Stalin: What Were Stalin's Aims?
Stalin: What Were Stalin's Aims?
Introduction
● Stalin rose to power because of his own personal qualities (determination/manipulation, eg:
portraying himself as close comrade to Lenin), his political flexibility, the weakness of his
opponents, and his position as General Secretary of the Communist Party
● When Lenin died in 1924, he left no clear successor
● As a result, a power vacuum/power struggle ensued
● By 1929, Stalin had secured the position as leader of the USSR
● IDEOLOGY was important,
P4 - Economic Conditions
● Temporary econ boom brought by NEP in early 20s (agricultural production rose 75%)
○ This allowed him to ally w/ Rightists, Bukharin, Rykov and Tomsky
○ He abandoned Leftists Kamenev and Zinoviev
○ Steady econ growth enabled him to attack the leftists for econ failure
● After 1927-28 Grain crisis
○ He adopted a LEFTISTS course…. Kamenev and Zinoviev had already been
dismissed
○ Grim econ situation enabled Stalin to blame the Rightists as ‘petty capitalists’
● Stalin’s political flexibility took advantage over ever-changing econ conditions
3.2 Consolidation/Maintenance of Power
General: To what extent was the use of force the most important factor in the maintenance of power
of a single-party ruler?
General: What methods were used by a single-party ruler to consolidate power and with what
success?
May 2012: Evaluate the importance of the Cult of personality in Castro, Mao or Stalin maintenance of
power.
General: In what ways/with what success/to what extent was a totalitarian state achieved?
May 2013: By what methods, and with what success, did one single-party leader try to eliminate
domestic opposition?
Gulags
● During 1930s, Gulags were built in resource-rich areas w/gold/
coal, etc
● Gulags = labour camps for kulaks/political prisoners during
‘purges’
● 1929, Stalin called for ‘liquidation of the Kulak class’
● Gulags located in inhospitable/remote locations, hard to escape
○ Conditions so harsh that most wd/ die
Terror Terror = key method for Stalin to rule USSR + consolidate authority
(Elimination ● Who was punished?
of Opp.) ○ Peasants who resisted collectivization
○ Factory workers who didn’t work hard enough
○ Managers who didn’t meet targets
○ Party members considered too passive
● After, Ryutin Affair 1932, Stalin convinced organized resistance
still a threat. He was PARANOID. Believed opposition was
everywhere.
● Purges created an ATMOSPHERE OF FEAR
Methods of Control:
● 1933-34 Stalin centralized all major law enforcement agencies
(civilian police, security guards, labour camp commandants, etc)
● All these bodies were put under the authority of the NKVD
Enthusiasm
● Despite harsh conditions … some workers liked Stalin’s ambition
● Many enthusiasts felt they were contributing to an important
cause
● Enthusiasm helped the building of the city of Magnitogorsk
(Despite harsh conditions and lack of machinery, man power
alone built the city)
Propaganda Propaganda
● Strict censorship ensured writers only wrote things that glorified
socialism
● Almost all newspaper articles spoke of Stalin’s greatness
● Stalin printed speeches of Five Year Plan’s success in Pravda
(Soviet Newspaper)
● Workers could actually see progress of factories/electric plants
being built
● USSR was catching up w/ capitalist powers
● Workers told that conditions in capitalist countries = poor (photos
from the great depression supported this)
● News about work camps within USSR was concealed from
citizens
○ No one knew that Stalin set quotas for political prisoners
● Ideological indoctrination → Stalin published Short Course on the
History of the Communist Party in 1938
○ Included the ‘new’ history of the Bolshevik revolution
Language ● Enemies defined as ‘kulaks’ or ‘Trotskyists’ … even if they
weren’t rich peasants, or even if they didn’t have the slightest
connection to Trotsky
● Important for Stalin to be able to easily label
counterrevolutionaries
● Even officials spoke ‘Stalinist’ in order to conform/survive
Essay Outline: In what ways/to what extent was a totalitarian state achieved?
