later underwrote the farsightedness of the earlier arrangements,
as the region was now closely situated near the Red Sea shipping routes,8
and British hegemony in the Gulf provided an additional security for the
canal. When in the course of the twentieth century it became evident that
these desert monarchies contained untold riches in the shape of oil be-
neath their sand, investment came pouring in, and from being peripheral
and secondary to the global economic structure the Gulf monarchies rose
to become of central importance. Indirect rule here had come to pay un-
foreseen and handsome dividends, both literally and metaphorically, for
with treaty-bound autocrats in charge of affairs, the oil wealth was safe
from interference by popular movements or political dissidence growing
out of the social transformations generated by the oil extraction industry.
At the other end of the Asian continent the use of similar procedures
consolidated the British position in parts of the Indonesian archipelago
not under Dutch control.9 Here again the initial motivation was to control
territory useful to cover vital forms of production, in this case Malayan
rubber; major trade centres like Singapore; or the Chinese shipping route.
Again, however, there proved to be an ultimate payoff of a different kind.
The Sultan of Brunei on the island of Borneo is said today to be the wealthiest
individual in the world, again as a result of holding property rights to an
underground sea of oil.
Clash of Empires
the British lender could always compete favourably and was as likely as
not to prevail.13 The colonies and protectorates acquired after 1870 (ex-
cepting always the South African Republic) should therefore be seen less
as a first-order priority14 for the imperial system than an insurance policy
taken out to keep these parts of Africa and Asia within the open market –
the same objective to which policy was directed also in relation to China,
the Middle East and Latin America.
It was the weaker or newly emerging imperial powers, with less devel-
oped concentrations of national capital, which had a different priority and,
as competition intensified throughout the international economy, were
more likely to go colony-hunting with the deliberate aim of building up
protected and exclusive spheres for investment, trade and sometimes, it
was hoped, population transfers – though these latter were seldom very
successful. The powers in question were France, Russia and, latterly, Italy
and Japan.15 So far as they achieved success their objectives were automati-
cally in conflict with those of Britain. The aims pursued by Italy and Japan
were relatively limited ones and less likely to be viewed as a serious threat.
France and Russia by contrast were major powers, their colonial ambi-
tions viewed as endangering British interests both strategically and eco-
nomically in the Middle East, Africa and China. On several occasions
acerbic confrontations resulted, threatening more than once to erupt into
full-scale hostilities.
Leadership Contest
Neither France nor Russia, however, whatever jingoistic alarm they might
evoke from time to time, was a contender for Britain’s world leadership. In
terms of the global economic structure they were essentially regional pow-
ers (as at that stage was the USA) however far-flung their territorial em-
pires might be. Their war fleets and merchant fleets were far inferior to the
British, their economic strength in no sense comparable. France, to be sure,
was a considerable exporter of capital, but in a far more restricted fashion
than Britain, indeed its principal area of foreign investment was Russia
itself, its diplomatic and military ally.
The late nineteenth century saw not only the widening of the capitalist
universe but its deepening and intensification as well. From the 1870s,
while existing technologies were further refined and improved, a range of
new ones based upon electricity, chemicals and the petrol engine were
starting to make their appearance – and incidentally creating new demands
for products like oil, rubber and copper, abundantly available in the terri-
tories being newly drawn into the commercial network, such as the Gulf,
Imperial Relations 91
formed diplomatic shuffles and settled the crisis to the marginal advan-
tage of one side or the other. Ostensibly in each case the issues at stake
were colonial or quasi-colonial ones, but should be understood rather as a
testing-out of the new alliances and manoeuvering for position. Britain’s
rulers participated not so much because they instinctively wanted to than
because they felt they had no other option. Not that the British empire
was under any imaginable territorial threat: but what was most definitely
in danger from a competitor with an advantage in the technologies of the
new age was the global commercial and financial superiority of which the
empire was only the most publicly visible expression.
Even as these developments were in train a rival and very different notion
of what the empire should be was being promulgated in ruling class circles
and carried on to electoral platforms. The conception advanced might
possibly be termed Bismarckian – it was essentially that of the empire as a
closed and integrated economic bloc following coherent economic, po-
litical and military policies designed to match the challenge of Germany
and the USA in systematic exploitation of the most advanced technologies
and economies of scale.25 It implied nothing less than the abandonment
of the world role hitherto played by British capital and its condensation
into an internally strengthened bloc confronting the other major blocs in
an intensified and more Darwinian struggle for world supremacy of a dif-
ferent sort – no longer as a global clearing house, but an aggressive com-
petitor for privileged access to markets, resources and spheres of invest-
ment.
The prophet and promoter of this version of the imperial dream was the
Birmingham screw-manufacturer turned politician, Joseph Chamberlain.
It emerged powerfully during his period of office in Lord Salisbury’s gov-
ernment in the 1890s and it culminated in the early years of the twentieth
century in his campaign of Tariff Reform, by which was meant the super-
session of free trade as the guiding light of commercial policy and the in-
stitution of protectionist tariffs to the disadvantage of foreign exporters
and the benefit of settlement colonies and overseas possessions.
