BAR177 Winter Spring
BAR177 Winter Spring
BAR 177
BAR 177
WINTER /
SPRING 2020 The Journal of British Military Thought
ADR009205
Contents
BRITISH ARMY REVIEW
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the relevant Command Headquarters before submission. Professor Sir Michael Howard 4 BRITISH ARMY REVIEW
BAR assumes such clearance has taken place. OM CH CBE MC FBA FRHistS The Review is intended to provide a forum for the discussion
Submissions: Articles should not normally exceed 3,000 of all matters of professional interest to the soldier. Articles
words with the optimum length around 2,500 words. Shorter and letters are invited from all ranks and from others
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Word via email but please note Powerpoint does not reproduce
THEME: CONSTANT having a special knowledge of military affairs. Controversy
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well in commercial printing. Also all Acronyms and
Abbreviations should be spelt out in full and Plain English
COMPETITION promote thought and discussion and is therefore welcomed.
Descriptions of recent or current operations and imaginative
Should Be Used At All Times. Material for the next issue of ideas on doctrine, tactics, training or equipment are of
BAR should be sent to the Editor at the address below: Competition in the Periphery 6 particular interest.
Address: The Editor, British Army Review, Building 97, Colonel Will Davies
Land Warfare Centre, Warminster BA12 0DJ PHOTO CREDITS
Phones: Military: 94381 3050 77th Brigade: An Introduction 14 Contributions for all sections of the journal may be submitted
Lieutenant Colonel James Chandler at any time and will be included in the earliest issue possible.
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Email: [email protected] Trendy or Essential - 20
Gendered Analysis of the Contributions, Correspondence and Contact:
BAR is interested in sparking professional debate and, Operational Environment All contributions and correspondence should be addressed
consequently, we are looking for articles on any aspect of Lieutenant Colonel Thammy Evans directly to the Editor, but readers are requested to direct
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Conceptual Force (Land) 2035 30
written and suitably engaging. Subjects of particular current
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Command: 116
HISTORY The 21st Century General
Colonel Alistair McCluskey
Managing the News during 94
the Battle For Rome 1944 How Armies Grow in the Age 118
Brigadier (Ret’d) Richard Toomey of Total War 1789-1945
Captain Steve Maguire
BAR CONTENTS | 1
Editorial
BAR EDITORIAL | 3
Professor Sir Michael
Howard OM CH CBE MC
FBA FRHistS, 1922-2019
This photo of Sir Michael Howard is reprinted here by kind permission of the International Institute for Strategic Studies (IISS).
As BAR published an interview with Professor Sir Sir Michael educated several generations of military
Michael Howard a few issues back we felt it was only history scholars at King’s and Oxford. I myself had
fitting that we publish his obituary, written by William the good fortune to be taught by him as a final-year
Philpott, the President of the British Commission for undergraduate shortly before his retirement from Oxford
Military History. - his special subject on British strategy in the First World
War era directed me onto the path which I have followed
OBITUARY | 5
Competition in
the Periphery
Colonel Will Davies, CGS Fellow, Chatham House, uses a case
study of the Kurdistan Region of Iraq (KRI) to argue that competition
extends to peripheral regions with global effects.
A British Army trainer gives instruction during land navigation training at the Kurdistan Training Coordination Center (KTCC) near Erbil, Iraq.
Photo: Sergeant Tracy McKithern, Crown Copyright.
Major powers have entered a more intense period of terrorism and capacity-building to the strategic, political-
strategic competition for regional and global advantage, military level. I saw patterns and made connections
played out below the threshold of armed conflict. This where I had previously been blind, particularly in terms
paper uses the author’s experiences in the Kurdistan of the region’s geopolitics, the UK’s long-term strategic
Region of Iraq (KRI) to argue that this competition interests and opportunities, and the competing interests
extends to peripheral regions like the KRI where, beyond of other international actors. The lens through which I
the current focus on Daesh and counter-terrorism, there viewed my role had changed.
are opportunities to gain (and lose) strategic advantage
over major rivals such as China, Russia and Iran in the As I left the KRI after 12 months, I had several
longer term. However, these can only be realised if the unanswered questions. Beyond counter-terrorism
UK and its allies view their overseas activities, including objectives in the KRI, is the UK configured to achieve
those of the British Army, through the lens of enduring, competitive advantage over other actors? Does it have
constant competition and re-frame the design and long-term goals beyond the defeat of Daesh? Had my
delivery of these activities accordingly. role supported these long-term goals? Are the UK’s
competitors gaining relative advantage in the KRI?
1 Mazaar, M., et al, Understanding the Emerging Era of International Competition: Theoretical and Historical Perspectives, RAND Research
Report. In this vacuum, RAND has defined competition in the international realm as ‘the attempt to gain advantage, often relative to others
believed to pose a challenge or threat, through the self-interested pursuit of contested goods such as power, security, wealth, influence, and status.’
2 ADP Land Operations (2017), UK Doctrine and elsewhere.
3 Mazaar, op. cit.
4 US Joint Doctrine Note 1-19, Competition Continuum.
5 Clausewitz, C., On War, translated by M Howard and P Paret, Princeton University Press, 1984.
6 Mazaar, op. cit.
7 Brands, H., The Lost Art of Long-Term Competition., The Washington Quarterly, Winter 2019.
Image shows a Kurdish Soldier during an exercise. The UK Training Team in ERBIL continues training soldiers from the Kurdish Security
Forces in order to better enable them to counter the threat of DAESH. Photo: Crown Copyright
8 The Oil and Gas Year: oil reserves 45 billion barrels; oil production 451,000 barrels per day; gas reserves 5.7 trillion cubic metres.
9 Milley, R., The Unwanted Wars: Why The Middle East Is More Combustible Than Ever, Foreign Affairs, Nov/Dec 19.
10 Leaked Cables Reveal Extent of Iran’s Influence in Iraq, The Guardian, 18 Nov 19.
11 Hannah, J., US Deterrence in the Middle East Is Collapsing, Foreign Policy, 30 Oct 19.
12 Rumer, H., Russia in the Middle East: Jack of all Trades, Master of None, Carnegie Endowment for International Peace, Oct 19.
A British army trainer gives instruction during training at the Kurdistan Training Coordination Center (KTCC) near Erbil. The KTCC is a Combined
Joint Task Force - Operation Inherent Resolve building partner capacity location dedicated to training partner forces and enhancing their effectiveness
on the battlefield. CJTF-OIR is the global Coalition to defeat ISIS in Iraq and Syria. Photo: Sergeant Tracy McKithern, Crown Copyright
However, this level of influence cannot be assumed. Third, a mindset and commitment to enduring competition,
The UK’s strategy in the KRI and Iraq, along with many with long-term goals. Commitments in the KRI are often
of its allies, is still predominantly focused narrowly on undermined by the annualised MOD and CSSF funding
counter-terrorism and the defeat of Daesh. With the threat and review cycles, inducing uncertainty over the future
from Daesh diminishing and other nations adopting of projects. This does little to instil confidence amongst
broader strategies in the KRI and its surrounding region, partners and generate mutual commitment, while
the UK should re-configure its activities to be effective in creating space for potentially more malignant actors
a longer-term competition against rivals such as China, to gain influence with local partners. Instead, the UK’s
Russia and Iran. military commitments could be cast and communicated
in a way that generates maximum certainty and
MAXIMISING COMPETITIVE ADVANTAGE - commitment for its allies and partners, while also serving
THE MILITARY CONTRIBUTION to demonstrate clearly the UK’s intent to rivals.
One way to analyse this is to imagine how the UK’s
current military activity in the KRI might look when Long-term objectives could be agreed in cooperation
viewed through the lens of constant competition and with partners and allies to enhance mutual commitment
reconfigured against its four characteristics. and ensure priorities are appropriately targeted and
resourced. The defeat of Daesh, for example, ought to
First, understanding the regional and local operating have been a short-term milestone within a longer-term
environment. In my role, understanding of the local 20-year regional security plan, not an end itself. Military
environment was often patchy and one-dimensional. activity should shift to be focused on building long-
To truly understand the operating environment, experts term institutional capacity and confidence in Kurdish
- local and regional, academic and technical - could be partners rather than basic infantry skills. The short-term
employed to understand and assess the environment inconvenience of force generating more specialist troops
more precisely and periodically, particularly in for these tasks would be outweighed by long-term gains
terms of the other actors in the region, their long- in-country.
17 China Vows to boost cooperation with Iraqi Kurdistan, china.org.cn, 1 Aug 19.
18 Pollock, D., Iraq’s Kurds Balance Their Options, Weighing the US and the Iranians, The Washington Institute, 20 Mar 19.
CONCLUSIONS
The UK’s policy in the KRI has been understandably
focused on counter-terrorism and the campaign against
Daesh. With the threat from Daesh diminishing and
a new UK government in place, the UK governmental
review of foreign, security and defence policy offers
an opportunity to embrace new thinking surrounding
constant competition against major rivals. The MOD
and the Army are also now developing future operating
concepts in which the concept of constant competition
will feature.
A member of 77th Brigade’s Task Group prepares specialist equipment while deployed in the Belize jungle alongside the British Army’s
Specialist Infantry Group. Photo: 77 Brigade, Crown Copyright
Information Activities and Outreach Teams provide practical information and outreach activity at Battle Group level, delivering a digital capture
and dissemination capability as well as local human terrain analysis and civil engagement. Photo: 77 Brigade, Crown Copyright
The Task Group is 77th Brigade’s deployable element. Manned by officers and soldiers from the combat and combat support arms, it provides
information activity and outreach support to the Field Army and Defence. Photo: 77 Brigade, Corporal D Knott, Crown Copyright
The Brigade is a busy and exciting place to work. During NCOs are empowered to take calculated risks, enabling
the last two years it has played an important part in the them to ‘fail early and fail small’, before learning
UK’s contribution to a number of international events. quickly and exploiting lessons identified. By example,
These include: the fight against ISIS; NATO’s enhanced the Brigade plays an integral role in developing the
forward deployment to the Baltic states and Poland; Army’s emerging ‘information manoeuvre’ concept.
the humanitarian aid and disaster relief operation in This initiative seeks to combine information activities
the Caribbean; and the response to high profile events and outreach with a range of other capabilities, such
on the UK mainland. The Brigade has also maintained as counter-intelligence and cyber, in order to integrate
a near constant level of support to numerous defence cognitive and behavioural effects into the planning and
engagement initiatives in Africa and all the major defence execution of Army operations. This, and other projects,
exercises in the UK and abroad. For an organisation of aim to explore what ‘winning’ looks like for a 21st
only a few hundred, of which over 50% are reservists, Century military and how this might manifest itself in
this represents a significant level of commitment. As a practical terms.
result, the Brigade is a popular posting for those keen for
operational service and overseas travel. One area where 77th Brigade breaks new ground is
web operations. Stemming from the inspiration of one
Coupled with this busy programme, the Brigade is young officer and a handful of NCOs, the Brigade’s Web
also known for developing innovative ways of working. Operations Team is delivering capability in the virtual
Reflecting General Carleton-Smith’s new philosophy of space. Designed to provide detailed analysis of internet
‘prototype warfare’, the Brigade executes a ‘democratised’ activity and the ability to engage with friend and foe in
approach to experimentation, where young officers and the virtual domain, the Web Operations Team assists
commanders with an understanding of local sentiment still trying to make sense of all the implications. The
and public opinion. From humble beginnings, the small creation of 77th Brigade is a brave and novel attempt
team now works on an almost permanent operational by the British Army to address these issues head-on
footing, often contributing to UK operations not widely and to ensure it remains a capable and credible force in
discussed or known about. The team is also typical the challenges of today. The success of this endeavour
of the 77th Brigade ethos. They are an eclectic bunch depends entirely on the quality and enthusiasm of the
of linguistic and social media experts, recruited on a young men and women who volunteer to serve in its
competency basis, who have gone a long way ranks. For those looking to help shape the nature of British
with nothing more than enthusiasm, energy and a Army operations in the information age, they should
positive attitude. consider a tour with 77th Brigade.
It is clear we live in a more complicated and interconnected During 2016-2018 Lieutenant Colonel James Chandler
world than ever before. The digital revolution has shifted led the 77th Brigade Research Unit. He has an MPhil
conflict into the information environment and morphed it in International Relations from the University of
into a near continuous ‘battle of narratives’ where skilful Cambridge, was Chief of the General Staff’s inaugural
manipulation of peoples’ perceptions has become of Army Visiting Fellow to Chatham House and is
strategic significance. It is possible we shall never see currently the Army Research Fellow at King’s College
contained military conflicts, like the Falklands and first London, where he is completing a PhD on Britain’s use
Gulf War, ever again. Traditional Western militaries are of information operations in Iraq.
A member of 77th Brigade, provides training on the international Military Gender and Protection Advisor (MGPA) course, Kazakhstan.
Photo: Author, Crown Copyright
1 An earlier version of this article appeared in the Intelligence Corps journal Cognitio (2019). Abridged version printed with permission. Further
discussion can be found on Defence Connect.
ANALYSIS - THE FIRST STEP IN SETTING TACTICAL stage to open up gender disaggregated insights:
INDICATORS AND SUPPORTING EFFECTS Examples of the use of gender analysis and gender
To date, guidance8 on gender at tactical, operational perspectives on military operations have tended to adopt
and strategic level focuses on what to do to be gender the approach of ‘just add women and stir’ in order to
compliant, including conducting a gender analysis. establish active tactical indicators, situational awareness,
Several models for gender analysis exist9, starting most and directly enhance a safe and secure environment, e.g.
notably with the Harvard Analytical Framework pioneered
in the 1980s for humanitarian and development work, • Mixed patrols in order to gain access and information
and most recently (2018) OSCE’s highly practical Gender from different parts of the population
in Military Operations: Guidance for Military Personnel • Patterns of movement of women and children as
Working at Tactical Level in Peace Support Operations, security indicators
which includes a section that starts to turn analysis into • Placing of roadblocks or road improvements to protect
assessment using a three column format (p.18). women and children.
