Brionez2009 Article PsychologicalCorrelatesOfSelf
Brionez2009 Article PsychologicalCorrelatesOfSelf
com/content/11/6/R182
1Department  of Medicine, Division of Rheumatology, University of Texas-Houston, 6431 Fannin, Houston, Texas 77030, USA
2Department  of Medicine, Division of Rheumatology, Cedars-Sinai Medical Center, 8700 Beverly Blvd., Los Angeles, California 90048, USA
3Department of Medicine, Division of Rheumatology, NIAMS-NIH, 1 AIMS Circle, Bethesda, Maryland 20892, USA
4Department of Medicine, Division of Rheumatology, University of California-San Francisco, 505 Parnassus Avenue, San Francisco, California 94122,
USA
5Department of Psychiatry, University of California-Los Angeles, 300 Medical Plaza, Los Angeles, California 90095, USA
* Contributed equally
Received: 5 Aug 2009 Revisions requested: 21 Sep 2009 Revisions received: 29 Oct 2009 Accepted: 7 Dec 2009 Published: 7 Dec 2009
Abstract
Introduction Functional status is an integral component of                  Results In the multivariate regression analysis, the
health-related quality of life in patients with ankylosing                  psychological variables contributed significantly to the variance
spondylitis (AS). The purpose of this study was to investigate              in BASFI scores, adding an additional 24% to the overall R-
the role of psychological variables in self-reported functional             square beyond that accounted by demographic and medical
limitation in patients with AS, while controlling for demographic           variables (R-square 32%), resulting in a final R-square of 56%.
and medical variables.                                                      Specifically, arthritis helplessness, depression and passive
                                                                            coping beside age, ESR and the Bath AS Radiograph Index
Methods 294 AS patients meeting modified New York Criteria                  accounted for a significant portion of the variance in BASFI
completed psychological measures evaluating depression,                     scores in the final model.
resilience, active and passive coping, internality and                      Conclusions Arthritis helplessness, depression, and passive
helplessness at the baseline visit. Demographic, clinical, and              coping accounted for significant variability in self-reported
radiologic data were also collected. Univariate and multivariate            functional limitation beyond demographic and clinical variables
analyses were completed to determine the strength of                        in patients with AS. Psychological health should be examined
correlation of psychological variables with functional limitation,          and accounted for when assessing functional status in the AS
as measured by the Bath AS Functional Index (BASFI).                        patients.
AHI: Arthritis Helplessness Index; AS: ankylosing spondylitis; BASDAI: Bath AS Disease Activity Index; BASFI: Bath AS Functional Index; BASRI:
Bath AS Radiographic Index; BRSC: Brief Resilient Coping Scale; ESR: erythrocyte sedimentation rate; NSAID: non-steroidal anti-inflammatory drug;
PHQ-9: Patient Health Questionnaire-9; PSOAS: Prospective Study of Outcomes in Ankylosing Spondylitis; RA: rheumatoid arthritis; VAS: visual
analogue scale; VPMI: Vanderbilt Pain Management Inventory.
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Arthritis Research & Therapy        Vol 11 No 6   Brionez et al.
activity scores, smoking [10], advanced age, lower education        Study design
level, longer disease duration, presence of co-morbid medical       Baseline assessments completed at each academic study site
conditions, and female gender are all associated with greater       included medical history, socio-demographic information, psy-
limitation; however, few studies have investigated the contri-      chological status, as well as radiographs of the pelvis, lumbar
bution of psychological factors to functional impairment in AS,     spine, and cervical spine. The majority of radiographs (58%)
and none have weighed the relative impact of psychological          were completed at the time of the cross-sectional survey at the
variables compared with these other factors [11-14].                enrollment; the time between enrollment and radiographic
                                                                    examination was generally short (mean: 63 days).
