International Organization
International Organization
http://journals.cambridge.org/INO
Ahsan I. Butt
How should International Relations ~IR! scholars think about the structure of
the international system? The dominant answer has been that it is anarchic, that
is, there is no overriding authority above states+ This position is increasingly
challenged by theorists who contend that the structure is not as cut-and-dried
as orthodox IR would have us believe, and that hierarchy does obtain at cer-
tain times in certain places+ This counterargument commonly points to the
I thank Zachary Callen, Joe Ford, Charles Glaser, Daragh Grant, Kentaro Hirose, Rose Kelanic,
John Mearsheimer, Lindsey O’Rourke, Sarah Parkinson, Negeen Pegahi, Josh Shifrinson, Duncan Snidal,
Matthias Staisch, two anonymous reviewers, and the editors at International Organization for their
very helpful comments and suggestions on earlier drafts of this article+ Comments from participants at
the Program on International Politics, Economics and Security workshop at the University of Chicago,
and a panel at the 2011 annual meeting of the International Studies Association, were also invaluable+
Any mistakes are my own+
For twenty years after Waltz’s seminal contribution,2 the notion of anarchy in IR
theory enjoyed a relatively unperturbed existence+ Scholars accepted Waltz’s for-
mulation of international politics, even when they contested the implications he
drew from it+ In Mearsheimer’s study of international politics, “the first assump-
tion is that the international system is anarchic+” 3 Gilpin wrote that “international
relations continue to be a recurring struggle for wealth and power among indepen-
dent actors in a state of anarchy+” 4
Even for nonrealists, anarchy is simply a fact of life+ For neoliberals such as
Oye, the point was not to quibble with anarchy but to explain how cooperation
takes place under it+5 Constructivists argued that it is anarchy’s implications—not
anarchy itself—that should be the object of debate, claiming that “anarchy is what
states make of it+” 6 This depth of consensus strongly affected how the field thought
about conflict+ One key implication of anarchy is that it abets war—particularly
for neorealists—by acting as a permissive condition+ “Among men as among states,”
Waltz writes, “anarchy, or the absence of government, is associated with the occur-
rence of violence+” 7
The logic of anarchy being intimately tied with conflict rests on self-help+ Because
states can entrust their survival only with themselves, they must guard against
being attacked+ Securing oneself can be, and often is, interpreted by others as the
assumption of an offensive posture, which in turn drives them to ratchet up their
security presence+ States then constantly fear one another because at any given
time, they can be the subject of aggression, without a safeguarding authority to
turn to+ This second feature carries the explanatory weight: intentions can never
be perfectly ascertained, even in settings as mundane as visiting the neighborhood
grocery store, but what is ostensibly different about the international sphere is the
“911 problem” 8 —the lack of the aforementioned safeguarding authority—and its
associated fears+ Such fears make states less likely to cooperate and more likely to
conflict with one another, or so the story goes+9 This view of international political
structures has become increasingly contested in the last decade,10 particularly by
focusing on the provision of public goods by hegemonic actors+
2+ Ibid+
3+ Mearsheimer 2001a, 30+
4+ Gilpin 1981, 7+
5+ Oye 1985+
6+ Wendt 1992+
7+ Waltz 1979, 102+ See Wendt 1999, especially chap+ 6, for why anarchy may not necessarily be
related to conflict+
8+ Mearsheimer 2001a, 32+
9+ Herz 1950; and Jervis 1978 are the canonical pieces on the security dilemma+
10+ See Buzan and Little 2000; Donnelly 2009; Hobson and Sharman 2005; Lake 2007 and 2009;
Milner 1991; Weber 2000; and Wendt and Friedheim 1995+
578 International Organization
they adhere to the anarchy assumption+ At a conceptual level, this existence proof
of hierarchy is a crucial development because it forces IR to grapple with anarchy
seriously, rather than the casual manner with which it is generally treated+
When discussing the provision of public goods, extant theories of hierarchy focus
either on political economic public goods such as an open or free trading system,
or security+ Lake theorizes the provision of both security and freer economic rela-
tions in a hierarchic setting+26 Lake describes how the United States, especially
but not exclusively in the Western Hemisphere, promotes peace using both eco-
nomic and military tools+ On the economic front, states under US hierarchy prac-
tice more open trade and generally adopt more liberal economic policies because
US hierarchy aids subordinate states in “minimizing insecurities about economic
exchange” and “inducing compliance” with liberal policies+27 In turn, open eco-
nomic relations between subordinate states make them less likely to fight+28 The
United States is also more likely to militarily intervene in a conflict that involves
a subordinate state, thus acting as a security guarantor+29
Such a guarantee is akin to a state protecting its domestic citizens against for-
eign aggressors, since the actor that purportedly threatens the status-quo lies out-
side the bounds of the relationship between super- and subordinate actors+ Imagine,
for instance, the United States+ guaranteeing West German security against the
Soviet Union+ But what about security among actors within the circle of relation-
ships? How does a state contain violence between fellow citizens? The equivalent
question in international politics would be: when concerned with peace among the
states under hierarchy, how does the hegemon maintain peace?
