Sure Fit Home Products v. Maytex Mills - Notice of Appeal
Sure Fit Home Products v. Maytex Mills - Notice of Appeal
NOTICE OF DOCKETING
Federal Circuit Short Caption: Sure Fit Home Products, LLC v. Maytex Mills, Inc
Originating Tribunal: United States District Court for the Southern District of New
York
Appellants: Sure Fit Home Products, LLC, SF Home Decor, LLC, Zahner Design Group,
Ltd., Hookless Systems Of North America, Inc.
    A notice of appeal has been filed and assigned the above Federal Circuit case number.
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noted in the court's rules, the assigned docket number and official caption or short
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all parties to review the Rules for critical due dates. The assigned deputy clerk is noted
below and all case questions should be directed to the Case Management section at (202)
275-8055.
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Official Caption
v.
Short Caption
Plaintiffs,
v.
Plaintiffs Sure Fit Home Products, LLC, SF Home Décor, LLC, Zahner Design
Group, Ltd. (“ZDG”), and Hookless Systems of North America, Inc. (collectively,
“Plaintiffs”) by their attorneys, hereby appeal to the United States Court of Appeals for
the Federal Circuit from this Court’s Opinion and Order (Dkt. 54) denying Plaintiffs’
Motion for a Preliminary Injunction, and from all adverse rulings, orders, and/or
CERTIFICATE OF SERVICE
      I hereby certify that on June 8, 2021, a true and correct copy of the foregoing
document was served via the Court's ECF system on counsel of record in this action.
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APPEAL,CASREF,ECF
          Sure Fit Home Products, LLC et al v. Maytex Mills Inc.           Date Filed: 03/12/2021
          Assigned to: Judge Lorna G. Schofield                            Jury Demand: Both
          Referred to: Magistrate Judge Gabriel W. Gorenstein              Nature of Suit: 830 Patent
          (Settlement)                                                     Jurisdiction: Federal Question
          Cause: 35:271 Patent Infringement
          Plaintiff
          Sure Fit Home Products, LLC                      represented by Lee A. Goldberg
                                                                          Goldberg Cohen LLP
                                                                          1350 Avenue of The Americas
                                                                          New York, NY 10019
                                                                          646-380-2087
                                                                          Email: [email protected]
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           Goldberg Cohen LLP
                                                                           1350 Avenue of The Americas
                                                                           New York, NY 10019
                                                                           646-380-2087
                                                                           Fax: 646-514-2123
                                                                           Email: [email protected]
                                                                           ATTORNEY TO BE NOTICED
          Plaintiff
          SF Home Decor, LLC                               represented by Lee A. Goldberg
                                                                          (See above for address)
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
          Plaintiff
          Zahner Design Group Ltd.                         represented by Lee A. Goldberg
                                                                          (See above for address)
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
Plaintiff
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                                                                       Morris E. Cohen
                                                                       (See above for address)
                                                                       ATTORNEY TO BE NOTICED
          V.
          Defendant
          Maytex Mills Inc.                             represented by Alan Murray Kindred
                                                                       Leech Tishman Fuscaldo & Lampl, LLC
                                                                       200 S Los Robles Ave Suite 300
                                                                       Pasadena, CA 91101
                                                                       818-636-5933
                                                                       Fax: 626-795-6321
                                                                       Email: [email protected]
                                                                       LEAD ATTORNEY
                                                                       ATTORNEY TO BE NOTICED
                                                                       Alan Towner
                                                                       Leech Tishman Fuscaldo & Lampl
                                                                       525 William Penn Place
                                                                       Ste 28th Floor
                                                                       Pittsburgh, PA 15219
                                                                       412-261-1600
                                                                       Email: [email protected]
                                                                       ATTORNEY TO BE NOTICED
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          Counter Claimant
          Maytex Mills Inc.                            represented by Alan Murray Kindred
                                                                      (See above for address)
                                                                      LEAD ATTORNEY
                                                                      ATTORNEY TO BE NOTICED
                                                                      Alan Towner
                                                                      (See above for address)
                                                                      ATTORNEY TO BE NOTICED
          V.