Two prior studies, examining the role of psychological factors
in AS functional limitation, found functional disability, meas-     Primary outcome
ured by the Bath AS Functional Index (BASFI), to be associ-         The primary outcome used was the BASFI, with a score range
ated with higher depression scores and lower internality            of 0 mm to 100 mm. The BASFI is a self-report 10-item ques-
scores in a UK AS population, and depression to be highly cor-      tionnaire developed by a team of medical professionals and
related with work disability and unemployment in an Argen-          patients. The first eight questions cover function in AS, while
tinean AS population [15,16]. However, these studies                the final two explore the patient's ability to cope with the hap-
examined only a limited number of potential variables and did       penings of everyday life. Each question is answered on a 100
not use multivariate analyses to account for the confounding        mm visual analogue scale (VAS), from none (0 mm) to very
effect of multiple baseline variables when they are examined        severe (100 mm), and the average determines the final BASFI
simultaneously.                                                     score (0 to 100). Lower scores indicate a better functional sta-
                                                                    tus [21].
As emotional problems are present in approximately one-third
of patients with inflammatory rheumatic conditions, ranging         Independent variables
from 20% to 31% of patients with AS, and the correlation of         Our database includes variables from the following domains:
functional limitation and depression is well documented in          socioeconomic-demographic, immunologic, genetic, psycho-
chronic arthritides such as rheumatoid arthritis (RA), it is        logical, and clinical. We only describe the variables included in
important to investigate the contribution of psychological fac-     the final analyses below.
tors to functional limitation in patients with AS [13,17-19].
                                                                    Socio-demographic information included age (at cross-sec-
The purpose of this study is to investigate the correlation of      tional study baseline), education level (≤ 12 years, 13 to 15
psychological variables, independent of important demo-             years, 16 years, and > 16 years), ethnicity (white vs. other),
graphic and biologic factors, on functional limitation, as meas-    current employment and student status as binary variables.
ured by the BASFI, in a large AS cohort.
                                                                    Medical variables consisted of an inflammatory marker (ESR),
Materials and methods                                               current tobacco use, number of co-morbid medical conditions
Patients                                                            (0 to 4 or greater), current non-steroidal anti-inflammatory drug
Study participants were enrolled in the Prospective Study of        (NSAID) use and biologic therapy (yes vs. no), disease dura-
Outcomes in Ankylosing Spondylitis (PSOAS), a longitudinal          tion (at time of cross-sectional survey), and radiographic
study of AS patients recruited from four US study sites:            score. We also investigated the relation between exercise
Cedars-Sinai Medical Center, Los Angeles, CA; the National          habits and BASFI. For this purpose, the frequency of general
Institutes of Health, Bethesda, MD; the University of Texas         exercise per week, performance of back stretching or
Health Science Center at Houston, Houston, TX; and the Uni-         strengthening exercises (yes vs. no) and physical therapy for
versity of California, San Francisco, CA. Recruitment occurred      treatment of AS in the past four months (yes vs. no) were
via three avenues: academic rheumatology clinics at the above       investigated as independent variables. Each participant also
US study sites, internet advertisements, and patients enrolled      had baseline radiographs of the pelvis (anterior-posterior),
in prior clinical studies at the above sites were invited to par-   lumbar spine (anterior-posterior and lateral) and cervical spine
ticipate. All patients met the Modified New York Criteria for AS    (lateral), which were scored using the Bath AS Radiographic
[15,20]. All the 294 enrolled patients in the longitudinal          Index Global (BASRI-global) by a single musculoskeletal radi-
PSOAS study were included in the current study. This study          ologist (TJL) at study entry. The BASRI-global is a validated
was conducted in compliance with the Helsinki Declaration to        method to score radiographic severity in patients with AS,
protect human subjects and was approved by the Institutional        including both hip and spine scores, with a score range of 1.5
Review Boards of the participating sites. All participating         to 16 [22].