Chamberlain aimed his appeal above all at industrial interests threat-
ened in the British market itself, and by extension in colonial ones as well,
by cheaper foreign manufactures. Obviously he did not argue that he
wanted to perpetuate obsolescence and inefficiency in British production
methods, but rather that British industry could more readily re-equip it-
self and grow stronger behind tariff walls by building up the necessary
Imperial Relations 95
were they in any mood to see their own tender industrial growth, pro-
tected by their tariff systems, blighted by a system of imperial free trade
and free access for British producers. There did not even exist a standard
exchange rate between local colonial currencies and the pound sterling.
Chamberlain’s hopes for a Federal Parliament or even a ‘Council of Em-
pire’ got nowhere.
Thereafter he was occupied with more immediately pressing contingen-
cies; namely arranging the South African war and placing the Rand gold-
fields in politically safe hands – the successful attainment of which pro-
duced greater scope and renewed ambition to pursue the alternative
conception of empire which Chamberlain represented. In 1902 a colo-
nial conference was organised, but the outcome was no more satisfactory
than that of 1897. Its first decision
The second decision went on to flatly contradict the first, in spirit if not in
letter:
I have felt for some time that this is a critical period in the history of the
Empire. What we do now and what our colonies do will probably in
the course of the earlier years of this century settle for all time the ques-
tion of whether a new empire, such as has never entered into the con-
Imperial Relations 97
modern world which they held in the days of smaller states – before
the growth of Russia and the United States, before Germany made those
giant strides in prosperity and commerce which have been the direct
result of the development of her military and naval strength. These is-
lands by themselves cannot always remain a power of the very first rank.
But Greater Britain may remain such a power, humanly speaking, for
ever, and by so remaining, will ensure the safety and prosperity of all
the states composing it, which, again humanly speaking, nothing else
can equally ensure.28
Yet even before these schemes of creating a closely knit imperial federa-
tion had got seriously started, the economic linchpin of the new vision,
embodied in Chamberlain’s Tariff Reform agenda, had been decisively
broken. In the early years of the century he had succeeded in establishing
a formidable coalition. A part of manufacturing industry, afflicted by for-
eign competition in British and international markets, was interested in
the proposals. So were large sections of the landed elite and their lease-
holders, severely embarrassed by the ongoing depression which had
wrecked arable farming as far back as the 1870s and for whom agricul-
tural protection would have come as a godsend. Unionist elements of the
working class, above all in Chamberlain’s own Birmingham constituency,
were capable of being attracted as well by the prospects of increased job
security and welfare.
ish right into a single current, unifying diverse class strata and assuming a
populist dimension. It had geopolitical implications as well, for abandon-
ing the pretension to perpetual global supremacy in commercial and fi-
nancial transactions opened the prospect of an accommodation with Ger-
many and agreement to divide world supremacy in those spheres instead
of fighting over it – at least for the immediate future.
A Comparison
Liberal Imperialists
to call the forces of democracy to their assistance. The new imperial idea
was unable to win either at the ruling class or the popular level. So far as
the former was concerned, the interests remained dominant that were
committed to free trade and the functioning of the empire as an auxiliary
system for a still greater role. They included still the bulk of manufactur-
ing industry, convinced that it stood to lose more than it gained from pro-
tectionism, trading concerns of all sorts, but above all the City and the
financial elite which had far too much invested, both literally and figura-
tively, in the existing structure to contemplate any such drastic change of
direction.31 So far as the masses were concerned, protectionism was viewed
overwhelmingly in terms of agricultural tariffs, and hence of dear food,
still by far the largest item of expenditure in the working-class and lower-
middle-class family budget. The outcome was in 1906 the worst electoral
catastrophe the Conservatives have ever experienced (not even exclud-
ing 1997), when they suffered an near wipe-out in Commons seats.32 Ironi-
cally, the Tory leadership was not at that point advocating protection– it
was the influence of Chamberlain which was feared: the leaders opposed
to him were seen as hopelessly beleaguered and losing their grip on policy
and control.33 The Liberal Party inherited a stunning majority. Paradoxi-
cally, the government it formed was compelled by the imperial logic, as
the German challenge advanced, not merely to retain but to strengthen
and extend the imperial policy of its predecessor, along with enhanced
military preparation against imperial rivals – and so to hurry the country
and the empire towards the armageddon waiting for it only eight years in
the future.
Further Reading
Harry Browne, Joseph Chamberlain: Radical and Imperialist, Longman, 1974. Short
and informative.
P.J. Cain and A.G. Hopkins, British Imperialism: Innovation and Expansion 1688–
1914, Longman, 1993.
J.M. MacKenzie, Propaganda and Empire: The Manipulation of British Public Opinion
1880–1960, Manchester University Press, 1984. The definitive study.