Introduction
● Totalitarian implies TOTAL POWER + TOTAL CONTROL over the state
● This means control over social life, the economy, the political party… etc
● Argument: NO. Stalin may have been totalitarian by aspiration… but in actuality this was
difficult given certain circumstances
P2 - Propaganda/Censorship/Cult of Personality
● Cult of Personality = key feature of a Totalitarian State
● If Stalin criticized a literary work… their career would be over (this atmosphere of repression
was a key totalitarian feature)
● Getty + Naumov stress that communication difficult across all regions of USSR… no
telephone connection
○ If party officials struggled to carry messages across the country… how could Stalin
maintain a close eye on local happenings?
P3 - Purges
● When Stalin ordered purges of party/military… did he really have complete control over what
exactly took place?
● Getty and Naumov: “Although by the end of the decade he was unquestionably the supreme
leader, he was never omnipotent, and he always functioned within a matrix of other groups
and interests”
○ Stalin couldn’t have acted alone in the purges; he needed the cooperation of society,
… or at least it's understood acceptance of these punishments
● Support for him had been dwindling early 1930s… support for Kirov was rising. Even Stalin
himself questioned the solidity of his power, which is why he commenced the purges.
P4 - The Law/Constitution
● On the 5th December 1936 the USSR adopted a new constitution, which was one of the most
democratic constitutions of all times and which for example included, right to demonstrate,
freedom of speech/press, etc.
● Constitution = False → only for appearance, eg: showing the world how democratic they were
Essay Outline: Opposition to Stalin
Introduction
● To Stalin, Everyone was a potential traitor.
● Communist party and military officials were at greater risk of being purged than the average
peasant, because competent people represented a threat.
● The communist revolution was all about overthrowing the old power structure.
○ Anyone who held any power before the revolution, any factory owner, military leader,
etc was highly suspect and could be be killed or sent to the gulag on the slightest
suspicion.
● Stalin was paranoid: he believed that he encountered a great deal of opposition + once stated
that he trusted no one: ‘I trust no one, not even myself’
● Stalin had an inferiority complex → thought he was less educated, less intellectual, less
popular than other Bolshevik leaders
P2 - Opposition from Within the Party: Ryutin Affair 1932 and Kirov 1934
● People in the party did not think Stalin’s policies were the right way to build socialism
● Party members were horrified by the cruelty in Stalin’s policies, esp. Purges
● There was also opposition to Stalin in the higher levels of the party. Top officials wanted to
slow down the pace of collectivization and industrialization.
● In 1932, followers of Ryutin, a right communist, published an attack on Stalin, describing him
as an ‘evil genius’ who brought the revolution to the verge of destruction
○ They were put on trial and expelled from the party
● This affair convinced Stalin that organized resistance was still a possible threat
● He believed opposition was everywhere (largely why he commenced the purges)
● Dec 1934, secretary of Leningrad Soviet, Kirov, murdered (no proof that Stalin was
implicated… but it is likely)
○ Kirov had been highly popular figure, elected to politburo. He was unhappy w/ rapid
pace of industrialization + didn’t approve of purges.
○ 17th Party Congress, 1934 - Stalin received far more negative votes than Kirov. Stalin
afraid opposition might rally behind Kirov, so he signed ‘Decree Vs. Terrorist Acts’
■ Still Stalin retained power, and it was very unlikely that opposition would
manifest itself into a resistance group. He was PARANOID.
● Stalin purged the party during the Great Terror 1936-38, including many OG Bolsheviks
P4 - Opposition from the Workers
● Many workers opposed the first Five-Year Plan.
● Industrial saw a drop in standards of living
● There were individual and collective acts of protest, including mass demonstrations, food
riots, strikes, violent attacks against officials, and subversive letters to the authorities.
● Male and female workers in one of Russia’s oldest, largest, and “reddest” manufacturing
centers—the textile plants of the Ivanovo Industrial Region—actively resisted Stalinist policies
that consigned them to poverty, illness, and hunger.
● In 1932, waves of strikes, eg: miners
Introduction
● 1927 - after years supporting NEP, Stalin worked on new econ. system: the five year plan
● Gosplan setup 1921 by Lenin (Gosplan = agency responsible for central economic planning)
● Stalin’s believed only via strict centralized control could the USSR urbanize/industrialize
● USSR had been trying to urbanize/industrialize since 1855… mostly unsuccessful. USSR was
predominantly AGRICULTURAL based … wanted to become URBAN based
● To industrialize econ… new tech needed … tech wd/ be purchased via agriculture exports
● Stalin wanted to industrialize to compete w/ other world powers
● Determination for strong econ driven by determination to re-arm in prep for two front war.
