1660 Galley 8642 2 10 20200226
1660 Galley 8642 2 10 20200226
Abstract
Extemporaneous compounding takes place in community and hospital pharmacies. There are usually specialist compounding
pharmacies in major towns and cities, but any pharmacy may undertake compounding as long as they have appropriate facilities
according to state-based legislation (e.g. allocated clean bench, specific compounding equipment). Although development is a
continuous process, companies are customizing features to meet the majority of patient needs, but the very nature of the process
cannot meet all patient needs. The risk-benefit ratio of using traditionally compounded medicines is favorable for patients who require
specialized medications that are not commercially available, as they would otherwise not have access to suitable treatment. However,
if an FDA-approved drug is commercially available, the use of an unapproved compounded drug confers additional risk with no
commensurate benefit. Published reports of independent testing by the FDA, state agencies, and others consistently show that
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compounded drugs fail to meet specifications at a considerably higher rate than FDA-approved drugs. Compounded sterile preparations
pose the additional risk of microbial contamination to patients. In the last 11 years, three separate meningitis outbreaks have been
traced to purportedly ‘sterile’ steroid injections contaminated with fungus or bacteria, which were made by compounding pharmacies.
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The 2012 outbreak has resulted in intense scrutiny of pharmacy compounding practices and increased recognition of the need to ensure
that compounding is limited to appropriate circumstances.
medicines. This will help them to investigate, evaluate and              2. In 2006, the FDA conducted a limited survey of
report the physical characteristics of formulations including                 compounded drugs revealed failure rate of 33%.
release kinetics and relate these to quality control and                 3. In 2001, a Kansas City-based pharmacist was discovered
preformulation requirements; relate the application of quality                to have adulterated 72 different drugs, including many
control, quality assurance and the principles of good                         oncology medications, to increase profits.
manufacturing practice to regulation of medicine production in           4. Over the period 2008–2010, the Texas State Board of
home and abroad.                                                              Pharmacy found an overall potency failure rate of 23% for
                                                                              compounded drugs
                                                                         5. Methylprednisolone injections from a single compounding
                                                                              pharmacy in the USA resulted in 137 cases of Aspergillus
                                                                              fumigatus meningitis and 12 deaths.
                                                                         6. Even where a given formulation has been shown to
Corresponding author: AK Mohiuddin, Assistant Professor
                                                                              achieve suitable physical, chemical and microbiological
Department of Pharmacy, World University of Bangladesh
                                                                              stability, the bioavailability and palatability of the
151/8, Green Road, Dhanmondi, Dhaka – 1205, Bangladesh
                                                                              preparation may be unproven.
Phone: +8801716477485; Email: [email protected]
7.   Ingredients, intended use, dosage, and method of                     to meet the needs of their own community of patients. Most
     administration, education, skill and expertise; proper               compounding pharmacists appear to be interested and excited
     equipment, supplies, chemicals the guidelines delineated             about their practices. In fact, many pharmacists intimately
     in US pharmacopeia, necessary calculations and                       involved in pharmaceutical care have now realized the
     documentation; expected duration of therapy, physico-                importance of providing individualized patient care through the
     chemical compatibility are the major considerations                  preparation of patient-specific products. Compounding
     before compounding.                                                  pharmacy is not for everyone, but as it grows, it will provide an
8.   Quality must be built-in to the preparation from the                 increasingly significant number of pharmacists the excitement
     beginning steps to evaluating the final preparation.                 and fulfillment of using their innovative and creative skills to
9.   The use of an alternative route of administration (use of            solve patient problems. All components of a compounded
     the rectal rather than the oral route) could also be                 product, that is the active ingredient and the excipients, are
     considered if an appropriate formulation is available.               subject to quality standards set out in the Therapeutic Goods
                                                                          Act 1989, and are sourced from compounding supply
Introduction                                                              companies that undertake rigorous quality-assurance testing.
The FDA defines traditional pharmacy compounding as the
combining, mixing, or altering of ingredients to create a
customized medication for an individual patient in response
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to a licensed practitioner’s prescription. The NABP
further describes compounding as the result of a practitioner’s
prescription       drug       order       based      on        the
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practitioner/patient/pharmacist relationship in the course of
professional practice. Traditional pharmacy compounding plays
a valuable role in providing access to medications for
individuals with unique medical needs, which cannot be met
with a commercially available product. For instance, a
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prescriber may request that a pharmacist compound a
suspension for a pediatric or geriatric patient unable to swallow
a medication in its commercially available form. In traditional
pharmacy compounding, an individualized medicine is
prepared at the request of a prescriber on a small scale. It is
obvious that large scale manufacturers have very limited
opportunity to customize dosage strength and dosage forms for
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areas. Registered and skilled pharmacists in practicing their art         Rationale of Extemporaneous Compounding
of compounding fills in this gap to meet individualized needs.            An estimate by FDA that 1-10% of all prescriptions require
Compounding has always been a basic part of pharmacy                      compounding was not supported by evidence data. EP
practice; the drugs, dosage forms, and equipment or                       strategies in clinical studies requires 'fit-for-purpose'
techniques used are the variables. Pharmacists have unique                formulation design and preparation processes, as well as
knowledge and skills and are not duplicated by any other                  administration procedures that are safe, flexible, cost-effective,
profession. Pharmacy activities to individualize patient therapy          and simple to adapt by a compounding pharmacist at the
include compounding and clinical functions. Either function in            clinical site. Many commercially available medications are not
the absence of the other results in placing pharmacy in a                 manufactured in suitable dosage forms for these special
vulnerable position. It is important to entrust a pharmacist’s            populations, e.g., liquid formulations for children and those
expertise to adjust dosage quantities, frequencies, and even              who may be unable to swallow tablets. Additionally, when drug
dosage forms to enhance compliance. Pharmacy is a complex                 shortages occur or for the treatment of rare diseases,
mixture of different practices and practice sites. No longer is           compounded products have a place in practice. Examples of
pharmacy simply community pharmacy or hospital pharmacy.                  altered drug products include topical ointments, eye drops,
Pharmacy is diverse and offers many opportunities for those               solid or liquid oral dosage forms, and intravenous infusions.