Lake would answer by pointing to more open economic relations between the
states in question+ Joffe, author of the well-known “pacifier” argument, would posit
that by guaranteeing subordinate states’ security, a hegemon such as the United
States ensures that subordinate states do not have to arm themselves, and in so
doing, tempers the effects of the security dilemma+30
I identify a distinct mechanism here: an adjudicating court, which operates once
a crisis has already broken out+ Unlike the Lake and Joffe models, where the pri-
mary mechanism for peace is a subordinate actor reaching out to a superordinate
for protection, I argue for adjudication by the superordinate actor lowering the
temperature of a potential conflict between two or more subordinate actors+31
Compromise with the fury of the man immediately affected by the misdeed;
an effort to localize the case and to obviate further or even general partici-
pation and unrest; attempts to find equivalents and to settle the whole busi-
ness; above all, the increasingly definite emergence of the will to accept every
crime as in some sense capable of being paid off, and so, at least to a certain
extent, to isolate the criminal from the deed—these are the characteristics
which become more and more clearly stamped on the later development of
the penal code+34
It is Locke, though, who provides the clearest synopsis of the argument I seek
to transfer to the international sphere+ He writes that
in the state of nature every one has the executive power of the law of nature,
I doubt not but it will be objected, that it is unreasonable for men to be judges
in their own cases, that self-love will make men partial to themselves and
their friends: and on the other side, ill-nature, passion and revenge will carry
them too far in punishing others; and hence nothing but confusion and disor-
31+ The formal and deep security cooperation in Western Europe in the aftermath of war was absent
in the Americas; the apparatus of transnational military ties and organizations never developed+ See
Dominguez 1980; and Hayes 1980+
32+ The most well-known exposition of this point is Hobbes’s Leviathan ~1934!+
33+ Rousseau 1960, 185+
34+ Nietzsche 2008, 53 ~emphasis added!+
582 International Organization
der will follow; and that therefore God hath certainly appointed governments
to restrain the partiality and violence of men+35
Locke’s argument is that one of government’s central roles is to contain conflict
among citizens by resolving their disputes for them, or at least providing a venue
for attempting to do so+ If government did not fulfill this role, it would be left to
the participants themselves in a Hobbesian state of nature, which would almost
always result in more violence+36
When this idea is transported to the international realm, one no longer has to
think that states have nowhere to turn in a crisis+ Subservient powers can turn to
the hegemonic state when confronted with a security threat, and the latter can medi-
ate conflicts between states under its umbrella, thus serving as a break to war+ In
anarchy, escalation is slippery—disputes can easily develop into outright wars+ In
hierarchy, escalation is more challenging+
For hierarchy to obtain in both domestic and international settings, we need
severe power differentials as well as certain modes of interaction+ Interaction and
practice are crucial in determining the structure of the system+ Theorists in the
Waltzian tradition would claim that structural change is produced only by changes
in system-wide phenomena such as material capabilities+ This position ignores that
interaction capacity itself is a “distinct source of shoving and shaping forces play-
ing on the units alongside those from the structural level+” 37 Stated differently,
how actors interact is itself a system-wide concept, and thus influences structure+
This is especially true when it comes to subsystems, or geographically or cultur-
ally distinct areas of the globe, where transformations in structure can be more
likely because of powerful actors’ actions+38
Two conditions must be met for a hegemonic state to be hierarchic and aid the
cause of peace among states under its umbrella+ First, the hegemonic power must
be engaged meaningfully with the region as a superior power+ Second, the heg-
emonic power must be impartial and disinterested in its dealings with lesser pow-
ers on the issue at hand, and perceived as such+ These conditions are required for
the domestic dispensation of justice to reliably measure up to its international coun-
terpart, which is what we are truly interested in+
There are three components to the condition of being meaningfully engaged as
a superior power+ To be “engaged” means the hegemonic state takes a substantive
interest in the dispute, and that there is therefore a greater likelihood of viable
solutions to crises offered from above+ An engagement is “meaningful” if the heg-
emonic state is prepared to be firm and risk unpopularity in a crisis+ Firmness
ensures that spoilers’ arguments against proposed solutions to disputes are more
likely to be rejected+ Finally, it is important that there is little confusion regarding
the hegemonic state’s standing with the disputants+ If it is the “superior power” in
crisis mediation, and other states do not interfere without the blessing of the heg-
emonic state, then there is a decreased likelihood of disputants playing off various
actors and their proposals against each other+
The second condition for hierarchy to work is that the hegemonic power must
be disinterested and be perceived as such+ Perceptions of impartiality do not imply
popularity+ They connote only that the two disputants believe that the hegemonic
power behaves in an even-handed way with each of them on the contested issue+
If a hegemonic power is perceived as partial, its solutions to crises will be less
likely to be accepted by the disputants and, in turn, at least one of the disputants
is more likely to take matters into its own hands and escalate+ If a hegemonic
power either came to the material aid of, or conversely acted against the interests
of, a particular disputant, then its adjudicatory role will either be uncalled for or
unsuccessful+39
Importantly, hierarchy holding does not imply its endless life+ It can be dis-
turbed and replaced, just as anarchy can+ Generally, hierarchy breaks down from
three sources+ First, the hierarchic power itself can retrench and withdraw from a
particular region+ This can happen due to rising costs associated with maintaining
hierarchy+40 These include both incurred costs as well as opportunity costs; dollars
spent in practicing hierarchy in one region necessarily means that other areas,
including the homeland, are neglected+
Second, one or more subordinate states can launch challenges against the super-
ordinate state if the benefits accruing to them from the order the hegemon
provides are not worth the loss of sovereignty+ Larger forces can also change the
equation: transnational phenomena such as nationalism or socialism can change
the extent of the perceived benefits local elites in charge of subordinate states
enjoy from externally imposed orders, and push them to evict their erstwhile prin-
cipals+41 And third, a rising, external power can threaten the existing structure of
relations in a region as part of its growing appetite for territorial control, and
seek to become the new regional hegemon+42
These possibilities—retrenchment, revolt, and replacement—can spell doom for
a hierarchic order+ Though analytically distinct, these processes often operate syn-
39+ This is why adjudication by the United States did not work as well in Central America as it did
in South America+ The United States militarily intervened directly in Central American states signifi-
cantly more often than in South American states+ This disjuncture was mainly a consequence of geog-
raphy ~see Kelly and Child 1988, 2; and Kelly 1997, 152!+ The lower level of interference in South
America meant that the United States was more often perceived as a disinterested arbiter there than in
Central America, where it was often itself a disputant+
40+ On the dynamic nature of costs and benefits of hierarchy, see Lake 2009, 132–37+ On the ques-
tion of potential costs of hegemony, see Snyder 1991+
41+ See Anderson 1983; and Hechter 2000+
42+ Mearsheimer 2001a, 143– 45+
584 International Organization
chronistically, such as at the end of the Cold War, when the Soviet Union lost its
hierarchy in Eastern Europe+
South American states have fought remarkably few wars against each other since
1884+ In more than 125 years since, there have been only four interstate wars in
the region+43 Peru and Colombia fought the Leticia war in 1932, Paraguay and
Bolivia waged the long and bloody Chaco war from 1932 to 1935, and Peru and
Ecuador fought the Zarumilla and the Cenepa wars in 1941 and 1995 respec-
tively+44 The temporal aspect of these wars is striking+ South American states fought
no wars against each other for the forty-eight years between 1884 and 1932+ They
have fought only one war against each other in the seventy-two years since 1941+45
Yet there were three wars in the intervening period that lasted less than a decade+
What explains the relative preponderance of wars between 1932 and 1941 when
the region was so peaceful both before and after this period?