● To maintain control during 5 year plans: Gulags 1931, harsh labour laws, stakhanovite, etc
Collectivization of Agriculture
● Peasants = 80% of population
● Stalin wanted land + food under FULL CONTROL of state → COLLECTIVIZATION
○ Collectivization also = way to instill ‘communalism’
○ Collectivization involved grain requisitioning
● 1929 → kolkhozi (collective farms) established → replaced individual peasant-owned farms
○ 25 mil. peasant farms into 200,000 kolkhozi … by 1936, 90% peasant homes
● People who disagreed/refused to go along w/ orders = kulaks … sent to labour camps
○ Kulaks = enemies of the working class
● 1929 - Stalin called for the liquidation of the Kulak class.
● Why Stalin believed collectivization was advantageous:
○ Collectivization gave state control to main source of national wealth; Collectivization
wd/ ensure state control over production of food; Agriculture wd/ ‘pay tribute’ to
industry → cheap food could feed cities + be exported to finance purchase of
machinery from abroad; Authority of comm. party wd/ be spread in countryside -
peasants couldn’t revolt; machinery could be shared
● Collectivization = NOT POPULAR … peasants burned crops, killed animals, etc.
● 1930 → terrible harvest
○ Stalin published ‘Dizzy with Success’ article in Pravda … suggested it happened to
quick so officials were ‘dizzy w/ success’ … pace slowed down, but resumed soon
● Stalin sent party activists: ‘25,000ers’ to improve performance on kolkozy
● Collectivization led to poor harvest → 1932-33 famine killed 5-8 mil (mostly in Ukraine)
● Grain requisitioning = brutal policy
● Success?
○ YES in terms of grain produced + grain exports (929 - 66.8 mil. tonnes of grain →
1934 - 77.5 mil. tonnes of grain)
○ NO in terms of cattle/pigs/sheeps/goats & consumer goods
○ NO in terms of human life/brutality of grain requisitioning
○ NO because people escaped famines by moving to cities… cities couldn’t cope,
disease spread/supplies limited/many children abandoned
Viewpoint Two:
● Stalin clearly intended to modernise the USSR and adopted deliberate
Agricultural policies to do so.
● Some argue that he was trying to complete the 1917 Bolshevik revolution;
Revolution considered incomplete because peasants had been allowed to
privately own land with the NEP
● Once he felt politically secure, he launched a second revolution ‘from above’
Stalin’s Domestic Policies KEY Questions
Stalin’s domestic policies for economic development involved a series of 5 year plans.
These plans may be seen as successful in developing certain aspects of the
Soviet economy such as iron and steel, and large engineering machinery as well
as infrastructure such as canals and hydroelectric projects. They were much less
successful in providing consumer goods and improving the standard of living. Basic
necessities such as food and housing were often in short supply. The emphasis on heavy
industry meant that Soviet citizens saw little improvement in their lives and faced
increased hardships as few goods were made available.
Agricultural policy which involved forced collectivization of land proved less successful
and led to widespread famine in which millions died as well as a permanent weakness in
the Soviet economy as food production never reached the necessary levels. It did
achieve political goals of eliminating potential opponents of the regime but was not a
sound economic policy.
The transformation from an agricultural society to a more urban one was achieved
through policies of forced collectivization of land + transfer of millions of people to
new industrial cities. These new industrial cities were centres for increased industrial
production which allowed Russia to develop armament and other industries necessary for
defence against invasion. This was a key goal of Stalin. This industrial policy was
successful in achieving the goals of the government but involved considerable cost in
human lives, family dislocations and other hardships.
The elimination of opposition and political control were achieved through purges,
mass arrests, labour camps and deportations as well as extensive propaganda. These
were successful in removing all internal dissent and challenges to the authority of
the government. They could be seen as less successful in terms of the numbers of
casualties, the loss of talented individuals and the enormous resources devoted to
internal security. In addition an atmosphere of terror and fear was created. The
need to diminish the influence of various ethnic groups as part of national unity and
elimination of rival groups led to the Ukrainian famine in the 1930s in which
millions died as well as the relocation and internal deportation of many ethnic
groups – all of which led to considerable hardship.