J.A. Mangan, Making Imperial Mentalities: Socialisation and British Imperialism,
Manchester University Press, 1990. The development of imperial ideology at
home and abroad.
Andrew Porter, European Imperialism 1870–1914, Macmillan, 1994.
Bernard Porter, Critics of Empire: British Radical Attitudes to Colonialism in Africa
1895–1914, Macmillan, 1968.
Edward Said, Orientalism, Routledge and Kegan Paul, 1978. An in-depth critique
of western attitudes.
G.R. Searle, The Quest for National Efficiency: A Study in British Politics and Political
Imperial Relations 101
102
Significance of Empire 103
the overseas investment was financed out of the profits of previous for-
eign lending. The reality of the British situation as the world’s clearing
house, reinforced by empire, according to this argument not only made
the City and its connected institutions enormously wealthy but exercised
a healthy effect upon the economy as a whole. The status of British invest-
ments in the empire per se is a different, though evidently related, matter.
The first question is whether these were more or less profitable than in-
vestment in British-centred enterprises. There is no consensus view among
economic historians and the debate still rages – a lot depends in fact upon
how the figures are calculated. My own view is that on the whole returns
were indeed faster and higher and that this differential was the magnet
which drew capital into the empire, both formal and informal. As Lenin
noted, cheap land and cheap labour – either absolutely or relative to out-
put – were the incentives that stimulated foreign investment as opposed to
doing so in the metropole.
The second, much more speculative, consideration, is whether, had the
economy been differently structured, i.e. had not been an imperial one,
the overall rate of return upon investment in British industry and tech-
nology would have been greater than it was. The answer, though impos-
sible to determine with any certainty, is probably not. The home economy
of the time, apart from a very few specialised units, also rested upon a foun-
dation of cheap labour, the central secret of profitability in British enter-
prise; and empire in its several senses made a considerable contribution to
perpetuating that cheapness. Hence the turn-of-the-century economy as
it then existed, but without the imperial advantages, would almost certainly
have been less profitable than it was. To take hypothesis even farther and
try to envisage the kind of development that might have occurred if Brit-
ish industrialisation had taken place in the absence of a position of global
commercial and subsequently financial supremacy is driving speculation
too far. Certainly contemporary critics of empire like Hobson were con-
vinced that improving the rewards to labour instead of investing overseas
would generate a bigger internal market and benefit capital as well in the
long run. Lenin’s retort was that while such a proposition might be true in
the abstract, for capitalism to behave in such a way it would have to cease
being capitalism. He was wrong, but not altogether so, for it required two
world wars and unprecedented social upheaval before Hobson’s hopes were
partially and temporarily fulfilled.
What can be claimed with some certainty is that the character of eco-
nomic, social and political structures, as they had developed out of eigh-
teenth-century commercial supremacy and the peculiarities of the British
industrialisation process as seen in both capital and labour markets, shifted
104 Global Expansion
emphasis and incentive away from any directed or urgent pressure towards
technological updating and renovation,1 so that even disregarding uncon-
trollable factors like inferior population and resources, British industry
lost ground to its US and German competitors beyond what was intrinsi-
cally necessary. The defence made of late nineteenth-century British en-
trepreneurs is that they successfully pursued the highest returns wher-
ever the market led them.2 Exactly so. It was the global market structured
by the dominant elite’s imperial vocation which placed them in such a
situation. The Chamberlainites, it may be said, were aware of the problem,
and wanted to address it by means of a rigged imperial market and authori-
tarian social policies.
In other words the industrial economy, in terms of contemporary stan-
dards, was failing in relation to roughly equivalent economies, for rea-
sons linked to imperialism, although no particular group of individuals
can be identified as being ‘to blame’. It was one case where structure un-
questionably prevailed over agency. Even more unquestionably the ethos
of imperialism, in its simplest sense, poisoned the cultural and intellec-
tual atmosphere of the times, infecting every class and faction of class,
producing a collective mentality that strengthened social subordination
and inflamed mindless patriotism. In Semmel’s words, referring to the
interwar years: ‘Whereas the earlier social-imperialists had spoken sotto
voce, Mosley shouted, but the elements of his doctrine were the same as
theirs.’3
The exotic aspects of empire were admirably fitted for spectacle and dis-
play. A propaganda barrage running the gamut from sermons and tabloid
journalism through scientific and academic texts to colonial exhibitions
and Empire Day inculcated recognition of the empire as a fact of nature
destined to last a thousand years – at least. It sustained and conferred status
upon a military caste which British civic culture and government parsi-
mony would not have tolerated if based permanently in the home islands.
