Development and Construct Validation of An Academic Emotions Scale
Development and Construct Validation of An Academic Emotions Scale
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This article describes the development and two studies on the construct validity of
the Academic Emotions Scale (AES). The AES is a French self-report questionnaire
assessing six emotions in the context of school learning: enjoyment, hope, pride,
anxiety, shame and frustration. Its construct validity was studied through exploratory
and confirmatory factor analyses. A six-factor structure emerged from exploratory
factor analyses on two different samples (N = 188; N = 516). These six factors
correspond to six academic emotions. Confirmatory factor analysis was conducted
to test the factorial structure of the final version of the AES. A hierarchical model
with a second-order factor (valence) underlying the six first-order emotional factors
was the most suited to the data. The psychometric characteristics of the AES justify
the use of this questionnaire in future research.
cause and therefore little cognitive content. In contrast, distinct emotions are more
short-lived, intense phenomena and usually have a highly accessible and salient
cause, as well as a specific contextual referent (e.g., anger, enjoyment, pride;
Forgas, 2000; Linnenbrink & Pintrich, 2002; Rosenberg, 1998; Schwarz & Clore,
1996). As emotions fade over time, they may change into general mood states.
Emotions are thus short and intense subjectively experienced feeling states related
to a specific context. These states are expressed in particular physiological patterns
(Smith & Lazarus, 1990). Our own research is based on this definition of emotion.
This definition does not include motivational components. From our viewpoint,
having a definition of emotion that does not integrate motivational components
is crucial in research on academic emotions. A growing number of researchers
(Govaerts & Grégoire, 2008a, 2008b; Meyer & Turner, 2002; Schutz & DeCuir,
2002) are working on a major issue in educational research, that is to build a
model linking emotional, motivational, and cognitive components in learning and
achievement. For reaching such a goal, researchers need distinct definitions of
these concepts that allow for the development of clearly separate measures of each
construct.
Another important discussion in the literature relates to the structure underlying
emotional diversity. Three theoretical models have been proposed. The first one,
grounded on a biological basis (Ekman, 1992; Izard, 1994), postulated the exis-
tence of discrete basic emotions, which are mutually exclusive. The number of cat-
egories varied from six to ten (fear, joy, anger, etc.). The second theoretical model
hypothesized that smaller numbers of dimensions accounted for emotions. Circum-
plex models were created (e.g., Feldman Barrett & Russell, 1998; Russell, 1980;
Russell & Feldman Barrett, 1999), but a controversy remained about the number
of dimensions organizing emotions. With self-reported data, researchers found
that emotions can be plotted in a two-dimensional space, with one axis repre-
senting the hedonic value (positive versus negative or pleasant versus unpleasant)
and the other axis representing the level of activation1 (high versus low). There is
considerable agreement on the first factor (e.g., Green & Salovey, 1999; Russell
& Feldman Barrett, 1999), but the existence of an independent general activa-
tion dimension is more controversial (Schimmack & Grob, 2000; Watson, Wiese,
Vaidya, & Tellegen, 1999). The extraction of this activation dimension varies
across samples. Terracciano, McCrae, Hageman, and Costa (2003) found that in
people unfamiliar with the experience and expression of their feelings, the activa-
tion dimension is difficult to assess. In the academic domain, Pekrun et al. (2002)
1 The term “activation” will be used in this study to label this second dimension of the emotional
structure. It refers, at the level of subjective experience, to a sense of mobilization or energy (Russell
& Feldman Barrett, 1999). Alternatively, this has also been labelled the ‘arousal’ dimension (Feldman
Barrett & Russell, 1998).
VALIDATION OF AN ACADEMIC EMOTIONS SCALE 37
2 These academic emotions were: enjoyment, pride, hope, relief, anxiety, boredom, shame, anger,
and hopelessness.