A gender analysis (ie a systemic examination of gender In order to maximise the supporting effects being
relations) of the conflict is a first step in reviewing generated at the tactical level there are further questions
collated and evaluated information to identify significant that can be asked to enhance effectiveness: Have barriers
facts for subsequent interpretation.10 The table at Figure 1 11
been eliminated in order to facilitate Mixed Engagement
illustrates the type of questions that can be asked at this Teams (METs) and Female Engagement Teams (FETs)?
8 E.g. UN (2010) DPKO Guidelines: Integrating a gender perspective into the work of the United Nations military in peacekeeping operations.
9 See also Saferworld (2016) Gender Analysis of Conflict Toolkit; Conciliation Resources (2015) Gender and Conflict Analysis Toolkit; DCAF
(2020) Gender Toolkit (revised edition).
10 See AJP 2.1 for Intelligence Procedures (2016) for the full reference to analysis.
11 For examples of barriers, see DCAF, The Elsie Initiative for Women in Peace Operations: Baseline Study, 2018.
Figure 1: Questions to help illicit sex- and gender-disaggregated data. Source: Nordic Centre for Gender in
Military Operations (NCGM, 2015) Whose Security? Practical Examples of Gender Perspectives in Military
Operations, p.8.
What is being done to integrate a gendered understanding INTEGRATION AND IMPLICATIONS FOR THE DECISIVE
into training, tactics, and procedures? What is being CONDITIONS OF OPERATIONS
done to mitigate against an escalation in gender-biased Beyond analysis is the integration of analysed
outcomes, e.g. against the rise in the severity of indicators information into the current picture of operations to
from potential, to impending ,to ongoing conflict-related reveal new significance to activities.15 For example,
sexual violence (CRSV)?12 gender analysis during Disarmament, Demobilisation
And Resettlement (DDR) often reveals that men and
As gender analysis becomes more common, as gender- women disperse differently as war-fighting ends.
disaggregated data becomes more commonplace, as Men who bonded in fighting, often re-assemble after
analysts and planners become honed to seeing the demobilisation, especially if there are no jobs to go to,
differences, this first step may become more part of our and remain a security concern. Women often return to
standard analytical tools and less of an endeavour in itself. families, but might not be able to if they are stigmatised
A gold-plated standard in analysis, using comparison from rape, or their husband has been killed. Child
with a Tier 1 Target Audience Analysis13, would see a soldiers who have been forced to commit atrocities
conflict and stakeholder analysis incorporate in-country against their own family members are equally rejected
local language analysis with stakeholders. Such a pursuit from reintegration. These men, women and children are
of excellence requires time and resources. Whilst military very susceptible to recruitment by Violent Extremist
intelligence might have a variety of means at its disposal Organisations (VEOs). Whether part of a clandestine
to achieve a Tier 1 analysis, analysis conducted for VEO or frustrated and feeling disempowered back at
peacekeeping, stabilisation or defence engagement could home, the tendency for violence can be exacerbated and
and should be done openly, as UK forces have been invited attempts to supress violence by the further application
at the request of a Host Nation to engage in partnering. of force can lead to a build-up of support for VEOs, and/
As a result, disaggregated data responding to Requests or a reversion to conservative values and domestic abuse
for Information (RFIs), Priority Intelligence Requirements of entire families. Cleansing rituals which have been
(PIRs), and Commanders Critical Information used to overcome problems with re-integration, such as
Requirements (CCIRs) could be gathered in a more in Burundi and Liberia16, have tended to reinforce gender
dispersed manner via ground troops, and in conjunction stereotypes and power relations, skirting the fundamental
with other players, as we implement greater cooperation issue of men feeling disempowered by women - who have
and coordination under Fusion Doctrine. Whether the increasing opportunities for jobs in schools, hospitals,
results are delivered as a gender overlay for an intelligence and traditional roles in markets and caring for family
preparation of the operating environment, or are simply - and the cycle of retribution in domestic and societal
mainstreamed into analytical reporting and decision briefs violence that can bring.
is a subject for further consideration.14
Understanding such considerations in the current diseased with Ebola continuing to demand sex from
operational picture allows commanders and planners partners or others.18
to reconsider timelines and options for supporting
resettlement programmes. This includes focusing more In a sub-threshold conflict fought among people,
effort on tracking and eliminating illegal weapons an exploration of the benefits of gendered analysis
because of the role they can play in perpetuating into more subtle operational effects and longer term
domestic violence and subsequently power relations in strategic outcomes could be revealing for at least four
communities, even when there are few overt external elements of a conflict analysis: the conflict profile, a
acts of violence.17 Integration of a gendered analysis can stakeholder analysis (ideally looking at changes over
also allow the operational commander the insight into time), root causes, and opportunities for de-escalation
potential change agents across the gender spectrum in and prevention of violent conflict.19 One tool to help
order to (sometimes) indirectly influence behaviours. integrate gender-disaggregated data is the NAPRI
An example here was the need during the Ebola crisis wheel20 (needs, access, participation, resources, impact
to inform women at the right times of day and location - see Figure 2). Together with a three column estimate
without men around because it was women who handled format, the NAPRI headings can help group factors in
the deceased. Women were more susceptible to transfer the first column, and so aid deductions in the second
of the disease sexually, whilst men disregarded the column, and finally implications and tasks in the third
information provided on safe handling because of local column categorised according to tactical, operational
taboos and cultural pressures on them, including men and strategic levels.
The integration of a gendered analysis at the operational picture.22 Nevertheless, an increasingly broad academic
and campaign level opens up opportunities for more literature, especially in the related field of security
targeted interventions, for better understanding of sector reform and peacebuilding, support the case for
second and third order effects, mitigating associated bridging the gap between the simple tactical application
risks, and promoting potential resilience drivers. How of gender at one end of the spectrum and, at the other
can an operation be adapted to mitigate risks of gender end, understanding the full implications on operations
bias and gender-based violence (against women, men, of integrating and interpreting gendered analyses and
boys, girls and different Sexually-Oriented And Gender assessments.
Identity Expressions (SOGIE))? Have, for instance, the
UN Action Matrix of Early Warning Indicators of Conflict The lack of specifically annotated military or defence
Related Sexual Violence (CRSV) been incorporated into level examples of the incorporation of gendered
operational planning? Considerations can be held at the analysis in operational policy and plans in order to
planning level in a Gender Annex and included as part achieve strategic military and political outcomes,
of the equivalent of a UN Annex W, which should detail makes it difficult for planners to formulate and
the positive practical benefits in gaining second and third present commanders with courses of action and an
order consequences, which together may bring about the understanding of effects that they can action and
decisive conditions to achieve a campaign objective. implement. This is despite the growing body of national
and international policy and obligations. Greater diversity
FORESIGHT INTO THE STRATEGIC OUTCOMES DESIRED of subject matter experts at planning level, including
OF CAMPAIGN OBJECTIVES inclusion of gender advisors, and greater understanding
Further interpretation is the final step in building an of operational and campaign planning by gender
operational assessment in which the significance of advisors would assist, but we are literally still growing
information is judged in relation to the current body of both sides of this equation. A lack of examples does not
knowledge.21 Such interpretation requires judgement and imply that the thesis does not hold water. Yet without
expertise in order to yield actionable operational effect relevant military examples the courage and leadership
to meet military strategic objectives. There appears to to forge plans based on gendered analysis seems on
be little relevant guidance for the military analyst and the back foot. Areas where a greater nuanced military
planner to integrate the insights of the growing number contribution to HMG objectives could be explored include
of gender advisors and their analysis into an assessment the engagement of thought leadership in patriarchal
21 Ibid.
22 As discussed at the Inaugural Operational Intelligence Conference, Nov 2019.
A Lieutenant Colonel from 77th Brigade, conducts a gender audit with members of the Kurdish Peshmerga. Photo: Author, Crown Copyright
intelligence to lead the way on how to integrate gendered National Action Plan on Women Peace and Security
analysis into the fabric of military operations and showcase 2018-2022, and the Modern Slavery Act (2015).
the benefits that it brings. Gendered analysis could, and
arguably should, be part of the standard analytical palette CONCLUSION
of military intelligence. It is not a single agency sport, and Raising the bar of military planning and intelligence
would be bolstered and enhanced by working together more analysis through applying and setting the global
systematically with a broader analytical group of military standard for a gendered analysis of the operational
and cross-government subject area experts such as the environment is essential, for operational, moral, and
Stabilisation Unit, MOD’s International Policy and Strategy policy reasons. It might seem that a gendered analysis
Teams, and 77th Brigade’s Human Security capability, and is more relevant for the Engage, Secure and Support
the Defence Cultural Specialist Unit (DCSU). Additionally, functions of Land Power. However, the ‘three block war’
capacity building activities27 and Defence activities other that characterises war fighting as we now understand
than operations28, which are seeking funding from the it, and the premise of this article that there is significant
Conflict, Security and Stabilisation Fund (CSSF) - a bleed from tactical to operational and strategic outcomes,
proportion of which is earmarked as Official Development indicates that we can’t relegate gendered analysis to
Assistance29 - will require a gender analysis 30to reinforce peacekeeping alone.
programming options.
While gender is not new, applying gender to the full
A gendered analysis of the operating environment would methodology of operational intelligence cycle to reveal
assist in meeting UN Sustainable Development Goal 5 tactical, operational and strategic military implications
on Gender Equality, and could contribute to the UK’s is innovative. It could be the catalyst to help bring
role in the Contact Group of the Elsie Initiative to remove actionable operational intelligence to invigorate
barriers to increasing women’s meaningful participation campaigns and fusion into cross-Government efforts.
in peace operations.31 More robust gendered analysis Such an all-pervading catalyst has not been seen since
at the operational level could be harnessed by wider the introduction of the Single Intelligence Environment.
Defence processes to illustrate military contribution to
an array of UK policy drivers, including the International The window of opportunity to lead the way and use
Development Gender Equality Act (2014), the UK a gendered analysis to give us a winning edge to
Pictured is a Black Hornet Mini UAV being tested at the Copehill Down training facility on Salisbury Plain. Leading industrial partners in
Robotic and Autonomous Systems (RAS) have been invited by the British Army to put their equipment in the hands of soldiers.
Photo: Sergeant Peter George, Crown Copyright
1 Agile Warrior is the British Army’s intellectual programme to test an alternative force structures based upon the future operating environment
derived from DCDC. Full evidential reports held by Concepts Branch: http://cui1-uk.diif.r.mil.uk/r/852/Concepts/ AgileWarrior/Forms/AllItems.aspx
2 RUSI (2018). ‘The Utility of a Future Land Component in Megacities’DSTL/AGR/000616/01 (O), pp 12-13.
3 https://www.gov.uk/government/publications/global-strategic-trends-out-to-2045
4 https://www.gov.uk/government/publications/future-operating- environment-2035
5 https://www.gov.uk/government/publications/future-force-concept-jcn-117
6 International Institute of Strategic Studies, Military Balance, accessed 20 Oct 16; Flight International, World Air forces 2015.
7 Foreign Military Studies Office, ‘Getting Gerasimov Right’, dated 28 Feb 17, accessed 2 Aug 17.
8 Ministry of Defence, Global Strategic Trends, Version 6, 15.
equate to the Mass of the force (size) multiplied by its war-fighters, therefore improving resilience and political
velocity squared (speed) in much the same way Newton utility. It should be noted that increased automation
declared f =mv2. If this is a valid assumption, then Force raises the premium on the human, a risk yet to be
may also be generated by speed as well as size and quantified through experimentation.
perhaps the future British Army should focus on Notice
to Effect (NTE), speed of decision-making and speed THE CF(L)35 DOCTRINAL PREMISE
across the ground, i.e. tempo, to offset pure mass.
New Ways
DEDUCTIONS The concept proposes a new way of operating, force
AGILE WARRIOR evidence points towards developing design, and capabilities to deliver a more effective
a new operating concept to outmanoeuvre the enemy force. A UK sovereign war-fighting division will remain
conceptually and simultaneously exploit emergent as the baseline offer to our allies. It does not consider
technology. The force could be reconfigured to establish offsetting capability to other nations and looks to support
more appropriate groupings and learn to fight in new a UK military industrial base capable of supporting a
ways that challenge the assumptions of our adversaries. divisional warfighting effort, possibly scalable to the
The force should be confident dispersed, generate corps level. We will deliver multiple, cross-dimension,
increased tempo while actively deceiving the enemy. dilemmas to the enemy so that we impose decision
The Land force should then focus on achieving more paralysis. Although consistent with the Integrated Action,
decisive effects at range, using precision strike, aviation Manoeuvrist Approach, and Mission Command, the
and area-effect, enabled by multi-spectral sensors while fundamental premise focuses on the following principles:
masking the force by decentralisation, dispersal and
deception. As technology enables automation the close • Dispersal. We will manoeuvre dispersed as the norm,
battle should initially be conducted, as far as possible, by which will increase protection, improve deception
automated platforms and sensors that preserve human and allow us to fight disaggregated when applicable.
9 Broster, M, Lowe, M (2016). ‘Future Land Challenges 2 (FLC2) Report’. Dstl, Fareham: 71
10 See ASC task provided by SparkCognition on the utility of AI
• Future Combat Team (FCT). The new unit of force will Risks
be the FCT, consisting of approximately 500 personnel Exploiting the opportunities of AI development is in line
that will deliver the mission sets attributed to today’s with current Government policy.14 However, the ethical
Armoured Infantry (AI) Battle Group of circa 1,250. It considerations have only been analysed at the strategic
will be a combined arms force, with fewer personnel level.15 16 Reliance on a Single Information Environment
but increased manoeuvrability, firepower and sensors, (SIE) produces vulnerabilities when the EMS is easily
delivering more combat mass.11 The FCT will have interdicted. As technology is central to the proposition,
11 The US Army in Multi-Domain Operations, TRADOC Pamphlet 525-3-1, 6 Dec 2018
12 This specific FD is the amalgamation of many dstl wargames and force variation testing events over the last 7 years.
13 The FCT structure within CF(L)35 delivers 16 sovereign FCTs within the division and three comparable divisions; giving a total UK
manoeuvre force of 48 FCTs. This contrasts with the JF 25 modernised division which delivers 15 battle groups and assumes subordination
of a US BCT and DK BG.
