Hilbert–Huang transform

The Hilbert–Huang transform (HHT) is a way to decompose a signal into so-called intrinsic mode functions (IMF) along with
a trend, and obtain instantaneous frequency data. It is designed to work well for data that is nonstationary and nonlinear. In
contrast to other common transforms like the Fourier transform, the HHT is more like an algorithm (an empirical approach) that
can be applied to a data set, rather than a theoretical tool.

Contents
Introduction
Definition
Empirical mode decomposition (EMD)
Intrinsic mode functions (IMF)
Hilbert spectral analysis
Techniques
Empirical mode decomposition (EMD)
Stoppage criteria of the sifting process
Hilbert spectral analysis
Current applications
Limitations
End effect
Mode mixing problem
Ensemble empirical mode decomposition (EEMD)

Comparison with other transforms

See also
References

Introduction
The Hilbert–Huang transform (HHT), a NASA designated name, was proposed by Norden E. Huang et al. (1996, 1998, 1999,
2003, 2012). It is the result of the empirical mode decomposition (EMD) and the Hilbert spectral analysis (HSA). The HHT uses
the EMD method to decompose a signal into so-called intrinsic mode functions (IMF) with a trend, and applies the HSA
method to the IMFs to obtain instantaneous frequency data. Since the signal is decomposed in time domain and the length of the
IMFs is the same as the original signal, HHT preserves the characteristics of the varying frequency. This is an important
advantage of HHT since real-world signal usually has multiple causes happening in different time intervals. The HHT provides a
new method of analyzing nonstationary and nonlinear time series data.

Definition

Empirical mode decomposition (EMD)

The fundamental part of the HHT is the empirical mode decomposition (EMD) method. Breaking down signals into various
components, EMD can be compared with other analysis methods such as Fourier transform and Wavelet transform. Using the
EMD method, any complicated data set can be decomposed into a finite and often small number of components. These
components form a complete and nearly orthogonal basis for the original signal. In addition, they can be described as intrinsic
mode functions (IMF).[1]

Because the first IMF usually carries the most oscillating (high-frequency) components, it can be rejected to remove high-
frequency components (e.g., random noise).[2][3] EMD based smoothing algorithms have been widely used in seismic data
processing, where high-quality seismic records are highly demanded.[4][5]

Without leaving the time domain, EMD is adaptive and highly efficient.[6] Since the decomposition is based on the local
characteristic time scale of the data, it can be applied to nonlinear and nonstationary processes.[6]

Intrinsic mode functions (IMF)

An IMF is defined as a function that satisfies the following requirements:

1. In the whole data set, the number of extrema and the number of zero-crossings must either be equal or differ at
most by one.
2. At any point, the mean value of the envelope defined by the local maxima and the envelope defined by the local
minima is zero.
It represents a generally simple oscillatory mode as a counterpart to the simple harmonic function. By definition, an IMF is any
function with the same number of extrema and zero crossings, whose envelopes are symmetric with respect to zero.[6] This
definition guarantees a well-behaved Hilbert transform of the IMF.

Hilbert spectral analysis

Hilbert spectral analysis (HSA) is a method for examining each IMF's instantaneous frequency as functions of time. The final
result is a frequency-time distribution of signal amplitude (or energy), designated as the Hilbert spectrum, which permits the
identification of localized features.

Techniques

Empirical mode decomposition (EMD)

The EMD method is a necessary step to reduce any given data into a collection
of intrinsic mode functions (IMF) to which the Hilbert spectral analysis can be
applied.

IMF represents a simple oscillatory mode as a counterpart to the simple

harmonic function, but it is much more general: instead of constant amplitude
and frequency in a simple harmonic component, an IMF can have variable
amplitude and frequency along the time axis.

The procedure of extracting an IMF is called sifting. The sifting process is as Illustration of Empirical Mode
follows: Decomposition's sifting process.