38 GOVAERTS, GRÉGOIRE
rather unclear what exactly is being measured in terms of emotions, with respect to
the intensity and/or frequency of emotional experiences (which are not necessarily
linked, cf. Larsen & Diener, 1987). For example, when assessing emotions in a
questionnaire (e.g. “during tests, my hands get shaky”),3 intensity and frequency
are most likely interweaved (very shaky or often shaky?). On the other hand, when
assessing explicit emotional states (“My hands are shaky at the moment”), one can
be rather sure of assessing emotional intensity. (Goetz et al., 2003, p. 20)
The objective of the current studies was to present an instrument, the Academic
Emotions Scale (AES), which was developed to address the aforementioned
limitations. We present two studies on the construct validity of the AES with
adolescents in secondary schools. The first study reports the initial development
of the subscales and initial exploratory factor analysis (EFA). The second study
focuses on the final version of the subscales. In this study, exploratory and confir-
matory factor analyses (CFA) were conducted, providing strong construct validity
evidence.
Due to the context-dependent nature of emotion (Frijda, 1993; Goetz et al.,
2003), the two studies were conducted in a specific context: the situation of a math
exam preparation. This situation was chosen for two reasons: (1) given the central
focus on exams in the majority of Western educational schools, studying the role
of pleasant and unpleasant academic emotions in this context seems a key issue;
(2) this situation was not assessed per se in the AEQ (Pekrun et al., 2002).
Scale Development
Eight4 academic emotions, which were identified as the most relevant in an aca-
demic context (Pekrun et al., 2002), were selected to have three pleasant emotions
(enjoyment, hope, and pride) and five unpleasant emotions (anxiety, shame, anger,
boredom, and hopelessness) measured:. A first set of items designed to measure
these emotions was developed based on two major sources.
The first source encompassed items from the AEQ (Pekrun et al., 2002). Two
criteria were considered for the selection of those items. The first criterion was
to discard items measuring what Pekrun and colleagues (2002) called the motiva-
tional and cognitive components of emotion. As mentioned previously, emotion
and motivation are two constructs that are linked but conceptually distinct. For this
reason, they have to be measured separately. In the remaining items of the AEQ,
a second selection criterion was used. The items had to be relevant to the context
of exam preparation. This situation is not assessed per se in the AEQ, but two
assessment domains of this scale are related: “Studying outside the classroom” and
“Taking tests and exams.” Items from these two domains were selected with regard
to their relevance to the context of preparing for an exam. Those items selected from
the AEQ represented about 40% of the total scale. There were based on exploratory
studies done by Pekrun et al. (2002) that analyzed how students said they expressed
their emotions. This methodology provided ecological validity. Items were trans-
lated from their initial English version into French following the International Test
Commission (ITC) guidelines (Hambleton, 1994). Three separate fluent bilingual
psychologists translated the items. The three French versions were compared for
discrepancies, which were resolved by discussion to produce a final form.
The 60% remaining items were created by the authors based on a detailed
review of the literature on emotions (e.g., Forgas, 2000; Smith & Lazarus, 1990),
and on a linguistic analysis of how people express their emotions (Rosenthal,
1998). These items incorporated a number of terms and expressions that articulate
the variety of the subjective experience of the different emotions (Fainsilber &
Ortony, 1987; Galati & Sini, 1998). From the perspective of content validity,
emotions should be measured with terms that have the best chance of actually
being used by individuals to describe their feelings. The items were worded to
match the terms generally used by individuals, and especially with adolescents,
to express their subjective experience about particular emotions. This provides
ecological validity for our instrument (Hoffman, Waggoner, & Palermo, 1991).
4 The emotion ‘relief ’, included in the AEQ (Pekrun et al., 2002), was not measured in our scale
Some items reflected the affective component and some the physiological aspect
of the emotional language.