The variation in structure drove the variation in war proneness+ International
politics in South America were generally hierarchic from the late nineteenth cen-
tury onward, with the United States playing the role of regional hegemon+ It was
certainly powerful enough to do so: at the turn of the century, U+S+ military spend-
ing was more than five times the combined total of South American states+ During
the twentieth century, the median ratio of U+S+ material capabilities to Brazil’s—
considered the most powerful South American country—was 19:1+ Until the mid-
1970s, the ratio of U+S+ material capabilities to those of Argentina, Brazil, and
Chile combined did not drop below 5:1+46
The United States combined power with hegemonic purpose+ Within IR, hege-
mony is essentially geopolitical domination, whether globally or regionally+47 This
is precisely what the United States sought, beginning in the last quarter of the
nineteenth century+ In particular, the Monroe Doctrine—asserting “America for
the Americans” and “Hands off, Europeans”—and its various extensions under
43+ This number is itself inflated if one strictly observes the ubiquitous definition that requires 1,000
battlefield deaths for “war+”
44+ Mares 2001, 33+
45+ I only examine intraregional wars, and exclude those that took place between a South American
state and an extra-regional state, such as the Falklands0Malvinas War between Argentina and Britain+
46+ Data from the Correlates of War data set version 4+0 ~Singer, Bremer, and Stuckey 1972, 19– 48!+
Some scholars, such as Kacowicz 1998, 90–91, claim that Brazil, not the United States, was the actual
regional hegemon in South America+ However, Brazil’s power and influence, even restricted to the
region, was significantly less than that of the United States for much of the twentieth century+ Further-
more, Brazil often acted in consort with the United States, rather than as a separate actor+ Finally, as a
participant in a number of potential conflicts, Brazil often aroused suspicion amongst the Spanish-
speaking countries of South America and was not far enough removed from potential conflicts to play
the hierarchic role the United States did ~Kelly 1997, 165, 178, 198–201!+
47+ Mearsheimer 2001a+
South America’s War-Prone Decade, 1932– 41 585
Noninterventionism had its roots in the rising political, diplomatic, and reputa-
tional costs associated with US interventions in Mexico, Haiti, the Dominican
Republic, and Nicaragua in the 1920s+ Aware of Central American states chafing
under its heavy-handedness, the United States, starting around 1927, made a con-
certed effort to put away its “big stick” and be more respectful of other Western
states+ Generally, “there was a trend toward the abandonment of American impe-
rialism in Latin America+” 54 This trend was formalized at the seventh Pan-American
Conference held in Montevideo in 1933, where US Secretary of State Cordell Hull
“went to great lengths to be cooperative” and “a nonintervention proposal was
adopted by the body for the first time+ ‘No state has the right to intervene in the
internal or external affairs of another+’” 55
A number of signposts marked the shift in US policy+ Conflicts between the
United States and Mexico, Nicaragua, and Haiti dampened by 1930+ The United
States conceded that the League of Nations had jurisdiction over disputes in the
hemisphere—contrary to the implications of the Roosevelt Corollary to the Monroe
Doctrine—and signed various conventions that chipped away at its politico-legal
power in the hemisphere+ In November 1928, President-elect Hoover said in an
interview in Buenos Aires that “there are no young, independent, sovereign nations;
there are no older and younger brothers on the American continent+ These are all
friendly and equal states + + + the fear of some persons concerning supposed inter-
vention ideas of the United States is unfounded+” 56 In 1930 the State Department
published a 200-page memo by former Under Secretary of State J+ Reuben Clark+
The memo noted that “the Monroe Doctrine does not apply to purely inter-American
relations” and, according to a New York Times report, “frankly throws overboard
the Roosevelt dictum that the Monroe Doctrine commands the United States to
intervene in countries of the Western hemisphere to prevent chronic disorder+
According to Mr+ Clark, the doctrine states a case of the United States vs+ Europe
and not of the United States vs+ Latin America+” 57
These policies, enacted during the Herbert Hoover administration, “were con-
siderably accelerated and broadened” after 1933+58 In his inaugural address, Frank-
lin D+ Roosevelt set the terms of his foreign policy thusly: “I would dedicate this
nation to the policy of the good neighbor—the neighbor who resolutely respects
himself, and, because he does so, respects the rights of others+” 59 On 28 Decem-
ber 1933, he claimed that “the maintenance of constitutional government in
other nations is not, after all, a sacred obligation devolving upon the United States
alone+ The maintenance of law and orderly processes of government in this hemi-
sphere is the concern of each individual nation within its borders first of
all.” 60 Ironically, these “good neighborly” intentions, drawn from harsh lessons
in Central America, resulted in anarchy in South America, and made war in South
America more likely+
ests were threatened, particularly during the first sixty years after independence+65
The point is that, despite its frequent violation in the nineteenth century, the norm
of peaceful conflict resolution was a constitutive feature of South American states’
identities+66
The norm of peaceful resolution of interstate disputes dovetailed with the US
desire to impose a Pan-American order on the continent+67 Pan-Americanism
became a feature of regional politics toward the end of the nineteenth century,
with three distinguishing characteristics+ First, US leadership on international issues
was unquestioned, though not always popular+ Second, efforts were made to insti-
tutionalize and formalize norms of peaceful dispute resolution with various bilat-
eral and multilateral treaties+ Third, an “American” identity was solidified—
drawing starker contrasts between American states in the Western Hemisphere,
and those in Europe or the “Third World+” Pan-Americanism, then, placed the
United States atop a norm-based American order that privileged intraregional peace,
unity, and cooperation in the face of extra-regional threats+ Its importance can be
gleaned from US Secretary of State Frank Kellogg, who stated in 1928 that “it is
an established principle of our international policy that among the foreign rela-
tions of the United States as they fall into categories, the Pan-American policy
takes first place in our diplomacy+” 68
This regional order guaranteed a baseline of credibility to US policy+ As Wat-
son notes, “the principal effect of hegemonic influence is to induce other states
and communities in the system to conform more closely to the purposes and prac-
tices of the hegemonic power, or + + + to accept the compromises worked out by”
