Anarchy and IR Theory: A Reconsideration Jonathan Havercroft
Anarchy and IR Theory: A Reconsideration Jonathan Havercroft
Jonathan Havercroft
University of Southampton
Alex Prichard
University of Exeter
Abstract
In this introduction to the special issue, we undertake a little ground clearing in order
to make room in IR for thinking differently about anarchy and world politics.
Anarchy’s roots in, and association with social contract theory and the state of nature
has unduly narrowed how we might understand the concept and its potential in IR.
Indeed, such is the consensus in this regard that anarchy is remarkably uncontested,
considering its centrality to the field. Looking around, both inside and outside IR, for
alternative accounts, we find ample materials for helping us think anew about the
nature of and possibilities for politics in anarchy. In the second part of the
introduction we show how our contributors develop and expand on these resources
Keywords
Acknowledgements
The papers in this special issue are the culmination of two workshops on the subject
the funding to support these two events. The editors wish to thank the participants at
both events, the final list of contributors to this special issue, an anonymous reviewer,
1
Introduction
International Relations (IR), few have critically enquired into the essence of this
concept. Most still deploy textbook definitions, namely that anarchy is the absence of
causal effects of anarchy, rather than the meaning of the concept itself, has arguably
shaped the evolution of the discipline over the last fifty years at least. Debates
between classical and neo-realists (Waltz 1979), and between neo-realists and neo-
liberals (Powell 1994), revolved around understanding ‘order without an orderer and
anarchy, was central to the evolution of normative and critical IR theory (Beitz 1979,
Linklater 1998). Anarchy was synonymous with statism, with the absence of morality,
formal institutions. Elsewhere, the analytical virtue of anarchy was itself questioned,
such that to focus on anarchy was itself a problematic collusion with the gendered and
Eurocentric legacies of modernity (Sjoberg 2012; Hobson 2014). Barry Buzan and
Richard Little (2001) argued that IR’s failure to speak beyond the confines of our own
‘anarchophilia’. IR has had little influence, they argued, because our core concept has
had such little traction outside the neo-neo debates that have shaped so much of the
2
Yet despite this extensive debate, few have taken the time to interrogate the
concept’s plural meanings, to see what the consequences might be if anarchy itself
were defined differently (exceptions include Alker 1996, Prichard 2016). This paucity
this concept has been, despite its centrality to the field (cf. Gallie 1955). Indeed, Jack
Donnelly has argued that we are probably best served by abandoning the concept
altogether (Donnelly 2015). With the exception of Lechner (this issue), Donnelly’s
position has yet to generate much response, which is itself quite telling.
end to what was once a central debate in the field, and to cede the definition of
anarchy to the mainstream of the discipline too. This special issue puffs at the
glowing embers of this debate. Our aim is to take stock of, examine, and reconsider
the concept of anarchy, and its place in the study and practice of international
political thought, and of course, IR theory. The aim is to investigate how differing
conceptions of anarchy can advance the study of world politics. Our conclusion is that
there are a range of ways in which anarchy can be defined, deployed, and perhaps
even appropriated by IR theorists, and that ‘the anarchy problématique’ (Ashley 1988)
In this introductory essay we map out how anarchy has been used in 20 th
century IR, to make space for the important and original essays collected in this issue,
which we then survey. We explore some possible avenues for future research in the
conclusion.
3
Mapping Anarchy
conservative and retrograde politics. For the last one hundred years, from
central authority in world politics has been viewed as pathological, and appeals to the
But there is little consensus on what anarchy is. As Jack Donnelly has pointed
out, ‘IR uses “anarchy” in multiple, shifting senses’, (Donnelly 2015: 394) and that it
senses.’ (Donnelly 2015: 413). Donnelly is also right that the ‘“naturalization” of
transhirstorical fact of life amongst armed groups, or what precisely is meant by the
term itself. This ‘confusion at the conceptual core of the discipline’ has been ‘blithely
ignore[d]’ (Donnelly 2015: 411). Given this, and that anarchy is a very recent, and
now redundant addition to the discipline’s lexicon, and we would be better off using
somewhat prematurely. To see only confusion and bias would also be to overlook the
foreclose on the attempt to re-theorise it. The discipline’s use of the term anarchy
remains wedded primarily to the social contract tradition of the 17 th and 18th century,
4
the first account, anarchy is an apriori, pre-social condition of lawlessness from which
This dual framing is deeply problematic for two reasons. First, the social
contract tradition is not a description of the world, but a moral argument for how it
assumption at the heart of modelling behaviours, not a description of the world itself.