Fifty-two items constituted the first version of the scale. They were grouped as
follows: eight items measured enjoyment (e.g., “Studying my math course makes
me feeling great”), five items measured hope (e.g., “I’m optimistic when I think
about my math exam”), five items measured pride (e.g., “I’m proud of the way I
prepare for my math exam”), eight items measured anxiety (e.g., “When I prepare
for my math exam, I have a lump in my throat”), eight items measured shame
(e.g., “I feel ashamed when I couldn’t manage the exercises for my math exam
preparation”), six items measured anger (e.g., “I feel irritated when I do math
again for my exam”), six items measured boredom (e.g., “I find it boring to study
the math course”) and six items measured hopelessness (e.g., “I feel hopeless when
I prepare my math exam”).
The aims of this first study were to examine the structure of the scale in a
sample of secondary school students and to provide construct validity data. It
was expected that the scale would have eight factors corresponding to the eight
emotional subscales.
RESULTS
Two items were removed from the pool before validity analysis because of a high
nonresponse rate (more than 20% nonresponse) due to badly worded formulation.
To investigate the construct validity of this first version of the scale, sev-
eral EFAs were performed. An unweighted least squares (ULS) procedure was
used because several items showed a skewed score distribution and a ULS pro-
cedure was the most suited for non-normal data (Nunnally & Bernstein, 1994).
It was followed by an oblimin rotation as the eight subscales were hypothe-
sized to be correlated (Pekrun et al., 2002). At each step of the analysis, items
VALIDATION OF AN ACADEMIC EMOTIONS SCALE 41
were excluded for subsequent analysis respecting the following criteria (Field,
2000):
1. Before running the first EFA, the items were screened. First, the items with a
very low variance were deleted because they failed to discriminate between
the students. Second, the correlation matrix was used to check the patterns of
relationships between items. We excluded any items for which the majority
of significance values were greater than 0.05. These items presented very
few correlations with other items and yet this is an absolute condition for
running EFA.
2. At each step of the EFA, we excluded items that presented communalities
below 0.02.
3. Items with a factor pattern coefficients < 0.4 on any of the factors were
discarded.
4. Finally, we excluded complex items, that is items with multiple high factor
pattern coefficients (> 0.4) on several factors.
A six-factor solution emerged from the final EFA with 37 items. The Eigenval-
ues were 11.99, 5.48, 2.63, 1.80, 1.33, 1.02. This six-factor solution accounted for
56% of the total variance and presented a very good Kaiser-Meyer-Olkin measure
of sampling adequacy (.909). Five emotions emerged clearly as factors: Shame
(five items), Hope (five items), Pride (four items), Enjoyment (five items), and
Anxiety (six items). The items of the boredom and anger subscales loaded on the
same factor (eight items). The items from the hopelessness scale loaded on two
unpleasant emotional factors: Anxiety and Boredom/Anger.
DISCUSSION
The six-factor solution that emerged did not match the eight-factor structure that
we postulated. In particular, three factors postulated within the AEQ (Pekrun
et al., 2002) did not emerge. The items of the anger and boredom subscales
did not appear as separate factors and the items of the hopelessness subscale
loaded on two other unpleasant emotional factors: Anxiety and Boredom-Anger.
But, these results did not really contradict the results of Pekrun et al. (2002).
Examining the interrelationships between different emotions by cluster analysis,
those authors reported a specific cluster bringing together boredom and anger.
They also observed that the items measuring hopelessness were embedded in a
cluster, including hopelessness and other unpleasant emotions. The within-cluster
correlation between anxiety and hopelessness was particularly high (r > .70) and
above the respective reliabilities of these two emotional scales. Nevertheless, the
authors decided to keep these scales separate, “because anxiety and hopelessness
may differentially relate to outcomes” (Pekrun et al., 2002, p. 96).
42 GOVAERTS, GRÉGOIRE
As the discrepancy between the observed structure in Study 1 and the structure
that we have postulated could be due to some poor items, having inappropriate
content or an unclear wording, we decided to conduct a second validity study after
modifying the weakest items of the original version.
Item Modifications
The hopelessness subscale that did not emerge from the EFA in Study 1 was
strengthened by the addition of new items. Some items from the boredom and
anger subscales were modified. New items were added to the three emotional
subscales (pride, enjoyment, and shame) that presented the weakest item factor
pattern coefficients on the EFA in the first study. The second version of the scale
included 56 items.