willing to look around, find their niche and practice pharmacy            Compounding also has a place in veterinary practice, where
medicines may be altered to suit drug absorption, metabolism,                    If a particular medicine is not available as a liquid
and swallowing abilities of different species. The use of small-                  formulation, another medicine from the same
scale compounded medications carries certain risks, as they are                   therapeutic classification may well be used, such as
not assessed for product quality, stability, or efficacy. The                     the use of a less potent steroid rather than diluting a
importance of a collaborative, team-based approach to patient                     potent one.
care and safety has been well established within the health                      Using a suitable preparation intended for a different
field. The requirement for alternative medications and dosage                     route of administration, for example, using an
forms may be determined by the patient’s general practitioner                     injectable solution orally.
who prescribes the medication or other allied health                             Use of a ‘specials’ preparation manufactured in
professionals: a speech pathologist who identifies a swallowing                   licensed premises (Specials are medicines made in
difficulty, a physiotherapist applying ultrasound, which may                      larger volumes by a licensed manufacturer) [7].
interfere with transdermal drug delivery, or an occupational
therapist identifying that a patient is unable to physically             Considerations before compounding
manipulate their current medication or its packaging. This                   Commercially availability of drug in dosage form,
highlights the importance for other members of the health care                   strength, and packaging
teams to have knowledge and understanding of compounded                      Ingredients, intended use, dosage, and method of
medications. Among elderly patients, the incidence of                            administration concern
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dysphagia is reportedly as high as 7%–13%, making utilization                Education, skill and expertise to drug compounding
of available oral dosage formulations unfeasible or unsafe.                  Proper equipment, supplies, chemicals and the
Similarly, Canadian hospital pharmacists often encounter                         guidelines delineated in us pharmacopeia
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patients with oral, neck, or gastric cancer, which may make                  An alternative by which the patient will receive a
commercial solid dosage formulations impossible to use. Based                    benefit
on pharmacists’ perspective, using more extemporaneous                       Safety of the compounded product
prepared products could also make sense economically. ‘The                   Patient necessary storage facility, if required,
significant therapeutic improvement and some cost savings                    Necessary calculations to prepare the product
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may be gained’ by the rational use of extemporaneously                       Necessary documentation to complete preparation
prepared medicines. Pharmacists that did not provide                         Literature reference that might provide information
compounding service cited by the main reason as not receiving                    on use, preparation, stability, administration
prescriptions that required compounding (63.6% of non-                       Expected duration of therapy
compounder pharmacists). In about 33% of the compounded                      Some basic quality control to check the product prior
products, they indicated patient-specific reasons. In about 10%                  to dispensing (e.g., capsule weight variation, pH, visual
this reason concerned a strictly defined pharmaceutical care                     observations)
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issues. Some researchers conclusively said that 73.2%                        Ingredient identity, quality, and purity
pharmacists reported their goal in providing full pharmaceutical             Corrective methods
care to their patients was the most important motivator. The                 Physico-chemical incompatibilities [5,6]
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care. In most of the studies, major reasons stated by physicians         prescribing these products, the major barrier to prescribing was
for prescribing extemporaneous products were that they                   their lack of knowledge of the products. Most responding
worked well for certain conditions and that the product was not          doctors do not prescribe medications that require
available commercially [1-7].                                            compounding because they lack trust in the quality of the
                                                                         compounded formulations. However, most of the doctors
Evaluation of the Need                                                   expressed a desire to learn more as shown in having access to
     Soluble or dispersible tablets may be a useful and                 information about the usefulness of extemporaneous products.
         convenient alternative to the preparation of liquid             There are at least two different economic considerations in
         extemporaneous products. Some tablets can be                    making the decision to compound prescriptions; these include
         dispersed or crushed and information on this aspect             (a) pharmacist compensation and (b) health-care costs. The
         can be obtained from the Medicines Information                  pricing of a compounded prescription should include
         Section within the healthcare setting. In this case, the        consideration for pharmacodynamic and pharmacotherapeutic
         dose should be prepared and administered                        decision making, formulation expertise, time, and
         immediately. In general, compressed tablets or tablets          reimbursement of materials. Compounding prescriptions can
         which are scored or just film coated can be crushed             be attractive professionally and financially. Compounding
         whereas modified release tablets cannot.                        prescriptions can be a way of lowering the cost of drug therapy.
In some cases, it is less expensive for the pharmacist to prepare        manufactured drug product is the source of active ingredient)
a specific prescription for the patient, which may mean the              — The beyond-use date is not later than 25% of the time
difference between the patient actually obtaining the drug or            remaining until the product’s expiration date or 6 months,
doing without it. If compounding a prescription results in a             whichever is earlier. A USP or NF substance is the source of
patient being able to afford the drug therapy, it must be                active ingredient— The beyond-use date is not later than 6
considered. An interesting example involves the drug 4-                  months. For water-containing formulations (prepared from
aminopyridine. Although physicians had been prescribing                  ingredients in solid form)—The beyond-use date is not later
unapproved versions of the drug for up to 20 years, it was not           than 14 days when stored at cold temperatures. For all other
until the drug was studied systematically that rare seizures             formulations—The beyond-use date is not later than the
were discovered as a potential side effect. In this case, the            intended duration of therapy or 30 days, whichever is earlier.
medical profession pushed for an approved version to be                  These beyond-use date limits may be exceeded when there is
marketed, rationalizing that if a seizure occurred in the context        supporting valid scientific stability information that is directly
of a patient taking an FDA-approved alternative [4-10].                  applicable to the specific preparation (i.e., the same drug
                                                                         concentration range, pH, excipients, vehicle, water content).
Compounding Factors                                                      For example, active ingredients containing an ester functional
Stability: One key factor in compounding prescriptions is                group, such as aspirin and penicillins, are susceptible to
stability. The more common types of stability of which                   breakdown by hydrolysis, while those containing aldehyde or
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compounding pharmacists should be aware include chemical,                hydroxyl groups, such as testosterone and dopamine, undergo
physical, and microbiological. Whereas commercially                      oxidative decomposition. A 10°C increase in temperature can
manufactured products are required to possess an expiration              result in a 2–5-fold faster rate of degradation. The instability of
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date, compounded products are assigned a beyond-use date.                dapsone suspensions prepared in Oral Mix and stored at 25°C
There are numerous sources of information that can be used               may be explained by a Maillard reaction between the sucrose
for determining an appropriate beyond-use date, such as                  in the vehicle and the amino groups of the dapsone. The results
chemical companies, manufacturers literature, laboratory data,           of this study have demonstrated the stability, for up to 90 days,
journals, and published books on the subject. Generally, most            of dapsone suspensions (2 mg/mL) prepared from commercial
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pharmacists prepare or dispense small quantities of                      tablets in Oral Mix SF and stored at 5°C and 25°C or prepared in
compounded products; recommend storage at room, cool, or                 Oral Mix and stored at 5°C, in amber plastic bottles and amber
cold temperatures; and use a conservative beyond-use date.               plastic syringes. These suspensions should be shaken before
For nonaqueous liquids and solid formulations (for which the             use [2],[5],[6], [11], [12].