it+69 Looming in the background of interaction among South American states
was the norm of interstate peace, and the expectation that states which violated
Pan-Americanism as constituted by the United States would earn the hegemon’s
ire+
It bears noting that the variation I explain with changes in regional structure—
peace for half a century, three wars in a decade, and then peace for another half-
century—is often missed by studies of South American security+ For instance,
McIntyre seeks to explain what he calls “the longest peace” in South America with
one primary variable: geography+70 McIntyre distinguishes between wars and “lim-
65+ Brazil’s conduct between 1850 and 1910 is a vivid illustration of the frequent mismatch between
rhetoric and reality ~Parodi 2002, 8–16!+
66+ Kacowicz 1998, 102–5+ See also Holsti 1996, 166– 67; and Centeno 2002, 76+
67+ The discussion on Pan-Americanism is drawn from Martín 2006, 84–87; Mecham 1961, 28–111;
Smith 2000, 29–32; and Wood 1966, 5–15+
68+ Quoted in Matthews 1961, 14+
69+ Watson 2007, 104+
70+ McIntyre 1995+
South America’s War-Prone Decade, 1932– 41 589
ited aims attacks,” and codes conflicts that result in fewer than 1,000 battlefield
deaths as nonwars+ Given that neither the Leticia nor Zarumilla wars reached this
wholly arbitrary figure,71 McIntyre misses an interesting and hitherto unexplained
trend in warfare on the continent+
Martín too misses this trend when he makes the object of his investigation the
absence of a “major war” in South America since 1935+72 Martín argues that militar-
ies in the region came to identify with each other, and came to see their domestic
populations as the enemy, through a transnationalization of identity in the early
twentieth century+ His argument thus addresses the “external peace and internal
violence” paradox in the region+ Though it is innovative and valuable, Martín’s
argument is blinkered by his puzzle, which by virtue of starting the clock only
after the Chaco War fails to account for the variation over time in war-proneness
in South America+
Kacowicz codes the Zarumilla conflict as a war but not the Leticia dispute—
even though Leticia saw higher casualties+73 He, like McIntyre and Martín, misses
the cross-time variation in South America’s record of peace+ For Kacowicz, it is
not the extent of peace that has changed in South America over time but the nature
of it+ Kacowicz uses the phrase “negative peace” to describe the state of affairs from
1884 to the 1980s and “stable peace” for the period since then+ Though I do not
take issue with the qualitative distinction in relations among South American states,
Kacowicz’s study suffers from its use of a multitude of variables, some of which
are contradictory or symptoms rather than causes of peace+ For instance, Kacow-
icz cites both interdependence and its lack as causal factors in South America’s
peace+ Additionally, his assertion that a satisfaction with the territorial status quo
was a cause of peace veers close to a tautology+74
Other arguments could potentially explain aspects of the empirical puzzle
addressed in this article+ For instance, one could claim that South America has exhib-
ited a classic balance-of-power configuration, particularly with Argentina’s rise in
the last quarter of the nineteenth century+75 This configuration—with Peru and
Argentina on one side, Brazil and Chile on the other, and the smaller states vacil-
lating between the two camps—could conceivably have led to the long period of
peace in South America+76 The problem with this explanation is that the relation-
ship between the balance of power and levels of interstate war are often poorly
understood+ IR and Security Studies, as fields of inquiry, have no consensus on
whether a balance or a preponderance of power leads to peace+ This is especially
true in a multi-actor world, such as South America, and varying levels of dissatis-
71+ The Leticia war saw 868 battlefield deaths, while the Zarumilla war saw more than 500+ See
Mares 2001, 34+
72+ Martín 2006+
73+ Kacowicz 1998+
74+ Ibid+, 67–124+
75+ Burr 1965, especially 107–14, 142– 43, 204–11+
76+ Kelly 1997, 36– 40+
590 International Organization
faction among the actors with the status quo+77 Moreover, the balance-of-power argu-
ment cannot account for the war-prone decade, because while the balance did not
change appreciably in the 1930s, levels of warfare did+
A domestic politics argument would consider the coups that took place in Argen-
tina, Brazil, and Peru in the early 1930s+ One could argue that military govern-
ments are more nationalistic and aggressive in their foreign policy, and that the
transition in regime types led to the war-prone decade+ However, South America
is no stranger to military coups and nationalistic governments+ In Argentina, for
example, every elected government from 1930 to the early 1980s lost power in a
coup+78 More generally, “excluding Guyana up until 1999 and Surinam from 1990
to 1991, at no other time during the duration of the long peace have all South
American states been democracies+ On the contrary, for large blocks of time since
1935, the majority of South American nation-states have been dictatorships+” 79
Though one could plausibly claim that the relatively liberal nature of these states
accounted for the peace before the 1930s, the long-term trend investigated here
cannot be explained by regime-type arguments, for two reasons+ First, periods of
relative liberalism as well as relative militarism both witnessed peace+ Second,
coups and relative militarism correlated with both the war-prone decade as well as
the later peace+
By standard definitions of war in IR, there has been only one intraregional war in
South America during the last 120 years+ This record is highly impressive and
places South America behind only North America in terms of peaceful regions+80
Yet relations among South American states have been far from cordial+ The nomen-
clature employed by scholars of interstate relations in South America suggests so;
phrases such as “violent peace” 81 or “negative peace” 82 are used to describe intra-
regional politics+ As the data show, South American states frequently threaten or
employ low levels of force, and yet largely refrain from going to war+
To substantiate these claims, I used the dyadic Militarized Interstate Dispute
~MID! data set+83 The MID data set records wars as well as those disputes that
fell short of wars, and codes each of these conflicts by the highest level of hos-
So we are left with a paradox+ South American states have moderately high
levels of militarized disputes, but abnormally low levels of war+ There exists, then,
a phenomenon in South America that functions as a break between conflictual rela-
tions and the outbreak of war+ Crucially, this phenomenon was absent in the 1930s,
because the region was highly war prone then+ To understand this phenomenon, I
process trace five crises, three of which erupted in war, and two, outside the war-
prone decade that did not+