modelling compounds this problem. Identifying anarchy with the lawless pursuit of
western artefact of the state of nature, the underpinning of the very social contract
When we examine the ways in which this simple summary works out in the
writings of specific individuals, we see that most are using the word to refer to
different types of things entirely. Hedley Bull (1977) understood the international
anarchy to be a deeply social construct, replete with enduring legal and political
norms that structured state interaction. Following H.L.A. Hart, for Bull the presence
or absence of a state was not central to understanding the function of rules and norms,
hence the persistence of the imperial commonwealth. Rather the prior rules and norms
themselves are what help us understand the social form in which we find them.
Taking this starting point, Bull rejected the ‘domestic analogy’ which framed the
solution to the problems of global order in terms of the resolution of the state of
5
nature by a powerful central power, even if he accepted the necessity of sovereignty
Following Burke and finding value in the anarchical society stands in stark
contrast to the Rousseauean tradition in IR, that is, scholars who like Rousseau saw
political natures. This move from anarchy of the Old Regime to law, or from slavery
unfulfilled for as long as the displaced anarchy ‘out there’ threatens the normative
was the lawless domain of egoism and self-interest, and progress was defined by how
modernity. Writers who followed this line of thinking dismissed the idea that anarchy
referred to anything tangibly ‘out there’ at all. For R.B.J. Walker, our disciplinary
for what they can tell us about our modern condition (Walker 1993). Anarchy is an
inescapably normative concept, one which implies much about what we think we
understand about politics. It is not a thing that can be studied objectively because it is
itself, as a central concept, part of the discursive framing for who we are as modern
political life.
6
Even historical accounts of the emergence of the state show how we routinely
1648’ (Teschke 2003), is that sovereign states emerged out of the treaties of
Leira and Hobson 2011). But the implication of a medieval or non-European state of
nature transcended by the modern nation state looms large in our understanding of
philosophical time.
traction outside the field, anarchy and its synonyms is used more frequently to
In cybernetic theory and management studies (Wachhaus 2012, Swann and Stoborod
2014), speculative realism (Bryant 2013, Harman 2013), political theory (Rancière
2006), neo-pluralist theory (Hirst 1997), economics (Ostrom 1990, Leeson 2014),
chaos and complexity theory (Chesters and Welsh 2005), and elsewhere, theorising
order without an orderer is increasingly common. These literatures, some of which are
discussed in the articles that follow, have yet to be fully explored by IR scholars
One of the exceptions is Keohane and Ostrom’s (1995) joint project, which
sought to asses what could be learnt from the distinctions between self-organising
systems at community and international level of social life, assessing how collective
action problems (free riding and so on) can be overcome without a central organising
institution. Keohane and Ostrom replicate the standard IR distinction between internal
and external dynamics, and the levels of analysis problem, assuming there to be
qualitatively distinct dynamics at play in the upper echelons and in non-state societies,
7
for example much of Nepal (Keohane and Ostrom 1995: 11). Problematic as these
prior assumptions are, their conclusions are that neither the scale of the horizontal
relationships, nor the heterogeneity of the actors necessarily precludes order emerging
between them, indeed radical plurality may facilitate emergent modes of cooperation
that precludes the necessity of formal state-like institutions (Keohane and Ostrom
1995: 23).
Much more work is needed to expand the conceptual and political repertoire of
work like this, and our hope is that the papers that follow facilitate this. IN order to do
this, we probably ought to stop viewing anarchy in terms of the state of nature,
something from which modern politics will deliver us, and start to understand it as an
empirical feature of world politics. To do this, we will need to rethink the normative
baggage associated with the concept. While it is widely accepted in IR that, for better
or worse, international anarchy is highly ordered and remarkably stable in spite of the
absence of a central command structure, anarchy does not preclude cooperation, law,
ethics and so on either. That this is an anomaly for IR at all is somewhat surprising
from the perspective of the history of ideas. As Heyward Alker pointed out, anarchists
have been making this argument for nearly two centuries (Alker 1996: 362, 371), and
that none have ventured here is an indication of the sedimentation of a narrow set of
2012, Allain 2014), and political economy (Wigger 2016, Wigger and Buch-Hansen
2013). In political theory, post-Marxists like Jacques Rancière (2006) are deploying
the concept to understand the ontological equality between political subjects, and the
8
(2004, 2011) and James C. Scott (2009, 2012), pioneers in anarchist methods and
insights, are both making inroads into International Relations and Political Science
(Krasner 2011). And then of course, there’s the work of Noam Chomsky, who has
been conducting foreign policy analysis with an anarchist intent since he was a young
teen dissecting the partisan politics of non-intervention during the Spanish Civil War
(Osborn 2009, Herring and Robinson 2003). In short, there has been an explosion of
interest in anarchism, too broad to summarize here (for a good bibliographic resource,
see Kinna 2012), but which runs deeper in left wing social movements than it does in
the academy.