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                       drug, temperature,      phenols, alkaloids,           oils (unsaturated fats) such as soybean and corn oil,
                       catalysts, solvents,    unsaturated alkyl chains,     essential fats, atorvastatin, atenolol
                       light and excipients    carboxylic acids
  (O2 dependent)                               Esters, amides, lactones,     Aspirin, vigabatrin, norfloxacin, omeprazole,
                                               ethers, lactams, imines,      simvastatin (statins), baclofen, diphenoxylate,
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It is essential that the active ingredient does not interact with        compounded medicine degrading, short-term expiry dates are
any excipients originating from the dosage form being crushed            used (e.g. 28 days for oral and topical products, or 24 hours for
for reformulation (e.g. tablet lubricants and fillers), or from          parenteral formulations), unless stability studies have been
additives in the new formulation (antioxidants, preservatives,           conducted and indicate otherwise [2,5].
suspending agents, colourants, emulsifiers). Interactions with
other ingredients can result in physical instability of the              Potential Risks: FDA-approved drugs are made and tested in
product, such as precipitation of the active drug or phase               accordance with GMPs, which are federal statutes that govern
separation (‘cracking’) of a cream, affecting drug solubility,           the production and testing of pharmaceutical products. In
absorption and bioavailability. To minimize the risk of a                contrast, compounded drugs are exempt from GMPs, and
testing to assess product quality is inconsistent. Unlike                  When compounding is performed on a large scale, such errors
FDA-approved drugs, pharmacy-compounded products are not                   may adversely affect many patients. Published reports of
clinically evaluated for safety or efficacy. The NABP                      independent testing by the FDA, state agencies, and others
further describes compounding as the result of a                           consistently show that compounded drugs fail to meet
practitioner’s prescription drug order based on the                        specifications at a considerably higher rate than FDA-approved
practitioner/patient/pharmacist relationship in the course of              drugs. Compounded sterile preparations pose the additional
professional practice. In addition, compounded preparations                risk of microbial contamination to patients. In the last 11 years,
do not have standard product labeling or prescribing                       three separate meningitis outbreaks have been traced to
information with instructions for safe use. Compounding                    purportedly ‘sterile’ steroid injections contaminated with
pharmacies are not required to report adverse events to the                fungus or bacteria, which were made by compounding
FDA, which is mandatory for manufacturers of FDA-regulated                 pharmacies. US-FDA and the NICHD, have worked together to
medications. Some pharmacies engage in activities that extend              develop product labeling for pediatric patients for existing and
beyond the boundaries of traditional pharmacy compounding,                 new drug molecules coming to the market, if the drug has been
such as large-scale production of compounded medications                   or could be used in children. When compared to GMPs, the
without individual patient prescriptions, compounding drugs                manufacturing standards required by FDA for commercial
that have not been approved for use in the US, and creating                products, there are multiple recognized deficiencies inherent in
copies of FDA-approved drugs. Compounding drugs in the                     extemporaneous formulation-compounding suitable for
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absence of GMPs increases the potential for preparation errors.            pediatric patients [11, 13].
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                              Exhibit 2. Why Is Off-Label Use of Drugs in Children Still a Problem? [13]
         Lack of specifications required for component development by compounding pharmacies.
         No onsite testing of active ingredients and excipients for purity, potency, content and stability.
         No onsite specifications or testing of product containers and closures.
         Site-to-site variations in compounding procedures, equipment, and the degree of product
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          handling/manipulation.
         Lack of environmental control, which might lead to unintentional contamination and generation of degradation
          products due to inconsistent exposure to light, temperature and processing controls.
         Lack of testing of finished products for purity, potency, content or stability.
         Stability data for establishing expiry dates of compounded products are derived from published data, where
          preparation methods likely vary from local methods, or are simply default expiry periods defined by regional
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         The dose administration technologies used such as droppers, syringes, scoops, spoons, etc., vary between sites
          and between prescription fills.
         Weak regulatory oversight.
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Quality Control: One of the fastest growing and most important             methods should be implemented to ensure that the
areas of pharmaceutical compounding is that of quality control.            appropriate quality is achieved, in accordance with the risk
Quality must be built-in to the preparation from the beginning             assessment carried out. At a minimum, the starting materials
steps to evaluating the final preparation. The extent of quality           and finished product should be examined visually before supply
control applied to a product should be proportionate with the              to a patient. There are several quality control tests that can be
level of risk the finished product could pose to the patient and           done within the pharmacy and others can be sent to a contract
should be judged on a case by case basis. Even where a given               laboratory. The following quality control tests can be
formulation has been shown to achieve suitable physical,                   considered for the respective dosage forms.
chemical and microbiological stability, the bioavailability and
palatability of the preparation may be unproven. Consideration                Oral and topical liquids (solutions, suspensions,
should be given to the individual patient’s age and condition,                 emulsions): Weight/volume, pH, specific gravity, active
whether the product will be ingested or used topically, as well                drug    assay,     globule    size    range,    rheological
as the potency of, and risk posed by, the active substances                    properties/pourability, physical observation (color, clarity),
and/or excipients. Where it is not practical to carry out this                 physical stability (discoloration, foreign materials, gas
testing (e.g. due to the batch size, urgency, etc.), other suitable            formation, mold growth).