14 Industrial Strategy White Paper, HM Government, 27 November 2017, accessed 10 October, 2018
15 AI in the UK: ready, willing and able? House of Lords Select Committee on Artificial Intelligence, HL Paper 100, published 16 April 2018,
accessed 10 October, 2018,
16 AI is not better, or somehow more objective, than any other approach by virtue of its ‘autonomy’ in decision-making. It’s still math, guided by
the choices of the humans who fine-tune it and the data it learns from—both of which are extremely vulnerable to bias.
the ability to procure new systems will require human from the initial fire-fight. This is enabled by
behavioural and process changes.17 The proposition does a new doctrinal way of fighting with more flexibility,
not include detail on CBRN and it is acknowledged that trust and disaggregation and with a more flexible unit
transforming to a new structure is a significant challenge. of force, in the Future Combat Team. The CF(L)35
Furthermore the existing inability to visualise how the proposition offers three comparable UK Sovereign
Army will achieve modernisation objectives means that Divisions with Corps enablers while providing more
we do not understand where our choice points are. deployment options across the spectrum of conflict and
savings in supply. It provides HMG more opportunities,
Conclusion reduced risk and remains fundamental to collective
CF(L)35 generates greater tempo, requires less defence with NATO and broader coalitions. However,
sustainment, poses more challenges to the enemy while the CF(L)35 is focused 17 years away, it may be
and presents fewer targets, as it seeks to displace the available much sooner.
17 Marshall N (2017). ‘Conceptual Force (Land) 2035: The design of a Future Combat Team’. NorScot Consulting Ltd, Stoford Salisbury.
Eighty-six engineers from 59 Independent Squadron Royal Engineers and Royal Marine engineers from Plymouth built shelters in Bagh
District, Kashmir, as part of the United Kingdom's Department for International Development, programme of aid to Pakistan after the
earthquake on 8 Oct 2005. The troops travelled up to remote mountain villages up to 7,500 ft to construct shelters for medical and school
facilities. Photo: Phot Ian Richards, Crown Copyright
Therefore, to stabilize an area, practitioners must be able Troops from 21 Engineer Regiment replace an important bridge to
to identify, prioritize, and diminish Sources of Instability assist the local population. The bridge links the main highways
and local communities within the city of Gereshk in Nahr-e Saraj,
(SOI). Sources of Instability are usually a small subset
Afghanistan. It also helps the Afghanistan National Army (ANA)
of priority grievances. They are SOIs because they (1) maintain communications and gives them the freedom to operate
directly undermine support for local authorities, (2) bringing further stability and security to the region.
increase support for spoilers, or (3) otherwise disrupt Photo: Corporal Jamie Peters RLC, Crown Copyright
the normal functioning of society. SOIs must be
identified through an analytical process. Noteworthy, SOIs cannot usually be addressed by a simple
analysis often finds that the actual source of instability infrastructure project, e.g. building a road. However,
is only tangentially related to a grievance cited by the a road may be a part of the solution. For example, if
community. For example, although locals might cite the two tribes are hostile, getting them to cooperate in the
lack of water as a grievance, analysis might show the process of building a road may help resolve the SOI.
underlying source of instability is competition between Note the infrastructure project is incidental to the
two tribes over a borehole. The lack of water and tribal problem. It’s the process of cooperating to build the road
tensions are two very different problems which require that is important. Another example: if the government’s
two very different solutions. failure to maintain an irrigation system is being turned
1 Rubin, Alissa J., Expanding Control, Taliban Refresh Stamp on Afghan Justice, New York Times, October 7, 2010. http://www.nytimes.
com/2010/10/08/world/asia/08taliban.html (accessed January 17, 2011) or Emma Graham-Harrison. ’Weak Afghan Justice Bolstering Taliban’
Reuters, December 17, 2010. http://in.reuters.com/article/idINIndia-53620620101216 (accessed January 17, 2011).
2 Talbi, Karim, Shadow Taliban government rules Afghans' lives, AFP, January 26, 2010. http://www.google.com/hostednews/afp/article/
ALeqM5gWl9u3ZojrsONNK4l9tiX5TViJyA (accessed January 17, 2011).
BAR ARTICLES | 39
into a SOI by spoilers, a project that simply brings in an integrated back into programming
outside contractor to fix the canals will not necessarily 5. Measures of effect based on behavioral change
increase support for the government. Why? If the are the only true indicators of success.4
government cannot maintain the repaired canals, then
it will continue to be seen as ineffective, increasing Through a five-step process (collection, analysis, design,
popular frustration. Instead, the project should be implementation, and monitoring and evaluation), TCAPF
conducted by the community - with government support identifies sources of instability, designs programs to
- in order to increase the government and/or society’s mitigate them, and measures the effectiveness of the
capability and capacity to maintain the canals in the programming in stabilizing an area.
future. In summary, the goal of stability programming is
identifying and targeting the local sources of instability, COLLECTION
i.e. the issues which undermine the government, The first step is to gain a stability-focused understanding
increase support for spoilers, and/or disrupt the normal of environment. At least three types of information are
functioning of society. Only after an area is stable required to understand an area:
can practitioners address needs through traditional
developmental assistance. To foster stability, there is an • Operational5
obvious need for a simple, standardized, framework that • ·Cultural (major groups, their interests, conflict
identifies and mitigates local sources of instability. resolution mechanisms, traditional authorities, limits
to their power, how spoilers leverage these factors)
THE TACTICAL CONFLICT ASSESSMENT AND • local perceptions (crucial to understanding how
PLANNING FRAMEWORK (TCAPF) spoilers gain and maintain support)
Recognizing the need for a comprehensive framework
for civilian and military practioners, the Office of Civil- TCAPF uses surveys, social media and technology to
Military Cooperation at the U.S. Agency for International gather and analyze cultural factors, information about
Development (USAID) created the Tactical Conflict the local environment, and local perception data from a
Assessment and Planning Framework (TCAPF). It draws wide variety of sources across key population segments.
from the Theory of Change approach which is based One of the most effective ways of gathering perceptions
on the premise that in order to increase stability in an is the Tactical Conflict Survey (TCS). The TCS is a
area, the causes of instability must be identified and simple, four-question survey. When used consistently
mitigated.3 TCAPF is based on five premises: with a representative population sample, it helps identify
grievances, how spoilers use them to gain support and
1. Instability occurs when the factors fostering creates a baseline from which to measure change over
instability overwhelm the ability of the time. The latter is especially important. For as Lord
government or society to mitigate them Kelvin famously said: ‘to measure is to know.’
2. A standardized, replicable, data-driven
methodology is necessary to identify sources of The TCS questions were specifically designed to provide
instability stability-relevant information with a minimum amount
3. Local population perceptions are crucial to of effort.6 Note that they are open-ended questions,
identifying causes of instability which are much more informative than a typical survey
4. Stability programming must be constantly that uses closed-ended questions such as ‘Do you have
monitored, with changes in the environment enough water - yes or no?’ ‘How do you feel about
3 This framework is based on Theories of Change literature. The key premise is that problems must first be identified in order to apply the
expertise needed to solve them. While this seems obvious, too often programs are based on untested assumptions and approaches. Therefore,
it is important to base activities on observable results, e.g. changes in behavior. See Schon, Donald, The Reflective Practioner, New York, Basic
Books, 1983 and Shapiro, Ilana, Extending the Framework of Inquiry: Theories of Change in Conflict Interventions, Berghof Handbook
Dialogue, number 5, Berghof Center for Constructive Conflict Management, 2006
4 A behavioral approach uses quantitative and qualitative social science methodologies to understand groups, measure their current behavior,
identify motivations, and predict future behavior.
5 A useful tool to collect and organize operational information about an area is the PMESII framework. PMESII stands for Political, Military,
Economic, Social, Infrastructure, and Information. This framework helps practioners identify key factors in each area and understand their
relevance to local stability.
6 Here is the rationale behind the four discrete questions:
1. In developing countries, the majority of people make their living from agriculture. As a result, their land is their livelihood, their wealth,
and their future. Unlike developed states where large portions of the population move every year (15% in the US alone); people in developing
countries only move if there is a very compelling reason to do so. Thus this question gives us insight into potential sources of instability
your district government - good, bad, or indifferent?’ the world. As an example of the latter, a US Marine
‘How do you feel about the local police - good, bad, or battalion employing TCAPF in Helmand Province,
indifferent?’ The questions can be modified, removed, or Afghanistan, was surprised to learn that after security,
supplemented depending on the area. For example, if you the second or third biggest grievance (based on TCS
were using the TCS in a Syrian refugee camp, you could Question #4) was the lack of cell phone coverage. The
remove Question One. battalion commander said ‘this is something we had
never thought about, as we considered phones a luxury.’
Instead of having to anticipate all the possible issues However, when cell phone coverage kept coming up
and associated questions/answers that might be in the Tactical Conflict Surveys, the commander made
important in a community, these four open-ended his patrols focus on the ‘why?’ They discovered that
questions allow the local population to identify what for the local population, cell phones were their primary
is important to them. This means we can ask fewer means of swift and reliable communication. Without cell
questions, making the TCS a more useful tool in an phone coverage, it could take a couple of days to find out
unstable environment and minimizing survey bias and about the security situation in a neighboring area and/
respondent fatigue. Note an implicit ‘Fifth question’ or whether attacks might have injured family members.
after each of the others is ‘Why?’ This follow-up leads to This caused a lot of anxiety and fostered a perception of
a more in-depth conversation and deeper understanding insecurity, even though security was in many cases not
of the local grievances and key actors. Since being an issue. The battalion commander noted ‘without using
implemented in 2007 the TCS has been used by non- the TCS to understand the population’s perceptions, and
government organizations, development organizations, especially the ‘why,’ we would never had known about
and NATO military formations in numerous areas of this concern, understood why it was a concern, or done
that may be driving people from their homes, or into improving conditions that may enable people to return.
2. Notice that Question #2 is different than, ‘What do you want?’ or ‘What do you need?’ Unfortunately, those two questions reflect our usual
approach to stabilization or conflict resolution. When we ask those questions, the typical response is a wish list of several items; it’s like
Christmas for the village in which you ask that question, and you are playing Santa Claus. In contrast, when we ask about the most important
problems facing a specific population in a village or town (particularly in a clan-based, tribal society in which community is much more important
than the individual), we tend to get a much shorter and more focused set of responses which reflect actual grievances, not just wishes.
3. This question gives us insight into who is influential in the community and who people trust to address their problems. This effectively
replaces a much longer list of closed-ended questions, ‘Do you trust the government?’ ‘Do you trust the police?’ etc. It also identifies key
interlocutors we would not anticipate – e.g. the local imam, a schoolteacher, etc.
4. Finally, we not only ask the local population to identify their biggest problems in Question #2, but we ask them in Question #4 to prioritize those
problems - rather than us deciding for them what should be done first. This not only prioritizes things, but acts as a check on Question #2. If there
is a discrepancy, we follow up again with the ‘Why’ question to make sure we really understand the priority grievance(s) of the community.
BAR ARTICLES | 41
U.S. Army civil affairs team leader for Provincial Reconstruction Team (PRT) Farah, unloads a box of school supplies during a visit to
a local returnee and refugee village, Feb. 9. Provincial Reconstruction Team (PRT) Farah visited the returnee and refugee village on the
outskirts of Farah City to conduct a site survey and deliver humanitarian assistance. PRT Farah's mission is to train, advise, and assist
Afghan government leaders at the municipal, district, and provincial levels in Farah province Afghanistan. Their civil military team is
comprised of members of the U.S. Navy, U.S. Army, the U.S. Department of State and the U.S. Agency for International Development
(USAID). U.S. Navy photo by Lieutenant J.G. Matthew Stroup/released
anything about it. For the population, cell towers were DESIGN
more important than jobs or clinics. The cell towers gave After identifying the sources of instability, the next step
the population a perception of security and the ability to in the TCAPF process is to design activities to mitigate
tell others about it. Without this baseline view of security, them. This is accomplished through a series of ‘filters.’
nothing else we did mattered in terms of popular support The first filter is ‘Stability Fundamentals.’ This means an
for us or the government.’7 activity must, for example, measurably:
7 Interview with the author, Nawa District, Helmand Province, Afghanistan, May, 2009.
8 ‘Stabilization Principles’ was coined by the former USAID Administrator, Andrew Natsios. See Andrew Natsios, ‘The Nine Principles of
Reconstruction and Development’ Parameters 35, (Autumn, 2005): 4-20.
Members of 9 Squadron Royal Engineers and 23 Engineer Regiment are pictured building a road with the assistance of
local Afghans. The road links to a bridge across the Loy Mandeh Wadi. The bridge will then be rebuilt to enable access for
heavy goods vehicles, opening supply routes across the area. Photo: Corporal Mark Webster, Crown Copyright
9 Trusted local partners understand which individuals, organizations, and businesses should be avoided when implementing stabilization
activities. The TCAPF process identifies these partners, which can change over time.
10 Kilcullen, David, Measuring Progress in Afghanistan, (U.S. Military Manuscript, Kabul, 2009), 7
BAR ARTICLES | 43
focus on ‘indicators of change’ which show whether Stabilizing Helmand Province, Afghanistan
the populations’ behavior has changed.11 Crucially, this In 2006, the British 52nd Infantry Brigade (52 Bde)
information must be continually collected and analyzed was notified it would deploy to Helmand. Identifying
over a period of time. This allows field personnel to the reasons for the difficulties faced by previous units
create a baseline and measure the impact of activities in stabilizing the province, the Brigadier commanding
over time. A one-time gathering of perceptions is 52 Bde knew that they could not be successful without
meaningless as they will change as a result of events, a comprehensive and detailed understanding of the
activities, etc. In summary, TCAPF uniquely combines operating environment, particularly the challenge of
data analysis, qualitative assessment, and forecasting gaining data from communities that could be geo-located.
capabilities with data visualization techniques to Because of a dearth of reliable information on the non-
identify sources of instability, mitigate them, and prevent security aspects of the environment, a significant gap
their reoccurrence. between the perceptions of the International Security
Assistance Forces (ISAF) operating in the area and the
TCAPF IN ACTION local population was identified. For example, civilian
TCAPF has been employed by civilian, government, deaths, often referred to as ‘collateral damage’ by ISAF,
and military entities in areas as varied as Afghanistan, were having numerous negative consequences. Civilian
the Philippines, Nigeria, and Sudan. The following deaths decreased popular support for the Afghan
case studies demonstrate its effectiveness as a unique, Government and the ISAF. Consequently, expensive
analytical, comprehensive, replicable methodology. development projects had no impact in stabilizing the
Marines with Combat Logistics Battalion 31 (CLB-31), 31st Marine Expeditionary Unit (MEU), place a water tower frame on to its base,
March 10. The Armed Forces of the Philippines (AFP) and CLB-31, 31st MEU, servicemembers work together in rebuilding a two-room
classroom and a water tower at Marnay Primary School during exercise Balikatan 2010 (BK ’10). Photo: US Marines, Released
11 Church, Cheyanne and Rodgers, Mark, Designing for Results: Integrating Monitoring and Evaluation in Conflict Transformation Programs,
Washington, DC: Search for Common Ground, 2006.