patients gave written informed consent according to the Insti-
tutional Review Boards specifications.                              We have observed in a previous study that the self-reported
                                                                    disease activity in AS, as measured by the Bath AS Disease
                                                                    Activity Index (BASDAI) [23], highly correlates with the psy-
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chometric variables (manuscript in review). Therefore, we did           functional limitation independently of demographic and medi-
not include BASDAI as one of the independent variables in our           cal variables. Subsequently, a final model was established
analysis and relied more on objective surrogates of disease             using a forward hierarchical variable selection strategy. This
activity such as ESR because the inclusion of perceived dis-            approach was chosen to decrease the effect of multicolinear-
ease activity might have masked the relation between the psy-           ity in our analysis. Initially we entered all variables into the
chometric factors and the self-reported disease disability.             model. Then, the number of independent variables was
                                                                        reduced to those that changed the R square of the entire
Six psychological variables were measured: active and pas-              model by 2% or more. Those variables were entered into the
sive coping, depression, resilience coping, helplessness and            final model (Table 4).
internality. The Vanderbilt Pain Management Inventory (VPMI)
is an 18-item self-report questionnaire that assesses the fre-          Results
quency of utilization of coping strategies in patients with             Sample characteristics
chronic pain when their pain is at a moderate level of intensity        A total of 294 patients were included in the study. Table 1
or greater. The VPMI has two validated subscales: active cop-           shows patient demographics, medical, and psychological test-
ing and passive coping [24]. The Patient Health Questionnaire           ing scores. The mean (standard deviation) age of the sample
(PHQ-9) is a brief, valid, nine-item self-report instrument that        was 45.1 (± 14.40) years, 68% of the cohort was male, and
has primarily been designed for detecting depressive disor-             82% of the sample was white. The mean disease duration at
ders in primary care settings. An advantage of the PHQ-9 is             study baseline was 21.23 (± 13.85) years, and less than half
that its items are based on the actual criteria upon which the          of the sample was taking NSAIDs (47%) and/or biologic
diagnosis of Diagnostic and Statistical Manual of Mental Dis-           agents (45%). The majority of patients (64%) were performing
orders-IV depressive diagnosis is made [25-27] and do not               back exercise while only a small portion of patients (9%) was
overlap with medical symptoms as extensively as many other              undergoing physical therapy for treatment of AS. Participants
depression measures. Score can range from 0 to 27, as each              reported a high level of resilient coping (mean score 16.09 ±
of the nine items can be scored from 0 (not at all) to 3 (nearly        3.33) and relatively low depression scores (mean score 5.14
every day). The Brief Resilient Coping Scale (BRCS) is a four-          ± 5.01). The mean score for arthritis internality was 25.66 (±
item self-report measure that measures patients' ability to feel        5.94), for helplessness was 12.42 (± 4.41), for active coping
challenged by, and cope adaptively, with adversity. BRCS                was 22.74 (± 5.52), and for passive coping was 25.59 (±
scores can range from 0 to 20, with higher scores indicating            7.45). The latter scores are all within one standard deviation of
higher resilience [28]. The Arthritis Helplessness Index (AHI)          mean scores obtained from samples of patients with RA
is a 15-item self-report questionnaire designed to measure              [24,30] on these measures.
patient's perceptions of loss of control in association with their
chronic arthritis [29]. We used the two subscales, internality          Univariate analyses
(seven items) and helplessness (five items), which reflect sep-         The univariate regression analysis found the following varia-
arate constructs and have been found to have greater reliabil-          bles to be significantly associated with higher BASFI scores
ity and validity than the total AHI score [30]. Arthritis internality   (more functional limitation): older age, tobacco use, number of
assesses patients' beliefs that their own behavior can control          medical co-morbidities, higher ESR, disease duration at base-
their arthritis, while arthritis helplessness assesses patients'        line visit, higher BASRI scores (more radiographic disease
perceptions of helplessness in coping with their chronic                damage), high passive coping, high helplessness, and high
arthritic condition. The two subscales are inversely related to         depression scores. Low education level, unemployment, low
each other, but reflect largely independent beliefs about the           resilience coping and low internality also significantly corre-
controllability of arthritis [30].                                      lated with higher BASFI scores while performance of back
                                                                        strengthening or stretching exercise was associated with
Statistical analysis                                                    lower BASFI scores The other variables examined, including
We conducted the data analysis in four steps. First, descrip-           gender, ethnicity, marital and student status, current use of
tive statistics were computed on our study cohort (Table 1).            biologic therapy and NSAIDs, frequency of exercise, treatment
Second, we completed univariate linear regression analyses to           by physical therapy and active coping did not significantly cor-
evaluate which variables were associated with the BASFI                 relate with BASFI scores (Table 2).