P1 - Women
● According to marxism, marriage = bourgeoisie institution. Lenin had made divorce easier
○ Stalin was doubtful… there was a halt in population growth
● By 1930, Stalin wanted to restore conservative values → ‘The Great Retreat’
○ Orphaned children on streets convinced Stalin that family-structure = necessary
○ Women's role emphasized as being homemaker/child bearers
● 1936 decrees:
○ Unregistered marriages not recognized, Divorce was made more difficult, Right to
abortion was severely restricted (encouraged pop. growth), Family = basis of Soviet
society, Homosexuality was outlawed
● Slight improvement in birth rates in 1936 … but fell again in 1939 w/ war. During war… w/
many soldiers dying and pop. growth slowing down:
○ Abortion outlawed, Mothers w/ more than two children = heroines of the USSR (given
rewards eg: medals for 10+ children), Heavier taxes on parents with less than two
children
● Did women have equal rights?
○ 1929 - announced that 14% of students entering higher technical education had to
be women (14% not EQUAL)
○ Upper echelons of comm. society still didn’t have women in its ranks/or in politburo
○ Stalin’s emphasis on motherhood allowed little room for notion of independent female
○ Soviet propaganda spoke equally of women… but no practical advances
○ ‘Housewives movement’ 1936 → intended to ‘civilize’ + improve conditions of the
workers… but few resources given to such movements. Women orgs = irrelevant
● During war → women’s role on farms + in factories became increasingly important
○ Trained as pilots, worked in industry… 500,000 fought w/ Soviet armed forces
● Women’s pay rate dropped between 1930 and 1945
P2 - Religion
● For centuries, Russian orthodox church = centerpiece of Russian society
● Under Lenin, attending church was condemned → Religion + Communism don’t mix
● Demonizing religion = important for collectivization … many peasants still deeply religious
● 1928, campaign to close churches begun (orthodox church = main target)
○ Churches destroyed + priests went to Gulags w/ kulaks
○ Islam also banned → mosques destroyed, Imams sent to Gulags, veils banned...
○ Destroying religious relics/icons led to widespread peasant resistance
○ Resistors were branded as Kulaks
● Due to widespread opposition… Stalin was forced to slow down his campaign against
religion, but it continued during the Great Terror → hundreds of clergy, priests imprisoned, and
by 1940 only 1% of churches from 1917 remained open
● Religion driven underground: Geoffrey Hosking: centuries of religious worship could not
simply be eradicated → many people formed ‘underground’ churches
● During WWII, Stalin changed his approach to religion
○ Used church to gather support from people for war effort
○ They could appeal to peasants by saying it was a war against ‘godless workers’
○ Improved State-Church relations continued after war, by 1953, 200,000 churches had
reopened.
○ Still, Orthodox Churches didn’t have much freedom… Stalin didn’t want churches to
become a place where political opposition could gather
○ Church = arm of gov
P3 - Minorities
● Although Stalin himself was Georgian, he was concerned w/ promoting the dominance of
Russia within the Soviet State
● Unlike Lenin, he feared that to allow minority rights would threaten his authoritarian power
● One motive behind his purges = to suppress any signs of national independence by removing
potential leaders of breakaway movements
● 1940, took over Baltic states
● 1942, Stalin ordered Kalmyks, Chechens, Ukrainians, Tatars, Volgas to be sent to Siberia
● By 1945, 20 million Soviet people had been uprooted
P4 - Education
● 1928 - Stalin announced that 65% of people entering higher technical education had to be
from the working class
● 1289/29 → 1932/33 - working class students in higher education increased 30%
● By 1931 - Members of politburo had to be literate + have knowledge in science
● Result = Literacy rates improved
● Mid 1930s education reforms:
○ Textbooks were prescribed … they all taught that Stalin was ‘the master builder of the
Soviet nation and inspiration to his people’, teaching of history focused on politics
○ Uniforms were compulsory + had to pay fees for attending secondary school
● Aim = create a disciplined generation of young people ready to join the workforce
● Education under Stalin was about ‘textbook’ knowledge AND about practical work
○ Emphasis on history
○ Upper middle school became = tekhnikuny (vocational training colleges)
○ End of 1930s - all schools attached to an enterprise (eg: children wd/ learn to mine)
● Teachers who were not party members were dismissed → opened up teaching posts for
young ‘red specialists’
● Urbanization + increased access to education led to more social mobility
○ People had new opportunities for work/education … some peasants even rose the
ranks of their new jobs in the cities.