RESULTS
5 These students were different from the 188 students of the Study 1.
VALIDATION OF AN ACADEMIC EMOTIONS SCALE 43
TABLE 1
Factor Pattern Coefficients of the Exploratory Factor Analysis (EFA) For the Six Factors of
the Final Version of The Academic Emotions Scale (26 Items) (N = 516)
Item Factor
Note. Exploratory factor analysis was performed using an Unweighted Least Square method and
an oblique rotation. The highest factor pattern coefficients are printed in bold.
the hope subscale formed the fourth factor (Hope). The fifth factor included four
items of the shame subscale (Shame). Finally, the sixth factor consisted of three
items from the pride subscale (Pride). These remaining 26 items had their highest
coefficients on their respective factors ranging from .42 to .76.
This six-factor solution confirmed the results of the factor solution that emerged
from the first version of the scale. The items of the boredom and anger subscales
loaded again on the same factor. The correlation between these two subscales was
particularly high (r = 0.74). As these results were consistent across different sam-
ples in Studies 1 and 2, we decided to create a single subscale, labeled “frustration,”
that gathered the boredom and anger items. Again, the hopelessness items loaded
44 GOVAERTS, GRÉGOIRE
TABLE 2
Correlations among the 6 Emotional Factors Yielded By the EFA (N = 516)
1 2 3 4 5 6
Enjoyment 1̧ – – – – –
Hope 0̧.54∗∗ 1̧ – – – –
Pride 0̧.40∗∗ 0̧.30∗∗ 1̧ – – –
Anxiety −0.29∗∗ −0.54∗∗ 0̧.06 1 – –
Boredom-Anger −0.57∗∗ −0.49∗∗ −0.11∗∗ 0.54∗∗ 1 –
Shame 0̧.04 −0.21∗∗ 0̧.21∗∗ 0.49∗∗ 0.29∗∗ 1
∗∗ p ≤ 0.01.
TABLE 3
Goodness-Of-Fit Indices for Confirmatory Factor Analysis (N = 516)
(hierarchical emotional structure) showed good fit indices. Its AGFI, RMSEA, and
CFI indices reached a good model fit level.
To determine which model fit the data significantly better than the other mod-
els, the chi-square difference was computed between model 1 and model 2, and
between model 2 and model 3. These chi-square differences have a chi-square dis-
tribution with degrees of freedom equal to the difference between the two models
being compared. The two differences are presented in Table 4. Both are statistically
significant (p < .01). From these results, we conclude that model 3 fit the data sig-
nificantly better than the two other models. For this model, the second-order factor
was clearly a bipolar unpleasant-pleasant latent dimension. Unpleasant emotions
covaried negatively with this factor (−0.83 for Anxiety, −0.90 for Frustration,
and −0.46 for Shame), while pleasant emotions covaried positively with it (0.88
for Enjoyment, 0.81 for Hope, and 0.48 for Pride). Model 3, representing a hier-
archical emotional structure, was the most theoretically meaningful model, taking
into account the correlations between emotions and organizing these relationships
according to a theoretically well-founded valence dimension.
DISCUSSION
TABLE 4
Chi-Square Difference Tests Contrasting the Models
from the CFA
1 vs. 2 1559.18∗∗ 15
2 vs. 3 254.12∗∗ 9
∗∗ p < .01.
VALIDATION OF AN ACADEMIC EMOTIONS SCALE 47
within the literature, and included in the AEQ (Pekrun et al., 2002), did not emerge.