It provided the opportunity for scions of the aristocracy and haute bour-
geoisie to lord it over pigmented populations with less restraint than they
had to show towards enfranchised members of the British lower classes,4
and in doing so fostered in them attitudes which they reimported to the
home country, reinforcing their presumption of governing it too by di-
vine right. It was a presumption which rubbed off upon sections of the
lower orders as well. The deference vote, reinforced by the jingoism which
imperialism inflated to yet wider dimensions, had always been present
since the arrival of a mass electorate and was assiduously cultivated by
Disraeli in the first instance. Did not the feat of governing a quarter of the
world’s population in the face of jealous rivals demonstrate beyond the
Significance of Empire 105
last scintilla of doubt that the upper classes indeed possessed the qualities
which entitled them to command the lesser breeds at home as well as
abroad?
Evidence of racial superiority was proferred to even the lowliest Briton
(all too often with gratifying success) by reminding him (or less frequently
her) that the nation he belonged to ruled over the mightiest empire in
history and he was part of the achievement. More concretely, racism was
propagated at a mass level by emigrants who settled in South Africa or Kenya
or the rank and file British soldiers who served in the Indian army. In both
cases their experience of relations with conquered colonial populations
was such as to make racist assumptions second nature. Overall, these may
not have constituted an enormous number of individuals, but they all had
families and circles of friends with whom they were in communication
and who absorbed their experience at second hand. In short, the ideology
of empire put down deep, deep roots into British society and its collective
consciousness.
It penetrated even the contemporary labour movement. ‘Few members
of the British working class evidently saw subjects of the empire as fellow
victims with whom they should identify.’5 Lenin, writing in 1916 when
he had particular reasons for postulating such a relationship, blamed the
corruption on ‘labour lieutenants of capital’ – MPs, party functionaries,
trade union officers, who were allegedly bribed out of the superprofits
generated from imperialism, as an insurance policy on the part of capital,
and who were responsible (he did not have only Britain in mind) for blind-
ing, misleading and politically enervating the mass of workers whose class
instincts remained sound and who themselves gained no benefit from the
existence of imperialism. When capital could no longer afford such brib-
ery, Lenin declared, the proletariat would be in a position to understand
the true situation.
The picture is overly simplistic. The stratum of full-time labour leaders
that the workers’ movements had brought into existence had indeed long
ceased to have a revolutionary consciousness, if they ever did, but Lenin’s
strictures and attributions of motive are much too crude and unhistorical.
The ‘labour lieutenants’ succumbed to the imperial embrace not as a rule
because their palms were crossed with silver exacted from imperial
superprofits but because imperialism was the climate of the times and there
appeared to be, in the words of a later reactionary, ‘no alternative’.
The framework of assumptions which the trade union movement and
the nascent Labour Party brought to their perspectives on the empire in
the early years of the century therefore accepted its permanence and the
duty of British governments and administrators to guide and direct the
106 Global Expansion
nard Shaw in Fabianism and the Empire. ‘The design of socialism in this
pattern is to turn Empires into true Commonwealths. Shaw’s manifesto
imagines a Fabianising of the Empire in the cause of efficiency – a cause
that Webb himself was to put his signature to the following year with Tract
No. 108, A Policy of National Efficiency.’10 At the other end of the socialist
spectrum in Britain the Social Democratic Federation, with Marxism as its
formal ideology, was led by H. M. Hyndman, an avowed and unashamed
imperialist and strenuous advocate of a big navy on social-imperialist
grounds – i.e. not only would it consolidate the empire and deter foreign-
ers but also provide employment in British ship yards. Possibly ‘the left
never wavered in its condemnation of colonial wars and conquests’11 but
it did not seriously challenge the existence of empire. At best ‘their analy-
sis and definitions of the new “imperialist” phase of capitalism ... rightly
saw colonial annexation and exploitation simply as one symptom and
characteristic of that new phase: undesirable like all its characteristics, but
not in itself central’.12
Opponents
That, however, remained a minority trend for the time being. Perhaps
the most remarkable political fact of the interwar years is that with the
most democratic franchise yet seen the Conservatives, the party of un-
regulated markets, imperial flag-waving and nostalgia, easily dominated
the electoral history of those decades. Nevertheless, when compared with
the prewar ecstasies, even the Tories’ enthusiasm appeared half-hearted
and lacking in conviction, and the protected trading bloc brought into
existence after 1932 following the abandonment of the gold standard was
nothing more than a parodic caricature of Chamberlain’s grand Imperial
Federation.
These developments regrettably did not represent a final abandonment
of imperial megalomania. World War II, while it produced enormously
positive effects in British social relations and politics, also to an extent
revived imperial sentiment, since as part of the life-and-death combat
against fascism, the empire, along with other outmoded and baneful insti-
tutions, could be presented in a comparatively favourable and rejuvenated
light, and as we now know it totally seduced the ministers of Attlee’s 1945–
51 government.14 Overseas possessions were only a part of this vision –
indeed the lesser part – and India was surrendered with relative equanim-
ity and goodwill: the objective was to continue to play the role of a Great
Power, both financially and militarily, only this time under the umbrellas
of the US dollar in the first instance and US nuclear armoury in the second.