       Hard Gelatin Capsules: Weight-overall average weight,                  Training and Experience: Pharmacists involved in upgrading
        weight individual weight variation, dissolution of capsule             and increasing the traditional aspects of extemporaneous
        shell, disintegration and/or dissolution of capsule contents,          compounding need to keep current with all the new tools of
        active-drug assay, physical appearance (color, uniformity,             their trade, retrieve the old from storage, and put in a bit of
        extent of fill, locked), physical stability (discoloration,            practice using their scientific background and their art before
        changes in appearance).                                                they will be comfortable in exhibiting their skills. The
       Ointments, Creams and Gels: Theoretical weight                         pharmacist must ensure that the staff, facilities and systems in
        compared to actual weight, pH, specific gravity, active drug           place are capable on a day-to-day basis of providing an
        assay, physical observations (color, clarity, texture-surface,         adequate quality service able to meet the needs of patients.
        texture-spatula spread, appearance, feel) and rheological              There should be an adequate number of competent personnel
        properties.                                                            at all times. All staff involved in extemporaneous preparation
       Suppositories, Troches, Lollipops and Sticks: Weight,                  must receive training Appropriate to their role. Typically, this
        specific gravity, active drug assay, physical observation              will: (a) provide them with knowledge in good extemporaneous
        (color, clarity, texture of surface, appearance, feel),                preparation practice, local practices including health and
        melting test, dissolution test, physical stability.                    safety, formulation, expiry periods and quality assurance
       Parenteral preparations: Weight/volume, physical                       appropriate to the level of involvement, assessment of risk and
        observation, pH, specific gravity, osmolality, assay, color,           medication error potential, the pharmacy, its products and
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        clarity, particulate matter, sterility, pyrogenicity [5,6], [14].      services provided (b) demonstrate competency in the
                                                                               necessary       extemporaneous       preparation    skills   and
Compounding Support: Numerous agencies, companies,                             pharmaceutical calculations and dilutions. During training, staff
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organizations, etc., are available to assist pharmacists in                    must be carefully supervised and checked and trainees must
compounding. Information, chemicals, supplies, and                             understand the limits of their responsibilities. When
equipment are readily available. Chemical and supply                           considering providing additional services of compounding in an
companies have increased in size and number in recent years                    institution, pharmacists should not expect that this will change
and many provide information on compounding,                                   a great deal of their practice in time consumed for
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incompatibilities, and stability. Specialty compounding                        compounding. A written training program should be available
organizations have developed over recent years and generally                   and completion of training should be documented. This applies
provide full-line services and products to the compounding                     to all personnel working in the preparation area, including
pharmacist. Many national organizations provide continuing                     those not directly involved in preparation processes (e.g.
professional education programs in both non-sterile and sterile                cleaning staff). [14].
compounding. These entities provide services to compounding
pharmacists ranging from selling only compounding aids to                      Equipment: The equipment needed will be determined by the
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providing only chemicals. Others offer additional services to                  type and extent of the services one chooses to provide. Many
include formulas as well as consulting expertise by telephone                  pharmacies already have clean air environments (e.g., laminar
or via the internet. This service can assist in the process of                 air flow hoods, isolation barrier systems) where aseptic
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compounding a particular product that may be difficult.                        compounding of sterile solutions is performed. These same
                                                                               units can be used to compound other sterile preparations such
                                                                               as eye drops. A balance, preferably electronic, is essential.
                                                                               Ointment slabs (i.e., pill tiles), along with spatulas of different
                        Exhibit 3. MHRA (2007)                                 types and materials, should be purchased. A few mortars and
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         in the context of extemporaneous preparation [14]                     pestles (i.e., glass, ceramic, plastic) and some glassware should
         Extemporaneously prepared medicines should be                        be secured. A policy for the segregation of specific equipment
          formulated and prepared in compliance with current                   for certain product types, including cytotoxic drugs and external
          legal requirements and standards.                                    products, should be available; this should take into account
         Preparation and quality control arrangements are to be               local COSHH assessments. Equipment should be calibrated and
          documented and in compliance with current GPP                        validated to demonstrate satisfactory performance. Measures
          requirements.                                                        should be calibrated for specific volumes and should have
         All products prepared should be quality suitable for                 levelling lines. Glassware should be inspected regularly, before
          their intended use                                                   and after each use, for chips and cracks, and replaced as
         Products are released for patient use only by a                      necessary. Consideration should be given to the merits of other
          pharmacist.                                                          materials. Stainless steel of a suitable grade is a good material
         Documentation and records should comply                              but care must be taken with some agents as it is susceptible to
          recommendations in this guidance document.                           oxidation. Plastics are susceptible to surface scratches and
                                                                               stains. The accuracy of balances should be checked on a regular
                                                                               basis and records of this process maintained. It may not be
                                                                               necessary to buy a roomful of equipment, but one should
purchase what is needed to start the service and should build             splashes. Washing and cleaning activities should not
on it as the service grows and expands to different arenas.               themselves be a source of contamination. All equipment should
Much of the equipment used today in compounding has                       be visibly clean prior to use. Ensure that all residues of cleaning
changed. Today, electronic balances are used more often than              agent have been removed Containers and lids should be
torsion balances; micro-pipets are commonplace; and ultra-                checked to ensure that they are clean and dry before use.
freezers are sometimes required in addition to standard                   Adequate pest control measures should be taken. [6], [10], [19]
refrigerator freezers. This area is constantly changing and the
compounding pharmacist should be aware of the available                   Formulas: Consistency of the compounded product is
technology to prepare accurate and effective prescriptions.               important. Formulas should be developed or obtained and tried
Becoming acquainted with the local representative for a                   to assure that each time an extemporaneous product is
laboratory supply company is helpful [2], [6], [14-19].                   prepared, the methods used, ingredients added, and the order
                                                                          of steps is documented. This accomplishes three things. First, it
Environment: A separate area for traditional compounding is               provides the methodology for each person involved or
recommended, rather than simply cleaning off a small area of              requested to provide such service the information necessary to
the dispensing counter. The compounding pharmacist needs a                do so properly. Second, it provides consistency from batch to
clean, neat, well-lit and quiet working area. If aseptic                  batch. Third, if the product does not turn out the way expected,
compounding is considered, a clean air environment (e.g.,                 a stepwise methodology exists for reviewing and determining
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laminar air flow hood, isolation barrier system) should be used.          what happened and if revisions and improvements are needed
The actual facility to be used depends on the level and volume            [6], [15].