12 Wardlaw, Richard, 52 BDE’s use of TCAPF, Presentation given at Quantico, VA, October 2008, LTC Wardlaw was in charge of Reconstruction
and Stabilization for the British 52 Brigade during their Nov 2007 – April 2008 deployment in Afghanistan.
13 Farrell, Theo, Unwinnable, Britain’s War in Afghanistan 2001 – 2014, Penguin Random House, 2017, 212 – 214.
BAR ARTICLES | 45
to undermine its progress.14 This is a good example of SUMMARY
using TCAPF to identify sources of instability, working To stabilize an area or prevent instability from fostering
with the community to mitigate them, and increasing violence, two things must happen. First, local sources of
community resiliencies to foster long-term stability. instability must be identified and mitigated. Second, local
These examples demonstrate the effectiveness of TCAPF resiliencies must be recognized and strengthened. Both
in both unstable and conflict environments. are predicated on understanding the environment from
the perspective of the community that lives there. Just
THE BENEFITS OF TCAPF like the human body, communities’ respond to changes
The Tactical Conflict and Assessment Framework was in the environment. Therefore, to facilitate stability,
designed by practitioners to prevent and/or mitigate communities need to be monitored and assessed
conflict, foster stability, and measure impact. It is unique regularly. The days of conducting a survey and then
because it: waiting 12 months to remeasure are gone. A simple, fast,
technological feedback loop integrated into an inclusive
• distinguishes between needs, grievances, and sources of planning framework, which identifies reactions to actions
instability taken and pinpoints course corrections is required.
• provides all entities in an area with a common Because of its emphasis on societal engagement and
understanding of local sources of instability metrics, which measure the impact of activities in terms
• is focused on mitigating the sources of instability, of environmental, financial, governmental, and social
improving the effectiveness of programming returns rather than simple outputs.
• is data driven, standardized, and uses population-
centric, behaviorally-based evaluation criteria which The TCAPF is the only comprehensive, behaviorally-
can be geo-located and placed in relational databases focused, data-driven, population-centric instability and
• uses data to measure impact conflict framework which has been used successfully
• creates a baseline which allows the effectiveness of in numerous environments. Its success is result of
stability programming to be measured over the short, making the local population, the people most effected by
medium and long term instability and conflict, the focal point for understanding
• fosters continuity, mitigating the desire to ‘reinvent and actions. This facilitates more effective decision-
the wheel’ making, as decisions are based on understanding rather
• empowers field personnel who can use quantifiable than assumptions. While specifically providing guidance
TCAPF data to influence higher-level planning and for NATO forces in Afghanistan, the words of General
decision-making Stanley McChrystal could apply to MNCs or governments
• reduces required staff and resources as they are focused working anywhere in the world: ‘understand the local
on stabilizing an area, rather than implementing grievances and problems that drive instability and take
ineffective projects action to redress them.’15
• greatly improves the effectiveness of strategic
communications. Because TCAPF identifies the issues
which matter most to the population, it helps identify
strategic communication themes which resonate with
the population. What is a better message than ‘We
understand your grievances and here is what we’re
doing to address them’.
14 The Opportunity Cost Model is based on the premise that instability and conflict will be reduced when it is ‘more costly’ for spoilers to
gain support from the community. Just as a healthy organism is more resistance to disease, a thriving community is less likely to support
spoilers. See Böhnke, J., Köhler, J., Zürcher, C., (2015), Assessing the Impact of Development Cooperation in North East Afghanistan 2007-
2013, Final Report, Bonn/Berlin: Federal Ministry for Economic Cooperation and Development.
15 McChrystal, Stanley A., ISAF Commander’s Counterinsurgency Guidance, August 25, 2009. http://www.nato.int/isaf/docu/official_texts/
counterinsurgency_guidance.pdf (accessed January 17, 2011).
BAR ARTICLES | 47
The Contested Themes
of Victory
Michael C Davies, a Ph.D. candidate in Defence Studies at King’s
College, London looks at the ten most common themes when
considering victory and who the winners and losers are in conflict.
The 2019 Army Combat Power Demonstration (ACPD) took place on Salisbury Plain from 28 – 30 Oct 2019. It was set in and around Copehill
Down Village - the Army’s primary urban combat training facility - and showcased a variety of the Army’s most modern capabilities. Photo: Jack
Eckersley DE&S, Crown Copyright
1 Harlap, Shmuel, What Is Victory? (Tel Aviv, Israel: INSS, May 1, 2019), 1, available at <www.inss.org.il/wp-content/uploads/2019/05/Guest-
Column-01052019.pdf>. I use the term, ‘reportedly’, because the quote is referenced to a Haaretz article that cannot be independently found.
The author did not respond to my request for clarification.
2 Kapusta, Philip, ‘The Gray Zone,’ Special Warfare (October-December 2015), 18–25, available at <www.soc.mil/SWCS/SWmag/archive/
SW2804/October%202015%20Special%20Warfare.pdf>.
3 Tierney, Dominic, The Right Way to Lose a War: America in an Age of Unwinnable Conflicts (New York: Little, Brown and Company, 2015),
112–113.
4 Rose, Gideon, How Wars End: Why We Always Fight the Last Battle (New York: Simon & Schuster, 2010), xi.
5 Liddell Hart, B.H., Strategy, 2nd Revised Edition (New York: Meridian, 1991), 338.
6 Schadlow, Nadia, War and the Art of Governance: Consolidating Combat Success into Political Victory (Washington, DC: Georgetown
University Press, 2017), 1.
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Pictured is an Army Warrior AFV with an Apache Attack Helicopter in the background at the 2019 Army Combat Power Demonstration (ACPD)
that took place on Salisbury Plain October 2019. Photo: Jack Eckersley, DE&S, Crown Copyright
In turn, this leaves campaigns without strong guidance, THE LEVELS OF VICTORY
meaning the use of weapons can be confused with Linked to this is the fourth theme, the levels of victory.
military effectiveness. In the West, this confusion is most William Martel suggests that the first organizing principle
often related to the use of high-technology, stand-off of understanding victory is that it happens across a
weapons that presume universal strategic effect with the continuum: at the tactical, political-military, and grand
release of every weapons load, even though there is no strategic levels. In turn, each of these levels have their
basis for this assertion. own definition of victory.8 The levels of victory, related to
the Perspective theme below, are why various actors are
THE CHARACTER OF WAR able to declare victory in the same war. An actor might
Robert Randle made the superb point that: ‘… the character have achieved (some of) their objectives at one level,
of a war determines the character of its settlement…;’7 that while the other achieved them at another level.9
the understanding of what victory means is dependent
on how the war is fought as much as why it was fought NON-BINARY DISTINCTIONS
in the first place. The character of war is the third theme, The non-binary distinction of victory is the fifth theme.
and helps to explain the first two. Only by correctly linking Instead of Levels, other analysts suggest victory happens
the character of war, effective execution, with suitable and on sliding scales. Colin S. Gray defines it according to
necessary goals in an iterative manner can an appropriate ‘decisiveness,’10 while J. Boone Bartholomees contends it
notion of victory emerge. The confusion of these aspects is occurs across a scale of success: ‘Defeat/Lose/Not Win/
a key problem within the discipline. Tie/Not Lose/Win/Victory.’11 However, the analytical
7 Randle, Robert F., The Origins of Peace: A Study of Peacemaking and the Structure of Peace Settlements (New York: The Free Press, 1973), viii.
8 Martel, William C., Victory in War: Foundations of Modern Military Policy (New York: Cambridge University Press, 2007), 94–98.
9 Tuck, Christopher, ‘Measuring Victory: Assessing the Outcomes of Konfrontasi, 1963–66,’ Journal of Military History 82, no. 3, 873–898.
10 Gray, Colin S., Defining and Achieving Decisive Victory (Carlisle, PA: Strategic Studies Institute, April 2002), 9.
11 Bartholomees, J. Boone, ‘Theory of Victory,’ Parameters (Summer 2008), 27.
12 Rapport, Aaron, Waging War, Planning Peace: U.S. Noncombat Operations and Major Wars (Ithaca, NY: Cornell University Press, 2015), 29–30.
13 Anderson, Michael, ‘On the Meaning of Victory,’ AUSA, July 26, 2018, available at <www.ausa.org/articles/meaning-victory>.
14 Fortna, Virgina Page, Peace Time: Cease-Fire Agreements and the Durability of Peace (Princeton, NJ: Princeton University Press, 2004), 79.
15 Mandel, Robert, The Meaning of Military Victory (Boulder, CO: Lynne Rienner Publishers, 2006), 7–9.
BAR ARTICLES | 51
However, because termination does not equal the
conclusion to a war, the holding of objectives for a time
period is required. Some suggest the maintenance of
that objective for one year will suffice, but one must be
wary of short-term definitions as a large percentage of
peace agreements collapse within five years.16 Indeed,
even smashing military victories can begin to look less
decisive over a longer term, predominantly because of the
inability to translate tactical victory into strategic victory.
As Cathal Nolan writes in his masterful, The Allure of
Battle, ‘Winning the day of battle is not enough. You
have to win the campaign, then the year, then the decade.
Victory must usher in political permanence.’ 17
PERSPECTIVE
The ninth theme revolves around the perspective problem
of victory. Just because an opponent has achieved all of
its objectives does not mean the other side cannot spin
its efforts as achieving victory as well. Dominic Johnson
and Dominic Tierney’s work shows that a population’s
view on victory is more shaped by pre-conceived notions
of the goals they desire than the facts on the ground,
unless one side is defeated in totality.18 This is why
stabbed-in-the-back conspiracy theories are so prevalent
in societies suffering from a comprehensive strategic
failure - a society cannot believe it eyes, so it assumes a
hidden force at work.19 This Dreamland state can and will
be used to justify their past actions, build a new internal
narrative, and regain power over time, setting the course
for a revanchist response, unless the victor is prepared to
address it from the start.20
SUSTAINABILITY
The final theme of the sustainability of the victory has
three separate parts to it. The first continues from the
above-mentioned revanchism, in that ‘the line between
justice and revenge can be a very fine one.’ Engaging
in ‘justice’ can create the seeds for future aggression The 2019 Army Combat Power Demonstration (ACPD) highlighted
through excessive revenge.21 Second, linked to the innovation and technology with a simulated attack on Copehill Down
Cost theme, victory can exhaust the ‘winner’ so much village by Challenger 2 tanks, Warrior AFVs, Engineers and attack
helicopters and then a hostage rescue by dismounted infantry and
that they do not have the power to enforce the victory military working dogs. Photo: Jack Eckersley, DE&S, Crown Copyright
conditions, and attempting to do so only weakens them
further. Third, the inability or refusal to formalize the end
16 Charles T. Call, Charles T., ‘Ending Wars, Building States,’ 1-24, in Charles T. Call, with Vanessa Wyeth, eds., Building States to Build Peace
(Boulder, CO: Lynne Reinner Publishers, Inc., 2008), 1.
17 Nolan, Cathal J., The Allure of Battle: A History of How Wars Have Been Won and Lost (New York: Oxford University Pres, 2017), 4.
18 Johnson, Dominic D.P., and Tierney, Dominic, Perceptions of Victory and Defeat in International Politics (Cambridge, MA: Harvard University
Press, 2006).
19 Kimball, Jeffrey P., ‘The Stab-in-the-Back Legend and the Vietnam War,’ Armed Forces and Society 14, no. 3 (Spring 1988), 450; 452.
20 Schivelbusch, Wolfgang, The Culture of Defeat: On National Trauma, Mourning, and Recovery. Trans. by Jefferson Chase (New York: Picador,
2001), 14–15.
21 Cochrane, Feargal, Ending Wars (Cambridge: Polity Press, 2008), 155.
22 Luck, Edward C., and Albert, Stuart, ‘Introduction,’ in 3–8, in Stuart Albert and Edward C. Luck, eds., On the Endings of Wars (Port
Washington, N.Y.: Kennikat Press, 1980), 4–5.
23 Codevilla, Angelo and Seabury, Paul, War: Ends and Means, 2nd Edition (Washington, D.C.: Potomac Books, Inc., 2006), 70.
BAR ARTICLES | 53
Ignoring the Calls for
Korean Unification
Major Mike Churchman argues that security in Korea is best served
by the status quo and that Unification could prove to be dangerous for
the region.
The Monument to Three Charters of National Reunification south of Pyongyang, North Korea. It was built at the southern approach to Thongil
Street in August 2001. Photo: Bjørn Christian Tørrissen, Creative Commons Attribution-Share Alike 3.0 Unported License, Wikimedia
1 Plate, Tom, ‘In Korea, a Growing Consensus That Unification Is Inevitable,’ The International Herald Tribute, (13 September 1997), p 1
2 ‘U.S., South Korean Alliance Top Topic at Pentagon,’ U.S. Department of Defense, (Last Updated 1 April 2019), https://www.defense.gov/
explore/story/Article/1802202/us-south-korean-alliance-top-topic-at-pentagon/
3 Hilpert, Hans Günther and Pohlkamp, Elli, ‘Japan: On the Sidelines,’ in Facets of the North Korea Conflict: Actors, Problems and Europe’s
Interests, eds.; Hanns Günther Hilpert and Oliver Meier, (Stiftung Wissenschaft und Politik Research Paper 12, December 2019), p 36.
