Government Notice Court Broker - Rules GN. 363 PDF
Government Notice Court Broker - Rules GN. 363 PDF
Disciplinary)
GN. No. 363 (contd…)
GOVERNMENT NOTICE NO 363 published on 22/09/2017
ARRANGEMENT OF RULES
PART I
PRELIMINARY PROVISIONS
1. Citation.
2. Interpretation.
PART II
APPOINTMENT OF COURT BROKERS AND PROCESS SERVERS
3. Establishment of Committee.
4. Functions of Committee.
5. Appointment of court broker or process server.
6. Application for appointment as court brokers and process server.
7. Duties and functions of court broker.
8. Duties and functions of process server.
9. Clients’ account.
10. Conduct of court brokers or process servers.
11. Performance report.
12. Time within which to apply for renewal of a certificate.
13. Grounds for refusing renewal.
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PART III
DISCIPLINARY MEASURES
PART IV
EXECUTION OF DECREES AND ORDERS
PART V
FEES AND EXPENSES
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GOVERNMENT NOTICE NO 363 published on 22/09/2017
PART I
PRELIMINARY PROVISIONS
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court process.
“magistrate” means the resident magistrate in charge of a
court of resident magistrate or a district court;
“process server” means a person appointed under rule 5(2)
or engaged in terms of rule 30 of these Rules to
effect service of court process;
“Registrar” means the Registrar of the High Court and
includes the Deputy Registrar of the High Court;
“secretary” means a secretary of the Committee;
“website” means an official website of the Judiciary of
Tanzania.
PART II
APPOINTMENT OF COURT BROKERS AND PROCESS SERVERS
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court brokers and process servers;
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it may appoint such person to be a court broker of a region
for which he is appointed.
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person employed in the public service; or
(f) is of unsound mind.
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(a) full names, place of business, postal address,
email address, landline phone and mobile
phone numbers of the applicant;
(b) number, date and place of issue of the
applicant’s license to carry on the business as
an auctioneer;
(c) evidence on literacy and fluency in Kiswahili
and English languages;
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Conduct of 10.- (1) Every court broker and process server shall
court brokers or
process servers adhere
to the Code of Conduct prescribed in the Second
Schedule and Third Schedule to these Rules respectively.
(2) A court broker shall, when executing an order of
the court:-
(a) abide by these Rules, Code of Conduct for Court
Brokers, orders of the executing or superior
court and such other directives as may be issued
by the Chief Justice or the Committee; and
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which to apply earlier than three months and not later
than one month from
for renewal of
certificate the expiry of his certificate, apply to
the Committee for a
renewal of his appointment by submitting an application to
the Registrar through Resident Magistrate in-charge of a
region as prescribed in the format set out in:-
(a) Form 6 in case of a court broker of the First
Schedule to these Rules; and
(b) Form 7 in case of a process server of the First
Schedule to these Rules;
Provided that application submitted after expiry of the
certificate shall be considered upon showing good cause for
the delay by affidavit.
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(c) has been found guilty of misconduct;
(d) has lost qualification for appointment as court
broker or process server;
(e) has a questionable moral or financial integrity;
or
(f) cannot perform his duties due to ill-health or
prolonged absence or other infirmities.
(g) has been charged and convicted in court of a
criminal offence for the offence relating to
discharge of responsibilities of court broker or
process server.
(2) A court broker or process server who qualifies for a
renewal of certificate shall be issued with a new certificate
upon paying a fee of:-
(a) two hundred thousand shilling, in case of a court
broker; and
(b) twenty five thousand shillings, in case of a
process server.
PART III
DISCIPLINARY MEASURES
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copy of the complaint with directions to submit a reply to
the complaint within twenty one days .
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or revoke the appointment.
PART IV
EXECUTION OF DECREES AND ORDERS
Register of 20. The executing court and court broker shall keep
executions
and maintain an updated register of all the executions
containing particulars as prescribed in format set out in the
First Schedule to these Rules:-
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Notice to 21.-(1) The executing officer who has been issued
judgment debtor
with the warrant of attachment shall serve the judgment
debtor with a notice of not less than fourteen working days
to settle the decretal amount or comply with the decree or
order as prescribed prior to the carrying out of the
execution order in the format set out in Form 10 of the First
Schedule.
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Submission of 24.-(1) The executing officer shall, after
inventories
attachment, submit a copy of attachment and an inventory
showing the items attached and their value to the court
issued the warrant of attachment.
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PART V
FEES AND EXPENSES
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rule shall be levied, determined and collected by the
executing court and paid to the executing officer.
(2) Where an order for sale has been made and the
sale is stopped or postponed or where execution is stayed
by court order, the executing officer on application shall be
entitled to receive all the expenses and charges which he
has reasonably incurred.
