Gobel (2021) The Political Logic of Protest Repression in China
Gobel (2021) The Political Logic of Protest Repression in China
Christian Göbel
To cite this article: Christian Göbel (2021) The Political Logic of Protest Repression in China,
Journal of Contemporary China, 30:128, 169-185, DOI: 10.1080/10670564.2020.1790897
ABSTRACT
Why do China’s authorities repress some protests, but not others? By how
much do crowd size, violent tactics and protest location increase the
likelihood of repression? Based on a newly available dataset of more
than 70,000 protest events collected from social media, this article tests
three competing explanations of protest repression in China. It finds that
repression is closely correlated both with the cost of concessions for local
governments and protest intensity. A small-scale and peaceful labor pro
test in an urban locality very seldom encounters repression, but rural riots
against land grabs, evictions or environmental pollution are nearly certain
to experience state-sanctioned violence or arrests even if the number of
participants is low.
Introduction
On 28 November 2019, a riot broke out in Wenlou Township, one day after citizens had learned
that a planned ecological park would include a crematorium.1 The government reacted swiftly by
deploying riot police, which roughed up and arrested protesters. This incident came only four
months after thousands of citizens in Yangluo County demonstrated against the planned con
struction of a garbage incinerator plant, which also was met with fierce repression.2 While these
and other examples might suggest that government repression of popular protest in China is the
norm, most protests do not meet with suppression. The Chinese authorities often tolerate social
unrest because it can help secure people’s rights against a fragmented, patrimonial and ineffi
cient bureaucracy.3
Why do the Chinese authorities repress some protest events, but not others? Existing research
provides three explanations. The first sees physical coercion as a last resort: according to this
explanation, the authorities are generally responsive to protests and only apply repression when
all other measures have failed.4 The second regards repression as a strategic deterrent to raise
the opportunity costs of engaging in social unrest.5 The third regards repression as a function of
cost/benefit calculations by local officials, and the ‘forcefulness’ of a protest: repression will be
used when it is more beneficial for them than making concessions, or when a protest lacks
‘forcefulness.’6 ‘Forcefulness’ refers to factors such as protest size, protester violence, repression
and media coverage and is thus similar to the concept of protest ‘intensity’, which will be used in
this article.
The three explanations are only partly compatible—as opposed to the first and third explana
tions, explanation two claims that repression is essentially random. Explanations 1 and 3 are partly
compatible in that the specific features of a protest, i.e. its intensity, can provide officials with
a convenient excuse to crack down on protests where the cost of concessions is high.
An important reason why so little is known about the determinants of repression in China is
a dearth of structured data—detailed protest statistics are not available, domestic news media are
heavily censored, and reports on Chinese protests in international media are rare and likely biased.7
Most existing studies are therefore informed either by single cases, and only a few draw on datasets
that contain a few hundred observations at most. More fine-grained and comprehensive data is
needed to account for the various factors that might cause the repression of protesters. Such data
has recently become available in the form of a website containing more than 70,000 protest events
that occurred in all over China between July 2013 and June 2016. The events were hand-collected by
Lu Yuyu and Li Tingyu with the aim of creating a platform that would at once ‘draw attention’ to
protesters’ struggles and facilitate learning about what makes a protest effective.8
The author downloaded all protest events on the website and classified each event according to
its underlying issue and intensity. Inferential statistics are used to test if repression is the function of
protest intensity (explanation 1, explanation 3) or of the financial costs of government concessions
(explanation 3). If none of these factors is found to have an impact, i.e. if they are randomly
distributed, this is regarded as support for explanation 2.
The results provide support for explanation 3: repression is conditional on how much it costs
the government to make a concession. Controlling for protest locality, time and intensity, issues
where protesters demand compensation from the government are far more likely to encounter
repression than protests directed against private actors. Financial compensation for land grabs,
evictions or medical mistakes would have to be made by the government but making up for
the financial losses suffered by defrauded home-owners and wages owed to migrant workers is
the responsibility of private companies. If protests aim at securing financial compensation by
the government, the likelihood of repression is well above 50 percent. If the target is private
actors, it is below 20 percent. They also provide some support for explanation 1: violent events
are more likely to face repression than non-violent events. Hence, repression is non-random,
which seems to speak against explanation 2. However, it is worth noting that even though
repression is more likely for ‘costly’ issues, not all these events will be repressed by the
government. This article explains why land protests are more likely to be repressed than
labor protests, but it cannot explain why some land protests met with repression, but not
others. Here, explanation 2 might be of value.
Determinants of Repression
Why governments use repression against some protests, but not others are one of the big unre
solved questions of political science.9 Existing studies show that anti-regime protests are especially
6
Yongshun Cai, Collective Resistance in China: Why Popular Protests Succeed or Fail (Stanford: Stanford University Press, 2010),
p. 45.
7
Christian Göbel and H Christoph Steinhardt, ‘Better coverage, less bias: using social media to measure protest in authoritarian
regimes’, ResearchGate (2019), accessed May 27, 2020, doi: 10.13140/RG.2.2.32856.75523/1.
8
China Labour Bulletin, ’Lu Yuyu and Li Tingyu, the Activists Who Put Non-News in the News’, August 18, 2017, accessed
January 27, 2020, https://clb.org.hk/content/lu-yuyu-and-li-tingyu-activists-who-put-non-news-news
9
Christian Davenport, ‘State repression and political order’, Annu. Rev. Polit. Sci. 10 (2007), pp. 1–23; Christian Davenport and
Molly Inman, ‘The state of state repression research since the 1990s’, Terrorism and Political Violence 24(4) (2012), pp. 619–34.
JOURNAL OF CONTEMPORARY CHINA 171
likely to incur government repression.10 Beyond that, there is little agreement on the factors that
cause political leaders to order the arrest or use of violence against protesters.11
The idiosyncratic nature of each protest is a possible reason for the dearth of robust findings on
the determinants of repression. Repression is inherently risky, because crackdowns can easily spiral
out of control.12 There is a risk that protesters fight back, and that bystanders take the side of the
protesters. Hence, repression can transform a peaceful protest into a violent uprising.13 The occur
rence or non-occurrence of repression is thus generally understood as the outcome of cost-benefit
calculations by the authorities.14 However, the cost of repression is highly contingent and therefore
hard to predict even for political leaders who dispose of far more information than political scientists.