          Counter Defendant
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                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
          Counter Defendant
          SF Home Decor, LLC                               represented by Lee A. Goldberg
                                                                          (See above for address)
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
          Counter Defendant
          Sure Fit Home Products, LLC                      represented by Lee A. Goldberg
                                                                          (See above for address)
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
          Counter Defendant
          Zahner Design Group Ltd.                         represented by Lee A. Goldberg
                                                                          (See above for address)
                                                                          ATTORNEY TO BE NOTICED
                                                                           Morris E. Cohen
                                                                           (See above for address)
                                                                           ATTORNEY TO BE NOTICED
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Plaintiffs Sure Fit Home Products, LLC, SF Home Décor, LLC (collectively, “Sure Fit”),
Zahner Design Group, Ltd. (“ZDG”), and Hookless Systems of North America, Inc. (“HSNA”)
(collectively, “Plaintiffs”) claim that Defendant Maytex Mills, Inc.’s shower curtains infringe
their design patent and trade dress. Plaintiffs seek a preliminary injunction barring Defendant
from selling its allegedly infringing products. For the reasons set forth below, the motion is
denied.
I. BACKGROUND
A. Patent History
Plaintiffs and Defendant make shower curtains. On October 2, 2012, the United States
Patent and Trademark Office (“USPTO”) issued the patent asserted in this case, Design Patent
No. 668,091 (the “D091 Patent”), to David Zahner, Plaintiff ZDG’s owner. 1 That patent, which
expires in 2026, claims a shower curtain with reinforcing rings containing a slit, as depicted
below.
1
 Patent protection is available for a “new, original and ornamental design for an article of
manufacture.” 35 U.S.C. § 171(a). A patentable design “gives a peculiar or distinctive
appearance to the manufacture, or article to which it may be applied, or to which it gives form.”
Samsung Elecs. Co. v. Apple Inc., 137 S. Ct. 429, 432 (2016).
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The D091 Patent followed issuance to Zahner of several utility patents, which, unlike
design patents, cover functional and utilitarian features of inventions. As relevant to the present
motion, on February 16, 1993, the USPTO issued Utility Patent Number 5,186,232, entitled
“Accessory” (the “’232 Patent”). The ’232 Patent claimed a sheet of material, such as a shower
curtain, that could be installed on a rod while the rod was fixed in place. The ’232 Patent
accomplished this by placing pairs of holes near the edge of the sheet, with a horizontal slit
between holes. Those slits allowed the rod to be passed through the holes without removing the
rod from its mount. Each opening was surrounded by a reinforcing ring to (1) prevent tearing of
the sheet and (2) improve movement of the sheet on the rod and improve the engagement of the
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On December 17, 2002, the USPTO issued to Zahner Utility Patent Number 6,494,248,
entitled “Suspended Materials Having External Slits” (the “’248 Patent”). The ’248 Patent
incorporated the invention of the ’232 Patent but improved upon that patent by relocating the
slits so that they ran from the edge of the holes to the edge of the sheet material, as depicted
below.
As with the ’232 Patent, this design allowed the sheet to be mounted without moving the rod.
Both the ’232 and ’248 Patents expired on July 17, 2020.