These twin aims have constituted the maleficent heritage of imperial-
ism which fatally undermined the social programme and the electoral
viability of Attlee’s governments. They continued to form the central pur-
pose of his successors and lie at the root of the dramatic failure of the Brit-
ish economy during the second half of the twentieth century. The life-
draining ambition to cut a major figure on the world financial stage remains
in place and continues to devastate what remains of the country’s indus-
trial capacity as well as its social infrastructures, for though the form would
change with European monetary integration, the reality would not. Even
the apparently buried memory of worldwide possessions and military
power exercised across the globe is capable of dramatic resurgence with
momentous political results, as the Falklands War demonstrated only too
forcefully. The spectre of empire continues to stalk Britain, and on the eve
of the twenty-first century it has still to be exorcised. The history of the
modern world has been structured by imperialism, with the events of the
years 1870–1914 constituting only one stage in a process which is still
ongoing. All nations have been profoundly affected by it, but none more
so than Britain, the most successful practitioner of overseas colonialism.
The empire on which the sun never set is still casting its shadow.
Notes
Preface
Introduction
1. Malcolm Bradbury, The Modern World: Ten Great Writers, Penguin, 1989, p.85.
2. Ibid., p.256.
3. Ibid., p.277.
4. A.J. Stockwell (ed.), Cambridge Illustrated History of the British Empire, Cam-
bridge University Press, 1996, p.168.
5. Robert Bartlett, The Making of Europe, Penguin, 1993, pp.313–14.
6. Michael Hechter, Internal Colonialism, Routledge and Kegan Paul, 1975. The
north-east of Ireland also saw (in the seventeenth century) colonisation in
the modern sense – the displacement of the native Irish by settlers from main-
land Scotland.
7. The bullion came partly from plunder and partly from slave-worked mines.
Its importance came from its role as the basis for liquid capital: its inflation-
ary impact has been exaggerated.
8. Or ‘gentlemanly capitalists’, the phrase of P.J. Cain and A.G. Hopkins, British
Imperialism: Innovation and Expansion 1688–1914, Longman, 1993.
9. By the Treaty of Utrecht in 1713, following the Anglo-Scottish state’s first major
commercial war, British merchants acquired the monopoly of supplying slaves
to the Iberian colonies of South America.
10. The concept of ‘Industrial Revolution’ has attracted nearly as much debate as
the question of imperialism. I am treating it as a self-evident reality.
11. Although there was one important exception: the loss of the American to-
bacco monopoly by Glasgow merchants stimulated industrial development
in that region.
12. Capital, vol. 1, Penguin edition, 1976, p.926.
13. This concept was initially advanced by Emannuel Arrighi in The Long Twenti-
eth Century, Verso, 1994, though his interpretation differs from mine in cer-
tain respects.
14. There were yet further British territorial acquisitions after 1918, with the share-
out of spoils from the defeated German and Turkish empires, but by then the
political imperial structure had entered irreversible decline. See John Callaghan’s
Great Power Complex: British Imperialism, International Crises and National De-
cline, 1914–51, Pluto Press, 1997.
15. But see the arguments advanced by Perry Anderson at various points, com-
110
Notes 111
mencing with ‘Origins of the Present Crisis’, New Left Review 23, Jan./Feb. 1964.
These writers stress the social and political weight of a commercial and finan-
cial bourgeoisie linked to landed wealth.
16. P.J. Marshall, ‘The World Shaped by Empire’, in Stockwell (ed.), Cambridge
Illustrated History of the British Empire, p.10.
17. Not only the Bengal weavers suffered in this episode. The Indian export trade
provided the necessary foundation for the expansion of mechanised weav-
ing in Britain which destroyed the British handloom weaving industry, along
with most of its workforce.
18. E.E. Williams’ alarmist tract published by Heinemann in 1896 (reprinted Harvester
1973) under the title Made in Germany warned the British public that the very
internal markets of the UK were being colonised by German products.
19. The two most notorious instances were the production of aniline dyestuffs
and ‘basic’ steel where British inventions had been exploited in Germany to
create new industries.
20. Also studies of imperialism written in the years before World War 1, by J.A.
Hobson (from whom Lenin derived much of his information in relation to
the British variety), Rudolf Hildfering, Rosa Luxemburg and Nikolai Bu-
kharin.
21. V.I. Lenin, Selected Works, Vol. 5, Lawrence & Wishart, 1936, p.31.
22. See the first two chapters of Kiernan, Marxism and Imperialism, for a discus-
sion of these relations.
13. ‘... what “maturity” meant to the British, among other things, was that some
of the colonies in Canada and Australia had developed into well-ordered
capitalist societies capable of functioning as satellite economies without di-
rect intervention’, Cain and Hopkins, British Imperialism, p. 238.
14. An intriguing sidelight upon this is that the cattle ranching enterprises of the
south-western states, the material foundation for the cultural artefact of the
wild west, were largely funded from Dundee.