If, as these rational choice models assume, the decision to repress or not to repress is made on a case
by case basis, formulating models that capture this complexity, yet are applicable to a wide range of
protests, is indeed challenging.
This is true not only for the cross-national level, but also for the variation of repression within
China. There is a rich tradition of protest research within the field of China studies,15 but this research
has almost exclusively focused on the actions of the protesters. Under what conditions popular
protest is met by government repression remains understudied.16 Most of the little research that
does exist shares the basic assumptions of the cross-national theories discussed above. There is no
doubt that perceived anti-regime activities, which form a minuscule tiny minority of all protests, will
be forcefully subdued17 but that otherwise, repression and non-repression are contingent on
individual-case cost-benefit calculations. Klein and Regan make a useful distinction between con
cessions costs and disruption costs.18 Concession costs are high when protesters express ‘maximalist’
demands such as ‘high-level resignations or changes in political representation’, use violence, or
make repeated demands.19 Disruption costs are high when protest activities disrupt business,
endure for a long time and attract a large crowd.20 Analyzing 13,015 medium and large-scale
protests, the authors find that high concession costs invite repression, and high disruption costs
accommodation if concession costs are not also high. If concession- and disruption costs are both
low, protests tend to be disregarded.
10
Nathan Danneman and Emily Hencken Ritter, ‘Contagious rebellion and preemptive repression’, Journal of Conflict Resolution
58(2) (2014), pp. 254–79, Christian Davenport, ‘State Repression and Political Order’, Annu. Rev. Polit. Sci. 10 (2007), p. 7; for
China, see Rory Truex, ‘Focal points, dissident calendars, and preemptive repression’, Journal of Conflict Resolution 63(4) (2019),
pp. 1032–52.
11
Christian Davenport, ‘State repression and political order’, Annu. Rev. Polit. Sci. 10 (2007), p. 8.
12
Jennifer Earl and Sarah A. Soule, ‘The impacts of repression: The effect of police presence and action on subsequent protest
rates’, Research in Social Movements, Conflicts and Change 30 (2010), pp. 75–113; Paul D. Almeida, ‘Opportunity organizations
and threat-induced contention: Protest waves in authoritarian settings’, American Journal of Sociology 109(2) (2003), pp.
345–400.
13
The popular demonstrations that preceded the 1989 Tiananmen massacre are one example, the 1988 strikes in Poland that
were later joined by members of other social strata another.
14
Christian Davenport, ‘State repression and political order’, Annu. Rev. Polit. Sci. 10(2007), p. 17.
15
for book-length treatises on the subject besides those already cited above, see for example Diana Fu, Mobilizing Without the
Masses: Control and Contention in China (Cambridge: Cambridge University Press, 2017); Kevin J. O’Brien, Popular Protest in
China (Harvard University Press, 2009); Kevin J. O’Brien and Lianjiang Li, Rightful Resistance in Rural China (Cambridge University
Press, 2006).
16
notable exceptions that address this question are Manfred Elfstrom, ‘Two steps forward, one step back: Chinese state reactions
to labour unrest’, The China Quarterly 240 (2019), pp. 1–25; Yao Li, ‘A zero-sum game? Repression and protest in China’,
Government and Opposition 54(2) (2017), pp. 1–27; Yanqi Tong and Shaohua Lei, ‘Large-scale mass incidents and government
responses in China’, International Journal of China Studies 1(2) (2010), pp. 487–508; Chih-Jou Chen, ‘Growing social unrest and
emergent protest groups in China’, in Rise of China: Beijing’s Strategies and Implications for the Asia-Pacific, ed. Chang-yi Lin and
Xinhuang Xiao (London:Routledge, 2009), pp. 87–105; Yongshun Cai, ‘Local governments and the suppression of popular
resistance in China’, The China Quarterly 193 (2008), pp. 24–42
17
cases in point are the suppression of the Tian’anmen protests in June 1989 and the deteriorating human rights situation in
Xinjiang.
18
Graig R. Klein and Patrick M. Regan, ‘Dynamics of political protests’, International Organization 72 (2018), pp. 485–521
19
Ibid, p. 492.
20
Ibid, p. 493.
172 C. GÖBEL
The main difference between transnational studies of protest repression and their China studies
counterparts is that the former regards protest as a liability for a regime, whereas the latter has
produced insights on the systemic benefits of popular contention. Cai Yongshun’s approach prob
ably comes closest to the former perspective. He models protest outcomes as a function of two
factors: the cost of concessions for the authorities and the ‘forcefulness’ of protesters’ actions. Cai
distinguishes between two types of ‘costs’. One is political, the other monetary costs. If concessions
are likely to encourage more resistance21 or would require punishing influential leaders, the political
costs are high. The monetary costs of concession are high if leaders have to tap government finances
to meet protesters’ demands, or if they have a negative effect on revenue such as land transfer fees
(in Regan and Klein’s typology, these constitute ‘low threat’ demands).22 Cai also holds that if
a protest has more than 500 participants, involves casualties, or receives media coverage,23 the
authorities are likely to make concessions. This dimension is not directly relevant for repression,
because repression frequently precedes concessions. This was the case, for example, in the protest
described in the introduction. The authorities forcefully repressed the anti-crematorium riot in
Wenlou Township, but later suspended the planned construction.24
Others, however, stress the potential benefits of protests that do not challenge the regime. This
line or argument rests on the assumption that there exists a constellation between state and social
forces in China, which is different from most other authoritarian countries. Xi Chen argues that
popular protests are not necessarily a threat to, but can instead help stabilize China’s one-party
authoritarian regime, an argument also made by Yao Li.25 According to this line of argument, the CCP
opens limited space for protests so people can protect their rights and interests. Protests provide
higher levels with insights into severe grievances that lower level governments would try to hush up.
Repression, according to Chen, is ‘infrequent’ and, if it occurs, ‘restrained.’26
Peter Lorentzen’s contribution agrees with Chen’s in that protests can serve the regime but
provides further insights as to when the authorities are likely to use repression.27 According to Chen,
repression is a means of last resort, but according to Lorentzen, it is strategic. Repression imposes
a cost on protesting. If the risk of getting arrested or beaten up is too low, citizens will take to the
street over trifle matters. If the risk is too high, only those with nothing to lose will protest. Hence, it is
in the interest of the authorities to dose repression in such a way that they obtain the information
they need without encouraging protests that are of no benefit to them.28 This resonates with the
contentious politics literature, which has established that state repression influences the emergence
of future protests.