Trade dress is the “total image of a product and may include features such as size, shape,
color or color combinations, texture, or graphics.” LeSportSac Inc. v. K mart Corp., 754 F.2d 71,
75 (2d Cir. 1985); accord GeigTech E. Bay LLC v. Lutron Electronics Co., No. 18 Civ. 5290,
2018 WL 4360792, at *5 (S.D.N.Y. Sept. 5, 2018). Plaintiffs claim their trade dress (the
         rights to the visual appearance of their shower curtain products, which provide the
         visual appearance of:
         a. a shower curtain wherein the curtain lacks any hooks protruding above the
         upper edge of the curtain, so that Plaintiffs’ shower curtain provides the visual
         appearance of an essentially “neat” and “orderly” upper edge;
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         b. and wherein the shower curtain has a row of rings along the upper portion of
         the shower curtain, those rings being attached to the material of the shower
         curtain such that the bottom surface of each ring (on one or both sides of the
         shower curtain) is essentially co planar with the material of the shower curtain,
         also providing an essentially “neat” and “orderly” appearance;
         d. and wherein the shower curtain’s rings or pairs of rings, and the associated slits
         or gaps, are each fixed in place on the shower curtain and provide an organized
         and symmetrical repeating visual pattern along the top width of the shower
         curtain.
Trade dress need not be registered with the USPTO to be valid. See 15 U.S.C. § 1125(a)(3).
In July 2020, Defendant began selling a line of shower curtains under the label “Glacier
Bay.” Plaintiffs sell shower curtains under the label “Hookless.” In March 2021, Plaintiffs filed
their Complaint, alleging that Defendant’s Glacier Bay products (the “Accused Products”)
infringe the D091 Patent, the Asserted Trade Dress, and Plaintiffs’ EZ-UP trademark. The same
day, Plaintiffs filed the present motion, seeking injunctive relief due to infringement of the D091
II. STANDARD
Federal Circuit law governs a motion for preliminary injunction targeting patent
infringement. Revision Military, Inc. v. Balboa Mfg. Co., 700 F.3d 524, 525 (Fed. Cir. 2012);
accord Ever Victory Tech. Ltd. v. SAS Grp., Inc., No. 19 Civ. 486, 2019 WL 4291670, at *1 n.2
(S.D.N.Y. Sept. 11, 2019). A party seeking the “extraordinary relief” of a preliminary injunction
must “establish [1] that he is likely to succeed on the merits, [2] that he is likely to suffer
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irreparable harm in the absence of preliminary relief, [3] that the balance of equities tips in his
favor, and [4] that an injunction is in the public interest.” Takeda Pharms. U.S.A., Inc. v. Mylan
Pharms. Inc., 967 F.3d 1339, 1345, 1349 (Fed. Cir. 2020) (alterations in original, internal
quotation marks omitted). Although “[t]hese factors, taken individually, are not dispositive,
Federal Circuit case law establishes that a movant cannot be granted a preliminary injunction
unless it establishes both of the first two factors, i.e., likelihood of success on the merits and
irreparable harm.” Ever Victory Tech., 2019 WL 4291670, at *1 (quoting Amazon.com, Inc. v.
To show a likelihood of success on the merits in a patent case, a plaintiff “must prove that
success in establishing infringement is more likely than not.” Trebro Mfg., Inc. v. Firefly Equip.,
LLC, 748 F.3d 1159, 1166 (Fed. Cir. 2014) (internal quotation marks omitted); accord Ever
Victory Tech, 2019 WL 4291670, at *1. To establish irreparable harm, a plaintiff must “articulate
and adduce proof of actual or imminent harm which cannot otherwise be compensated by money
damages” and may not rest on unsupported allegations that such harm is likely to occur. Takeda,
Second Circuit law governs a preliminary injunction motion targeting trade dress
infringement. See Landscape Forms, Inc. v. Columbia Cascade Co., 113 F.3d 373, 376 (2d Cir.
1997) (applying Second Circuit law to trade dress preliminary injunction motion); accord Daily
Harvest, Inc. v. Imperial Frozen Foods Op Co. LLC, No. 18 Civ 05838, 2018 WL 3642633, at *2
(S.D.N.Y. Aug. 1, 2018). To obtain a preliminary injunction that would change the status quo --
for example, by requiring Defendant to stop selling its competing shower curtains -- Plaintiffs
must (1) show a “clear or substantial” likelihood of success on the merits; (2) make a “strong
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showing” of irreparable harm; (3) show that the balance of equities tips in Plaintiffs’ favor and
(4) show that a preliminary injunction is in the public interest. A.H. by & through Hester v.