15. In the words of one Viceroy, Lord Mayo, ‘We are all British gentlemen en-
gaged in the magnificent work of governing an inferior race’, C.C. Eldridge,
Victorian Imperialism, Hodder & Stoughton, 1978, p.223. ‘A despotism con-
trolled from home’ according to the first Secretary of State for India, ibid.,
p.224.
16. Stockwell (ed.), Cambridge Illustrated History of the British Empire, p.156.
17. Indentured workers were brought from India to British Guiana as a more
reliable labour force than the former slaves were thought to be.
18. ‘Niggers are tigers’, was the remark of the poet laureate, Alfred, Lord Tennyson,
quoted in Porter, European Imperialism, p.24.
19. Though the Irish Home Rule MPs elected under the new franchise most cer-
tainly did.
20. ‘One nation’ was the slogan which encapsulated this approach.
21. Seeley’s Expansion of England, published in 1883 and a runaway success, was
based on lecture courses prepared in the 1870s.
22. See Tom Nairn, The Enchanted Glass: Britain and its Monarchy, Radius, 1988.
10. The agreement arrived at with Germany involved the transfer of the island of
Heligoland, a British dependency off the coast of Germany, to German sov-
ereignty – in spite of the unwillingness and protests of the Heligolanders. The
episode makes an interesting comparison with the Falklands affair in 1982.
11. The large, ethnically mixed population of ‘Coloureds’ should also be noted.
12. See Charles van Onselen, ‘Randlords and Rotgut’, History Workshop 2, 1976.
13. Not that Rhodes remained content with such modest ambitions. His will – in
1873 – provided for the funding of a secret society with the objective of ex-
tending British rule around the globe and directly occupying,‘the entire con-
tinent of Africa, the Holy Land, the valley of the Euphrates, the islands of
Cyprus and Candia, the whole of South America, the islands of the Pacific
not heretofore possessed by great Britain, the whole of the Malay archipelago,
the sea-board of China and Japan, the ultimate recovery of the United States
as an integral part of the British Empire ...’ – making the contemporaneous
perspectives of Bartle Frere appear modest indeed.
14. ‘In securing this privilege Rhodes was greatly assisted by Sir Hercules Robinson,
the Governor of the Cape, who had sizeable investments in Rhodes compa-
nies and was economical with the truth in presenting the Company’s creden-
tials’, Cain and Hopkins, British Imperialism, p.376.
15. M.E. Chamberlain, The Scramble for Africa, Longman, 1974, pp.135–6.
16. London Gazette, 13 July 1886.
17. It is an interesting aside to note the assumption that the concepts of English
property law could be directly applied to the populations of the African sa-
vannah belt.
18. Evidently this clause was varied for Muslim rulers who were literate in Arabic.
19. The analyses of Fritz Fischer are crucial for understanding, from the German
angle, the links between imperialism and the origins of World War I. See his
Germany’s Aims in the First World War, Chatto and Windus, 1967.
20. Kiernan, Marxism and Imperialism, p.79.
to protect the already enormous French stake in the country, the French gov-
ernment and investors intervened with a loan to save the regime from being
swept away by revolution.
14. Cain and Hopkins, British Imperialism, p.441.
15. One such suitable authority was the compliant Siamese monarchy. Conse-
quently that state escaped formal annexation.
16. ‘In 1896 reinforcements enabled a large-scale “pacification”(the favourite Eu-
ropean term) to be undertaken, [in northern Sumatra] and in the next few
years the Dutch – whose long-lost kinsmen in South Africa were just being
pacified by the British – broke the back of the resistance’, V.G. Kiernan, Euro-
pean Empires from Conquest to Collapse, Fontana, 1982, pp.108.
17. According to R.C.K. Ensor, ‘perhaps the most successful of her tropical colo-
nies’, England 1870–1914, Oxford, 1936.
18. L.L. Gardiner and J.H. Davidson, British Imperialism in the late 19th Century,
Edward Arnold, 1968, pp.46–7.
19. It was, of course, in its origins a counter-revolutionary war, but with the es-
tablishment of the Napoleonic imperial regime that aspect had become a sec-
ondary one.
20. Cain and Hopkins, British Imperialism, p.301.
21. British public opinion, however, was divided over whether the Ottoman re-
gime deserved to be propped up. Its tendency from time to time to massacre
its Christian subjects constituted extremely bad public relations.
22. In 1914 it had about 700 offices and 9,000 employees. ‘It virtually controlled
central government finance, exerted great influence over railway concessions
and other developmental projects and received diplomatic support from the
major powers and assistance from the principal foreign banks’, Cain and
Hopkins, British Imperialism, p.405.
23. Ironically, the two worst defeats suffered by British (and imperial) forces dur-
ing the war were inflicted by the Turks – at Gallipoli and the lesser-known
surrender at Kut in Mesopotamia.
24. See below, Chapter 5.
25. The point applies with equal force to Afghanistan, which greatly exercised
the Foreign and India Offices (to the extent that a declaration of war against
Russia was actually printed in the 1880s), but where few could have hoped
for significant returns on investment – least of all on loans to rulers.
pelled to export any surplus above subsistence (and frequently were driven
into destitution or starvation) and by paying a higher price for imported com-
modities they might use.