84+ Despite two world wars taking place in Western Europe during this period+
592 International Organization
The short war between Peru and Colombia over the upper Amazon region of Leti-
cia arose from Peruvian dissatisfaction with the Salomón-Lozano treaty, which
ceded territory to Colombia+ Peru wanted to repudiate the agreement and when it
failed, endeavored to break out of it by conquering the region and presenting a
fait accompli+85 Colombia did not respond immediately—it, in fact, waited for
months—and it was in this intervening period that the United States and other
mediators attempted to bring about a peaceful solution to the dispute+ They did
not succeed+
On the night of 31 August 1932, a private group of armed Peruvians forcibly
took over the Leticia village+86 The Peruvian government pleaded ignorance and
claimed that the attack took it by surprise+87 Though no Peruvian soldier took active
part in the raid, forces stationed in Loreto wasted little time in supporting the
occupation+ The Peruvian government, faced with nationalist pressures domesti-
cally, refused to condemn or even disavow the attack, instead holding out for the
possibility that Colombia would renegotiate the Salomón-Lozano treaty+88 Although
the United States opposed the occupation, its reaction was tepid+ US Ambassador
Fred Dearing said to Peruvian Foreign Minister Carlos Zavala Loaiza, “I would
be happy to know precisely how Peru felt about the situation + + + but + + + I did not
wish to appear unduly curious about Peru’s internal affairs and merely desired to
promote peaceful solutions and good relations+” 89
Colombian President Enrique Alfredo Olaya Herrera made it clear that Colom-
bia could not be the one to unilaterally concede in the dispute because it was the
aggrieved state and Peru the belligerent, and he urged the United States to act to
preserve peace+ “Anything else,” he said, “means that every Latin American coun-
try must stay armed to the teeth in order to guard its legitimate rights+” 90 Here,
then, was a plea by Colombia to the United States to act as the region’s policeman
and assert its dominance to avoid war+
These pleas went unmet+ The United States acted too cautiously in emphasizing
the justness of Colombia’s position and did not strongly assert itself during the
mediation process+ At bottom, the United States was reluctant to go beyond polite
requests to Peru for fear of unpopularity+ “We are not the sole guardian of peace
in South America,” US Assistant Secretary of State Francis White told the Pan
American Union, “and there is no reason why we should always jump in and assume
such a role+ Such action on our part might well be resented in other parts of South
America+” 91 United States Secretary of State Henry Stimson echoed this view, in
a telegram to the US ambassador in Peru: “We have no responsibility to act as
sole guardian of the peace of Latin America nor do we desire to assume such
responsibility+” 92 A memo by White, relaying a conversation he had with the Bra-
zilian ambassador, further backed the noninterventionist position: “I told him that
I thought it better for the interests of the American nations that one country should
not always be carrying the burden and taking the initiative+” 93 Later, White touched
on similar themes in his conversation with the Ecuadorian foreign minister: “We
had not wanted to seem to play the preponderant role and have it appear that no
settlements in these disputes could be made except in Washington+” 94 The United
States was evidently very keen to maintain a distance between it and South Amer-
ica, and play up its noninterventionist credentials+
This was despite various actors urging the United States to play a more pre-
ponderant role+ Ecuador and the Pan American Union said that only the United
States could prevent “a bad situation” and take “steps to bring the two countries
together+” 95 The Colombian president went further, saying that the United States
“could settle the Leticia controversy, if it so desired, in forty-eight hours+” 96
While the United States refused calls for more forthright diplomacy, the out-
break of war got closer+ A month after the initial raid, Peru and Colombia made
preparations for war+ Peru sent an envoy to Japan to purchase arms, and both states
floated loans for war supplies+ Colombia dispatched a military expedition to forc-
ibly remove the Peruvian presence in Leticia and reoccupy it+97 The United States
continued to make cautious suggestions and forwarded the view that some other
state, perhaps Argentina or Brazil, or international organizations, such as the League
of Nations, should play the lead mediating role+ Chilean and Brazilian efforts to
mediate, however, were unsuccessful+ A final set of diplomatic efforts by Brazil
were in vain, as Colombia forcibly eviscerated the Peruvian presence from Leticia
through a short campaign of aerial and naval bombardment+98
It is unclear if a stronger position adopted by the United States could have ended
the dispute in forty-eight hours, as the Colombia president noted, but it certainly
could have placed greater pressure on Peru+99 Throughout the dispute, the United
States never publicly reprimanded Peru nor held it responsible for the confronta-
tion+ It never openly called on Peru’s leadership to disavow the raid on Colombia’s
territory and never exerted substantive diplomatic pressure on Peru+ By issuing
soft requests for reconsiderations of positions, passing the diplomatic and media-
tory buck to others, and privileging resentment costs to its reputation over strong
words and action, the United States appeared to be not just a disinterested actor in
the dispute but an uninterested one+
With regard to the two necessary behavioral conditions for hierarchy to obtain,
the United States violated the first condition+ It refused to be firm when forthright
diplomacy was called for, and at various times passed the diplomatic buck to other
states in South America+ In other words, its engagement was not “meaningful”
and it was not unequivocally the “superior power” during the mediation process+
The path to war, then, was facilitated by the breakdown of hierarchy and the Colom-
bian lapse into self-help+
The Chaco War was the bloodiest of all the South American wars in the twentieth
century+ Bolivia and Paraguay fought from 1932 to 1935 and suffered more than
100,000 casualties+100 The roots of the conflict lay in imprecise frontier demarca-
tions on their border+ In addition, each harbored bitterness from the wars lost in
the previous century—Paraguay was almost wiped off the map by Brazil and Argen-
tina in the War of the Triple Alliance, while Bolivia lost valuable land and access
to the sea in the War of the Pacific against Chile+101 Both were frustrated, revision-
ist states, landlocked and dependent on others for trade routes to the rest of the
world+102 Control of the Chaco region would entail access to the Paraguay River
as well as rumored natural resources+103
As Bolivia encroached upon the disputed area, a series of small border skir-