III. DISCUSSION
A. Likelihood of Success 2
1. Patent Claims
The patentee seeking a preliminary injunction must show it is more likely than not that it
will prove infringement and withstand any challenges to the validity of the patent. Tinnus
Enterprises, LLC v. Telebrands Corp., 846 F.3d 1190, 1202 (Fed. Cir. 2017). An accused
infringer can defeat this showing of likelihood of success by demonstrating a substantial question
a. Infringement.
A design patent is infringed “if, in the eye of an ordinary observer, giving such attention
as a purchaser usually gives, two designs are substantially the same.” Samsung Elecs. Co. v.
Apple Inc., 137 S. Ct. 429, 432 (2016); accord Artskills, Inc. v. Royal Consumer Prod., LLC, No.
17 Civ. 1552, 2019 WL 1930751, at *6 (D. Conn. May 1, 2019). “In some instances, the claimed
design and the accused design will be sufficiently distinct that it will be clear without more that
2
  The parties dispute whether certain declarations, affidavits and exhibits Plaintiffs submitted
with their motion should be considered. Because (1) “the decision of whether to award
preliminary injunctive relief is often based on ‘procedures that are less formal and evidence that
is less complete than in a trial on the merits,’” Mullins v. City of New York, 626 F.3d 47, 51-52
(2d Cir. 2010) (quoting Univ. of Tex. v. Camenisch, 451 U.S. 390, 395 (1981)); accord 725
Eatery Corp. v. City of New York, 408 F. Supp. 3d 424, 455 (S.D.N.Y. 2019), and (2) “courts
routinely consider hearsay evidence in determining whether to grant preliminary injunctive
relief, including affidavits, depositions, and sworn testimony,” Mullins, 626 F.3d at 52; accord
725 Eatery, 408 F. Supp. 3d at 455, the Court has considered the full evidentiary record
submitted by the parties.
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the patentee has not met its burden of proving the two designs would appear substantially the
same.” Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 678 (Fed. Cir. 2008) (internal
quotation marks omitted); accord Wine Enthusiast, Inc. v. Vinotemp International Corporation,
317 F. Supp. 3d 795, 800-01 (S.D.N.Y. 2018). In other instances, “differences between the
claimed and accused designs that might not be noticeable in the abstract can become significant
to the hypothetical ordinary observer who is conversant with the [state of the art in the field].”
Defendant has raised a substantial question as to whether it is more likely than not that an
ordinary observer, applying the level of attention normally given to a purchase, would conclude
that the design of the D091 Patent and the Accused Products are substantially the same.
Plaintiffs rest their arguments on side-by-side pictures of the D091 Patent and the Accused
Products, and the observation that both designs involve shower curtains containing embedded
rings and slits. Beyond those high-level details, the resemblance ends. The below images show
Figures 2 and 3 of the D091 Patent, depicting the front and back of the claimed invention,
respectively.
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When compared with the front and back of the Accused Products, below, several key differences
Comparing the front of the two products, it is apparent that the front of Defendant’s rings
has a rounded, beveled edge that differs from the flat rings in Plaintiffs’ D091 Patent. Those
rings extend far closer to the top edge of the sheet than those in the D091 Patent. The back of the
two designs also differ significantly. Most obviously, the Accused Products have a small hook
hanging from the back of each ring. The back of each ring in the Accused Products also has
beveled inner and outer rims, unlike the D091 Patent. The Accused Products’ ring backs also
have a series of post holes on their surfaces. These differences are plainly apparent upon
inspection. For that reason, Plaintiffs have not shown it is more likely than not that they will be
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able to prove infringement under the ordinary observer test, and a substantial question as to
infringement exists. Accordingly, Plaintiffs have not shown a likelihood of success on the
merits.