of compounding to be done. Extemporaneous compounding
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takes place in community and hospital pharmacies. There are               Chemicals and Supplies: If one is going to prepare a topical
usually specialist compounding pharmacies in major towns and              product, a vehicle (e.g., cream, ointment, gel) and the active
cities, but any pharmacy may undertake compounding as long                ingredients (e.g., either finely ground product from an available
as they have appropriate facilities according to state-based              tablet or injection or pharmaceutical-grade chemicals) would
legislation (e.g. allocated clean bench, specific compounding             be required. One needs proper dispensing containers for the
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equipment). There should be a dedicated facility/room for                 medication. In short, a relationship with providers that carry
extemporaneous preparation. However, for pharmacies                       chemicals and supplies is important. Pharmacists have been
preparing small quantities of a limited range of products for             using chemicals and other materials for prescription
immediate dispensing then a designated area or temporarily                compounding throughout history. In the past, these chemicals
designated area is permissible. The area must be clearly                  and materials have been obtained from natural products, raw
demarcated during preparation. Measures must be taken to                  materials, and household ingredients. Today, compounding
reduce any risk of cross- contamination. Only one product                 pharmacists use chemicals from various reliable commercial
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should be handled at a time. Premises and equipment should                sources, depending on their availability [9], [15-18].
be easy to clean. Following maintenance or repair, thorough
cleaning and, where appropriate, disinfection should take                 Documentation: These give processing, packaging and release
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place. Environmental conditions, including temperature,                   instructions. For products regularly prepared, master
humidity and lighting, must be adequate to permit safe and                documents which combine the specification and product
comfortable preparation of medicinal products to limit the                specific instructions should be produced and independently
degradation of ingredients. Facilities should be laid out in a way        checked. Alternatively, a simple final product specification may
to provide adequate space for the activities undertaken. Work             be produced in addition to the master document. Master
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should flow logically between working areas without the risk of           documents should be clear and detailed and should have a
product cross- contamination. Complex compounding is                      standardized style within any one pharmacy. Simple stepwise
performed in a pressurized clean room using a laminar flow                instructions for preparation, along with any specific notes or
cabinet, cytotoxic drug safety cabinet or an isolator. Many               cautions (e.g. COSHH requirements) should be included on the
public and private hospitals maintain large aseptic                       master document for each product. A record should be kept of
compounding facilities to provide individualized dosing or                the key stages of processing, packaging and release of products
commercially unavailable formulations. Areas and equipment                to provide an audit trail of the quality relevant facts of the
should be cleaned effectively with a suitable detergent before            history of an extemporaneous product during preparation. This
and after use. Equipment should be rinsed with an appropriate             is normally achieved by completion of an individual worksheet,
grade of water after washing (potable or sterile water for                usually by photocopying the master document. Worksheets will
irrigation/injection) and then dried. Critical surfaces should be         vary for each pharmacy but should include: the name and
effectively sanitized with a suitable agent such as 70% alcohol           formula of the product, and the source of the formula; a unique
before use. Sinks should be available for washing up of                   identification number to enable traceability; the manufacturer,
equipment, with separate facilities for handwashing. Sinks                batch numbers of each starting material (or QC reference
should be a suitable distance away from the preparation areas             number); the date of preparation etc. Labels must comply with
to reduce the risk of microbial contamination from water                  all statutory and professional requirements, and should include
the following information: the name of the product, and                    compounding (Table 1). Simple compounding can be
where necessary the nature of the salt and any waters of                   performed by any pharmacist and is a core competency of
crystallization; quantity and strength of active ingredients; the          pharmacy training. Complex compounding requires additional
pharmaceutical form etc. [6], [20].                                        training and evidence, as described by the Pharmacy Board of
                                                                           Australia’s guidelines on compounding. Finland, Italy, and
Types of Compounding                                                       Scotland prepared mainly powder, while Belgium, Croatia,
Active pharmaceutical ingredients can be incorporated into a               France, and Switzerland prepared mainly capsules. Practice in
wide array of products including creams, eye drops, nasal                  Germany, Spain, and Slovenia involved preparation of a less
sprays, oral dosage forms or intravenous infusions. In Australia,          well-defined combination of liquid, powders, and capsules.
products may be classified into simple or complex
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                             published in reputable literature, e.g. the      tablets, powders, e.g. ethinylestradiol capsules.
                             Australian Pharmaceutical Formulary and          Suppositories, pessaries, e.g. paracetamol, clotrimazole
                             Handbook, or formulae for which some data
                                                                      TE
                             are available regarding quality, stability,
                             safety, efficacy and rational design.
 Complex                     Pharmacists require further postgraduate         Parenterals, e.g. morphine, clonidine. Ingredients with a
                             training in association with self-assessment     safety hazard, e.g. cytotoxics, hormones
                             of relevant competencies and                     Single unit micro-dose (<25 mg of drug or no more than
                                                  AC
                             documentation of the specific                    25% w/v of a dosage form), e.g. naltrexone. Modified-
                             competencies in a continuing professional        release dosage forms, e.g. levothyroxine (T4),
                             development plan. Specialized facilities         progesterone capsules
                             (sterile room with positive pressure) and        Ophthalmic preparations, e.g. phenylephrine,
                             equipment (laminar flow isolator, dry heat       tropicamide, ciprofloxacin
                             sterilization oven) are also required.
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Ambulatory-Care Compounding: If individuals can walk, they                 is so diverse and involves so many disciplines that sometimes it
are considered mobile or ambulatory (i.e., they are not                    is difficult to understand it; and, it changes rapidly. Also,
bedridden). Consequently, most pharmacists are involved in                 ambulatory care could generally encourage a team approach to
                      ET
ambulatory care, and most ambulatory patients are                          health improvement, prevention, health maintenance, risk
outpatients. Actually, the term can also be applied to home-               assessment, early detection, management, curative therapy,
care patients and even institutionalized patients who are                  and rehabilitation. Ambulatory care offers various
mobile. One general characteristic of ambulatory patients is               opportunities for individualizing patient care through
that they are generally responsible for obtaining their own                pharmaceutical compounding. In fact, it is the area where most
            R
medication, storing it, preparing it (if necessary), and taking it.        compounding pharmacists’ practice. Pharmacists’ roles in
It seems almost incongruous that in health care today as we                ambulatory care patients can include, among others
become more aware that patients are individuals, respond as
individuals, and must be treated as individuals that some                      •    Dispensing
health-care providers appear to be grouping patients into                      •    Compounding
categories. They are grouped in categories for treatment, for                  •    Counseling
reimbursement from a third party, or for determining levels of                 •    Minimizing medication errors
care in managed-care organizations and using fixed-dose                        •    Compliance enhancement
products provided by pharmaceutical manufacturers that are                     •    Therapeutic drug monitoring
available because the marketing demand is sufficiently high to                 •    Minimizing expenditures
justify their manufacture and production. Why should the
availability or the lack of availability of a specific economically        Most reimbursement for ambulatory patients comes from the
profitable commercially available product dictate the therapy              dispensing or the compounding process. Little financial
of a patient? Pharmacists have an opportunity to extend their              consideration is given to counseling, minimizing medication
activities in patient care as the emphasis continues to shift from         errors, compliance enhancement and therapeutic monitoring.