4 Anonymous, email interview with author, 18 June 2019.
5 Lloyd Parry, Richard, ‘Unified Korea could destabilise US role in Asia,’ The Independent, (19 June 2000), p 14
6 Haselden, Carl E., Jr, ‘The Effects of Korean Unification on the US Military Presence in Northeast Asia,’ Parameters, (Winter 2002-03), p 121
7 Hilpert and Pohlkamp, ‘Japan: On the Sidelines,’ 39.
8
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U.S. Army Soldiers aboard an M1126 Stryker Infantry Carrier Vehicle from Alpha Company, 1st Battalion, 27th Infantry Regiment prepare to fire
its .50-caliber heavy machine gun during live-fire exercises at Rodriguez Range Complex, South Korea, as part of exercise Reception, Staging,
Onward movement, and Integration / Foal Eagle 2007 March 22, 2007. The purpose of the exercise is to demonstrate resolve to support the
Republic of Korea (ROK) against external aggression while improving ROK/U.S. combat readiness and joint / combined interoperability. The focus
of the exercise is on strategic, operational and tactical aspects of general military operations in the Korean theater of operations. U.S. Navy photo
by Mass Communication Specialist 1st Class Daniel N. Woods), Creative Commons Attribution 2.0 Generic License, U.S. Army
Can the status quo even be maintained however? (e.g. to compel US troops to withdraw from South Korea …
The DPRK’s development and testing of a long- or, in the longer term, even force through the reunification
range inter-continental ballistic missile, which can of Korea under North Korean auspices)’.10
allegedly threaten the US’s western seaboard has led,
understandably, to US fears on how to contain such a The temptation now facing the US is whether a policy of
threat to its own territory. The US has so far rejected rapprochement, as Trump’s recent olive branch towards
‘a strategy of military deterrence and containment, as Kim Jong-un represents, might be able to achieve
practised [sic] towards the Soviet Union, Russia and ‘denuclearisation’ and remove this threat of nuclear
China’9 for their North Korean policy, due to concern that annihilation against the US. Despite the optimism of
investment, that the DPRK could ‘blackmail the USA and these recent summits however, they have to date glossed
its regional allies under the protection of its own bomb over the DPRK’s fundamentally different understanding
9 Overhaus, Marco, ‘USA: Between the Extremes,’ in Facets of the North Korea Conflict: Actors, Problems and Europe’s Interests, eds.; Hanns
Günther Hilpert and Oliver Meier (Stiftung Wissenschaft und Politik Research Paper 12, December 2019), p 23
10 Ibid., p 24
11 Ibid.
12 Ambassador Chris Hill, telephone interview with author, 27 Jun 2019.
13 Ibid.
14 Boc, Anny and Wacker, Gudrun, ‘China: Between Key Role and Marginalisation,’ in Facets of the North Korea Conflict: Actors, Problems and
Europe’s Interests, eds. Hanns Günther Hilpert and Oliver Meier (Stiftung Wissenschaft und Politik Research Paper 12, December 2019), p 28
15 Boc and Wacker, ‘China: Between Key Role and Marginalisation,’ 27.
16 Spangler, Michael, ‘Preparing for North Korea’s Collapse: Key Stabilization Tasks,’ Parameters, (46(2), Summer 2016), p 39.
BAR ARTICLES | 57
disapproves of the DPRK’s nuclear status and aggressive The peninsula issue must be resolved peacefully.
foreign policy, it appears to prioritise ‘Sino-American The military solution has no way out. China will
superpower rivalry … and the seventy-year-old status quo not allow war or chaos on the Korean peninsula’
on the Korean peninsula.’17 …. He also reiterated that China firmly opposed the
deployment of a US-developed missile shield in South
This view can be seen from the Chinese Foreign Korea, saying it severely damaged strategic security in
Minister’s comments in 2007: the region.18
North Korea’s ballistic missiles on parade during North Korea Victory Day in 2013.
Photo: Stefan Krasowski, Creative Commons Attribution 2.0 Generic license, Wikimedia
17 Hilpert, Hans Günther and Suh, Elisabeth, ‘South Korea: Caught in the Middle or Mediating from the Middle?,’ in Facets of the North Korea
Conflict: Actors, Problems and Europe’s Interests, eds. Hanns Günther Hilpert and Oliver Meier (Stiftung Wissenschaft und Politik Research
Paper 12, December 2019), pp 18-19.
18 Zhen, Liu, ‘China says it won’t allow war or chaos on Korean peninsula after backing latest UN Sanctions,’ South China Morning Post,
(Published 12 September 2017), https://www.scmp.com/news/china/diplomacy-defence/article/2110757/china-gives-full-backing-latest-un-
north-korea.
19 Haselden Jr, ‘The Effects of Korean Unification on the US Military Presence in Northeast Asia,’ p 125
20 Spangler, ‘Preparing for North Korea’s Collapse: Key Stabilization Tasks,’ p 41.
21 Research Officer, FCO, email interview with author, 7 June 2019.
22 Spangler, ‘Preparing for North Korea’s Collapse: Key Stabilization Tasks,’ p 40.
23 Ibid., p 40.
24 Haselden Jr, ‘The Effects of Korean Unification on the US Military Presence in Northeast Asia,’ p 124
BAR ARTICLES | 59
Ultimately, China’s overriding preference for stability and
the status quo is evident in the defensive treaty between
China and the DPRK, signed in 1961 and formally
remaining in force until 2021, which promises ‘mutual
assurances of military assistance in the event of an
armed attack on one or the other’.25 Not only does China
probably not want unification, it could go so far as to
fight to prevent it.
25 Boc and Wacker, ‘China: Between Key Role and Marginalisation,’ 27.
26 Eberstadt, Nicholas, ‘Hastening Korean Reunification,’ Foreign Affairs, (March/April 1997), Volume 76, No. 2, p 86
BAR ARTICLES | 61
Making the Army better
with 360 Degree Reporting
In this article, Captain Robin Winstanley asks how the
Army might change if the subordinates’ observations of their
commanders’ performances were taken into account for their
commanders’ appraisals.
1st Brigade Head Quarters during Exercise Iron Strike 2 conducts a quick brief before moving on to rock drills for the next stage of their exercise.
Photo: Corporal Donald Todd (RLC) / MoD Crown Cropyright
1 Chief of Defence People, JSP 757 Tri Service Reporting Instructions, MoD, Part 3, Para 2, Pg 3-1
2 Chief of Defence People, JSP 757 Tri Service Reporting Instructions, MoD, Part 4, Para 2, Pg 4-1
3 Reed, George E., and Bullis, Craig R., The Impact of Destructive Leadership on Senior Military Officers and Civilian Employees, Armed Forces
and Society 2009, SAGE, Pg 8
4 Hardison, Chaitra M., Zaydman, Mikhail, Oluwatola, Tobi, Saavedra, Anna Rosefsky, Bush, Thomas, Peterson, Heather, Straus, Susan G., 360
Degree Assessment, Rand Corporation, Preface, Pg iii
5 US Department of the Army, Army Training and Leader Development, Army Regulation 350-1
6 Chaitra M. Hardison, Mikhail Zaydman, Tobi Oluwatola, Anna Rosefsky Saavedra, Thomas Bush, Heather Peterson, Susan G Straus, 360
Degree Assessment, Rand Corporation, Chp 4, Pg 23
BAR ARTICLES | 63
Commanders from B Company, 2nd Battalion The Parachute Regiment alongside 3rd Company, 81st Quick Response Force Battalion gather for
quick battle orders before assaulting a position. British paratroopers put their skills to the test alongside their Jordanian counterparts during
joint training on the desert plains of Jordan in Exercise OLIVE GROVE. Photo: Corporal Jamie Hart, Crown Copyright
their duties. A second method of soliciting input for a appraisal reporting method. The immediate one and two
report would be for the subject to have members of his down subordinates of the Troop Commander, in this case
team write reports anonymously that would then be sent the Troop Sergeants and Corporals, would submit their
to his reporting chain. This would allow for a transparent assessment of the performance of the officer at the mid-
process, understandable by all within the organisation. year appraisal phase. The contents of their assessment
would only be made available to the Squadron
Using the example of a Troop Commander we can test Commander and Commanding Officer in order to prevent
the suitability and effectiveness of adopting a 360-degree potential negative reporting by their own reporting
7 Chief of Defence People, JSP 757 Tri Service Reporting Instructions, MoD, Part 4, Para 2, Pg 4-1
8 See Reed and Bullis, The Impact of Destructive Leadership on Senior Military Officers and Civilian Employees, Armed Forces and Society
2009, SAGE, Pg 15
BAR ARTICLES | 65
a subject behaves in a particular way when they know Leaders subconsciously gravitate towards people whom
they are being observed, for instance an Officer behaving they perceive as similar to themselves as discussed by
differently when the Commanding Officer is present. Laurison and Friedman in their book The Glass Ceiling.9
The most obvious example is how individuals behave When Officers or Sergeants look for traits in their
when they have an opportunity to interact with their subordinates that they themselves possess, they may
reporting officers, particularly if they seldom have overlook other leaders with a different style of leadership.
an opportunity to work with them directly. This is The approaches may be more effective than that of their
demonstrated when the main effort for the unit shifts commanders but because it is different it may not be
from preparing for operations to preparing for the visit of identified. Subordinates may be better able to comment
the senior officer. The focus of senior officers within the on the effectiveness of a leadership method or, at the
Regiment is aimed at ensuring the visitor receives the very least, provide a different perspective. By allowing for
best impression possible, which inevitably means greater scope of different styles of leadership the diversity
that the picture presented does not reflect reality. within the Army will inevitably increase. This opens up
By focusing their resources and attention on pleasing the prospect of greater debate within the organisation
their commander in order to advance their own interests and improvement to the intellectual rigor the Army
and careers, the organisation as a whole suffers. applies to its own reflective process. The current
Soldiers of the 3rd Battalion The Parachute Regiment, together with their attached supporting units, hone both their fighting and their fieldcraft
skills on the baked Kenyan savannah as part of the six-week long Exercise Askari Storm. Photo: Dek Traylor, Crown Copyright
9 Laurison, Daniel, and Friedman, Sam, The Class Ceiling: Why It Pays to Be Privileged, Policy Press
Headquarters 20th Armoured Infantry Brigade exercise on a snowy Sennelager Training Area, Germany, as part of a test for the UK's Vanguard
Armoured Infantry Brigade (VAIB) during Exercise SPECULAR. Photo: Dominic King, Crown Copyright
10 Britt, Thomas W., Davison, James, Bleise, Paul, Castro, Carl Andrew, How leaders can influence the impact that stressors have on soldiers,
Military Medicine, Vol 169, Pg 541-544
BAR ARTICLES | 67
them. The reporting officers should continue to assess positive effect on the military cannot be ignored. As a
and articulate how an individual has performed. The learning organisation we are constantly evolving and
contribution from a subordinate could shape how changing the way in which we approach our work. In an
that assessment is ascertained. Arguments against era of ever-dwindling resources and greater demands,
employing this method of reporting raise concerns a change in the way we assess the suitability of
that some commanders may approach the reporting commanders for advancement could have a huge impact,
period as a popularity contest, sacrificing the mission and serve as an important force multiplier.
in order to please their troops or to keep them happy.
At the same time effective leaders who are difficult Those who are able to articulate intent and embrace
personalities may be unduly penalised. This is why it Mission Command can have an outsized influence on
is critical that the reporting officers continue to take the battlefield. Commanders who enjoy the confidence
a holistic approach to the reports that they produce. of those that they lead can drive them to do incredibly
Finally, another critical concern is that reporting difficult things under the most trying of circumstances.
officers are not under any obligation to accept the input By allowing those we lead to provide their insights into
provided by subordinates. By having a transparent how we develop, we can all become better leaders and in
process where subordinates’ input is included in the so doing create a more effective Army for the future. No
report, a subject who receives a report where this input system is without faults, but such a reform could allow
has not been clearly articulated could have grounds the Army to address critical deficiencies in command
for appeal. that far too often allow poor leadership to thrive.
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Psychometric Diversity,
Creativity and the
Open Plan Office
Major James Ashton AGC (ETS) argues that mixing the right blend
of people in the right environment leads to success, suggesting that
the Army is perhaps not getting this quite right.
British Royal Engineers of the UK Bridge Training Team, deployed in support of Operation Inherent Resolve, discuss the construction of an Acrow
Poseidon bridge over the Tigris River with an Iraqi Security Force (ISF) member in Mosul, Iraq. Photo: Pfc Anthony Zendejas, Released
BAR ARTICLES | 71
The British Army Land Forces Headquarters (HQ Land) officially opened a new complex at Marlborough Lines in Andover, Hampshire,
UK in July 2010. Photo: Peter Davies, Crown Copyright
Yet, in the case of those who are required to see and over twenty-two percent being measured as ESTJ alone.7
assess the bigger picture, the inability to close the door Forty-five per cent of junior officers comprise of (ESTJ),
and ponder the strategic situation in peace and quiet (ESFJ) or (ENFJ), out of a possible sixteen categories.8
must have an impact whether the individual prefers the
working environment of the floorplate or not. And for
every brigadier who prefers the quiet of an office, there ISTJ ISFJ INFJ INTJ
must be many more staff officers who equally work 5 (4.5%) 1 (0.9%) 3 (2.7%) 3 (2.7%)
better in smaller, less intrusive environments. With the
Army requiring its people to be ‘the strategic edge’ has ISTP ISFP INFP INTP
it inadvertently created working environments which are 1 (0.9%) 1 (0.9%) 6 (5.4%)
not only non-inclusive (on the psychometric level), but
ESTP ESFP ENFP ENTP
which also actively inhibit our collective planning and
7 (6.3%) 9 (8.1%) 5 (4.5%) 11
processing? With this question in mind, we must look at
(9.9%)
the people who are likely to work in headquarters.