The three models have different implications for when repression is likely to occur. Xi Chen, for
example, does not make any predictions as to when the authorities see no other way but to use
violence against protesters. Lorentzen holds that protesters should not be able to predict repression.
This means that repression should occur randomly. Repression should be applied in such a way that
it imposes a barrier high enough for protesters to not take to the streets without a good reason, but
not so high as to make them believe that protest is essentially futile.29 However, Lorentzen makes no
proposition as to where this threshold might lie in practice. Finally, Cai’s model predicts that
21
Yongshun Cai, Collective Resistance in China: Why Popular Protests Succeed or Fail (Stanford: Stanford University Press, 2010),
p. 17.
22
Ibid., Chapter 3, Graig R. Klein and Patrick M. Regan, ‘Dynamics of political protests’, International Organization 72 (2018), p. 500.
23
Yongshun Cai, Collective Resistance in China: Why Popular Protests Succeed or Fail (Stanford: Stanford University Press, 2010),
p. 44.
24
Inkstone, ’Chinese city backs down after protests (No, it’s not Hong Kong)’, December 2019, accessed January 27, 2020, https://
www.inkstonenews.com/politics/chinese-city-wenlou-suspends-crematorium-plan-after-protests/article/3040183
25
Yao Li, ‘A zero-sum game? Repression and protest in China’, Government and Opposition 54(2) (2017), pp. 1–27.
26
Xi Chen, Social Protest and Contentious Authoritarianism in China (Cambridge: Cambridge University Press, 2012).
27
Peter Lorentzen, ‘Designing contentious politics in post-1989 China’, Modern China 43(5) (2017): pp. 459–93.
28
Ibid.
29
Ibid.
JOURNAL OF CONTEMPORARY CHINA 173
repression will occur when the cost of making concessions is perceived higher than the cost of
beating up or arresting protesters, or when a protest is not ‘forceful’, i.e. intense, enough.
30
Christian Davenport, ‘State repression and political order’, Annu. Rev. Polit. Sci. 10(2007), pp. 1–23.
31
Lynette H. Ong, ‘“Thugs-for-Hire”: Subcontracting of state coercion and state capacity in China’, Perspectives on Politics 16(3)
(2018), pp. 680–95.
32
David Snyder and William R. Kelly, ‘Conflict intensity, media sensitivity and the validity of newspaper data’, American
Sociological Review 42(1) (1977), pp. 105–23; Daniel J. Myers and Beth Schaefer Caniglia, ‘All the rioting that’s fit to print:
selection effects in national newspaper coverage of civil disorders, 1968–1969’, American Sociological Review 69(4) (2004), pp.
519–43.
33
Gary King, Jennifer Pan, and Margaret E. Roberts, ‘How censorship in China allows government criticism but silences collective
expression’, American Political Science Review 107(2) (2013), pp. 326–43.
34
Christian Göbel and H Christoph Steinhardt, ‘Better coverage, less bias: Using social media to measure protest in authoritarian
regimes’, ResearchGate (2019), accessed May 27, 2020, doi: 10.13140/RG.2.2.32856.75523/1.
35
Yongshun Cai, Collective Resistance in China: Why Popular Protests Succeed or Fail (Stanford: Stanford University Press, 2010),
p. 45.
174 C. GÖBEL
protests. In contrast, the cost of concessions for labor protests is low, because the government can
order factory owners to pay higher wages or respect labor contracts. They might need to make
concessions to the factory owners, for example by giving them access to subsidized land or
improving transport infrastructure, but the protests that might result from land expropriation can
once more be repressed at low cost.
There are two distinct advantages to this approach: first, it is scalable. Issue types can be classified
with the help of machine learning algorithms, which facilitates the processing of large datasets.
Second, measuring the effect of issue type on repression provides readers with information as to
which types of protesters are most likely to face government repression.
Instead of using newspapers, as Cai did, this article draws on protest event data sourced from
social media. Social media has the distinct advantage that protest coverage is far more comprehen
sive and selection bias is less pronounced than in traditional media.36 However, protest events in
remote regions where cellphone- and Internet penetration is low are likely to be under-
represented,37 and events that cause ‘volume bursts’ on social media are likely to be censored.38
36
Christian Göbel and H Christoph Steinhardt, ‘Better coverage, less bias: Using social media to measure protest in authoritarian
regimes’, ResearchGate (2019), accessed May 27, 2020, doi: 10.13140/RG.2.2.32856.75523/1.
37
Nils B. Weidmann, ‘A closer look at reporting bias in conflict event data’, American Journal of Political Science 60(1) (2016), pp.
206–18.
38
Gary King, Jennifer Pan, and Margaret E. Roberts, ‘How censorship in China allows government criticism but silences collective
expression’, American Political Science Review 107(2) (2013), pp. 326–43.
39
see the website at http://newsworthknowingcn.blogspot.com
40
China Labour Bulletin, ’Lu Yuyu and Li Tingyu, the activists who put non news in the news’, August 18, 2017, accessed
January 27, 2020, https://clb.org.hk/content/lu-yuyu-and-li-tingyu-activists-who-put-non-news-news
41
Christian Göbel and H Christoph Steinhardt, ‘Better coverage, less bias: Using social media to measure protest in authoritarian
regimes’, ResearchGate (2019), accessed May 27, 2020, doi: 10.13140/RG.2.2.32856.75523/1.
JOURNAL OF CONTEMPORARY CHINA 175
the SVM are correct (precision: 93 percent, recall: 93 percent), with the best performing category
(transport) having a precision score of 96 percent, the worst (rural land) of 87 percent.
Estimating the size of a protest is very challenging. In very small protests, participants can still be
counted, but counts become more imprecise as protest sizes increase in number. In addition,
protesters tend to over-report, and the government under-report protest sizes. To tackle these
challenges, researchers have experimented with alternative measures such as cell phone location
data, the number of Twitter accounts that contain the hashtag of a protest event, and the number of
faces contained in protest images shared on social media.42 Sobolev et. al. find that all alternative
measures provide reliable estimates, even though they slightly over-estimate the size of small and
under-estimate the size of large protests.