In response, Plaintiffs cite Gorham Co. v. White, 81 U.S. 511, 526-27 (1871), which
noted that the ordinary observer test can be met even with some degree of design variation. That
observation is true, but beside the point, as the differences between the two designs are
significant and obvious upon plain view. Because Plaintiffs have not shown a likelihood of
success on the merits, this Opinion and Order does not address the parties’ arguments on validity.
Plaintiffs have not made a “clear and substantial” showing that they are likely to succeed
on their trade dress claims because the key features of the Asserted Trade Dress are likely
dictated by functional, utilitarian aspects of Plaintiffs’ products, and are thus ineligible for
Unregistered trade dress like the Asserted Trade Dress is protected under the Lanham Act
if: (1) it provides a precise expression of the character and scope of what is claimed; (2) it is not
functional and (3) the trade dress is distinctive -- it has acquired secondary meaning such that the
allegedly infringing product is likely to be confused with the product for which protection is
sought. GeigTech, 352 F. Supp. 3d at 275 (collecting cases). The parties do not dispute that the
Asserted Trade Dress is adequately specified under prong (1), but dispute whether the Asserted
Trade Dress is functional and distinctive under prongs (2) and (3). “If a plaintiff fails to prove
that its purported product design trade dress is nonfunctional, there is no need for a court to
analyze whether it has acquired secondary meaning.” Id. (citing TrafFix Devices, Inc. v.
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Because trade dress, like trademark law more generally, is intended to promote
competition, it cannot extend to product features that are functional, and thus covered by patent
law’s time-limited monopoly on utilitarian inventions. See id. As the Second Circuit has
explained, “[this] functionality doctrine prevents trademark law, which seeks to promote
allowing a producer to control a useful product feature.” Sulzer Mixpac AG v. A&N Trading Co.,
988 F.3d 174, 181 (2d Cir. 2021) (quoting Qualitex Co. v. Jacobson Prods. Co., 514 U.S. 159,
164 (1995)). Accordingly, “[t]rade dress protection must subsist with the recognition that in
many instances there is no prohibition against copying goods and products.” Id. (quoting
TrafFix, 532 U.S. at 29). The Supreme Court has “advised against overextension of trade dress,
noting that ‘product design almost invariably serves purposes other than source identification.’”
Id. (quoting Wal-Mart Stores, Inc. v. Samara Brothers, Inc., 529 U.S. 205, 213 (2000)).
sense if it is (1) essential to the use or purpose of the article, or if it (2) affects the cost or quality
of the article.” Id. at 182 (internal quotation marks omitted). “Product features are essential
when they are dictated by the functions to be performed by the article.” Id. (internal quotation
marks omitted). “A feature affects cost or quality when it permits the article to be manufactured
at a lower cost or constitutes an improvement in the operation of the goods.” Id. (internal
quotation marks omitted). The Supreme Court has observed that a prior utility patent claiming
the same feature that is central to an item of trade dress “has vital significance in resolving the
trade dress claim,” and “is strong evidence that the features therein claimed are functional.”
TrafFix, 532 U.S. at 29; accord Rubik’s Brand Ltd. v. Flambeau, Inc., No. 17 Civ. 6559, 2021
WL 363704, at *8 (S.D.N.Y. Jan. 31, 2021). Because the Asserted Trade Dress is not published
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on the Federal Trademark Register, Plaintiffs bear the burden of showing its design elements are
Plaintiffs provide two images of products allegedly embodying the Asserted Trade Dress.