ESTJ ESFJ ENFJ ENTJ
In terms of recruitment it appears the Army does not 25 16 12 6 (5.4%)
seek diversity in the area where it most matters: how (22.5%) (14.4%) (10.8%)
the brain prefers to sift and process information. As has
been alluded-to above, diversity in how one processes Table 1: Breakdown of MBTI results of 111 Lieutenants of mixed
the world around them is critical to creativity in group capbadge with 18 per cent showing as introvert, 82 per cent extrovert,
and 48 per cent comprising just three categories. Note the fact that
scenarios. Yet Myers Briggs Type Indicator (MBTI)
there are more ESTJs than the entire introvert category.
data collected by the author of one hundred and eleven Crown Copyright
lieutenants, between 2017 and 2019, showed a strong
convergence of personality types within the junior
officer ranks, strongly siding towards the extrovert and
action-orientated individuals. Eighty-two per cent of
those surveyed fell within the extrovert category, with
7 ESTJ: Extraversion, Sensing, Thinking, Judging. ESFJ: Extraversion, Sensing, Feeling, Judging ENFJ: Extraversion, Intuition, Feeling, Judging.
8 Evidence was gained through the Myers-Briggs Type Indicator (MBTI) test. The abridged version of the test was used. One individual who had
previously completed the longer version reported that his outcome was the same.
United Kingdom Army soldiers make their way to the range during the Australian Army Skill at Arms Meeting 2019 held in Puckapunyal, Victoria.
Photo: Corporal Jessica de Rouw, Australian Department of Defence
9 Carr, Karen & Sparks, Emma, (2011), Thinking Skills for Strategic Capability.
BAR ARTICLES | 73
quietness should not be equated with shyness or different for the military. Let us take the example of
weakness, but perhaps might signal a strategic, reflective General Dwight D. Eisenhower, Supreme Commander
and creative thinker. of Allied Forces Europe, who fits into the quiet, reflective
category of personality. Beginning the Second World War
Jim Collins, in his book Good to Great suggests that that as a Lieutenant Colonel, he quickly rose to the top due
the CEOs who remain at the top of their companies for to his ability to manage other Generals and Air Marshals
the longest are quiet and self-effecting.10 It should be no with huge personalities and conflicting egos. He smoothed
The British Army begins its campaign on inclusivity and diversity to coincide with National Inclusion Week and demonstrate just how inclusive
it is acknowledging the diverse backgrounds of its personnel and embraces those little things we all have in common, from a love of karaoke to
worrying what others think about us. Photo: Corporal Jonathan Lee van Zyl / MoD Crown Copyright
REFERENCES
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Empowerment and
Mission Command -
Uneasy Bedfellows?
Lieutenant Colonel Simon Graham, analyses the Army’s continuing
commitment to greater empowerment and the role of mission
command in the process.
The 2019 Army Combat Power Demonstration (ACPD) took place on Salisbury Plain from 28 – 30 Oct 2019. It was set in and around Copehill
Down Village - the Army’s primary urban combat training facility - and showcased a variety of the Army’s most modern capabilities.
Photo: Jack Eckersley, Crown Copyright
BAR ARTICLES | 77
In South Sudan, vulnerable groups, such as women, are subjected to various forms of conflict related sexual violence (CRSV). In partnership with
the Human Rights Division and with the support from other departments working as part of the United Nations Mission in South Sudan, the UK
Engineers have successfully lead empowerment based self-defence workshops. Photo: Captain Bratby, Crown Copyright
more complicated with successful individuals skilfully competition drove a search for new forms of management
combining both methods. that encouraged greater risk-taking, innovation and
employee commitment.14 Empowerment appeared
EMPOWERMENT to provide just such a solution.15 The central tenet of
Though the term empowerment is relatively new, the empowerment is that people respond more creatively when
concept of delegating decision-making authority from given broad responsibilities, encouraged to contribute,
management to employees as a means of improving and helped to derive satisfaction from our work.16
performance is not and can be traced back to the 1970s.13 This approach contrasts markedly with traditional
Empowerment took hold as a management concept in management techniques that have emphasised control,
the late 1980s when the increasing rate of change and hierarchy and rigidity.17 Empowerment is a complicated
13 Kanter, R. M., (1977). Men and women of the corporation. New York, NY: Basic Books.
14 Spreitzer, G. M., (2008) ‘Taking Stock : A Review of More than Twenty Years of Research on Empowerment at Work’, in Barling, J. and
Cooper, C. L. (eds), The SAGE Handbook of Organizational Behavior : Volume 1 - Micro Approaches. London: Sage Publications, pp. 54–72
15 Thomas, K. W. and Velthouse, B. A., (2011), ‘Cognitive Elements of Empowerment: An “Interpretive” Model of Intrinsic Task Motivation.’,
Academy of Management Review, 15(4), pp. 666–681.
16 Walton, R., (1985), From control to commitment in the workplace, Harvard Business Review, March-April, pp. 77-84
17 Greasley, K. et al., (2008), ‘Understanding empowerment from an employee perspective’, Team Performance Management: An International
Journal, 14(1/2), pp. 39–55.
SRUCTURAL ORGANISATIONAL
PERSONAL AND EMPOWERMENT PSYCHOLOGICAL EFFECTIVENESS
RELATIONSHIP EMPOWERMENT - Performance
- Alignment
CHARACTERISTICS - Meaning outcomes (Productivity,
- Shared information proactivity, creativity,
- Disposition - Competence
- Boundaries innovation).
- Performance - Self determination
- Participation - Attitudinal outcomes
- Seniority - Impact (job satisfaction,
- Training & knowledge
- Trust commitment)
- Org. support
concept, which history has shown is very difficult to rather control than empower you. Therefore, relationships
implement effectively.19 Empowerment rhetoric and the matter for empowerment.
reality of implementation are often very different.
STRUCTURAL EMPOWERMENT
The model of empowerment in Figure 1 shows all the Structural empowerment consists of the things that
constituent parts of empowerment and will be used to managers do and the context they set. If a commander
explain what empowerment is in practical terms. is considering creating a more empowered environment
within the unit – and has already established a baseline
PEOPLE of authentic and trusting relationships - then structural
Research suggests that those with stronger self-esteem, empowerment is where the commander should focus.
higher rank, more tenure and higher education report Structural empowerment is associated with sharing
stronger feelings of empowerment in their organisations. power by shifting responsibility and decision-making
In large hierarchical organisations, this typically plays authority down through the chain of command - hence
out as those at the top of the organisation feeling more ‘to give power to’. All too often leaders talk about
empowered than those at the bottom. Therefore when empowerment but say and do nothing about the balance
considering where to focus effort in any empowerment of power in the organisation.20 The benefits of shifting
initiative, a good place to start is with junior employees power downward include enabling us to grow our power
to understand how their responsibilities and participation by sharing it with others who work to a common goal
can be improved. Trust is also important. If your and, by sharing decision-making we can create time for
manager does not trust you, he or she would instinctively longer-term thinking and innovation.21
18 Derived from three articles: Conger, J. A. and Kanungo, R. N., (1988), ‘The Empowerment Process: Integrating Theory and Practice.’, Academy
of Management Review, 13(3), pp. 471–482; Thomas, K. W. and Velthouse, B. A. (2011) ‘Cognitive Elements of Empowerment: An
“Interpretive” Model of Intrinsic Task Motivation.’, Academy of Management Review, 15(4), pp. 666–681; and Seibert, S. E., Wang, G. and
Courtright, S. H. (2011) ‘Antecedents and Consequences of Psychological and Team Empowerment in Organizations: A Meta-Analytic
Review’, Journal of Applied Psychology, 96(5), pp. 981–1003.
19 Storr, J., (2011), ‘A command philosophy for the information age: The continuing relevance of mission command’, Defence Studies, 3(3), pp.
119–129.
20 Forrester, R., (2002), ‘Empowerment: Rejuvenating a potent idea’, Measuring Business Excellence, 6(2), pp. 12–13.
21 Kanter, R. M., (1983), The change masters. New York: Simon & Schuster. McClelland, D. (1975) Power: the inner experience. New York: Irvington.
BAR ARTICLES | 79
The most common practices associated with structural • Training and Knowledge: Getting the most from
empowerment are explained below.22 The practices are people and enabling them to make a real difference
designed to enable people to act with greater autonomy in the organisation requires us to help them build
while still aligning them to an organisational purpose knowledge and skills not only to do their jobs better
and giving them the skills and information they need: but also to learn about the wider organisation. One
aspect of the Field Army Empowerment Programme is
• Strategic Alignment: Leaders must continually to strengthen and standardise in-barracks routines and
communicate a clear and compelling unit purpose. An share this understanding widely.
exercise or operation is not a purpose. They are tasks. • Organisational Support: Organisational support
Tasks should have associated activities which are includes the supportiveness of the unit’s climate, our
all linked to an overarching purpose. It is a leader’s perception that the organisation values and cares about
role to help subordinates, whatever their place in us, and the level of trust the unit has in individuals.
the organisation, understand how their activities Implicit in this is that people will be supported if they
contribute to a meaningful purpose. Purpose matters; make well-intentioned mistakes.
make the organisation’s purpose clear to those you
seek to empower. Any one of these practices by itself will have only a
• Information sharing: As far as possible, we must marginal effect on empowerment.23 The real impact
provide our people with complete and accurate comes from the interaction and reinforcement among
information to allow them to make judgements, these practices.24
prioritise and plan. Merely passing on information
is problematic in a world where there is so much Empowerment, then, is not about removing control and
of it. Instead, leaders should be ‘sensegivers’. oversight and just letting people ‘crack on’. Doing so is
Sensegiving requires us to make things that have likely to lead to activity that is unsynchronised against
already happened meaningful to others, i.e. using common objectives. The skill lies in increasing our
our experience to make judgements about what is subordinates’ area of freedom but doing so in a way
going on around us and communicating that to our that engages and supports them in pursuing a common
subordinates in a way that is meaningful to them and objective. Colonels Val Keaveny and Lance Oskey, US
enables them to react. In return, subordinates must Army veterans of the wars in Iraq and Afghanistan,
share their attitudes and continuous improvement illustrate this point in their recommendations on how
ideas with managers. to empower subordinates on operations by the effective
• Clear Boundaries: Boundaries consist of a shared conduct of Mission Command.25 For them, the key is
understanding of unit goals, policies, processes and employing a set of tools and procedures in the form of
lines of authority and responsibility to better enable shared documents and a cycle of coordination meetings
subordinates to take autonomous action. Boundaries to find a balance between micromanagement and an
constitute the control element of empowerment. environment with so little structure that activities are
• Participative Decision-Making: Individuals and frantic, ill-timed and unsynchronised.
teams must have input into decisions ranging from long
term to day-to-day. Doing so will improve the quality The structural view of empowerment is an incomplete
and acceptance of decisions when participation fits the construct as it takes an organisationally-centric look
constraints of the situation. Remember that subordinates and fails to consider whether people feel empowered.
cannot be expected to participate meaningfully in This led to the development of a psychological
decision-making if they have not been provided with all perspective on empowerment.26
the relevant information.
22 Spreitzer, G. M., (2008), ‘Taking Stock : A Review of More than Twenty Years of Research on Empowerment at Work’, in Barling, J. and
Cooper, C. L. (eds), The SAGE Handbook of Organizational Behavior : Volume 1 - Micro Approaches. London: Sage Publications, pp. 54–72.
23 Lawler, E. E., (1986), High Involvement Management. San Francisco: Jossey-Bass.
24 MacDuffie, J. P., (1995), ‘Human resource bundles and manufacturing performance: Organizational logic and flexible production systems in
the world auto industry (1995)’, Industrial and Labor Relations Review, 48(2), pp. 197–221.
25 Keaveny, V. and Oskey, L., (2015), ‘The Art of Command and the Science of Control - Brigade Mission Command in Garrison and Operations’,
Military Review, March-Apri, pp. 62–67
26 Conger, J. A. and Kanungo, R. N., (1988), ‘The Empowerment Process: Integrating Theory and Practice.’, Academy of Management Review,
13(3), pp. 471–482.
27 Spreitzer, G. M., (2008), ‘Taking Stock : A Review of More than Twenty Years of Research on Empowerment at Work’, in Barling, J. and
Cooper, C. L. (eds) The SAGE Handbook of Organizational Behavior : Volume 1 - Micro Approaches. London: Sage Publications, pp.
54–72.
28 Conger, J. A. and Kanungo, R. N., (1988), ‘The Empowerment Process: Integrating Theory and Practice.’, Academy of Management Review,
13(3), pp. 471–482.
29 Thomas, K. W. and Velthouse, B. A., (2011), ‘Cognitive Elements of Empowerment: An “Interpretive” Model of Intrinsic Task Motivation.’,
Academy of Management Review, 15(4), pp. 666–681.
30 Ibid.
31 Some of these ideas are brilliantly brought to life by Daniel Pink. Search on YouTube for: RSA ANIMATE: Drive, the surprising truth about
what motivates us.
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Element Description of effective delegation of responsibility and the combined
Meaning The fit between work goals and beliefs
efforts of people at the bottom of the organisation
or values; i.e. the extent to which one continuously improving the systems and processes on
cares about a task which they work. The scale of the incremental benefits
to be gained from bottom-up continuous improvement
Competence The belief individuals hold regarding
their ability to perform their work should not be underestimated.36
activities skilfully
The Field Army Empowerment Programme provides
Self-determination One’s sense of autonomy or control over
units and formations with the levers by which the
how they carry out their work
benefits of continuous improvement can be realised.