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Saving 33 Any certificate made or issued to court brokers
provisions under the revoked Rules shall be deemed to have been
issued under these Rules and shall remain valid until it
expires or revoked as the case may be.
_______
FIRST SCHEDULE
_______
FORMS
FORM 1
Seal ..................................
Registrar
FORM 2
Seal ..................................
Registrar
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FORM 3
1. ..............................................................................................hereby apply to be
appointed a court broker for ............................................................... (Insert full name and
region for which appointment is sought)
o Physical
address……………………………………………………………………….;
o Place of
business……………………………………………………………………....;
o Postal
address/code……………………………………………...……………..……;
o Email address
o Fax
Number………………………………………………………………………..….;
o Cellular
Number………………………………………………..…………………….;
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o Land line/Tel:
Number……………………………………………………………....;
o Tax Identification
Number…………………………………………………..………;
o National Identification Number (where available)………………….………;
................................................................................................................................................
.............................................
6. I have the following facilities for the safe storage of goods. (Describe - the storage
facilities, the address, size and type of construction of the
warehouse).............................................................................................................................
..............................................
7. I have bank account number(s)……………………... and my banker(s) is/are
........................................................................................... . (Attach a bank statement for
the past twelve months is attached).
8. I hereby undertake that in the event of being appointed a court broker, I will maintain a
policy or policies of insurance covering the goods which may from time to time be in my
custody as such court broker against theft, damage and destruction by fire in the sum of
not less than Shs. 100,000,000/= or such sum as you may direct and that I will, if and
when called upon by you or a magistrate, produce for inspection the policy or policies of
insurance and the current receipts for premiums paid.
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9. I hereby commit myself that upon my appointment I will open a client’s account and
submit particulars thereof to the Registrar within thirty days from the date of receipt of
the certificate.
…………...................................................
Signature of Applicant
Signature of Registrar
FORM 4
Applicant’s
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The High Court of Tanzania,
P. O. Box 9004,
Dar es Salaam.
o Physical
address……………………………………………………………………….;
o Place of
business……………………………………………………………………....;
o Postal
address/code……………………………………………...……………..……;
o Email address
o Fax
Number………………………………………………………………………..….;
o Cellular
Number………………………………………………..…………………….;
o Land line/Tel:
Number……………………………………………………………....;
o Tax Identification
Number…………………………………………………..………;
o National Identification Number (where available)…………………….………;
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................................................................................................................................................
..............
3. I undertake to obtain a business licence as soon as I am appointed and submit a
certified copy of the same to the Registrar.
Dated at .................................................................. this ......................... day of
......................... 20........
…………...................................................
Signature of Applicant
FORM 5
BOND
(Made under rule 6(4))
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chargeable to him for or in respect or in consequence of any default or defaults, then this
obligation shall be void and of no effect or else shall remain in full force.
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FORM 6
Applicant’s
Photograph
o Physical
address……………………………………………………………………….;
o Place of
business……………………………………………………………………....;
o Postal
address/code……………………………………………...……………..……;
o Email address
o Fax
Number………………………………………………………………………..….;
o Cellular
Number………………………………………………..…………………….;
o Land line/Tel:
Number……………………………………………………………....;
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o Tax Identification
Number…………………………………………………..………;
o National Identification Number (where available)…………………….………;
3. I hold a valid auctioneer's licence issued at .........................on the
......................... day of................. 20........My licence for the current year is
annexed hereto.
4. I hold a valid business licence which expires
on………………………………………… My licence is annexed hereto.
8. I hereby undertake that in the event of being appointed a court broker, I will maintain
a policy or policies of insurance covering the goods which may from time to time be in
my custody as such court broker against theft, damage and destruction by fire in t.he sum
of not less than Shs. 100,000,000/= or such sum as you may direct and that I will, if and
when called upon by you or a magistrate, produce for inspection the policy or policies of
insurance and the current receipts for premiums paid.
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FORM 7
Applicant’s
Photograph
o Place of
business……………………………………………………………………....;
o Postal
address/code……………………………………………...……………..……;
o Email address/fax/mobile
phone………………………………………………….;
numbers…………………………………………………………………………
………;
o National Identification Number (where available)………………………….
o Tax Identification
Number……………………………………………………….…;
5. I had licences for past three years copies of which are attached. I undertake to
obtain a business licence as soon as I am appointed and submit a certified copy
of the same to the Registrar.
Dated at .................................................................. this ......................... day of
......................... 20........
…………...................................................
Signature of Applicant
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FORM 8
Court’s Execution Register
SN Part- Assig- Descri- Estima- Date of Proc Date, Succe Amount Date Date
ies ned ption ted attach- lama time ssful money decree
court of value ment tion and bidder deposi- holder
proper-
broker date place ted in paid
ties
of court
auct-
ion
FORM 9
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FORM 10
Take notice that a warrant of attachment/order against you in respect of Civil Case No.