inpatient care to ambulatory care. Ambulatory care, however,               However, these activities are important and should be
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effective means by which hospitals, and therefore hospital               Legal Background: Pharmacists must comply with all legislation
pharmacies, can meet these challenges is to consider expanding           relevant to the practice of pharmacy in the jurisdiction where
extemporaneous compounding services within the hospital                  the practice occurs. Failure to practice in accordance with these
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pharmacy. Pharmaceutical care and pharmaceutical                         requirements may give rise to action by one or more
compounding can provide cost savings to the hospital while               responsible authorities. These matters may then be referred to
providing needed options to the physician through problem-               the Board for appropriate action under the National Law or law
solving approaches and stimulating the hospital pharmacist               of a co-regulatory jurisdiction. Non-compliance with these
through new challenges that allow the expression of both their           guidelines and the practice standards and guidelines relevant
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skills and their art [15], [22,23]                                       to compounding may also be notified directly to the Board for
                                                                         appropriate action under the National Law or law of a co-
Veterinary Compounding: The first symposium on veterinary                regulatory jurisdiction. Non-compliance may be reported by an
compounding was a significant forum for discussion by experts            individual lodging a notification form, or through other means
and was a pivotal point in the history of veterinary                     such as notification of outcomes of audits carried out by a
compounding, occurring in September 1993. the meeting was                state/territory pharmacy premises regulatory authority or
important because it assembled an impressive group of experts            responsible body [5].
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Exhibit 4. Examples of Pre-1938 Drugs That Remained on the Market as Unapproved Drugs [15]
Acetaminophen, codeine phosphate, and caffeine capsules and tablets Morphine sulfate oral solution and tablets
Amobarbital sodium capsules                                           Nitroglycerin sublingual tablets
           R
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    Improper extemporaneous preparation of these agents,                       it will be tolerated by the patient. When using an injection
    especially with the traditional chemotherapy with a narrow                 by the oral route, consideration should be given to the
    therapeutic index, may increase the risk of over- or under-                possibility of rapid absorption and elevated peak levels, the
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    dosing [28].                                                               potential for rapid drug degradation due to exposure to
 Use of an imported product: The preparation selected                         gastric acid and problems with first-pass metabolism. The
    should be licensed for use in a country with equivalent or                 pH of an injection should also be considered, as extremes
    similar licensing arrangements and regulatory standards to                 of pH can adversely affect the gastric mucosa [20].
    the UK (e.g. EU, Canada, Australia). This will provide the
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    requesting pharmacist with assurance that the quality,                 Risks associated with extemporaneous preparation
    safety and efficacy of the medicine have been reviewed by               Formulation failure: An insoluble drug suspended in a
    a competent regulatory authority. Although clinicians do                   suitable vehicle may be less susceptible to drug
    not doubt the efficacy and utility of captopril in managing                degradation, but may settle out of the suspension over
    children with heart failure, concerns exist about optimal                  time, leading to sedimentation and caking. In this state,
    dosing schedules and toxicity. This formulation is licensed                there will be a higher concentration of drug at the bottom
    in the Bristol–Myers Squibb, Australia, but was not                        of the bottle than at the top. In 2006, the FDA conducted a
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    should be made to a validated formula with supporting                      containing multiple active ingredients showed poor
    stability data in accordance with the principles of GMP.                   content uniformity, with random variation in all three
    Licensed ‘Specials’ units are regularly inspected by the                   active ingredients from capsule to capsule [8], [20].
    MHRA to ensure these principles are upheld. However, the                Microbial contamination: The choice of preservative for a
    purchasing pharmacist will still need to review the                        formulation needs to take into account a number of factors
            R
    supporting documentation (e.g. specification, Certificate of               including pH, physical compatibility and the intended
    Analysis/Conformity, BSE/TSE statement) to assess                          patient group. Unpreserved preparations should be stored
    whether the product is of appropriate quality. Information                 in a refrigerator and assigned a short shelf-life to limit
    on Specials manufacturers is available in the BNF. Specials                microbial growth. A maximum shelf-life of 7 days at 2–80C
    may be used to meet a variety of patient needs, for                        should be assigned to unpreserved oral liquid preparations
    example, for babies, children and older people, and in                     unless sufficient validation work has been carried out to
    specific areas such as dermatology and palliative care [30].               support an extended shelf-life. Essential macronutrients
 Use of soluble or dispersible tablets: This practice presents                and micronutrients infused via PN solutions are an
    fewer health and safety risks than crushing tablets, which                 essential part of the care of infants and children who
    can expose the carer to potentially harmful dusts via                      cannot or should not be fed enterally. Infants and children
    inhalation. When dispersing tablets, the dose should be                    require a greater amount of fat in their diet than do adults
    prepared and administered immediately, as stability                        to support growth and development. The use of IVFE
    cannot be guaranteed. It should be noted that slow or                      provides a concentrated source of calories and prevents
    modified release preparations should not be used in this                   the development of essential fatty acid deficiency in
    manner. If the active is not soluble, it can lead to inaccuracy            neonates fed exclusively via the parenteral route. The AAP
    of dosing through a lack of dose uniformity and                            recommends IVFE doses of up to 3 g/kg/day
    (approximately 30 kcal/kg/day) for use in infants. A variety             Patient acceptability issues: Consideration should be given
    of microorganisms have been found in residual IVFE after                  to the palatability and presentation of oral liquid medicines
    completion of the infusion [33]. Microorganisms could                     as there is a good argument that taste is crucial to achieving
    potentially be introduced during reformulation of non-                    good compliance in children, especially for the treatment
    sterile products. For example, if Candida albicans is                     of longstanding conditions such as in cardiology.