This article uses an artificial neural network that provides estimates based on density maps.
Simply put, images with known numbers of participants are transformed into density maps, which
are used to predict crowd sizes in new data. A ResNet-50 convolutional neural network was trained
on the ShanghaiTech Part B dataset, which contains 716 images of busy streets and squares in
metropolitan Shanghai.43 For each event, the crowd size estimates of all images were added up. As
the number of images of an event on the Wickedonna website increases with event size, estimates
are probably biased upwards for larger events. To mitigate this effect, the natural logarithm of each
size estimate was used in the analysis. Those events that do not contain images with persons in them
(e.g. banners on house walls) are excluded, reducing the sample to 71,035 events.
Machine learning classification proved impractical for classifying protests according to the pre
sence or absence of government repression. Given the close association between police and
repression, the algorithms frequently misclassified a mere presence of police as repression. To
address this challenge, this study employs a keyword-based approach for classification.
To capture as many relevant and exclude as many irrelevant terms as possible, the following
procedure is applied: first, while coding for protest issue, the author noted down synonyms for
violence and arrests. This yielded the most frequent terms used for both phenomena. Then, a
Word2Vec44 model was trained on the full, tokenized corpus of social media protest posts. Word2Vec
is a shallow, two-layer neural network that produces word embeddings, i.e. measures on the
semantic similarity between the words in a corpus. The model was trained with the Word2Vec
Python library gensim.45 The model was used to yield the 50 most similar terms for each relevant
word identified in the previous step, and then the five most similar terms for each of the 50 results.
Finally, duplicate entries were deleted, and the resulting list of unique terms related to each
phenomenon were manually inspected to ensure they are related to the phenomenon of interest.
A dummy variable was created to measure each phenomenon. It scores 1 if an entry contains any of
the terms in the corresponding list and 0 if it does not. The dictionaries are listed in Appendix B.
Protest Issues
Before moving on to the analysis, this section briefly introduces the main issues that drive China’s
citizens to the streets. Based on the introduction of the three main theories in Chapter 2, which effect
each issue should have on repression is also outlined below. Table 1 provides the summary statistics
for the dependent, independent and control variables used in the statistical analysis in the section
below.
42
Anton Sobolev et al., ‘News and Geolocated Social Media Accurately Measure Protest Size’, accessed May 27, 2020, https://www.
anderson.ucla.edu/faculty_pages/keith.chen/papers/WP_MeasuringProtestSize.pdf
43
Yingying Zhang et al., ‘Single-Image Crowd Counting via Multi-Column Convolutional Neural Network’, in Proceedings of the
IEEE Conference on Computer Vision and Pattern Recognition, 2016, pp. 589–97.
44
Yoav Goldberg and Omer Levy, ‘Word2vec Explained: Deriving Mikolov et Al.’s Negative-Sampling Word-Embedding Method’,
ArXiv Preprint, 2014, accessed on May 27, 2020, https://arxiv.org/abs/1402.3722
45
Gensim, ‘models.word2vec—Word2vec embeddings’, accessed January 27, 2020, https://radimrehurek.com/gensim/models/
word2vec.html
176 C. GÖBEL
46
Mary E. Gallagher, ‘China’s workers movement & the end of the rapid-growth era’, Daedalus 143(2) (2014), pp. 81–95; Ching
Kwan Lee, ‘Pathways of labor insurgency’, Chinese Society: Change, Conflict and Resistance (41) (2000), p. 61; Anita Chan, ‘Recent
trends in Chinese labour issues: Signs of change’, China Perspectives (57) (2005), accessed May 27, 2020, https://doi.org/10.4000/
chinaperspectives.1115
47
as of May 2019, only 100 out of 1,338 labor protests recorded by the China Labour Bulletin were directed against state owned
enterprises (China Labour Bulletin, ’Strike Map’, accessed January 27 2020, https://maps.clb.org.hk/strikes/en)
48
Luigi Tomba, The Government Next Door: Neighborhood Politics in Urban China (Ithaca NY: Cornell University Press, 2014); Ying
Wu and Junhua Chen, ‘The constructive significance of homeowners’ rightful protest in China’, in Neighbourhood Governance in
Urban China, ed. Ngai-Ming Yip (Cheltenham:Edward Elgar Publishing, 2014), p. 167; Yongshun Cai, ‘China’s Moderate Middle
Class: The Case of Homeowners’ Resistance’, Asian Survey 45(5) (2005), pp. 777–99.
49
Sally Sargeson, ‘Violence as development: land expropriation and China’s urbanization’, Journal of Peasant Studies 40(6) (2013),
pp. 1063–85; You-tien Hsing, The Great Urban Transformation: Politics of Land and Property in China (Oxford: Oxford University
Press, 2012); Kathy Le Mons Walker, ‘From covert to overt: Everyday peasant politics in China and the implications for
transnational agrarian movements’, Journal of Agrarian Change 8(2–3) (2008), pp. 462–88; Xiaolin Guo, ‘Land expropriation
and rural conflicts in China’, The China Quarterly 166(2001), pp. 422–39.
JOURNAL OF CONTEMPORARY CHINA 177
Rural officials also requisition land to attract factory owners, who invest in the countryside because of
low factor costs or the availability of natural resources. Garbage incinerators and chemical plants
frequently constructed in the countryside in response to increasingly strict pollution regulations.
Not-in-my-backyard protests and the negative effect of polluting industries on urban property values
also are additional push-factors to locate such projects in the countryside.50 In the late 2000 s, land
sales made up around 2/3 of the revenue of China’s city governments.51 Given the importance of
land revenue for local finances, the cost of concessions is high, so the level of repression should be
high, too.
4) Six percent of all protests are against evictions. Like the requisition of rural land, forced
evictions are a means to generate finances. They take place in the context of urban redevelopment
projects in which whole neighborhoods are razed and the vacant lots sold to real estate
developers.52 Besides residents, retailers constitute another group affected by evictions. Despite
having a valid contract, they receive eviction notices requiring them clear their stalls within days.