............................... of the High Court/RM's Court/District Court of
.....................................
has been issued to me for execution. Notice is given to you to settle the decretal amount
within fourteen working days of the service upon you of this notice, failure in which
execution will proceed without further notice to you.
Presented on ...........................................................
Court Broker
I,....................................................................................................................... judgment
debtor in the above civil case acknowledge receipt of this notice.
Signature ...................................................
Date ..........................................................
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_______
SECOND SCHEDULE
________
(made under rule 10 (1))
CODE OF CONDUCT FOR COURT BROKERS
PREAMBLE
WHEREAS exemplary conduct by court brokers inspires public confidence and trust in
the courts, and conveys the values of impartiality, equity, and fairness that bring integrity
to the court’s work;
AND WHEREAS court brokers are expected to adhere to a high standard of ethical
behavior;
NOW THEREFORE, to advance these values and to achieve justice, this Code of
Conduct for Court Brokers outlines ethical principles as hereunder:
DEFINITION
“court broker” has the meaning ascribed to it under rule 2 of the Court
Practice and Procedure (Appointments, Remuneration, Discipline of Court
Brokers and Process Servers) Rules, 2014.
APPLICATION
2. (1) This Code of Conduct shall apply to all court brokers in Mainland
Tanzania.
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(2) This Code of Conduct shall supplement laws, rules and practices which
govern activities of court brokers.
INTEGRITY
3. (1) Every court broker shall perform his functions and discharge his duties
with integrity.
(2) Every court broker shall demonstrate the highest standards of personal
integrity in all his/her work and personal dealings, avoiding the misuse of
property, court time, equipment, supplies or facilities for personal ends.
(3) Every court broker shall refrain from any actual impropriety, such as
violating the law, soliciting funds on the job, receiving gifts or favours
related to court employment, giving presents and gifts to any officer of the
court for purposes of obtaining any present or future favours, accepting
outside engagement that conflicts with the court broker’s duties, or using
position to benefit himself, friends, or relatives.
(4) Every court broker shall avoid any appearance of impropriety that might
diminish the integrity and dignity of the court.
HONESTY
4. (1) Every court broker shall be honest and candid when discharging official
duties.
(2) Every court broker shall provide accurate information to the court and to all
those affected by his/her work as requested in a competent, courteous, and
timely manner.
(3) Every court broker shall not intentionally mislead or attempt to mislead any
member of public during the course of his duties.
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(4) Every court broker shall refrain from acting in matters in which he or she
holds an interest or in matters that concern his immediate family, relative
or friend.
(5) Every court broker shall not act as an attorney, agent or advisor to any
party to any court proceeding or give advice in any legal matter.
(6) Every court broker shall not misrepresent his powers, qualifications,
capacities, experience or abilities.
COMPETENCE
5. (1) Every court broker has a duty to the court and the public to perform
functions and discharge assigned duties in a competent manner.
(2) Every court broker is obliged and expected to handle matters without undue
delay, risk or unnecessary expense.
(3) Every court broker shall ensure that all agents, employees and contractors
under his/her supervision or direction are provided with appropriate
training to ensure that they, at all times act within the scope of the law.
(4) Every court broker shall undergo periodic continuous education to improve
performance.
QUALITY OF SERVICE
6. (1) Every court broker has a duty to serve the court and the public in a
conscientious, diligent and efficient manner in order to provide quality service.
(2) Every court broker shall serve the public by providing accurate
information about the attachment, execution of decrees and other court
processes that is as helpful as possible without taking one side over the
other, or appearing to favour one side of a case.
(3) Every court broker shall provide responsible, transparent and
accountable stewardship of properties which he/she handles during the
executing processes.
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(4) Every court broker shall guard against and, when necessary, repudiate
any act of discrimination or bias based on race, religion, colour, gender,
national origin, ancestry, physical or mental disability, medical
condition, or marital status.
(5) Every court broker shall behave towards all persons with respect,
courtesy, patience, and responsiveness, acting always to promote public
esteem in the court system.
(6) Every court broker shall ensure that goods are handled with reasonable
care so that they do not suffer any damage whilst in his/her possession
and where damage so occurs assist in the recovery of insurance claim.
CONFIDENTIALITY
7. Every court broker shall safeguard confidential information, both written and
oral, unless disclosure is authorized by the court, refusing ever to use such
information for personal advantage, and abstain at all times from public
comment about pending court proceedings, except for strictly procedural
matters.
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(3) Every court broker shall in carrying out his duties, refrain from acting
in a manner which would embarrass, humiliate or offend any
individual.
9. Every court broker shall recognize and avoid potentially hazardous and
aggressive situations and withdraw when in doubt about his/her own or other’s
safety.