    inadvertently introduced into freshly prepared multi-dose                 Extemporaneously prepared oral drug formulations can
    citric acid solutions that are to be used orally for cough                also be plagued by poor palatability characteristics which
    reflex testing, immunocompromised individuals could                       can compromise patient adherence. This lack of child-
    become infected. Regular monitoring of the environment,                   friendly formulations affects 40% of the global population,
    equipment and procedures is essential to ensure quality                   subjecting pediatric patients to avoidable adverse drug
    and sterility is maintained. The consequences of failure can              events, reduced compliance with medication regimens,
    be catastrophic, for example methylprednisolone                           limited access to new medications, and prolonged
    injections from a single compounding pharmacy in the USA                  treatable illnesses. The pressing need for child-friendly,
    resulted in 137 cases of Aspergillus fumigatus meningitis                 palatable medications suitable for administration to both
    and 12 deaths [2].                                                        infants and young children has been stressed (through
   Calculation errors: Common calculation errors associated                  regulatory guidance) by both the European Medicines
    with extemporaneous preparation include errors when                       Agency and the US FDA. Prednisone is a bitter-tasting
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    converting units from one to another (e.g. milligrams to                  corticosteroid used for its anti-inflammatory and
    micrograms, conversions from weight in volume to                          immunosuppressant effects to treat a wide variety of
    millimoles). Dangers of potent ingredients and calculation                conditions in both adults and children. For pediatric
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    errors, particularly where the strength of one or more                    patients, an alternative form of administration can be
    ingredient is stated in a historical or non-standard fashion.             produced by crushing solid oral prednisone formulations in
    Similar reports have originated from the US, with the death               order to avoid swallowing difficulties and/or achieve
    of a child from a super-potent imipramine liquid, and a five-             weight-based dosing. This approach, however, creates
    year-old child who received a 1,000-fold overdose of                      extremely poor taste and mouth feel properties which are
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    clonidine. Problems can also arise when doses can be                      objectionable to pediatric patients. While these limitations
    prescribed as free base or salt, leading to potential                     can be somewhat mitigated by the use of proprietary oral
    calculation errors when making and administering                          liquid formulations of prednisone, such products still retain
    preparations (e.g. two-fold errors if caffeine citrate is                 their profoundly bitter taste characteristics. It is estimated
    confused with caffeine base). Some of these errors have                   that approximately half of children refuse to take even a
    been attributed to inconsistent labelling approaches, for                 liquid form of prednisone, with the large majority of those
    example, strengths expressed per millilitre or per 5ml                    reporting bad taste as the single major reason for non-
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    spoonful. Clinical pharmacists in pediatrics and                          compliance. Efforts to mask flavors using sweetening
    neonatology help in dose calculation and dosage form                      agents, coatings, agglomeration, or microencapsulation
    modification. The increased need for calculations and                     often result in poorly-controlled, heterogeneous particle
                     ET
    dilutions of pediatric medicines, and a requirement to                    size distributions that result in a gritty or granular mouth
    adjust dose of an individual patient based on age,                        feel and can provide ineffective taste masking,
    gestational age, weight and surface area, provide a greater               characteristics that may also compromise patient
    opportunity for a clinical pharmacist in medication                       acceptance. The design of an ideal paediatric formulation
    management process. They can help to prepare                              needs to consider the following factors: (i) producing
           R
    pediatric/neonatal formulary [34], [41].                                  minimal impact on the lifestyle of the child, manifesting as
   Starting materials: Care should also be taken with the use                the lowest dosage frequency and a palatable product, (ii)
    of cariogenic sugars (e.g. sucrose) in pediatric formulations             provision of individualized dosing or dose banding
    as it has been associated with dental cavities. It is therefore           appropriate for effective therapy, (iii) sufficient
    important to list all such excipients on the product label so             bioavailability, (iv) non-toxic excipients in the formulation,
    that end-users are made aware of their presence in the                    (v) convenient and reliable administration and (vi) robust
    formulation. In a 2004 published analysis sponsored by STD                production process at minimal cost [20], [36-39].
    Pharmaceuticals, all samples purchased from three                        Health and safety risks: When handling hazardous
    compounding pharmacies failed content testing for a 3%                    products, units should be equipped with suitable
    sodium tetradecyl sulfate solution for injection (range                   containment devices and systems should be put in place to
    2.59–3.39). Significant concentrations of the contaminant                 eliminate the risk of cross-contamination.
    carbitol were found to be present in samples from all three              Therapeutic risks and clinical consequences: Any
    sources (0.33–4.18), suggesting possible use of a non-                    inaccuracy of dosing associated with medicines that have a
    pharmaceutical grade chemical [35].                                       narrow therapeutic index can lead to significant morbidity,
                                                                              whether due to under-dosing leading to treatment failure
                                                                              or overdosing leading to toxicity. By contrast, any
    inaccuracy of dosing associated with drugs with a wide                   Coupled with this, extemporaneous preparations may not
    therapeutic index may have little or no impact on the                    be routinely identified as high-risk therapies by
    therapy.                                                                 pharmacists and therefore such treatments are not
   Associated clinical risk factors: The majority of patients               commonly given the level of scrutiny and close monitoring
    receiving extemporaneously prepared products, in                         they require. Therefore, when embarking on the use of an
    particular oral liquid medicines, tend to be from vulnerable             extemporaneously prepared product, the pharmacist
    patient groups (e.g. neonates, children, stroke victims) who             should ensure that systems are in place to monitor the
    are either unaware of ill-effects associated with their                  effectiveness of the therapy [20].
    treatment or who cannot communicate with their clinician.
                  Exhibit 5. Extemporaneous preparation or compounding standards as set out in the Medicines [44]
        A product is extemporaneously prepared only when there is no product with a marketing authorization available and
         where you are able to prepare the product in compliance with accepted standards.
        Staff involved are competent to undertake the tasks to be performed.
         The requisite facilities and equipment are available. Equipment must be maintained in good order to ensure that
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         performance is unimpaired, and must be fit for the intended purpose.
        The professional associate (Pharmacist) is satisfied as to the safety and appropriateness of the formula of the product.
        Ingredients are sourced from recognized pharmaceutical manufacturers and are of a quality accepted for use in the
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         preparation and manufacture of pharmaceutical products. Where appropriate, relevant legislation must be complied
         with.
        Particular attention and care are paid to substances which may be hazardous and require special handling techniques.