Plaintiff’s written description of the Asserted Trade Dress identifies four specific features: (1) a
shower curtain lacking hooks above the upper edge, providing a neat and orderly appearance; (2)
a row of rings or pairs of rings along the upper edge of the curtain that are attached to the
curtain; (3) a slit or gap in each ring and (4) rings or pairs of rings, and associated slits or gaps,
Plaintiffs have not met their burden of making a “clear and substantial” showing that
these features are nonfunctional, as they must to obtain a preliminary injunction. Instead, these
features appear to be amply influenced by engineering necessity. Plaintiffs’ ’232 Patent touts the
functional benefits of a sheet containing a set of holes or pairs of holes along its upper edge, or
“improve the support of the [curtain] accessory along its length,” and the inclusion of an “open
path between two openings . . . accomplished by respective cuts through the respective pairs of
rings and the sheet” that enables the key advance set forth in the patent: “a simple and effective
accessory for attaching a curtain or the like to a rod while maintaining an aesthetic appearance”
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by “easily attaching a curtain or the like to a rod without the necessity of threading the rod.” A
side-by-side comparison shows the ’232 Patent’s illustration of the invention’s preferred
embodiment is largely identical to one of Plaintiffs’ examples of the Asserted Trade Dress.
Similarly, Plaintiffs’ ’248 Patent repeatedly describes the benefits of a hanging sheet
containing fastener elements such as rings with “the slit extending through the fastener” in order
to “facilitate[] the attachment of the material to [a] rod without the need to remove the rod from
its supports” which “may be used to provide certain patterns of flow of a curtain (e.g. the way it
folds, hangs, etc)” or arranged in a regular pattern to “eliminate the problem of possible
drooping” caused by “a large spacing between the rings.” A side-by-side comparison of the ’248
Patent’s preferred embodiment with one of Plaintiffs’ examples of the Asserted Trade Dress
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Both the ’232 and ’248 Patent repeatedly identify the key point of novelty in their
claimed inventions as the inclusion of a row of rings, each containing a slit that allows a curtain
to be installed and supported on a rod without detaching that rod, and without the need for
external hooks or clips that would present a disorderly or un-aesthetic appearance. Because the
Asserted Trade Dress claims those features, Plaintiffs have not met their burden of showing non-
functionality. Sulzer Mixpac, 988 F.3d at 181. Plaintiffs thus cannot show a “clear and
substantial” likelihood of success on the merits, and it is not necessary to address the parties’
3
  Some of the Plaintiffs have brought claims under the Asserted Trade Dress in a separate action
in this District, Focus Products Group International, LLC v. Kartri Sales Co., Inc., No. 15 Civ.
10154 (S.D.N.Y.). The court granted the defendants summary judgment on the trade dress
claim, holding that the Asserted Trade Dress was generic and had not acquired secondary
meaning. See Kartri, 454 F. Supp. 3d 229, 250, 253 (S.D.N.Y. 2020), reconsideration denied,
2020 WL 2115344 (May 3, 2020). The court did not reach the issue of functionality. See Kartri,
454 F. Supp. 3d 229, 250, 253 (S.D.N.Y. 2020), reconsideration denied, 2020 WL 2115344
(May 3, 2020). On a second motion for reconsideration, the court found for Plaintiffs on the
functionality issue because the defendant had failed to put forth evidence to put the fact in issue,
but denied Plaintiffs summary judgment on the trade dress claim, finding that the secondary
meaning element presented a question of fact for the jury. Kartri, 2021 WL 22630, at *3-*5
(S.D.N.Y. Jan. 4, 2021). The case is distinguishable because the court in Kartri was bound by
the evidentiary record before it. To the extent that the Kartri analysis is otherwise inconsistent
with this Opinion and Order, this court respectfully disagrees.
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In the face of the Supreme Court’s observation that a prior utility patent “is strong
evidence that the features therein claimed are functional,” TrafFix, 532 U.S. at 29, Plaintiffs first
argue that the Asserted Trade Dress cannot be functional because the ’232 and ’248 Patents
provide alternative embodiments of the claimed inventions that do not resemble the Asserted
Trade Dress. Plaintiffs rely on a non-binding Second Circuit decision, Cartier, Inc. v. Sardell
Jewelry, Inc., which declined to find functionality because of “many alternative designs that
could perform the same function.” 294 F. App’x 615, 621 (2d Cir. 2008) (summary order).