(Table 2). Then, we examined the association of demographic,
medical, and psychological factors with the BASFI using hier-           Hierarchical modeling with successive conceptual
archal regression modeling (Table 3). In order to analyze the           blocks
contribution of these groups of variables to BASFI, we entered          In order to evaluate the factors contributing variance to BASFI
the variables in successive conceptual blocks: (1) demo-                scores, the independent variables were added into the analy-
graphic variables, (2) medical variables, (3) psychological             sis in the following successive conceptual blocks: socio-
measures. This order of entry tested the proposition that psy-          demographic variables; medical variables; and psychological
chological factors would contribute unique variance to AS               variables. First, the demographic variables were entered. The
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Arthritis Research & Therapy        Vol 11 No 6   Brionez et al.
Table 1
Sample characteristics
Demographic variables:
Medical variables:
Psychological variables:
contribution of these variables accounted for an overall R-              exercise, performance of back exercises and treatment by
square of 0.21 (P < 0.001. Advanced age (P < 0.001), unem-               physical therapy resulted in an R-square of 0.32 (P < 0.001).
ployment (P < 0.001), and low education level (P = 0.001)                However ESR (P = 0.001), NSAID use (P = 0.021), frequency
contributed independent variability to BASFI scores. The addi-           of exercise (P = 0.036) and treatment by physical therapy (P
tion of the medical variables, including current tobacco use,            = 0.024) were significantly related to BASFI scores after cor-
current NSAID and/or biologic therapy, BASRI scores, medi-               rection for other demographic and clinical factors. The other
cal co-morbidities, ESR, and disease duration, frequency of              variables, including current tobacco use, biologic therapy, dis-
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Table 2
 BASFI = Bath Ankylosing Spondylitis Functional Index; BASRI = Bath Ankylosing Spondylitis Radiographic Index; BRCS = Brief Resilient Coping
 Scale; PHQ = Patient Health Questionnaire.
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Table 3
Hierarchical multivariate analysis of demographic, medical and psychological variables in relation to BASFI
 *Overall R-square (%) after the addition of each conceptual block. +Overall P value after the addition of each block. BASFI = Bath Ankylosing
 Spondylitis Functional Index; BASRI = Bath Ankylosing Spondylitis Radiographic Index; BRCS = Brief Resilient Coping Scale; PHQ = Patient
 Health Questionnaire.
NSAID and biologic therapy, exercise habits and disease dura-                (BASRI), and older age correlated significantly with more func-
tion, failed to explain a significant portion of the variance of             tional limitations in our cohort.
BASFI scores in the final model. Inspection of the variance
inflation factor did not suggest multicollinearity among predic-             Although prior studies have demonstrated an association
tors in the final model.                                                     between systemic inflammation, radiographic severity, older
                                                                             age and functional limitation, this is the first study to investi-
Discussion                                                                   gate the role of psychological factors beyond the demo-
Six variables, higher arthritis helplessness, depression, pas-               graphic and clinical factors in a multivariate model. The results
sive coping scores, ESR and radiographic disease scores                      demonstrated a strong correlation of psychological variables
                                                                             to AS functional limitations. Specifically, higher arthritis help-
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Table 4
 BASFI = Bath Ankylosing Spondylitis Functional Index; BASRI = Bath Ankylosing Spondylitis Radiographic Index; PHQ = Patient Health
 Questionnaire.
lessness, depression and passive coping correlated signifi-                   mood disturbance which, in turn, could affect disability. Fur-
cantly with more functional limitation in the final model,                    ther research exploring mediational pathways underlying AS
mirroring findings in other chronic arthritic conditions                      disability would clarify such propositions.