Linking this set of writings with IR’s conception of anarchy is a difficult work
Newman (2012) Kazmi (2012) and Prichard (2013). But the earliest invocations of the
anarchist approach to IR include some of the best known names in the field: Thomas
Weiss (1975), Richard Falk (1978, 2010), and Ken Booth (1991) have all set out the
merits of the political philosophy of anarchism for thinking about world order, though
both Weiss and Booth have subsequently become advocates of a world state,
Part of the reason for the enduring pull of statism in IR is surely the legacy of
the ‘Hobbesian’ world-view, that global insecurity demands some form of centralised
power (cf. Christov, this issue). The empirical basis for the argument that Hobbes held
order needs to exist, is widely rejected, not only by those surveyed thus far, but also
increasingly by realists. Writing about James C. Scott’s The Art of Not Being
Governed: An anarchist history of upland South East Asia, Steven Krasner stated the
9
following: ‘The Art of Not Being Governed changed how I have thought about
[this…] and much else in political life, something that I can say about only very few
books that I have read. James C. Scott is the un-Hobbes.’ (Krasner 2011: 79) What
Krasner takes from Scott is that, ‘The whole idea of the social contract is based upon
the false premise that there was an incentive to move from statelessness to the state
[…] Life was nasty and brutish, and probably shorter, within the state than outside it.
Hobbes was wrong.’ (ibid, 82). Yet Krasner remains convinced that the brightest
future for human life remains within states rather than without them, harking back to
good. The relative merits of internal hierarchy and external anarchy rest on definitions
of both, but also how these relate to these four features of political analysis. Likewise,
IR scholars have been too quick to isolate the international as the sui generis domain
of anarchy. Finally, and related to this, plural anarchical societies are remarkably well
ordered, and cooperation in anarchy persists across plural scales, in spite of the
structure; anarchy and plurality. The contributors are not all anarchists. In fact there is
a good degree of plurality of views articulated here. However each contributor finds
10
Perhaps unsurprisingly, this three part distinction between anarchy/hierarchy, anarchy
outside, and hierarchy within states, that has shaped much scholarly debate in IR
theory. Second, his insistence that anarchy is a structure that shapes the behaviour of
states and determines how they act and interact was also a key feature of his theory of
order in world politics. Third, Waltz’s insisted that because of the nature of anarchy as
a self-help system, all of the units are compelled to become and act in the same way:
the emergence of states is inevitable and so is the security dilemma. The latter is the
unique domain of the professional study of IR. This question of functional plurality is
subsumed within the prior two elements. We have to assume that the only units of
analytical virtue for the study of world politics are states, such that the
the problems of inside/outside and political structure are radically problematized to.
Since Waltz hierarchy and anarchy have been treated in a binary relationship. In
Theory of International Relations Waltz argues that every type of political order can
be considered as either a hierarchy or anarchy (Waltz 1979: chapter 6). This binary
categorization of political orders was then linked with sovereignty to argue that
domestic political orders are hierarchical whereas the international political order is
11
and other currents of French theory, critiqued the reductive ontological assumptions
that informed Waltz’s binary (Ashley 1988, Walker 1993, Havercroft 2011). More
recent scholarship has sought to reject Waltzian anarchy by insisting that the
engaging with both of these literatures some of the contributors to this volume
describe nor explain political life for most of Western history. IR scholars have
characterized by a hierarchy with the Emperor and the Pope at the apex. Haldén
argues that neither concept describes the structure of European politics well. Rather,
given the sheer plurality of forms of rule at this time, and the persistence of many
structured into the medieval system. The situation was closer to anarchy as
Haldén demonstrates that Europe became more heteronymous as time went by, not
less, challenging the thesis that the emergence of sates was inevitable.