Others often operate without a license and, because they occupy space on sidewalks and thorough
fares, are frequently perceived as a nuisance by passers-by. Conflicts between the two groups are
frequently documented in the (international) media, especially if conflicts lead to serious injury or
death.53 As with all such protests, the main issue of contention is the level of compensation, and, just
like was case with protests land grabs, the cost of concessions is high and must be borne by the local
government. It follows that repression rates should also be high.
5) Medical mistreatment, the reason for around six percent of all protests refers to grievances
where doctors are accused of not having properly treated a patient. Such protests are frequently
staged by relatives of individuals, often children, who have died in the care of physicians.54 Tactics
include bringing a coffin and arranging a wake near the entrance of the hospital where other
patients and visitors can observe the spectacle. The relatives might demand compensation for
their lost relatives and threaten to disrupt the operation of the clinic until the clinic meets their
demands. Because hospitals are usually state owned, the amount of compensation handed out must
be subtracted from the local budget. Once more, this issue type falls into the category where the cost
of concession is high and where we should expect a high level of repression.
6) Around five percent of all protests are motivated by fraud-related issues such as investment
scams. The recent years have seen an increase in fraud related to financial products, and defrauded
investors take to the street in the hope that the government would step in to recover their
investments.55 Because investment scams are usually committed by private actors,56 the cost of
concessions is low for the government. Accordingly, the level of repression should also be low.
50
Wedeman, Andrew, ‘Not in my backyard: Middle class protests in contemporary China’, in The Middle Class in Emerging Societies:
Consumers, Lifestyles and Markets, ed. Leslie L. Marsh and Hongmei Li (Routledge, 2015), pp. 200–222.
51
You-tien Hsing, ‘The Great Urban Transformation: Politics of Land and Property in China’ (Oxford: Oxford University Press, 2012).
52
Eva Pils, ‘Assessing evictions and expropriations in China: Efficiency, credibility and rights’, Land Use Policy 58(2016), pp. 437–44;
Cheuk Yuet Ho, ‘Bargaining demolition in China: A practice of distrust’, Critique of Anthropology 33(4) (2013), pp. 412–28.
53
see for example this collection of articles in the South China Morning Post (SCMP, ‘Chengguan’, accessed January 27, 2020,
http://www.scmp.com/topics/chengguan).
54
Joseph D. Tucker et al., ‘Patient physician mistrust and violence against physicians in Guangdong Province, China: A qualitative
study’, BMJ Open 5(10) (2015), accessed on January 27, 2020, https://www.ncbi.nlm.nih.gov/pubmed/26443652; Jiong Tu,
‘Yinao: Protest and Violence in China’s Medical Sector’, Berkeley Journal of Sociology 11 (2014), accessed on January 27, 2020,
http://berkeleyjournal.org/2014/12/yinao-protest-and-violence-in-chinas-medical-sector/; Benjamin L. Liebman, ‘Malpractice
mobs: Medical dispute resolution in China’, Columbia Law Review 113(1) (2013), pp. 181–264.
55
see for example ’How China’s Peer-to-Peer Lending Crash Is Destroying Lives’, Bloomberg News, October 2, 2018, accessed
January 27, 2020, https://www.bloomberg.com/news/articles/2018-10-02/peer-to-peer-lending-crash-in-china-leads-to-suicide
-and-protest; Pete Sweeney,’Breakingviews—Chinese peer lending protests set political trap’, Reuters, August 7, 2018, accessed
January 27, 2020, https://www.reuters.com/article/us-china-security-beijing-breakingviews/breakingviews-chinese-peer-
lending-protests-set-political-trap-idUSKBN1KS0E7
56
fraud by peer-to-peer lending platforms is especially common, see ’China Deploys Huge Police Force to Prevent Fraud Protest’,
The Straits Times, August 6, 2018, accessed on January 27, 2020, https://www.straitstimes.com/asia/east-asia/china-deploys-
huge-police-force-to-prevent-fraud-protest
178 C. GÖBEL
7) The last two protest issues, each of which accounting for roughly 2.5 percent of all protests, are
less straightforward than the previous ones. As regards education, protesters might make demands
that directly affect the local budget, an example being migrant workers demanding their children to
be admitted into state schools.57 However, protests might be directed against private schools who
failed to hand out graduation certificates,58 or stage by parents who are unhappy with the quality of
food in the school cafeteria.59 Hence, protests against public and private actors both fall into this
category, and to ascertain which type of actor is targeted by a particular protest is difficult.
Delineating the cost of concessions is not easier, because some demands are costlier than others.
It is difficult to predict repression levels for this protest issue.
8) The situation is similar for environmental protest. The two main grievances in this category are
the construction of electrical transformers in urban neighborhoods and garbage incinerators in the
countryside.60
Urbanites often protest electrical transformers because they are concerned that these structures
will lower the value of their property, while rural residents are worried about the negative impact of
toxic fumes and contaminated water on their health. Theoretically, the plot of land designed for the
electrical transformer could be used for residential purposes, so the cost of making concessions is
low in financial terms. The matter is different for rural environmental protest, because land revenues
and compensation payments from polluting industry might be the only chance for grass-roots
officials to gain some revenue from otherwise inexpensive land.61 In this case, the cost of concessions
high. It follows that repression rate should be low for urban, but high for rural environmental protest.
Repression is reported by protesters to have taken place in 25 percent of all events, and it is
remarkable that violence is more widespread than arrests. Events in which protesters report violence
by state sanctioned agents constitute 19 percent of all cases. Arrests are reported in only 13 percent
of all events. The data also provides insights into the identity of the perpetrators of violence. In her
research, Lynette Ong demonstrates that local authorities might not use the police to quell unrest,
but instead hire 'thugs'.62 In their social media posts, some protesters indeed claim to have been
roughed up by ‘hooligans’, 'ruffians', ‘the mafia’, 'thugs', ‘punks’ and so on. This is the case in 4 percent
of all events. They are mentioned in 10 percent of all events in which violence also mentioned, which
suggests that using hired thugs is a regular means of repression. Police presence (including armed
police and traffic police) is mentioned in 15 percent of all events, urban law enforcement officials
(chengguan) in 2.5 percent.