Impact The degree to which individuals view It aims to give people the skills required to identify
their behaviour as making a difference waste (time, money, other resources), the authority to
or the extent to which they influence
remove it, and to stop doing the things we don’t need to
outcomes.
do. In so doing we can better focus on the things that
Table 1 - Elements of psychological empowerment32 matter; battlecraft, enhancing our collective warfighting
capability, developing bold and innovative commanders,
regarded as a precursor of psychological empowerment.33 and engaging in constant competition.37
The idea of internal commitment links both structural and
psychological elements of empowerment. To generate Empowerment is also said to benefit individuals by
and sustain an empowered environment, leaders must enhancing well-being and positive attitudes.38 Similarly,
encourage the development of internal commitment. empowered employees have a greater sense of motivation,
Internally committed individuals are committed to a job satisfaction and organisational loyalty and are thus
particular project, person, or task based on their own less likely to want to leave the organisation.39
reasons or motivations. Any management practice that
encourages staff participation, such as participating WHEN EMPOWERMENT EFFORTS FAIL
in defining the tasks and goal-setting, will result Despite the many accounts of the supposed advantages of
in individuals feeling empowered and being more empowerment to the individual, team and organisational
committed to the task and organisation.34 performance, very often the benefits are never realised.40
Empowerment efforts can only generate positive outcomes
PRACTICAL BENEFITS OF EMPOWERMENT if well aligned to the organisation. If not aligned, however,
Empowerment enables organisations to get the most they may breed backlash and resentment.
from their employees by harnessing their talents and
ideas. Organisations with higher levels of empowerment, A common cause of the failure of empowerment efforts
such as Google,35 have demonstrated improvements stems from the difference in assumptions about trust
in various performance areas including innovation, and control. Frequently, there is disagreement amongst
productivity, team performance, flexibility and management as to whether empowerment should be
responsiveness. principally a top-down process of delegated decision-
making within clear boundaries, or whether it should be
The quality and efficiency of firms such as Singapore bottom-up where leaders role model and provide support
Airlines are not simply the result of good strategic to subordinates whom they implicitly trust to innovate,
decision-making by senior managers, but also the result take risks and ultimately drive improved performance.
32 Spreitzer, G. M., (1995), ‘Psychological empowerment in the workplace: dimensions, measurement and validation’, Academy of Management
Journal, 38(5), pp 1442-1465.
33 Maynard, M. T., Gilson, L. L. and Mathieu, J. E., (2012), ‘Empowerment-Fad or Fab? A Multilevel Review of the Past Two Decades of
Research’, Journal of Management, 38(4), pp. 1231–1281.
34 Argyris, C., (1998), Empowerment: The Emperor’s New Clothes, Harvard Business Review, May-June.
35 He, L., (2013), Google's Secrets Of Innovation: Empowering Its Employees, Forbes Online. Accessed 21 Jun 19.
36 Heracleous, L. and Wirtz, J., (2017), Singapore Airlines: Aligning strategy and organization, (January 2015), pp. 1–17.
37 CFA’s Oct 19 VLOG on Army Empowerment: https://akx.sps.ahe.r.mil.uk/sites/akx/army-orders/field-army/cfas-priorities/army-empowerment
38 Hempel, P. S., Zhang, Z.-X. and Han, Y., (2012), Team Empowerment and the Organizational Context, Journal of Management, 38(2), pp.
475–501.
39 Spreitzer, G. M., (2008), Taking Stock : A Review of More than Twenty Years of Research on Empowerment at Work, in Barling, J. and Cooper,
C. L. (eds) The SAGE Handbook of Organizational Behavior : Volume 1 - Micro Approaches. London: Sage Publications, pp. 54–72.
40 Quinn, R.E., Spreitzer, G. M., (1997), The Road to Empowerment: Seven Questions Every Leader Should Consider. Organizational Dynamics,
26(2), pp 37-49.
Another common mistake made by organisations without providing them with any new levers of power can
looking to empower people is to expect too much from only serve to engender cynicism.
the managers in the middle. Encouraging managers to
‘just let go’ ignores the intense control, achievement
and recognition needs we all have. Consequently, SUMMARY
organisations seeking to shift quickly from a controlling This article has provided a practical guideline for how
management culture to an empowered one could struggle to go about creating a more empowered environment. In
because of middle management change inertia.41 an Army context, empowerment enables the commander
to increase their subordinates’ area of freedom whilst
Efforts can also come to grief if there is an overemphasis aligning them to a compelling purpose, being clear
on the psychological aspects of empowerment at the about what control measures apply and providing
expense of structural aspects. Individuals come into them with information and support. Empowerment
work with a general sense of self-efficacy, feelings of can be particularly useful in barracks for the purpose
competence and motivation, which organisations are of harnessing people’s talents to drive continuous
hard-pressed to affect in any practical way.42 Therefore, improvement, which in turn will deliver greater
efforts to convince individuals of their newfound power productivity, performance and job satisfaction.
41 Forrester, R., (2002), Empowerment: Rejuvenating a potent idea, Measuring Business Excellence, 6(2), pp. 12–13.
42 Ibid.
BAR ARTICLES | 83
If leaders produce a clear and memorable intent, a
framework of control measures and trust their people,
then quicker decision-making is the likely benefit. If,
however, the leaders seek a broader set of benefits and
wish to do something that improves performance and
morale, the model at Figure 1 should be applied. The
leaders can then start conversations with their teams
about what to do next.
BAR ARTICLES | 85
A British View of
International Attachment at
the German Officer School
Lieutenant Conor Patrick, 32 AEC, provides an analysis of the
German Army’s Officer Course 2, at the Officer School in Dresden from
the perspective of a British international attachment. He also looks at
the innovative approach the school has to military education.
Pictured is the Officer School of the German Army at Dresden. Photo: Kolossos, GNU Free Documentation license, Creative Commons
Attribution-Share Alike 3.0 Unported license, Wikimedia
BAR EDUCATION | 87
and innovative personnel capable of interpreting and
operating in complex situations on the 21st century
battlefield7 but have not yet moved in quite as drastic a
way as the Germans to adapt our training. Both forces
have identified the same drivers for change; perhaps the
Germans perceive them as more pressing.
13 Ibid.
14 Carleton Smith, M., General, (2018), CGS Keynote Address 2018, [Online]. 20 Jun 18, Church House, Westminster. [accessed 9 Sep 19].
Available from: https://rusi.org/annual-conference/cgs-keynote-address-2018.
15 Kommando Streitkräftebasis, (2018), p. 23.
BAR EDUCATION | 89
EUROPEAN LAW AND GERMAN TRAINING DESIGN Writing as a professional military educator, and having
The working day begins rather early: normally 0730 had the use of these programmed study periods, it must
and finishes at 1615, with Fridays being half-days. The be commented that they are incredibly useful in allowing
German Army is not exempt from the European Working learners to thoroughly engage with the course material.
Time Directive (EWTD). What that means is that service Students retain access to all the superb facilities of
personnel are not allowed to work more than 41 hours the Officer School during these periods and the time
other than in exceptional circumstances, which must be allocated allows for proper collaboration between
signed off by the commanding officer. Anything over and students as well. The trade-off is a much-lengthened
above that is demanded back in time in-lieu. Invariably, total course duration. For that, the Germans develop
the nature of officer training means that there are times officers who are confident in their professional body of
when this is exceeded, but this is managed at Dresden knowledge and its practical application and who have
through careful timetabling. Programmed reflective worked with allies in an environment that is conducive
periods (Arbeitsphasen) have been integrated heavily by to learning. This makes the British career course design
the course designers in part to ensure tasks assigned to seem condensed and rushed by comparison; indeed, in
students can be completed within the working day; there recent years the British Army has tried to reduce course
is no homework whilst on the course as this would be duration without sacrificing content. This phenomenon is
incompatible with the EWTD. readily observable in the example of Junior Command
The author with colleauges and the Directing Staff for an evening of whimsey. Photo: Author, Crown Copyright
and Staff College (Land), delivered at Warminster, which exhibition hall interrogating the role animals have played
has been cut to 6 weeks from 8. The question is, then, in warfare through the centuries.
whether the British system places greater value on
throughput, with additional time freed for more courses Political education is at the forefront at Dresden as well
in the training year, than quality of product. What is and largely revolves around analysis of current affairs
certain is that the Germans have made a conscious and international relations. It is expected that, at unit
decision to strive for the latter and their argumentation level, German officers will be responsible for informing
for doing so is simple: superficial forays [into subjects] and educating their soldiers on Germany’s Defence
have the capacity to mitigate learning success.16 policy and place in the world, generally, and this is
practiced daily during the course. A roster is established
WIDER EDUCATION AT THE OFFICER SCHOOL during the course whereby each student must present
Aside from the ‘golden thread’ conflict scenario to the others on either an event on that day in history, or
mentioned earlier which informs the planning and a pertinent current affairs event. These must be linked
execution staff work carried out during the course, other to lessons the Bundeswehr can draw from them. It was
subject areas colour the syllabus of OL2 and add breadth fascinating to watch colleagues deliver on a range of
to the course. These include military history and military topics such as the German invasion of Crete or China’s
law, both of which German officers must know intimately. Belt and Road Initiative. In the British Army, this so-
The Officer School is fortunate to be located on the same called ‘education piece’ seems to be outsourced at times
grounds as the outstanding German Military Museum to education centres, whereas all German officers take
(Das Militärhistorische Museum), which serves as the ownership of this.
backdrop for many of the lessons and presentations
students attend and deliver. Its collections contain Less prominent is the German chaplaincy’s involvement
thousands of objects from battlefields around the world in lessons on the moral component, which, whilst
and encompass hundreds of years of military history. present, is effectively optional for those who decline
The museum focuses on the cause and consequences interaction with the church, reflecting wider-German
of war and its exhibitions achieve this is in various, society’s increasing secularism. The German Army’s
innovative ways. For example, laying out a model of an disposition to concentrate on the legal aspects of the
entire division, man for man, so one can grasp the sheer use of force over the moral may be an area for focused
scale of the numbers involved; or setting aside an entire research but lies outside the scope of this article. Suffice
16 Kommando Streitkräftebasis, (2018), C1-221/0-100, Kompetenzorientierte Ausbildung in den Streitkräften, p. 23.
BAR EDUCATION | 91
to say, the German chaplaincy plays far less a direct
role in German training than it does at, say, RMAS.
Nonetheless, the facility exists and both Protestant and
Catholic offices are located at the barracks in Dresden.
Stepping slightly away from OL2 for a moment, it must
be mentioned that the Officer School has its own English
language training department. This department, run
by the Federal Languages Office (Bundessprachenamt),
teaches officers the English language as part of their
training pipeline for 3 months. Similar to the rest of the
school, it is run on company lines. What is fascinating,
however, is that the platoons are streamed on ability, and
from the strongest platoon, the German Army selects
its candidates to attend RMAS. This author had the
privilege of delivering a presentation to these officers and
answering their many questions about British training.
The question, in this author’s mind, was why don’t we
have greater involvement here? Dresden already has regular
visits from large groups of American service personnel
stationed in Germany who speak to these students to
improve their English. The fact that the British Army has
a large cohort of professional, trained English teachers
makes this seem such an obvious way to maintain a
footprint in Dresden and reinforce relationships. The
Americans are ahead of us in this respect.
FINAL THOUGHTS
What must be emphasised is that having British officers
in Dresden to complete OL2 fits importantly into the
bigger picture of British and German cooperation. In
October 2018, the Defence secretaries of both the United
Kingdom and Germany signed the Joint Vision Statement
at Augustdorf, north of Sennelager. Joint Vision seeks to
strengthen Defence ties between the UK and Germany,
explicitly referencing the importance of interoperability wish to attend are given the time and encouragement to
between our forces, closer cooperation in training, and do so. This author was fortunate to have a supportive
the desire to increase officer exchanges.17 This year chain-of-command, but not all are so understanding.
will see the dissolution of HQ British Forces Germany. To be sure, it will demand some considerable time away
Continued British presence at Dresden is a tangible from the unit; but the benefits accrued at the strategic
demonstration of British commitment to the Anglo- level for UK Defence are not to be underestimated
German Defence relationship which is more important and this effort must be supported and resourced.
now than ever before. In fact, Field Army direction is clear in this regard:
every opportunity should be taken to enhance Fd Army
It is often said that the greatest impediment to having language capability in support of […] interoperability.18
a more regular British footprint in Germany is the At the tactical level, units will receive better educated,
language ability of our young officers; but this is not an more competent young officers on their return with an
excuse for inaction, nor is it entirely true that we do not accompanying course report written by a German OF4.
have enough linguists within our ranks. One challenge That, too, is unique and useful and should be prized by
is ensuring that those qualified service personnel who sending units.
17 Fleischer, Jörg, (2018), Ministerin zeichnet mit britischem Amtskollegen Joint Vision Statement, [Online]. Federal Ministry of Defence,
[accessed 9 Sep 19]. Available from: https://www.bmvg.de/de/aktuelles/ministerin-zeichnet-mit-britischem-amtskollegen-joint-vision-
statement-28180.
18 Chief of Staff Field Army, (2019), p. F-6.
FINDING OUT MORE Aspiring course participants should discuss their wish
British participants for OL2 are trawled for on a regular to attend with their respective chain-of-command at the
basis by the international attachments team of Army earliest opportunity to account for the long lead times
International Branch. Candidates are currently sought between expression of interest and physical arrival at
at the lieutenant to captain rank range with German Dresden. For this author, the whole process took close to
language skills. The recommended pre-arrival level of one year. That should not dissuade anyone from taking
German for OL2 is Standardised Language Profile (SLP) advantage of this challenging, fulfilling and enjoyable
3332. German-speaking personnel who have not already opportunity. Those who do may look forward to three
done so should have their SLP determined at the earliest months in one of Europe’s most beautiful cities, enjoying
opportunity by the Defence Requirements Authority for high quality, professional military education with
Culture and Language (DRACL) at the Defence Academy colleagues from around the world. I am personally at the
of the United Kingdom, Shrivenham. This is especially disposal of anyone who wants further advice on attending
useful as knowledge of military specific language is the German Officer School at Dresden. Please feel free to
tested here. get in touch at [email protected].
BAR EDUCATION | 93
Managing the News During
The Battle for Rome in 1944
Brigadier (Ret’d) Richard Toomey analyses the relationship between
the British Army and the media during the Battle For Rome in 1944.
Landing ships unloading supplies in Anzio harbour, 19-24 February 1944 © IWM (NA 12136)
BAR HISTORY | 95
As part of a programme entitled
'Meet John Londoner', here we see
correspondent Wynford Vaughan
Thomas asking Mrs Galraith, a
member of the public, a question.
They are surrounded by a crowd
of passers-by, including Leslie
Hancock, a soldier of a Canadian
Scottish regiment, all interested
in Mrs Galraith's response. The
interview is taking place in Victoria
Gardens on Victoria Embankment
and behind them, part of the Houses
of Parliament can be seen, covered
in scaffolding. This photograph was
probably taken in September 1941.