1. Identify all the local extrema in the test data.

2. Connect all the local maxima by a cubic spline line as the upper envelope.
3. Repeat the procedure for the local minima to produce the lower envelope.
The upper and lower envelopes should cover all the data between them. Their mean is m1. The difference between the data and
m1 is the first component h1:

Ideally, h1 should satisfy the definition of an IMF, since the construction of h1 described above should have made it symmetric
and having all maxima positive and all minima negative. After the first round of sifting, a crest may become a local maximum.
New extrema generated in this way actually reveal the proper modes lost in the initial examination. In the subsequent sifting
process, h1 can only be treated as a proto-IMF. In the next step, h1 is treated as data:

After repeated sifting up to k times, h1 becomes an IMF, that is

Then, h1k is designated as the first IMF component of the data:

Stoppage criteria of the sifting process

The stoppage criterion determines the number of sifting steps to produce an IMF. Following are the four existing stoppage
criterion:

Standard Deviation
This criterion is proposed by Huang et al. (1998). It is similar to the Cauchy convergence test, and we define a sum of the
difference, SD, as

Then the sifting process stops when SD is smaller than a pre-given value.

S Number Criterion
This criterion is based on the so-called S-number, which is defined as the number of consecutive siftings for which the number of
zero-crossings and extrema are equal or at most differing by one. Specifically, an S-number is pre-selected. The sifting process
will stop only if, for S consecutive siftings, the numbers of zero-crossings and extrema stay the same, and are equal or at most
differ by one.

Threshold Method
Proposed by Rilling, Flandrin and Gonçalvés, threshold method set two threshold values to guaranteeing globally small
fluctuations in the meanwhile taking in account locally large excursions.[7]

Energy Different Tracking

Proposed by Cheng, Yu and Yang, energy different tracking method utilized the assumption that the original signal is a
composition of orthogonal signals, and calculate the energy based on the assumption. If the result of EMD is not an orthogonal
basis of the original signal, the amount of energy will be different from the original energy.
Once a stoppage criterion is selected, the first IMF, c1, can be obtained. Overall, c1 should contain the finest scale or the shortest
period component of the signal. We can, then, separate c1 from the rest of the data by Since the residue, r1,
still contains longer period variations in the data, it is treated as the new data and subjected to the same sifting process as
described above.

This procedure can be repeated for all the subsequent rj's, and the result is

The sifting process finally stops when the residue, rn, becomes a monotonic function from which no more IMF can be extracted.
From the above equations, we can induce that

Thus, a decomposition of the data into n-empirical modes is achieved. The components of the EMD are usually physically
meaningful, for the characteristic scales are defined by the physical data. Flandrin et al. (2003) and Wu and Huang (2004) have
shown that the EMD is equivalent to a dyadic filter bank.[5][8]

Hilbert spectral analysis

Having obtained the intrinsic mode function components, the instantaneous frequency can be computed using the Hilbert
transform. After performing the Hilbert transform on each IMF component, the original data can be expressed as the real part,
Real, in the following form:

Current applications
Biomedical applications: Huang et al. [1999b] analyzed the pulmonary arterial pressure on conscious and
unrestrained rats. Pachori (2008) has used EMD for discrimination of seizure and seizure-free EEG signals.[9]
Neuroscience: Pigorini et al. [2011] analyzed Human EEG response to Transcranial Magnetic Stimulation;[10]
Liang et al. [2005] analyzed the visual evoked potentials of macaque performing visual spatial attention task.
Epidemiology: Cummings et al. [2004] applied the EMD method to extract a 3-year-periodic mode embedded in
Dengue Fever outbreak time series recorded in Thailand and assessed the travelling speed of Dengue Fever
outbreaks. Yang et al. [2010] applied the EMD method to delineate sub-components of a variety of
neuropsychiatric epidemiological time series, including the association between seasonal effect of Google search
for depression [2010], association between suicide and air pollution in Taipei City [2011], and association
between cold front and incidence of migraine in Taipei city [2011].
Chemistry and chemical engineering: Phillips et al. [2003] investigated a conformational change in Brownian
dynamics(BD) and molecular dynamics(MD) simulations using a comparative analysis of HHT and wavelet
methods. Wiley et al. [2004] used HHT to investigate the effect of reversible digitally filtered molecular
dynamics(RDFMD) which can enhance or suppress specific frequencies of motion. Montesinos et al. [2002]
applied HHT to signals obtained from BWR neuron stability.
Financial applications: Huang et al. [2003b] applied HHT to nonstationary financial time series and used a
weekly mortgage rate data.
Image processing: Hariharan et al. [2006] applied EMD to image fusion and enhancement.[11] Chang et al.
[2009] applied an improved EMD to iris recognition, which reported a 100% faster in computational speed without
losing accuracy than the original EMD.[12]
Atmospheric Turbulence: Hong et al. [2010] applied HHT to turbulence data observed in the stable boundary
layer to separate turbulent and non-turbulent motions.[13]
 Scaling processes with intermittency correction: Huang et al. [2008] has generalized the HHT into arbitrary
order to take the intermittency correction of scaling proceesses into account, and applied this HHT-based method
to hydrodynamic turbulence data collected in laboratory experiment,;[14] daily river discharge,;[15] Lagrangian
single particle statistics from direct numerical simulation,;[16] Tan et al., [2014], vorticity field of two dimensional
turbulence,;[17] Qiu et al.[2016], two dimensional bacterial turbulence,;[18] Li & Huang [2014], China stock
market,;[19] Calif et al. [2013], solar radiation,.[20] A source code to realize the arbitrary order Hilbert spectral
analysis can be found at .[21]
Meteorological and atmospheric applications: Salisbury and Wimbush [2002], using Southern Oscillation
Index(SOI) data, applied the HHT technique to determine whether the SOI data are sufficiently noise free that
useful predictions can be made and whether future El Nino southern oscillation(ENSO) events can be predicted
from SOI data. Pan et al. [2002] used HHT to analyze satellite scatterometer wind data over the northwestern
Pacific and compared the results to vector empirical orthogonal function(VEOF) results.
Ocean engineering:Schlurmann [2002] introduced the application of HHT to characterize nonlinear water waves
from two different perspectives, using laboratory experiments. Veltcheva [2002] applied HHT to wave data from
nearshore sea. Larsen et al. [2004] used HHT to characterize the underwater electromagnetic environment and
identify transient manmade electromagnetic disturbances.
Seismic studies: Huang et al. [2001] used HHT to develop a spectral representation of earthquake data. Chen
et al. [2002a] used HHT to determine the dispersion curves of seismic surface waves and compared their results
to Fourier-based time-frequency analysis. Shen et al. [2003] applied HHT to ground motion and compared the
HHT result with the Fourier spectrum.
Solar physics: Nakariakov et al. [2010] used EMD to demonstrate the triangular shape of quasi-periodic
pulsations detected in the hard X-ray and microwave emission generated in solar flares.[22] Barnhart and
Eichinger [2010] used HHT to extract the periodic components within sunspot data, including the 11-year
Schwabe, 22-year Hale, and ~100-year Gleissberg cycles.[23] They compared their results with traditional Fourier
analysis.
Structural applications: Quek et al. [2003] illustrate the feasibility of the HHT as a signal processing tool for
locating an anomaly in the form of a crack, delamination, or stiffness loss in beams and plates based on
physically acquired propagating wave signals. Using HHT, Li et al. [2003] analyzed the results of a
pseudodynamic test of two rectangular reinforced concrete bridge columns.
Health monitoring: Pines and Salvino [2002] applied HHT in structural health monitoring. Yang et al. [2004]
used HHT for damage detection, applying EMD to extract damage spikes due to sudden changes in structural
stiffness. Yu et al. [2003] used HHT for fault diagnosis of roller bearings. Parey and Pachori (2012) have applied
EMD for gear fault diagnosis.[24]
System identification: Chen and Xu [2002] explored the possibility of using HHT to identify the modal damping
ratios of a structure with closely spaced modal frequencies and compared their results to FFT. Xu et al. [2003]
compared the modal frequencies and damping ratios in various time increments and different winds for one of the
tallest composite buildings in the world.
Speech recognition: Huang and Pan [2006] have used the HHT for speech pitch determination.[25]
Astroparticle Physics : Bellini et al. [2014] (Borexino collaboration),[26] Measureme of the seasonal modulation
of the solar neutrino fluxes with Borexino experiment, Phys. Rev. D 89, 112007 2014