7. Egypt being a particular case in point.
8. Investments were made for instance in Bihari coal mines. By the early twenti-
eth century factory textile production was of growing significance.
9. The ferocity of King Leopold’s regime in the Congo Free State was the prod-
uct not purely of sadism on the part of his officials and African allies, but also
of the intrinsic difficulty of establishing routine systems of exploitation in the
conditions of the equatorial rain forest.
10. A. Keppel-Jones, South Africa: A Short History, Hutchinson, 1961, p.175. These
contract labourers were recruited on comparatively generous terms, being given
land grants at the end of their contract. Some wealthier Indians also arrived
spontaneously to take advantage of commercial opportunities.
11. The practice of indentured labour had started well before the era of late nine-
teenth-century imperialism – indeed, as soon as slavery was abolished in the
British empire. The first Indian indentured labourers were shipped to Mauritius
in 1834.
12. Though not always, when bigger issues were at stake. French officials seized
without compensation the property of a British trader on the West African
island of Matacong. Despite intensive lobbying Lord Salisbury’s government
refused to react, because such intervention would have detracted from the
success of a satisfactory border agreement.
13. The famous verse about the Maxim gun tells its own story. The case of the
dum-dum bullet is also relevant. The expanding bullet was so named because
of its production in the Indian cantonment of Dum Dum. It was devised
specifically because it was asserted that regular bullets were incapable of stop-
ping ‘savages’.
14. In 1881 69,647 British troops were stationed in India, with 125,000 Indians
serving in the British army. The next largest colonial garrison was positioned
in Malta – its strength was 5,626, Porter, European Imperialism. By 1906 the
figures were respectively 74,000 and 157,000, together with around 100,000
reserves and auxiliaries and 146,000 troops from the Indian princely states.
15. Russia was in fact regarded as Britan’s most serious imperial rival, the interests
which it was felt to threaten being far more important than any menaced by
French expansion in Africa.
16. The prohibition, R. Palme Dutt remarks, was applauded by progressive In-
dian opinion of the time, India Today, Gollancz, 1940, p.273.
17. The earlier abolition of slavery, by the Jacobin-dominated Convention in
France in 1793, was of course quietly forgotten.
18. The Trinidadian writer and historian, Eric Williams, had claimed in Capital-
ism and Slavery (University of North Carolina Press, 1944) that the slave trade’s
profits were the foundation of the Industrial Revolution, but this probably
exaggerates the relationship, although it was certainly important.
19. The more famous producers of boys’ fiction on imperial themes were skilled
and able story-tellers, as I can testify from personal experience; names such as
Rider Haggard and G.A. Henty.
20. Journals such as the Illustrated London News, through the medium of engrav-
ings, provided visual commentary.
116 Global Expansion
21. One popular Sunday newspaper was even entitled Empire News.
22. Kipling was more than a vulgar imperial publicist (though he was certainly
that as well): he shows a keen appreciation of many of the contradictions
involved in exercising imperial authority on the ground.
23. I have been unable to locate the author or poem’s title, but the memory is a
vivid one from my schooldays.
24. The term itself was more commonly used by the French, but the concept was
general among the imperial powers.
25. In this his proposal was largely supported by advanced Indian opinion. As a
historian Macauley showed little interest in the empire.
26. They were answered, however, by a variety of progressive and liberal opinion,
notably John Stuart Mill. See, for example, John Saville and E.P. Thompson,
‘John Stuart Mill and EOKA’, New Reasoner 7, Winter 1958–59.
27. David Fieldhouse, ‘For Richer, for Poorer?’ in Stockwell (ed.), Cambridge Illus-
trated History of the British Empire, p.124.
28. In his State of the Union Address of 1870 President Grant looked forward
with enthusiasm to the total extirpation of the American Indians. Another
US President, Theodore Roosevelt, was to declare that a war against savages
was the most justified of all wars.
29. The leading Scottish daily papers, the Scotsman and Glasgow Herald, for ex-
ample, switched their politics from Liberal to Conservative.
30. A development assisted by the fact that no firearms restrictions existed before
1920.
10. The trend towards the growth during this period of huge monopoly con-
cerns and cartels was most marked in the USA and Germany; much less so in
Britain, though it was present there as well. The cartels might well cross na-
tional boundaries, as with the French and German steel industries, or, most
notoriously, the shipping conferences, which kept a tight grip on the interna-
tional carrying trade.
11. The nearest example was undoubtedly the USA.
12. For example, French peasants or Prussian Junkers.
13. The British government, however, borrowed heavily from the USA to finance
the Boer War, the first example of it undertaking extensive borrowing abroad.
It was an early sign of what was to become a central relationship in the later
twentieth century.
14. Though Malaya and the Middle East did become centrally important on ac-
count of their raw material output.