The items measuring anger and boredom did not appear as separate factors and the
items measuring hopelessness loaded on two other unpleasant emotional subscales,
anxiety and boredom-anger. These results agree with the observations made by
Pekrun et al. (2002). Cluster analysis performed by these authors showed that anger
and boredom were in the same cluster and that hopelessness was in a cluster with
others AFSEHP unpleasant emotions. Despite these results, these authors decided
to keep separate scales measuring anger, boredom, and hopelessness, “because
anxiety and hopelessness may differentially relate to outcomes” (Pekrun et al.,
2002, p. 96). We made the same choice at the end of Study 1, deciding to keep eight
emotional subscales and improving the content of the weakest subscales. Neverthe-
less, Study 2 confirmed a six-factor structure. It is very unlikely that these results
are a consequence of ambiguous and improperly written items. Most of the items
included the common name of the tagged emotion, or a very close name or expres-
sion (see Appendix). Consequently, we consider that the observed correlations
between boredom and anger reflect an in-depth relationship between these two
emotions. A phenomenological analysis of both emotions helps to clarify this rela-
tionship. Boredom is an unpleasant emotion experienced in a frustrating situation.
In the classroom setting, this emotion arises when the activity does not stimulate
any interest and frustrates any potential pleasure. The student has to wait until
the end of this activity before having the opportunity to experience any possible
pleasure. The student who is bored in the classroom, seems passive, but most often
expresses a low aggressiveness level: refusing to participate, disturbing the lesson,
bothering the other students, tagging the desk, etc. This behavior may turn into
more an aggressive behavior against the teacher, the material, or the other students.
Anger is also an unpleasant emotion experienced in a frustrating situation, but an
immediate expression of a high-aggressiveness level. In the classroom, anger is
usually caused by a sudden and high frustration: failure, punishment, etc. But its
outcomes can be close to some outcomes produced by boredom (e.g., vandalism).
Consequently, we consider boredom and anger as close emotional reactions to
frustration (e.g., Ellsworth & Smith, 1988; Frijda, 1993; Smith & Lazarus, 1990),
being only different in the level of aggression. They are at both ends of an aggres-
sion continuum, boredom being associated with a low level of aggressiveness,
and anger being associated with high aggressiveness. Other research has been
carried out to fully understand the gathering of these two emotions in an academic
context.
As in Studies 1 and 2 hopelessness items were inconsistently loaded on other
unpleasant subscales, we decided to remove this subscale from AES. In doing so,
we do not deny the existence of hopelessness, but we consider it is difficult, if
not impossible, to measure it as a short-lived emotion. Hopelessness seems to be
a mood more than an emotion. Students seem to feel hopelessness in relation to
general failure and not to a specific task.
48 GOVAERTS, GRÉGOIRE
A CFA was conducted to test the factorial structure of the six emotions mea-
sured by the final version of the AES. Three models were tested, representing
respectively a dimensional, categorical, and hierarchical emotional structure: (1) a
bipolar one-factor model underlying pleasant and unpleasant emotions; (2) a six-
factor model underlying the 26 items and representing six independent emotions;
and (3) a hierarchical model with a second-order factor underlying the six emo-
tional factors. According to the circumplex model of emotions (e.g., Green &
Salovey, 1999; Tellegen, Watson, & Clark, 1999), this second-order factor was
considered as a bipolar unpleasant/pleasant dimension related positively to enjoy-
ment, hope and pride, and negatively to anxiety, frustration and shame. None of the
goodness-of-fit indices of model 1 (dimensional emotional structure) and model
2 (categorical emotional structure) reached a sufficient level. The goodness-of-fit
statistics and the chi-square difference tests indicated otherwise good model fit
for model 3 (hierarchical emotional structure). These results show the superiority,
for a better understanding of the emotional structure of students, of a model that
brings together a categorical (model 2) and a dimensional (model 1) approach of
emotions. These categorical and dimensional approaches are linked in a hierarchi-
cal perspective (Church et al., 1999; Russell & Feldman Barrett, 1999), organizing
the correlations between emotions according to a theoretically well-founded va-
lence dimension. Consequently, results emphasize, on one hand, that a simple
dimensional distinction between pleasant and unpleasant emotions (model 1) does
not adequately convey the emotional structure of students. This is in line with
recent findings in academic emotions research that show a simple dimensional
distinction between pleasant and unpleasant emotions is too poor to account for
the effect of emotions on other variables (Goetz et al., 2003). On the other hand, a
strict categorical structure (model 2) that does not account for dimensional aspects
of emotions is not more adequate.