P1 - Literature
● Literature had to capture ‘soviet social realism’
● Soviet Union of Writers formed in 1934
○ They all had to include the theme of struggle for socialist realism in their work
○ Writers had to make sure their work was acceptable w/ party guidelines
○ Written in a style UNDERSTOOD BY THE WORKERS
● Robert Service notes: ‘More great intellectuals perished in the 1930s than survived’
● 1934, Osip Mandelstam, a leading literary figure, read a mocking poem of Stalin and later
was sent to + died in a gulag
● If Stalin criticized a literary work… their career would be over
● Famous prosecuted writers included Pasternak + Solzhenitsyn
○ Solzhenitsyn wrote documentary like novels, eg: day in the life of a gulag, describing
the horrible conditions … too critical of Soviet system → banned (but acclaimed in
West)
P2 - Film
● Filmmaking, opera, ballet, all had to respond to Stalinist demand for social realism
● Abstract films were prohibited… not easily understandable by the public
● Between 1936-37, 68 of 150 films withdrawn mid-production
● 10 out of 19 plays/ballets were ordered to be withdrawn
● 1937-38, 60 plays banned … many theaters closed in Moscow/Leningrad
● Vsevolod Meyerhold was a theater director, who wanted to bring theater closer to the people
○ He wanted more freedom/artistic liberty
○ He was arrested/beaten/shot
● Sergei Eisenstein produced many Soviet films … including two films that celebrated the
October Revolution: Battleship Potemkin and October
○ Later, his works were censored, because his film Ivan the Terrible was an ‘unflattering
portrait of a great Russian leader, and therefore by implication, disrespectful to Stalin’
P3 - Music
● Since Music essentially an abstract art form… difficult to create guidelines
● No other dictatorship had such fine music
● Prokofiev + Shostakovich were world famous composers
● Stalin didn’t fear music, in fact he regarded himself as an expert in the field
● Music did however … have to be ‘optimistic’
● He banned some works which were too ‘bourgeois and formalistic’
● Shostakovich produced patriotic orchestral pieces that pleased Stalin, that depicted the
struggle of the Soviet people
P4 - Art
● Soviet realist art was the only type allowed → it helped educate/entertain the masses
● Paintings of Stalin would have to paint him as the glorious leader he was
● Artists were forced to conform
3.4 Foreign Policy
May 2016: Evaluate Stalin’s Foreign policies up to 1941.
May 2011: To what extent was Stalin’s foreign policy dominated by the desire for security up until
1941?
Nov 2012: Compare and contrast the aims and methods of Stalin’s foreign policy in the 1930s and
the post-war years.
May 2016: “Successful foreign policy was essential for the maintenance of power by authoritarian
leaders.” With reference to one authoritarian leader, to what extent do you agree with this statement?
Introduction
● 1920s USSR = Isolated … diplomatic links established gradually
● 1933 Hitler appointed → Soviet Policy centered on looking towards collective security (Joined
League 1934), Security for USSR (Avoid Two Front War)
(Context)
● Bolshevik Revolution caused fear in many european states → USSR increasingly boycotted
● Brest-Litovsk March 1918 ended Russian involvement in WWI … allies decided to intervene
in Civil war (by 1920 - 14 states incld Br/France/Pol/Jap/USA) + sent armies to help Whites
○ After Red Army won → Boycotts on trade
● Comm Russia not invited to Paris Peace negotiations 1919/20 & not invited to League
● Set Up Comintern 1919 → aim = help rev movements in Ger/Hung/It.