IWM (D 4592)
question, and if things had not improved, it could have Of course what mattered most was battlefield success
been even worse for him.5 against the Germans. For that, from El Alamein in
November 1942, through Tunisia and into Sicily in
Churchill hated criticism. He disliked the gloomy content 1943, Alexander and Montgomery, and the entire Eighth
of the Ministry of Information’s national morale reports Army became national heroes. They and Churchill were
in 1942 so much that he wanted to stop them altogether.6 seen to be steadily bringing the war to a successful
The popular, left wing Daily Mirror really irritated conclusion. There was a clear, functioning inter-
him and sailed so close to the wind that it was nearly relationship, sustained by the news between home
banned.7 For the Mirror, the failures of 1941-1942 was morale, the national war effort and operational success.9
all evidence of an incompetent, upper class old guard The impact was international as well. As the war could
running the country and the Army.8 only ultimately be decided on land, it was clear that the
5 In July 1942, the British Institute of Public Opinion (BIPO) reported that only 41% were satisfied with the conduct of the war. Paradoxically,
confidence in Churchill, at 78%, was notably high, yet this was the lowest level recorded since he came to power.
6 On 4 April 1942, Churchill wrote to Bracken about the weekly report saying that ‘I doubt very much whether this survey is worth its trouble.
How many people are engaged in it and how much does it cost?’ (Ian McLaine, Ministry of Morale: Home Front Morale and the Ministry of
Information in World War II (London: George Allen & Unwin, 1979), p. 258.
7 Edelman, Maurice, The Mirror: A Political History (London: Hamish Hamilton, 1966) has a blow-by-blow account including the Parliamentary
debate.
8 The Army in particular. The standing of the Royal Navy and Royal Air Force - seen as more modern and more competent - was much higher,
according to contemporary research by Mass-Observation.
9 By June 1943 BIPO found that 75% were satisfied with the conduct of the war - the highest level since their surveys started in summer 1941 -
and Churchill’s approval rating had risen to 92%.
REPORTING ON THE ITALIAN CAMPAIGN Churchill personally triggered the Anzio landing,
By the time the Anzio landings began, the Allies had conceiving it as a tactical masterstroke that would open
been in Italy for just over six months. The first two the way to Rome and reignite his pet campaign. It would
months had been seen as a great success and culminated unhinge the German defences in the Gustav Line in the
in the Italian surrender. At this stage, Churchill imagined Cassino area, allowing a dramatic Allied breakthrough. So
the liberation of Rome before the end of 1943 possibly in December 1943, latching on to a contingency plan to
tilting Allied strategy to the Mediterranean. But the land a division on the coast south of Rome, he proposed
Germans chose to fight every step of the way, over terrain a two division landing and it was duly put into effect. Just
that favoured them. The media with the Allies reported four weeks later the first wave of troops landed.10
what they saw, which was a slow advance of endless
small battles through mountains, over rivers, and for The Allies provided the media with a dedicated
small towns and villages. Churchill, instigator of the transmitter to send their reports back to the censors in
campaign, was particularly frustrated. Naples. The journalists reported what happened but
events did not conform to the Allied script. Like everyone
At the end of October General Alexander explained the else involved they were hugely optimistic at the start, but
difficulties to the Allied journalists in Italy, and this went when the landing force was encircled by the Germans,
some way to reassuring the public. It is notable how the one of the bloodiest attritional battles of the war in the
newspapers of the day were full of the striking successes west began, and there was a serious prospect of defeat,
of the Soviet Army. The public could not fail to compare some of them became despondent. Alexander knew that
progress in Russia with progress in Italy. Every potential he was in a very dangerous and sensitive situation. He
breakthrough in Italy was latched onto by the media and probably thought that eyewitness reporting of the battle
the public, but as they came to little, eventually Italy would be unhelpful. The Germans did not need to know
fatigue pushed the story off the front pages. what was going on inside the beach head, and he and
the fighting troops did not need a running commentary.
10 D’Este, Carlo, Fatal Decision: Anzio and the Battle for Rome (London: Fontana, 1992), Chapter 4, ‘The Decision to Launch Shingle’, pp. 67-85.
BAR HISTORY | 97
HM King George VI, accompanied by Generals Leese and McCreery, being driven past troops after landing at Perugia, 25 July 1944.
Photo: IWM NA 17187, Wikimedia
So he decided to switch off the transmitter; all reports Such words as ‘desperate’ ought not to be used about
from Anzio would have to go out of the beach head in the position in a battle of this kind when they are false.
writing by air. Still less should they be used if they were true. In the
first case they needlessly distress the public; in the
This caused a storm at home. The press claimed that second they encourage the enemy to attack.12
they were being stifled and made a formal complaint.
Certain Members of Parliament were up in arms. This highlights the extent to which Allied media
Churchill made an immediate statement in which he reporting, particularly by the BBC, intended for home
seemed less than fully confident and appeared to slope audiences, was being gleaned for intelligence and
shoulders, saying: all battles are anxious as they approach propaganda purposes by the Germans. The same
the climax, but there is no justification for pessimism, broadcasts also reached Allied soldiers in the field, who
according to the latest reports from the responsible were quick to spot disconnects with either their actual
authorities.11 Several days after the event, after the crisis experience, or the briefings of their own commanders.
in the battle had passed and the transmitter had been
switched back on, Churchill came to Parliament to take OPERATION DIADEM PRESS POLICY
personal responsibility, make an emollient apology, but The Allied attacks at Anzio and in the Cassino area in
also to criticise the reporting. January, February and March 1944 were all failures.
11 Churchill Says, ‘The Battle For Rome Will Be Won’’, Sunday Express, 13 February 1944, p. 1.
12 Parliamentary Debates, House of Commons, Vol. 397, 22 February 1944, cols. 649-651.
Alexander decided to delay any further attacks until May. enemies alike. To pre-empt the sort of media problems
There was a key personality change. In early January that had arisen at Anzio - which the Army attributed to
Alexander received a new chief of staff (‘CGS’) Lieutenant ‘unbalanced reporting’, but for which they were at least
General John Harding. Brooke had sent Harding to add equally responsible - Harding issued a press directive, the
some senior intellectual weight to Allied Armies Italy.13 first of its kind, at least in Italy.15
He arrived too late to influence Anzio or Fifth Army’s
attempts to take Cassino, but he was the architect of Dated 8 May 1944, three days before the operation, and
Operation DIADEM. Over March and April his staff consisting of only two sides of direction, it starts by briefly
concentrated most of the Eighth Army alongside the US explaining why the Commander-in-Chief (Alexander) thought
Fifth Army in the Cassino sector in complete secrecy.14 that a press directive was so important. He wanted reporting
to raise morale and facilitate success’ whereas if reporting was
The strategic context was extremely important. A month not ‘a correct representation’ (in Alexander’s view of course) it
before D-Day, and after months of failure in Italy, DIADEM ‘may easily damage morale’ and the ‘excellent relationship
had to be a success, and be seen as such by Allies and ….. between American and British troops.
13 Danchev, Alex and Todman, Daniel, (eds.), War Diaries 1939-1945: Field Marshal Lord Alanbrooke (London: Weidenfeld and Nicolson, 2001).
See entries for 18 Nov and 30 Dec 43.
14 Carver , Field Marshal Lord, The Imperial War Museum Book of the War in Italy 1943-1945 (London: Pan Books, 2002), pp. 170-173.
15 ‘Press Directive’, issued by Lieutenant General Harding, Chief of General Staff A.A.I., 8 May 1944, WO 204/6881, National Archives.
Reference to this being the first such policy is in ‘Guidance to Censors in connection with the Spring Campaign’, 11 May 1944, in the same file.
BAR HISTORY | 99
In several paragraphs of guidance the document the enemy could stabilise again a long distance to
addresses the key information issues that commanders, his rear.
staff and journalists needed to bear in mind. The first • Don’t expect a large number of prisoners to be taken
theme was to measure expectations: as this country is unsuited to quick manoeuvre which
alone results in such capture of men and material.
Without guidance from the start unwise statements • Don’t draw comparisons between success now and
may appear and there may be a tendency to magnify previous failures.
early successes and anticipate events without building • Don’t speculate on the future conduct of the
up in the minds of the public a true picture of the campaign.
problem that confronts the Allied Armies in Italy. • Don’t measure success in terms of some distant
objective.
The directive described just how substantial and deep • Don’t magnify early successes. Play down the news
the defences were, how they had been skilfully melded in the opening stages and as each successive line is
into the terrain, and how they were in reality the defences broken proclaim the success in crescendo.’
of Hitler’s ‘European fortress’. Even after the Allies
penetrated the Gustav Line, there was another one, the The process of censorship still applied as before, and
Hitler Line, to come. Crossing the River Tiber would be censors were given further, more detailed direction based
an enormous challenge. German troops would be ordered on Harding’s themes. Harding’s directive, a clear statement
to fight to the last man. Progress would be slow, unlike in of the higher commander’s intent, went to everyone who
North Africa, and should not be judged in miles. might work with the media, or communicate directly
themselves. The distribution included army commanders,
The second theme was Allied relationships. The issue staff in ‘public relations’ (i.e. media operations) branches,
Alexander and Harding were keen to pre-empt was the censors, and the editors of in-theatre magazines such as
idea that the British Eighth Army had come to do a task Union Jack, Stars and Stripes and Maple Leaf.
that the American Fifth Army could not. Unstated, but
in the background was the fact that the international The resulting newspaper reporting over the following few
and inter-army rivalry had been strong, and many of the weeks was carefully measured. As a consequence the
national contingent commanders (ranging from army British national morale reports recorded a gradual but
group to corps) disliked each other or had low opinions of sustained increase in enthusiasm. What Alexander and
each other’s and their army’s ability. Alexander wanted to Harding could not influence was the extremely high level of
keep that firmly under control and out of the public eye. second front anxiety at home, shared by Government and
people alike, including Churchill. Unfortunately, for all those
Finally it concludes with one paragraph of ‘do’s’ and a in Italy, their theatre had been eclipsed by Normandy.
crisp list of ‘don’ts’:
Yet Harding’s press directive indicated a keen awareness
Do’s of the strategic context, and it showed that the staff who
Portray a clear picture of the successive enemy planned Operation DIADEM had learned lessons from
defence lines. Build up in the minds of the public the campaign and the failures of Anzio in particular.
the strength of each as they are approached upon The directive was judged such a success that another
which guidance will be given. As each one is broken, was issued on 3 June 1944. Allied Armies Italy’s insight
proclaim it as a success as opening the way not - probably Harding’s personally - was to see that to be
to Rome or some more distant objective but to the fully successful, operations had to be accompanied by a
next line of the Fortress which is not many miles compelling narrative. This not only told the media - and
behind. The strength of the Hitler Line could well be through them the audience at home - what was happening,
magnified and in any case shown to be greater than but carefully and conservatively shaped their expectations
that of the Gustav Line. The breaking of this line before operations actually started and maintained that
can then be used by us as great propaganda value approach throughout the subsequent campaign.
[against] the enemy.
FURTHER READING
Don’ts The Italian Campaign and the Battle for Rome
• Don’t compare this summer campaign with • Carver, Field Marshal Lord, The Imperial War Museum
desert warfare which almost always resulted in a Book of the War in Italy 1943-1945 (London: Pan
spectacular advance after a successful battle before Books, 2002)
• D’Este, Carlo, Fatal Decision: Anzio and the Battle for (London: Routledge, 1999)
Rome (London: Fontana, 1992) • Hinton, James, The Mass Observers: A History, 1937-
• Ellis, John, Cassino: The Hollow Victory, The Battle for 1949 (Oxford: Oxford University Press, 2013)
Rome January to June 1944 (London: Aurum • MacKay, Robert, Half the Battle: Civilian Morale in
Press, 1984) Britain during the Second World War (Manchester:
• Fennell, Jonathan, Fighting the People’s War: The British Manchester University Press, 2002)
and Commonwealth Armies and the Second World War • McLaine, Ian, Ministry of Morale: Home Front Morale
(Cambridge: Cambridge University Press, 2019) and the Ministry of Information in World War II (London:
• Holden Reid, Brian, ‘The Italian Campaign, 1943-45: A George Allen & Unwin, 1979)
Reappraisal of Allied Generalship’, Journal of Strategic
Studies, 13 (1990), 128-161 War Journalism in the Italian Campaign
• Vaughan-Thomas, Wynford, Anzio (London: Pan • Campbell, Doon, Magic Mistress: A 30-year affair with
Books, 1963) Reuters (London: Tagman Press, 2000)
• Moorehead, Alan, Eclipse (London: Sphere Books, 1968)
Public Morale in Second World War Britain • Talbot, Godfrey, Ten Seconds From Now: A Broadcaster’s
• Calder, Angus, The People’s War: Britain 1939-1945 Story (London: Quality Book Club, 1974)
(London: Pimlico, 1992) • Whicker, Alan, Whicker’s War (London: Harper
• Donnelly, Mark, Britain in the Second World War Collins, 2005)
There could have been more maps and they could have
been in colour. There are some oddities. The ‘cruiser
rules’ of naval warfare are explained 3 times. July 1916
is all about the British failures and casualties on the
Somme on the 1st. There is no mention of the British
and French advances in the southern sector. There is no
mention of the reduction in the BEF’s manpower prior
to the great German offensive of March 1918. Allenby’s
destruction of the Ottoman forces at Megiddo gets half
a sentence. The author is ready to criticise Haig and
reluctant to say anything in his favour.
4 See, I: 10
5 See I: 49-58 and I: 101-118
6 See Long (I: 69-86), Hackworth (II: 67-86), and Fox (II: 59-66)
7 See MC in a garrison (I: 121-136), logistics (II: 200-218), physical fitness (I: 193-206), development of subordinates (II: 149-161) respectively
8 See MC in a policing context (I: 207-222)
9 See Long on training, (I: 69-86), Tommy Krabberød on Mission Command in the navy (I: 17-48), and James Fish on how Google’s staff
management might be applied to an army (II: 244-250)
10 Shamir, Eitan, Transforming Command: The Pursuit of Mission Command in the U.S., British, and Israeli Armies (Stanford, CA: Stanford
University, 2011).
Address: The Editor, British Army Review, Building 97, Colonel Will Davies
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