15. Those listed had pretensions to great power status. Portugal, though it had
an extensive colonial empire, did not.
16. See, for example, P.L. Payne, British Entrepreneurship in the Nineteenth Century,
Macmillan, 1974; Martin J. Weiner, English Culture and the Decline of the In-
dustrial Spirit 1850–1980, Penguin, 1985.
17. Williams, Made in Germany.
18. The German banking cartels were directly involved in industrial investment
to a much greater extent than those of other states.
19. Porter, European Imperialism, p.17.
20. See Fritz Fischer, Germany’s Aims in the First World War.
21. The German strategists reckoned, however, that if continental control could be
secured, a direct confrontation with Britain itself might be made unnecessary.
22. This is not to ignore the fact that the German elite was itself internally divided
on the issue of world strategy and subject to conflicting pressures from patri-
otic mass organisations. See Geoff Eley, ‘Sammlungspolitik, Social Imperialism
and the Navy Law of 1898’, in his From Unification to Nazism: Reinterpreting
the German Past, Allen & Unwin, 1986.
23. For example, aggressive naval postures in Morocco and Venezuela and the
provocative (to the UK) naval expansion which the Reich undertook.
24. Not all cabinet members were admitted to the secret.
25. A publication by this lobby, C.S. Goldman (ed.), The Empire and the Century,
Charles Murray, 1906, speculates on the likelihood of the USA, Russia and
the British empire becoming the three world powers of the twentieth century –
or the danger of the USA alone becoming hegemonic, even over the UK; J.L.
Garvin, ‘The Maintenance of Empire’, in ibid., pp.69–143.
26. Quoted in Harry Browne, Joseph Chamberlain: Radical and Imperialist, Long-
man, 1974, pp.92–3.
27. Speeches in March and May 1903. Ibid pp. 94–6.
28. Quoted in P.J. Marshall, ‘1870–1918: The Empire under Threat’, in Stockwell
(ed.), Cambridge Illustrated History of the British Empire, p.59.
29. Bernard Semmel, Imperialism and Social Reform: English Social-Imperial Thought
1895–1914, Allen & Unwin, 1960, pp.110–11.
30. In 1896 an Italian army was annihilated by the Ethiopians at Adowa, frus-
trating the attempt to make that country into an Italian colony. This worst
defeat ever suffered by Europeans in an African conflict was made possible by
118 Global Expansion
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120 Global Expansion
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Appendix I – Maps
121
122 Global Expansion
Table 1: Values of British trade with selected colonies and semi-colonies at 5-year
intervals (£m)
1870 6.8 4.5 42.9 34.5 8.5 6.8 25.1 19.3 11.9 8.4 1.5 2.3
1875 8.6 7.4 56.0 41.0 10.2 9.0 30.1 24.2 17.1 15.6 1.4 2.4
1880 9.5 9.4 55.5 48.4 13.4 7.7 30.1 30.5 20.4 14.0 0.9 2.5
1885 7.3 6.7 53.1 46.0 10.3 7.2 31.9 29.3 18.1 21.2 1.9 4.7
1890 9.4 13.1 56.1 53.5 12.4 7.2 32.7 33.6 21.0 19.7 4.1 8.4
1895 9.0 14.7 43.5 42.3 13.4 5.5 26.4 24.8 25.0 14.2 9.1 5.4
1900 8.4 19.7 47.0 55.7 22.2 8.1 27.4 30.1 23.8 21.6 3.1 7.1
1905 11.3 25.3 56.5 78.8 26.2 12.3 36.1 43.0 27.0 17.0 25.0 13.0
1910 19.7 34.4 79.5 82.2 26.2 20.6 42.8 48.0 38.6 27.7 29.0 19.1
1913 22.9 38.6 92.6 125.7 31.5 24.7 48.4 70.3 38.1 34.5 42.5 22.6
By comparison, the respective figures for trade with the USA were:
1870 Imports 49.8, Exports 28.3
Source: B.R. Mitchell and Phyllis Deane, Abstract of British Historical Statistics, Cambridge
University Press, 1971.
128
Appendix II – Tables 129
Note: The total British overseas investment in 1914 is estimated to have been approximately
£4,082,000,000 and the yearly dividend £200,000,000.
Source: A.R. Hall, The Export of Capital from Britain 1870–1914, Methuen, 1968.
130 Global Expansion
Destination
North America 34 Independent (incl. semi-colonies) 59
South America 17 Empire 40
Asia 14 Foreign dependencies 1
Europe 13
Australasia 11
Africa 11
Borrowers
Private 55
Governments 35
Mixed 10
Uses
Infrastructure 69
Extraction/Agriculture 12
Manufacturing 4
Other 15
Sourse: A.R. Hall, The Export of Capital from Britain 1870–1914, Methuen, 1968.
Appendix II – Tables 131
Source: C.S. Goldman (ed.), The Empire and the Century, John Murray, 1905.
Index
132
Index 133