critically engage with Mattern and Zarakol (2016) on international hierarchy in order
12
explaining state hierarchies’ struggle with active and reactive anarchic networks, they
respond to network threats. They then explore how the use of fear of anarchy is
treats logics stemming from the ‘social principle’ as a repressed Real, the exclusion of
which underpins its own functioning. The securitization discourse of ‘new threats’ is
the state routinely reacts. This response is a statist form of terror attempting to fix
network flows in place. The scarcity and fear resulting from state terror ensures
and the very situation of global civil war which Hobbesian/Realist IR theory - reliant
What Haldén and Karatzogianni and Robinson show us, then, is that political
founding theorist of international anarchy. Theo Christov, in his article ‘The Invention
of Hobbesian Anarchy’ argues that the divide between the disciplines of political
theory and international relations has produced a false image of how Hobbes
of the state of war in Leviathan as ‘solitary, poore, nasty, brutish, and short’ (Hobbes
13
challenges this linking of Hobbes to contemporary accounts of international anarchy
on two grounds. First, he argues that the discourse of international anarchy that
equates Hobbes’ state of nature with the international realm is a result of scholarship
since the early 20th century, rather than a claim that Hobbes made himself (cf.
politics to argue that Hobbes actually admonished the militarism of states, and argued
that because states were not analogous to individuals, relations between states would
What this means is that Hobbes is a surprising theoretical source for theorizing a form
international realm that are neither strictly hierarchy nor anarchy. Christov offers the
provocative claim that the theorist of anarchy par excellence – Thomas Hobbes –
actually argued that relations between states where fundamentally different from
Hobbes’s hypothetical war of all against all that exists in the state of nature.
Karatzogianni and Robinson also reject the image of Waltzain anarchy, and instead
argue that a turn the Deluezian concept of the assemblage offers a more productive
way of thinking about state formation and behaviour in the era of new threats such as
conceptualizing the international system of this era. All three papers, through their
the international that are neither anarchy nor hierarchy, but which take plurality as
14
primary. Future scholars can draw upon these concepts to enrich their analyses of the
international.
Anarchy as structure
Waltz felt that his major contribution in Theory of International Relations was to shift
the analysis of international politics away from a focus on the behaviour of states
towards a structural theory of the international system. For Waltz, ‘[t]he structure of a
system acts as a constraining and disposing force, and because it does so systems
theories explain and predict continuity within a system’ (Waltz 1986: 57). For Waltz
coordination among a systems units, and that implies their sameness’ (Waltz 1986:
87). While Waltz proceeds to argue that the structure of anarchy compels states to
pursue a self-help strategy, three contributors to this volume propose to rethink what
thought is not usually associated with the concept of the international anarchy,
Ashworth argues that Mitrany’s analysis actually compares two forms of anarchical
order. The first form is the order associated with the relations between states, while
the second is his functional alternative to this order. The functional approach,
that it remains an order without an orderer. In first analysing the dynamics and
15
solutions to those failings, Ashworth argue that Mitrany follows a similar approach to
his classical realist contemporaries. Again, here the functional plurality of world order
generates similar yet contrasting insights about the possibility of an equation between
Global Politics’, Laura Sjoberg critiques Waltz’s theory of anarchy for its blindness to
its own invisible structures. Because of our tendency to follow this narrow reading,
Sjoberg argues that anarchy is undertheorized in IR, and that that the
undertheorization of the concept of anarchy in IR is rooted in the idea that the lack of
exogenous authority is not just a feature of the international political system, but the
salient feature. Sjoberg recognizes that the international system is anarchical but looks
to theorize its contours – to see the invisible structures that are overlaid within
international anarchy, and then to consider what those structures mean for theorizing
anarchy itself. She uses, as an example, the plural (invisible) ways that gender orders
global political relations, to suggest that anarchy in the international arena is a place
of multiple anarchic orders rather than of disorder, including the way gender orders
Silviya Lechner, in her article ‘Why anarchy still matters for International
Relations: On theories and things’ critiques recent anarchy rejectionists, such as Jack
of Waltz and Bull. She contends that Donnelly’s critique of anarchy targets not just
ethos tacitly accepted in the discipline. As a form of conceptual atomism, this ethos is
hostile to structuralist and normative theories. Lechner calls for reinstating theoretical
16
holism against conceptual atomism and defending the enduring relevance of theories
between anarchy and hierarchy than supposed by critics, and which recognise the
players are states) and the possibility of collective freedom, an aspect Donnelly’s
The crucial difference between the three scholars in this section and the
scholars in section one, is that Ashworth, Sjoberg, and Lechner all want to keep the
retains the centrality of anarchy, but argues that by including a gendered analysis of
Waltzian anarchy, scholars can see the ways in which an international system is
deeply ordered along patriarchal lines. Finally, Lechner wants to preserve Waltzian
era when transnational processes and institutions increasingly try to govern state
behaviour without the consent of the citizenry of those states. What these three papers
offer, then, is an invitation to revisit some of the hidden virtues of Waltzian anarchy,
that many more critically oriented IR scholars have been too quick to dismiss in the
17
Pluralist Anarchy
While the first two thematics in this special issue grapple with conventional accounts
of anarchy within International Relations scholarship, and deal with plurality only
tangentially, the final two pieces make the explicit case for rethinking anarchy on
pluralist terms. A crucial feature of Waltzian anarchy is the way ‘sameness’ of the
units in the structure is coordinated on the basis of self-organisation (Waltz 1986: 87).