Regarding the dimensional structure of emotions, our data confirmed the va-
lence dimension of emotions, at least in a hierarchical perspective. The activation
dimension was not tested in this study. It should nevertheless be mentioned that
results revealed that one theoretically deactivating (boredom) and one activating
(anger) emotion formed a unique factor. Appraisal models gave a better explana-
tion of the gathering of these two emotions than a dimensional one. This empha-
sizes, as noted by Russell and Feldman Barrett (1999), the importance of taking
into account the appraisal component to understand the emotional structure.
The pride and the shame subscales could be improved. The results of the EFA
and CFA showed that they formed clearly separate factors, but their reliability
was lower than the other subscales, although reaching an acceptable level. The
reliability level of these two subscales could be partially due to a methodological
issue. As noted by Goetz et al. (2003), when assessing student’s emotions it is
not easy to know if they are able to verbalize their emotions or even if there are
conscious of them. Thus, the emotional measurement could reflect the student’s
VALIDATION OF AN ACADEMIC EMOTIONS SCALE 49
implicit theories about emotions more than what they actually feel. This could be
particularly true for emotions such as pride and shame, which are more difficult
to recognize and express than anxiety or enjoyment.
The context of development of the AES was an exam preparation. We hypoth-
esized that the psychometric characteristics could be replicated in other academic
contexts. In another study (Govaerts & Grégoire, 2008a), the AES was contextual-
ized to measure academic emotions during a logical reasoning task. EFA conducted
on the data of 246 adolescents confirmed the six-factor structure that emerged in
the context of an exam preparation. Anger and boredom items loaded again on
the same factor. These results showed the possibility of using the AES in different
academic areas, but it should be confirmed in further studies in other academic
contexts.
The psychometric characteristics of the AES justify the use of this questionnaire
in future research. Because the AES specifically measures academic emotions,
without any reference to motivation, this instrument can be used to study the
relationships between emotional and motivational components of learning and
achievement.
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APPENDIX
This appendix provides the items of the final French version of the Academic Emotions
Scale (26 items). An English translation of these items is proposed below. This translation
is given only for non-French speakers to understand of the French version of the items. The
English version was not validated and, consequently, cannot be used for research or clinical
purposes. Validity studies of this version are still needed.
FRUSTRATION
Ennui
1. Je trouve rasant d’étudier le cours de mathématiques
2. Quand j’étudie pour l’examen de mathématiques, j’éprouve un sentiment de lassitude
3. Je ressens de l’ennui quand je refais des exercices en vue de l’examen de
mathématiques
52 GOVAERTS, GRÉGOIRE
Colère
4. La matière à étudier en mathématiques m’énerve
5. Quand je suis assis(e) à mon bureau pour un long moment à étudier des maths, je
jetterais bien mon cours par la fenêtre
6. Je me sens agacé(e) quand je refais des exercices en vue de l’examen de
mathématiques
ANXIÉTÉ
HONTE
PLAISIR
ESPOIR
FIERTÉ
FRUSTRATION
Boredom
1. I am bored studying for the math exam
2. When I am preparing the math exam, I feel weary
3. It is boring doing exercises for the math exam
Anger
4. The math subjects I have to study for the exam irritate me
5. When I am sitting on my desk for a long time preparing the math exam, I could
throw my notes through the window
6. I feel irritated when doing exercises for preparing the math exam
ANXIETY
SHAME
1. I feel ashamed thinking I might have not prepared the math exam properly
2. I am ashamed when I cannot do exercises for preparing the math exam
3. I am ashamed of the poor quality of my preparation for the math exam
4. I feel ashamed not having started preparing the math exam earlier
ENJOYMENT
HOPE
PRIDE