● Most rev. movements suppressed by 1923 → Comms had to look for new diplomatic ties
● Germany ALSO isolated post WWI: 1922 Treaty of Rapallo → German wd/ secretly
manufacture arms + train military, in USSR, and in exchange Ger. wd/ provide econ
assistance & trade links
P2 - Events in Asia
● Growing Influence of Japan in Manchuria / Jap strike north vs. strike south faction → Scared
Stalin
● He followed appeasement after Manchurian crisis 1931 → sold them Manchurian Railway
● Nov 1936 Japan/Germany Anti Comintern pact, 1937 Italy joined
● 1937 full scale Japanese invasion of China made Stalin believe 2 front war was near
● By 1938, he was encouraging the CCP to collab w/ the GMD, to counter the threat of Japan
● Stalin sent military aid to GMD in the hopes they would fight Japan
● USSR fought manchukuo forces at battle of Khalkhin Gol 1939 and won
○ This helped the ‘Strike South’ Faction win
Conclusion
● Two Historian Opinions:
○ Stalin/Litvinov genuinely seeking alliance w/ France & Br even after Munich …
alliance w/ West was Stalin's favoured option
○ Stalin favoured forming close links w/ Germany, eg: Rapallo 1922
■ (However 1991 archives showed that soviet contact w/ Germany infrequent
between 1935-39)
● Ultimately … France/Britain reluctance to negotiate w/ USSR left stalin little choice but to
coop w/ Germany
● Driven by motives for security/avoiding two front war which Stalin had seen as imminent
Stalin’s Foreign Policy 1941-1945
Course of WWII
● Stalin had feared two front war w/ Japan + Germany
○ This threat became reality in 1936 when they signed the anti-comintern pact.
● 1939 Nazi-Soviet pact ensured no attack from Germany… until 1941
● 1940 NKVD carried out a terror campaign against ‘anti-Soviet’ elements in Poland
● Katyn Massacre 1940, 4,000 Polish army officers/police etc murdered + placed in mass grave
● Finland refused to cede territory… 1939 November, Winter War w/ Finland broke out
○ 200,000 Red army soldiers killed (weakness of post-purge Red army evident)
● Hitler’s policy of Lebensraum led to invasion of USSR June 1941: Operation Barbarossa
○ Stalin ignored 84 warnings about the invasion
○ Stalin feared that defensive action taken by USSR wd/ be seen as an attack
● Siege of Leningrad, 1941-44
○ bombardements/starvation ensued during the 900-day siege
○ 600,000 of 2.5 million Leningrad’s population died, but USSR victorious
● The Battle of Moscow, Oct 1941-January 1942
○ Aka Operation Typhoon… Hitler aimed to occupy Moscow
○ Defense led by General Zhukov + harsh winter conditions enabled Red’s to resist
● Battle of Kursk, 4th July - 23rd August 1943
○ USSR victory… despite heavy loss of life and tanks
● Siege of Stalingrad
○ Stalingrad next to River Volga… key to severing Soviet oil supplies from Caucasus
○ Germans nearly succeeded… but Soviet counter offensive was successful
○ German defeat at Stalingrad = TURNING POINT
● Over next two years… no more German advances. Red army marched Westwards
● Red army ‘claimed’ to liberate Baltic States, Poland, & lots of Eastern Europe
● Germany surrendered May 8th 1945, and 9th August, joined war vs. Japan
● 27+ MILLION Soviets died in WWII
P1 - Economic Recovery
● Enormous hardship ensued:
○ Hard to find enough food/clothing/shelter
○ Limited vegetables, barely any meat, etc
● Lots of land devastated by war, eg: Kiev
● 1946 Fourth Five Year Plan announced
○ Called upon citizens to put aside hope for more consumer goods and focus on
industrial/agricultural production
○ Called for restoration of all industries ruined by war + to increase industrial output
50% MORE Than pre-war level
● Official claim → By 1950, industrial production 75% higher than 1940
● Re-arming became priority as Cold War heightened
● Labour/Resources diverted to building A-bomb 1949
● Agriculture much slower to recover… didn’t reach pre-war levels by 1950
P2 - Domestic Policies
● Pushed forward w/ ‘Russification’, imposing Russian culture/language into Baltic states
● In Baltic States + Moldova, purging of local pop + ‘planting’ of ethnic Russians
● Anti-semitism resurfaced (crackdown of Jewish lit, journalism, culture, etc)
● Zhdanovshchina = movement to remove ‘Western’ influence from Music/Literature
○ Eg: Prokofiev + Shostakovich now criticized
○ Einstein’s theory of relativity was criticized for being ‘bourgeois
Conclusion
● No matter what hardships ensued post 1945… for most nothing was as bad as WWII years