Plaintiffs’ reliance on Cartier is unpersuasive. Unlike that case, this case involves Plaintiffs’
own expired utility patents that directly claimed the specific features integral to the Asserted
Trade Dress. In those circumstances, courts have declined to “engage . . . in speculation about
other design possibilities . . . which might serve the same purpose,” because “the functionality of
the [] design means that competitors need not explore whether other [configurations] might be
used . . . it is the reason the device works. Other designs need not be attempted.” TrafFix, 532
U.S. at 33-34. The same reasoning applies here. Plaintiffs’ use of regularly spaced rings and
associated slits at the top of a sheet of material serve the functional purpose of enabling the sheet
to be hung on a fixed rod without using unsightly clips or hooks. Whether another design serves
the same purpose does not render Plaintiffs’ engineering-driven ring-and-slit design non-
functional. Finding otherwise would create the exact issue the Supreme Court has repeatedly
cautioned against: overextending patent law’s monopoly on useful product features through the
instrument of trade dress. See TrafFix, 532 U.S. at 29; Qualitex, 514 U.S. at 164-65.
Plaintiffs also note in passing that the Asserted Trade Dress covers aesthetic aspects of
their products. The Supreme Court has noted that where a party asserts trade dress on a product
covered by a utility patent “to protect arbitrary, incidental, or ornamental aspects of features of
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[the] product found in the patent claims,” then “a different result might obtain” as to
functionality. TrafFix, 532 U.S. at 34; accord Schutte Bagclosures Inc. v. Kwik Lok Corp., 193
F. Supp. 3d 245, 261-62 (S.D.N.Y. 2016), aff’d, 699 F. App’x 93 (2d Cir. 2017) (summary
order). That principle does not apply here. The Asserted Trade Dress claims to provide aesthetic
features to create a “neat and orderly appearance” -- by (1) eliminating the need for hooks above
the curtain, (2) providing a row of rings along the upper portion of the curtain, arranged in a
manner co-planar with the curtain and (3) providing that the rings and slits should be arranged in
“an organized and symmetrical repeating visual pattern.” To the extent Plaintiffs claim these
portions of the Asserted Trade Dress constitute arbitrary, incidental or ornamental features of the
’232 and ’248 Patents, the argument is unpersuasive. The patents themselves explain how these
The ’232 Patent notes that its design “overcome[s] the difficulty in the prior art of easily
attaching a curtain or the like to a rod without . . . the use of support clips while maintaining an
attractive appearance to the mounted curtain” (emphasis added). The ’232 Patent also explains
the functional benefits of the Asserted Trade Dress’s claim to regularly-spaced rings oriented co-
planar to the sheet, stating that (1) a “plurality of pairs of openings . . . improve the support of
the [sheet] along its length” (emphasis added), (2) “a spacing of 10 to 20 cm. can be used for
both” and (3) that the rings “reinforce the opening [in the sheet]” to prevent tearing and ripping
while “improv[ing] the movement of the mounted sheet on the rod as well as improv[ing] the
The ’248 Patent states that its design (1) “allows a curtain . . . to be attached to a
mounting rod without the need for hanging support hooks” (emphasis added), (2) that the slits
may be arranged “to provide certain patterns of flow of a curtain (e.g. the way it folds, hangs,
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etc)” and to ensure that the curtain hangs concave to the wall, which contains water more
effectively in the shower while blocking more light and (3) that the use of spaced rings allows
“the width and the spacing of the flow of the curtain to be adjusted more readily.” These
disclosures demonstrate that the Asserted Trade Dress’s disclosure of rings and slits co-planar to
the curtain surface, whether arranged in an attractive, symmetric or repeated manner, is driven
by functional considerations described in the ’232 and ’248 Patents. Accordingly, those features
of the Asserted Trade Dress are not merely arbitrary, incidental or ornamental.