Limitations
Chen and Feng [2003] proposed a technique to improve the HHT procedure.[27] The authors noted that the EMD is limited in
distinguishing different components in narrow-band signals. The narrow band may contain either (a) components that have
adjacent frequencies or (b) components that are not adjacent in frequency but for which one of the components has a much higher
energy intensity than the other components. The improved technique is based on beating-phenomenon waves.

Datig and Schlurmann [2004] [28] conducted a comprehensive study on the performance and limitations of HHT with particular
applications to irregular water waves. The authors did extensive investigation into the spline interpolation. The authors discussed
using additional points, both forward and backward, to determine better envelopes. They also performed a parametric study on
the proposed improvement and showed significant improvement in the overall EMD computations. The authors noted that HHT
is capable of differentiating between time-variant components from any given data. Their study also showed that HHT was able
to distinguish between riding and carrier waves.
Huang and Wu [2008] [29] reviewed applications of the Hilbert–Huang transformation emphasizing that the HHT theoretical basis
is purely empirical, and noting that "one of the main drawbacks of EMD is mode mixing". They also outline outstanding open
problems with HHT, which include: End effects of the EMD, Spline problems, Best IMF selection and uniqueness. Although the
ensemble EMD (EEMD) may help mitigate the latter.

End effect
End effect occurs at the beginning and end of the signal because there is no point before the first data point and after the last data
point to be considered together. In most cases, these end points are not the extreme value of the signal. While doing the EMD
process of the HHT, the extreme envelope will diverge at the end points and cause significant error. This error distorts the IMF
waveform at its endpoints. Furthermore, the error in the decomposition result accumulates through each repetition of the sifting
process.[30] Various methods are proposed to solve the end effect in HHT:

Characteristic Wave Extending Method

Mirror Extending Method
Data Extending Method
Similarity Searching Method

Mode mixing problem

Mode mixing problem happens during the EMD process. Straightforward implementation of sifting procedure produces mode
mixing due to IMF mode rectification. Specific signal may not be separated into the same IMFs every time. This problem makes
it hard to implement feature extraction, model training and pattern recognition since the feature is no longer fixed in one labeling
index. Mode mixing problem can be avoided by including an intermittence test during the HHT process.[31]

Masking Method
Ensemble Empirical Mode Decomposition

Ensemble empirical mode decomposition (EEMD)

The proposed Ensemble Empirical Mode Decomposition is developed as follows:

1. add a white noise series to the targeted data;

2. decompose the data with added white noise into IMFs;
3. repeat step 1 and step 2 again and again, but with different white noise series each time;and
4. obtain the (ensemble) means of corresponding IMFs of the decompositions as the final result.
The effects of the decomposition using the EEMD are that the added white noise series cancel each other, and the mean IMFs
stays within the natural dyadic filter windows, significantly reducing the chance of mode mixing and preserving the dyadic
property.

Comparison with other transforms

 Transform Fourier Wavelet Hilbert
Basis a priori a priori adaptive
convolution: global, convolution: regional, differentiation: local,
Frequency
uncertainty uncertainty certainty
Presentation energy-frequency energy-time-frequency energy-time-frequency
Nonlinear no no yes
Non-stationary no yes yes
Feature
no discrete: no, continuous: yes yes
Extraction
Theoretical Base theory complete theory complete empirical

See also
Hilbert transform
Hilbert spectral analysis
Hilbert spectrum
Instantaneous frequency
Nonlinear
Wavelet transform
Fourier transform

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