The final two pieces in this issue consider what happens to anarchy when we keep the
idea of an order without and orderer, but acknowledge that more than one kind of unit
can be part of this system, and ask what this pluralism implies for ordering.
the problem of anarchy’ Alex Prichard argues that in order to rethink order on
pluralist lines in world politics, we must first abandon the tendency to personify the
social groups, a picture of social pluralism emerges that poses problems for our
standard theory of anarchy. For Waltz anarchy is an analytical category, rather than a
reflection of reality per se, which he contrasts with hierarchy. In positing the
ontological reality of the constitutive plurality of social life, and political orders
and analytically prior to all social order. what of all the other collectively intentional
groups in modern political life? Lost in this debates is the constitutive role of all
social groups in any political ontology. This pluralisation also has significant effects
on our ability to posit an isolated international domain, but it creates room for
18
In a similar vein, Cerny and Prichard use advances in globalization theory to
articulate the contours of a ‘new anarchy’ in world politics. Turning to the plural and
intersecting processes that structure and dissolve the global economy, Cerny and
Prichard show how modern IR theory has consistently underestimated the depth of the
this into bold relief. From this perspective, the complexity of transboundary networks
and hierarchies, economic sectors, ethnic and religious ties, civil and cross-border
wars, and internally disaggregated and transnationally connected state actors, leads to
a complex and multidimensional restructuring of the global, the local, and the uneven
hollowed out, and that multiple group actors are emerging in importance in global
politics, the global order is becoming radically more anarchic, understood as both
disordered and lacking fewer legitimate and final points of authority. As Keohane and
Ostrom have argued (above), there is no prima facie reason to assume the latter.
These last two papers represent a third path forward. Rather than developing
anarchy (section 2), Prichard and Cerny and Prichard examine what happens when we
include different types of units in the international system, but accept the Waltzian
premise that the system is self-organizing. The result from this third approach is an
that lacks a central orderer. This conceptualization, then, creates a space for anarchist,
19
and collaborative, rather than the classical realist formulation as disorganized and
inherently hostile.
Conclusion
scholars have in the main used two strategies to handle anarchy. They have accepted
rejected the salience of anarchy for thinking through the nature of global politics. The
curious consequence of these two mutually reinforcing strategies is that the nature of
anarchy ends up being un-theorized. Our goal in this issue is focus on the question of
what anarchy is and might be, so as to open up a broader conversation about the
international system, or world politics, that takes the idea of an order without an
orderer seriously, and without rehearsing the realist assumption that such a conception
politics.
The contributors to this volume help us see anarchy differently, and thereby
David Mitrany. They draw our attention to the gendered and normative dimensions of
anarchy. And they propose ways in which we can reimagine international anarchy as
international pluralism. While there are significant tensions between the different
approaches to anarchy undertaken in this issue, the one thing they all do is take
20
anarchy seriously, and in so doing, provide international relations scholars numerous
We began this introduction by asking what anarchy is. While this volume does
not offer a single uncontested definition of anarchy, by placing the analysis of anarchy
at its centre we believe that two important avenues for future research have been
opened up. The first is that the definition of anarchy is actually a surprisingly under
scholarship takes anarchy as its starting point, and so much scholarship uses Waltz
and his formulation of anarchy as its foil. But by focusing so narrowly on Waltzian
anarchy, the discipline has lost sight of numerous other ways of thinking about self-
organizing systems that do not begin or end with the same set of assumptions. Much
more work could be done to explore how self-organising orders work, how they
replicate, how they might be mimicked or hybridised, and how they might be
good.
outside of the narrow IR canon, we can see alternative ways of conceptualizing self-
organizing systems that can offer new insights in light of current global crises over
untangling of the post-World War II (or at least post-Cold War) American order, and
21
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