COLLEGIALITY
10. Court brokers will cultivate within themselves ethical judgment that will foster
collegiality and cooperation.
_______
THIRD SCHEDULE
_______
(Under rule 10(1))
CODE OF CONDUCT FOR PROCESS SERVERS
PREAMBLE
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NOW THEREFORE, this Code of Conduct for Process Servers sets out ethical
principles to be adhered to by process servers as hereinunder:
DEFINITION
1. In this Code, unless the context requires otherwise–
“process server” has the meaning ascribed to it under rule 2 of the Court
Practice and Procedure (Appointments, Remuneration, Discipline of Court
Brokers and Process Servers) Rules, 2014.
APPLICATION
2. (1) This Code of Conduct shall apply to all process servers in Mainland
Tanzania.
(2) This Code of Conduct shall supplement laws, rules and practices which
govern activities of process servers.
INTEGRITY
3. (1) Every process server shall demonstrate the highest standards of personal
integrity in all their work and in his dealings, avoiding the misuse of property,
court time, equipment, supplies, or facilities for personal ends.
(2)Every process server shall stand behind and defend his/her work as may be
required from time to time including providing affidavits, appearing in court to
testify.
(3)No process server shall allow another person to sign a return of service or
affidavit of service or other document attesting to the facts of service (“proof of
service”) on his behalf.
(3) No process server shall knowingly or intentionally prepare or file a false
proof of service.
(4) Whenever attestation is required on a proof of service, process servers shall
always sign in the physical presence of a commissioner for oaths after
taking an oath or affirmation.
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HONESTY
4. (1) Every process server shall not misrepresent their powers, qualifications,
capacities, experience or abilities.
(2) Every process server shall provide accurate information to the court and to
all those affected by their work as requested in a competent, courteous, and
timely manner.
(3) Every process server shall owe a duty of professionalism, honesty, and
candor to the party for whom process is being served and also to the party
being served.
(4) Every process server shall be honest and truthful in all dealings with all
persons while engaged in any activity related to the service of process.
(5) Every process server shall refrain from acting in matters in which he or she
holds an interest or in matters that concern his immediate family, relative or
friend.
COMPETENCE
5. (1) Every process server has a duty to the court and the public to perform
functions and discharge duties in a competent manner.
(2) Every process server shall demonstrate adequate skills and knowledge in
performance of his the work and seek training opportunities to maintain
professional competency and growth and sufficient communication skills.
(3) Every process server has an obligation to acquire knowledge and keep
abreast of current laws and rules regarding the service of process.
QUALITY OF SERVICES
6. (1) Every process server has a duty to serve the court and the public in a
conscientious, diligent and efficient manner in order to provide quality service.
(2) Every process server shall keep the client reasonably informed about the
status of the service and promptly comply with reasonable requests.
(3) Every process server shall ensure all affidavits and certificates he/she
prepares are complete, accurate understandable and timely filed with the court.
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(4) Every process server shall handle all legal documents with care and
maintain required records in an organized, professional manner.
(5) No process server shall violate all any rules or conduct themselves in a
manner that would impact adversely on the judiciary, the courts, or other
agencies involved in the administration of justice.
(6) Every process server shall observe the protocol for service of process in any
building or place before proceeding with service and shall take appropriate
steps to avoid impairing security, or creating a security issue or interfering
with any formal proceedings.
CONFIDENTIALITY
7. (1) No process server shall utilize his position in any manner to gain access to
information for personal interest.
(2) Every process server shall safeguard confidential information, both written
and oral, unless disclosure is authorized by the court, refusing ever to use such
information for personal advantage, and abstain at all times from public
comment about pending court proceedings, except for strictly procedural
matters.
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(3) Every process server shall, in carrying out his/her duties, refrain from acting
in a manner which would embarrass, humiliate or offend any individual.
COLLEGIALITY
9. Process servers shall cultivate within themselves ethical judgment that will
foster collegiality and cooperation.
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_______
FOURTH SCHEDULE
________
(Made under rule 31)
Item Fee payable
no.
PART I
ATTACHMENT
1. For attaching or taking possession of movable property
and keeping possession of the same for 30 days or part
thereof when the estimated value of the property (in
accordance) with the executing officer’s inventory
furnished under rule (6)- or the decretal amount
whichever is less.
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3. For attending to attach or take possession of movable
property, where no property is found after diligent
inquiries the executing officer shall be paid Tshs.
200,000/= and be reimbursed for actual expenses
incurred in the exercise.
PART 11
STORAGE
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Tshs. 10,000,000/=
EVICTION
11. For evicting from each room (bathroom and toilets not
included) Tshs. 150,000/=
For purposes of item 11, where the eviction is done in a self-contained house,
the sitting room, dining room and kitchen shall be deemed to be rooms of equal
size and the fees shall be the same.
________
FIFTH SCHEDULE
__________
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