Correlates of Repression
This section uses the Wickedonna data to test the three theories introduced in chapter 2. To recall,
one explanation regards repression as a function of protest intensity—the more intense a protest,
the more likely repression becomes. A second explanation conceptualises repression as a threshold
that imposes a price on collective action. The third explanation predicts that repression is more likely
where the cost of concessions is high. This explanation is slightly modified by pointing out that each
57
Yuanyuan Chen and Shuaizhang Feng, ‘Access to public schools and the education of migrant children in China’, China
Economic Review 26 (2013), pp. 75–88.
58
see for example Editor, ’Chinese police cracks down on student protests against education fraud’, Followcn.com, March 14,
2019, accessed on January 27, 2020, https://www.followcn.com/chinese-police-cracks-down-on-student-protests-against-
education-fraud
59
Lily Kuo, ’Chinese parents storm primary school in rotten food row’, The Guardian, March 13, 2010, accessed on January 27,
2020, https://www.theguardian.com/world/2019/mar/13/chinese-parents-storm-primary-school-in-rotten-food-row
60
Graeme Lang and Ying Xu, ‘Anti-incinerator campaigns and the evolution of protest politics in China’, Environmental Politics
22(5) (2013), pp. 832–48.
61
For an excellent book-length study on protests against waste incinerators, see Maria Bondes, Chinese Environmental Contention.
Linking Up Against Waste Incineration (Amsterdam: Amsterdam University Press, 2019); see also Anna Lora-Wainwright et al.,
‘Learning to live with pollution: The making of environmental subjects in a Chinese industrialized village’, China Journal
68(2012), pp. 106–24.
62
Lynette H. Ong, ‘Thugs and Outsourcing of State Repression in China’, The China Journal 80(1) (2018), pp. 94–110.
JOURNAL OF CONTEMPORARY CHINA 179
issue is associated with grievance-specific costs of concessions for local governments. Instead of
calculating the cost of concession for each individual event, the issue can be used as a proxy. To test
this proposition, the article employs a logistic regression with repression as the dependent and
protest issues and protest intensity (protest size and protest activity) as independent variables.
The event descriptions on the Wickedonna website report four kinds of protest activities:
demonstrations, riots, collective petitions and strikes. At nearly 21 percent, demonstrations are the
most frequent form of collective action in China. Demonstrations usually involve banner-carrying
citizens shouting slogans in front of the city government, inside a gated community or in a factory.
Collective petitions (17 percent) are the second-most frequent form of collective action. Collective
petitioning is a form of shared action in which a limited number of citizens present formal demands
to higher-level authorities. These demands tend to be more specific than those in demonstrations. In
most cases, collective petitioners turn to higher-level authorities after lower-level authorities denied
their request for (higher) monetary compensation. Nearly 14 percent of all protests turn into riots—
participants overturn cars or destroy public property, but seldom attack officials or law enforcement
officers. Strikes only occur in around one percent of all recorded events. To test for the impact of
protest size, the natural log of the crowd estimates derived from the protest images is included in the
model.
Apart from these variables, the model uses several controls. First, repression might be caused by
structural features such as geography, leadership, or type of industry. Regarding labor protests, for
example, Manfred Elfström and Sarosh Kuruvilla find that labor protests occur especially often in the
Pearl River Delta, but also suggest that a distinct regional pattern is less pronounced than previously
suggested.63 To control for locality-specific fixed effects, dummy variables for each city are included
in the model. Second, as repression might be a function of time, the model also tests for year fixed
effects. Third, repression might not depend on protest issues, but whether a protest takes place in
urban or rural areas. Arguably, repression is less costly in the countryside, because the danger of
a protest spreading to other areas is lower. A ‘countryside’ dummy variable was constructed by
63
Manfred Elfstrom and Sarosh Kuruvilla, ‘The changing nature of labor unrest in China’, ILR Review 67(2) (2014), pp. 453–80.
180 C. GÖBEL
searching for keywords like and ‘village’ and ‘countryside’. 28 percent of all cases fall into this
category.
Table 2 presents the results of the logistic regression. As each event belongs to exactly one issue,
it is necessary to choose a reference category that all other categories relate to. Real estate protests
seem to be an appropriate choice because its repression rate, 25 percent, is exactly the mean
repression rate of the whole sample. Accordingly, the regression coefficients provide information
not only on the relationship between an issue and repression relative to the reference category, but
also to the average protest in the sample. For easier interpretation, the coefficients are reported as
odds ratios (see Appendix C for the raw coefficients). An odds ratio below 1 indicates that someone
who has encountered repression is less likely to have protested that particular issue than against real
estate related grievances. This is the case for labor. Conversely, an odds ratio above 1 signal that an
experience of repression is more likely to be associated with an issue, as is the case with protests
fraud, issues related to education, medical mistakes or evictions. In the base model, the odds ratios
for pollution and land requisition are above 3, meaning that protesters who have faced repression
are more than three times more likely to have participated in a protest against pollution or landgrab
than those who have not faced repression. Hence, a comparison of the coefficients reveals which
issue is inherently riskier to protest against. As can be seen, the results largely confirm the hypothesis
that repression is more likely to occur as the government’s financial cost of concessions rises. It is
surprising that the repression rate of homeowner protests is very near the average—the author
assumed that homeowner protests would be unlikely to face repression. Possibly, this protest issue
also needs to be further differentiated. Given the close relationship between local budgets, land sales
and real estate development, it might be useful to control for state capture. Where there is little
competition between developers, the latter might have a larger influence on politics, which would
enable them to persuade local leaders to use repression against protesting homeowners.
Model 2 includes the protest intensity variables, i.e. size and protester activity. There are three
observations worth noting. First, protest intensity does indeed seem to have an impact on repres
sion. Repression is associated with a higher likelihood of riots, collective petitioning, and larger
protests. Second, repression is independently associated with high cost of concessions and high
protest intensity. Including intensity measures does not change effect size and statistical significance
of most of the issues, and the predictive value of the model increases nearly two-fold. There are
marked reductions in effect sizes only in the education and pollution issues. The association of
education and pollution related protests with more intense form of collective action might be
responsible for the decrease of their coefficients.
Similar findings hold for Model 3, which includes a control for protests taking place in the
countryside. The effect of this variable is large, and its inclusion reduces the effect of the landgrab
and pollution variables. The former remains significant and sizeable, but the latter remains barely
above one. This indicates that environmental protests are primarily a rural, and not an urban
phenomenon. It also suggests that many of the environmental protest recorded in the
Wickedonna data set are the type of rural environmental protest that were associated with a high
cost of concessions.