mishes took place in the late 1920s+ Tensions flared and the United States formed
a Commission of Inquiry and Conciliation, referred to as the Neutrals Commis-
sion, to mediate between Paraguay and Bolivia+104 Four other states were repre-
sented in the Neutrals Commission: Colombia, Cuba, Mexico, and Uruguay+105
Over a period of eighteen months, the Neutrals attempted to find a solution to the
conflict+ They did not succeed because of a number of factors+
First, despite Brazil suggesting that the United States could bring peace to the
region “more expeditiously alone,” 106 the United States refused to be drawn in+
Almost as soon as the crisis broke out, then-Secretary of State Kellogg expressed
in the clearest possible terms the U+S+ lack of interest in getting deeply involved
in the Chaco conflict, writing that while the United States “is of course always
willing to lend its good offices in the cause of international harmony, it does not
wish at the present time + + + to be placed in the position of undertaking to settle the
boundary dispute between Bolivia and Paraguay, either by arbitration or other
procedure+” 107
One of the central factors driving Paraguay and Bolivia to war were their dif-
fering estimates of what war would entail+ Bolivia believed that its geography and
military precluded significant damage to it, while Paraguay was “anxious” and
expressed “the dread of the people of a war+” 108 These estimates meant that Bolivia
was more willing to fight than Paraguay was,109 and consequently that Paraguay
was less trustworthy of any efforts by the Neutrals that did not strictly restrict
Bolivian actions+ Throughout the period of negotiations, Paraguay’s condition for
accepting any proposed solutions was a “sufficient and effective international
guarantee+” 110
Paraguay favored a proposal where both Bolivian and Paraguayan troops would
be withdrawn before arbitration of the dispute+ The United States chose not to
provide the guarantee primarily because of its reluctance to be South America’s
“policeman+” 111 Instead, it delegated to various powers in Latin America as well
as to the League of Nations+ As a report in the New York Times put it, “it would
have been possible for the United States to warn the League @of Nations# to
keep its hands off this dispute, but it is significant that it did not do so+ It is
also significant that the United States refused to accept the proposal that it
alone mediate in the Chaco dispute+” 112 This refusal meant that Paraguay was
more likely to take matters into its own hands, rather than trust a negotiated set-
tlement with Bolivia, for whom, Paraguay alleged, pacts were “chiffons de
papier+” 113
Second, the Neutrals’ efforts were complicated by Argentine and Chilean inter-
ference+114 Both were hungry for the credit that would accrue to any state that
would find a peaceful solution+ This was especially true of the Argentine Foreign
Minister Saavedra Lamas, who wished to exercise his diplomatic skill in the
dispute to earn the Nobel Peace Prize, a longtime ambition+115 Argentina’s inter-
ference was seen as particularly problematic because Argentina and Paraguay
were allies, resulting in Bolivia becoming suspicious of any settlement that had
Argentina’s fingerprints on it—and even some that did not+116
Interference from other powers in South America had important effects+ The
United States became more circumspect in its dealings with Paraguay and Boliv-
ia+117 During the conflict’s nascent stage in the late 1920s, Secretary of State
Kellogg wrote to an American official in Bolivia of his reluctance to interfere+
Argentina, he wrote, had been mediating the dispute “for many months and
any suggestions from the Government of the United States might be misunder-
stood+” 118 In a later telegram, Kellogg reiterated the US stance: the United States
did not “intend to take any independent action+ @We# certainly would not take
any action which would conflict in any way with the commendable efforts” of
Argentina+119
Other powers’ interference also allowed the disputants to play off various coali-
tions against the other+ There was a lack of communication between the Neutrals
and the Neighbors—the coalition headed by Argentina and Chile—and conse-
quently a lack of cooperation+120 A Washington Post article in 1933 summed up
the chaotic mediation process: “From Buenos Aires to Washington, to Mendoza,
to Geneva, the seat of conciliation of the Gran Chaco boundary war has moved in
the last five years, and Rio de Janeiro is the next stop+” 121 Secretary of State Stim-
son could not hide his displeasure when he said “the only way for the negotiations
to succeed is to have them centered in one place only and if suggestions @from
other states# would be sent to the Neutrals before being discussed with Bolivia
and Paraguay it would greatly help the task of the Neutrals and prevent any cross-
ing of wires+” 122 The overabundance of cooks in the arbitration kitchen meant that
Bolivia and Paraguay could reject a suggestion by one side if it favored a proposal
by another, reducing the likelihood of a peaceful solution acceptable to both par-
ties+ As Assistant Secretary of State White wrote, “independent negotiations at
two or three different focal points can only complicate matters as we have already
seen+” 123
To employ the schema outlined earlier, the United States failed to fulfill the first
necessary condition for hierarchy to obtain+ It was not engaged in South America
as the superior power, as the lesser powers’ interference attests+ Moreover, its trep-
idation vis-à-vis causing resentment meant that it was less than firm in its dealings
with the two disputants+ The resulting anarchy made it more likely that war would
occur+
ously ascribed to “the purpose of strengthening the defense of the Western Hemi-
sphere+” 131 Peru, then, was fearful that the United States would impose an
inequitable solution, and consequently was more eager for a war that would almost
certainly result in Peruvian victory+
Third, the United States was unwilling to pressure either disputant+ This was
partly a result of US distraction with events in Europe and the Far East and partly
a result of greater assertiveness from Peru+ At the beginning of the crisis, the United
States distanced itself from playing too strong a role; Secretary of State Hull wrote
that he had “felt for a long time that the Government of Brazil is the best qualified
of all the American governments to undertake the task of mediation+” 132 Further-
more, Peru discovered “that diplomatic ferocity, artificial or real, was a rewarding
technique+” 133 President Manuel Prado was said to feel “resentment against the
United States for its part in insisting upon what Peru considers an impossible course
+ + + he believes that some strong influence unfriendly to Peru is at work in Wash-
ington+” 134 Peru’s more forward posture met little resistance from the United States,
which was reluctant to exert pressure+135 The fallout was a short war between Peru
and Ecuador in the summer of 1941, the result of which was a heavy defeat for
Ecuador+