        The product is labelled with the necessary particulars, including an expiry date and any special requirements for the safe
         handling or storage of the product.
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        If you are undertaking large-scale preparation of medicinal products, all relevant standards and guidance are adhered
         to.
        Records are kept for a minimum of 2 years. The records must include: the formula; the ingredients; the quantities used;
         their source; the batch number; the expiry date; where the preparation is dispensed in response to a prescription, the
         patient’s and prescription details and the date of dispensing; the personnel involved, including the identity of the
         pharmacist taking overall responsibility.
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Risk Management
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The European Pharmacopoeia monograph on Pharmaceutical                   should be judged on a case-by-case basis. Consideration should
Preparations specifies the necessity for tests to be applied to          be given to the individual patient’s age and condition, whether
particular dosage forms, as described in their respective dosage         the product will be ingested or used topically, as well as the
form monographs, which are also applicable in the case of                potency of, and risk posed by, the active substances and/or
extemporaneously prepared products. The requirements on                  excipients. Where it is not practical to carry out this testing (e.g.
           R
testing in the European Pharmacopeia monograph deal with                 due to the batch size, urgency, etc.), other suitable methods
the appearance of products, identity and purity tests,                   should be implemented to ensure that the appropriate quality
uniformity and reference standards. The extent of quality                is achieved, in accordance with the risk assessment carried out.
control applied to a product should be proportionate with the            At a minimum, the starting materials and finished product
level of risk the finished product could pose to the patient and         should be examined visually before supply to a patient [40].
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Role of the Pharmacists                                                 Conclusion
Compounding preparations extemporaneously on lawful                     Pharmacy compounding provides pharmacists with a unique
prescription for individual patients is within the pharmacist’s         opportunity to practice their time-honored profession. It is
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purview. Pharmacists and pharmacies are licensed and                    becoming an even more important part of pharmacy practice in
inspected by the states; if a state inspection uncovers                 the future, including those involved in community and hospital
“manufacturing under the guise of compounding,” it refers the           care, nursing care, home care, veterinary and other specialty
matter to the FDA, which can apply cGMP expectations to the             practices. It is a practice where the clinical expertise can be
pharmacist/pharmacy. When a pharmacist engages in large-                merged with the scientific expertise of pharmacists to make a
scale production of preparations without prescription or                visible pharmaceutical care. Pharmacists are to be encouraged
                                               AC
evidence of pending refills, trending, etc, the practice can be         more in compounding but should be aware of the core of
regarded as manufacturing; cGMP compliance will be expected,            formulating a specific drug product for a specific patient. This is
including an approved NDA or ANDA. Today, however,                      important in providing pharmaceutical care.
compounding pharmacies have begun to flourish and are once
again becoming a vital component of pharmacy practice. Many             Article Summary
health care professionals recognize that, for some specific             It is important to use a pharmacist’s expertise to adjust dosage
                                     R
patient populations, there is a growing need to compound                quantities, frequencies, and even dosage forms for enhanced
certain medications because they are not available through              compliance. All pharmacists should understand the options
conventional manufacturing methods. Whereas the services                presented by compounding. Pharmaceutical compounding is
                    ET
provided by compounding pharmacies give many patients                   increasing for a number of reasons, including the availability of
options with regard to drug therapy, compounding pharmacists            a limited number of dosage forms for most drugs, a limited
must be properly trained to specialize in this aspect of                number of strengths of most drugs, home health care, hospice,
pharmacy practice and must have the appropriate resources               the non-availability of drug products/combinations,
and references to compound quality medications. Pharmacists             discontinued drugs, drug shortages, orphan drugs, new
are responsible for ensuring that extemporaneous preparations           therapeutic approaches and special patient populations.
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are compounded according to compounding guidelines and                  Extemporaneously compounded medicines may be useful when
standards with respect to purity, quality, stability, packing,          a required dose or dose form is unavailable commercially, or for
record keeping, and other appropriate pharmacy practices.               individualized dosing. There are numerous established
Compounding pharmacists must work closely with the                      compounding formulae available, and new formulae may be
prescribing physician to ensure that patient goals are met. A           developed with the help of formulation guidelines and
positive therapeutic outcome for the patient is the                     professional advice. Unlike registered medicines, compounded
fundamental goal for all health care professionals, and, with           preparations have not generally been assessed for safety and
that goal in mind, the services provided by compounding                 efficacy. Their use is off label and is based on extrapolation from
pharmacies can continue to make pharmacists an indispensable            the component ingredients. Short-term expiry dates are
part of the health care team [42,43].                                   provided for compounded products unless their stability has
                                                                        been assessed.
Abbreviations: Good Compounding Practices (GCPs); Joint                     11. Gudeman J, Jozwiakowski M, Chollet J, Randell M.
Commission on Accreditation of Health Care Organizations                        Potential risks of pharmacy compounding. Drugs R D.
(JCAHO); National Association of Boards of Pharmacy (NABP);                     2013;13(1):1-8.
Control of Substances Hazardous to Health (COSHH);                          12. Alarie H, Friciu MM, Leclair G. Stability of Dapsone in
Extemporaneous preparations (EPs); National Institute of Child                  Extemporaneously Compounded Oral Suspensions.
Health and Human Development (NICHD); Medicines and                             Can J Hosp Pharm. 2018;71(2):152-154.
Healthcare products Regulatory Agency (MHRA); Transmissible                 13. Bhatt-Mehta V, MacArthur RB, Löbenberg R, Cies JJ,
Spongiform Encephalopathy (TSE); Bovine Spongiform                              Cernak I, Ii RHP. An Algorithm to Identify
Encephalopathy (BSE); Intravenous Fat Emulsion (IVFE);                          Compounded Non-Sterile Products that Can Be
American Academy of Pediatrics (AAP); National Association of                   Formulated on a Commercial Scale or Imported to
Boards of Pharmacy (NABP); New Drug Application (NDA);                          Promote Safer Medication Use in Children. Pharmacy
Abbreviated New Drug Application (ANDA).                                        (Basel). 2015;3(4):284-294. Published 2015 Nov 11.
                                                                                doi:10.3390/pharmacy3040284
                                                                            14. Handbook of Extemporaneous Preparation: A Guide
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                                               AC
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                                                                            44. Weston SE, Fletcher KE. Extemporaneous dispensing:
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