Including year fixed effects (Model 4) and city fixed effects (Model 5) has almost no impact on the
results, indicating that protest intensity and cost of concessions affects repression independent of
contextual factors such as geography or time. To account for the possibility that observations are
correlated within cities, the models are recalculated with a generalized estimating equation (GEE)
logistic regression and a random effects logistic regression. The results (not shown) are nearly
identical.
If repression were a rare phenomenon, the likelihood to encounter repression might be low for
participants in either type of event. To learn more about the actual likelihood of encountering
repression, the logistic regression model that was fit to the Wickedonna data is used to make
predictions on new data. By manipulating parameters such as protest issue, protester behaviour,
location and crowd size, the predictions provide insight into how certain parameters or combina
tions of parameters increase or decrease the likelihood of repression. For a baseline prediction, all
variables except for one issue variable, for example labor, are set to zero and the likelihood of
repression is predicted if the number of participants is one, then two, and so on. This is done for
a range between one and 10,000 participants. The same procedure is followed for all other issues.
The baselines for each issue are visualized in the top left panel of Figure 1. The X axis indicates the
number of participants, the y axis the predicted likelihood of repression. The results illustrate once
more that repression is highly dependent on the underlying issue, and that protest intensity and the
location of a protest are also strong predictors.
Figure 1 represents the values listed in Table 2 in a more intuitive manner. It clearly shows that
some issues are more likely to encounter repression than others, and that added participants
increases the likelihood of repression. Given the same number of participants, protests against
medical mistreatment are most likely, labor protests least likely to encounter repression. Land
grabs and evictions are also more, and protests against investment scams, housing issues and
education less prone to be repressed. A single labor protester in an urban setting has an almost
zero predicted likelihood of repression, but it is almost 20 percent for a protester who peacefully
protests medical mistreatment in the same environment. As the number of participants increases, so
does the risk of repression. As can be seen from the graph, if the same labor protest had 500
participants, the risk of repression would increase to 20 percent, equivalent to that of a single
medical mistakes’ protester. In contrast, an increase from one to 500 participants would triple the
repression risk of a peaceful and urban medical mistakes protest to 50 percent. As the number of
participants rises, the likelihood of repression increases logarithmically for all issues.
However, repression risk does not increase equally steeply for all issues. The steeper an increase,
the more likely it is that the authorities will also move against very small protests. As expected, the
curves are steeper for issues where the government’s cost of concessions are high, and less steep
than for issues where this is not the case. According to the predictions, a labor protest of 20 persons
is only marginally more likely to meet with state-sanctioned violence or arrest than a sole migrant
worker who displays his handmade cardboard protest sign before the gates of the shoe factory that
owes him last months’ wages. The situation is very different for protests medical mistakes. Here, one
protester’s predicted risk of repression is around 20 percent, that of 20 protesters 30 percent. This
indicates that the government is relatively tolerant of labor protests and thus slower to intervene,
but eager to nip protests in the bud where the cost of concessions is high. Here, even very small
protests have a high risk of repression.
The other graphs in Figure 1 visualize the risk of repression for each issue if a protest is set in the
countryside, violent, or both. The lowest line in each of the graphs represents the issue’s baseline
value, the one above repression risk when protesters riot, and the next one when a protest is set in
the countryside. The highest line visualizes an issue’s risk of repression when both conditions are
satisfied: collective action takes the form of a riot in the countryside. Repression risk of a 500-person
labor protest in an urban setting increases from 20 percent to 30 percent if participants apply violent
means, and from 20 percent to 40 percent if it is staged in the countryside. The risk increases to
50 percent for a riotous labor protest with 500 participants in the countryside, nearly three times the
likelihood of the baseline protest. For a medical mistake protest, the same variable constellation
increases the risk of repression from 60 percent to 80 percent. These findings highlight the high level
of contingency of repression in China. It confirms that certain issues have a higher risk of repression
than others, especially if an issue is costly to resolve, and if the government would have to shoulder
these costs.
182 C. GÖBEL
Figure 1. Predicted likelihood of repression: the effect of issue, location, activity and size. Note: Coefficients were obtained by
using the logit model to predict the likelihood of repression for different combinations of issue, crowd size, location and protest
activity.
Another interesting observation pertains to the distance between the baseline and the ‘riot line’
in each graph. The lower the distance, the less of a difference it makes for repression if a protest was
peaceful or violent. Again, the distance is smallest for labor protests and highest for protests against
medical mistakes. This might indicate that if workers take to the streets, officials opt for restraint even
JOURNAL OF CONTEMPORARY CHINA 183
if protesters apply violent means. The matter is very different for costly issues such as medical
mistakes, land grabs and evictions, where a riot carries a 50 percent increased likelihood of repres
sion. A possible explanation is that the authorities refrain from cracking down on a peaceful protest
because they risk punishment by their superiors. When protesters use violent tactics, however, local
officials are given a legitimate reason to intervene forcefully. This comes in handy especially where
officials are looking for a reason, as might be the case in protests where concessions would be costly.
In other words, a riot might just give them the excuse they need to crack down on a protest they are
reluctant to resolve by making concessions.
The large effect of the countryside variable is also remarkable. The same protest is about twice as
likely to face repression when it is set in the countryside as opposed to an urban setting. This
confirms the assumption that an urban setting inhibits local officials from using violence against
protesters, because an escalation is more likely in densely populated areas. In the countryside,
however, protests are less likely to escalate and easier to contain. In terms of their population,
rural regions are more homogeneous and less densely populated than city areas. Hence officials
calculate not only the cost of concessions, but also the cost of repression. The former is dictated by
the protest issue, the latter by a protest’s location and the availability of a good reason to crack down
on a protest.
Conclusion
Although there is a rich and expanding field of protest research on China, the determinants of
government repression remain understudied. Existing studies all come to different conclusions
about what causes repression and how frequently it occurs. Taking advantage of a new data set of
more than 70,000 protest events sourced from social media, this article tested the validity of previous
explanations of protest repression in China. It reveals that protest repression is not random, but
predictable. If protests aim at financial concessions from local governments, repression is far more
likely than if protests are directed against non-government entities.