B. Irreparable Harm
Plaintiffs have not made an adequate showing of irreparable harm. “Irreparable harm is
injury that is neither remote nor speculative, but actual and imminent and that cannot be
remedied by an award of monetary damages.” New York v. United States Dep’t of Homeland
Sec., 969 F.3d 42, 86 (2d Cir. 2020); see also Takeda, 967 F.3d at 1349.
Plaintiffs claim that irreparable harm arises from the fact that Plaintiffs and Defendant are
competing for the same retailers and customers. Plaintiffs identify no reason why damages
would be insufficient to compensate them for any lost business or customers and instead quantify
a portion of lost revenue they attribute to Defendant’s competition. See, e.g., Tait v. Accenture
PLC, No. 18 Civ. 10847, 2019 WL 2473837, at *3 (S.D.N.Y. June 13, 2019) (finding no
irreparable harm where plaintiff claimed financial harm and lost business opportunities, and
collecting cases where plaintiffs showed irreparable harm, which involved “a qualitatively
Plaintiffs also: (1) identify a potential loss of business from their top retail customer to
Defendant’s allegedly-infringing product lines; (2) speculate that the retail customer will launch
private lines using Defendant’s products that further harm Plaintiffs’ market position; (3) state
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that Plaintiffs’ business goodwill might be eroded by confusion with Defendant’s products; (4)
claim Plaintiffs could lose potential follow-on business opportunities because their shower
curtain products act as entry points for retailers and (5) speculate that Plaintiffs’ entire business is
at risk from Defendant’s alleged infringement. 4 Such speculative issues are not the type of actual
and imminent harm that justify the extraordinary remedy of a preliminary injunction. See
Takeda, 967 F.3d at 1349-50; New York v. United States Dep’t of Homeland Sec., 969 F.3d at 86.
Plaintiffs have not shown they will suffer irreparable harm absent a preliminary injunction. For
that reason, this Opinion and Order does not address the parties’ arguments as to whether
Plaintiffs have established a “sufficiently strong causal nexus” between their claimed harms and
Defendant’s alleged patent infringement. Bio-Rad Lab’ys, Inc. v. 10X Genomics Inc., 967 F.3d
In balancing the equities, courts must weigh the harm to the movant if the injunction is
not granted against the harm to the non-moving party if the injunction is granted. Ticor Title Ins.
Co. v. Cohen, 173 F.3d 63, 68 (2d Cir. 1999); accord In re Tronox Inc., No. 14 Civ. 5495, 2014
WL 5825308, at *9 (S.D.N.Y. Nov. 10, 2014). The equities here tip slightly in favor of Plaintiffs.
As competitors, both parties will lose some degree of business and goodwill if an injunction
issues. However, Plaintiffs identify their shower curtain line of products as central to their
4
  Plaintiffs cite cases stating that loss of an entire business can be an irreparable harm. Those
cases involved an imminent risk of loss not present here. Plaintiffs state that they have lost (1)
several hundred thousand dollars in revenue from one of their major retail customers, which they
speculate is due to competition from Defendant’s competing products and (2) business to
Defendant from their largest retail customer in the field of slipcovers. From those claims,
Plaintiffs extrapolate that the customer’s shower curtain business “could easily be next” and thus
their entire business is at stake. These claims are too speculative to sustain a showing of
irreparable harm at the preliminary injunction stage.
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business, whereas Defendant does not dispute that the Accused Products constitute a small
The public interest would not be served by an injunction. Enjoining sales of the Accused
Products would be premature given that (1) the Accused Products appear plainly different from
the D091 Patent and (2) functional considerations likely underlie the Asserted Trade Dress, and
so an injunction would potentially extend the utilitarian protection of the expired ’232 and ’248
IV. CONCLUSION
All of the preliminary injunction factors, except the balance of equities, weigh against a
The Clerk of Court is respectfully directed to close the motion at Docket No. 24.
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