In terms of the anarchy-hierarchy framework, the United States failed to fulfill
both of the necessary conditions for hierarchy to obtain+ First, it did not engage as
the superior power, as lesser powers interfered in the mediating process to the
detriment of the final outcome, and it was not prepared to be firm in its dealings
with the disputants, particularly Peru+ Second, the United States was not per-
ceived as an impartial and disinterested actor owing to its quid pro quo with Ecua-
dor+ The failure of hierarchy to obtain, then, made war more likely+
The underlying causes for the conflict between Peru and Ecuador were the same
as those I outlined for the Zarumilla war: the territorial dispute over the Zarumilla-
Marañón region+ After a short armed battle in 1903, Peru and Ecuador agreed to
submit the matter for arbitration to the King of Spain+136 After intense and long
negotiations, the Spanish counselors prepared to announce their verdict in 1910,
largely upholding Peru’s case+ Before the judgment was officially handed down,
however, Ecuador’s representatives, discontent with the proposed solution, pub-
lished a pamphlet with information of the award contained in it and released the
pamphlet in both Spain and Ecuador+ The reaction in Ecuador included incidents
of violence, and an informal consensus that the Spanish decision would not be
accepted+137
It was at this point that the United States stepped in+ On 24 March 1910 US
Secretary of State Philander Knox told representatives of Argentina, Brazil, Chile,
Ecuador, and Peru that the disputants had requested US aid in calming the dam-
aged relations between them+ The United States suggested a settlement prior to
the official release of the Spanish award, and Ecuador quickly agreed to the pro-
posal+ Peru denied the American claim that they had sought help, said that a direct
settlement was impossible, and declined US stewardship+138
Tensions soon escalated+ Attacks were directed against Peruvian citizens in the
Ecuadorian port city of Guayaquil, as well as against the diplomatic staff in the
capital Quito+ The police failed to quell the violence+ Large demonstrations fol-
lowed, and the danger of war became apparent+ Tens of thousands of military
reserves were mobilized and war preparations began in both countries, including
shipments of arms from allies+139
At this time, peacefully resolving this territorial dispute was a lower priority
than the simple avoidance of war+ Secretary Knox urged tripartite mediation+ He
proposed that if Ecuador and Peru withdrew their militaries from the frontier and
stalled their arms buildups, the United States, Brazil, and Argentina would attempt
to impose a just settlement+ While Ecuador was keen about the proposal, Peru was
decidedly cool+ Peru stated that although it was prepared to accept outside medi-
ation, it could not do so on Ecuador’s terms+ Secretary Knox replied that the ques-
tion of border settlement did not have “immediate necessity” and that the first
order of business was to avoid a costly war+ He urged Chile to use its heavy influ-
ence on its ally Ecuador to temper Ecuador’s demands and claims+ Three days
later, Peru and Ecuador agreed upon the US call for withdrawals of mobilized
forces from the border areas+140
During the de-escalation period, the United States was not afraid to offend a
particular disputant or act aggressively+ It was unafraid of public suasion, as seen
in Secretary Knox’s instructions to Williams Fox, a US representative in Ecuador:
“You will realize that publicity is very important to the moral effect+” 141 When
Ecuador attached too many conditions to talks, Secretary Knox flatly rejected its
proposals+ In fact, the United States itself attached conditions to talks, including
the withdrawal of forces from advanced positions, before it would mediate+ At
one point, the United States sternly told Ecuador that its eagerness to discuss the
demarcation of the border before troop withdrawals was “entirely premature and
inappropriate+” 142 At another point, the State Department wished to “make clear
to the Government of Ecuador that its failure to show a conciliatory disposition
and to take the steps recommended + + + can only be regarded as evidence of ~1! dis-
inclination to reach a peaceful and honorable solution of the boundary difficulty
or ~2! lack of confidence in the mediating powers+” 143 The United States also reiter-
ated its request to Chile to use its influence with Ecuador to calm the status quo+144
In other words, the United States was proactive and unafraid of dictating terms to
the disputants+145
The final step in de-escalation involved the mediators offering a framework within
which the two disputants would mutually express regrets+ Peru welcomed the offer+
Ecuador initially assented, and then had a change in attitude, growing “more uncom-
promising and aggressive+” 146 Acting US Secretary of State Huntington Wilson
pushed for greater pressure on Ecuador to support the mutual expression of regrets,
and Ecuador gave in by the end of August 1910+147
The events of 1910 highlight the importance of hierarchy+ The United States
urged restraint, applied pressure, offered solutions, and engaged in assertive diplo-
macy to bring Peru and Ecuador back from the brink of war+ It was not afraid of
deploying other states in South America for peaceful ends, as long as deployment
took place on its terms+ Though mediation did not result in a lasting settlement of
the Zarumilla-Marañón dispute, the American assumption of a judicial role encour-
aged a retreat from the brink of war+148 The United States was engaged as a supe-
rior power from the beginning of the crisis, prepared to be firm, and unafraid of
causing resentment with strong words+ Furthermore, it treated both disputants rel-
atively even-handedly+ In short, it behaved like a hierarchic power and in doing
so, made the escalation to war less likely+
While space prevents full details of the Beagle Channel crisis of 1978 between
Argentina and Chile, it is important to highlight how the two states drew back
from near-certain war because this crisis constitutes a “hard case” for my argu-
ment+ By its own admission, the United States enjoyed little leverage with either
country at this time, owing to President Jimmy Carter’s stand on human rights
that rubbed the two military dictatorships the wrong way+149 Additionally, the two
Catholic-dominant states predominantly looked elsewhere for mediation, espe-
cially toward the Vatican+ Demonstrating US influence in a crisis under these con-
ditions shows the power of the overarching theoretical explanation+
In the fall of 1978, Argentina and Chile were locked in a tense crisis over three
islands in the Beagle channel, on the southern tip of South America+ Negotiations
found little success, and October and November saw the two countries making
preparations for war, including mobilizing troops, moving their navies south, call-
ing up reservists, and conducting air and raid drills+150 It was clear that Argentina
and Chile were on the verge of war+ What stopped them?