[19,24,29,31-34]. Our findings are also consistent with a pre-
vious report linking helplessness to worse health-related qual-               The independent relation between depression and functional
ity of life in AS [35]. In contrast to passive-coping, active                 limitations in AS is consistent with other literature in rheumatic
coping did not significantly correlate with loss of functional                conditions showing that mood disturbance is a covariate of
abilities, a finding which has also been reported in other                    both disease activity and disability, particularly in RA [41,42].
arthritic conditions, such as RA [36,37]. Passive coping may                  Due to the cross-sectional design of the current study, it is not
be a more robust contributor to functional limitation due, in                 possible to discern whether depression is a cause of disability
part, to its association with depression and poor psychological               in AS, a result of the impact of the disease, or a product of an
functioning, a result found in both rheumatic diseases and in                 underlying inflammatory process. Future research in AS could
traumatic injuries such as whiplash [38]. Coping researchers                  address these important questions and shed light on the issue
have theorized that successful coping is not solely the result                of managing depression in affected patients.
of using adaptive coping strategies, but also the absence of
the frequent or continuous use of maladaptive strategies                      Both age and disease duration have been found to influence
[39,40]. In AS, while passive coping may be a common                          functional limitation in AS. However, as these variables tend to
response during acute disease flares, the more that patients                  be collinear, it is difficult to distinguish their individual effects.
rely on passive pain coping on a daily basis, the more difficulty             Although age was significantly correlated with functional limi-
they may encounter in sustaining functioning and quality of life.             tations in this study, disease duration was not, indicating that
                                                                              age had an influence on functional limitation, apart from its
Interestingly, when psychological factors were included in the                association with duration of disease. It could also be pre-
analysis, variables previously found to be significantly associ-              sumed that the number of co-morbid medical conditions could
ated with functional limitation, including current tobacco use,               influence the association of age with functional limitation.
education level, gender, and number of co-morbid medical                      However, in this analysis, age was significantly correlated with
conditions, performance of back exercises failed to show sig-                 functional limitation, while co-morbid medical conditions did
nificance. These findings indicate that psychological factors                 not achieve significance. The importance of age, independent
accounted for some of the variability in functioning that was                 of its association with disease duration or potential contribu-
originally contributed by these socio-demographic and medi-                   tion of co-morbid medical conditions, has been noted previ-
cal variables. Our data also indicate that psychometric varia-                ously [43].
bles should be evaluated and accounted for when assessing
functional limitations of AS patients in observational or inter-              The primary limitation of the present study was the cross-sec-
ventional studies. It also is possible that psychological varia-              tional study design, which provided only correlational findings,
bles could mediate the effect of important socio-demographic                  precluding an understanding of directional relations among
and medical factors on functional limitations in patients with                model variables. For example, it cannot be determined from
AS. For example, smoking, which has been shown to have a                      our data whether higher helplessness, depression, and pas-
strong association with the progression of functional limitation,             sive coping scores caused a heightened perception of func-
could be a surrogate of a psychological health behavior or                    tional limitation or vice versa. Another point to consider is the
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Arthritis Research & Therapy        Vol 11 No 6   Brionez et al.
possibility that patients with higher depression scores over-                Morgan and Mr. Robert Sandoval for their assistance with data collec-
report functional limitation (i.e. reporting bias). A longitudinal           tion and management.
study, in which patients' psychological status and functional
limitation are monitored over time, is needed to determine                   References
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