It should be noted that the results presented here likely under-represent repression. Social media-
based event data is biased against events taking place in localities where Internet penetration is low
and residents do not have access to smartphones.64 The fact that Internet penetration moderates
protest frequency further complicates matters. Weidmann and Rød show that ‘dictators use Internet-
based communication to their advantage’65—online propaganda and surveillance both have
a demobilising effect.66 This could mean that protests are more likely to occur in remote areas
with low Internet penetration, which are precisely the localities likely underreported in our sample.
Yet it is in such localities that protests land expropriation and pollution often take place. This means
that the real-world frequency of such protests is probably higher than reported in this study, and that
repression occurs in many, if not most, of these events.
The article has raised some further issues future work must address. Among the challenges
encountered are the disaggregation of protests related to education, real estate grievances and
pollution, because their labels betray the complexity of the underlying issues. Case studies of such
protests would be especially valuable.
Better insights also are needed on how the relationship between grievance and activity (riot,
strike, protest) affects repression. Finally, while the analysis has shown that some protest issues are
more likely to be repressed than others, there is still much room for improvement. For example,
repression against labor protests is comparatively unlikely, but what are the circumstances that
64
Nils B. Weidmann, ‘A closer look at reporting bias in conflict event data’, American Journal of Political Science 60(1) (2016), pp.
206–18; Christian Göbel and H Christoph Steinhardt, ‘Better coverage, less bias: Using social media to measure protest in
authoritarian regimes’, ResearchGate (2019), accessed May 27, 2020, doi: 10.13140/RG.2.2.32856.75523/1.
65
Nils B. Weidmann and Espen Geelmuyden Rød, The Internet and Political Protest in Autocracies (Oxford University Press, 2019),
p. 154.
66
Ibid, p. 144.
184 C. GÖBEL
prompt officials to move against workers when they do? Similarly, when do local elites tolerate or
make concessions to those who protest land grabs? What impact does protest leadership or the level
of organisation of a protest have on the likelihood of repression? When do governments make
concessions? When do they tolerate protests without making concessions? Here, Lorentzen’s asser
tion that officials use random repression as a deterrent to prevent citizens with non-serious
grievances from taking to the street offers a potential explanation.
These questions illustrate the limits of protest event data from social media. They are invaluable
sources for learning about issues, frequencies and spatial and temporal distribution of social unrest,
but provide little information about the internal dynamic of popular contention and about govern
ment responses apart from repression.
Acknowledgments
The research for this article was funded by the European Research Council (Grant No. 678266). The workshop ‘New
Evidence for the Study of Contention in China’ was supported by the Chiang Ching-kuo Foundation for International
Scholarly Exchange (Project Number: CS002-U-18). The author would like to thank Nils Weidmann, Kevin O’Brien, Meng
Tianguang, Christine Ning, and Christoph Steinhardt for their comments on a previous version of the manuscript.
Finally, this article would not exist if Lu Yuyu and Li Tingyu had not established the Wickedonna platform. For this, the
author is deeply grateful.
Disclosure Statement
No potential conflict of interest was reported by the author.
Notes on contributor
Christian Göbel is professor of Modern China Studies at the University of Vienna, Department of East Asian Studies.
A political scientist and sinologist by training, his research is concerned with the adaptability of the Chinese Party-State
to social, economic and political challenges. He is interested in the effects of digital technology on local governance in
China. He is the holder of a Starting Grant by the European Research Council to research the interrelationship between
popular protest, online participation and public policy in China. His publications include books and articles on popular
protest, e-government, digitalisation and urban and rural politics in China. Previous to his appointment in Vienna, he
held positions in Duisburg, Lund and Heidelberg.
arrest: 抓走, 抓捕, 逮捕, 捉拿, 抓到, 抓进去, 抓, 捉, 押, 抓去, 抓起, 逮, 逮到, 逮住, 拘留, 擒获, 抓有, 抓并, 拘禁,羁押,
刑拘, 抓名,带进, 扣压, 刑事拘留, 软禁, 捉去,带至, 扎, 抬走, 抓住, 捕捉, 捕获, 捕, 拘捕, 阻止, 拘, 非法拘禁, 关押, 行政拘
留, 关进, 抓进, 抓入, 带入, 扣押, 抓获, 扣留, 拉走, 带走, 被关在, 抓往
demonstration: 示威, 散步, 静坐, 游行, 游行示威, 静坐示威, 示威游行, 行动, 活动, 集合, 游街, 集会, 举牌, 集聚, 聚众,
运动, 闹, 闹事, 闹起来
collective petitioning: 上访, 信访, 请愿, 诉求, 申诉, 投诉, 述求, 告状, 上诉, 上告, 表达, 状告, 申冤, 伸冤, 举报, 控诉,
起诉, 上访, 信访, 下跪, 跪下, 跪在, 喊冤, 苦苦哀求, 哀求, 哭诉, 诉苦, 喊冤
riot: 造反,抗议, 抗争, 反抗, 围攻, 斗争, 战斗, 讨伐, 抵抗, 对抗, 起义, 暴动, 闹革命, 暴乱, 发火, 走极端, 爆动, 翻天, 开
战, 大闹天宫, 爆乱, 轰动, 打架, 群起, 奋斗到底, 不怕牺牲, 作死
strike: 摆工, 罢课, 罢市, 罢运
violence: 殴打, 打人, 伤人, 动手, 暴打, 开枪, 出手, 使用暴力, 开打, 打伤, 打死, 爆打, 欧打, 打晕, 乱打, 拳打脚踢, 施暴,
大打出手, 打得, 毒打, 砍伤, 打骂, 脚踢, 痛打, 砍杀, 拳脚相加, 击打, 拳打, 大打出手, 暴力行为, 袭击, 打死, 攻击, 挨打,
揍, 打打, 弄伤, 打成, 踢, 打坏, 打断, 打了个, 群殴, 围殴, 围打, 砍死, 推倒, 踹, 打至, 弄死, 捶打, 杀, 杀人, 杀死, 打掉, 烧
死, 被打
Note: ** p � 0.001, * p � 0.05. Reference category: labor protests. Cell entries display raw coefficients. Standard Errors in
paranthesis.