The United States applied pressure on Chile and especially Argentina, rightly
seen as the aggressor in the crisis, to not use force to resolve the dispute+ It made
it “absolutely clear to Argentina that any military action would not be accept-
ed” 151 and expressed “its opposition to armed aggression in the strongest possible
terms+” 152 Owing to the preponderant US role in the hemisphere, and the potential
costs of using force to their standing and relationships with the United States,
Argentina and Chile sent representatives to Washington to consult with President
Carter, Congress, and the State Department+153
It is generally believed that only papal mediation stopped the two sides from
war, but this belief reveals a lack of knowledge about the crisis’s details+ In fact,
papal mediation would have occurred too late were it not for the intervention
of the United States+ The United States was aware on 19 December, through
satellite imagery, that an Argentine invasion was imminent+ Though it was
understood that the Vatican would attempt to mediate, the Pope would crucially
wait until after Christmas, believing that a Catholic country would not launch
war during the holiday season+ US ambassador to Chile George Landau urgently
conveyed the information about the imminent Argentine invasion, scheduled
for 21 or 22 December, and ensured that Pope John Paul II sent a personal
envoy to both capitals and cooled tempers+154 Were it not for Landau’s interven-
ing message, war would have broken out+ In Argentina, meanwhile, US ambas-
sador Raul Castro lobbied military commanders and traveled to Cordoba to delay
military action, and thereby bought valuable time before the Vatican mediation
began+155
Moreover, it was US action that pushed the idea of Vatican mediation in
the first place+ In the fall of 1978, “US representatives in Rome began to broach
the subject of possible Vatican mediation with Papal diplomats, and US ambas-
sador to Argentina Castro discussed the matter with Archbishop Pio Laghi in
Buenos Aires+” 156 Similar to the Peru-Ecuador crisis of 1910, the United States
was unafraid of using other actors to achieve its ends of peace in the continent+
Relatedly, throughout the mediation efforts, the U+S+ surveillance and intelli-
gence was channeled to the Vatican and was a “key source of information for the
Pope+” 157
Despite a lack of leverage, US efforts to keep the peace between Argentina and
Chile paid handsome dividends+ Papal mediation was crucial in the states reach-
ing a peaceful agreement on the Beagle Channel islands, but before a lasting agree-
ment could be reached, war had to be avoided+ By supplying valuable information,
coordinating among actors across three continents, and strongly asserting demands
for peace, the United States played a vital role in Argentina and Chile not going to
war+
Conclusion
I have argued that anarchy should not be treated as a static concept in IR theory+
Rather, scholars can conceive of international political structures as hierarchic if
overwhelmingly powerful states replicate on the international sphere important
elements of governments’ behavior with citizens domestically+ In particular, pro-
viding recourse to aggrieved parties is a crucial role for governments to fulfill in
restraining conflict among citizens+ By the same token, if hegemonic states pro-
vide an avenue for redressing grievances, then they make escalation less likely
and, in so doing, demonstrate that hierarchic structures are predisposed to peace+
This is precisely the pattern that occurred in South America: when the hegemonic
state behaved close to an ideal-type domestic government, it nipped conflict in the
bud+ By contrast, when hegemony was divorced from government-like actions,
hierarchy did not obtain, escalation became more slippery, and war became more
likely+
Thus far, the literature has tended to focus on showing the similarity between,
on the one hand, the bargains struck between citizens and governments in domes-
tic politics and, on the other, between powerful and minor states in the international
system+ Is there a potential conceptual blind-spot here? What other characteristics
of hierarchic orders can we locate in world politics that have remained unexam-
ined? Future research can look at how hierarchy is obtained and maintained in inter-
national politics+ Future research should also focus on my argument’s external
validity for peace among minor powers being affected by powerful mediators+ On
the surface, the structural relationship outlined here is highly generalizable—but
how generalizable? The argument is set up such that it can be applied to a rich res-
ervoir of cases across both time and space+ Future scholarship should test the argu-
ment against different sets of cases, and examine where it falls short, so that it may
be refined+ Given the preponderant role of the United States in global politics today,
and its attendant potential to serve as an arbiter in multiple disputes around the
world, such research will have great significance for both theoretical and practical
reasons+
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Wood, Bryce+ 1966+ The United States and Latin American Wars 1932–1942+ New York: Columbia
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———+ 1978+ Aggression and History: The Case of Ecuador and Peru+ New York: Institute of Latin
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Zook, David H+ 1960+ The Conduct of the Chaco War+ New York: Bookman Associates+
———+ 1964+ Zarumilla-Marañón: The Ecuador–Peru Dispute+ New York: Bookman Associates+